US District Court Civil Docket as of
10/28/2010
Retrieved from the court on November
18, 2010
U.S. District Court
Southern District of New York (Foley Square)
CIVIL DOCKET FOR CASE #: 1:08-cv-03612-RJS
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Cause: 15:78m(a) Securities
Exchange Act |
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Lead Plaintiff |
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Citiline Holdings, Inc.
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represented by |
Arthur J. Chen |
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Lead Plaintiff |
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Citiline Holdings, Inc.
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represented by |
Arthur J. Chen |
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Lead Plaintiff |
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Plumbers Union Local No. 12
Pension Fund |
represented by |
Arthur J. Chen |
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Consolidated Plaintiff |
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Dennis Christenson |
represented by |
D. Seamus Kaskela
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Defendant |
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Istar Financial, Inc.
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represented by |
David H. Kistenbroker
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Defendant |
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Jay Sugarman |
represented by |
David H. Kistenbroker
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Defendant |
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Jay S. Nydick |
represented by |
David H. Kistenbroker
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Defendant |
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Catherine D. Rice |
represented by |
David H. Kistenbroker
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Defendant |
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Nicholas A. Radesca |
represented by |
Alyx Siobhan Pattison |
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Defendant |
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Timothy J. O'Connor |
represented by |
Alyx Siobhan Pattison |
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Defendant |
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Citigroup Global Markets Inc. |
represented by |
Alfred Robert Pietrzak
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Defendant |
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J.P. Morgan Securities Inc. |
represented by |
Alfred Robert Pietrzak
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Defendant |
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Wachovia Capital Markets, LLC |
represented by |
Alfred Robert Pietrzak
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Defendant |
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Banc of America Securities LLC |
represented by |
Alfred Robert Pietrzak
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Defendant |
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Deutsche Bank Securities Inc. |
represented by |
Alfred Robert Pietrzak
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Defendant |
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UBS Securities LLC |
represented by |
Alfred Robert Pietrzak
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Date Filed |
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Docket Text |
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04/15/2008 |
COMPLAINT against Catherine D.
Rice, Istar Financial, Inc., Jay Sugarman, Jay S. Nydick.
(Filing Fee $ 350.00, Receipt Number 647647)Document filed by Citiline Holdings, Inc.(Individually),
Citiline Holdings, Inc.(On Behalf of All Others
Similarly Situated).(tve) (rdz).
(Entered: 04/18/2008) |
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04/15/2008 |
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SUMMONS ISSUED as to Catherine D.
Rice, Istar Financial, Inc., Jay Sugarman, Jay S. Nydick. (tve) (Entered: 04/18/2008) |
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04/15/2008 |
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Magistrate Judge Frank Maas is so
designated. (tve) (Entered: 04/18/2008) |
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04/15/2008 |
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Case Designated ECF. (tve) (Entered: 04/18/2008) |
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04/15/2008 |
RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by Citiline Holdings, Inc.(Individually),
Citiline Holdings, Inc.(On Behalf of All Others
Similarly Situated).(tve) (rdz).
(Entered: 04/18/2008) |
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04/25/2008 |
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***NOTE TO ATTORNEY TO E-MAIL PDF.
Note to Attorney David Avi Rosenfeld for noncompliance
with Section (3) of the S.D.N.Y. 3rd Amended Instructions For Filing An
Electronic Case or Appeal and Section 1(d) of the S.D.N.Y. Procedures For
Electronic Case Filing. E-MAIL the PDF for Document 2 Rule 7.1
Corporate Disclosure Statement, 1 Complaint, to:
case_openings@nysd.uscourts.gov. (lb) (Entered: 04/25/2008) |
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06/03/2008 |
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Mailed notice to the attorney(s) of
record. (laq) (Entered: 06/03/2008) |
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06/12/2008 |
NOTICE OF APPEARANCE by Matthew
David Parrott on behalf of Catherine D. Rice, Istar
Financial, Inc., Jay Sugarman, Jay S. Nydick (Parrott, Matthew) (Entered: 06/12/2008) |
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06/13/2008 |
MOTION to Appoint Plumbers Union
Local No. 12 Pension Fund and Citiline Holdings,
Inc. to serve as lead plaintiff(s). Document filed by Plumbers Union Local
No. 12 Pension Fund, Citiline Holdings, Inc.(Individually). (Attachments: # 1 Text of Proposed
Order)(Alba, Mario) (Entered: 06/13/2008) |
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06/13/2008 |
MEMORANDUM OF LAW in Support re: 4 MOTION to Appoint
Plumbers Union Local No. 12 Pension Fund and Citiline
Holdings, Inc. to serve as lead plaintiff(s). MOTION to Appoint Plumbers
Union Local No. 12 Pension Fund and Citiline
Holdings, Inc. to serve as lead plaintiff(s)..
Document filed by Citiline Holdings, Inc.(Individually), Plumbers Union Local No. 12 Pension Fund.
(Alba, Mario) (Entered: 06/13/2008) |
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06/13/2008 |
DECLARATION of Mario Alba Jr. in
Support re: 4
MOTION to Appoint Plumbers Union Local No. 12 Pension Fund and Citiline Holdings, Inc. to serve as lead plaintiff(s).
MOTION to Appoint Plumbers Union Local No. 12 Pension Fund and Citiline Holdings, Inc. to serve as lead plaintiff(s).. Document filed by Citiline
Holdings, Inc.(Individually), Plumbers Union Local
No. 12 Pension Fund. (Attachments: # 1 Exhibit A -
notice, # 2
Exhibit B - loss chart, # 3 Exhibit C -
certifications, # 4
Exhibit D - CSGRR firm resume, # 5 Exhibit E - AFT
firm resume)(Alba, Mario) (Entered: 06/13/2008) |
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06/16/2008 |
MOTION for David H. Kistenbroker to Appear Pro Hac
Vice. Document filed by Catherine D. Rice, Istar
Financial, Inc., Jay Sugarman, Jay S. Nydick.(dle) (Entered:
06/17/2008) |
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06/16/2008 |
MOTION for Theresa L. Davis to
Appear Pro Hac Vice. Document filed by Catherine D.
