US
District Court Civil Docket as of
Retrieved from the court on
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Cause:
15:78m(a) Securities Exchange Act |
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Lead
Plaintiff |
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Kevin
Cornwell |
represented by |
Bernard M.
Gross |
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Lead
Plaintiff |
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John M.
Grady |
represented by |
Beth Ann
Kaswan |
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Plaintiff
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Erste-Sparinvest
Kapitalanlagegesellschaft m.b.H.
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represented by |
William H.
Narwold |
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Plaintiff
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Irish Life
& Permanent plc |
represented by |
Paul J.
Scarlato |
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Defendant
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Credit
Suisse Group |
represented by |
Richard W
Clary |
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Defendant
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Walter B.
Kielholtz |
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Defendant
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Hans-Ulrich
Doerig |
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Defendant
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Brady W.
Dougan |
represented by |
Richard W
Clary |
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Defendant
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Renato
Fassbind |
represented by |
Richard W
Clary |
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Defendant
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D. Wilson
Ervin |
represented by |
Richard W
Clary |
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Defendant
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Paul
Calello |
represented by |
Richard W
Clary |
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ADR
Provider |
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represented by |
Beth Ann
Kaswan |
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Date Filed |
# |
Docket Text |
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COMPLAINT
against Credit Suisse Group, Walter B. Kielholtz, Hans-Ulrich Doerig, Brady
W. Dougan, Renato Fassbind. (Filing Fee $ 350.00, Receipt Number
648711)Document filed by Kevin Cornwell, Kevin Cornwell(On Behalf of All
Others Similarly Situated).(tve) (Entered: |
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SUMMONS ISSUED
as to Credit Suisse Group, Walter B. Kielholtz, Hans-Ulrich Doerig, Brady W.
Dougan, Renato Fassbind. (tve) (Entered: |
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Magistrate
Judge James C. Francis is so designated. (tve) (Entered: |
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Case
Designated ECF. (tve) (Entered: |
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AFFIDAVIT OF
SERVICE. Brady W. Dougan served on |
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ORDER: that
the Clerk of Court is directed to consolidate the two cases captioned above
for all purposes. All filings in connection with the consolidated action be
docketed against the remaining lower number case, 08 Civ. 3758. The Clerk of
Court is to close the referenced higher numbered case, 08 Civ. 5000, as a
separate action and remove it from the Court's database of open cases.
(Signed by Judge Victor Marrero on |
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NOTICE OF
APPEARANCE by Beth Ann Kaswan on behalf of John M. Grady (Kaswan, Beth)
(Entered: |
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PLAINTIFF'S
JOINT STIPULATION |
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MOTION for
Deborah R. Gross to Appear Pro Hac Vice. Document filed by Kevin
Cornwell.(dle) (Entered: |
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CASHIERS
OFFICE REMARK on 6
Motion to Appear Pro Hac Vice in the amount of $25.00, paid on |
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ORDER FOR
ADMISSION TO PRACTICE PRO HAC VICE: granting 6
Motion for Deborah R. Gross to Appear Pro Hac Vice. (Signed by Judge Victor
Marrero on |
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Transmission
to Attorney Admissions Clerk. Transmitted re: 7
Order on Motion to Appear Pro Hac Vice, to the Attorney Admissions Clerk for
updating of Attorney Information. (jfe) (Entered: |
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(DUPLICATE)
ORDER OF ADMISSION TO PRACTICE PRO HAC VICE. The motion for admission to
practice pro hac vice in the above captioned matter is GRANTED. The admitted
