US
District Court Civil Docket as of
Retrieved from the court on
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Lead Plaintiff |
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Laurie Rubin |
represented by |
Daniel Charles Girard |
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Plaintiff |
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Defer LP |
represented by |
Aaron Michael Sheanin |
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Plaintiff |
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Jonathan Gold |
represented by |
Aaron Michael Sheanin |
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Defendant |
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Raymond James Financial, Inc., |
represented by |
Christian R. Bartholomew |
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Defendant |
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Raymond James & Associates, Inc. |
represented by |
Christian R. Bartholomew |
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Defendant |
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Raymond James Financial Services, Inc. |
represented by |
Christian R. Bartholomew |
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Date Filed |
# |
Docket Text |
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COMPLAINT against Raymond James Financial, Inc.,, Raymond James & Associates, Inc., Raymond James
Financial Services, Inc.. (Filing Fee $ 350.00, Receipt Number
646945)Document filed by Defer LP.(rdz) (Entered: |
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SUMMONS ISSUED as to Raymond James Financial, Inc.,, Raymond James & Associates, Inc., Raymond James
Financial Services, Inc.. (rdz) (Entered: |
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Magistrate Judge Andrew J. Peck is so designated. (rdz)
(Entered: |
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Case Designated ECF. (rdz) (Entered: |
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RULE 7.1 CORPORATE DISCLOSURE STATEMENT.
No Corporate Parent. Document filed by Defer LP.(rdz) (Entered: |
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NOTICE OF CASE REASSIGNMENT to Judge Lewis A. Kaplan.
Judge Shirley Wohl Kram is no longer assigned to the case. (jeh) (Entered: |
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***DELETED DOCUMENT. Deleted document number 4 ORDER RE
SCHEDULING AND INITIAL PRETRIAL CONFERENCE. The document was incorrectly
filed in this case. (db) (Entered: |
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ORDER RE SCHEDULING AND INITIAL PRETRIAL CONFERENCE:
Initial Conference set for |
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STIPULATION: It is hereby stipulated and agreed, by and
between the undersigned counsel for the parties, that Defendants' time to
move, answer or otherwise respond to the Complaint is adjourned without date,
pending appointment of Lead Plaintiff and filing of an amended complaint. So
Ordered (Signed by Judge Lewis A. Kaplan on |
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***DELETED DOCUMENT. Deleted document number 7
Stipulation. The document was incorrectly filed in this case. (js) (Entered: |
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MOTION for E. Andrew Southerling to Appear Pro Hac Vice.
Document filed by Raymond James Financial, Inc.,, Raymond James &
Associates, Inc., Raymond James Financial Services, Inc.(dle) (Entered: |
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MOTION for Christian Bartholomew to Appear Pro Hac Vice.
Document filed by Raymond James Financial, Inc., Raymond James &
Associates, Inc., Raymond James Financial Services, Inc.(dle) (Entered: |
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RULE 7.1 CORPORATE DISCLOSURE STATEMENT.
Identifying Raymond James Financial, Inc. as Corporate Parent. Document filed
by Raymond James & Associates, Inc..(Ezcurra,
Joaquin) (Entered: |
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RULE 7.1 CORPORATE DISCLOSURE STATEMENT.
Identifying Raymond James Financial, Inc. as Corporate Parent. Document filed
by Raymond James Financial Services, Inc..(Ezcurra,
Joaquin) (Entered: |
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RULE 7.1 CORPORATE DISCLOSURE STATEMENT.
Identifying Raymond James Financial, Inc. as Corporate Parent. Document filed
by Raymond James Financial, Inc.,.(Ezcurra, Joaquin) (Entered: |
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MOTION for Norman E. Siegel and Matthew L. Dameron to
Appear Pro Hac Vice. Document filed by Defer LP.(dle) (Entered: |
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MOTION for Christina H.C. Sharp to Appear Pro Hac Vice.
Document filed by Defer LP.(dle) (Entered: |
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MOTION for Daniel C. Girard to Appear Pro Hac Vice.
Document filed by Defer LP.(dle) (Entered: |
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MOTION for Aaron M. Sheanin to Appear Pro Hac Vice.
