US
District Court Civil Docket as of
Retrieved from the court on
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Cause:
15:78m(a) Securities Exchange Act |
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Lead
Plaintiff |
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Dr. Michael
A. Passidomo |
represented by |
Richard A
Speirs |
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Plaintiff
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LHB
Insurance Brokerage Inc.
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represented by |
Eduard
Korsinsky |
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Plaintiff
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David
Dignam |
represented by |
Lewis T.
LeClair |
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Plaintiff
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Michael
Puder |
represented by |
Robert S.
Schachter |
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Plaintiff
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BIV-NY |
represented by |
Hillary
Sobel |
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Consolidated
Plaintiff |
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Wedgewood
Tacoma LLC and Jemstone LLC
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represented by |
Jerome M.
Congress |
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Consolidated
Plaintiff |
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Samuel A
Stockhamer |
represented by |
Daniel
Brett Rehns |
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Consolidated
Plaintiff |
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Lisa
Swanson |
represented by |
Aaron
Michael Sheanin |
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Consolidated
Plaintiff |
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Alice L.
Stockhamer |
represented by |
Daniel
Brett Rehns |
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Consolidated
Plaintiff |
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Saed
Ghalayini |
represented by |
Edith M.
Kallas |
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Movant |
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David
Dignam |
represented by |
Jonathan K.
Levine |
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Defendant
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Citigroup,
Inc. |
represented by |
Brad Scott
Karp |
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Defendant
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Citigroup
Global Markets,Inc. |
represented by |
Brad Scott
Karp |
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Consolidated
Defendant |
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Citi Smith
Barney |
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Consolidated
Defendant |
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Citigroup
Global Capital Markets, Inc.
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Date Filed |
# |
Docket Text |
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03/25/2008 |
1 |
COMPLAINT
against Citigroup, Inc., Citigroup Global Markets,Inc.. (Filing Fee $ 350.00,
Receipt Number 645991)(jeh) (Entered: 03/28/2008) |
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03/26/2008 |
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SUMMONS ISSUED
as to Citigroup, Inc., Citigroup Global Markets,Inc. (jeh) (Entered:
03/28/2008) |
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03/26/2008 |
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Magistrate
Judge Frank Maas is so designated. (jeh) (Entered: 03/28/2008) |
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03/26/2008 |
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Case
Designated ECF. (jeh) (Entered: 03/28/2008) |
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03/26/2008 |
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***NOTE TO
ATTORNEY TO E- |
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03/27/2008 |
2 |
RULE 7.1
CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by LHB
Insurance Brokerage Inc.(jeh) (Entered: 03/28/2008) |
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04/01/2008 |
ORDER FOR
INITIAL PRETRIAL CONFERENCE:...If such a consent order is not filed within
the time provided,... Initial Conference set for 5/23/2008 at 11:00 AM in
Courtroom 21B, 500 Pearl Street, New York, NY 10007 before Judge Colleen
McMahon. (Signed by Judge Colleen McMahon on 4/1/2008) (mde) (Entered:
04/01/2008) |
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04/10/2008 |
ENDORSED
LETTER addressed to Judges McMahon, Cedarbaum and Swain from Eduard Korsinsky
dated 4/9/08 re: counsel requests that the LHB Insurance and Swanson class
actions be permitted to proceed before Judge McMahon independent of the Finn
action. ENDORSEMENT: As Paul Weiss is representing Citibank, this matter will
have to be reassigned in any event. (Signed by Judge Colleen McMahon on
4/10/08) (djc) (Entered: 04/10/2008) |
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04/17/2008 |
NOTICE OF CASE
REASSIGNMENT to Judge Laura Taylor Swain. Judge Colleen McMahon is no longer
assigned to the case. (rdz) (Entered: 04/22/2008) |
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04/22/2008 |
ORDER FOR
INITIAL PRETRIAL CONFERENCE: Initial Conference set for 6/20/2008 at 03:00 PM
in Courtroom 17C, 500 Pearl Street, New York, NY 10007 before Judge Laura
Taylor Swain. (Signed by Judge Laura Taylor Swain on 4/21/08) (djc) (Entered:
04/22/2008) |
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05/27/2008 |
MOTION to
Appoint Dr. Michael A. Passidomo to serve as lead plaintiff(s) and for
Appointment of Lead Counsel and for Consolidation. Document filed by
Michael A. Passidomo. (Attachments: # 1
Text of Proposed Order, # 2
Certificate of Service)(Speirs, Richard) (Entered: 05/27/2008) |
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05/27/2008 |
MEMORANDUM OF
LAW in Support re: 7
MOTION to Appoint Dr. Michael A. Passidomo to serve as lead plaintiff(s) and
for Appointment of Lead Counsel and for Consolidation. MOTION to Appoint
Dr. Michael A. Passidomo to serve as lead plaintiff(s) and for Appointment
of Lead Counsel and for Consolidation.. Document filed by Michael A.
Passidomo. (Speirs, Richard) (Entered: 05/27/2008) |
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05/27/2008 |
AFFIDAVIT of
Richard A. Speirs, Esq. in Support re: 7
MOTION to Appoint Dr. Michael A. Passidomo to serve as lead plaintiff(s) and
for Appointment of Lead Counsel and for Consolidation. MOTION to Appoint
Dr. Michael A. Passidomo to serve as lead plaintiff(s) and for Appointment
of Lead Counsel and for Consolidation.. Document filed by Michael A.
Passidomo. (Attachments: # 1
Exhibit A, # 2
Exhibit B, # 3
Exhibit C, # 4
Exhibit D)(Speirs, Richard) (Entered: 05/27/2008) |
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05/27/2008 |
MOTION to
Appoint Counsel Levi & Korsinsky, LLP. Document filed by LHB
Insurance Brokerage Inc..(Monteverde, Juan) (Entered: 05/27/2008) |
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05/27/2008 |
MEMORANDUM OF
LAW in Support re: 10
MOTION to Appoint Counsel Levi & Korsinsky, LLP.. Document filed
by LHB Insurance Brokerage Inc.. (Attachments: # 1
Text of Proposed Order [proposed] Order)(Monteverde, Juan) (Entered:
05/27/2008) |
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05/27/2008 |
DECLARATION of
Joseph Levi in Support re: 10
MOTION to Appoint Counsel Levi & Korsinsky, LLP.. Document filed
by LHB Insurance Brokerage Inc.. (Monteverde, Juan) (Entered: 05/27/2008) |
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05/27/2008 |
MOTION to
Appoint Wedgewood Tacoma LLC and Jemstone LLC to serve as lead plaintiff(s).
Document filed by Wedgewood Tacoma LLC and Jemstone LLC. (Attachments: # 1
Text of Proposed Order)(Congress, Jerome) (Entered: 05/27/2008) |
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05/27/2008 |
MEMORANDUM OF
LAW in Support re: 13
MOTION to Appoint Wedgewood Tacoma LLC and Jemstone LLC to serve as lead
plaintiff(s).. Document filed by Wedgewood Tacoma LLC and Jemstone LLC.
(Congress, Jerome) (Entered: 05/27/2008) |
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05/27/2008 |
DECLARATION of
Jerome M. Congress in Support re: 13
MOTION to Appoint Wedgewood Tacoma LLC and Jemstone LLC to serve as lead
plaintiff(s).. Document filed by Wedgewood Tacoma LLC and Jemstone LLC.