attorney, Deborah, R. Gross, is permitted to argue or try this particular
case in whole or in part as counsel. (Signed by Judge Victor Marrero on |
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Transmission
to Attorney Admissions Clerk. Transmitted re: 8
Order Admitting Attorney Pro Hac Vice, to the Attorney Admissions Clerk for
updating of Attorney Information. (tro) (Entered: |
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ORDER: that
plaintiffs are directed to advise the Court by |
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DECLARATION of
David A. Rosenfeld in Response to Order Dated |
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STIPULATION |
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STIPULATION |
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AMENDED
COMPLAINT amending 1
Complaint, against D. Wilson Ervin, Paul Calello, Credit Suisse Group, Brady
W. Dougan, Renato Fassbind.Document filed by Erste-Sparinvest
Kapitalanlagegesellschaft m.b.H., Irish Life & Permanent plc, Kevin
Cornwell, John M. Grady. Related document: 1
Complaint, filed by Kevin Cornwell.(dle) (dle). (Entered: |
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NOTICE OF
APPEARANCE by William H. Narwold on behalf of Erste-Sparinvest
Kapitalanlagegesellschaft m.b.H. (Narwold, William) (Entered: |
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AFFIDAVIT OF
SERVICE. Renato Fassbind served on |
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ORDER: The
memoranda of law in support of an opposition to Defendants' pre-answer motion
will be limited to 45 pages. The memorandum of law in support of Defendant's
reply to Plaintiffs' opposition will be limited to 20 pages. (Signed by Judge
Victor Marrero on |
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MOTION to
Dismiss For Lack Of Subject-Matter Jurisdiction and For Failure To State A
Cause Of Action. Document filed by Credit Suisse Group, D. Wilson Ervin,
Brady W. Dougan, Paul Calello, Renato Fassbind. (Attachments: # 1
Amended Complaint)(Clary, Richard) (Entered: |
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MEMORANDUM OF
LAW in Support re: 17
MOTION to Dismiss For Lack Of Subject-Matter Jurisdiction and For Failure
To State A Cause Of Action.. Document filed by Credit Suisse Group, D.
Wilson Ervin, Brady W. Dougan, Paul Calello, Renato Fassbind. (Clary,
Richard) (Entered: |
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DECLARATION of
David Mathers in Support re: 17
MOTION to Dismiss For Lack Of Subject-Matter Jurisdiction and For Failure
To State A Cause Of Action.. Document filed by Credit Suisse Group, D.
Wilson Ervin, Brady W. Dougan, Paul Calello, Renato Fassbind. (Clary,
Richard) (Entered: |
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DECLARATION of
Yonatan Even in Support re: 17
MOTION to Dismiss For Lack Of Subject-Matter Jurisdiction and For Failure
To State A Cause Of Action.. Document filed by Credit Suisse Group, D.
Wilson Ervin, Brady W. Dougan, Paul Calello, Renato Fassbind. (Attachments: #
1
Exhibit 1 to Even Declaration, # 2
Exhibit 2 to Even Declaration, # 3
Exhibit 3A to Even Declaration, # 4
Exhibit 3B to Even Declaration, # 5
Exhibit 3C to Even Declaration, # 6
Exhibit 3D to Even Declaration, # 7
Exhibit 3E to Even Declaration, # 8
Exhibit 4A to Even Declaration, # 9
Exhibit 4B to Even Declaration, # 10
Exhibit 5 to Even Declaration, # 11
Exhibit 6 to Even Declaration, # 12
Exhibit 7 to Even Declaration, # 13
Exhibit 8 to Even Declaration, # 14
Exhibit 9 to Even Declaration, # 15
Exhibit 10A to Even Declaration, # 16
Exhibit 10B to Even Declaration, # 17
Exhibit 10C to Even Declaration, # 18
Exhibit 10D to Even Declaration, # 19
Exhibit 1OE to Even Declaration, # 20
Exhibit 11 to Even Declaration, # 21
Exhibit 12 to Even Declaration, # 22
Exhibit 13 to Even Declaration)(Clary, Richard) (Entered: |
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MEMORANDUM OF
LAW in Support re: 17
MOTION to Dismiss For Lack Of Subject-Matter Jurisdiction and For Failure
To State A Cause Of Action.. Document filed by Credit Suisse Group, D.
Wilson Ervin, Brady W. Dougan, Paul Calello, Renato Fassbind. (North, Julie)
(Entered: |
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STIPULATION |
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STIPULATION |
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03/04/2009 |
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Set/Reset
Deadlines as to ( |
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03/04/2009 |
FILING ERROR -
DEFICIENT DOCKET ENTRY - MEMORANDUM OF LAW in Opposition re: 17
MOTION to Dismiss For Lack Of Subject-Matter Jurisdiction and For Failure
To State A Cause Of Action. Document filed by Kevin Cornwell, John M.
