US
District Court Civil Docket as of
Retrieved from the court on
|
Cause: 15:78m(a) Securities Exchange Act |
|
|
Lead Plaintiff |
|
|
|
Edward Taras |
represented by |
Daniel Charles Girard |
|
|
|
|
|
Lead Plaintiff |
|
|
|
David Neu |
represented by |
Aaron Michael Sheanin |
|
|
|
|
|
Lead Plaintiff |
|
|
|
Charles H. Dutcher |
represented by |
Aaron Michael Sheanin |
|
|
|
|
|
Lead Plaintiff |
|
|
|
Ann Elston |
represented by |
Aaron Michael Sheanin |
|
|
|
|
|
Lead Plaintiff |
|
|
|
William Baumel |
represented by |
Aaron Michael Sheanin |
|
|
|
|
|
Plaintiff |
|
|
|
David Chandler |
represented by |
Christopher Adam Seeger |
|
|
|
|
|
Plaintiff |
|
|
|
David |
represented by |
Christopher Adam Seeger |
|
|
|
|
|
Plaintiff |
|
|
|
Shelly Chandler |
represented by |
Christopher Adam Seeger |
|
|
|
|
|
Plaintiff |
|
|
|
Shelly Chandler |
represented by |
Christopher Adam Seeger |
|
|
|
|
|
Plaintiff |
|
|
|
Robert Bee |
represented by |
Daniel Charles Girard |
|
|
|
|
|
Plaintiff |
|
|
|
Larry S. Watanabe |
represented by |
Daniel Charles Girard |
|
|
|
|
|
Plaintiff |
|
|
|
David Ghiz |
represented by |
Daniel Charles Girard |
|
|
|
|
|
Plaintiff |
|
|
|
M. Richard Goldberg |
represented by |
Daniel Charles Girard |
|
|
|
|
|
Plaintiff |
|
|
|
Chandler Group |
represented by |
Christopher Lometti |
|
|
|
|
|
Plaintiff |
|
|
|
Neu Group |
represented by |
Aaron Michael Sheanin |
|
|
|
|
|
|
|
|
|
Consolidated Plaintiff |
|
|
|
Ricardo L. Sanchez |
represented by |
Eduard Korsinsky |
|
|
|
|
|
|
|
|
|
Defendant |
|
|
|
UBS AG |
represented by |
William F. Sullivan |
|
|
|
|
|
Defendant |
|
|
|
UBS Securities LLC. |
represented by |
Howard M. Privette |
|
|
|
|
|
Defendant |
|
|
|
UBS Financial Services Inc., |
represented by |
Howard M. Privette |
|
|
|
|
|
Defendant |
|
|
|
David Shulman |
represented by |
Robert James Anello |
|
|
|
|
|
Defendant |
|
|
|
Joseph Scoby |
represented by |
Andrew M. Genser |
|
|
|
|
|
Defendant |
|
|
|
Marcel Rohner |
represented by |
William F. Sullivan |
|
|
|
|
|
Defendant |
|
|
|
Marten Hoekstra |
represented by |
William F. Sullivan |
|
|
|
|
|
Movant |
|
|
|
|
represented by |
Joseph Peter Guglielmo |
|
|
|
|
|
Movant |
|
|
|
Aric A. Streit and Mary Streit, as Trustees for the Benefit of The Streit Living Trust |
represented by |
|
|
|
|
|
|
Movant |
|
|
|
Steven Oppenheimer |
represented by |
James Henry Glavin |
|
|
|
|
|
Interested Party |
|
|
|
Ronald D. Kassover |
represented by |
Samuel P. Sporn |
|
|
|
|
|
Date Filed |
# |
Docket Text |
|
|
COMPLAINT against UBS Securities LLC., UBS Financial
Services Inc. UBS AG. (Filing Fee $ 350.00, Receipt Number 645599)Document
filed by David Chandler(Individually), David Chandler(As Trustees of the
Chandler Trust Dated |
|
|
|
|
SUMMONS ISSUED as to UBS Securities LLC., UBS Financial
Services Inc., UBS AG. (js) (Entered: |
|
|
|
Case Designated ECF. (js) (Entered: |
|
|
|
Magistrate Judge Theodore H. Katz is so designated. (js)
(Entered: |
|
|
ORDER: A Status Conference shall be held on |
|
|
|
FILING ERROR - WRONG DOCUMENT TYPE SELECTED FROM MENU -
NOTICE of of Related Cases. Document filed by UBS Securities LLC., UBS
Financial Services Inc., UBS AG. (Choa, Jonathan) Modified on |
|
|
|
|
***NOTE TO ATTORNEY TO RE-FILE DOCUMENT - DOCUMENT TYPE
ERROR. Note to Attorney Jonathan Andrew Choa to RE-FILE Document 3
Notice (Other). Use the document type Sratement of Relatedness found under
the document list Other Documents. (db) (Entered: |
|
|
STATEMENT OF RELATEDNESS PURSUANT TO LOCAL RULE 1.6 re: that this action be filed as related to 08cv2753. Document filed by UBS Securities LLC., UBS Financial Services Inc.,, UBS AG.(Choa, Jonathan) (Entered: 04/18/2008) |
|
|
|
NOTICE OF CASE REASSIGNMENT to Judge Lawrence M. McKenna.
Judge Denise L. Cote is no longer assigned to the case. (laq) (Entered: |
|
|
|
AFFIDAVIT OF SERVICE of Summons and Complaint,. UBS
Securities LLC. served on |
|
|
|
MOTION for James Wareham, William Sullivan, Howard
Privette, John Durrant to Appear Pro Hac Vice. Document filed by UBS
Securities LLC., UBS Financial Services Inc.,.(dle) (Entered: |
|
|
|
STIPULATION AND ORDER: Defendants, including all
defendants both named and unnamed, need not answer, move against or otherwise
respond to any complaint in this and any related Exchange Act actions until
60 days after a consolidated complaint is filed by lead plaintiff and lead
plaintiff and lead plaintiff counsel as appointed by the Court, as set forth
herein. (Signed by Judge Lawrence M. McKenna on |
|
|
|
|
CASHIERS OFFICE REMARK on 7
Motion to Appear Pro Hac Vice in the amount of $100.00, paid on |
|
|
ORDER granting 7
Motion for John S. Durrant, Howard M. Privette, William F. Sullivan, and
James D. Wareham to Appear Pro Hac Vice for defendants UBS Securiteis LLC and
UBS Financial Services. (Signed by Judge Lawrence M. McKenna on |
|
|
|
|
Transmission to Attorney Admissions Clerk. Transmitted re:
9
Order on Motion to Appear Pro Hac Vice, to the Attorney Admissions Clerk for
updating of Attorney Information. (cd) (Entered: |
|
|
|
Minute Entry for proceedings held before Judge Lawrence M.
McKenna: All parties present. Upon the filing of an Amended Complaint by
Plaintiff, Ronald D. Kassover, the defendants shall file a Motion to Dismiss
the Amended Complaint of Plaintiff, Ronald D. Kassover, on notice.
Plaintiffs' |
|
|
RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying UBS
AG as Corporate Parent. Document filed by UBS Securities LLC., UBS Financial
Services Inc.,.(Sullivan, William) (Entered: |
|
|
|
STATEMENT OF RELATEDNESS PURSUANT TO LOCAL RULE 1.6 re:
that this action be filed as related to 08cv4352. Document filed by UBS
Securities LLC., UBS Financial Services Inc.,.(Choa, Jonathan) (Entered: |
|
|
|
NOTICE of STIPULATION REQUESTING CONSOLIDATION OF RELATED
CASES. Document filed by David Chandler(Individually), Shelly
Chandler(Individually). (Levine, Jonathan) (Entered: |
|
|
|
STIPULATION AND ORDER OF CONSOLIDATION OF RELATED CASES:
The Chandler and Sanchez actions are hereby consolidated for all purposes,
including discovery, pretrial proceedings, trial proceedings, and post-trial
proceedings, pursuant to Rule 42(a) of the F.R.C.P. This action shall be
captioned " In re UBS Auction Rate Securities Litigation," and the
files of this action shall be maintained in one file under Master File No.
08-CV-2967. Any other actions now pending or hereafter filed in this
District, or transferred to this District, which arise out of common alleged
facts and include the same alleged claims against Defendants as alleged in
the |
|
|
|
MOTION to Appoint UBS ARS Group to serve as lead
plaintiff(s), Approval of Lead Plaintiffs' Selection of Lead Counsel, and
Consolidation of Related Actions. Document filed by Randolph Bonnist and UBS
ARS Group. (Attachments: # 1
Text of Proposed Order)(Guglielmo, Joseph) Modified on |
|
|
|
MEMORANDUM OF LAW in Support re: 14
MOTION to Appoint UBS ARS Group to serve as lead plaintiff(s) , Approval
of Lead Plaintiffs' Selection of Lead Counsel, and Consolidation of Related
Actions. MOTION to Appoint UBS ARS Group to serve as lead plaintiff(s) ,
Approval of Lead Plaintiffs' Selection of Lead Counsel, and Consolidation of
Related Actions.. Document filed by Randolph Bonnist. (Guglielmo, Joseph)
(Entered: |
|
|
|
DECLARATION of Michael J. Flannery in Support re: 14
MOTION to Appoint UBS ARS Group to serve as lead plaintiff(s) , Approval
of Lead Plaintiffs' Selection of Lead Counsel, and Consolidation of Related
Actions. MOTION to Appoint UBS ARS Group to serve as lead plaintiff(s) ,
Approval of Lead Plaintiffs' Selection of Lead Counsel, and Consolidation of
Related Actions.. Document filed by Randolph Bonnist. (Attachments: # 1
Exhibit A, # 2
Exhibit B, # 3
Exhibit C, # 4
Exhibit D)(Guglielmo, Joseph) (Entered: |
|
|
|
FILING ERROR - WRONG DOCUMENT TYPE SELECTED FROM MENU -
NOTICE of Motion to Appoint Sanchez Group as lead plaintiff and Levi &
Korsinsky as lead counsel. Document filed by Ricardo L. Sanchez.
(Attachments: # 1
Text of Proposed Order Order to Appoint Sanchez Group as lead plaintiff and
Levi & Korsinsky as lead counsel)(Monteverde, Juan) Modified on |
|
|
|
MOTION to Appoint Counsel Levi & Korsinsky, LLP as
lead counsel. Document filed by Ricardo L. Sanchez.(Monteverde, Juan)
(Entered: |
|
|
|
MEMORANDUM OF LAW in Support re: 18
MOTION to Appoint Counsel Levi & Korsinsky, LLP as lead counsel..
Document filed by Ricardo L. Sanchez. (Attachments: # 1
Text of Proposed Order [PROPOSED] ORDER APPOINTING THE SANCHEZ GROUP AS LEAD
PLAINTIFF AND APPROVING ITS SELECTION OF LEAD COUNSEL FOR THE
CLASS)(Monteverde, Juan) (Entered: |
|
|
|
DECLARATION of Joseph E. Levi in Support re: 18
MOTION to Appoint Counsel Levi & Korsinsky, LLP as lead counsel..
Document filed by Ricardo L. Sanchez. (Monteverde, Juan) (Entered: |
|
|
|
MOTION to Appoint Aric A. Streit and Mary Streit, as
Trustees for the Benefit of The Streit Living Trust to serve as lead
plaintiff(s). Document filed by Aric A. Streit and Mary Streit, as Trustees
for the Benefit of The Streit Living Trust. (Attachments: # 1
Exhibit Proposed Order)( |
|
|
|
MEMORANDUM OF LAW in Support re: 21
MOTION to Appoint Aric A. Streit and Mary Streit, as Trustees for the Benefit
of The Streit Living Trust to serve as lead plaintiff(s). MOTION to Appoint
Aric A. Streit and Mary Streit, as Trustees for the Benefit of The Streit
Living Trust to serve as lead plaintiff(s).. Document filed by Aric A. Streit
and Mary Streit, as Trustees for the Benefit of The Streit Living Trust. ( |
|
|
|
DECLARATION of Kent A. Bronson in Support re: 21
MOTION to Appoint Aric A. Streit and Mary Streit, as Trustees for the Benefit
of The Streit Living Trust to serve as lead plaintiff(s). MOTION to Appoint
Aric A. Streit and Mary Streit, as Trustees for the Benefit of The Streit
Living Trust to serve as lead plaintiff(s).. Document filed by Aric A. Streit
and Mary Streit, as Trustees for the Benefit of The Streit Living Trust.
