US District Court Civil Docket as of
07/02/2010
Retrieved from the court on July
14, 2010
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Plaintiff
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Joseph
A. Merrick |
represented by |
Barrett
J. Vahle |
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Defendant
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Stifel Financial Corporation |
represented by |
Jeffrey
J. Kalinowski |
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Defendant
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Stifel, Nicolaus
& Company, Incorporated
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represented by |
Jeffrey
J. Kalinowski |
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Date
Filed |
# |
Docket
Text |
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08/08/2008 |
COMPLAINT
against defendant Stifel, Nicolaus
& Company, Incorporated, Stifel Financial Corporation
with receipt number 08650000000001544322, in the amount of $350 Jury Demand,, filed by Joseph A Merrick. (Attachments: # 1 Civil Cover
Sheet, # 2
Original Filing Form, # 3 Summons Stifel Financial Corporation, # 4 Summons Stifel, Nicolaus & Company,
Inc.)(Rosemergy, James) (Entered: 08/08/2008) |
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08/11/2008 |
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Case
Opening Notification. 2 summons @ 20 days issued (returned via e-mail to pltff's atty). Disclosure of
Corporate Interest issued to deft. Judge Assigned: Honorable Henry E. Autrey. (KLK) (Entered: 08/11/2008) |
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09/18/2008 |
SUMMONS
Returned Executed filed by Joseph A. Merrick. Stifel
Financial Corporation served on 9/18/2008, answer due 10/8/2008. (Rosemergy, James) (Entered: 09/18/2008) |
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09/18/2008 |
SUMMONS
Returned Executed filed by Joseph A. Merrick. Stifel,
Nicolaus & Company, Incorporated served on
9/18/2008, answer due 10/8/2008. (Rosemergy, James)
(Entered: 09/18/2008) |
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10/07/2008 |
ENTRY
of Appearance by Adam S. Hochschild for Defendants Stifel, Nicolaus & Company,
Incorporated, Stifel Financial Corporation. (Hochschild, Adam) (Entered: 10/07/2008) |
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10/07/2008 |
Consent
MOTION for Extension of Time to File Answer or Other Response by
Defendants Stifel, Nicolaus
& Company, Incorporated, Stifel Financial
Corporation. (Hochschild, Adam) (Entered:
10/07/2008) |
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10/07/2008 |
ENTRY
of Appearance by Jeffrey J. Kalinowski for
Defendants Stifel, Nicolaus
& Company, Incorporated, Stifel Financial
Corporation. (Kalinowski, Jeffrey) (Entered:
10/07/2008) |
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10/07/2008 |
ENTRY
of Appearance by Richard H. Kuhlman for Defendants Stifel,
Nicolaus & Company, Incorporated, Stifel Financial Corporation. (Kuhlman, Richard)
(Entered: 10/07/2008) |
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10/08/2008 |
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Docket
Text ORDER: Re: 5 Consent MOTION for Extension of
Time to File Answer or Other Response by Defendants Stifel, Nicolaus & Company,
Incorporated, Stifel Financial Corporation.