Document filed by Defer LP.(dle) (Entered: |
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MOTION for A.J. De Bartolomeo to Appear Pro Hac Vice.
Document filed by Defer LP.(dle) (Entered: |
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MEMO-ENDORSEMENT granting 7
Motion for Andrew Southerling to Appear Pro Hac Vice. (Signed by Judge Lewis
A. Kaplan on |
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MEMO-ENDORSEMENT granting 8
Motion for Christian Bartholomew to Appear Pro Hac Vice. (Signed by Judge
Lewis A. Kaplan on |
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Transmission to Attorney Admissions Clerk. Transmitted re:
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Order on Motion to Appear Pro Hac Vice, 17
Order on Motion to Appear Pro Hac Vice, to the Attorney Admissions Clerk for
updating of Attorney Information. (pl) (Entered: |
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MEMO ENDORSEMENT on 13 Motion for Christina H. C.
Sharp to Appear Pro Hac Vice. ENDORSEMENT: Granted.(Signed by Judge Lewis A.
Kaplan on |
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MEMO ENDORSEMENT on 16 Motion for A.J. De
Bartolomeo to Appear Pro Hac Vice. ENDORSEMENT: Granted.(Signed
by Judge Lewis A. Kaplan on |
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Transmission to Attorney Admissions Clerk. Transmitted re:
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Order on Motion to Appear Pro Hac Vice, to the Attorney Admissions Clerk for
updating of Attorney Information. (mme) (Entered: |
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Transmission to Attorney Admissions Clerk. Transmitted re:
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Order on Motion to Appear Pro Hac Vice, to the Attorney Admissions Clerk for
updating of Attorney Information. (mme) (Entered: |
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MEMO ENDORSEMENT on 14 Motion for Daniel C.
Girard to Appear Pro Hac Vice. ENDORSEMENT: Granted. (Signed by Judge Lewis
A. Kaplan on |
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Transmission to Attorney Admissions Clerk. Transmitted re:
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Order on Motion to Appear Pro Hac Vice, to the Attorney Admissions Clerk for
updating of Attorney Information. (mme) (Entered: |
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MEMO ENDORSEMENT on 15 Motion for Aaron M.
Sheanin to Appear Pro Hac Vice. ENDORSEMENT: Granted.(Signed
by Judge Lewis A. Kaplan on |
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Transmission to Attorney Admissions Clerk. Transmitted re:
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Order on Motion to Appear Pro Hac Vice, to the Attorney Admissions Clerk for
updating of Attorney Information. (mme) (Entered: |
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CASHIERS OFFICE REMARK on 7
Motion to Appear Pro Hac Vice, 8
Motion to Appear Pro Hac Vice in the amount of $50.00, paid on |
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CASHIERS OFFICE REMARK on 12
Motion to Appear Pro Hac Vice in the amount of $50.00, paid on |
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MOTION for Jill M. Baisinger to Appear Pro Hac Vice.
Document filed by Raymond James Financial, Inc., Raymond James &
Associates, Inc., Raymond James Financial Services, Inc.(dle) (Entered: |
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CASHIERS OFFICE REMARK on 16
Motion to Appear Pro Hac Vice, 15
Motion to Appear Pro Hac Vice, 13
Motion to Appear Pro Hac Vice, 14
Motion to Appear Pro Hac Vice in the amount of $100.00, paid on 06/02/2008,
Receipt Number 652824. (jd) (Entered: |
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MOTION to Appoint Counsel., MOTION to Appoint Laurie Rubin
to serve as lead plaintiff(s). Document filed by Laurie Rubin. (Attachments:
# 1
Text of Proposed Order)(Levine, Jonathan) (Entered: |
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MEMORANDUM OF LAW in Support re: 24 MOTION to Appoint Counsel.
MOTION to Appoint Laurie Rubin to serve as lead plaintiff(s).. Document filed by Laurie Rubin. (Levine, Jonathan)
(Entered: |
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DECLARATION of Jonathan K. Levine in Support re: 24 MOTION to Appoint Counsel.