(Attachments: # 1
Exhibit A - Certifications, # 2
Exhibit B - First Notice, # 3
Exhibit C - Milberg LLP Resume)(Congress, Jerome) (Entered: 05/27/2008) |
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05/27/2008 |
MOTION to
Appoint Counsel., MOTION to Appoint David Dignam and Ted Link to serve as
lead plaintiff(s)., MOTION to Consolidate Cases 1:08-cv-3139, 1:08-cv-3904.
Document filed by David Dignam. (Attachments: # 1
Text of Proposed Order)(Levine, Jonathan) (Entered: 05/27/2008) |
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05/27/2008 |
MEMORANDUM OF
LAW in Support re: 16
MOTION to Appoint Counsel. MOTION to Appoint David Dignam and Ted Link to
serve as lead plaintiff(s). MOTION to Consolidate Cases 1:08-cv-3139,
1:08-cv-3904. MOTION to Appoint David Dignam and Ted Link to serve as lead
plaintiff(s).. Document filed by David Dignam. (Levine, Jonathan) (Entered:
05/27/2008) |
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05/27/2008 |
DECLARATION of
Jonathan K. Levine in Support re: 16
MOTION to Appoint Counsel. MOTION to Appoint David Dignam and Ted Link to
serve as lead plaintiff(s). MOTION to Consolidate Cases 1:08-cv-3139,
1:08-cv-3904. MOTION to Appoint David Dignam and Ted Link to serve as lead
plaintiff(s).. Document filed by David Dignam. (Levine, Jonathan) (Entered:
05/27/2008) |
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06/11/2008 |
ORDER SETTING
BRIEFING |
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06/13/2008 |
NOTICE OF
APPEARANCE by Brad Scott Karp on behalf of Citigroup, Inc., Citigroup Global
Markets,Inc. (Karp, Brad) (Entered: 06/13/2008) |
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06/13/2008 |
NOTICE OF
APPEARANCE by Charles Edward Davidow on behalf of Citigroup, Inc., Citigroup
Global Markets,Inc. (Davidow, Charles) (Entered: 06/13/2008) |
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06/13/2008 |
NOTICE OF
APPEARANCE by Charles Edward Davidow on behalf of Citigroup, Inc., Citigroup
Global Markets,Inc. (Davidow, Charles) (Entered: 06/13/2008) |
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06/13/2008 |
NOTICE OF
APPEARANCE by Susanna Michele Buergel on behalf of Citigroup, Inc., Citigroup
Global Markets,Inc. (Buergel, Susanna) (Entered: 06/13/2008) |
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06/13/2008 |
RULE 7.1
CORPORATE DISCLOSURE STATEMENT. Identifying Citigroup Global Markets Holdings
Inc. and Citigroup Inc. as Corporate Parent. Document filed by Citigroup,
Inc., Citigroup Global Markets,Inc..(Karp, Brad) (Entered: 06/13/2008) |
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06/13/2008 |
CERTIFIED |
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06/16/2008 |
STIPULATION |
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06/16/2008 |
MEMORANDUM OF
LAW in Opposition re: 10
MOTION to Appoint Counsel Levi & Korsinsky, LLP., 16
MOTION to Appoint Counsel. MOTION to Appoint David Dignam and Ted Link to
serve as lead plaintiff(s). MOTION to Consolidate Cases 1:08-cv-3139,
1:08-cv-3904. MOTION to Appoint David Dignam and Ted Link to serve as lead
plaintiff(s)., 7
MOTION to Appoint Dr. Michael A. Passidomo to serve as lead plaintiff(s) and
for Appointment of Lead Counsel and for Consolidation. MOTION to Appoint
Dr. Michael A. Passidomo to serve as lead plaintiff(s) and for Appointment
of Lead Counsel and for Consolidation., 13
MOTION to Appoint Wedgewood Tacoma LLC and Jemstone LLC to serve as lead
plaintiff(s).. Document filed by Samuel A Stockhamer. (Schirripa, Frank)
(Entered: 06/16/2008) |
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06/16/2008 |
DECLARATION of
Joel P. Laitman in Opposition re: 10
MOTION to Appoint Counsel Levi & Korsinsky, LLP., 16
MOTION to Appoint Counsel. MOTION to Appoint David Dignam and Ted Link to
serve as lead plaintiff(s). MOTION to Consolidate Cases 1:08-cv-3139,
1:08-cv-3904. MOTION to Appoint David Dignam and Ted Link to serve as lead
plaintiff(s)., 7
MOTION to Appoint Dr. Michael A. Passidomo to serve as lead plaintiff(s) and
for Appointment of Lead Counsel and for Consolidation. MOTION to Appoint
Dr. Michael A. Passidomo to serve as lead plaintiff(s) and for Appointment
of Lead Counsel and for Consolidation., 13
MOTION to Appoint Wedgewood Tacoma LLC and Jemstone LLC to serve as lead
plaintiff(s).. Document filed by Samuel A Stockhamer. (Attachments: # 1
Exhibit A, # 2
Exhibit B)(Schirripa, Frank) (Entered: 06/16/2008) |
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06/16/2008 |
MEMORANDUM OF
LAW in Support re: 7
MOTION to Appoint Dr. Michael A. Passidomo to serve as lead plaintiff(s) and
for Appointment of Lead Counsel and for Consolidation. MOTION to Appoint
Dr. Michael A. Passidomo to serve as lead plaintiff(s) and for Appointment
of Lead Counsel and for Consolidation. And in Opposition to Competing
Motions. Document filed by Michael A. Passidomo. (Speirs, Richard)
(Entered: 06/16/2008) |
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06/16/2008 |
DECLARATION of
Richard A. Speirs in Support re: 7
MOTION to Appoint Dr. Michael A. Passidomo to serve as lead plaintiff(s) and
for Appointment of Lead Counsel and for Consolidation. MOTION to Appoint
Dr. Michael A. Passidomo to serve as lead plaintiff(s) and for Appointment
of Lead Counsel and for Consolidation.. Document filed by Michael A.
Passidomo. (Attachments: # 1
Exhibit A, # 2
Exhibit B)(Speirs, Richard) (Entered: 06/16/2008) |
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06/16/2008 |
RESPONSE to
Motion re: 16
MOTION to Appoint Counsel. MOTION to Appoint David Dignam and Ted Link to
serve as lead plaintiff(s). MOTION to Consolidate Cases 1:08-cv-3139,
1:08-cv-3904. MOTION to Appoint David Dignam and Ted Link to serve as lead
plaintiff(s).. Document filed by David Dignam. (Levine, Jonathan) (Entered:
06/16/2008) |
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06/16/2008 |
MEMORANDUM OF
LAW in Opposition re: 10
MOTION to Appoint Counsel Levi & Korsinsky, LLP., 16
MOTION to Appoint Counsel. MOTION to Appoint David Dignam and Ted Link to
serve as lead plaintiff(s). MOTION to Consolidate Cases 1:08-cv-3139,
1:08-cv-3904. MOTION to Appoint David Dignam and Ted Link to serve as lead
plaintiff(s)., 7
MOTION to Appoint Dr. Michael A. Passidomo to serve as lead plaintiff(s) and
for Appointment of Lead Counsel and for Consolidation. MOTION to Appoint
Dr. Michael A. Passidomo to serve as lead plaintiff(s) and for Appointment
of Lead Counsel and for Consolidation.. Document filed by Wedgewood
Tacoma LLC and Jemstone LLC. (Bronson, Kent) (Entered: 06/16/2008) |
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06/16/2008 |
DECLARATION of
Kent A. Bronson in Opposition re: 7
MOTION to Appoint Dr. Michael A. Passidomo to serve as lead plaintiff(s) and
for Appointment of Lead Counsel and for Consolidation. MOTION to Appoint
Dr. Michael A. Passidomo to serve as lead plaintiff(s) and for Appointment
of Lead Counsel and for Consolidation., 10
MOTION to Appoint Counsel Levi & Korsinsky, LLP., 16
MOTION to Appoint Counsel. MOTION to Appoint David Dignam and Ted Link to
serve as lead plaintiff(s). MOTION to Consolidate Cases 1:08-cv-3139,
1:08-cv-3904. MOTION to Appoint David Dignam and Ted Link to serve as lead
plaintiff(s).. Document filed by Wedgewood Tacoma LLC and Jemstone LLC.