; ORDERED : GRANTED - defts
granted to November 10, 2008 to respond.. Signed by Honorable Henry E. Autrey on 10/8/08. (CEL) (Entered: 10/09/2008) |
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10/14/2008 |
MOTION
to Appoint Lead Counsel names:Michael
J. Flannery by Plaintiff Joseph A. Merrick. (Attachments: # 1 Text of Proposed
Order)(Flannery, Michael) (Entered: 10/14/2008) |
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10/14/2008 |
MEMORANDUM
in Support of Motion re 8 MOTION to Appoint
Lead Counsel names:Michael
J. Flannery filed by Plaintiff Joseph A. Merrick. (Flannery, Michael)
(Entered: 10/14/2008) |
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10/14/2008 |
DECLARATION
filed by Plaintiff Joseph A. Merrick. (Attachments: # 1 Exhibit, # 2 Exhibit, # 3 Exhibit, # 4
Exhibit)(Flannery, Michael) (Entered: 10/14/2008) |
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10/24/2008 |
SUPPLEMENTAL
Statement in Support of Motion re 8 MOTION to Appoint
Lead Counsel names:Michael
J. Flannery filed by Plaintiff Joseph A. Merrick. (Flannery, Michael)
Modified on 10/27/2008 to a supplemental statement (TRC). (Entered:
10/24/2008) |
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11/03/2008 |
Consent
MOTION for Extension of Time to File Answer re 1 Complaint, or
Other Response by Defendants Stifel, Nicolaus & Company, Incorporated, Stifel
Financial Corporation. (Hochschild, Adam) (Entered:
11/03/2008) |
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11/05/2008 |
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Docket
Text ORDER: Re: 12
Consent MOTION for Extension of Time to File Answer re 1 Complaint, or
Other Response by Defendants Stifel, Nicolaus & Company, Incorporated, Stifel
Financial Corporation. ORDERED GRANTED up to and including 11/24/08 to
respond to Plaintiff's Complaint. Signed by Honorable Henry E. Autrey on 11/5/08. (MJM) (Entered: 11/05/2008) |
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11/07/2008 |
MEMORANDUM
in Opposition re 8
MOTION to Appoint Lead Counsel names:Michael
J. Flannery filed by Defendants Stifel, Nicolaus & Company, Incorporated, Stifel
Financial Corporation. (Hochschild, Adam) (Entered:
11/07/2008) |
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11/14/2008 |
STIPULATION
re 13 Memorandum
in Opposition to Motion, 8 MOTION to Appoint
Lead Counsel names:Michael
J. Flannery ; Defendants' Withdrawal of Response in Opposition to Motion
to Appoint Lead Plaintiffs and Lead Counsel and of Alternative Motion to Stay
by Defendants Stifel, Nicolaus
& Company, Incorporated, Stifel Financial
Corporation. (Hochschild, Adam) (Entered:
11/14/2008) |
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11/17/2008 |
ORDER
APPOINTING THE STIFEL GROUP AS LEAD PLAINTIFF AND APPROVING LEAD PLAINTIFF'S
SELECTION OF COUNSEL Upon consideration of the motions and supporting papers
filed by the movants for lead Plaintiff in the
above captioned action and for good cause shown, and subject to Defendants'
Reservation of Rights as provided in their withdrawal of their opposition, IT
IS HEREBY ORDERED THAT: The Motion of the Stifel
Group for Appointment as Lead Plaintiff and Approval of selection of counsel
is GRANTED. SEE ORDER FOR DETAILS. Signed by Honorable Henry E. Autrey on 11/17/08. (MJM) (Entered: 11/18/2008) |
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11/19/2008 |
MOTION
for Leave to File in Excess of Page Limitation by Defendants Stifel, Nicolaus & Company,
Incorporated, Stifel Financial Corporation. (Hochschild, Adam) (Entered: 11/19/2008) |
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11/20/2008 |
Consent
MOTION to Clarify by Plaintiff Joseph A. Merrick. (Flannery, Michael)
(Entered: 11/20/2008) |
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11/20/2008 |
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Docket
Text ORDER: Re: 16
MOTION for Leave to File in Excess of Page Limitation by Defendants Stifel, Nicolaus & Company,
Incorporated, Stifel Financial Corporation. ; ORDERED : LEAVE TO FILE GRANTED. Signed by Honorable Henry
E. Autrey on 11/20/08. (CEL) (Entered: 11/20/2008) |
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11/20/2008 |
SUPPLEMENTAL
Proposed Order to Doc. 17 by Plaintiff Joseph A. Merrick. (Flannery,
Michael) (Entered: 11/20/2008) |
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11/24/2008 |
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Docket
Text ORDER: Re: 17 Consent MOTION to Clarify by
Plaintiff Joseph A. Merrick. (Flannery, Michael) filed by Joseph A. Merrick ; ORDERED GRANTED HEA. Signed by Honorable Henry
E. Autrey on 11/24/08. (CLA) (Entered: 11/24/2008) |
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11/24/2008 |
Verified
MOTION for Admission Pro Hac Vice of Matthew L. Dameron (Filing fee $100) by Plaintiff Joseph A. Merrick.
(TRC) (Entered: 11/25/2008) |
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11/24/2008 |
Verified
MOTION for Admission Pro Hac Vice of Norman E.