(Attachments: # 1
Exhibit A - Certification, # 2
Exhibit B - Notice, # 3
Exhibit C - Milberg Resume, # 4
Exhibit D - Shohet Resume)( |
|
|
|
MOTION to Appoint Steven Oppenheimer to serve as lead
plaintiff(s). Document filed by Steven Oppenheimer. (Attachments: # 1
Text of Proposed Order Proposed Order)(Glavin, James) (Entered: |
|
|
|
DECLARATION of James Henry Glavin IV in Support re: 24 MOTION to Appoint Steven Oppenheimer to serve as lead plaintiff(s).. Document filed by Steven Oppenheimer. (Attachments: # 1 Exhibit Ex. A, # 2 Exhibit Ex. B, # 3 Exhibit Ex. C, # 4 Exhibit Ex. D)(Glavin, James) (Entered: 05/20/2008) |
|
|
|
MEMORANDUM OF LAW in Support re: 24
MOTION to Appoint Steven Oppenheimer to serve as lead plaintiff(s).. Document
filed by Steven Oppenheimer. (Glavin, James) (Entered: |
|
|
|
MOTION to Consolidate Cases 08-CV-04352., MOTION to
Appoint THE CHANDLER GROUP to serve as lead plaintiff(s)., MOTION to Appoint
Counsel. Document filed by David Chandler(As Trustees of the Chandler Trust
Dated |
|
|
|
MEMORANDUM OF LAW in Support re: 27
MOTION to Consolidate Cases 08-CV-04352. MOTION to Appoint THE CHANDLER GROUP
to serve as lead plaintiff(s). MOTION to Appoint Counsel. MOTION to Appoint
THE CHANDLER GROUP to serve as lead plaintiff(s).. Document filed by David
Chandler(As Trustees of the Chandler Trust Dated |
|
|
|
DECLARATION of JONATHAN K. LEVINE in Support re: 27
MOTION to Consolidate Cases 08-CV-04352. MOTION to Appoint THE CHANDLER GROUP
to serve as lead plaintiff(s). MOTION to Appoint Counsel. MOTION to Appoint
THE CHANDLER GROUP to serve as lead plaintiff(s).. Document filed by David
Chandler(As Trustees of the Chandler Trust Dated |
|
|
|
RESPONSE to Motion re: 27
MOTION to Consolidate Cases 08-CV-04352. MOTION to Appoint THE CHANDLER GROUP
to serve as lead plaintiff(s). MOTION to Appoint Counsel. MOTION to Appoint
THE CHANDLER GROUP to serve as lead plaintiff(s)., 24
MOTION to Appoint Steven Oppenheimer to serve as lead plaintiff(s)., 21
MOTION to Appoint Aric A. Streit and Mary Streit, as Trustees for the Benefit
of The Streit Living Trust to serve as lead plaintiff(s). MOTION to Appoint
Aric A. Streit and Mary Streit, as Trustees for the Benefit of The Streit
Living Trust to serve as lead plaintiff(s)., 18
MOTION to Appoint Counsel Levi & Korsinsky, LLP as lead counsel..
Document filed by Randolph Bonnist. (Guglielmo, Joseph) (Entered: |
|
|
|
DECLARATION of Michael J. Flannery in Support re: 14
MOTION to Appoint UBS ARS Group to serve as lead plaintiff(s) , Approval
of Lead Plaintiffs' Selection of Lead Counsel, and Consolidation of Related Actions.
MOTION to Appoint UBS ARS Group to serve as lead plaintiff(s) , Approval
of Lead Plaintiffs' Selection of Lead Counsel, and Consolidation of Related
Actions.. Document filed by Randolph Bonnist. (Attachments: # 1
Exhibit A)(Guglielmo, Joseph) (Entered: |
|
|
|
MOTION for Norman E. Siegel and Matthew L. Dameron to
Appear Pro Hac Vice. Document filed by David Chandler(Individually), David
Chandler(As Trustees of the Chandler Trust Dated |
|
|
|
|
CASHIERS OFFICE REMARK on 32
Motion to Appear Pro Hac Vice, in the amount of $50.00, paid on |
|
|
WAIVER OF SERVICE RETURNED EXECUTED. UBS AG waiver sent on
|
|
|
|
ORDER granting 32
Motion for Norman E. Siegel and Matthew L. Dameron to Appear Pro Hac Vice.
(Signed by Judge Lawrence M. McKenna on |
|
|
|
|
Transmission to Attorney Admissions Clerk. Transmitted re:
34
Order on Motion to Appear Pro Hac Vice, to the Attorney Admissions Clerk for
updating of Attorney Information. (jpo) (Entered: |
|
|
MOTION for Christina H.C. Sharp to Appear Pro Hac Vice.
Document filed by David Chandler(Individually), David Chandler(As Trustees of
the Chandler Trust Dated |
|
|
|
MOTION for A.J. De Bartolomeo to Appear Pro Hac Vice.
Document filed by David Chandler(Individually), David Chandler(As Trustees of
the Chandler Trust Dated |
|
|
|
MOTION for Aaron M. Sheanin to Appear Pro Hac Vice.
Document filed by David Chandler(Individually), David Chandler(As Trustees of
the Chandler Trust Dated |
|
|
|
MOTION for Daniel C. Girard to Appear Pro Hac Vice.
Document filed by David Chandler(Individually), David Chandler(As Trustees of
the Chandler Trust Dated |
|
|
|
MEMORANDUM OF LAW in Opposition re: 27
MOTION to Consolidate Cases 08-CV-04352. MOTION to Appoint THE CHANDLER GROUP
to serve as lead plaintiff(s). MOTION to Appoint Counsel. MOTION to Appoint
THE CHANDLER GROUP to serve as lead plaintiff(s)., 32
MOTION for Norman E. Siegel and Matthew L. Dameron to Appear Pro Hac Vice., 14
MOTION to Appoint UBS ARS Group to serve as lead plaintiff(s) , Approval
of Lead Plaintiffs' Selection of Lead Counsel, and Consolidation of Related
Actions. MOTION to Appoint UBS ARS Group to serve as lead plaintiff(s) ,
Approval of Lead Plaintiffs' Selection of Lead Counsel, and Consolidation of
Related Actions., 24
MOTION to Appoint Steven Oppenheimer to serve as lead plaintiff(s)., 21
MOTION to Appoint Aric A. Streit and Mary Streit, as Trustees for the Benefit
of The Streit Living Trust to serve as lead plaintiff(s). MOTION to Appoint
Aric A. Streit and Mary Streit, as Trustees for the Benefit of The Streit
Living Trust to serve as lead plaintiff(s)., 18
MOTION to Appoint Counsel Levi & Korsinsky, LLP as lead counsel..
Document filed by Ronald D. Kassover. (Schirripa, Frank) (Entered: |
|
|
|
DECLARATION of Joel P. Laitman in Opposition re: 27
MOTION to Consolidate Cases 08-CV-04352. MOTION to Appoint THE CHANDLER GROUP
to serve as lead plaintiff(s). MOTION to Appoint Counsel. MOTION to Appoint
THE CHANDLER GROUP to serve as lead plaintiff(s)., 14
MOTION to Appoint UBS ARS Group to serve as lead plaintiff(s) , Approval
of Lead Plaintiffs' Selection of Lead Counsel, and Consolidation of Related
Actions. MOTION to Appoint UBS ARS Group to serve as lead plaintiff(s) ,
Approval of Lead Plaintiffs' Selection of Lead Counsel, and Consolidation of
Related Actions., 24
MOTION to Appoint Steven Oppenheimer to serve as lead plaintiff(s)., 21
MOTION to Appoint Aric A. Streit and Mary Streit, as Trustees for the Benefit
of The Streit Living Trust to serve as lead plaintiff(s). MOTION to Appoint
Aric A. Streit and Mary Streit, as Trustees for the Benefit of The Streit
Living Trust to serve as lead plaintiff(s)., 18
MOTION to Appoint Counsel Levi & Korsinsky, LLP as lead counsel..
Document filed by Ronald D. Kassover. (Attachments: # 1
Exhibit A, # 2
Exhibit B, # 3
Exhibit C)(Schirripa, Frank) (Entered: |
|
|
|
MEMORANDUM OF LAW in Opposition re: 27
MOTION to Consolidate Cases 08-CV-04352. MOTION to Appoint THE CHANDLER GROUP
to serve as lead plaintiff(s). MOTION to Appoint Counsel. MOTION to Appoint
THE CHANDLER GROUP to serve as lead plaintiff(s)., 14
MOTION to Appoint UBS ARS Group to serve as lead plaintiff(s) , Approval
of Lead Plaintiffs' Selection of Lead Counsel, and Consolidation of Related
Actions. MOTION to Appoint UBS ARS Group to serve as lead plaintiff(s) ,
Approval of Lead Plaintiffs' Selection of Lead Counsel, and Consolidation of
Related Actions., 21
MOTION to Appoint Aric A. Streit and Mary Streit, as Trustees for the Benefit
of The Streit Living Trust to serve as lead plaintiff(s). MOTION to Appoint
Aric A. Streit and Mary Streit, as Trustees for the Benefit of The Streit
Living Trust to serve as lead plaintiff(s)., 18
MOTION to Appoint Counsel Levi & Korsinsky, LLP as lead counsel..
Document filed by Steven Oppenheimer. (D'Agnenica, Jason) (Entered: |
|
|
|
RESPONSE to Motion re: ( |
|
|
|
MEMORANDUM OF LAW in Opposition re: 27
MOTION to Consolidate Cases 08-CV-04352. MOTION to Appoint THE CHANDLER GROUP
to serve as lead plaintiff(s). MOTION to Appoint Counsel. MOTION to Appoint
THE CHANDLER GROUP to serve as lead plaintiff(s)., 14
MOTION to Appoint UBS ARS Group to serve as lead plaintiff(s) , Approval
of Lead Plaintiffs' Selection of Lead Counsel, and Consolidation of Related
Actions. MOTION to Appoint UBS ARS Group to serve as lead plaintiff(s) ,
Approval of Lead Plaintiffs' Selection of Lead Counsel, and Consolidation of
Related Actions., 24
MOTION to Appoint Steven Oppenheimer to serve as lead plaintiff(s)., 18
MOTION to Appoint Counsel Levi & Korsinsky, LLP as lead counsel..