Grady, Erste-Sparinvest Kapitalanlagegesellschaft m.b.H., Irish Life &
Permanent plc. (Rudman, Samuel) Modified on 3/6/2009 (jar). (Entered:
03/04/2009) |
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03/05/2009 |
MEMORANDUM OF
LAW in Opposition re: 17
MOTION to Dismiss For Lack Of Subject-Matter Jurisdiction and For Failure
To State A Cause Of Action. CORRECTED VERSION. Document filed by
Kevin Cornwell, John M. Grady, Erste-Sparinvest Kapitalanlagegesellschaft
m.b.H., Irish Life & Permanent plc. (Rudman, Samuel) (Entered:
03/05/2009) |
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04/06/2009 |
REPLY
MEMORANDUM OF LAW in Support re: 17
MOTION to Dismiss For Lack Of Subject-Matter Jurisdiction and For Failure
To State A Cause Of Action. ("Reply Memorandum Of Law In Support
Of Defendants' Motion To Dismiss The Amended Complaint"). Document
filed by Credit Suisse Group, D. Wilson Ervin, Brady W. Dougan, Paul Calello,
Renato Fassbind. (Clary, Richard) (Entered: 04/06/2009) |
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04/06/2009 |
DECLARATION of
Yonatan Even in Support re: 17
MOTION to Dismiss For Lack Of Subject-Matter Jurisdiction and For Failure
To State A Cause Of Action.. Document filed by Credit Suisse Group, D.
Wilson Ervin, Brady W. Dougan, Paul Calello, Renato Fassbind. (Attachments: #
1
Exhibit 1 to Declaration of Yonatan Even)(Clary, Richard) (Entered:
04/06/2009) |
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09/28/2009 |
ORDER, that
the motion (Docket No. 17) of defendants Credit Suisse Global, Brady W.
Dougan, Renato Fassbind, D. Wilson Ervin, and Paul Calello to dismiss the
amended complaint of lead plaintiffs Kevin Cornwell, John M. Grady,
Erste-Sparinvest Kapitalanlagegesellchaft m.b.H., and Irish Life and
Permenant plc for lack of subject matter jurisdiction is GRANTED. The Clerk of
the Court is directed to withdraw any pending motions and close this case.
(Signed by Judge Victor Marrero on 9/28/09) (pl) Modified on 9/30/2009 (ae).
(Entered: 09/28/2009) |
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09/30/2009 |
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Transmission
to Judgments and Orders Clerk. Transmitted re: 28
Order on Motion to Dismiss, to the Judgments and Orders Clerk. (ae) (Entered:
09/30/2009) |
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09/30/2009 |
CLERK'S
JUDGMENT That for the reasons stated in the Court's Order dated September 28,
2009, defendants' motion to dismiss the amended complaint is granted for lack
of subject matter jurisdiction; accordingly, any pending motions are
withdrawn and the case is closed. (Signed by J. Michael McMahon, clerk on
9/30/09) (Attachments: # 1
notice of right to appeal)Filed In Associated Cases: 1:08-cv-03758-VM,
1:08-cv-05000-VM(ml) (Entered: 09/30/2009) |
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10/01/2009 |
ENDORSED LETTER
addressed to Judge Victor Marrero from Samuel H. Rudman dated 10/1/2009 re:
Requesting that the Court issue an order directing the Clerk of the Court to
reopen the case at this time. ENDORSEMENT: The Court will extend defendants'
time to file any motion for reconsideration until a date ten days after entry
of the Court's final decision and order dismissing the Complaint in
accordance with the Court's 9/30/2009 Order. (Signed by Judge Victor Marrero
on 10/1/2009) (jpo) (Entered: 10/01/2009) |
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10/02/2009 |
ORDER the
Court will extend all parties' time to file any motion for reconsideration
until a date ten days after the entry of the Court's final decision and order
dismissing the Complaint, in accordance with the Court's September 28 Order.
SO ORDERED. (Signed by Judge Victor Marrero on 10/2/2009) (jmi) (Entered:
10/02/2009) |
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10/05/2009 |
DECISION |
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10/21/2009 |
STIPULATION |
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11/09/2009 |
MOTION for
Leave to File [Proposed] Second Amended Complaint. Document filed by
Kevin Cornwell, John M. Grady, Erste-Sparinvest Kapitalanlagegesellschaft
m.b.H., Irish Life & Permanent plc.(Rudman, Samuel) (Entered: 11/09/2009) |
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MEMORANDUM OF
LAW in Support re: 34
MOTION for Leave to File [Proposed] Second Amended Complaint..