Siegel (Filing fee $100) by Plaintiff Joseph A. Merrick. (TRC) (Entered:
11/25/2008) |
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11/25/2008 |
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Receipt
4644004067 in the amount of $100.00 for PRO HAC VICE on behalf of MATTHEW L.
DAMERON (CCAM) (Entered: 11/25/2008) |
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11/25/2008 |
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Receipt
4644004067 in the amount of $100.00 for PRO HAC VICE on behalf of NORMAN E.
SIEGEL (CCAM) (Entered: 11/25/2008) |
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11/25/2008 |
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Docket
Text ORDER: Re: 20
Verified MOTION for Admission Pro Hac Vice of
Norman E. Siegel 19
Verified MOTION for Admission Pro Hac Vice of
Matthew L. Dameron ; ORDERED : Motions 19 and 20 SO ORDERED.
Signed by Honorable Henry E. Autrey on 11/25/08.
(CEL) (cc: attys Dameron
and Siegel - Modified on 11/26/2008 (CEL). (Entered: 11/26/2008) |
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11/26/2008 |
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ORDER
RECEIPT: (see receipt) Wed Nov 26 15:06:06 CST 2008 (Lippold,
Carrie) (Entered: 11/26/2008) |
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01/09/2009 |
AMENDED
COMPLAINT against defendant all defendants , filed
by Joseph A. Merrick. (Attachments: # 1 Exhibit A --
Merrick Transactions, # 2 Exhibit B -- Shiding Transactions)(Rosemergy,
James) (Entered: 01/09/2009) |
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02/13/2009 |
MOTION
to Lift Stay by Plaintiff Joseph A. Merrick. (Dameron,
Matthew) (Entered: 02/13/2009) |
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02/13/2009 |
MEMORANDUM
in Support of Motion re 22 MOTION to Lift
Stay filed by Plaintiff Joseph A. Merrick. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E)(Dameron, Matthew) (Entered: 02/13/2009) |
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02/19/2009 |
MOTION
for Relief Supplemental Notice by Plaintiff Joseph A. Merrick. (Flannery,
Michael) (Entered: 02/19/2009) |
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02/19/2009 |
MEMORANDUM
in Support of Motion re 24 MOTION for
Relief Supplemental Notice filed by Plaintiff Joseph A. Merrick. (Flannery,
Michael) (Entered: 02/19/2009) |
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02/19/2009 |
DECLARATION
filed by Plaintiff Joseph A. Merrick re 24 MOTION for
Relief Supplemental Notice, 25 Memorandum in
Support of Motion of Michael J. Flannery. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C Part 1,
# 4 Exhibit C
Part 2)(Flannery, Michael) (Entered: 02/19/2009) |
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02/19/2009 |
MOTION
to Expedite Response Time on Lead Plaintiffs' Motion for Supplemental
Notice by Plaintiff Joseph A. Merrick. (Flannery, Michael) (Entered:
02/19/2009) |
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02/20/2009 |
RESPONSE
in Opposition re 27
MOTION to Expedite Response Time on Lead Plaintiffs' Motion for
Supplemental Notice filed by Defendants Stifel,
Nicolaus & Company, Incorporated, Stifel Financial Corporation. (Hochschild,
Adam) (Entered: 02/20/2009) |
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02/23/2009 |
MEMORANDUM
in Opposition re 22
MOTION to Lift Stay filed by Defendants Stifel, Nicolaus & Company, Incorporated, Stifel
Financial Corporation. (Hochschild, Adam) (Entered:
02/23/2009) |
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02/24/2009 |
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Docket
Text ORDER: Re: 27
MOTION to Expedite Response Time on Lead Plaintiffs' Motion for
Supplemental Notice by Plaintiff Joseph A. Merrick. (Flannery, Michael)
filed by Joseph A. Merrick ; ORDERED DENIED. Signed
by Honorable Henry E. Autrey on 2/24/09. (TRC)
(Entered: 02/24/2009) |
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02/25/2009 |
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Docket
Text ORDER: Re: 22
MOTION to Lift Stay by Plaintiff Joseph A. Merrick. (Dameron,
Matthew) filed by Joseph A. Merrick ; ORDERED DENIED
WITHOUT CITATIONS. Signed by Honorable Henry E. Autrey
on 2/25/09. (TRC) (Entered: 02/26/2009) |
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03/02/2009 |
MEMORANDUM
in Opposition re 24
MOTION for Relief Supplemental Notice filed by Defendants Stifel,
Nicolaus & Company, Incorporated, Stifel Financial Corporation. (Hochschild,
Adam) (Entered: 03/02/2009) |
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03/06/2009 |
MEMORANDUM
in Opposition re 24
MOTION for Relief Supplemental Notice (Supplemental Memorandum) filed