Rice, Istar Financial, Inc., Jay Sugarman, Jay S. Nydick.(dle) (Entered: 06/17/2008) |
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06/18/2008 |
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CASHIERS OFFICE REMARK on 8 Motion to Appear
Pro Hac Vice, 7 Motion to Appear
Pro Hac Vice in the amount of $50.00, paid on
06/16/2008, Receipt Number 654139. (jd) (Entered:
06/18/2008) |
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06/26/2008 |
ORDER granting 7 Motion for David
H. Kistenbroker to Appear Pro Hac
Vice. (Signed by Judge Robert W. Sweet on 6/24/08) (mme)
(Entered: 06/26/2008) |
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06/26/2008 |
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Transmission to Attorney
Admissions Clerk. Transmitted re: 9 Order on Motion
to Appear Pro Hac Vice, to the Attorney Admissions
Clerk for updating of Attorney Information. (mme)
(Entered: 06/26/2008) |
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06/26/2008 |
ORDER granting 8 Motion for
Theresa L. Davis to Appear Pro Hac Vice. (Signed by
Judge Robert W. Sweet on 6/24/08) (mme) (Entered:
06/26/2008) |
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06/26/2008 |
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Transmission to Attorney
Admissions Clerk. Transmitted re: 10 Order on Motion
to Appear Pro Hac Vice, to the Attorney Admissions Clerk
for updating of Attorney Information. (mme)
(Entered: 06/26/2008) |
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06/26/2008 |
ORDER Plaintiffs motion for
consolidation, appointment as lead plaintiff and for approval of selection of
lead counsel will be heard on submission on Wednesday, July 9, 2008. All
motion papers shall be served in accordance with Local Civil Rule 6.1. (Signed
by Judge Robert W. Sweet on 6/19/08) (mme)
(Entered: 06/26/2008) |
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06/26/2008 |
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***STRICKEN DOCUMENT. Deleted
document number 12 Order. The document was stricken pursuant to 13 Order. (tro) (Entered: 07/09/2008) |
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07/08/2008 |
MEMORANDUM: The order dated June
19, 2008, and docketed June 26, 2008, scheduling plaintiff's motion to amend
first complaint to be heard on submission on July 2, 2008, was docketed in
error and should be removed from the docket for the above-referenced case.
(Signed by Judge Robert W. Sweet on 7/8/08) (tro)
(Entered: 07/09/2008) |
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11/17/2008 |
PRETRIAL ORDER: (
Pretrial Conference set for 12/3/2008 at 04:30 PM in Courtroom 18C,
500 Pearl Street, New York, NY 10007 before Judge Robert W. Sweet.) (Signed
by Judge Robert W. Sweet on 11/17/08) (js) (Entered:
11/17/2008) |
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11/17/2008 |
MEMO ENDORSED ON NOTICE OF MOTION
FOR CONSOLIDATION, APPOINTMENT AS LEAD PLAINTIFFS AND FOR APPROVAL OF
SELECTION OF LEAD COUNSEL: ENDORSEMENT: Motion Granted. No opposition. So
Ordered. (Signed by Judge Robert W. Sweet on 11/14/08) Filed In Associated
Cases: 1:08-cv-03612-RWS, 1:08-cv-03879-RWS(js)
(Entered: 11/17/2008) |
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12/02/2008 |
ENDORSED LETTER addressed to Judge
Robert W. Sweet from Matthew D. Parrott dated 11/26/08 re: Counsel requests
that the court adjourn the December 3, 2008 pretrial conference and set in
place the following schedule: January 12, 2009 Filing of CAC; February 26,
2009 Filing of Defendants' Responsive Pleading; April 13, 2009 Filing of
Plaintiff's Response to Motion to Dismiss (if applicable); May 13, 2009
Filing of Defts' Reply in support of Motion to
Dismiss (if applicable). ENDORSEMENT: So ordered. (Signed by Judge Robert W.
Sweet on 12/1/08) (mme) (Entered: 12/02/2008) |
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01/14/2009 |
STIPULATION AND ORDER FOR
EXTENSION OF TIME that plaintiffs shall file the Consolidated Amended
Complaint on or before 1/26/09; defendants shall file their responsive
pleading (motion) on or before 3/12/09. Plaintiffs shall file their response
to Defendants' motion on or before 4/27/09; defendants shall file their reply
on or before 5/27/09. Oral argument shall be set by the Court, at its
convenience. ( Amended Pleadings due by 1/26/2009.
Motion due by 3/12/2009. Reply due by 5/27/2009. Response due by 4/27/2009)
(Signed by Judge Robert W. Sweet on 1/14/09) (cd)
(Entered: 01/15/2009) |
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01/16/2009 |
PRETRIAL ORDER: A Pretrial
Conference set for 3/18/2009 at 04:30 PM in Courtroom 18C, 500 Pearl Street,
New York, NY 10007 before Judge Robert W. Sweet. Plaintiff(s), counsel ARE
REQUIRED TO NOTIFY COUNSEL FOR ALL PARTIES OF THIS CONFERENCE. (Signed by
Judge Robert W. Sweet on 1/16/09) Filed In Associated Cases:
1:08-cv-03612-RWS, 1:08-cv-03879-RWS(db) (Entered: 01/16/2009) |
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01/28/2009 |
SCHEDULING ORDER:Plaintiffs shall file the Consolidated Complaint
on or before February 2, 2009; Defendants shall file their responsive
pleading to the Consolidated Complaint on or before March 19, 2009;
Plaintiffs shall file their response 10 Defendants' motion to dismiss the
Consolidated Complaint on or before May 4, 2009; and Defendants shall serve a
reply to Plaintiffs' response on or before June 3, 2009, Oral argument on the
motion to dismiss shall be set by the Court at a later date. IT IS SO
ORDERED. (Signed by Judge Robert W. Sweet on 1/26/2009) (tve)
(Entered: 01/28/2009) |
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02/02/2009 |
CONSOLIDATED AMENDED COMPLAINT
amending 1
Complaint, against Nicholas A. Radesca, Timothy J.