Document filed by Aric A. Streit and Mary Streit, as Trustees for the Benefit
of The Streit Living Trust. ( |
|
|
|
DECLARATION of JEROME M. CONGRESS in Opposition re: 27
MOTION to Consolidate Cases 08-CV-04352. MOTION to Appoint THE CHANDLER GROUP
to serve as lead plaintiff(s). MOTION to Appoint Counsel. MOTION to Appoint
THE CHANDLER GROUP to serve as lead plaintiff(s)., 24
MOTION to Appoint Steven Oppenheimer to serve as lead plaintiff(s)., 18
MOTION to Appoint Counsel Levi & Korsinsky, LLP as lead counsel., 14
MOTION to Appoint UBS ARS Group to serve as lead plaintiff(s) , Approval
of Lead Plaintiffs' Selection of Lead Counsel, and Consolidation of Related
Actions. MOTION to Appoint UBS ARS Group to serve as lead plaintiff(s) ,
Approval of Lead Plaintiffs' Selection of Lead Counsel, and Consolidation of
Related Actions.. Document filed by Aric A. Streit and Mary Streit, as
Trustees for the Benefit of The Streit Living Trust. (Attachments: # 1
Exhibit A, # 2
Exhibit B, # 3
Exhibit C, # 4
Exhibit D, # 5
Exhibit E, # 6
Exhibit F, # 7
Exhibit G, # 8
Exhibit H, # 9
Exhibit I, # 10
Exhibit J, # 11
Exhibit K, # 12
Exhibit L)( |
|
|
|
ORDER granting 35
Motion for Christina H.C. Sharp to Appear Pro Hac Vice. (Signed by Judge
Lawrence M. McKenna on |
|
|
|
ORDER granting 36
Motion for A.J. De Bartolomeo to Appear Pro Hac Vice. (Signed by Judge
Lawrence M. McKenna on |
|
|
|
ORDER granting 37
Motion for Aaron M. Sheanin to Appear Pro Hac Vice. (Signed by Judge Lawrence
M. McKenna on |
|
|
|
ORDER granting 38
Motion for Daniel C. Girard to Appear Pro Hac Vice. (Signed by Judge Lawrence
M. McKenna on |
|
|
|
|
Transmission to Attorney Admissions Clerk. Transmitted re:
46
Order on Motion to Appear Pro Hac Vice, 45
Order on Motion to Appear Pro Hac Vice, 47
Order on Motion to Appear Pro Hac Vice, 48
Order on Motion to Appear Pro Hac Vice, to the Attorney Admissions Clerk for
updating of Attorney Information. (jfe) (Entered: |
|
|
MOTION for Jeff Westerman to Appear Pro Hac Vice. Document
filed by David Chandler(Individually), David Chandler(As Trustees of the
Chandler Trust Dated |
|
|
|
MOTION for George A. Shohet to Appear Pro Hac Vice.
Document filed by David Chandler(Individually), David Chandler(As Trustees of
the Chandler Trust Dated |
|
|
|
ENDORSED LETTER addressed to Judge Lawrence M. McKenna
from Jerome M. Congress dated 6/13/08 re: Counsel requests leave to file a
reply memorandum of law in further support of the Streits' motion of no more
than 15 pages. ENDORSEMENT: Granted. So ordered. (Signed by Judge Lawrence M.
McKenna on |
|
|
|
PROPOSED] ORDER ON ADMISSION TO PRACTICE PRO HAC VICE.
Attorney George A. Shohet is admitted Pro Hac Vice on behalf of plaintiffs.
(Signed by Judge Lawrence M. McKenna on |
|
|
|
[PROPOSED] ORDER ON ADMISSION TO PRACTICE PRO HAC VICE
Attorney George A. Shohet for David Chandler and Shelly Chandler admitted Pro
Hac Vice. (Signed by Judge Lawrence M. McKenna on |
|
|
|
PROPOSED ORDER ON ADMISSION TO PRACTICE PRO HAC VICE.
Attorney Jeff S. Westerman for David Chandler and Shelly Chandler admitted
Pro Hac Vice. (Signed by Judge Lawrence M. McKenna on |
|
|
|
|
CASHIERS OFFICE REMARK on 48
Order on Motion to Appear Pro Hac Vice, 46
Order on Motion to Appear Pro Hac Vice, 45
Order on Motion to Appear Pro Hac Vice, 47
Order on Motion to Appear Pro Hac Vice in the amount of $100.00, paid on
06/06/2008, Receipt Number 653292. (jd) (Entered: |
|
|
|
CASHIERS OFFICE REMARK on 49
Motion to Appear Pro Hac Vice, 50
Motion to Appear Pro Hac Vice, in the amount of $50.00, paid on |
|
|
|
Transmission to Attorney Admissions Clerk. Transmitted re:
52
Order Admitting Attorney Pro Hac Vice, to the Attorney Admissions Clerk for
updating of Attorney Information. (mme) (Entered: |
|
|
REPLY MEMORANDUM OF LAW in Support re: ( |
|
|
|
REPLY MEMORANDUM OF LAW in Support re: ( |
|
|
|
DECLARATION of Aaron M. Sheanin in Support re: ( |
|
|
|
REPLY MEMORANDUM OF LAW in Support re: 21
MOTION to Appoint Aric A. Streit and Mary Streit, as Trustees for the Benefit
of The Streit Living Trust to serve as lead plaintiff(s). MOTION to Appoint
Aric A. Streit and Mary Streit, as Trustees for the Benefit of The Streit
Living Trust to serve as lead plaintiff(s).. Document filed by Aric A. Streit
and Mary Streit, as Trustees for the Benefit of The Streit Living Trust.
(Congress, Jerome) (Entered: |
|
|
|
DECLARATION of JEROME M. CONGRESS in Support re: 21
MOTION to Appoint Aric A. Streit and Mary Streit, as Trustees for the Benefit
of The Streit Living Trust to serve as lead plaintiff(s). MOTION to Appoint
Aric A. Streit and Mary Streit, as Trustees for the Benefit of The Streit
Living Trust to serve as lead plaintiff(s).. Document filed by Aric A. Streit
and Mary Streit, as Trustees for the Benefit of The Streit Living Trust.
(Attachments: # 1
Exhibit A, # 2
Exhibit B, # 3
Exhibit C, # 4
Exhibit D)(Congress, Jerome) (Entered: |
|
|
|
|
***DELETED DOCUMENT. Deleted document number 58
motion. The document was incorrectly filed in this case. (dle) (Entered: |
|
|
|
***DELETED DOCUMENT. Deleted document number 59
motion. The document was incorrectly filed in this case. (dle) (Entered: |
|
|
|
Transmission to Attorney Admissions Clerk. Transmitted re:
58
Order Admitting Attorney Pro Hac Vice, to the Attorney Admissions Clerk for
updating of Attorney Information. (mme) (Entered: |
|
|
RESPONSE in Support re: 21
MOTION to Appoint Aric A. Streit and Mary Streit, as Trustees for the Benefit
of The Streit Living Trust to serve as lead plaintiff(s). MOTION to Appoint
Aric A. Streit and Mary Streit, as Trustees for the Benefit of The Streit
Living Trust to serve as lead plaintiff(s). Defendants' Supplemental
Response in Support of Consolidation. Document filed by UBS Securities
LLC., UBS Financial Services Inc.,, UBS AG. (Sullivan, William) (Entered: |
|
|
|
DECLARATION of William F. Sullivan in Support re: 21
MOTION to Appoint Aric A. Streit and Mary Streit, as Trustees for the Benefit
of The Streit Living Trust to serve as lead plaintiff(s). MOTION to Appoint
Aric A. Streit and Mary Streit, as Trustees for the Benefit of The Streit
Living Trust to serve as lead plaintiff(s).. Document filed by UBS Securities
LLC., UBS Financial Services Inc.,, UBS AG. (Attachments: # 1
Exhibit A)(Sullivan, William) (Entered: |
|
|
|
MOTION to Consolidate Cases 08-cv-2753, 08-cv-2967 For
Limited Pre-trial Coordination, and to Appoint Schoengold Sporn Laitman &
Lometti, P.C. as Interim Class Counsel with respect to the Investment
Advisers Act of 1940 and common law claims. Document filed by Ronald D.
Kassover.(Schirripa, Frank) (Entered: |
|
|
|
MEMORANDUM OF LAW in Support re: 61
MOTION to Consolidate Cases 08-cv-2753, 08-cv-2967 For Limited Pre-trial
Coordination, and to Appoint Schoengold Sporn Laitman & Lometti, P.C. as
Interim Class Counsel with respect to the Investment Advisers Act of 1940 and
common law claims.. Document filed by Ronald D. Kassover. (Schirripa,
Frank) (Entered: |
|
|
|
DECLARATION of Frank R. Schirripa in Support re: 61
MOTION to Consolidate Cases 08-cv-2753, 08-cv-2967 For Limited Pre-trial
Coordination, and to Appoint Schoengold Sporn Laitman & Lometti, P.C. as
Interim Class Counsel with respect to the Investment Advisers Act of 1940 and
common law claims.. Document filed by Ronald D. Kassover. (Attachments: #
1
Exhibit Ex. A - June 29, 2008 |
|
|
|
ENDORSED LETTER addressed to Judge Lawrence M. McKenna
from Joel P. Laitman dated 7/8/2008 re: Counsel writes in opposition to
defendant's UBS AG's and UBS Financial Services's, Inc., request, seeking to
defer filing their motion to dismiss. ENDORSEMENT: The above action (08 Civ.
2753) and 08 Civ. 2967, 08 Civ. 3082, 08 Civ. 4352 and 08 Civ. 5251 are
stayed pending decision on all outstanding motions for consolidation and
appointment of lead plaintiff and or interim counsel. The stay will expire 10
business days following decision on such matter. So Ordered. (Signed by Judge
Lawrence M. McKenna on |
|
|
|
|
Transmission to Attorney Admissions Clerk. Transmitted re:
58
Order Admitting Attorney Pro Hac Vice, 52
Order Admitting Attorney Pro Hac Vice, to the Attorney Admissions Clerk for
updating of Attorney Information. (mme) (Entered: |
|
|
|
Transmission to Attorney Admissions Clerk. Transmitted re:
65
Order Admitting Attorney Pro Hac Vice, to the Attorney Admissions Clerk for
updating of Attorney Information. (mme) (Entered: |
|
|
ORDER: The motion for its consolidation with the present
matter is granted. The Streit case, insofar as it alleges claims under the
Securities Exchange Act, is also consolidated with the present matter for
substantially the same reasons given as to the Bonnist case; insofar as the
Streit case alleges claims under the Investment Advisors Act and state law, a
limited consolidation, as in the case of Kassover, is granted. Accordingly,
the Court finds that the Chandler Group is presumed to be the most adequate
plaintiff. The Chandler Group is appointed as lead plaintiff as to all claims
brought under the Securities Exchange Act. The Chandler Groups selections --
Girard Gibbs L.L.P., (Lead Counsel), Stueve Siegel Hanson L.L.P., (Co-Lead
Counsel) and Seeger Weiss L.L.P., (Liaison Counsel) -- are therefore
appointed as counsel for Securities Exchange Act claims. Counsel in the
Kassover case did the initial work on those claims, and it makes sense that
they should remain responsible for prosecuting those claims. Those counsel
--Schoengold Sporn Laitman & Lometti -- are appointed as interim class
counsel for Investment Advisors Act and state law claims. (Signed by Judge
Lawrence M. McKenna on |
|
|
|
STIPULATION & ORDER: Lead Plaintiff shall file the
consolidated amended complaint in this action on or before |
|
|
|
CONSOLIDATED CLASS ACTION AMENDED COMPLAINT amending 1
Complaint, against David Shulman, Joseph Scoby, Marcel Rohner, Marten
Hoekstra, UBS Securities LLC., UBS Financial Services Inc.,, UBS AG.Document
filed by Robert Bee, Edward Taras, Larry S. Watanabe, David Ghiz, M. Richard
Goldberg, David Chandler(Individually), David Chandler(As Trustees of the
Chandler Trust Dated 12/28/05 and on behalf of All Others Similarly
Situated), Shelly Chandler(Individually), Shelly Chandler(As Trustees of the
Chandler Trust Dated 12/28/05, And On Behalf of All Others Similarly
Situated). Related document: 1
Complaint, filed by Shelly Chandler, David Chandler.(dle) (dle). (Entered: |
|
|
|
|
Minute Entry for proceedings held before Judge Lawrence M.