MOTION to Appoint Laurie Rubin to serve as lead plaintiff(s).. Document filed by Laurie Rubin. (Levine, Jonathan) (Entered:
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CASHIERS OFFICE REMARK on 23
Motion to Appear Pro Hac Vice in the amount of $25.00, paid on |
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MEMO ENDORSEMENT on re: 23
MOTION for Jill M. Baisinger to Appear Pro Hac Vice. Filed by Raymond James
& Associates, Inc., Raymond James Financial Services, Inc., Raymond James
Financial, Inc., ENDORSEMENT: Granted. So Ordered. (Signed by Judge Lewis A.
Kaplan on |
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Transmission to Attorney Admissions Clerk. Transmitted re:
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Memo Endorsement, to the Attorney Admissions Clerk for updating of Attorney
Information. (jfe) (Entered: |
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RESPONSE to Motion re: 24 MOTION to Appoint Counsel.
MOTION to Appoint Laurie Rubin to serve as lead plaintiff(s).. Document filed by Raymond James Financial, Inc.,, Raymond James & Associates, Inc., Raymond James
Financial Services, Inc.. (Ezcurra, Joaquin) (Entered: |
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RESPONSE in Support re: 24 MOTION to Appoint Counsel.
MOTION to Appoint Laurie Rubin to serve as lead plaintiff(s).. Document filed by Laurie Rubin. (Sheanin, Aaron)
(Entered: |
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MEMO ENDORSED granting 12
Motion for Norman E. Siegel and Matthew L. Dameron to Appear Pro Hac Vice.
(Signed by Judge Lewis A. Kaplan on |
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Transmission to Attorney Admissions Clerk. Transmitted re:
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Order on Motion to Appear Pro Hac Vice, to the Attorney Admissions Clerk for
updating of Attorney Information. (mme) (Entered: |
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ORDER granting 24
Motion to Appoint Girard Gibbs LLP as Lead Counsel ;
granting 24
Motion to Appoint Laurie Rubin as Lead Plaintiff. This Motion is Denied in
all other respects. (Signed by Judge Lewis A. Kaplan on |
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STIPULATION AND ORDER: It is hereby stipulated and agreed
that if the Motion to Transfer for Coordination is denied, the parties shall
confer and, within 20 days of the JMPL's ruling, submit to this Court a
proposed schedule, including a schedule for the filing of an amended
complaint. If the Motion to Transfer for Coordination is granted, Lead
Plaintiff in this action shall file an amended complaint as directed by the
transferee Court selected by the JPML. (Signed by Judge Lewis A. Kaplan on |
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CERTIFIED TRUE COPY OF MDL ORDER FROM THE MDL PANEL
DENYING TRANSFER....that the motion, pursuant to 28 U.S.C. 1407(c), for
transfer of the action to the United States District Court - Southern
District of New York, be, and the same hereby is denied. (Signed by MDL Panel
on |
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ORDER: THEREFORE, it is hereby stipulated and agreed by
the parties, by and through their undersigned counsel, that: Lead plaintiff
Laurie Rubin shall submit an amended complaint on or before |
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Set/Reset Deadlines: Motions due by |
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FIRST AMENDED CLASS ACTION COMPLAINT amending 1
Complaint against Raymond James Financial, Inc., Raymond James &
Associates, Inc., Raymond James Financial Services, Inc. Document filed by
Laurie Rubin. Related document: 1
Complaint filed by Defer LP.(dle) (Entered: |
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MOTION to Dismiss the First Amended Class Action
Complaint. Document filed by Raymond James Financial, Inc.,, Raymond James & Associates, Inc., Raymond James
Financial Services, Inc..(Bartholomew, Christian) (Entered: |
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FILING ERROR - DEFICIENT DOCKET ENTRY - MEMORANDUM OF LAW
in Support re: 36
MOTION to Dismiss the First Amended Class Action Complaint.. Document filed by Raymond James Financial, Inc.,, Raymond James & Associates, Inc., Raymond James
Financial Services, Inc.. (Attachments: # 1
Declaration of Christian R. Bartholomew, # 2
Index of Exhibits, # 3
Exhibit 1, # 4
Exhibit 2, # 5
Exhibit 3, # 6
Exhibit 4, # 7
Exhibit 5, # 8
Exhibit 6, # 9
Exhibit 7, # 10
Exhibit 8, # 11