O'Connor, Citigroup Global Markets Inc., J.P. Morgan Securities Inc.,
Wachovia Capital Markets, LLC, Banc of America Securities LLC, Deutsche Bank
Securities Inc., UBS Securities LLC, Catherine D. Rice, Istar
Financial, Inc., Jay Sugarman. Document filed by Citiline Holdings, Inc.(Individually),
Citiline Holdings, Inc.(On Behalf of All Others
Similarly Situated), Plumbers Union Local No. 12 Pension Fund. Related
document: 1
Complaint, filed by Citiline Holdings, Inc..(dle) (dle). (Entered: 02/03/2009) |
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02/03/2009 |
NOTICE of of
Errata re: 20
Amended Complaint,,. Document filed by Citiline Holdings, Inc.(Individually),
Plumbers Union Local No. 12 Pension Fund. (Rudman, Samuel) (Entered:
02/03/2009) |
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02/17/2009 |
WAIVER OF SERVICE RETURNED
EXECUTED. Timothy J. O'Connor waiver sent on 2/12/2009, answer due 4/13/2009.
Document filed by Citiline Holdings, Inc.(Individually); Plumbers Union Local No. 12 Pension Fund.
(Rudman, Samuel) (Entered: 02/17/2009) |
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02/17/2009 |
WAIVER OF SERVICE RETURNED
EXECUTED. Nicholas A. Radesca waiver sent on
2/12/2009, answer due 4/13/2009. Document filed by Citiline
Holdings, Inc.(On Behalf of All Others Similarly
Situated); Plumbers Union Local No. 12 Pension Fund. (Rudman, Samuel)
(Entered: 02/17/2009) |
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02/25/2009 |
AFFIDAVIT OF SERVICE of Summons
and Amended Complaint,,. Wachovia Capital Markets,
LLC served on 2/13/2009, answer due 3/5/2009. Service was accepted by Pamela McCuller, person authorized to accept service.. Document filed by Citiline
Holdings, Inc.(On Behalf of All Others Similarly
Situated); Plumbers Union Local No. 12 Pension Fund. (Rosenfeld, David)
(Entered: 02/25/2009) |
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02/25/2009 |
AFFIDAVIT OF SERVICE of Summons
and Amended Complaint,,. UBS Securities LLC served
on 2/12/2009, answer due 3/4/2009. Service was accepted by Robin Molt, person
authorized to accept service. Document filed by Citiline
Holdings, Inc.(On Behalf of All Others Similarly
Situated); Plumbers Union Local No. 12 Pension Fund. (Rosenfeld, David)
(Entered: 02/25/2009) |
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02/25/2009 |
AFFIDAVIT OF SERVICE of Summons
and Amended Complaint,,. Citigroup Global Markets
Inc. served on 2/12/2009, answer due 3/4/2009. Service was accepted by Rodd
Corner, VP, Paralegal. Document filed by Citiline Holdings, Inc.(On
Behalf of All Others Similarly Situated); Plumbers Union Local No. 12 Pension
Fund. (Rosenfeld, David) (Entered: 02/25/2009) |
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02/25/2009 |
AFFIDAVIT OF SERVICE of Summons
and Amended Complaint,,. Deutsche Bank Securities
Inc. served on 2/12/2009, answer due 3/4/2009. Service was accepted by Norma
Jean Clark, Managing Agent. Document filed by Citiline
Holdings, Inc.(On Behalf of All Others Similarly
Situated); Plumbers Union Local No. 12 Pension Fund. (Rosenfeld, David)
(Entered: 02/25/2009) |
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02/25/2009 |
AFFIDAVIT OF SERVICE of Summons
and Amended Complaint,,. J.P. Morgan Securities Inc.
served on 2/12/2009, answer due 3/4/2009. Service was accepted by Linda A. Platone, Legal Specialist III. Document filed by Citiline Holdings, Inc.(On
Behalf of All Others Similarly Situated); Plumbers Union Local No. 12 Pension
Fund. (Rosenfeld, David) (Entered: 02/25/2009) |
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03/11/2009 |
AFFIDAVIT OF SERVICE of Summons
and Amended Complaint,,. Banc of America Securities
LLC served on 2/24/2009, answer due 3/16/2009. Service was accepted by Aixa Flores, Managing Agent. Document filed by Citiline Holdings, Inc.(Individually).
