U.S. District Court
California Northern District (San Francisco)
CIVIL DOCKET FOR CASE #: 3:09-cv-05245-JSW

Aeroflex Incorporated v. Bank of America Corporation et al
Assigned to: Hon. Jeffrey S. White
Lead case: M:09-cv-02014-JSW
Member cases:

3:09-cv-01033-JSW

3:08-cv-02599-JSW

3:09-cv-00887-JSW

3:09-cv-05245-JSW

Case in other court:

New York Eastern, 2:09-cv-02508

Cause: 28:1331 Fed. Question: Securities Violation

Date Filed: 11/05/2009
Jury Demand: Plaintiff
Nature of Suit: 850 Securities/Commodities
Jurisdiction: Federal Question

Plaintiff
Aeroflex Incorporated	represented by	Edward S. Wactlar Moomjian, Waite, Wactlar & Coleman, LLP 100 Jericho Quadrangle Suite 225 Jericho Jericho, NY 11753 516-937-5900 Fax: 516-937-5050 Email: ewactlar@mwwcllp.com LEAD ATTORNEY ATTORNEY TO BE NOTICED Lisa R Dvoskin Moomjian, Waite, Wactlar & Coleman, LLP 100 Jericho Quadrangle Suite 225 Jericho, NY 11753 516-937-5900 Fax: 516-937-5050 Email: ldvoskin@mwwcllp.com LEAD ATTORNEY ATTORNEY TO BE NOTICED Lonnie Coleman Moomjian, Waite, Wactlar & Coleman LLP 100 Jericho Quadrangle Suite 225 Jericho, NY 11753 516-937-5900 Fax: 516-937-5050 Email: lcoleman@mwwcllp.com LEAD ATTORNEY ATTORNEY TO BE NOTICED Stewart H. Foreman Freeland Cooper & Foreman LLP 150 Spear Street Suite 1800 San Francisco, CA 94105 415-541-0200 Fax: 415-495-4332 Email: foreman@freelandlaw.com LEAD ATTORNEY ATTORNEY TO BE NOTICED
V.
Defendant
Bank of America Corporation	represented by	Benjamin Andrew Bednark O'Melveny & Myers, LLP Times Square Tower 7 Times Square New York, NY 10036 212-326-2289 Fax: 212-326-2061 Email: abednark@omm.com LEAD ATTORNEY ATTORNEY TO BE NOTICED Jonathan Rosenberg O'Melveny & Myers LLP Time Square Tower 7 Times Square New York, NY 10036 212-326-2000 Fax: 212-326-2061 Email: JRosenberg@omm.com LEAD ATTORNEY ATTORNEY TO BE NOTICED Aaron M. Rofkahr OMelveny & Myers LLP Two Embarcadero Center 28th Floor San Francisco, CA 94111 415/984-8700 Email: arofkahr@omm.com ATTORNEY TO BE NOTICED Robert M Stern Ctr For Gov't Studies 10951 W Pico Blvd #120 Los Angeles, CA 90064 ATTORNEY TO BE NOTICED
Defendant
Banc of America Investment Services, Inc.	represented by	Benjamin Andrew Bednark (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Jonathan Rosenberg (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Aaron M. Rofkahr (See above for address) ATTORNEY TO BE NOTICED Robert M Stern (See above for address) ATTORNEY TO BE NOTICED
Defendant
Banc of America Securities, LLC	represented by	Benjamin Andrew Bednark (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Jonathan Rosenberg (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Aaron M. Rofkahr (See above for address) ATTORNEY TO BE NOTICED Robert M Stern (See above for address) ATTORNEY TO BE NOTICED