(Attachments: # 1
Exhibit A, # 2
Exhibit B, # 3
Exhibit C, # 4
Exhibit D, # 5
Exhibit E, # 6
Exhibit F, # 7
Exhibit G, # 8
Exhibit H, # 9
Exhibit I, # 10
Exhibit J, # 11
Exhibit K, # 12
Exhibit L, # 13
Exhibit M, # 14
Exhibit N, # 15
Exhibit O)(Bronson, Kent) (Entered: 06/16/2008) |
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06/19/2008 |
ENDORSED
LETTER addressed to Judge Laura T. Swain from Kent A. Bronson dated 6/18/2008
re: Requesting leave to file a single reply memorandum of law of no more than
15 pages in further support of the Wedgewood Movants' motion. ENDORSEMENT:
The request is granted. (Signed by Judge Laura Taylor Swain on 6/18/2008)
(jpo) (Entered: 06/19/2008) |
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06/20/2008 |
REPLY to
Response to Motion re: 16
MOTION to Appoint Counsel. MOTION to Appoint David Dignam and Ted Link to
serve as lead plaintiff(s). MOTION to Consolidate Cases 1:08-cv-3139,
1:08-cv-3904. MOTION to Appoint David Dignam and Ted Link to serve as lead
plaintiff(s).. Document filed by David Dignam. (Levine, Jonathan) (Entered:
06/20/2008) |
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06/20/2008 |
REPLY to
Response to Motion re: 10
MOTION to Appoint Counsel Levi & Korsinsky, LLP., 16
MOTION to Appoint Counsel. MOTION to Appoint David Dignam and Ted Link to serve
as lead plaintiff(s). MOTION to Consolidate Cases 1:08-cv-3139, 1:08-cv-3904.
MOTION to Appoint David Dignam and Ted Link to serve as lead plaintiff(s)., 7
MOTION to Appoint Dr. Michael A. Passidomo to serve as lead plaintiff(s) and
for Appointment of Lead Counsel and for Consolidation. MOTION to Appoint
Dr. Michael A. Passidomo to serve as lead plaintiff(s) and for Appointment
of Lead Counsel and for Consolidation., 13
MOTION to Appoint Wedgewood Tacoma LLC and Jemstone LLC to serve as lead
plaintiff(s). Defendants' Response to the Stockhamer Plaintiffs'
Memorandum of Law in Opposition to Motions for Consolidation, Appointment of
Lead Plaintiff and Selection of Lead Counsel and in Support of Coordination.
Document filed by Citigroup, Inc., Citigroup Global Markets,Inc.. (Davidow,
Charles) (Entered: 06/20/2008) |
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06/20/2008 |
REPLY
MEMORANDUM OF LAW in Support re: 13
MOTION to Appoint Wedgewood Tacoma LLC and Jemstone LLC to serve as lead
plaintiff(s). And In Opposition To Competing Motions. Document filed
by Wedgewood Tacoma LLC and Jemstone LLC. (Bronson, Kent) (Entered:
06/20/2008) |
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06/20/2008 |
REPLY
AFFIDAVIT of Kent A. Bronson in Support re: 13
MOTION to Appoint Wedgewood Tacoma LLC and Jemstone LLC to serve as lead
plaintiff(s).. Document filed by Wedgewood Tacoma LLC and Jemstone LLC.
(Attachments: # 1
Exhibit A (part 1 of 2), # 2
Exhibit A (part 2 of 2), # 3
Exhibit B, # 4
Exhibit C, # 5
Exhibit D, # 6
Exhibit E, # 7
Exhibit F)(Bronson, Kent) (Entered: 06/20/2008) |
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06/20/2008 |
REPLY
MEMORANDUM OF LAW in Support re: 7
MOTION to Appoint Dr. Michael A. Passidomo to serve as lead plaintiff(s) and
for Appointment of Lead Counsel and for Consolidation. MOTION to Appoint
Dr. Michael A. Passidomo to serve as lead plaintiff(s) and for Appointment
of Lead Counsel and for Consolidation. And in Reply to Competing
Motions. Document filed by Michael A. Passidomo. (Speirs, Richard)
(Entered: 06/20/2008) |
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06/20/2008 |
DECLARATION of
Richard A. Speirs in Support re: 7
MOTION to Appoint Dr. Michael A. Passidomo to serve as lead plaintiff(s) and
for Appointment of Lead Counsel and for Consolidation. MOTION to Appoint
Dr. Michael A. Passidomo to serve as lead plaintiff(s) and for Appointment
of Lead Counsel and for Consolidation.. Document filed by Michael A.
Passidomo. (Attachments: # 1
Exhibit A)(Speirs, Richard) (Entered: 06/20/2008) |
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06/25/2008 |
ORDER
CONSOLIDATING CASES, APPOINTING LEAD PLAINTIFF |
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08/25/2008 |
CERTIFICATE OF
SERVICE of Lead Plaintiff's Consolidated Amended Complaint served on
Citigroup Inc., Citigroup Global Markets Inc. and Smith Barney on August 25,
2008. Service was made by Mail. Document filed by Michael A. Passidomo.
(Schachter, Robert) (Entered: 08/25/2008) |
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08/26/2008 |
LEAD
PLAINTIFF'S CONSOLIDATED AMENDED COMPLAINT amending 1 Complaint against Citi
Smith Barney, Citigroup, Inc., Citigroup Global Markets,Inc.Document filed by
Michael A. Passidomo. Related document: 1 Complaint.(dle) (rdz). (Entered:
08/26/2008) |
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09/09/2008 |
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***NOTE TO
ATTORNEY TO E- |
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09/16/2008 |
44 |
LETTER
addressed to Judge Laura T. Swain and Judge Barbara S. Jones from Robert
Schachter dated 9/5/08 re: response to 9/4/08 letter by Kahn Gauthier Swick
LLC. Document filed by Michael A. Passidomo.(dle) (Entered: 09/17/2008) |
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10/10/2008 |
CERTIFIED |
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10/16/2008 |
STIPULATION |
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10/24/2008 |
MOTION to
Dismiss. Document filed by Citigroup, Inc., Citigroup Global
Markets,Inc..(Davidow, Charles) (Entered: 10/24/2008) |
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10/24/2008 |
MEMORANDUM OF
LAW in Support re: 47
MOTION to Dismiss.. Document filed by Citigroup, Inc., Citigroup Global
Markets,Inc.. (Davidow, Charles) (Entered: 10/24/2008) |
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10/24/2008 |
DECLARATION of
Charles E. Davidow in Support re: 47
MOTION to Dismiss.. Document filed by Citigroup, Inc., Citigroup Global
Markets,Inc.. (Davidow, Charles) (Entered: 10/24/2008) |
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10/31/2008 |
STIPULATION |
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11/03/2008 |
ORDER
REFERRING CASE TO MAGISTRATE JUDGE. Order that case be referred to the Clerk
of Court for assignment to a Magistrate Judge for General Pretrial ( includes
scheduling, discovery, non-dispositive pretrial motions, and settlement).