by Defendants Stifel, Nicolaus
& Company, Incorporated, Stifel Financial
Corporation. (Hochschild, Adam) (Entered:
03/06/2009) |
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03/09/2009 |
Consent
MOTION for Leave to File in Excess of Page Limitation by Defendants Stifel, Nicolaus & Company,
Incorporated, Stifel Financial Corporation. (Hochschild, Adam) (Entered: 03/09/2009) |
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03/10/2009 |
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Docket
Text ORDER: Re: 32 Consent MOTION for Leave to File
in Excess of Page Limitation by Defendants Stifel, Nicolaus & Company, Incorporated, Stifel
Financial Corporation. (Hochschild, Adam)
filed by Stifel Financial Corporation, Stifel, Nicolaus & Company,
Incorporated ; ORDERED LEAVE TO FILE IS GRANTED.
Signed by Honorable Henry E. Autrey on 3/10/09.
(TRC) (Entered: 03/10/2009) |
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03/10/2009 |
MOTION
to Dismiss Case by Defendants Stifel, Nicolaus & Company, Incorporated, Stifel
Financial Corporation. (Kuhlman, Richard) (Entered: 03/10/2009) |
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03/10/2009 |
MEMORANDUM
in Support of Motion re 33 MOTION to
Dismiss Case filed by Defendants Stifel, Nicolaus & Company, Incorporated, Stifel
Financial Corporation. (Kuhlman, Richard) (Entered: 03/10/2009) |
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03/10/2009 |
DECLARATION
filed by Defendants Stifel, Nicolaus
& Company, Incorporated, Stifel Financial
Corporation re 33
MOTION to Dismiss Case, 34 Memorandum in
Support of Motion. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3, # 4 Exhibit 4, # 5 Exhibit
5)(Kuhlman, Richard) (Entered: 03/10/2009) |
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03/12/2009 |
REPLY
to Response to Motion re 24 MOTION for
Relief Supplemental Notice filed by Plaintiff Joseph A. Merrick. (Flannery,
Michael) (Entered: 03/12/2009) |
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03/12/2009 |
DECLARATION
filed by Plaintiff Joseph A. Merrick re 36 Reply to
Response to Motion of Michael J. Flannery. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit
D)(Flannery, Michael) (Entered: 03/12/2009) |
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03/20/2009 |
MOTION
for Leave to File Sur-Reply in Opposition to Plaintiffs' Motion for Supplemental
Notice by Defendants Stifel, Nicolaus
& Company, Incorporated, Stifel Financial
Corporation. (Hochschild, Adam) (Entered:
03/20/2009) |
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03/20/2009 |
SURREPLY
to Motion re 24
MOTION for Relief Supplemental Notice filed by Defendants Stifel,
Nicolaus & Company, Incorporated, Stifel Financial Corporation. (Hochschild,
Adam) (Entered: 03/20/2009) |
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03/24/2009 |
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Docket
Text ORDER: Re: 38
MOTION for Leave to File Sur-Reply in Opposition to Plaintiffs' Motion for
Supplemental Notice by Defendants Stifel, Nicolaus & Company, Incorporated, Stifel
Financial Corporation. ; ORDERED : LEAVE TO FILE
SUR-REPLY IS GRANTED. Signed by Honorable Henry E. Autrey
on 3/24/09. (CEL) (Entered: 03/24/2009) |
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04/10/2009 |
MOTION
for Leave to File Surresponse by Plaintiff Joseph
A. Merrick. (Flannery, Michael) (Entered: 04/10/2009) |
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04/10/2009 |
SURRESPONSE
to Motion re 40
MOTION for Leave to File Surresponse, 24 MOTION for
Relief Supplemental Notice filed by Plaintiff Joseph A. Merrick. (Flannery,
Michael) (Entered: 04/10/2009) |
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04/10/2009 |
DECLARATION
filed by Plaintiff Joseph A. Merrick re 40 MOTION for Leave
to File Surresponse, 41 Surresponse to Motion, 24
MOTION for Relief Supplemental Notice. (Attachments: # 1 Exhibit
A)(Flannery, Michael) (Entered: 04/10/2009) |
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04/15/2009 |
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Docket
Text ORDER: Re: 40
MOTION for Leave to File Surresponse by Plaintiff
Joseph A. Merrick. ; ORDERED : GRANTED - No further
responses are required. Signed by Honorable Henry E. Autrey
on 4/15/09. (CEL) (Entered: 04/16/2009) |
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04/17/2009 |
MOTION
for Temporary Restraining Order by Plaintiff Joseph A. Merrick. (Flannery,
Michael) (Entered: 04/17/2009) |
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04/17/2009 |
MEMORANDUM
in Support of Motion re 43 MOTION for
Temporary Restraining Order filed by Plaintiff Joseph A. Merrick.