Date Filed	#	Docket Text
06/12/2009	1	COMPLAINT (rec. #NYEC000294) against Bank of America Corporation, Banc of America Investment Services, Inc., Banc of America Securities, LLC $ 350 Disclosure Statement on Civil Cover Sheet completed -Yes,, filed by Aeroflex Incorporated. (Attachments: # 1 Civil Cover Sheet) (Rodecker, John) (Entered: 06/16/2009)
06/12/2009		Summons Issued as to Bank of America Corporation, Banc of America Investment Services, Inc., Banc of America Securities, LLC. (Rodecker, John) (Entered: 06/16/2009)
06/16/2009		Case Ineligible for Arbitration (Bollbach, Jean) (Entered: 06/16/2009)
07/08/2009	2	SUMMONS Returned Executed by Aeroflex Incorporated. Bank of America Corporation served on 6/25/2009, answer due 7/15/2009. (Dvoskin, Lisa) (Entered: 07/08/2009)
07/08/2009	3	SUMMONS Returned Executed by Aeroflex Incorporated. Banc of America Investment Services, Inc. served on 6/22/2009, answer due 7/13/2009. (Dvoskin, Lisa) (Entered: 07/08/2009)
07/08/2009	4	SUMMONS Returned Executed by Aeroflex Incorporated. Banc of America Securities, LLC served on 6/25/2009, answer due 7/15/2009. (Dvoskin, Lisa) (Entered: 07/08/2009)
07/09/2009	5	SCHEDULING ORDER: Initial Conference set for 10/30/2009 10:00 AM in Courtroom 830 before Magistrate Judge E. Thomas Boyle. See order for further instructions. Counsel for Plaintiff(s) or Plaintiff pro se is obligated to serve a copy of this order on each defendant.. Ordered by Magistrate Judge E. Thomas Boyle on 7/9/2009. (Lundy, Lisa) (Entered: 07/09/2009)
07/09/2009	6	NOTICE of Appearance by Jonathan Rosenberg on behalf of Bank of America Corporation, Banc of America Investment Services, Inc., Banc of America Securities, LLC (aty to be noticed) (Rosenberg, Jonathan) (Entered: 07/09/2009)
07/09/2009	7	Corporate Disclosure Statement by Bank of America Corporation (Rosenberg, Jonathan) (Entered: 07/09/2009)
07/09/2009	8	Corporate Disclosure Statement by Banc of America Investment Services, Inc. identifying Corporate Parent Bank of America Corporation for Banc of America Investment Services, Inc.. (Rosenberg, Jonathan) (Entered: 07/09/2009)
07/09/2009	9	Corporate Disclosure Statement by Banc of America Securities, LLC identifying Corporate Parent Bank of America Corporation for Banc of America Securities, LLC. (Rosenberg, Jonathan) (Entered: 07/09/2009)
07/09/2009	10	STIPULATION by Bank of America Corporation, Banc of America Investment Services, Inc., Banc of America Securities, LLC (Rosenberg, Jonathan) (Entered: 07/09/2009)
07/10/2009	11	NOTICE of Appearance by Benjamin Andrew Bednark on behalf of Bank of America Corporation, Banc of America Investment Services, Inc., Banc of America Securities, LLC (aty to be noticed) (Bednark, Benjamin) (Entered: 07/10/2009)
07/10/2009		ORDER TO ANSWER re 10 Stipulation. Defendants' time to move, answer or otherwise respond to plaintiff's complaint is extended until the JPML determines the appropriate venue for pre-trial proceedings in this action. Ordered by Magistrate Judge E. Thomas Boyle on 7/10/2009. (Joy, Dolores) (Entered: 07/10/2009)
07/10/2009	12	NOTICE of Appearance by Robert M. Stern on behalf of Bank of America Corporation, Banc of America Investment Services, Inc., Banc of America Securities, LLC (aty to be noticed) (Stern, Robert) (Entered: 07/10/2009)
07/13/2009	13	CERTIFICATE OF SERVICE by Aeroflex Incorporated re 5 Scheduling Order, dated July 9, 2009, ECF Doc. No. 5, per Court's ECF direction (Dvoskin, Lisa) (Entered: 07/13/2009)