Exhibit 9, # 12
Exhibit 10, # 13
Exhibit 11)(Bartholomew, Christian) Modified on |
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***NOTE TO ATTORNEY TO RE-FILE DOCUMENT - DEFICIENT DOCKET
ENTRY ERROR. Note to Attorney Christian Bartholomew to RE-FILE Document 37
Memorandum of Law in Support of Motion. ERROR(S): Each supporting document
must be filed individually. Use the event type Declaration in Support found
under event list Replies, Oppositions, Supporting
Documents. *REMINDER: The Memorandum of Law must be re-filed. (jar) (Entered:
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MEMORANDUM OF LAW in Support re: 36
MOTION to Dismiss the First Amended Class Action Complaint.. Document filed by Raymond James Financial, Inc.,, Raymond James & Associates, Inc., Raymond James
Financial Services, Inc.. (Bartholomew, Christian) (Entered: |
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MEMORANDUM OF LAW in Opposition re: 36
MOTION to Dismiss the First Amended Class Action Complaint.. Document filed by Laurie Rubin. (Sheanin, Aaron)
(Entered: |
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DECLARATION of Aaron M. Sheanin in Opposition re: 36
MOTION to Dismiss the First Amended Class Action Complaint.. Document filed by Laurie Rubin. (Sheanin, Aaron)
(Entered: |
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REPLY MEMORANDUM OF LAW in Support re: 36
MOTION to Dismiss the First Amended Class Action Complaint.. Document filed by Raymond James Financial, Inc.,, Raymond James & Associates, Inc., Raymond James
Financial Services, Inc.. (Bartholomew, Christian) (Entered: |
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NOTICE of Withdrawal of Joaquin Javier Ezcurra as Attorney
of Record for Defendants. Document filed by Raymond James Financial, Inc.,, Raymond James & Associates, Inc., Raymond James
Financial Services, Inc.. (Bartholomew, Christian) (Entered: |
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MOTION for Matthew L. Dameron to Withdraw as Attorney.
Document filed by Defer LP.(Dameron, Matthew) (Entered: |
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MEMO ENDORSEMENT re: 43 Motion to Withdraw as
Attorney. Added attorney Norman E. Siegel for Laurie Rubin and Defer LP.
Attorney Matthew L. Dameron terminated. ENDORSEMENT: Granted. SO ORDERED.
(Signed by Judge Lewis A. Kaplan on |
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MEMORANDUM OPINION #98034 For the foregoing reasons,
defendants' motion to dismiss the First Amended Class Action Complaint
[docket item 36] is granted. Nevertheless, it is far from clear that
plaintiff cannot state a legally sufficient claim against some or all of the
defendants. Accordingly, plaintiff is granted leave to amend on or before |
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MOTION for Rachel E. Schwartz to Appear Pro Hac Vice.
Document filed by Defer LP.(mro) (Entered: |
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MEMO ENDORSED ON PLAINTIFF'S MOTION TO ADMIT COUNSEL PRO
HAC VICE: ENDORSEMENT: Granted. So Ordered (Signed by Judge Lewis A. Kaplan
on |
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Transmission to Attorney Admissions Clerk. Transmitted re:
47
Memo Endorsement, to the Attorney Admissions Clerk for updating of Attorney
Information. (js) (Entered: |
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MEMO ENDORSEMENT on MOTION TO WITHDRAW JOAQUIN JAVIER
EZCURRA AS AN ATTORNEY OF RECORD FOR DEFENDANTS. ENDORSEMENT: So Ordered
(Signed by Judge Lewis A. Kaplan on |
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CASHIERS OFFICE REMARK on 46
Motion to Appear Pro Hac Vice in the amount of $25.00, paid on 09/15/2009,
Receipt Number 09/24/2009. (jd) (Entered: |
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STIPULATION TO SET SCHEDULE FOR MOTION TO DISMISS SECOND
AMENDED COMPLAINT, 1. Defendants shall answer, move, or otherwise respond to
the Second Amended Complaint on or before |
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SECOND AMENDED COMPLAINT amending 35
Amended Complaint, against Raymond James Financial, Inc.,,
Raymond James & Associates, Inc., Raymond James Financial Services,
Inc..Document filed by Laurie Rubin, Defer LP, Jonathan Gold. Related
document: 35
Amended Complaint, filed by Laurie Rubin.(rdz)
(dle). (Entered: |
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MEMO ENDORSEMENT on re: 46
MOTION for Rachel E. Schwartz to Appear Pro Hac Vice. ENDORSEMENT: Granted.