(Rosenfeld, David) (Entered: 03/11/2009) |
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03/12/2009 |
ENDORSED LETTER addressed to Judge
Robert W. Sweet from Theresa L. Davis dated 3/4/2009 re: The parties
respectfully request that the briefing schedule be extended to allow
defendants' counsel adequate time to investigate the new allegations in the
CAC and to formulate legal defenses thereto. The parties propose the
following revised briefing schedule: April 27, 2009-All Defendants shall file
their responsive pleading to the CAC. June 11, 2009-Plaintiffs shall file
their response to defendants' motions to dismiss. July 13, 2009-Defendants
shall serve a reply to Plaintiffs' response. Second, the parties respectfully
request the Court postpone the March 18, 2009 pretrial conference. Also the
parties respectfully request a reasonable extension of five pages to the
Court's standing order on page limitations for memoranda of law in support of
and in opposition to motions. ENDORSEMENT: So Ordered. (Signed by Judge
Robert W. Sweet on 3/10/2009) (jfe) (Entered:
03/13/2009) |
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03/17/2009 |
ENDORSED LETTER addressed to Judge
Robert W. Sweet from Theresa L. Davis dated 3/4/09 re: The parties request
the following briefing schedule: April 27, 2009: All Defendants shall file
their responsive pleading to the CAC; June 11, 2009: Plaintiffs shall file
their response to defendants' motions to dismiss; and July 13, 2009:
Defendants shall serve a reply to Plaintiffs' response. ENDORSEMENT: So
Ordered. Nicholas A. Radesca answer due 4/27/2009;
Timothy J. O'Connor answer due 4/27/2009; Citigroup Global Markets Inc.
answer due 4/27/2009; J.P. Morgan Securities Inc. answer due 4/27/2009;
Catherine D. Rice answer due 4/27/2009; Wachovia Capital Markets, LLC answer
due 4/27/2009; Banc of America Securities LLC answer due 4/27/2009; Deutsche
Bank Securities Inc. answer due 4/27/2009; UBS Securities LLC answer due
4/27/2009; Istar Financial, Inc. answer due
4/27/2009; Jay Sugarman answer due 4/27/2009; Jay
S. Nydick answer due 4/27/2009. (Motions due by
4/27/2009. Responses due by 6/11/2009) (Signed by Judge Robert W. Sweet on
3/14/09) (db) (Entered: 03/17/2009) |
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04/01/2009 |
PRETRIAL ORDER: (
Pretrial Conference set for 5/27/2009 at 04:30 PM in Courtroom 18C,
500 Pearl Street, New York, NY 10007 before Judge Robert W. Sweet.) (Signed
by Judge Robert W. Sweet on 4/1/09) Filed In Associated Cases:
1:08-cv-03612-RWS, 1:08-cv-03879-RWS(js) (Entered:
04/01/2009) |
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04/16/2009 |
NOTICE OF APPEARANCE by Alfred
Robert Pietrzak on behalf of Citigroup Global Markets
Inc., J.P. Morgan Securities Inc., Wachovia Capital Markets, LLC, Banc of
America Securities LLC, Deutsche Bank Securities Inc., UBS Securities LLC (Pietrzak, Alfred) (Entered: 04/16/2009) |
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04/16/2009 |
RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Bank of America Corporation as
Corporate Parent. Document filed by Banc of America Securities LLC.(Pietrzak, Alfred) (Entered: 04/16/2009) |
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04/16/2009 |
RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Citigroup Financial Products;
Citigroup Global Markets Holdings, Inc; Citigroup, Inc. as Corporate Parent.
Document filed by Citigroup Global Markets Inc..(Pietrzak, Alfred) (Entered: 04/16/2009) |
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04/16/2009 |
RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying DB U.S. Financial Markets Holding
Corporation; Taunus Corporation; Deutsche Bank AG as Corporate Parent.
Document filed by Deutsche Bank Securities Inc..(Pietrzak, Alfred) (Entered: 04/16/2009) |
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04/16/2009 |
RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying EVEREN Capital; A.G. Edwards, Inc.;
Wachovia Corporation; Wells Fargo & Company as Corporate Parent. Document
filed by Wachovia Capital Markets, LLC.(Pietrzak,
Alfred) (Entered: 04/16/2009) |
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04/16/2009 |
RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying JPMorgan Securities Holdings LLC;
JPMorgan Chase & Co. as Corporate Parent. Document filed by J.P. Morgan Securities
Inc..(Pietrzak, Alfred)
(Entered: 04/16/2009) |
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04/16/2009 |
RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying UBS A.G.; UBS Americas Inc as
Corporate Parent. Document filed by UBS Securities LLC.(Pietrzak,
Alfred) (Entered: 04/16/2009) |
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04/23/2009 |
NOTICE OF CASE REASSIGNMENT to
Judge Richard M. Berman. Judge Robert W. Sweet is no longer assigned to the
case due to Judge's recusal. (ldi) (Entered:
04/24/2009) |
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04/24/2009 |
ENDORSED LETTER addressed to Judge
Robert W. Sweet from Theresa Davis dated 4/21/09 re: counsel for defendants
request that this court grant them the same extension received by the iStar defendants - 35 - pages- for their opposition.
ENDORSEMENT: So Ordered. (Signed by Judge Naomi Reice
Buchwald on 4/22/09) (dle) (Entered: 04/24/2009) |
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04/27/2009 |
NOTICE of Motion to Dismiss the
Consolidated Amended Class Action Complaint. Document filed by Citigroup
Global Markets Inc., J.P. Morgan Securities Inc., Wachovia Capital Markets,
LLC, Banc of America Securities LLC, Deutsche Bank Securities Inc., UBS
Securities LLC. (Pietrzak, Alfred) (Entered:
04/27/2009) |
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04/27/2009 |
MOTION to Dismiss the
Consolidated Amended Class Action Complaint. Document filed by Citigroup
Global Markets Inc., J.P. Morgan Securities Inc., Wachovia Capital Markets,
LLC, Banc of America Securities LLC, Deutsche Bank Securities Inc., UBS
Securities LLC.(Pietrzak, Alfred) (Entered:
04/27/2009) |
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04/27/2009 |
MEMORANDUM OF LAW in Support re: 43 MOTION to
Dismiss the Consolidated Amended Class Action Complaint.. Document filed by Citigroup Global Markets Inc., J.P.