07/17/2009	14	SUMMONS Returned Executed as to Banc of America Investment Services on 6/22/09 by Aeroflex Incorporated. (Mierzejewski, Elizabeth) (Entered: 07/17/2009)
07/17/2009	15	SUMMONS Returned Executed as to Securities, LLC on 6/25/09 by Aeroflex Incorporated. (Mierzejewski, Elizabeth) (Entered: 07/17/2009)
07/17/2009	16	SUMMONS Returned Executed as to Bank America Corp. on 6/25/09 by Aeroflex Incorporated. (Mierzejewski, Elizabeth) (Entered: 07/17/2009)
08/19/2009	17	NOTICE of Hearing Session: Scheduled for 9/24/09 at 9:30 a.m. at the Lewis F. Powell, Jr., U.S. Courthouse in Richmond, Virginia. Notice issued by the JPMDL on 8/14/09 Re: MDL No. 2014 In Re: Bank of America Corp. Auction Rate Securities (ARS) Marketing Litigation. (Mahon, Cinthia) (Entered: 08/19/2009)
09/03/2009	18	MEMORANDUM OF LAW in Opposition to AeroFlex Incorporated's MOTION TO VACATE CONDITIONAL TRANSFER ORDER filed by Banc of America Investment Services, Inc., Banc of America Securities, LLC, Bank of America Corporation. (Attachments: #(1) Certificate of Service, #(2) Exhibits A-D, #(3) Exhibit E) Filed at the JPMDL IN RE: BANK OF AMERICA CORP. AUCTION RATE SECURITIES (ARS) MARKETING LITIGATION MDL - 2014 (Mahon, Cinthia) (Entered: 09/09/2009)
10/07/2009	19	Email from Denise Morgan-Stone, Deputy Clerk, JPMDL, to Clerk, EDNY, dated 10/7/09 re: Attaching a transfer order issued today by the JPMDL. This transmittal is for information purposes only, there is no action required at this time. (Attachments: #(1) Transfer Order) Re: MDL No. 2014 - IN RE: Bank of America Corp. Auction Rate Securities (ARS) Marketing Litigation. (Mahon, Cinthia) (Entered: 10/08/2009)
10/16/2009	20	Cert. Copy of TRANSFER ORDER received from the USDC, NDCA that, pursuant to 28 U.S.C., Section 1407, this action is transferred to the Northern District of California and, with the consent of that court, assigned to the Honorable Jeffrey S. White for inclusion in the coordinated or consolidated pretrial proceedings occurring there in this docket. Ordered by John G. Heyburn II, Chairman, JPMDL, and filed on 10/7/09 with the JPMDL. Case extracted and electronically transferred to the Northern District of California. MDL No. 2014 IN RE: BANK OF AMERICA CORP. AUCTION RATE SECURITIES (ARS) MARKETING LITIGATION. ALL FUTURE FILINGS ARE TO BE MADE IN THE TRANSFER COURT, DO NOT DOCKET TO THIS CASE. (Attachments: #(1) Transfer Letter) (Mahon, Cinthia) (Entered: 10/26/2009)
11/10/2009	21	Case transferred in from District of New York Eastern; Case Number 2:09-cv-02508. Original file certified copy of transfer order and docket sheet received. (Entered: 11/10/2009)
11/20/2009	22	STIPULATION AND [PROPOSED] SCHEDULING ORDER by Banc of America Investment Services, Inc., Banc of America Securities, LLC, Bank of America Corporation. (Rofkahr, Aaron) (Filed on 11/20/2009) (Entered: 11/20/2009)
11/30/2009	23	ORDER GRANTING (22 in 3:09-cv-05245-JSW) Stipulation RE: SCHEDULING ORDER. Signed by Judge JEFFREY S. WHITE on 11/30/09. (jjo, COURT STAFF) (Filed on 11/30/2009) (Entered: 11/30/2009)
12/08/2009	24	NOTICE of Appearance by Stewart H. Foreman for Plaintiff Aeroflex Incorporated (Foreman, Stewart) (Filed on 12/8/2009) (Entered: 12/08/2009)