(Attachments: # 1
Exhibit 1, # 2
Exhibit 2, # 3
Exhibit 3, # 4
Exhibit 4)(Flannery, Michael) (Entered: 04/17/2009) |
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04/21/2009 |
MEMORANDUM
in Opposition re 43
MOTION for Temporary Restraining Order filed by Defendants Stifel, Nicolaus & Company,
Incorporated, Stifel Financial Corporation.
(Attachments: # 1
Exhibit A -- Affidavit, # 2 Exhibit Tab 1 to
Affidavit, # 3 Exhibit
Tab 2 to Affidavit, # 4
Exhibit Tab 3 to Affidavit)(Kalinowski, Jeffrey)
(Entered: 04/21/2009) |
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04/21/2009 |
Minute
Entry for proceedings held before Honorable Henry E. Autrey:
Motion Hearing held on 4/21/2009 re 43 MOTION for
Temporary Restraining Order filed by Joseph A. Merrick. Arguments heard;Supplemental filings to be
made. Plaintiff's supplemental filings due by 5pm on 4/22/09; Defendant's
supplement due by 4/24/09. Matter taken under submission after filings.
(Court Reporter or FTR Gold Operator initials:A. Daley.) (FTR Gold yes or no: No.) (CSR)
Modified on 4/27/2009 (CSR). (Entered: 04/22/2009) |
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04/22/2009 |
MEMORANDUM
re 43 MOTION for
Temporary Restraining Order, 44 Memorandum in
Support of Motion Lead Plaintiffs' Proposed Order on Motion for TRO by
Plaintiff Joseph A. Merrick. (Flannery, Michael) (Entered: 04/22/2009) |
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04/23/2009 |
Consent
MOTION for Leave to File in Excess of Page Limitation by Plaintiff Joseph A.
Merrick. (Rosemergy, James) Modified on 4/23/2009,
attorney called and indicated that motion had some incorrect information in
the caption and he will file an amended motion (TRC). (Entered: 04/23/2009) |
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04/23/2009 |
Consent
MOTION for Leave to File in Excess of Page Limitation (Corrected) by
Plaintiff Joseph A. Merrick. (Rosemergy, James)
(Entered: 04/23/2009) |
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04/24/2009 |
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Docket
Text ORDER: Re: 48
, 49 ; ORDERED : Motion for leave to file overlength
brief - GRANTED. Signed by Honorable Henry E. Autrey
on 4/24/09. (CEL) (Entered: 04/24/2009) |
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04/24/2009 |
MEMORANDUM
re 47 Memorandum --
Opposition to Plaintiffs' Proposed Temporary Restraining Order by
Defendants Stifel, Nicolaus
& Company, Incorporated, Stifel Financial
Corporation. (Attachments: # 1 Text of Proposed
Order)(Kalinowski, Jeffrey) (Entered: 04/24/2009) |
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04/24/2009 |
RESPONSE
in Opposition re 33
MOTION to Dismiss Case filed by Plaintiff Joseph A. Merrick. (Flannery,
Michael) (Entered: 04/24/2009) |
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04/29/2009 |
OPINION,
MEMORANDUM, AND ORDER: IT IS HEREBY ORDERED that the Motion for Temporary
Restraining Order and Preliminary Injunction 43 is DENIED. IT IS
FURTHER ORDERED that Lead Plaintiff's Motion for Supplemental Notice 24 is denied as
moot. Signed by Honorable Henry E. Autrey on
4/29/09. (TRC) (Entered: 04/29/2009) |
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05/07/2009 |
NOTICE
Additional Communication to Members of Putative Class: by Plaintiff Joseph A.