Referred to Magistrate Judge Frank Maas. (Signed by Judge Laura Taylor Swain
on 11/3/08) (tro) (Entered: 11/05/2008) |
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12/01/2008 |
NOTICE OF
REASSIGNMENT OF A REFERRAL TO ANOTHER MAGISTRATE JUDGE. The referral in the
above entitled action has been reassigned to Magistrate Judge Ronald L.
Ellis, for for General Pretrial ( includes scheduling, discovery,
non-dispositive pretrial motions, and settlement). Magistrate Judge Frank
Maas no longer referred to the case. (laq) (Entered: 12/08/2008) |
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12/05/2008 |
STIPULATION |
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12/08/2008 |
ORDER. This
Order vacates the Stipulation that the undersigned So Ordered on October 31,
2008, docket entry no. 65. The Clerk of Court is respectfully requested to
remove docket entries nos. 50 through 64. Defendants' counsel is directed to
re-file the Declaration in support of Defendants' Motion to Dismiss with
redacted versions of the exhibits that comply with the Federal Rule of Civil
Procedure 5.2 and with Section 21 of the ECF Rules and Instructions, which is
available on the website for the |
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12/08/2008 |
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CERTIFICATE of
Clerk, ***STRICKEN DOCUMENTS. Deleted document numbers [50, 51, 52, 53, 54,
55, 56, 57, 58, 59, 60, 61, 62, 63 and 64.] from the case record. The
documents were stricken from this case pursuant to [Doc #69] Order. (ad)
(Entered: 12/23/2008) |
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12/10/2008 |
FILING ERROR -
ELECTRONIC FILING FOR NON-ECF DOCUMENT - NOTICE of of Withdrawal of Joseph P.
Guglielmo. Document filed by Saed Ghalayini, Saed Ghalayini. Filed In
Associated Cases: 1:08-cv-03095-LTS-RLE, 1:08-cv-05016-LTS(Guglielmo, Joseph)
Modified on 12/12/2008 (jar). (Entered: 12/10/2008) |
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12/11/2008 |
MEMORANDUM OF
LAW in Opposition re: 47
MOTION to Dismiss.. Document filed by Michael A. Passidomo. (Schachter,
Robert) (Entered: 12/11/2008) |
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12/11/2008 |
DECLARATION of
Robert S. Schachter in Opposition re: 47
MOTION to Dismiss.. Document filed by Michael A. Passidomo. (Attachments: # 1
Exhibit A, # 2
Exhibit B)(Schachter, Robert) (Entered: 12/11/2008) |
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12/11/2008 |
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***NOTE TO
ATTORNEY TO RE- |
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12/15/2008 |
MEMO
ENDORSEMENT on NOTICE OF WITHDRAWAL of Joseph P. Guglielmo. ENDORSEMENT: The
Clerk of Court is requested to amend the records of the Court accordingly.
Attorney Joseph Peter Guglielmo terminated. (Signed by Judge Laura Taylor
Swain on 12/12/08) (tro) (Entered: 12/15/2008) |
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12/22/2008 |
DECLARATION of
Charles E. Davidow in Support re: 47
MOTION to Dismiss.. Document filed by Citigroup, Inc., Citigroup Global
Markets,Inc.. (Attachments: # 1
Exhibit 1, # 2
Exhibit 2, # 3
Exhibit 3, # 4
Exhibit 4, # 5
Exhibit 5, # 6
Exhibit 6, # 7
Exhibit 7, # 8
Exhibit 8, # 9
Exhibit 9, # 10
Exhibit 10, # 11
Exhibit 11, # 12
Exhibit 12, # 13
Exhibit 13, # 14
Exhibit 14, # 15
Exhibit 15, # 16
Exhibit 16, # 17
Exhibit 17, # 18
Exhibit 18, # 19
Exhibit 19, # 20
Exhibit 20, # 21
Exhibit 21, # 22
Exhibit 22, # 23
Exhibit 23, # 24
Exhibit 24, # 25
Exhibit 25, # 26
Exhibit 26, # 27
Exhibit 27, # 28
Exhibit 28)(Davidow, Charles) (Entered: 12/22/2008) |
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01/06/2009 |
STIPULATION |
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01/20/2009 |
STIPULATION |
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01/23/2009 |
REPLY
MEMORANDUM OF LAW in Support re: 47
MOTION to Dismiss.. Document filed by Citigroup, Inc., Citigroup Global
Markets,Inc.. (Davidow, Charles) (Entered: 01/23/2009) |
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02/24/2009 |
MEMO
ENDORSEMENT on NOTICE OF WITHDRAWAL OF FRANK R. SCHIRRIPA AS ATTORNEY OF
RECORD: Frank R. Schirripa is no longer an attorney of record for plaintiffs
Samuel A. Stockhamer and Alice L. Stockhamer in this action. Attorney Frank
Rocco Schirripa terminated. (Signed by Judge Laura Taylor Swain on 2/24/2009)
(jpo) (Entered: 02/24/2009) |
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06/12/2009 |
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CASE ACCEPTED
AS RELATED. Create association to 1:09-md-02043-LTS. (rdz) (Entered:
06/12/2009) |
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06/12/2009 |
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CONSOLIDATED
MDL CASE: Create association to 1:09-md-02043-LTS.. (rdz) (Entered:
06/12/2009) |
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06/12/2009 |
79 |
CERTIFIED |
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08/13/2009 |
ORDER The
Clerk of Court is respectfully requested to notify counsel in cases 09 civ.
5406 and 09 civ. 6553, which have recently been transferred to this Court and
the docket of the undersigned by order of the M.D.L. Panel, for coordinated
or consolidated pretrial proceedings, of the consolidation order docketed as
docket entry no. 41 in case no. 08 civ. 3095, by docketing a copy of that
order in 09 civ. 5406 and 09 civ. 6553, and by mailing copies of that order
to the attorneys in those actions who have not yet registered with CM/ECF.
All counsel in the newly transferred cases who have been admitted to this
Court, either for all purposes or Pro hac vice for purposes of one of these
actions, shall complete and file a CM/ECF attorney registration form. A
motion to dismiss the consolidated amended complaint in action 08 civ. 3095
is currently under advisement and counsel in the newly-transferred cases are
directed to meet with counsel for lead plaintiff and for defendants in that
consolidated action, and all counsel are directed to appear for a conference
on September 24, 2009, at 11:00 a.m. before the undersigned. By September 17,
2009, counsel must file a Joint Pre-Conference Statement addressing
succinctly the parties' positions as to the following issues: the status of
the transferred cases, the status of document retention agreements, whether
there is any reason why the lead plaintiff and counsel appointed in 08 civ.
3095 should not continue to function in those capacities, including with
respect to the additional cases that have been transferred to this Court for
pretrial proceedings, whether any further amendments to pleadings are
contemplated, and whether the entry of any further procedural orders is
necessary or appropriate at this time. A courtesy copy of the Joint
Pre-Conference Statement must be provided for Chambers. SO ORDERED. ( Status
Conference set for 9/24/2009 at 11:00 AM before Judge Laura Taylor Swain.)