Morgan Securities Inc., Wachovia Capital Markets, LLC, Banc of America
Securities LLC, Deutsche Bank Securities Inc., UBS Securities LLC.
(Attachments: # 1
Supplement Compendium of Unreported Authorities in Memorandum of Law In
Support of the Motion of Underwriter Defendants to Dismiss the Consolidated
Amended Complaint, # 2
Exhibit Tab 1, # 3
Exhibit Tab 2, # 4
Exhibit Tab 3, # 5
Exhibit Tab 4, # 6
Exhibit Tab 5, # 7
Exhibit Tab 6, # 8
Exhibit Tab 7)(Pietrzak, Alfred) (Entered:
04/27/2009) |
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04/27/2009 |
MOTION to Dismiss. Document filed
by Nicholas A. Radesca, Timothy J. O'Connor,
Catherine D. Rice, Istar Financial, Inc., Jay Sugarman. (Attachments: # 1 Certificate Of
Service)Filed In Associated Cases: 1:08-cv-03612-RMB,
1:08-cv-03879-RMB(Parrott, Matthew) (Entered: 04/27/2009) |
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04/27/2009 |
DECLARATION of Theresa L. Davis in
Support re: (13 in 1:08-cv-03879-RMB, 45 in 1:08-cv-03612-RMB) MOTION to
Dismiss.. Document filed by Nicholas A. Radesca, Timothy J. O'Connor, Catherine D. Rice, Istar Financial, Inc., Jay Sugarman.
(Attachments: # 1
Exhibit A, # 2
Exhibit B, # 3
Exhibit C, # 4
Exhibit D, # 5
Exhibit E, # 6
Exhibit F, # 7
Exhibit G, # 8
Exhibit H, # 9
Exhibit I, # 10
Exhibit J, # 11
Exhibit K, # 12
Exhibit L, # 13
Exhibit M, # 14
Exhibit N, # 15
Exhibit O, # 16
Exhibit Q, # 17
Exhibit R, # 18
Exhibit S, # 19
Exhibit T-Part 1, # 20
Exhibit T-Part 2, # 21
Exhibit T-Part 3, # 22
Exhibit T-Part 4, # 23
Exhibit T-Part 5, # 24
Exhibit T-Part 6, # 25
Exhibit T- Part 7, # 26
Exhibit T-Part 8, # 27
Exhibit T-Part 9, # 28
Exhibit T-Part 10, # 29
Exhibit T-Part 11, # 30
Exhibit T-Part 12, # 31
Exhibit T-Part 13, # 32
Exhibit T-Part 14, # 33
Exhibit T-Part 15, # 34
Exhibit T-Part 16, # 35
Certificate Of Service)Filed In Associated Cases: 1:08-cv-03612-RMB,
1:08-cv-03879-RMB(Parrott, Matthew) (Entered: 04/27/2009) |
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04/27/2009 |
MEMORANDUM OF LAW in Support re:
(13 in 1:08-cv-03879-RMB, 45 in 1:08-cv-03612-RMB) MOTION to Dismiss.. Document filed by Nicholas A. Radesca,
Timothy J. O'Connor, Catherine D. Rice, Istar
Financial, Inc., Jay Sugarman. (Attachments: # 1 Certificate Of
Service)Filed In Associated Cases: 1:08-cv-03612-RMB,
1:08-cv-03879-RMB(Parrott, Matthew) (Entered: 04/27/2009) |
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04/27/2009 |
CERTIFICATE OF SERVICE of Notice
of Motion Memorandum of Law in Support of Motion and accompanying Compendium
of Unreported Authorities served on Coughlin Stoia
Geller Rudman & Robbins LLP( L.I. and San Diego
offices, Robert M. Cheverie & Associates,
Abraham Frucher & Twersky
LLP, Schiffrin Barroway
Topaz & Kessler, LLP, Barroway Topaz Kessler
Meltzer & Check, LLP, Brodsky & Smith, L.L.C., Katten
Muchin Rosenma LLP ( NYC
& Chicago on April 27, 2009. Service was made by ECF and Fed Ex. Document
filed by Citigroup Global Markets Inc., J.P. Morgan Securities Inc., Wachovia
Capital Markets, LLC, Banc of America Securities LLC, Deutsche Bank
Securities Inc., UBS Securities LLC. (Pietrzak, Alfred) (Entered: 04/27/2009) |
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04/28/2009 |
DECLARATION of Theresa L. Davis in
Support re: (13 in 1:08-cv-03879-RMB, 45 in 1:08-cv-03612-RMB) MOTION to
Dismiss.. Document filed by Nicholas A. Radesca, Timothy J. O'Connor, Catherine D. Rice, Istar Financial, Inc., Jay Sugarman.