Merrick (Attachments: # 1 Exhibit A, # 2 Exhibit
B)(Flannery, Michael) (Entered: 05/07/2009) |
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05/26/2009 |
REPLY
to Response to Motion re 33 MOTION to
Dismiss Case filed by Defendants Stifel, Nicolaus & Company, Incorporated, Stifel
Financial Corporation. (Kalinowski, Jeffrey)
(Entered: 05/26/2009) |
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06/24/2009 |
MOTION
for Protective Order and to Compel by Plaintiff Joseph A. Merrick.
(Attachments: # 1
Text of Proposed Order)(Flannery, Michael) (Entered: 06/24/2009) |
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06/24/2009 |
DECLARATION
filed by Plaintiff Joseph A. Merrick re 55 MOTION for
Protective Order and to Compel. (Attachments: # 1 Exhibit
1)(Flannery, Michael) (Entered: 06/24/2009) |
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07/06/2009 |
MEMORANDUM
in Opposition re 55
MOTION for Protective Order and to Compel filed by Defendants Stifel, Nicolaus & Company,
Incorporated, Stifel Financial Corporation. (Hochschild, Adam) (Entered: 07/06/2009) |
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07/16/2009 |
REPLY
to Response to Motion re 55 MOTION for
Protective Order and to Compel filed by Plaintiff Joseph A. Merrick.
(Flannery, Michael) (Entered: 07/16/2009) |
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07/30/2009 |
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Docket
Text ORDER: Re: 55
MOTION for Protective Order and to Compel by Plaintiff Joseph A.
Merrick. (Attachments: # 1 Text of Proposed Order)(Flannery, Michael) filed
by Joseph A. Merrick ; ORDERED MOTION FOR PROTECTIVE
ORDER AND TO COMPEL IS DENIED. Signed by Honorable Henry E. Autrey on 7/30/09. (TRC) (Entered: 07/30/2009) |
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09/02/2009 |
MOTION
to Withdraw as Attorney ;attorney/firm Matthew L. Dameron by Plaintiff Joseph A. Merrick. (Dameron, Matthew) (Entered: 09/02/2009) |
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09/03/2009 |
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Docket
Text ORDER: Re: 59
MOTION to Withdraw as Attorney ;attorney/firm
Matthew L. Dameron by Plaintiff Joseph A. Merrick.
(Dameron, Matthew) filed by Joseph A. Merrick ; ORDERED : GRANTED, Attorney Matthew L. Dameron termed.. Signed by Honorable Henry E. Autrey on 9/3/09. (CEL) (Entered: 09/03/2009) |
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10/06/2009 |
First
MOTION for Leave to Amend by Plaintiff Joseph A. Merrick. (Attachments: # 1 Text of Proposed
Order)(Flannery, Michael) (Entered: 10/06/2009) |
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10/16/2009 |
MEMORANDUM
in Opposition re 60
First MOTION for Leave to Amend filed by Defendants Stifel,
Nicolaus & Company, Incorporated, Stifel Financial Corporation. (Hochschild,
Adam) (Entered: 10/16/2009) |
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10/26/2009 |
REPLY
to Response to Motion re 60 First MOTION for
Leave to Amend filed by Plaintiff Joseph A. Merrick. (Flannery, Michael)
(Entered: 10/26/2009) |
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10/30/2009 |
ORDER
re 60 : IT IS
HEREBY ORDERED THAT Lead Plaintiffs' Motion for Leave to Amend is GRANTED.