Document filed by Kevin Cornwell, John M. Grady, Erste-Sparinvest
Kapitalanlagegesellschaft m.b.H., Irish Life & Permanent plc. (Rudman,
Samuel) (Entered: |
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DECLARATION of
Samuel H. Rudman in Support re: 34
MOTION for Leave to File [Proposed] Second Amended Complaint..
Document filed by Kevin Cornwell, John M. Grady, Erste-Sparinvest
Kapitalanlagegesellschaft m.b.H., Irish Life & Permanent plc.
(Attachments: # 1
Exhibit A - [Proposed] Second Amended Complaint, # 2
Exhibit B - Hakala Declaration)(Rudman, Samuel) (Entered: |
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NOTICE OF
APPEARANCE by Jonathan Gardner on behalf of Irish Life & Permanent plc
(Gardner, Jonathan) (Entered: |
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MEMORANDUM OF
LAW in Opposition re: 34
MOTION for Leave to File [Proposed] Second Amended Complaint. ("Defendants'
Memorandum Of Law In Opposition To Plaintiffs' Motion For Leave To File The
[Proposed] Second Amended Class Action Complaint"). Document filed
by Credit Suisse Group, D. Wilson Ervin, Brady W. Dougan, Paul Calello,
Renato Fassbind. (Clary, Richard) (Entered: |
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DECLARATION of
Yonatan Even in Opposition re: 34
MOTION for Leave to File [Proposed] Second Amended Complaint..
Document filed by Credit Suisse Group, D. Wilson Ervin, Brady W. Dougan, Paul
Calello, Renato Fassbind. (Attachments: # 1
Exhibit A to Declaration of Yonatan Even)(Clary, Richard) (Entered: |
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NOTICE OF
CHANGE OF ADDRESS by Beth Ann Kaswan on behalf of Kevin Cornwell, John M.
Grady. New Address: Scott+Scott, LLP, |
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REPLY
MEMORANDUM OF LAW in Support re: 34
MOTION for Leave to File [Proposed] Second Amended Complaint..
Document filed by Kevin Cornwell, John M. Grady, Erste-Sparinvest
Kapitalanlagegesellschaft m.b.H., Irish Life & Permanent plc. (Rudman,
Samuel) (Entered: 12/15/2009) |
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12/15/2009 |
DECLARATION of
Samuel H. Rudman in Support re: 34
MOTION for Leave to File [Proposed] Second Amended Complaint..
Document filed by Kevin Cornwell, John M. Grady, Erste-Sparinvest
Kapitalanlagegesellschaft m.b.H., Irish Life & Permanent plc.
(Attachments: # 1
Exhibit 1)(Rudman, Samuel) (Entered: 12/15/2009) |
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02/11/2010 |
DECISION |
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02/11/2010 |
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Case reopened.