(Attachments: # 1
Exhibit P, # 2
Certificate Of Service)Filed In Associated Cases: 1:08-cv-03612-RMB,
1:08-cv-03879-RMB(Parrott, Matthew) (Entered: 04/28/2009) |
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05/04/2009 |
NOTICE OF CASE REASSIGNMENT to
Judge Richard J. Sullivan. Judge Richard M. Berman is no longer assigned to
the case due to Judge's recusal. (ldi) (Entered:
05/05/2009) |
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05/08/2009 |
ORDER: IT IS HEREBY ORDERED that,
no later than May 21, 2009, the parties shall jointly submit a letter, not to
exceed five (5) pages, providing, in separate paragraphs the information set
forth within. (Signed by Judge Richard J. Sullivan on 5/7/2009) Filed In
Associated Cases: 1:08-cv-03612-RJS, 1:08-cv-03879-RJS(jfe)
(Entered: 05/08/2009) |
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05/15/2009 |
NOTICE OF APPEARANCE by Fainna Kagan on behalf of Citiline Holdings, Inc.(Individually), Plumbers Union
Local No. 12 Pension Fund (Kagan, Fainna) (Entered: 05/15/2009) |
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05/26/2009 |
ORDER: that the May 27, 2009
conference with the Court is canceled. SO ORDERED. (Signed by Judge Richard
J. Sullivan on 5/26/2009) Filed In Associated Cases: 1:08-cv-03612-RJS,
1:08-cv-03879-RJS(tve) (Entered: 05/26/2009) |
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06/11/2009 |
STIPULATION AND ORDER FOR
EXTENSION OF TIME: Plaintiffs shall file their response to Defendants'
motions to dismiss the Consolidated Complaint by July 10, 2009. Defendants
shall serve a reply to Plaintiffs' response by August 20, 2009. ENDORSEMENT:
No further extensions will be granted. (Signed by Judge Richard J. Sullivan
on 6/10/2009) (jpo) Modified on 6/11/2009 (jpo). (Entered: 06/11/2009) |
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07/10/2009 |
MEMORANDUM OF LAW in Opposition
re: 45 MOTION to Dismiss. filed by iStar
Defendants. Document filed by Citiline
Holdings, Inc.(Individually), Plumbers Union Local
No. 12 Pension Fund. (Rudman, Samuel) (Entered: 07/10/2009) |
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07/10/2009 |
MEMORANDUM OF LAW in Opposition
re: 43 MOTION to Dismiss the
Consolidated Amended Class Action Complaint. filed
by Underwriter Defendants. Document filed by Citiline
Holdings, Inc.(Individually), Plumbers Union Local
No. 12 Pension Fund. (Rudman, Samuel) (Entered: 07/10/2009) |
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07/10/2009 |
DECLARATION of Mark T. Millkey in Opposition re: 43 MOTION to
Dismiss the Consolidated Amended Class Action Complaint.. Document filed by Citiline
Holdings, Inc.(Individually), Plumbers Union Local
No. 12 Pension Fund. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit
D)(Rudman, Samuel) (Entered: 07/10/2009) |
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08/18/2009 |
ENDORSED LETTER addressed to Judge
Richard J. Sullivan from Theresa Davis dated 8/17/09 re: Request for leave to
exceed the ten page limit, up to 20 pages on the Reply Memoranda for Star
defendants. ENDORSEMENT: Request denied. 15 pages should be sufficient.
(Signed by Judge Richard J. Sullivan on 8/18/09) (cd)
(Entered: 08/18/2009) |
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08/20/2009 |
REPLY MEMORANDUM OF LAW in Support
re: 43 MOTION to
Dismiss the Consolidated Amended Class Action Complaint.. Document filed by Citigroup Global Markets Inc., J.P.
Morgan Securities Inc., Wachovia Capital Markets, LLC, Banc of America
Securities LLC, Deutsche Bank Securities Inc., UBS Securities LLC.
(Attachments: # 1
Compendium of Unreported Authorities in Reply Memorandum of Law, # 2 Exhibit Tab 1, # 3 Exhibit Tab 2, # 4 Exhibit Tab 3 -
Part 1, # 5 Exhibit
Tab 3 - Part 2, # 6
Exhibit Tab 4)(Pietrzak, Alfred) (Entered:
08/20/2009) |
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08/20/2009 |
CERTIFICATE OF SERVICE of Reply
Memorandum of Law in Further Support of the Motion of Defendants Citigroup
Global Markets Inc., J.P. Morgan Securities Inc., Wachovia Capital Markets,
LLC, Banc of America Securities LLC, Deutsche Bank Securities Inc., and UBS
Securities LLC to Dismiss the Consolidated Amended Class Action Complaint and
accompanying Compendium of Unreported Authorities served on all counsel of
record on August 20, 2009. Service was made by ECF and Federal Express.
Document filed by Citigroup Global Markets Inc., J.P. Morgan Securities Inc.,
Wachovia Capital Markets, LLC, Banc of America Securities LLC, Deutsche Bank
Securities Inc., UBS Securities LLC. (Pietrzak, Alfred)
(Entered: 08/20/2009) |
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08/20/2009 |
DECLARATION of Theresa L. Davis in
Support re: (13 in 1:08-cv-03879-RJS, 45 in 1:08-cv-03612-RJS) MOTION to
Dismiss.. Document filed by Nicholas A. Radesca, Timothy J. O'Connor, Catherine D. Rice, Istar Financial, Inc., Jay Sugarman.