(Signed by Judge Laura Taylor Swain on 8/13/2009) Filed In Associated Cases:
1:09-md-02043-LTS, 1:08-cv-02975-LTS, 1:08-cv-03095-LTS-RLE,
1:09-cv-05406-LTS, 1:09-cv-06553-LTS(jmi) (Entered: 08/13/2009) |
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08/25/2009 |
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Received
returned mail Mail was addressed to Jon A. Santangelo Stinson Morrison Hecker
100 S. Fourth Street Suite 700 St. Louis, MO 63102 and was returned for the
following reason(s): Return To Sender. (jab) (Entered: 08/25/2009) |
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08/31/2009 |
NOTICE of of
Withdrawal of Joel P. Laitman as Attorney of Record. Document filed by Samuel
A Stockhamer, Alice L. Stockhamer. (Laitman, Joel) (Entered: 08/31/2009) |
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08/31/2009 |
NOTICE of
Withdrawal of Daniel B. Rehns as Attorney of Record. Document filed by Samuel
A Stockhamer, Alice L. Stockhamer, Samuel A. Stockhamer, Alice L. Stockhamer.
Filed In Associated Cases: 1:08-cv-03095-LTS-RLE, 1:08-cv-03139-LTS,
1:08-cv-03904-LTS, 1:08-cv-04360-LTS, 1:08-cv-05016-LTS(Rehns, Daniel) (Entered:
08/31/2009) |
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09/11/2009 |
OPINION |
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09/14/2009 |
ORDER. The
above-captioned cases, which were transferred to this District by order of
the Judicial Panel on Multidistrict Litigation for pretrial proceedings
coordinated with those in the class actions previously consolidated under the
caption In re Citigroup Auction Rate Securities Litigation, Master File No.
08 Civ. 3095(LTS)(FM) and Finn v. Smith Barney, 08 Civ. 2975 (LTS)(KNF), do
not assert class action claims and are not subject to consolidation pursuant
to the automatic provisions of the consolidation order entered on June 25,
2008 in Master File No. 08 Civ 3095. Appropriate methodologies for the
coordination of pretrial proceedings and noticing in the above-captioned
cases in In re Citigroup Auction Rate Securities Litigation should be
suggested in the Joint Pre-Conference statement that the parties have been
directed to file by September 17, 2009. That statement should also address
whether further amendments to pleadings or additional motions are
contemplated, and whether the entry of any further procedural orders is
necessary or appropriate at this time. The Clerk of Court is respectfully
requested to docket this order under the above-captioned case numbers and in
Master File No. 08 Civ. 3095. (Signed by Judge Laura Taylor Swain on 9/11/09)
(rjm) (Entered: 09/14/2009) |
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09/17/2009 |
STATUS REPORT.
Joint Pre-Conference Statement Document filed by Michael A. Passidomo.
(Attachments: # 1
Text of Proposed Order annexed to Joint Pre-Conference Statement)(Schachter,
Robert) (Entered: 09/17/2009) |
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09/18/2009 |
STATUS REPORT.
Joint Pre-Conference Statement (corrected) Document filed by Michael
A. Passidomo. (Attachments: # 1
Text of Proposed Order annexed to Joint Pre-Conference Statement
(corrected))(Schachter, Robert) (Entered: 09/18/2009) |
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09/21/2009 |
87 |
LETTER
addressed to Judge Laura T. Swain from Robert L. Herskovits dated 8/27/09 re:
We are counsel for plaintiff K-V Pharmaceutical Company, in which KV has
asserted an individual claim for losses suffered in connection with its
purchase of auction rate securities. For the purpose of this letter alone, I
am also writing on behalf of American Eagle Outfitters, Inc., which similarly
has asserted an individual claim for losses it suffered in connection with
its purchase of auction securities. Both of these individual cases were
pending in other districts until they were transferred by the MDL Panel to
Your Honor for coordination of pretrial discovery. (mro) (Entered:
09/21/2009) |
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09/21/2009 |
ENDORSED
LETTER addressed to Judge Laura Taylor Swain from Hillary Sobel dated
9/17/2009 re: Counsel for plaintiff writes requesting an extension of time
until 10/15/2009 to file a consolidated amended complaint. ENDORSEMENT: The
request is granted. SO ORDERED. (Signed by Judge Laura Taylor Swain on
9/21/2009) (tve) (Entered: 09/21/2009) |
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09/24/2009 |
PRETRIAL ORDER
NO. 1: To the extent that the Court's Order dated June 25, 2008, addresses
the issues herein and does not conflict with this Order, the June 25th Order
remains in effect. In all other respects, this Order supplements the Court's
June 25th Order. The following actions (the "Coordinated Actions")
are coordinated, pursuant the order of the Judicial Panel on Multidimict
litigation dated June 10, 2009, for pre-trial proceedings only, as set forth
herein. (Signed by Judge Laura Taylor Swain on 9/24/2009) (jpo) (Entered:
09/24/2009) |
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10/09/2009 |
STIPULATION |
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10/13/2009 |
ORDER. The
Clerk of Court is hereby directed to enter this Court's September 24, 2009,
amended consolidation order in the above-caption cases (docket entry no. 89
in no. 08 Civ. 3095) on the docket of case no. 09 Civ. 8501, and the Lead
Plaintiff is directed to take the actions contemplated by paragraph 7 of that
order. The newly-referred matter is hereby coordinated pursuant to paragraph
2 of the September 24, 2009, amended consolidation order. Defendants in the
matter of Ocwen Financial Com. et at v. Citigroup Global Markets, Inc., are
directed to answer or move with respect to the Ocwen Financial complaint by
November 6, 2009. Plaintiffs and Defendants in the Ocwen Financial action are
directed to prepare and file by November 13, 2009, a joint statement addressing
succinctly the parties' positions as to the following issues: the status of
the transferred case, the status of document retention agreements, whether
any further amendments to pleadings are contemplated, and whether the entry
of any further procedural orders is necessary Or appropriate at this time. A
courtesy copy of the joint statement must be provided for Chambers. A
pretrial conference in all of the coordinated and consolidated actions is
currently scheduled for January 22, 2010, at 11:30 a.m. in Courtroom 11 C,
500 Pearl Street, New York, New York 10007. (Pretrial Conference set for
1/22/2010 at 11:30 AM in Courtroom 11C, 500 Pearl Street, New York, NY 10007
before Judge Laura Taylor Swain.) (Signed by Judge Laura Taylor Swain on
10/13/09) Filed In Associated Cases: 1:09-md-02043-LTS,
1:08-cv-03095-LTS-RLE, 1:09-cv-08501-LTS(rjm) (Entered: 10/14/2009) |
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10/15/2009 |
SECOND
CONSOLIDATED AMENDED COMPLAINT amending 43
Amended Complaint against Citi Smith Barney, Citigroup Global Capital Markets,
Inc., Citigroup, Inc., Citigroup Global Markets,Inc.. Document filed by
Michael A. Passidomo. Related document: 43
Amended Complaint filed by Michael A. Passidomo.(dle) (Entered: 10/16/2009) |
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10/22/2009 |
PRETRIAL
CONFERENCE ORDER: Pretrial Conference set for 11/3/2009 at 10:00 AM in Courtroom
18D, 500 Pearl Street, New York, NY 10007 before Magistrate Judge Ronald L.