(Signed by Judge Victor Marrero on 10/1/2009) (jpo) Modified on 4/30/2010
(jpo). (Entered: 04/30/2010) |
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02/24/2010 |
NOTICE OF
CHANGE OF ADDRESS by David R. Scott on behalf of all plaintiffs. New Address:
Scott+Scott LLP, 156 South Main Street, P.O. Box 192, Colchester, CT, USA
06415, 860-537-5537. (Scott, David) (Entered: 02/24/2010) |
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03/01/2010 |
SCHEDULE FOR
THE FILING OF LEAD PLAINTIFFS' SECOND AMENDED COMPLAINT |
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03/10/2010 |
SECOND AMENDED
COMPLAINT amending 13
Amended Complaint, against Credit Suisse Group, Walter B. Kielholtz,
Hans-Ulrich Doerig, D. Wilson Ervin, Brady W. Dougan, Paul Calello, Renato
Fassbind.Document filed by Kevin Cornwell, John M. Grady, Erste-Sparinvest
Kapitalanlagegesellschaft m.b.H., Irish Life & Permanent plc. Related
document: 13
Amended Complaint, filed by John M. Grady, Kevin Cornwell, Irish Life &
Permanent plc, Erste-Sparinvest Kapitalanlagegesellschaft m.b.H.. (Attachments:
# 1
Main Document)(rdz) (Entered: 03/18/2010) |
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03/30/2010 |
NOTICE of |
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04/09/2010 |
ANSWER to
Amended Complaint. Document filed by Credit Suisse Group, D. Wilson Ervin,
Brady W. Dougan, Paul Calello, Renato Fassbind. Related document: 46
Amended Complaint,, filed by John M. Grady, Kevin Cornwell, Irish Life &
Permanent plc, Erste-Sparinvest Kapitalanlagegesellschaft m.b.H..(Clary,
Richard) (Entered: 04/09/2010) |
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04/12/2010 |
RULE 7.1
CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by Credit
Suisse Group.(Clary, Richard) (Entered: 04/12/2010) |
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04/14/2010 |
NOTICE OF
INITIAL CONFERENCE. Initial Case Management Conference set for 4/30/2010 at
02:30 PM in Courtroom 20B, 500 Pearl Street, New York, NY 10007 before Judge
Victor Marrero. (Signed by Judge Victor Marrero on 4/14/10) (djc) Modified on
4/21/2010 (djc). (Entered: 04/14/2010) |
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04/20/2010 |
NOTICE OF
APPEARANCE by Thomas Livezey Laughlin, IV on behalf of Louisiana Municipal
Police Employees' Retirement System, John M. Grady Filed In Associated Cases:
1:08-cv-03758-VM, 1:08-cv-05000-VM(Laughlin, Thomas) (Entered: 04/20/2010) |
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04/27/2010 |
MOTION for
Elizabeth S. Smith to Appear Pro Hac Vice. Document filed by Erste-Sparinvest
Kapitalanlagegesellschaft m.b.H.(mro) (Entered: 04/28/2010) |
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04/29/2010 |
NOTICE OF
APPEARANCE by Jarrett Scott Charo on behalf of Kevin Cornwell, John M. Grady
(Charo, Jarrett) (Entered: 04/29/2010) |
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04/29/2010 |
ORDER: That
Elizabeth S. Smith is permitted to Appear Pro Hac Vice for plaintiff
Erste-Sparinvest Kapitalanlagegesellschaft m.b.H. ORDER granting 52
Motion for Elizabeth S. Smith to Appear Pro Hac Vice. (Signed by Judge Victor
Marrero on 4/29/10) (db) (Entered: 04/29/2010) |
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04/30/2010 |
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CASHIERS
OFFICE REMARK on 52
Motion to Appear Pro Hac Vice in the amount of $25.00, paid on 04/27/2010,
Receipt Number 901712. (jd) (Entered: 04/30/2010) |
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04/30/2010 |
CASE
MANAGEMENT |
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04/30/2010 |
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Minute Entry
for proceedings held before Judge Victor Marrero: Interim Pretrial Conference
held on 4/30/2010. Status Conference set for 10/22/2010 at 10:00 AM before
Judge Victor Marrero. (tro) (Entered: 05/06/2010) |
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05/20/2010 |
MOTION for
John Brandon Walker to Appear Pro Hac Vice. Document filed by
Erste-Sparinvest Kapitalanlagegesellschaft m.b.H.(mro) Modified on 5/21/2010
(mro). (Entered: 05/21/2010) |
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05/26/2010 |
MEMO
ENDORSEMENT on 56
granting Motion for John Brandon Walker to Appear Pro Hac Vice. (Signed by
Judge Victor Marrero on 5/26/2010) (jpo) (Entered: 05/26/2010) |
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06/02/2010 |
MOTION for
Marisa N. DeMato to Appear Pro Hac Vice. Document filed by Kevin Cornwell,
John M. Grady, Erste-Sparinvest Kapitalanlagegesellschaft m.b.H., Irish Life
& Permanent plc.(mro) (Entered: 06/03/2010) |
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06/03/2010 |
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CASHIERS
OFFICE REMARK on 56
Motion to Appear Pro Hac Vice in the amount of $25.00, paid on 05/20/2010,
Receipt Number 904436. (jd) (Entered: 06/03/2010) |
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06/03/2010 |
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CASHIERS
OFFICE REMARK on 58
Motion to Appear Pro Hac Vice in the amount of $25.00, paid on 06/02/2010,
Receipt Number 905349. (jd) (Entered: 06/03/2010) |
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06/08/2010 |
ORDER FOR
ADMISSION PRO HAC VICE ON WRITTEN MOTION granting 58
Motion for Marisa N. DeMato to Appear Pro Hac Vice. (Signed by Judge Victor
Marrero on 6/7/2010) (jpo) (Entered: 06/08/2010) |
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06/08/2010 |
ORDER
ADMITTING ATTORNEY PRO HAC VICE. Attorney Marisa N. DeMato for Kevin
Cornwell, John M. Grady, Erste-Sparinvest Kapitalanlagegesellschaft m.b.H.