McKenna: Status Conference held on |
|
|
|
***NOTE TO ATTORNEY TO E-MAIL PDF. Note to Attorney
Christopher Seeger and David Buchanan for noncompliance with Section (14.3)
of the S.D.N.Y. Electronic Case Filing Rules & Instructions. E-MAIL the
PDF for Document 68
Amended Complaint,, to: case_openings@nysd.uscourts.gov. (dle) (Entered: |
|
|
CERTIFIED TRUE COPY OF MDL ORDER FROM THE MDL PANEL
DENYING TRANSFER....that the motion, pursuant to 28 U.S.C. 1407(c), for
transfer of the action to the United States District Court - Southern
District of New York, be, and the same hereby is denied. (Signed by MDL Panel
on |
|
|
|
MOTION to Expedite Motion for Supplemental Notice.
Document filed by Robert Bee, Edward Taras, Larry S. Watanabe, M. Richard
Goldberg.(Siegel, Norman) (Entered: |
|
|
|
MEMORANDUM OF LAW in Support re: 69
MOTION to Expedite Motion for Supplemental Notice.. Document filed by
Robert Bee, Edward Taras, Larry S. Watanabe, M. Richard Goldberg. (Siegel,
Norman) (Entered: |
|
|
|
DECLARATION of Norman E. Siegel in Support re: 69
MOTION to Expedite Motion for Supplemental Notice.. Document filed by
Robert Bee, Edward Taras, Larry S. Watanabe, M. Richard Goldberg.
(Attachments: # 1
Exhibit A, # 2
Exhibit B, Part 1, # 3
Exhibit B, Part 2, # 4
Exhibit C, # 5
Exhibit D, # 6
Exhibit E)(Siegel, Norman) (Entered: |
|
|
|
ENDORSED LETTER addressed to Judge Lawrence M. Mckenna
from William F. Sullivan dated 10/17/2008 re: Accordingly, a supplemental
notice is unnecessary as no class has been certified and seeks to do noting
more than delay and jeopardize UBS's implementation of a carefully negotiated
regulatory settlement. There is no basis for plaintiffs' motion nor any need
for an expedited hearing. ENDORSEMENT: Defendants are to respond to
plaintiffs motion by |
|
|
|
CROSS MOTION to Expedite Motion for Further
Supplemental Notice and Related Relief. Document filed by Ronald D.
Kassover.(Schirripa, Frank) (Entered: |
|
|
|
MEMORANDUM OF LAW in Support re: 74
CROSS MOTION to Expedite Motion for Further Supplemental Notice and
Related Relief.. Document filed by Ronald D. Kassover. (Schirripa, Frank)
(Entered: |
|
|
|
DECLARATION of Joel P. Laitman in Support re: 74 CROSS MOTION to Expedite Motion for Further Supplemental Notice and Related Relief.. Document filed by Ronald D. Kassover. (Attachments: # 1 Exhibit Ex. A - IAA/State Law Amended Complaint, # 2 Exhibit Ex. B - Further Supplemental Notice, # 3 Exhibit Ex. C - UBS Press Release Aug. 8, 2008, # 4 Exhibit Ex. D - SEC Press Release dated Aug. 8, 2008, # 5 Exhibit Ex. E - UBS Prospectus dated Oct. 7, 2008, # 6 Exhibit Ex. F - UBS Press Release dated Oct. 16, 2008)(Schirripa, Frank) (Entered: 10/20/2008) |
|
|
|
ENDORSED LETTER addressed to Judge Lawrence M. McKenna
from William F. Sullivan dated 10/21/08 re: UBS AG, UBS Securities LLC, and
UBS Financial Services, Inc. request an extension of time until 10/24/08 to
respond to the 10/20/08 Motion to Expedite. ENDORSEMENT: Granted. Plaintiff
to reply by |
|
|
|
MEMORANDUM OF LAW in Opposition re: 69
MOTION to Expedite Motion for Supplemental Notice.. Document filed by
UBS Securities LLC., UBS Financial Services Inc.,, UBS AG. (Sullivan,
William) (Entered: |
|
|
|
DECLARATION of William F. Sullivan in Opposition re: 69
MOTION to Expedite Motion for Supplemental Notice.. Document filed by
UBS Securities LLC., UBS Financial Services Inc.,, UBS AG. (Attachments: # 1
Exhibit A, # 2
Exhibit B, # 3
Exhibit C)(Sullivan, William) (Entered: |
|
|
|
NOTICE OF APPEARANCE by Christopher Lometti on behalf of Ronald D. Kassover Filed In Associated Cases: 1:08-cv-02967-LMM, 1:08-cv-03082-LMM(Lometti, Christopher) (Entered: 10/22/2008) |
|
|
|
CERTIFICATE OF SERVICE of Summons and Amended Complaint,,.
Service was accepted by Chris Hass. Document filed by David
Chandler(Individually), David Chandler(As Trustees of the Chandler Trust
Dated 12/28/05 and on behalf of All Others Similarly Situated), Robert Bee,
Edward Taras, Larry S. Watanabe, David Ghiz, M. Richard Goldberg, Shelly
Chandler(Individually), Shelly Chandler(As Trustees of the Chandler Trust
Dated 12/28/05, And On Behalf of All Others Similarly Situated). (Weiss,
Stephen) (Entered: |
|
|
|
WAIVER OF SERVICE RETURNED EXECUTED. David Shulman waiver
sent on |
|
|
|
REPLY MEMORANDUM OF LAW in Support re: 69
MOTION to Expedite Motion for Supplemental Notice.. Document filed by
Robert Bee, Edward Taras, Larry S. Watanabe, David Ghiz, M. Richard Goldberg.
(Siegel, Norman) (Entered: |
|
|
|
DECLARATION of Norman E. Siegel in Support re: 69
MOTION to Expedite Motion for Supplemental Notice.. Document filed by
Robert Bee, Edward Taras, Larry S. Watanabe, M. Richard Goldberg.
(Attachments: # 1
Exhibit A, # 2
Exhibit B, # 3
Exhibit C, # 4
Exhibit D)(Siegel, Norman) (Entered: |
|
|
|
MEMORANDUM AND ORDER For the reasons set forth in this
order, the Lead plaintiffs expedited motion is denied.. (Signed by Judge
Lawrence M. McKenna on |
|
|
|
MEMORANDUM OF LAW in Opposition re: 74
CROSS MOTION to Expedite Motion for Further Supplemental Notice and
Related Relief.. Document filed by UBS Securities LLC., UBS Financial
Services Inc.,, UBS AG. (Sullivan, William) (Entered: |
|
|
|
REPLY MEMORANDUM OF LAW in Support re: 74 CROSS MOTION to Expedite Motion for Further Supplemental Notice and Related Relief.. Document filed by Ronald D. Kassover. (Rehns, Daniel) (Entered: 10/27/2008) |
|
|
10/27/2008 |
DECLARATION of Joel P. Laitman in Support re: 74
CROSS MOTION to Expedite Motion for Further Supplemental Notice and
Related Relief.. Document filed by Ronald D. Kassover. (Attachments: # 1
Exhibit A - Supplemental Notice)(Rehns, Daniel) (Entered: |
|
|
|
ENDORSED LETTER addressed to Judge Lawrence M. McKenna
from Aaron M. Sheanin dated |
|
|
|
MEMORANDUM AND ORDER, the expedited cross-motion of
interim class counsel for Investment Advisors Act and state law claims in
this putative class action, for an order directing defendants to pay the cost
of the issuance of a revised Supplemental Notice, extending the deadline for
responding to the UBS offer, permitting for a period holders of Auction Rate
Securities to withdraw acceptance of the UBS offer, and staying the effective
date of the UBS settlement until the resolution of motions regarding
supplemental notice, is denied, for substantially the same reasons as given
for the denial of the related motion by lead plaintiffs. (Signed by Judge
Lawrence M. McKenna on |
|
|
|
MOTION for Discovery Notice of Lead Plaintiffs' Motion
to Partially Lift the PSLRA Discovery Stay. Document filed by David
Chandler(Individually). (Attachments: # 1
Text of Proposed Order)(Sheanin, Aaron) (Entered: |
|
|
|
MEMORANDUM OF LAW in Support re: 91
MOTION for Discovery Notice of Lead Plaintiffs' Motion to Partially Lift
the PSLRA Discovery Stay.. Document filed by David
Chandler(Individually). (Sheanin, Aaron) (Entered: |
|
|
|
DECLARATION of Aaron M. Sheanin in Support re: 91
MOTION for Discovery Notice of Lead Plaintiffs' Motion to Partially Lift
the PSLRA Discovery Stay.. Document filed by David
Chandler(Individually). (Attachments: # 1
Exhibit A-D, # 2
Exhibit E (part 1 of 2), # 3
Exhibit E (Part 2 of 2), # 4
Exhibit F-K, # 5
Exhibit L (part 1 of 2), # 6
Exhibit L (part 2 of 2))(Sheanin, Aaron) (Entered: |
|
|
|
STIPULATION AND ORDER: It is hereby Stipulated and agreed
that defendant's UBS Securities LLC., UBS Financial Services, Inc., UBS AG
Marten Hoeklra, and Joseph Scoby shall have through and until |
|
|
|
STIPULATION AND ORDER, that Defendants UBS Securities LLC.
UBS Financial Services, Inc, UBS AG, Marten Hoekstra,and Joseph Scoby shall
have through and until November 25, 2008, in which to answer, move against,
or otherwise respond to the consolidated amended complaint; may file a joint
memorandum of law in support of UBS's anticipated motion to dismiss of up to
forty (40) pages in length; Lead Plaintiff may file a joint memorandum of law
in opposition to UBS's anticipated joint to dismiss of up to forty (40) pages
in length; and UBS may file a joint reply memorandum of up to twenty (20)
pages in length. Additional relief as set forth in this Order. Defendants UBS
Securities LLC, UBS Financial Services, Inc., and UBS AG (UBS) (Signed by
Judge Lawrence M. McKenna on |
|
|
|
ENDORSED LETTER addressed to Judge Lawrence M. McKenna
from William F. Sullivan dated 10/31/08 re: Counsel for plaintiff writes
regarding both parties agreement that UBS should have until November 12, 2008
to file an answering memorandum of law and Lead Plaintiffs should have until
November 19, 2008 to file a reply in support of their motion. The parties
request that the Court approve this stipulated briefing schedule.
ENDORSEMENT: Approved. So Ordered. ( Replies due by |
|
|
|
NOTICE OF APPEARANCE by Thomas Matthew Keane on behalf of
David Shulman (Keane, Thomas) (Entered: |
|
|
|
MEMORANDUM OF LAW in Opposition re: 91
MOTION for Discovery Notice of Lead Plaintiffs' Motion to Partially Lift
the PSLRA Discovery Stay.. Document filed by UBS Securities LLC., UBS
Financial Services Inc.,, UBS AG. (Sullivan, William) (Entered: |
|
|
|
DECLARATION of William F. Sullivan in Opposition re: 91
MOTION for Discovery Notice of Lead Plaintiffs' Motion to Partially Lift
the PSLRA Discovery Stay.. Document filed by UBS Securities LLC., UBS
Financial Services Inc.,, UBS AG. (Attachments: # 1
Exhibit A, # 2
Exhibit B, # 3
Exhibit C)(Sullivan, William) (Entered: |
|
|
|
REPLY MEMORANDUM OF LAW in Support re: 91
MOTION for Discovery Notice of Lead Plaintiffs' Motion to Partially Lift
the PSLRA Discovery Stay.. Document filed by David
Chandler(Individually). (Sheanin, Aaron) (Entered: |
|
|
|
NOTICE OF APPEARANCE by Judith Leonore Mogul on behalf of David Shulman Filed In Associated Cases: 1:08-cv-02967-LMM, 1:08-cv-03082-LMM(Mogul, Judith) (Entered: 11/20/2008) |
|
|
|
NOTICE OF APPEARANCE by Robert James Anello on behalf of David Shulman Filed In Associated Cases: 1:08-cv-02967-LMM, 1:08-cv-03082-LMM(Anello, Robert) (Entered: 11/21/2008) |
|
|
|
ORDER: Defendants' motion for dismissal is scheduled to be
served and filed on |
|
|
|
|
Set Deadlines/Hearings: Motions due by |
|
|
FILING ERROR - DEFICIENT DOCKET ENTRY - MOTION to Dismiss the
Amended Class Action Complaint. Document filed by David Shulman.