Ellis. (Signed by Magistrate Judge Ronald L. Ellis on 10/22/09) (dle)
(Entered: 10/23/2009) |
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10/23/2009 |
ORDER THAT the
conference scheduled to be held before Hon. Ronald L. Ellis on November 3,
2009, is hereby ADJOURNED without date. SO ORDERED (Signed by Magistrate
Judge Ronald L. Ellis on 10/23/2009) (jmi) (Entered: 10/26/2009) |
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10/26/2009 |
STIPULATION |
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10/26/2009 |
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Set
Deadlines/Hearings:Citi Smith Barney answer due 12/3/2009; Citigroup Global
Capital Markets, Inc. answer due 12/3/2009; Citigroup, Inc. answer due
12/3/2009; Citigroup Global Markets,Inc. answer due 12/3/2009. (rjm)
(Entered: 10/26/2009) |
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11/02/2009 |
NOTICE OF
VOLUNTARY DISMISSAL OF PLAINTIFF OCWEN FINANCIAL CORPORATION: Pursuant to
F.R.C.P. 41(a)(l)(A)(i), plaintiff Ocwen Financial Corporation
("Ocwen"), by its undersigned counsel, hereby gives notice that
Ocwen's claims in the above captioned action are voluntarily dismissed with
prejudice. The claims of plaintiffs Bankruptcy Management Solutions, Inc. and
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11/06/2009 |
STIPULATION |
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12/03/2009 |
MOTION to
Dismiss the Second Consolidated Amended Complaint. Document filed by
Citigroup, Inc., Citigroup Global Markets,Inc..(Davidow, Charles) (Entered:
12/03/2009) |
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12/03/2009 |
MEMORANDUM OF
LAW in Support re: 98
MOTION to Dismiss the Second Consolidated Amended Complaint.. Document
filed by Citigroup, Inc., Citigroup Global Markets,Inc.. (Davidow, Charles)
(Entered: 12/03/2009) |
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12/03/2009 |
DECLARATION of
Charles E. Davidow in Support re: 98
MOTION to Dismiss the Second Consolidated Amended Complaint.. Document
filed by Citigroup, Inc., Citigroup Global Markets,Inc.. (Davidow, Charles)
(Entered: 12/03/2009) |
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12/07/2009 |
STIPULATION |
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12/10/2009 |
MEMO
ENDORSEMENT re: Notice of Withdrawal. Daniel B. Rehns is withdrawn as attorney
of record for consolidated plaintiff Samual A. Stockhammer. Attorney Daniel
Brett Rehns terminated. ENDORSEMENT: SO ORDERED. (Signed by Judge Laura
Taylor Swain on 12/9/09) Filed In Associated Cases: 1:09-md-02043-LTS,
1:08-cv-03095-LTS-RLE(db) (Entered: 12/10/2009) |
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12/14/2009 |
NOTICE of
Withdrawal as attorney of record for Consolidated Plaintiff Samuel A.
Stockhamer. Document filed by Samuel A Stockhamer. (Laitman, Joel) (Entered:
12/14/2009) |
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12/17/2009 |
MEMO ENDORSEMENT
on NOTICE OF WITHDRAWAL. PLEASE TAKE NOTICE that Joel Paul Laitman hereby
withdraws his appearance as attorney of record for Consolidated Plaintiff
Samuel A. Stockhamer in the above-captioned action and requests that no
further notices be given to or required of him in the action, and that no
documents or other pleadings in the action be served upon him due to the fact
that Joel Paul Laitman is no longer affiliated with the firm Schoengold &
Sporn P.C. The Plaintiff herein is represented by the Schoengold & Sporn
firm, so there will be no prejudice resulting from this withdrawal. Attorney
Joel Paul Laitman terminated. (Signed by Judge Laura Taylor Swain on
12/15/09) Filed In Associated Cases: 1:09-md-02043-LTS,
1:08-cv-03095-LTS-RLE(rjm) (Entered: 12/17/2009) |
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01/04/2010 |
STIPULATION |
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01/13/2010 |
ORDER OF
DISCONTINUANCE: The attorneys for the parties have advised the Court that
this action has been or will be settled. Accordingly, it is hereby ORDERED
that this action is discontinued without costs to either party, and without
prejudice to restoration of the action to the calendar of the undersigned
ifsettlement is not achieved within thirty (30) days of the date of this
Order. If a party wishes to reopen this matter or extend the time within
which it may be settled, the party must make a letter application before this
thirty (30)-day period expires. The parties are advised that if they wish the
Court to retain jurisdiction in this matter for purposes of enforcing any
settlement agreement, they shall submit the settlement agreement to the Court
to be so ordered. (Signed by Judge Laura Taylor Swain on 1/13/10) Filed In
Associated Cases: 1:09-md-02043-LTS, 1:08-cv-03095-LTS-RLE,
1:09-cv-06553-LTS(db) (Entered: 01/13/2010) |
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01/14/2010 |
ENDORSED
LETTER addressed to Judge Laura Taylor Swain from Hillary Sobel dated 1/14/10
re: Request for an adjournment of the 1/22/10 status conference. ENDORSEMENT:
The conference is adjourned to May 18, 2010, at 2:00 pm. SO ORDERED. (Status
Conference set for 5/18/2010 at 02:00 PM before Judge Laura Taylor Swain.)
(Signed by Judge Laura Taylor Swain on 1/14/10) Filed In Associated Cases:
1:09-md-02043-LTS, 1:08-cv-03095-LTS-RLE(db) (Entered: 01/14/2010) |
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01/20/2010 |
ENDORSED
LETTER addressed to Judge Laura Taylor Swain from Hillary Sobel dated 1/19/10
re: We write on behalf of Lead Plaintiff Michael Passidomo ("Plaintiff)
in the In re Citigroup Auction Rate Securities Litigation, 1:08-CV-03095-LTS,
09-MD-2043-LTS... Plaintiff seeks a five (5) page extension of the page limit
to thirty (30) pages. Defendants' counsel does not object to the extension.
Plaintiff has made no previous request for this extension. ENDORSEMENT: The
request is granted. (Signed by Judge Laura Taylor Swain on 1/19/10) Filed In
Associated Cases: 1:09-md-02043-LTS, 1:08-cv-03095-LTS-RLE(rjm) (Entered:
01/20/2010) |
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01/20/2010 |
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***DELETED DOCUMENT.
Deleted document number 109 Endorse Letter. The document was incorrectly
filed in this case. (tve) (Entered: 01/26/2010) |
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01/21/2010 |
MEMORANDUM OF
LAW in Opposition re: 98
MOTION to Dismiss the Second Consolidated Amended Complaint.. Document
filed by Michael A. Passidomo. (Schachter, Robert) (Entered: 01/21/2010) |
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01/21/2010 |
DECLARATION of
Hillary Sobel in Opposition re: 98
MOTION to Dismiss the Second Consolidated Amended Complaint.. Document
filed by Michael A. Passidomo. (Attachments: # 1
Exhibit A, # 2
Exhibit B)(Schachter, Robert) (Entered: 01/21/2010) |
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02/05/2010 |
STIPULATION |
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02/05/2010 |
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Set/Reset
Deadlines: Citi Smith Barney answer due 3/5/2010; Citigroup Global Capital
Markets, Inc. answer due 3/5/2010; Citigroup, Inc. answer due 3/5/2010;
Citigroup Global Markets,Inc. answer due 3/5/2010. (jmi) (Entered:
02/05/2010) |
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02/09/2010 |
STIPULATlON |
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02/16/2010 |
REPLY
MEMORANDUM OF LAW in Support re: 98
MOTION to Dismiss the Second Consolidated Amended Complaint.. Document
filed by Citigroup, Inc., Citigroup Global Markets,Inc.. (Davidow, Charles)
(Entered: 02/16/2010) |
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02/17/2010 |
ENDORSED
LETTER addressed to Judge Laura Taylor Swain from Karen R. King dated
2/12/2010 re: We represent defendants Citigroup Inc, and Citigroup Global
Markets Inc. (together, "Citigroup") in the above-captioned action.
Pursuant to Your Honors, individual Practice Rule 2(H), we write to request a
page extension for Citigroup's Reply Memorandum in Further Support of its
Motion to Dismiss the Second Consolidated Amended Complaint, due to be filed
on February 16, 2010. Citigroup seeks a five (5) page extension of the page
limit to fifteen (15) pages. Lead Plaintiffs counsel does not object to the
extension. Citigroup has made no previous request for this extension.