and Irish Life & Permanent plc admitted Pro Hac Vice. So Ordered (Signed
by Judge Victor Marrero on 6/7/2010) (js) (Entered: 06/08/2010) |
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06/30/2010 |
AFFIDAVIT OF
SERVICE of Subpoena to Produce Documents, Information or Objects served on
Banc of America Securities LLC on June 14, 2010. Service was accepted by
Camilla McCall, Person Authorized to Accept Service. Document filed by Kevin
Cornwell, John M. Grady. (Rosenfeld, David) (Entered: 06/30/2010) |
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06/30/2010 |
AFFIDAVIT OF
SERVICE of Subpoena to Produce Documents, Information or Objects served on
BB&T Capital Markets on June 14, 2010. Service was accepted by Layla
Adams, Person Authorized to Accept Service. Document filed by Kevin Cornwell,
John M. Grady. (Rosenfeld, David) (Entered: 06/30/2010) |
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06/30/2010 |
AFFIDAVIT OF
SERVICE of Subpoena to Produce Documents, Information or Objects served on
Bloomberg L.P. on June 16, 2010. Service was accepted by Kerry McGrath,
Managing Agent. Document filed by Kevin Cornwell, John M. Grady. (Rosenfeld,
David) (Entered: 06/30/2010) |
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06/30/2010 |
AFFIDAVIT OF
SERVICE of Subpoena to Produce Documents, Information or Objects served on
BNY Mellon on June 14, 2010. Service was accepted by Joseph Hawry, Assistant
Vice President. Document filed by Kevin Cornwell, John M. Grady. (Rosenfeld,
David) (Entered: 06/30/2010) |
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06/30/2010 |
AFFIDAVIT OF
SERVICE of Subpoena to Produce Documents, Information or Objects served on
Brookfield Asset Management on June 14, 2010. Service was accepted by Sandra
Eustache, Managing Agent. Document filed by Kevin Cornwell, John M. Grady.
(Rosenfeld, David) (Entered: 06/30/2010) |
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06/30/2010 |
AFFIDAVIT OF
SERVICE of Subpoena to Produce Documents, Information or Objects served on
Citigroup, Inc. on June 16, 2010. Service was accepted by Fern Strauss,
Managing Paralegal. Document filed by Kevin Cornwell, John M. Grady.
(Rosenfeld, David) (Entered: 06/30/2010) |
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06/30/2010 |
AFFIDAVIT OF
SERVICE of Subpoena to Produce Documents, Information or Objects served on
Comerica Securities, Inc. on June 14, 2010. Service was accepted by Elizabeth
Walton, Legal Assistant / Person Authorized to Accept Service. Document filed
by Kevin Cornwell, John M. Grady. (Rosenfeld, David) (Entered: 06/30/2010) |
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06/30/2010 |
AFFIDAVIT OF
SERVICE of Subpoena to Produce Documents, Information or Objects served on
Fifth Third Securities, Inc. on June 14, 2010. Service was accepted by Maria
Rother, Legal Department / Person Authorized to Accept Service. Document
filed by Kevin Cornwell, John M. Grady. (Rosenfeld, David) (Entered:
06/30/2010) |
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06/30/2010 |
AFFIDAVIT OF
SERVICE of Subpoena to Produce Documents, Information or Objects served on
Fitch Ratings, Inc. on June 14, 2010. Service was accepted by Vanessa Tate,
Managing Agent. Document filed by Kevin Cornwell, John M. Grady. (Rosenfeld,
David) (Entered: 06/30/2010) |
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06/30/2010 |
AFFIDAVIT OF
SERVICE of Subpoena to Produce Documents, Information or Objects served on JP
Morgan Chase & Co. on June 14, 2010. Service was accepted by Antoinette
Andriano, Managing Agent. Document filed by Kevin Cornwell, John M. Grady.