(Attachments: # 1
Memorandum of Law)Filed In Associated Cases: |
|
|
|
NOTICE OF APPEARANCE by Andrew M. Genser on behalf of Joseph Scoby Filed In Associated Cases: 1:08-cv-02967-LMM, 1:08-cv-03082-LMM(Genser, Andrew) (Entered: 11/25/2008) |
|
|
|
MOTION to Dismiss Consolidated Class Action Complaint.
Document filed by Joseph Scoby.Filed In Associated Cases: |
|
|
|
MEMORANDUM OF LAW in Support re: ( |
|
|
|
DECLARATION of John Hartman, Esq. in Support re: ( |
|
|
|
NOTICE OF APPEARANCE by William F. Sullivan on behalf of UBS Securities LLC., UBS Financial Services Inc.,, Marten Hoekstra, UBS AG (Sullivan, William) (Entered: 11/25/2008) |
|
|
|
MOTION to Dismiss Amended Consolidated Class Action Complaint for Violations of the Federal Securities Laws. Document filed by UBS Securities LLC., UBS Financial Services Inc.,, Marten Hoekstra, UBS AG.(Sullivan, William) (Entered: 11/25/2008) |
|
|
|
MEMORANDUM OF LAW in Support re: 110
MOTION to Dismiss Amended Consolidated Class Action Complaint for
Violations of the Federal Securities Laws.. Document filed by UBS
Securities LLC., UBS Financial Services Inc.,, Marten Hoekstra, UBS AG.
(Sullivan, William) (Entered: |
|
|
|
DECLARATION of William F. Sullivan in Support re: 110
MOTION to Dismiss Amended Consolidated Class Action Complaint for
Violations of the Federal Securities Laws.. Document filed by UBS
Securities LLC., UBS Financial Services Inc.,, Marten Hoekstra, UBS AG.
(Attachments: # 1
Exhibit A, # 2
Exhibit B, # 3
Exhibit C, # 4
Exhibit D, # 5
Exhibit E, # 6
Exhibit F, # 7
Exhibit G, # 8
Exhibit H, # 9
Exhibit I, # 10
Exhibit J, # 11
Exhibit K, # 12
Exhibit L, # 13
Exhibit M, # 14
Exhibit N, # 15
Exhibit O, # 16
Exhibit P, # 17
Exhibit Q, # 18
Exhibit R, # 19
Exhibit S, # 20
Exhibit T, # 21
Exhibit U)(Sullivan, William) (Entered: |
|
|
|
AFFIDAVIT OF SERVICE of Notice of Motion to Dismiss
Consolidated Class Action Complaint and Supporting Papers served on Carey and
Danis, LLC; and Law Offices of George A. Shohet on |
|
|
|
MOTION to Dismiss The Amended Class Action Complaint.
Document filed by David Shulman.Filed In Associated Cases: |
|
|
|
MEMORANDUM OF LAW in Support re: ( |
|
|
|
AFFIDAVIT OF SERVICE of Notice of Motion to Dismiss
Amended Class Action Complaint and Memorandum of Law served on A.J. De
Bartolomeo, Jeff S. Westerman, Joseph E. Levi, and George A. Shohet, Esq. on |
|
|
|
NOTICE of of Withdrawal of Joseph P. Guglielmo. Document
filed by Randolph Bonnist. (Guglielmo, Joseph) (Entered: |
|
|
|
RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate
Parent. Document filed by UBS AG.(Sullivan, William) (Entered: |
|
|
|
NOTICE OF APPEARANCE by William F. Sullivan on behalf of
Marcel Rohner (Sullivan, William) (Entered: |
|
|
|
STIPULATION & ORDER, Defendant Marcel Rohner shall
answer, move against, or otherwise respond to the Complaint on or before |
|
|
|
MOTION to Dismiss the Amended Consolidated Class Action
Complaint. Document filed by Marcel Rohner. Responses due by |
|
|
|
MEMORANDUM OF LAW in Support re: 121
MOTION to Dismiss the Amended Consolidated Class Action Complaint..
Document filed by Marcel Rohner. (Sullivan, William) (Entered: |
|
|
|
MEMORANDUM OF LAW in Opposition re: 121
MOTION to Dismiss the Amended Consolidated Class Action Complaint., 110
MOTION to Dismiss Amended Consolidated Class Action Complaint for
Violations of the Federal Securities Laws.. Document filed by David
Chandler(Individually). (Sheanin, Aaron) (Entered: |
|
|
|
MEMORANDUM OF LAW in Opposition re: 114
MOTION to Dismiss The Amended Class Action Complaint., 106
MOTION to Dismiss Consolidated Class Action Complaint.. Document filed
by David Chandler(Individually). (Sheanin, Aaron) (Entered: |
|
|
|
REFERRED TO JUDGE FOR APPROVAL - NOTICE OF VOLUNTARY
DISMISSAL Pursuant to Rule 41(a)(1)(A)(i) of the Federal Rules of Civil
Procedure, the plaintiff(s) and or their counsel(s), hereby give notice that
the above-captioned action is voluntarily dismissed, Without prejudice
against the defendant(s) all defendants. Document filed by Edward Taras.
(Sharp, Christina) Modified on |
|
|
|
|
***NOTE TO ATTORNEY - DOCUMENT REFERRED TO JUDGE FOR
APPROVAL. Note to Attorney Christina Sharp Document 125
Notice of Voluntary Dismissal, was referred to Judge Lawrence M. McKenna for
approval. (dt) (Entered: |
|
|
REPLY MEMORANDUM OF LAW in Support re: ( |
|
|
|
REPLY MEMORANDUM OF LAW in Support re: ( |
|
|
|
REPLY MEMORANDUM OF LAW in Support re: 121
MOTION to Dismiss the Amended Consolidated Class Action Complaint., 110
MOTION to Dismiss Amended Consolidated Class Action Complaint for
Violations of the Federal Securities Laws.. Document filed by UBS
Securities LLC., UBS Financial Services Inc.,, Marcel Rohner, Marten
Hoekstra, UBS AG. (Sullivan, William) (Entered: |
|
|
|
|
CASHIERS OFFICE REMARK in the amount of $75.00, paid on |
|
|
MEMORANDUM AND ORDER: For the foregoing reasons,
Defendants' Motion to Dismiss is GRANTED. Plaintiffs may replead (if they can
do so consistently with Federal Rule of Civil Procedure 11) within 20 days of
the date hereof. SO ORDERED. (Signed by Judge Lawrence M. McKenna on |
|
|
|
|
Transmission to Judgments and Orders Clerk. Transmitted
re: ( |
|
|
MOTION for John F. Hartmann and Paul Helms to Appear Pro
Hac Vice. Document filed by Joseph Scoby.Filed In Associated Cases: |
|
|
|
ORDER ADMITTING ATTORNEY John F. Hartman PRO HAC VICE for
defendant Joseph Scoby. (Signed by Judge Lawrence M. McKenna on |
|
|
|
|
Transmission to Attorney Admissions Clerk. Transmitted re:
( |
|
|
STIPULATION AND ORDER that Lead Plaintiffs' deadline to
file the First Amended Consolidated Class Action Complaint is extended to |
|
|
|
|
CASHIERS OFFICE REMARK on 131
Motion to Appear Pro Hac Vice in the amount of $50.00, paid on |
|
|
FIRST AMENDED CONSOLIDATED CLASS ACTION COMPLAINT amending 68 Amended Complaint, against UBS Securities LLC., UBS Financial Services Inc.,, David Shulman, Joseph Scoby, Marcel Rohner, Marten Hoekstra, UBS AG.Document filed by David Neu, Charles H. Dutcher, Ann Elston, William Baumel. Related document: 68 Amended Complaint,, filed by Shelly Chandler, Edward Taras, Robert Bee, David Chandler, Larry S. Watanabe, M. Richard Goldberg, David Ghiz.(dle) (Entered: 05/11/2009) |
|
|
|
ORDER: Movant Joseph P. Guglielmo's Motion to Withdraw as
Counsel is GRANTED, and Movant is terminated as counsel in this proceeding.