(Attachments: # 1
Exhibit 1, # 2
Exhibit 1-Part A, # 3
Exhibit 1-Part B, # 4
Exhibit 1-Part C, # 5
Exhibit 1-Part D, # 6
Exhibit 1-Part E, # 7
Exhibit 1-Part F, # 8
Exhibit 1-Part G, # 9
Exhibit 1-Part H, # 10
Exhibit 1-Part I, # 11
Exhibit 1-Part J, # 12
Exhibit 2, # 13
Exhibit 3, # 14
Exhibit 4-Part A, # 15
Exhibit 4-Part B, # 16
Exhibit 5, # 17
Exhibit 6)Filed In Associated Cases: 1:08-cv-03612-RJS,
1:08-cv-03879-RJS(Parrott, Matthew) (Entered: 08/20/2009) |
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08/20/2009 |
REPLY MEMORANDUM OF LAW in Support
re: (13 in 1:08-cv-03879-RJS, 45 in 1:08-cv-03612-RJS) MOTION to Dismiss.. Document filed by Nicholas A. Radesca,
Timothy J. O'Connor, Catherine D. Rice, Istar
Financial, Inc., Jay Sugarman. Filed In Associated
Cases: 1:08-cv-03612-RJS, 1:08-cv-03879-RJS(Parrott, Matthew) (Entered:
08/20/2009) |
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03/01/2010 |
ORDER: that the parties shall
appear for oral argument on Defendants' motions to dismiss the Complaint on
Wednesday, March 10, 2010, at 2:00 p.m. (Signed by Judge Richard J. Sullivan
on 2/26/2010) (tve) (Entered: 03/01/2010) |
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03/03/2010 |
MOTION for Leave to File CORRECTED
ISTAR DEFENDANTS' REPLY IN SUPPORT OF THEIR MOTION TO DISMISS. Document filed
by Nicholas A. Radesca, Timothy J. O'Connor,
Catherine D. Rice, Istar Financial, Inc., Jay Sugarman. (Attachments: # 1 Exhibit A, # 2 Certificate of
Service)(Parrott, Matthew) (Entered: 03/03/2010) |
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03/03/2010 |
ORDER: IT IS HEREBY ORDERED that
oral argument on Defendants' motions to dismiss the Complaint is adjourned to
Tuesday, March 23, 2010, at 10:00 a.m. (Signed by Judge Richard J. Sullivan
on 3/3/2010) (jfe) (Entered: 03/03/2010) |
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03/03/2010 |
MEMO ENDORSEMENT on 64 Motion for Leave to File Document. ENDORSEMENT: The court
notes that the courtesy copies provided to Chambers did include the missing
pages. (Signed by Judge Richard J. Sullivan on 3/3/2010) (tro)
(Entered: 03/04/2010) |
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03/23/2010 |
NOTICE of Firm Name Change.
Document filed by Citiline Holdings, Inc.(On Behalf of All Others Similarly Situated), Plumbers
Union Local No. 12 Pension Fund. (Rudman, Samuel) (Entered: 03/23/2010) |
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03/26/2010 |
MEMORANDUM AND ORDER: For the
reasons stated above,Defendants' motions to dismiss are DENIED, except as to (1) the
liability of the individual defendants under Section 12(a)(2)of the
Securities Act, and (2) the liability of Defendant O'Conner under Section 11
of the Securities Act The parties ARE HEREBY ORDERED to meet and confer, and
to submit a proposed case management plan no later than April 19, 2010. A
template for the case management plan is available athttp://www
1.nysd.uscourts.gov/judge inf0.ph?id=99, and it should be e-mailed
tosullivannysdchambers@nyds.uscourts.gov. (Signed by Judge Richard J.
Sullivan on 3/26/2010) (js) Modified on 3/26/2010 (js). (Entered: 03/26/2010) |
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03/31/2010 |
69 |
TRANSCRIPT of proceedings held on
March 23, 2010 10:00 p.m. before Judge Richard J. Sullivan. (ajc) (Entered: 04/02/2010) |
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04/05/2010 |
STIPULATION AND ORDER TO EXTEND
TIME TO ANSWER: It is hereby stipulated and agreed by and between the parties
that defendants shall have an extension of time up to and including May 14,
2010, to answer the Complaint. ENDORSEMENT: The deadline for the parties
proposed case management plan shall also be extended to May 14, 2010. (Signed
by Judge Richard J. Sullivan on 4/5/2010) (jpo)
(Entered: 04/06/2010) |
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04/09/2010 |
MOTION to Withdraw And
Substitute Counsel. Document filed by Nicholas A. Radesca,
Timothy J. O'Connor, Catherine D. Rice, Istar
Financial, Inc., Jay Sugarman. (Attachments: # 1 Text of Proposed
Order, # 2
Certificate of Service)(Parrott, Matthew) (Entered: 04/09/2010) |
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04/12/2010 |
ORDER OF SUBSTITUTION OF COUNSEL
that Theresa L. Davis may withdraw as counsel for Defendants and Pamela G.
Smith of Katten Muchin Rosenman LLP may be substituted as one of Defendants'
attorneys in this matter. (Signed by Judge Richard J. Sullivan on 4/12/10) (cd) (Entered: 04/13/2010) |
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04/13/2010 |
MOTION for Ms. Alyx
S. Pattison to Appear Pro Hac Vice. Document filed
by Nicholas A. Radesca, Timothy J. O'Connor,
Catherine D. Rice, Istar Financial, Inc., Jay Sugarman.(mro) (Entered:
04/14/2010) |
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04/13/2010 |
MOTION for Ms. Pamela G. Smith to
Appear Pro Hac Vice. Document filed by Nicholas A. Radesca, Timothy J. O'Connor, Catherine D. Rice, Istar Financial, Inc., Jay Sugarman.(mro) (Entered: 04/14/2010) |
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04/15/2010 |
ORDER granting 74 Motion for Ms.
Pamela G. Smith to Appear Pro Hac Vice. Pamela G.
Smith is admitted to this court, pro hac vice, as
counsel for Defendants iStar Financial, Inc. Jay Sugarman, Nicholas A. Radesca,
Catherine D. Rice and Timothy J. O'Conner in this action. (Signed by Judge
Richard J. Sullivan on 4/15/2010) (tro) (Entered:
04/16/2010) |
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04/15/2010 |
ORDER granting 73 Motion for Ms. Alyx Pattison to Appear Pro Hac
Vice. Ms. Alyx Pattison is admitted to this court,
pro hac vice, as counsel for Defendants iStar Financial, Inc. Jay Sugarman,
Nicholas A. Radesca, Catherine D. Rice and Timothy
J. O'Conner in this action. (Signed by Judge Richard J. Sullivan on 4/15/2010)
(tro) (Entered: 04/16/2010) |
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04/20/2010 |
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CASHIERS OFFICE REMARK on 73 Motion to Appear
Pro Hac Vice, 74 Motion to Appear
Pro Hac Vice in the amount of $50.00, paid on
04/13/2010, Receipt Number 899947,899948. (jd)
(Entered: 04/20/2010) |
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05/05/2010 |
ORDER: It is hereby ordered that
by May 14, 2010 the parties to the above captioned actions shall submit a
joint proposed case management plan pertaining to both cases. (Signed by
Judge Richard J. Sullivan on 5/5/2010) (jpo)
(Entered: 05/05/2010) |
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05/14/2010 |
ANSWER to Amended Complaint.