(Rosenfeld, David) (Entered: 06/30/2010) |
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06/30/2010 |
AFFIDAVIT OF
SERVICE of Subpoena to Produce Documents, Information or Objects served on JP
Morgan Chase & Co. on June 15, 2010. Service was accepted by Sonia M.
Alvarez, Managing Agent / Legal Specialist II. Document filed by Kevin
Cornwell, John M. Grady. (Rosenfeld, David) (Entered: 06/30/2010) |
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06/30/2010 |
AFFIDAVIT OF
SERVICE of Subpoena to Produce Documents, Information or Objects served on
KeyBanc Capital Markets, Inc. on June 14, 2010. Service was accepted by
Krista Day-Zoladz, Person Authorized to Accept Service. Document filed by
Kevin Cornwell, John M. Grady. (Rosenfeld, David) (Entered: 06/30/2010) |
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06/30/2010 |
AFFIDAVIT OF
SERVICE of Subpoena to Produce Documents, Information or Objects served on
KPMG LLP on June 4, 2010. Service was accepted by Sattie Jairam, Process
Specialist. Document filed by Kevin Cornwell, John M. Grady. (Rosenfeld,
David) (Entered: 06/30/2010) |
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06/30/2010 |
AFFIDAVIT OF
SERVICE of Subpoena to Produce Documents, Information or Objects served on
Merrill Lynch & Co., Inc. on June 15, 2010. Service was accepted by Jenny
Lee, Managing Agent. Document filed by Kevin Cornwell, John M. Grady.
(Rosenfeld, David) (Entered: 06/30/2010) |
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06/30/2010 |
AFFIDAVIT OF
SERVICE of Subpoena to Produce Documents, Information or Objects served on
MFR Securities, Inc. on June 15, 2010. Service was accepted by Ernesto Mejer,
Managing Agent. Document filed by Kevin Cornwell, John M. Grady. (Rosenfeld,
David) (Entered: 06/30/2010) |
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06/30/2010 |
AFFIDAVIT OF
SERVICE of Subpoena to Produce Documents, Information or Objects served on
Morgan Keegan & Company, Inc. on June 14, 2010. Service was accepted by
Lesley Dillon, Person Authorized to Accept Service. Document filed by Kevin
Cornwell, John M. Grady. (Rosenfeld, David) (Entered: 06/30/2010) |
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06/30/2010 |
AFFIDAVIT OF
SERVICE of Subpoena to Produce Documents, Information or Objects served on
Morgan Stanley & Co. Incorporated on June 15, 2010. Service was accepted
by Yoko Nitta, Managing Agent. Document filed by Kevin Cornwell, John M.
Grady. (Rosenfeld, David) (Entered: 06/30/2010) |
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06/30/2010 |
AFFIDAVIT OF
SERVICE of Subpoena to Produce Documents, Information or Objects served on
SunTrust Robinson Humphrey, Inc. on June 14, 2010. Service was accepted by
Worth Stuart, Director / Person Authorized to Accept Service. Document filed
by Kevin Cornwell, John M. Grady. (Rosenfeld, David) (Entered: 06/30/2010) |
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06/30/2010 |
AFFIDAVIT OF
SERVICE of Subpoena to Produce Documents, Information or Objects served on
Wells Fargo Securities on June 14, 2010. Service was accepted by Danielle
Coggins, Person Authorized to Accept Service. Document filed by Kevin
Cornwell, John M. Grady. (Rosenfeld, David) (Entered: 06/30/2010) |
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07/20/2010 |
MOTION for
Paul J. Scarlato to Appear Pro Hac Vice. Document filed by Irish Life &
Permanent plc.(mbe) (Entered: 07/21/2010) |
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07/22/2010 |
|
CASHIERS
OFFICE REMARK on 80
Motion to Appear Pro Hac Vice in the amount of $25.00, paid on 07/20/2010,
Receipt Number 909314. (jd) (Entered: 07/22/2010) |
|
07/23/2010 |
ORDER FOR
ADMISSION PRO HAC VICE ON WRITTEN MOTION granting 80
Motion for Paul J. Scarlato to Appear Pro Hac Vice for Plaintiff Irish Life
& Permanent plc. (Signed by Judge Victor Marrero on 7/22/2010) (tro)
(Entered: 07/23/2010) |
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07/27/2010 |
|
***DELETED
DOCUMENT. Deleted document number 82
DECISION |
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07/27/2010 |
CORRECTED
DECISION |
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07/28/2010 |
ENDORSED LETTER
addressed to Judge Victor Marrero from 7/27/10 dated 7/19/10 re: Claims
should be dismissed with prejudice under Rule 12(b)(6). ENDORSEMENT: The
Clerk of Court is directed to enter into the public record of this action the
letter above submitted to the Court by defendants. (Signed by Judge Victor
Marrero on 7/27/10) (cd) (Entered: 07/28/2010) |
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07/28/2010 |
ENDORSED
LETTER addressed to Judge Victor Marrero from Beth Kaswan and Samuel Rudman
dated 7/19/10 re: Request that the Court deny Defendants' request for partial
judgment on the pleadings and permit LAMPER'S 10(b) claims to proceed.