(Signed by Judge Lawrence M. McKenna on |
|
|
|
MOTION to Substitute Party. Old Party: David Chandler,
Shelly Chandler, Robert Bee, Edward Taras, Larry S. Watanabe, David Ghiz and
M. Richard Goldberg, New Party: David Neu, Charles H. Dutcher, Ann Elston and
William Baumel., MOTION to Withdraw Chandler Group. Document filed by
Chandler Group. (Attachments: # 1
Text of Proposed Order)(Girard, Daniel) (Entered: |
|
|
|
MEMORANDUM OF LAW in Support re: 135
MOTION to Substitute Party. Old Party: David Chandler, Shelly Chandler,
Robert Bee, Edward Taras, Larry S. Watanabe, David Ghiz and M. Richard
Goldberg, New Party: David Neu, Charles H. Dutcher, Ann Elston and William
Baumel. MOTION to Withdraw Chandler Group.. Document filed by Chandler
Group. (Girard, Daniel) (Entered: |
|
|
|
DECLARATION of Daniel C. Girard in Support re: 135 MOTION to Substitute Party. Old Party: David Chandler, Shelly Chandler, Robert Bee, Edward Taras, Larry S. Watanabe, David Ghiz and M. Richard Goldberg, New Party: David Neu, Charles H. Dutcher, Ann Elston and William Baumel. MOTION to Withdraw Chandler Group.. Document filed by Chandler Group. (Girard, Daniel) (Entered: 05/26/2009) |
|
|
05/27/2009 |
MEMO ENDORSEMENT on MOTION OF THE CHANDLER GROUP TO WITHDRAW AND SUBSTITUTE LEAD PLAINTIFF. ENDORSEMENT: The above-captioned motion having been filed, defendants may respond formerly, and plaintiffs reply. Defendants' time to respond to the already filed First Amended Consolidated Class Action Complaint is extended to 30 days after a decision on the above-captioned motion. (Signed by Judge Lawrence M. McKenna on 5/27/09) Filed In Associated Cases: 1:08-cv-02967-LMM, 1:08-cv-03082-LMM(tro) (Entered: 05/29/2009) |
|
|
06/03/2009 |
STIPULATION & ORDER; On or before June 15, 2009, Defendants shall file an opposition to the Motion of the Chandler Group to Withdraw and Substitute Lead Plaintiff on or before June 15, 2009; On or before June 26, 2009, Lead Plaintiffs shall file a reply in support of the Motion of the Chandler Group to Withdraw and Substitute Lead Plaintiff. It is so ordered. (Signed by Judge Lawrence M. McKenna on 6/3/2009) Filed In Associated Cases: 1:08-cv-02967-LMM, 1:08-cv-03082-LMM(tve) (Entered: 06/03/2009) |
|
|
06/15/2009 |
MEMORANDUM OF LAW in Opposition re: 135 MOTION to Substitute Party. Old Party: David Chandler, Shelly Chandler, Robert Bee, Edward Taras, Larry S. Watanabe, David Ghiz and M. Richard Goldberg, New Party: David Neu, Charles H. Dutcher, Ann Elston and William Baumel. MOTION to Withdraw Chandler Group.. Document filed by UBS Securities LLC., UBS Financial Services Inc.,, Marcel Rohner, Marten Hoekstra, UBS AG. (Sullivan, William) (Entered: 06/15/2009) |
|
|
06/26/2009 |
REPLY MEMORANDUM OF LAW in Support re: 135 MOTION to Substitute Party. Old Party: David Chandler, Shelly Chandler, Robert Bee, Edward Taras, Larry S. Watanabe, David Ghiz and M. Richard Goldberg, New Party: David Neu, Charles H. Dutcher, Ann Elston and William Baumel. MOTION to Withdraw Chandler Group.. Document filed by Chandler Group. (Girard, Daniel) (Entered: 06/26/2009) |
|
|
06/26/2009 |
DECLARATION of Daniel C. Girard in Support re: 135 MOTION to Substitute Party. Old Party: David Chandler, Shelly Chandler, Robert Bee, Edward Taras, Larry S. Watanabe, David Ghiz and M. Richard Goldberg, New Party: David Neu, Charles H. Dutcher, Ann Elston and William Baumel. MOTION to Withdraw Chandler Group.. Document filed by Chandler Group. (Girard, Daniel) (Entered: 06/26/2009) |
|
|
06/26/2009 |
JOINDER to join re: 135 MOTION to Substitute Party. Old Party: David Chandler, Shelly Chandler, Robert Bee, Edward Taras, Larry S. Watanabe, David Ghiz and M. Richard Goldberg, New Party: David Neu, Charles H. Dutcher, Ann Elston and William Baumel. MOTION to Withdraw Chandler Group.. Document filed by Neu Group.(Girard, Daniel) (Entered: 06/26/2009) |
|
|
07/02/2009 |
MEMORANDUM AND ORDER, that any party who objects to the withdrawal of David Chandler, Shelly Chandler, Robert Bee, Edward Taras, Larry S. Watanabe, David Ghiz and M. Richard Goldberg as Lead Plaintiffs in this action and the substitution of David Neu, Charles H. Dutcher, III, Ann Elston, and William Baumel as Lead Plaintiffs or who wishes to apply for appointment as lead counsel shall so inform the Court by letter no later than twenty one days from the date of this Order. (Signed by Judge Lawrence M. McKenna on 7/2/09) (pl) (Entered: 07/06/2009) |
|
|
07/29/2009 |
ORDER: The request of David Chandler, Shelly Chandler, Robert Bee, Larry S. Watanabe, David Ghiz and M. Richard Goldbers to withdraw as Lead Plaintiffs in this action is GRANTED, and the claims of the members of the Chandler Group are dismissed without prejudice. Plaintiffs David Neu, Charles H. Dutcher, III, Ann Elston and William Baumel (collectively, the "Neu Group") are hereby SUBSTITUTED and APPOINTED to serve as Lead Plaintiffs in above-captioned action, pursuant to Section 21D(a)(3)(B) of the Exchange Act, 15 U.S.C. § 78u-4(a)(3)(B), as amended by the PSLRA. The Court previously appointed the law firms of Girard Gibbs LLP, Stueve Siegel Hanson LLP, and Seeger Weiss LLP to serve as Lead Counsel, Co-Lead Counsel, and Liaison Counsel for the Class, respectively, pursuant to Section 21D(a)(3)(B) of the Exchange Act, 15 U.S.c. § 78u-4(a)(3)(B), as amended by the PSLRA. The Neu Group's selection of the same firms to serve as counsel for claims asserted under the Exchange Act is hereby APPROVED. Pursuant to the Court's May 27, 2009 memo-endorsement, all Defendants in this action shall respond to the First Amended Consolidated Class Action Complaint within 30 days of the Court's entry of this Order. (Signed by Judge Lawrence M. McKenna on 7/29/2009) Filed In Associated Cases: 1:08-cv-02967-LMM, 1:08-cv-03082-LMM(jpo) (Entered: 07/29/2009) |
|
|
07/29/2009 |
NOTICE OF VOLUNTARY DISMISSAL Pursuant to Rule 41(a)(1)(A)(i) of the Federal Rules of Civil Procedure, plaintiff Edward Taras and or their counsel(s), hereby give notice that the above-captioned action is voluntarily dismissed without prejudice against the defendant(s) UBS Securities LLC., UBS Financial Services Inc.,, David Shulman, Joseph Scoby, Marcel Rohner, Marten Hoekstra, UBS AG, UBS Securities L.L.C., UBS Financial Services, Inc.. ENDORSEMENT: So ordered. (This order applies only to Mr. Taras individual claims) (Signed by Judge Lawrence M. McKenna on 7/29/2009) Filed In Associated Cases: 1:08-cv-02967-LMM, 1:08-cv-03082-LMM(jpo) (Entered: 07/29/2009) |
|
|
08/25/2009 |
STIPULATION & ORDER; On or before October 2, 2009, the Neu Group shall file its oppositions to the Jointly Represented Defendants' motion to dismiss, and to each of the Individual Defendants' motions to dismiss. On or before October 30, 2009, Defendants shall file their replies in support of their motions to dismiss. Jointly Represented Defendants have up to thirty (30) pages to file their joint memorandum of law in support of their motion to dismiss, the Neu Group has up to thirty (30) pages to file its opposition to Jointly Represented Defendants' motion to dismiss, and Jointly Represented Defendants have up to twenty-five (25) pages to file their reply. Individual Defendants each have up to fifteen (15) pages to file their replies in support of their motions to dismiss. IT IS SO ORDERED. (Signed by Judge Lawrence M. McKenna on 8/25/2009) Filed In Associated Cases: 1:08-cv-02967-LMM, 1:08-cv-03082-LMM(tve) (Entered: 08/25/2009) |
|
|
08/28/2009 |
MOTION to Dismiss first amended consolidated class action complaint. Document filed by Joseph Scoby.Filed In Associated Cases: 1:08-cv-02967-LMM, 1:08-cv-03082-LMM(Genser, Andrew) (Entered: 08/28/2009) |
|
|
08/28/2009 |
MEMORANDUM OF LAW in Support re: ( |
|
|
08/28/2009 |
MOTION to Dismiss the First Amended Consolidated Class Action Complaint. Document filed by David Shulman. Responses due by 10/2/2009Filed In Associated Cases: 1:08-cv-02967-LMM, 1:08-cv-03082-LMM(Anello, Robert) (Entered: 08/28/2009) |
|
|
08/28/2009 |
DECLARATION of Robert J. Anello in Support re: ( |
|
|
08/28/2009 |
MEMORANDUM OF LAW in Support re: ( |
|
|
08/28/2009 |
MOTION to Dismiss First Amended Cons. Document filed by UBS Securities LLC., UBS Financial Services Inc.,, Marcel Rohner, Marten Hoekstra, UBS AG. Responses due by 10/2/2009(Sullivan, William) (Entered: 08/28/2009) |
|
|
08/28/2009 |
MEMORANDUM OF LAW in Support re: 153 MOTION to Dismiss First Amended Cons.. Document filed by UBS Securities LLC., UBS Financial Services Inc.,, Marcel Rohner, Marten Hoekstra, UBS AG. (Sullivan, William) (Entered: 08/28/2009) |
|
|
08/28/2009 |
DECLARATION of William F. Sullivan in Support re: 153 MOTION to Dismiss First Amended Cons.. Document filed by UBS Securities LLC., UBS Financial Services Inc.,, Marcel Rohner, Marten Hoekstra, UBS AG. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E, # 6 Exhibit F, # 7 Exhibit G, # 8 Exhibit H, # 9 Exhibit I, # 10 Exhibit J, # 11 Exhibit K, # 12 Exhibit L, # 13 Exhibit M, # 14 Exhibit N, # 15 Exhibit O, # 16 Exhibit P, # 17 Exhibit Q, # 18 Exhibit R, # 19 Exhibit S, # 20 Exhibit T)(Sullivan, William) (Entered: 08/28/2009) |
|
|
08/31/2009 |
MOTION for Matthew L. Dameron to Withdraw as Attorney. Document filed by Chandler Group.(Dameron, Matthew) (Entered: 08/31/2009) |
|
|
09/08/2009 |
ORDER granting (156) Motion to Withdraw as Attorney. Attorney Matthew L. Dameron terminated in case 1:08-cv-02967-LMM. (Signed by Judge Lawrence M. McKenna on 9/8) Filed In Associated Cases: 1:08-cv-02967-LMM, 1:08-cv-03082-LMM(jmi) (Entered: 09/08/2009) |
|
|
10/02/2009 |
STIPULATION: On or before October 9, 2009, the Neu Group shall file its responses in opposition to the Jointly Represented Defendants' motion to dismiss, and to each of the Individual Defendants' motions to dismiss. On or before November 6, 2009, Defendants shall file their replies in support of their motions to dismiss. (Signed by Judge Lawrence M. McKenna on 10/2/2009) Filed In Associated Cases: 1:08-cv-02967-LMM, 1:08-cv-03082-LMM(jpo) (Entered: 10/05/2009) |
|
|
10/09/2009 |
MOTION to Strike Document No. [151 and 155] , Declaration of Robert J. Anello and Exhibits F-N and T to the Declaration of William F. Sullivan. Document filed by Neu Group. (Attachments: # 1 Text of Proposed Order)(Sheanin, Aaron) (Entered: 10/09/2009) |
|
|
10/09/2009 |
MEMORANDUM OF LAW in Support re: 159 MOTION to Strike Document No. [151 and 155] , Declaration of Robert J. Anello and Exhibits F-N and T to the Declaration of William F. Sullivan.. Document filed by Neu Group. (Sheanin, Aaron) (Entered: 10/09/2009) |
|
|
10/09/2009 |
MEMORANDUM OF LAW in Opposition re: 153 MOTION to Dismiss First Amended Cons.. Document filed by Neu Group. (Sheanin, Aaron) (Entered: 10/09/2009) |
|
|
10/09/2009 |
DECLARATION of Aaron M. Sheanin in Opposition re: 153 MOTION to Dismiss First Amended Cons.. Document filed by Neu Group. (Sheanin, Aaron) (Entered: 10/09/2009) |