ENDORSEMENT: The request is granted. SO ORDERED. (Signed by Judge Laura
Taylor Swain on 2/16/2010) (jmi) (Entered: 02/17/2010) |
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03/08/2010 |
NOTICE OF
VOLUNTARY DISMISSAL that pursuant to Federal Rule of Civil Procedure
41(a)(I)(A)(i), plaintiffs Bankruptcy Management Solutions, Inc. and |
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03/08/2010 |
NOTICE OF
VOLUNTARY DISMISSAL. Pursuant to Federal Rule of Civil Procedure 41(a)(1)(A)(i),
plaintiffs Bankruptcy Management Solutions, Inc. and |
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04/08/2010 |
FILING ERROR -
ELECTRONIC FILING FOR NON-ECF DOCUMENT(LETTER)- RESPONSE to April 6, 2010
Defendants' Submission of Supplemental Authority. Document filed by Michael
A. Passidomo. (Attachments: # 1
Exhibit Merrill Lynch ARS First Amended Complaint)(Schachter, Robert)
Modified on 4/9/2010 (KA). (Entered: 04/08/2010) |
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04/09/2010 |
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***NOTE TO
ATTORNEY THAT THE ATTEMPTED FILING OF Document No. 119
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04/27/2010 |
ORDER The
Clerk of Court is hereby directed to enter this Court's September 24, 2009,
Pre-Trial Order No. 1 in the above-caption cases (docket entry no. 89 in case
no. 08 Civ. 3095) on the docket of case no. 10 Civ. 3053, and the Lead
Plaintiff is directed to take the actions contemplated by paragraph 7 of that
order. The newly-referred matter is hereby coordinated pursuant to paragraph
2 of theSeptember 24, 2009, Pre-Trial Order No. 1. Plaintiffs and Defendants
in the Texas |
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04/27/2010 |
ORDER:
Plaintiff may file an amended complaint by May 28, 2010. If Plaintiff fails
to file a timely amended complaint, Defendant may apply to renew its motion
to dismiss as against the current Complaint. For the foregoing reasons,
Defendant's motion to dismiss the Complaint is denied without prejudice to
renewal. This order resolve the motion filed on April 13, 2009, in the
Western District of Pennsylvania prior to the transfer of the case to this Court
by the Judicial Panel on Multidistrict Litigation. ORDER denying (98) Motion
to Dismiss in case 1:08-cv-03095-LTS-RLE. (Signed by Judge Laura Taylor Swain
on 4/27/10) Filed In Associated Cases: 1:09-md-02043-LTS,
1:08-cv-03095-LTS-RLE, 1:09-cv-05406-LTS(db) (Entered: 04/27/2010) |
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04/27/2010 |
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Set/Reset
Deadlines: Amended Pleadings due by 5/28/2010. Associated Cases:
1:09-md-02043-LTS, 1:08-cv-03095-LTS-RLE, 1:09-cv-05406-LTS(db) (Entered:
04/27/2010) |
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04/28/2010 |
ORDER. For
consistency with the nomenclature used by the United States Judicial Panel on
Multidistrict Litigation, Pre-Trial Order No. 1, the consolidation order, is
amended to direct that the lead case caption is modified to read: IN RE:
CITIGROUP, INC., AUCTION |
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05/10/2010 |
NOTICE OF
APPEARANCE by Eric B. Halper on behalf of Paragon Reserve Company, Texas |
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05/11/2010 |
STIPULATION |
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05/14/2010 |
ORDER. In
light of the pending motion to dismiss in case number 08 Civ. 3095, the
status conference currently scheduled for Tuesday, May 18, 2010, is hereby
adjourned to Friday, July 16, 2010, at 3:00 p.m. (Status Conference set for
7/16/2010 at 03:00 PM before Judge Laura Taylor Swain.) (Signed by Judge
Laura Taylor Swain on 5/14/10) Filed In Associated Cases: 1:09-md-02043-LTS
et al.(rjm) (Entered: 05/14/2010) |
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06/08/2010 |
STIPULATION |
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06/10/2010 |
STIPULATION |
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06/17/2010 |
PLAINTIFFS'
THIRD CONSOLIDATED AMENDED COMPLAINT (Jury Trial Demanded) amending 92
Amended Complaint, against Citi Smith Barney, Citigroup Global Capital
Markets, Inc., Citigroup, Inc., Citigroup Global Markets, Inc. Document filed
by Michael A. Passidomo, Michael Puder. Related document: 92
Amended Complaint, filed by Michael A. Passidomo. Relates to 09md2043.(rjm)
(Entered: 06/22/2010) |
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06/28/2010 |
STIPULATION |
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07/06/2010 |
STIPULATION |
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07/06/2010 |
|
Set Deadlines/Hearings:
Replies due by 8/18/2010. Responses due by 7/30/2010 Associated Cases:
1:09-md-02043-LTS, 1:08-cv-03095-LTS-RLE, 1:09-cv-05406-LTS(rjm) (Entered:
07/07/2010) |
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07/12/2010 |
ORDER. In
light of the pending motion to dismiss in case number 08 Civ. 3095, the
status conference currently scheduled for Friday, July 16, 2010, is hereby
adjourned to Wednesday, September 15, 2010, at 12:30 p.m. (Status Conference
set for 9/15/2010 at 12:30 PM before Judge Laura Taylor Swain.) (Signed by
Judge Laura Taylor Swain on 7/12/10) Filed In Associated Cases:
1:09-md-02043-LTS et al.(rjm) (Entered: 07/12/2010) |
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07/15/2010 |
NOTICE of
Withdrawal of Richard A. Speirs as Counsel for Lead Plaintiff Michael
Passidomo and Plaintiff Michael Pruder, Trustee MP Trust. Document filed by
Michael A. Passidomo, Michael Puder. Filed In Associated Cases:
1:09-md-02043-LTS, 1:08-cv-03095-LTS-RLE(Schachter, Robert) (Entered:
07/15/2010) |
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08/09/2010 |
STIPULATION |
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08/09/2010 |
|
Set
Deadlines/Hearings:Citi Smith Barney answer due 9/24/2010; Citigroup Global Capital
Markets, Inc. answer due 9/24/2010; Citigroup Global Markets,Inc. answer due
9/24/2010; Citigroup, Inc. answer due 9/24/2010. (rjm) (Entered: 08/09/2010) |
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08/09/2010 |
STIPULATION |
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09/08/2010 |
ORDER: In
light of the pending motions to dismiss in case numbers 08 Civ. 3095 and 09
Civ. 5406, the status conference currently scheduled for Wednesday,
9/15/2010, is hereby adjourned to Friday, 12/3/2010 at 03:30 PM before Judge
Laura Taylor Swain. (Signed by Judge Laura Taylor Swain on 9/8/2010) Filed In
Associated Cases: 1:09-md-02043-LTS et al.(tro) (Entered: 09/09/2010) |
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09/24/2010 |
STIPULATION |
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09/29/2010 |
FOURTH
CONSOLIDATED AMENDED COMPLAINT amending 128
Amended Complaint, against Citi Smith Barney, Citigroup Global Capital
Markets, Inc., Citigroup Global Markets,Inc., Citigroup, Inc. Document filed
by Michael A. Passidomo, Michael Puder, BIV-NY. Related document: 128
Amended Complaint, filed by Michael Puder, Michael A. Passidomo.