Lead Plaintiffs shall file their Second Amended Complaint within 10 days of
the date of this order. SO ORDERED. (HEA). Signed by Honorable Henry E. Autrey on 10/30/09. (CSR) (Entered: 11/02/2009) |
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11/13/2009 |
Verified
MOTION for Admission Pro Hac Vice of Barrett J. Vahle (Filing fee $100) by Plaintiff Joseph A. Merrick.
(TRC) (Entered: 11/13/2009) |
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11/13/2009 |
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Receipt
4644010934 in the amount of $100.00 for PRO HAC VICE on behalf of Barrett J. Vahle (CCAM) (Entered: 11/14/2009) |
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11/16/2009 |
AMENDED
COMPLAINT (Second) against defendant all defendants Amendment to 21 Amended
Complaint (Second), filed by Joseph A. Merrick. Related document: 21 Amended
Complaint filed by Joseph A. Merrick. (Attachments: # 1 Exhibit A:
Merrick Transactions, # 2 Exhibit B: Schiding Transactions)(Flannery, Michael) (Entered:
11/16/2009) |
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11/16/2009 |
66 |
Docket
Text ORDER: Re: 64
Verified MOTION for Admission Pro Hac Vice of
Barrett J. Vahle (Filing fee $100) by Plaintiff
Joseph A. Merrick. (TRC) filed by Joseph A. Merrick ;
ORDERED GRANTED SO ORDERED (HEA). Signed by Honorable Henry E. Autrey on 11/16/09. (CSR) (Entered: 11/17/2009) |
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11/18/2009 |
ORDER
re 33 IT IS
HEREBY ORDERED that the Motion to Dismiss, [Doc. 33], isdenied
as moot. Signed by Honorable Henry E. Autrey on
11/18/09. (CSR) (Entered: 11/18/2009) |
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11/18/2009 |
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ORDER
RECEIPT: (see receipt) Wed Nov 18 15:43:47 CST 2009 (Rice, Celestine)
(Entered: 11/18/2009) |
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11/30/2009 |
MOTION
for Leave to File Overlength Brief by Defendants Stifel, Nicolaus & Company,
Incorporated, Stifel Financial Corporation. (Hochschild, Adam)(per atty, cert. of service date should read 11/30/09 -
Modified on 11/30/2009 (CEL). (Entered: 11/30/2009) |
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12/01/2009 |
69 |
Docket
Text ORDER: Re: 68
MOTION for Leave to File Overlength Brief by
Defendants Stifel, Nicolaus
& Company, Incorporated, Stifel Financial
Corporation. ; ORDERED : GRANTED. Signed by
Honorable Henry E. Autrey on 12/1/09. (CEL)(cc:
non-ecf atty - Modified
on 12/2/2009 (CEL). (Entered: 12/02/2009) |
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12/02/2009 |
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ORDER
RECEIPT: (see receipt) Wed Dec 2 10:11:36 CST 2009 (Lippold,
Carrie) (Entered: 12/02/2009) |
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12/04/2009 |
MOTION
to Dismiss Case by Defendants Stifel, Nicolaus & Company, Incorporated, Stifel
Financial Corporation. (Kuhlman, Richard) (Entered: 12/04/2009) |
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12/04/2009 |
MEMORANDUM
in Support of Motion re 70 MOTION to
Dismiss Case filed by Defendants Stifel, Nicolaus & Company, Incorporated, Stifel
Financial Corporation. (Kuhlman, Richard) (Entered: 12/04/2009) |
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12/04/2009 |
DECLARATION
filed by Defendants Stifel, Nicolaus
& Company, Incorporated, Stifel Financial
Corporation re 71
Memorandum in Support of Motion, 70 MOTION to
Dismiss Case. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3, # 4 Exhibit
4)(Kuhlman, Richard) (Entered: 12/04/2009) |
|
|
12/08/2009 |
Consent
MOTION for Extension of Time to File Response/Reply as to 70 MOTION to Dismiss Case by Plaintiff Joseph A. Merrick.
(Attachments: # 1
Text of Proposed Order)(Flannery, Michael) (Entered: 12/08/2009) |
|
|
12/10/2009 |
74 |
Docket
Text ORDER: Re: 73
Consent MOTION for Extension of Time to File Response/Reply as to 70 MOTION to Dismiss Case by Plaintiff Joseph A. Merrick.