|
|
10/09/2009 |
MEMORANDUM OF LAW in Opposition re: 148 MOTION to Dismiss first amended consolidated class action complaint., 150 MOTION to Dismiss the First Amended Consolidated Class Action Complaint.. Document filed by Neu Group. (Sheanin, Aaron) (Entered: 10/09/2009) |
|
|
10/16/2009 |
ORDER FOR ADMISSION PRO HAC VICE ON WRITTEN MOTION. that upon the motion of Stephen A. Weiss, attorney for the Plaintiffs, and said sponsor of attorney's affidavit in support; that BARRETT J. VAHLE is admitted to practice pro hac vice as counsel for Plaintiffs in the above captioned case in the United States District Court for the Southern District of New York. Additional relief as set forth in this Order. (Signed by Judge Lawrence M. McKenna on 10/16/09) (pl) Modified on 10/21/2009 (pl). (Entered: 10/19/2009) |
|
|
10/16/2009 |
MOTION for Barrett J. Vahle to Appear Pro Hac Vice. Document filed by David Neu, Charles H. Dutcher, William Baumel, Chandler Group, Neu Group, Ricardo L. Sanchez.(mro) (Entered: 10/21/2009) |
|
|
10/16/2009 |
|
Transmission to Attorney Admissions Clerk. Transmitted re: 165 Order Admitting Attorney Pro Hac Vice,, to the Attorney Admissions Clerk for updating of Attorney Information. (pl) (Entered: 10/21/2009) |
|
10/19/2009 |
STIPULATION AND ORDER, 1. On or before November 6, 2009, Defendants shall file their oppositions to the Neu Group's motion to strike; and, 2. On or before November 20, 2009, the Neu Group shall file its reply in support of its motion to strike. (Signed by Judge Lawrence M. McKenna on 10/19/09) (pl) Modified on 5/17/2010 (pl). (Entered: 10/19/2009) |
|
|
10/22/2009 |
|
CASHIERS OFFICE REMARK on 166 Motion to Appear Pro Hac Vice in the amount of $25.00, paid on 10/16/2009, Receipt Number 702988. (jd) (Entered: 10/22/2009) |
|
10/28/2009 |
ORDER that the following counsel hereby withdraws his appearance in the above-captioned action and requests that no further notices be given to or required of him in the action, and that no documents or other pleadings in the action be served upon him. (Signed by Judge Lawrence M. McKenna on 10/28/2009) Filed In Associated Cases: 1:08-cv-02967-LMM, 1:08-cv-03082-LMM(jmi) (Entered: 10/28/2009) |
|
|
10/29/2009 |
NOTICE OF APPEARANCE by Samuel P. Sporn on behalf of Ronald D. Kassover (Sporn, Samuel) (Entered: 10/29/2009) |
|
|
11/06/2009 |
FILING ERROR - DEFICIENT DOCKET ENTRY - REPLY MEMORANDUM
OF LAW in Support re: ( |
|
|
11/06/2009 |
DECLARATION of John F. Hartmann in Support re: ( |
|
|
11/06/2009 |
REPLY MEMORANDUM OF LAW in Support re: ( |
|
|
11/06/2009 |
REPLY MEMORANDUM OF LAW in Support re: ( |
|
|
11/06/2009 |
MEMORANDUM OF LAW in Opposition re: ( |
|
|
11/06/2009 |
REPLY MEMORANDUM OF LAW in Support re: 153 MOTION to Dismiss First Amended Cons.. Document filed by UBS Securities LLC., UBS Financial Services Inc.,, Marcel Rohner, Marten Hoekstra, UBS AG. (Sullivan, William) (Entered: 11/06/2009) |
|
|
11/06/2009 |
MEMORANDUM OF LAW in Opposition re: 159 MOTION to Strike Document No. [151 and 155] , Declaration of Robert J. Anello and Exhibits F-N and T to the Declaration of William F. Sullivan.. Document filed by UBS Securities LLC., UBS Financial Services Inc.,, Marcel Rohner, Marten Hoekstra, UBS AG. (Sullivan, William) (Entered: 11/06/2009) |
|
|
11/20/2009 |
REPLY MEMORANDUM OF LAW in Support re: 159 MOTION to Strike Document No. [151 and 155] , Declaration of Robert J. Anello and Exhibits F-N and T to the Declaration of William F. Sullivan.. Document filed by Neu Group. (Sheanin, Aaron) (Entered: 11/20/2009) |
|
|
03/25/2010 |
NOTICE OF VOLUNTARY DISMISSAL OF LEAD PLAINTIFF WILLIAM BAUMEL PURSUANT TO FRCP 41(a)(1): Lead plaintiff William Baumel, as trustee of the William Baumel and Jill Baumel Trust U/A Dtd. 10/02/2001, hereby voluntarily dismisses his claims against defendants in this action pursuant to FRCP 41(a)(1)(A)(i) without prejudice. (Signed by Judge Lawrence M. McKenna on 3/25/10) (dle) (Entered: 03/25/2010) |
|
|
05/20/2010 |
NOTICE OF VOLUNTARY DISMISSAL Pursuant to Rule 41(a)(1)(A)(i) of the Federal Rules of Civil Procedure, the plaintiff(s) and or their counsel(s), hereby give notice that the above-captioned action is voluntarily dismissed without prejudice as to claims by plaintiff Ann Elston against defendants. (Signed by Judge Lawrence M. McKenna on 5/20/10) Filed In Associated Cases: 1:08-cv-02967-LMM, 1:08-cv-03082-LMM(cd) (Entered: 05/21/2010) |
|
|
06/10/2010 |
MEMORANDUM AND ORDER granting (148) Motion to Dismiss; granting (150) Motion to Dismiss in case 1:08-cv-02967-LMM; granting (49) Motion to Dismiss; granting (51) Motion to Dismiss in case 1:08-cv-03082-LMM. For the reasons further set forth in this Order, Defendants motionsto dismiss are GRANTED. (Signed by Judge Lawrence M. McKenna on 6/10/2010) Filed In Associated Cases: 1:08-cv-02967-LMM, 1:08-cv-03082-LMM, 1:08-cv-4352, 1:08-cv-5251. (tve) (Entered: 06/10/2010) |
|
|
06/10/2010 |
|
Transmission to Judgments and Orders Clerk. Transmitted
re: ( |
|
06/14/2010 |
*VACATED AS PREMATURE ON 6/15/10* - CLERK'S JUDGMENT That for the reasons stated in the Court's Memorandum and Order dated June 10, 2010, defendants' motions to dismiss are granted. (Signed by Clerk of Court Ruby Krajick on 6/14/10) (Attachments: # 1 notice of right to appeal)(ml) Modified on 6/15/2010 (ml). (Entered: 06/15/2010) |
|
|
07/07/2010 |
JUDGMENT that the Complaint and this action, including each and every purported claim alleged therein, are fully and finally dismissed with prejudice; Plaintiffs shall take nothing from any Defendants in this action; and, Defendants shall have judgment against Plaintiffs for their costs of suit as taxed by the Clerk. (Signed by Judge Lawrence M. McKenna on 7/7/10) (Attachments: # 1 notice of right to appeal)(ml) (Entered: 07/08/2010) |
|
|
07/19/2010 |
NOTICE OF APPEAL from 181 Judgment,. Document filed by David Neu, Charles H. Dutcher. Filing fee $ 455.00, receipt number E 909230. [This Document Applies to cases: 08cv3082, 08cv4352, 08cv5251]. (nd) (Entered: 07/19/2010) |
|
|
07/19/2010 |
|
Transmission of Notice of Appeal to the District Judge re: 182 Notice of Appeal. (nd) (Entered: 07/19/2010) |
|
07/19/2010 |
|
Transmission of Notice of Appeal and Certified Copy of Docket Sheet to US Court of Appeals re: 182 Notice of Appeal. (nd) (Entered: 07/19/2010) |
|
07/19/2010 |
|
Appeal Record Sent to USCA (Electronic File). Certified Indexed record on Appeal Electronic Files for 97 Notice of Appearance filed by David Shulman, 142 Declaration in Support of Motion, filed by Chandler Group, 19 Memorandum of Law in Support of Motion, filed by Ricardo L. Sanchez, 70 Memorandum of Law in Support of Motion filed by Edward Taras, Robert Bee, Larry S. Watanabe, M. Richard Goldberg, 58 Order Admitting Attorney Pro Hac Vice, 164 Stipulation and Order, Set Scheduling Order Deadlines,, 163 Memorandum of Law in Opposition to Motion, filed by Neu Group, 16 Declaration in Support of Motion,, filed by Randolph Bonnist, 165 Order Admitting Attorney Pro Hac Vice, 44 Declaration in Opposition to Motion,,,, filed by Aric A. Streit and Mary Streit, as Trustees for the Benefit of The Streit Living Trust, 53 Reply Memorandum of Law in Support of Motion, filed by Steven Oppenheimer, 1 Complaint, filed by Shelly Chandler, David Chandler, 51 Endorsed Letter, 15 Memorandum of Law in Support of Motion, filed by Randolph Bonnist, 37 MOTION for Aaron M. Sheanin to Appear Pro Hac Vice. filed by Shelly Chandler, David Chandler, 177 Notice of Voluntary Dismissal - Signed, 111 Memorandum of Law in Support of Motion, filed by UBS Financial Services Inc.,, UBS Securities LLC., Marten Hoekstra, UBS AG, 159 MOTION to Strike Document No. [151 and 155] , Declaration of Robert J. Anello and Exhibits F-N and T to the Declaration of William F. Sullivan. filed by Neu Group, 99 Declaration in Opposition to Motion, filed by UBS Financial Services Inc.,, UBS Securities LLC., UBS AG, 172 Reply Memorandum of Law in Support of Motion filed by David Shulman, 6 Notice of Case Assignment/Reassignment, 31 Declaration in Support of Motion, filed by Randolph Bonnist, 62 Memorandum of Law in Support of Motion, filed by Ronald D. Kassover, 162 Declaration in Opposition to Motion filed by Neu Group, 160 Memorandum of Law in Support of Motion filed by Neu Group, 92 Memorandum of Law in Support of Motion filed by David Chandler, 148 MOTION to Dismiss first amended consolidated class action complaint. filed by Joseph Scoby, 100 Reply Memorandum of Law in Support of Motion filed by David Chandler, 140 Memorandum of Law in Opposition to Motion, filed by UBS Financial Services Inc.,, UBS Securities LLC., Marcel Rohner, Marten Hoekstra, UBS AG, 55 Declaration in Support of Motion, filed by David Chandler, 174 Reply Memorandum of Law in Support of Motion filed by UBS Financial Services Inc.,, UBS Securities LLC., Marcel Rohner, Marten Hoekstra, UBS AG, 98 Memorandum of Law in Opposition to Motion, filed by UBS Financial Services Inc.,, UBS Securities LLC., UBS AG, 124 Memorandum of Law in Opposition to Motion filed by David Chandler, 2 Order, Set Hearings, 115 Memorandum of Law in Support of Motion, filed by David Shulman, 68 Amended Complaint,, filed by Shelly Chandler, Edward Taras, Robert Bee, David Chandler, Larry S. Watanabe, M. Richard Goldberg, David Ghiz, 82 Waiver of Service Executed, filed by Shelly Chandler, Edward Taras, Robert Bee, David Chandler, Larry S. Watanabe, M. Richard Goldberg, David Ghiz, 166 MOTION for Barrett J. Vahle to Appear Pro Hac Vice. filed by William Baumel, Neu Group, Ricardo L. Sanchez, David Neu, Chandler Group, Charles H. Dutcher, 38 MOTION for Daniel C. Girard to Appear Pro Hac Vice. filed by Shelly Chandler, David Chandler, 63 Declaration in Support of Motion, filed by Ronald D. Kassover, 180 Clerk's Judgment, 8 Stipulation and Order, Set Deadlines/Hearings,, 114 MOTION to Dismiss The Amended Class Action Complaint. filed by David Shulman, 35 MOTION for Christina H.C. Sharp to Appear Pro Hac Vice. filed by Shelly Chandler, David Chandler, 106 MOTION to Dismiss Consolidated Class Action Complaint. filed by Joseph Scoby, 56 Reply Memorandum of Law in Support of Motion, filed by Aric A. Streit and Mary Streit, as Trustees for the Benefit of The Streit Living Trust, 10 Rule 7.1 Corporate Disclosure Statement filed by UBS Financial Services Inc.,, UBS Securities LLC., 132 Stipulation and Order, Set Deadlines,, 25 Declaration in Support of Motion, filed by Steven Oppenheimer, 176 Reply Memorandum of Law in Support of Motion filed by Neu Group, 138 Memo Endorsement, 130 Order Admitting Attorney Pro Hac Vice, 29 Declaration in Support of Motion, filed by David Chandler, 23 Declaration in Support of Motion,, filed by Aric A. Streit and Mary Streit, as Trustees for the Benefit of The Streit Living