So Ordered. (Signed by Judge Lewis A. Kaplan on |
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Transmission to Attorney Admissions Clerk. Transmitted re:
51
Order Admitting Attorney Pro Hac Vice, to the Attorney Admissions Clerk for
updating of Attorney Information. (jfe) (Entered: |
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ENDORSED LETTER addressed to Judge Lewis A. Kaplan from
Christian R. Bartholomew dated 11/6/2009 re: Requesting leave of the Court to
file an opening memorandum of up to 45 pages in support of their Motion to
Dismiss and file a reply memorandum of up to 15 pages. ENDORSEMENT: Granted.
(Signed by Judge Lewis A. Kaplan on |
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MOTION to Dismiss the Second Amended Class Action
Complaint. Document filed by Raymond James Financial, Inc.,, Raymond James & Associates, Inc., Raymond James
Financial Services, Inc..(Bartholomew, Christian) (Entered: |
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MEMORANDUM OF LAW in Support re: 53
MOTION to Dismiss the Second Amended Class Action Complaint.. Document filed by Raymond James Financial, Inc.,, Raymond James & Associates, Inc., Raymond James
Financial Services, Inc.. (Bartholomew, Christian) (Entered: |
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DECLARATION of Christian R. Bartholomew in Support re: 53
MOTION to Dismiss the Second Amended Class Action Complaint.. Document filed by Raymond James Financial, Inc.,, Raymond James & Associates, Inc., Raymond James
Financial Services, Inc.. (Attachments: # 1
Index of Exhibits, # 2
Exhibit 1, # 3
Exhibit 2, # 4
Exhibit 3, # 5
Exhibit 4, # 6
Exhibit 5, # 7
Exhibit 6, # 8
Exhibit 7, # 9
Exhibit 8, # 10
Exhibit 9, # 11
Exhibit 10, # 12
Exhibit 11, # 13
Exhibit 12, # 14
Exhibit 13, # 15
Exhibit 14, # 16
Exhibit 15, # 17
Exhibit 16, # 18
Exhibit 17, # 19
Exhibit 18, # 20
Exhibit 19, # 21
Exhibit 20, # 22
Exhibit 21, # 23
Exhibit 22, # 24
Exhibit 23, # 25
Exhibit 24, # 26
Exhibit 25, # 27
Exhibit 26, # 28
Exhibit 27, # 29
Exhibit 28, # 30
Exhibit 29, # 31
Exhibit 30, # 32
Exhibit 31, # 33
Exhibit 32 (Part 1), # 34
Exhibit 32 (Part 2), # 35
Exhibit 33 (Part 1), # 36
Exhibit 33 (Part 2), # 37
Exhibit 34 (Part 1), # 38
Exhibit 34 (Part 2), # 39
Exhibit 35, # 40
Exhibit 36)(Bartholomew, Christian) (Entered: |
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MEMORANDUM OF LAW in Opposition re: 53
MOTION to Dismiss the Second Amended Class Action Complaint.. Document filed by Laurie Rubin, Jonathan Gold.
(Sheanin, Aaron) (Entered: |
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DECLARATION of Aaron M. Sheanin in Opposition re: 53
MOTION to Dismiss the Second Amended Class Action Complaint.. Document filed by Laurie Rubin, Jonathan Gold.
(Sheanin, Aaron) (Entered: |
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REPLY MEMORANDUM OF LAW in Support re: 53
MOTION to Dismiss the Second Amended Class Action Complaint.. Document filed by Raymond James Financial, Inc.,, Raymond James & Associates, Inc., Raymond James
Financial Services, Inc.. (Bartholomew, Christian) (Entered: |
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