(Attachments: # 1 Text of Proposed Order)(Flannery, Michael) filed by Joseph
A. Merrick ; ORDERED EXTENSION OF TIME UNTIL JANUARY 15, 2010, FOR PLAINTIFFS
TO FILE RESPONSE AND FEBRUARY 15, 2010, FOR DEFENDANTS TO FILE REPLY IS
GRANTED, (Response to Court due by 1/15/2010). Signed by Honorable Henry E. Autrey on 12/10/09. (copy of docket text order mailed to
non-ECF attorney) (TRC) (Entered: 12/11/2009) |
|
01/26/2010 |
STATUS
REPORT and Request for Hearing by Joseph A. Merrick. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3, # 4 Exhibit 4, # 5 Exhibit 5, # 6 Exhibit
6)(Siegel, Norman) (Entered: 01/26/2010) |
|
|
03/26/2010 |
MOTION
for Attorney Fees by Plaintiff Joseph A. Merrick. (Attachments: # 1 Exhibit 1, # 2 Exhibit
2)(Flannery, Michael) (Entered: 03/26/2010) |
|
|
04/12/2010 |
NOTICE
of Defendants' Counsel's Change of Law Firm: by Defendants Stifel Financial Corporation, Stifel,
Nicolaus & Company, Incorporated (Hochschild, Adam) (Entered: 04/12/2010) |
|
|
04/12/2010 |
RESPONSE
in Opposition re 76
MOTION for Attorney Fees filed by Defendants Stifel
Financial Corporation, Stifel, Nicolaus
& Company, Incorporated. (Attachments: # 1 Declaration)(Hochschild, Adam) (Entered: 04/12/2010) |
|
|
04/16/2010 |
MOTION
for Extension of Time to File Response/Reply as to 76 MOTION for Attorney Fees by Plaintiff Joseph A. Merrick.
(Flannery, Michael) (Entered: 04/16/2010) |
|
|
04/19/2010 |
80 |
Docket
Text ORDER: Re: 79
MOTION for Extension of Time to File Response/Reply as to 76 MOTION for
Attorney Fees by Plaintiff Joseph A. Merrick. (Flannery, Michael) ORDERED:
GRANTED, SO ORDERED. Signed by Honorable Henry E. Autrey
on 04/19/2010. (CBL) (Entered: 04/19/2010) |
|
04/29/2010 |
Second
MOTION for Extension of Time to File Response/Reply as to 76 MOTION for Attorney Fees by Plaintiff Joseph A. Merrick.
(Flannery, Michael) (Entered: 04/29/2010) |
|
|
04/30/2010 |
82 |
Docket
Text ORDER: Re: 81
Second MOTION for Extension of Time to File Response/Reply as to 76 MOTION for
Attorney Fees by Plaintiff Joseph A. Merrick. (Flannery, Michael) filed by
Joseph A. Merrick ; ORDERED GRANTED, SO ORDERED,
(Response to Court due by 5/7/2010). Signed by Honorable Henry E. Autrey on 4/30/10. (TRC) (Entered: 04/30/2010) |
|
05/07/2010 |
REPLY
to Response to Motion re 76 MOTION for
Attorney Fees filed by Plaintiff Joseph A. Merrick. (Flannery, Michael)
(Entered: 05/07/2010) |
|
|
07/02/2010 |
OPINION,
MEMORANDUM AND ORDER. By consent of Plaintiffs, this matter will be
dismissed. Dismissal is based on the Consent Order entered in the Missouri
lawsuit and in accordance with the terms set out in the Consent Order in that
case. Accordingly, IT IS HEREBY ORDERED that the Motion for an Award of
Attorneys Fees and Costs and Entry of Judgment, [Doc. No. 76], is denied as
to the Award of Attorneys Fees and granted as to the request for dismissal of
this action. IT IS FURTHER ORDERED that this matter is dismissed, with
prejudice, as provided herein. (See Order for details.) Signed by Honorable
Henry E. Autrey on 7/2/2010. (CBL) (Entered:
07/06/2010) |
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