Trust, 61 MOTION to Consolidate Cases 08-cv-2753, 08-cv-2967 For Limited Pre-trial Coordination, and to Appoint Schoengold Sporn Laitman & Lometti, P.C. as Interim Class Counsel with respect to the Investment Advisers Act of 1940 and common law claims. filed by Ronald D. Kassover, 12 Notice (Other) filed by Shelly Chandler, David Chandler, 27 MOTION to Consolidate Cases 08-CV-04352. MOTION to Appoint THE CHANDLER GROUP to serve as lead plaintiff(s). MOTION to Appoint Counsel. MOTION to Appoint THE CHANDLER GROUP to serve as lead plaintiff(s). filed by David Chandler, 13 Stipulation and Order,,,, 24 MOTION to Appoint Steven Oppenheimer to serve as lead plaintiff(s). filed by Steven Oppenheimer, 80 Notice of Appearance filed by Ronald D. Kassover, 112 Declaration in Support of Motion,, filed by UBS Financial Services Inc.,, UBS Securities LLC., Marten Hoekstra, UBS AG, 122 Memorandum of Law in Support of Motion filed by Marcel Rohner, 69 MOTION to Expedite Motion for Supplemental Notice. filed by Edward Taras, Robert Bee, Larry S. Watanabe, M. Richard Goldberg, 39 Memorandum of Law in Opposition to Motion,,,, filed by Ronald D. Kassover, 42 Response to Motion, filed by David Chandler, 147 Stipulation and Order, Set Motion and R&R Deadlines/Hearings,,,,,, 65 Order Admitting Attorney Pro Hac Vice, 50 MOTION for George A. Shohet to Appear Pro Hac Vice. filed by Shelly Chandler, David Chandler, 77 Endorsed Letter, Set Motion and R&R Deadlines/Hearings,,,, 22 Memorandum of Law in Support of Motion, filed by Aric A. Streit and Mary Streit, as Trustees for the Benefit of The Streit Living Trust, 156 MOTION for Matthew L. Dameron to Withdraw as Attorney. filed by Chandler Group, 66 Order,,,,, 4 Statement of Relatedness purs. to Rule 1.6 filed by UBS Financial Services Inc.,, UBS Securities LLC., UBS AG, 149 Memorandum of Law in Support of Motion, filed by Joseph Scoby, 118 Rule 7.1 Corporate Disclosure Statement filed by UBS AG, 52 Order Admitting Attorney Pro Hac Vice, 34 Order on Motion to Appear Pro Hac Vice, 150 MOTION to Dismiss the First Amended Consolidated Class Action Complaint. filed by David Shulman, 113 Affidavit of Service Other,,, filed by Joseph Scoby, 18 MOTION to Appoint Counsel Levi & Korsinsky, LLP as lead counsel. filed by Ricardo L. Sanchez, 85 Order on Motion to Expedite, 119 Notice of Appearance filed by Marcel Rohner, 84 Declaration in Support of Motion, filed by Edward Taras, Robert Bee, Larry S. Watanabe, M. Richard Goldberg, 72 MDL Order Denying Transfer Motion, 152 Memorandum of Law in Support of Motion filed by David Shulman, 135 MOTION to Substitute Party. Old Party: David Chandler, Shelly Chandler, Robert Bee, Edward Taras, Larry S. Watanabe, David Ghiz and M. Richard Goldberg, New Party: David Neu, Charles H. Dutcher, Ann Elston and William Baumel. MOTION to Withdraw Chandler Group. filed by Chandler Group, 175 Memorandum of Law in Opposition to Motion, filed by UBS Financial Services Inc.,, UBS Securities LLC., Marcel Rohner, Marten Hoekstra, UBS AG, 88 Declaration in Support of Motion filed by Ronald D. Kassover, 76 Declaration in Support of Motion,, filed by Ronald D. Kassover, 161 Memorandum of Law in Opposition to Motion filed by Neu Group, 7 MOTION for James Wareham, William Sullivan, Howard Privette, John Durrant to Appear Pro Hac Vice. filed by UBS Financial Services Inc.,, UBS Securities LLC., 43 Memorandum of Law in Opposition to Motion,,, filed by Aric A. Streit and Mary Streit, as Trustees for the Benefit of The Streit Living Trust, 157 Order on Motion to Withdraw as Attorney, 5 Affidavit of Service Complaints, filed by Shelly Chandler, David Chandler, 30 Response to Motion,, filed by Randolph Bonnist, 154 Memorandum of Law in Support of Motion filed by UBS Financial Services Inc.,, UBS Securities LLC., Marcel Rohner, Marten Hoekstra, UBS AG, 107 Memorandum of Law in Support of Motion, filed by Joseph Scoby, 57 Declaration in Support of Motion,, filed by Aric A. Streit and Mary Streit, as Trustees for the Benefit of The Streit Living Trust, 20 Declaration in Support of Motion filed by Ricardo L. Sanchez, 151 Declaration in Support of Motion filed by David Shulman, 79 Declaration in Opposition to Motion, filed by UBS Financial Services Inc.,, UBS Securities LLC., UBS AG, 167 Order, 131 MOTION for John F. Hartmann and Paul Helms to Appear Pro Hac Vice. filed by Joseph Scoby, 116 Affidavit of Service Other,,, filed by David Shulman, 11 Statement of Relatedness purs. to Rule 1.6 filed by UBS Financial Services Inc.,, UBS Securities LLC., 141 Reply Memorandum of Law in Support of Motion, filed by Chandler Group, 87 Reply Memorandum of Law in Support of Motion filed by Ronald D. Kassover, 134 Order, Add and Terminate Attorneys,, 103 Order on Motion for Discovery, 109 Notice of Appearance filed by UBS Financial Services Inc.,, UBS Securities LLC., Marten Hoekstra, UBS AG, 9 Order on Motion to Appear Pro Hac Vice, 133 Amended Complaint, filed by William Baumel, Ann Elston, David Neu, Charles H. Dutcher, 121 MOTION to Dismiss the Amended Consolidated Class Action Complaint. filed by Marcel Rohner, 146 Notice of Voluntary Dismissal - Signed,, 75 Memorandum of Law in Support of Motion filed by Ronald D. Kassover, 125 Notice of Voluntary Dismissal, filed by Edward Taras, 155 Declaration in Support of Motion,, filed by UBS Financial Services Inc.,, UBS Securities LLC., Marcel Rohner, Marten Hoekstra, UBS AG, 49 MOTION for Jeff Westerman to Appear Pro Hac Vice. filed by Shelly Chandler, David Chandler, 153 MOTION to Dismiss First Amended Cons. filed by UBS Financial Services Inc.,, UBS Securities LLC., Marcel Rohner, Marten Hoekstra, UBS AG, 36 MOTION for A.J. De Bartolomeo to Appear Pro Hac Vice. filed by Shelly Chandler, David Chandler, 33 Waiver of Service Executed, filed by Shelly Chandler, David Chandler, 64 Endorsed Letter,, 143 Joinder, filed by Neu Group, 136 Memorandum of Law in Support of Motion, filed by Chandler Group, 90 Order on Motion to Expedite,, 123 Memorandum of Law in Opposition to Motion, filed by David Chandler, 67 Stipulation and Order, Set Deadlines/Hearings,,,,,, 60 Declaration in Support of Motion, filed by UBS Financial Services Inc.,, UBS Securities LLC., UBS AG, 137 Declaration in Support of Motion, filed by Chandler Group, 48 Order on Motion to Appear Pro Hac Vice, 126 Reply Memorandum of Law in Support of Motion filed by David Shulman, 32 MOTION for Norman E. Siegel and Matthew L. Dameron to Appear Pro Hac Vice. filed by Shelly Chandler, David Chandler, 14 MOTION to Appoint UBS ARS Group to serve as lead plaintiff(s) , Approval of Lead Plaintiffs' Selection of Lead Counsel, and Consolidation of Related Actions. MOTION to Appoint UBS ARS Group to serve as lead plaintiff(s) , Approval of Lead Plaintiffs' Selection of Lead Counsel, and Consolidation of Related Actions. filed by Randolph Bonnist, UBS AG, 28 Memorandum of Law in Support of Motion, filed by David Chandler, 120 Stipulation and Order, Set Deadlines/Hearings,, 128 Reply Memorandum of Law in Support of Motion, filed by UBS Financial Services Inc.,, UBS Securities LLC., Marcel Rohner, Marten Hoekstra, UBS AG, 181 Judgment, 171 Reply Memorandum of Law in Support of Motion filed by Joseph Scoby, 86 Memorandum of Law in Opposition to Motion filed by UBS Financial Services Inc.,, UBS Securities LLC., UBS AG, 170 Declaration in Support of Motion filed by Joseph Scoby, 108 Declaration in Support of Motion, filed by Joseph Scoby, 110 MOTION to Dismiss Amended Consolidated Class Action Complaint for Violations of the Federal Securities Laws. filed by UBS Financial Services Inc.,, UBS Securities LLC., Marten Hoekstra, UBS AG, 173 Memorandum of Law in Opposition to Motion, filed by David Shulman, 168 Notice of Appearance filed by Ronald D. Kassover, 96 Endorsed Letter, Set Deadlines/Hearings,,,, 178 Notice of Voluntary Dismissal - Signed, 83 Reply Memorandum of Law in Support of Motion filed by Edward Taras, Robert Bee, Larry S. Watanabe, M. Richard Goldberg, David Ghiz, 182 Notice of Appeal filed by David Neu, Charles H. Dutcher, 74 CROSS MOTION to Expedite Motion for Further Supplemental Notice and Related Relief. filed by Ronald D. Kassover, 46 Order on Motion to Appear Pro Hac Vice, 145 Order, Terminate Motions,,,,,,,,,, 89 Endorsed Letter, Set Deadlines/Hearings,, 71 Declaration in Support of Motion, filed by Edward Taras, Robert Bee, Larry S. Watanabe, M. Richard Goldberg, 158 Stipulation and Order, Set Motion and R&R Deadlines/Hearings,, 40 Declaration in Opposition to Motion,,,, filed by Ronald D. Kassover, 105 Notice of Appearance filed by Joseph Scoby, 95 Stipulation and Order, Set Deadlines/Hearings,,,,,, 45 Order on Motion to Appear Pro Hac Vice, 129 Order on Motion to Dismiss,,,,,,, 91 MOTION for Discovery Notice of Lead Plaintiffs' Motion to Partially Lift the PSLRA Discovery Stay. filed by David Chandler, 54 Reply Memorandum of Law in Support of Motion, filed by David Chandler, 21 MOTION to Appoint Aric A. Streit and Mary Streit, as Trustees for the Benefit of The Streit Living Trust to serve as lead plaintiff(s). MOTION to Appoint Aric A. Streit and Mary Streit, as Trustees for the Benefit of The Streit Living Trust to serve as lead plaintiff(s). filed by Aric A. Streit and Mary Streit, as Trustees for the Benefit of The Streit Living Trust, 78 Memorandum of Law in Opposition to Motion filed by UBS Financial Services Inc.,, UBS Securities LLC., UBS AG, 102 Notice of Appearance filed by David Shulman, 47 Order on Motion to Appear Pro Hac Vice, 127 Reply Memorandum of Law in Support of Motion, filed by Joseph Scoby, 117 Notice (Other) filed by Randolph Bonnist, 94 Stipulation and Order, Set Deadlines,,,,,, 41 Memorandum of Law in Opposition to Motion,,,, filed by Steven Oppenheimer, 26 Memorandum of Law in Support of Motion filed by Steven Oppenheimer, 144 Order,, 139 Stipulation and Order, Set Motion and R&R Deadlines/Hearings,, 179 Order on Motion to Dismiss,,, 73 Endorsed Letter, Set Motion and R&R Deadlines/Hearings,,,,,, 59 Response in Support of Motion, filed by UBS Financial Services Inc.,, UBS Securities LLC., UBS AG were transmitted to the U.S. Court of Appeals. (nd) (Entered: 07/19/2010) |
|
|
TRUE COPY ORDER of USCA as to 182
Notice of Appeal filed by David Neu, Charles H. Dutcher USCA Case Number
10-2903....that the appeal is hereby WITHDRAWN pursuant to Rule 42(b) of the
Federal Rules of Appellate Procedure. Catherine O'Hagan Wolfe, Clerk USCA for
the Second Circuit. Certified: |
Note:
Links in this docket are stored in the PACER system (Public Access
to Court Electronic Records). PACER is a service of United
States Judiciary. To view and retrieve the linked documents from PACER, you
must be a registered user. To register, fill out one of the registration
forms available on the PACER site. The United States
Congress has given the Judicial Conference of the