Document filed by Wachovia Capital Markets, LLC.(Pietrzak,
Alfred) (Entered: 05/14/2010) |
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05/14/2010 |
ANSWER to Amended Complaint.
Document filed by UBS Securities LLC.(Pietrzak,
Alfred) (Entered: 05/14/2010) |
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05/14/2010 |
ANSWER to Amended Complaint.
Document filed by Banc of America Securities LLC.(Pietrzak,
Alfred) (Entered: 05/14/2010) |
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05/14/2010 |
ANSWER to Amended Complaint.
Document filed by Citigroup Global Markets Inc..(Pietrzak, Alfred) (Entered: 05/14/2010) |
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05/14/2010 |
ANSWER to Amended Complaint.
Document filed by Deutsche Bank Securities Inc..(Pietrzak, Alfred) (Entered: 05/14/2010) |
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05/14/2010 |
ANSWER to Amended Complaint.
Document filed by J.P. Morgan Securities Inc..(Pietrzak, Alfred) (Entered: 05/14/2010) |
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05/14/2010 |
ANSWER to Amended Complaint.
Document filed by Nicholas A. Radesca, Timothy J.
O'Connor, Catherine D. Rice, Istar Financial, Inc.,
Jay Sugarman. Related document: 20 Amended
Complaint,, filed by Plumbers Union Local No. 12
Pension Fund, Citiline Holdings, Inc..
(Attachments: # 1
Certificate of Service)(Parrott, Matthew) (Entered: 05/14/2010) |
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05/17/2010 |
ORDER: The parties to the
above-captioned actions are HEREBY ORDERED to appear for a status conference
on May 28, 2010, at 4:30 p.m, at which time the
Court will hear from the parties regarding (1) the discovery schedule in the Citiline action and (2) the contemplated motion to
dismiss the Kautz action. Accordingly, the Kautz defendants shall submit a pre-motion letter
conforming to my individual practices by May 20, 2010, and the Kautz plaintiffs shall submit a letter in response by May
25, 2010. (Signed by Judge Richard J. Sullivan on 5/14/2010) (jfe) (Entered: 05/17/2010) |
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05/17/2010 |
NOTICE OF APPEARANCE by Lawrence
Donald Levit on behalf of Citiline
Holdings, Inc.(Individually), Citiline Holdings,
Inc.(On Behalf of All Others Similarly Situated), Plumbers Union Local No. 12
Pension Fund (Levit, Lawrence) (Entered:
05/17/2010) |
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05/17/2010 |
NOTICE OF APPEARANCE by Arthur J.
Chen on behalf of Citiline Holdings,
Inc.(Individually), Citiline Holdings, Inc.(On
Behalf of All Others Similarly Situated), Plumbers Union Local No. 12 Pension
Fund (Chen, Arthur) (Entered: 05/17/2010) |
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06/01/2010 |
ORDER: This case is determined to
be eligible for mediation. The parties are directed to report to this Court
the result of the mediation conference or the exclusion of the case from
mediation. The parties are to contact the mediation program by October 1,
2010 to schedule the initial mediation. (Signed by Judge Richard J. Sullivan
on 5/28/2010) (jpo) (Entered: 06/01/2010) |
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06/01/2010 |
CASE MANAGEMENT PLAN AND
SCHEDULING ORDER: All parties do not consent to disposition of this case by a
Magistrate Judge, pursuant to 28 U.S.C.636(c). This case is to be tried to a jury. Deposition due by 11/18/2011. Discovery
due by 11/18/2011. Status Conference set for 6/15/2012 at 02:00 PM before
Judge Richard J. Sullivan. ENDORSEMENT: Pre-Motion letters for class
certification shall be submitted no later than October 15, 2010. (Signed by
Judge Richard J. Sullivan on 5/28/2010) (jpo)
Modified on 6/1/2010 (jpo). Modified on 10/4/2010
(ad). (Entered: 06/01/2010) |
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10/06/2010 |
90 |
NOTICE SELECTING MEDIATOR - Notice
of selection of mediator.(sc) (Entered: 10/06/2010) |
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10/22/2010 |
ORDER, the parties are HEREBY
ORDERED to appear at a pre-motion conference on Friday, November 12, 2010, at
3:30 p.m. in Courtroom 21C. (Signed by Judge Richard J. Sullivan on 10/22/10)
(pl) (Entered: 10/25/2010) |
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10/22/2010 |
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Set/Reset Hearings: Pre-Motion
Conference set for 11/12/2010 at 03:30 PM in Courtroom 21C, 500 Pearl Street,
New York, NY 10007 before Judge Richard J. Sullivan. (pl) (Entered:
10/25/2010) |
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10/28/2010 |
ORDER. Upon the request of
Defendants, the pre-motion conference previously scheduled for November 12,
2010 is HEREBY ADJOURNED to November 23, 2010, at 11:00a.m. (Pre-Motion
Conference set for 11/23/2010 at 11:00 AM before Judge Richard J. Sullivan.)
(Signed by Judge Richard J. Sullivan on 10/28/10) (djc)
(Entered: 10/29/2010) |
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