(Attachments: # 1
part 2)(mro) (Entered: 09/30/2010) |
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10/13/2010 |
MOTION to
Dismiss the Fourth Consolidated Amended Complaint. Document filed by
CitiGroup Inc., Citigroup Global Markets Inc., Citigroup Global Markets,Inc.,
Citigroup, Inc..Filed In Associated Cases: 1:09-md-02043-LTS,
1:08-cv-03095-LTS-RLE(Davidow, Charles) (Entered: 10/13/2010) |
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10/13/2010 |
MEMORANDUM OF
LAW in Support re: ( |
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10/13/2010 |
DECLARATION of
Charles E. Davidow in Support re: ( |
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10/19/2010 |
ORDER OF
DISCONTINUANCE(09-5406) that the settled action is discontinued without costs
to either party, and without prejudice to restoration of the action to the
calendar of the undersigned if settlement is not achieved within 30 days of
the date of this Order. (Signed by Judge Laura Taylor Swain on 10/14/10)
Filed In Associated Cases: 1:09-md-02043-LTS, 1:08-cv-03095-LTS-RLE,
1:09-cv-05406-LTS(cd) (Entered: 10/20/2010) |
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11/17/2010 |
ENDORSED
LETTER addressed to Judge Laura Taylor Swain from Karen R. King and Hillary
Sobel dated 11/17/2010 re: Parties respectfully request that hte Court
adjourn the date for filing Plaintiffs' opposition. ENDORSEMENT: The request
is granted. The briefing schedule is suspended pending further order of the
Court. (Signed by Judge Laura Taylor Swain on 11/17/2010) (ae) (Entered:
11/17/2010) |
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11/22/2010 |
STIPULATION |
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11/24/2010 |
ORDER: In
light of the pending motions to dismiss in case number 08 Civ. 3095, the
status conference currently scheduled for Friday, December 3, 2010, is hereby
adjourned to Friday, March 4, 2011, at 10:00 am. (Status Conference set for
3/4/2011 at 10:00 AM before Judge Laura Taylor Swain.) (Signed by Judge Laura
Taylor Swain on 11/24/10) Filed In Associated Cases: 1:09-md-02043-LTS et
al.(db) (Entered: 11/24/2010) |
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12/07/2010 |
MEMORANDUM OF
LAW in Opposition re: ( |
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12/07/2010 |
DECLARATION of
Hillary Sobel in Opposition re: ( |
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12/21/2010 |
REPLY
MEMORANDUM OF LAW in Support re: ( |
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02/24/2011 |
ENDORSED
LETTER addressed to Judge Laura Taylor Swain from Hillary Sobel, dated
2/23/2011, re: We represent Lead Plaintiff Dr. Michael A. Passidomo,
Plaintiff Michael S. Puder, and Plaintiff Banco Industrial de Venezuela, C.A.
- New York Agency (collectively, "Plaintiffs") in the
above-referenced matter. We have just received by e-mail a copy of another
letter, dated today from Charles Davidow on behalf of the Defendants (the
"Feb. 23nd Letter") providing another recent decision beyond those
which Defendants submitted last week. As one of the senior partners on the
matter is out of town this week, we request an opportunity to respond to the
Feb. 23rd Letter by the close of business on Monday, February 28, 2011.
ENDORSEMENT: The request is granted. SO ORDERED. (Signed by Judge Laura
Taylor Swain on 2/24/2011) (lnl) (Entered: 02/24/2011) |
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03/01/2011 |
MEMORANDUM
OPINION |
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03/01/2011 |
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Transmission
to Judgments and Orders Clerk. Transmitted re: 149
Memorandum & Opinion, to the Judgments and Orders Clerk. (pl) (Entered:
03/01/2011) |
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03/02/2011 |
150 |
Letter
addressed to Judge Laura Taylor Swain from Hillary Sobel dated 2/28/11 re:
for the foregoing reasons, the MRU Holdings decision has no relevance to any
issue or allegation in this case. Defendants' motion to dismiss should be
denied. Nonetheless, to the extent Your Honor deems this case of any import
or would like further discussion of any issue, we respectfully request an
opportunity to orally] address the Court. Document filed by BIV-NY, Michael
A. Passidomo, Michael Puder. (djc) (Entered: 03/02/2011) |
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03/02/2011 |
CLERK'S
JUDGMENT That for the reasons stated in the Court's Memorandum Opinion and
Order dated March 1, 2011, Defendants' motion to dismiss the Fourth Amended
Complaint is granted, and judgment is entered dismissing the complaint in
consolidated cases 08 Civ. 3095, 08 Civ. 3139, 08 Civ. 3904, 08 Civ. 4360,
and 08 Civ. 5016; accordingly, these cases are closed. (Signed by Clerk of
Court Ruby Krajick on 3/2/11) (Attachments: # 1
notice of right to appeal)Filed In Associated Cases: 1:08-cv-03095-LTS-RLE,
1:08-cv-03139-LTS, 1:08-cv-03904-LTS, 1:08-cv-04360-LTS, 1:08-cv-05016-LTS(ml)
(Entered: 03/02/2011) |
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03/30/2011 |
ORDER: In
light of the joint letters submitted by the parties in the above- captioned
matters in response to the Court's March 1,2011, Order, the status conference
currently scheduled for Tuesday, April 5, 2011, is canceled. (Signed by Judge
Laura Taylor Swain on 3/30/2011) Filed In Associated Cases:
1:09-md-02043-LTS, 1:08-cv-03095-LTS-RLE, 1:10-cv-03053-LTS,
2:08-cv-02975-LTS(jpo) (Entered: 03/30/2011) |
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03/30/2011 |
NOTICE OF
APPEAL from ( |
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03/31/2011 |
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Transmission
of Notice of Appeal to the District Judge re: ( |
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03/31/2011 |
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Transmission
of Notice of Appeal and Certified Copy of Docket Sheet to US Court of Appeals
re: ( |
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03/31/2011 |
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Appeal Record
Sent to USCA (Electronic File). Certified Indexed record on Appeal Electronic
Files for 6
Order for Initial Pretrial Conference, 100
Declaration in Support of Motion filed by Citigroup Global Markets,Inc.,
Citigroup, Inc., 22
Notice of Appearance filed by Citigroup Global Markets,Inc., Citigroup, Inc.,
103
Notice (Other) filed by Samuel A Stockhamer, 17
Memorandum of Law in Support of Motion, filed by David Dignam, 105
Stipulation and Order, Set Deadlines/Hearings,, 24
Rule 7.1 Corporate Disclosure Statement filed by Citigroup Global
Markets,Inc., Citigroup, Inc., 123
Notice of Appearance filed by Texas |
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04/04/2011 |
STIPULATION |
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05/16/2011 |
ORDER FOR
ADMISSION PRO HAC VICE ON WRITTEN MOTION: in case 1:08-cv-03095-LTS-RLE;
granting (25) Motion for Lewis T. LeClair to Appear Pro Hac Vice in case
1:10-cv-03053-LTS. (Signed by Judge Laura Taylor Swain on 5/16/2011) Filed In
Associated Cases: 1:09-md-02043-LTS, 1:08-cv-03095-LTS-RLE,
1:10-cv-03053-LTS(jfe) (Entered: 05/16/2011) |
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05/20/2011 |
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CASHIERS
OFFICE REMARK on 155
Order on Motion to Appear Pro Hac Vice, in the amount of $25.00, paid on
05/10/2011, Receipt Number 6306. (jd) (Entered: 05/20/2011) |
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05/25/2011 |
STIPULATION |
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06/30/2011 |
STIPULATION |
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