12/28/2009	25	AMENDED COMPLAINT For Violation of Federal Securities Laws, Fraud and Rescisson against Banc of America Investment Services, Inc., Banc of America Securities, LLC, Bank of America Corporation. Filed byAeroflex Incorporated. (Attachments: # 1 Exhibit A)(Foreman, Stewart) (Filed on 12/28/2009) (Entered: 12/28/2009)
12/28/2009	26	CERTIFICATE OF SERVICE by Aeroflex Incorporated re 25 Amended Complaint, (Foreman, Stewart) (Filed on 12/28/2009) (Entered: 12/28/2009)
12/28/2009	27	AMENDED COMPLAINT FOR VIOLATION OF FEDERAL SECURITIES LAWS, FRAUD AND RESCISSON [CORRECTED WITH DATE ADDED] against Banc of America Investment Services, Inc., Banc of America Securities, LLC, Bank of America Corporation. Filed byAeroflex Incorporated. (Attachments: # 1 Exhibit A)(Foreman, Stewart) (Filed on 12/28/2009) (Entered: 12/28/2009)
12/28/2009	28	CERTIFICATE OF SERVICE by Aeroflex Incorporated re 27 Amended Complaint, (Foreman, Stewart) (Filed on 12/28/2009) (Entered: 12/28/2009)
02/09/2010	29	STIPULATION AND [PROPOSED] ORDER GRANTING LEAVE TO EXCEED PAGE LIMITS ESTABLISHED BY THE COURT'S CIVIL STANDING ORDERS by Banc of America Investment Services, Inc., Banc of America Securities, LLC, Bank of America Corporation. (Rofkahr, Aaron) (Filed on 2/9/2010) (Entered: 02/09/2010)
02/09/2010	30	ORDER GRANTING 119 in M:09-cv-02014-JSW Stipulation to Exceed Page Limits. Signed by Judge Jeffrey S. White on February 9, 2010. (jswlc3, COURT STAFF) (Filed on 2/9/2010) (Entered: 02/09/2010)
02/11/2010	31	MOTION to Dismiss - Defendants' Notice of Motion, Motion to Dismiss, and Memorandum of Points and Authorities filed by Banc of America Investment Services, Inc., Banc of America Securities, LLC, Bank of America Corporation. Motion Hearing set for 6/4/2010 09:00 AM in Courtroom 11, 19th Floor, San Francisco. (Attachments: # 1 Tab 1)(Rofkahr, Aaron) (Filed on 2/11/2010) (Entered: 02/11/2010)
02/11/2010	32	Request for Judicial Notice re 31 MOTION to Dismiss - Defendants' Notice of Motion, Motion to Dismiss, and Memorandum of Points and Authorities filed byBanc of America Investment Services, Inc., Banc of America Securities, LLC, Bank of America Corporation. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3, # 4 Exhibit 4, # 5 Exhibit 5, # 6 Exhibit 6, # 7 Exhibit 7, # 8 Exhibit 8, # 9 Exhibit 9, # 10 Exhibit 10, # 11 Exhibit 11, # 12 Exhibit 12, # 13 Exhibit 13, # 14 Exhibit 14, # 15 Declaration of Stephen R. Mooney In Support Of Defendants' Motion To Dismiss)(Related document(s) 31 ) (Rofkahr, Aaron) (Filed on 2/11/2010) (Entered: 02/11/2010)
02/11/2010	33	Proposed Order re 31 MOTION to Dismiss - Defendants' Notice of Motion, Motion to Dismiss, and Memorandum of Points and Authorities - [Proposed] Order Granting Defendants' Motion to Dismiss by Banc of America Investment Services, Inc., Banc of America Securities, LLC, Bank of America Corporation. (Rofkahr, Aaron) (Filed on 2/11/2010) (Entered: 02/11/2010)
02/11/2010	34	CERTIFICATE OF SERVICE by Banc of America Investment Services, Inc., Banc of America Securities, LLC, Bank of America Corporation re 31 MOTION to Dismiss - Defendants' Notice of Motion, Motion to Dismiss, and Memorandum of Points and Authorities, 32 Request for Judicial Notice,, 33 Proposed Order, (Rofkahr, Aaron) (Filed on 2/11/2010) (Entered: 02/11/2010)
03/29/2010		Set/Reset Hearings: Hearing on Motion to Dismiss is set for 10/1/2010 09:00 AM in Courtroom 11, 19th Floor, San Francisco pursuant to Order filed 3/29/10. (jjo, COURT STAFF) (Filed on 3/29/2010) (Entered: 03/29/2010)