ENDORSEMENT: The Clerk of Court is directed to enter into the public record
of this action the letter above submitted to the Court by plaintiffs. (Signed
by Judge Victor Marrero on 7/27/10) (cd) (Entered: 07/28/2010) |
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07/28/2010 |
ORDER FOR
ADMISSION PRO HAC VICE ON WRITTEN MOTION: It is hereby Ordered that Paul J.
Scarlato is admitted to practice pro hac vice as counsel Plaintiff Irish Life
& Pennanent plc. (Signed by Judge Victor Marrero on 7/27/2010) (jfe)
(Entered: 07/28/2010) |
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08/09/2010 |
STIPULATION |
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08/10/2010 |
MOTION for
Reconsideration of Dismissal of LAMPERS' Claims or to Certify Dismissal.
Document filed by Kevin Cornwell, John M. Grady, Louisiana Municipal Police
Employees' Retirement System.(Kaswan, Beth) (Entered: 08/10/2010) |
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08/10/2010 |
MEMORANDUM OF
LAW in Support re: 87
MOTION for Reconsideration of Dismissal of LAMPERS' Claims or to Certify
Dismissal.. Document filed by Kevin Cornwell, John M. Grady, Louisiana
Municipal Police Employees' Retirement System. (Attachments: # 1
Exhibit A, # 2
Exhibit B, # 3
Exhibit C, # 4
Exhibit D, # 5
Exhibit E, # 6
Exhibit F)(Kaswan, Beth) (Entered: 08/10/2010) |
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08/11/2010 |
DECISION |
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08/19/2010 |
ENDORSED
LETTER addressed to Judge Victor Marrero from Richard W. Clary dated
8/18/2010 re: This putative class action was brought pursuant to §§ 10(b) and
20(a) of the Exchange Act of 1934, and Rule 10b-5, by: (l) two individuals
resident in the United States who allegedly purchased Credit Suisse Group
(" |
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08/20/2010 |
ORDER:
Accordingly, it is hereby ORDERED that the motion of plaintiff Louisiana
Municipal Police Employees Retirement Systems ("LAMPERS") to
certify its dismissal from this lawsuit pursuant to the Court's Decision and
Order dated July 27, 2010 (Docket No. 87) is DENIED. (Signed by Judge Victor
Marrero on 8/20/2010) (jpo) (Entered: 08/20/2010) |
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09/07/2010 |
STIPULATION |
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11/22/2010 |
ORDER
REFERRING CASE TO MAGISTRATE JUDGE. Order that case be referred to the Clerk
of Court for assignment to a Magistrate Judge for General Pretrial (includes
scheduling, discovery, non-dispositive pretrial motions, and settlement). The
parties are directed that henceforth all correspondence pertaining to case
management, scheduling and pretrial proceedings in this action, including
amendments of an approved Case Management Plan, extensions of any deadlines,
discovery disputes, non-dispositive pretrial motions, and any other
proceedings prior to the completion of all discovery, shall be addressed to
the designated Magistrate Judge in the first instance, except as may be
otherwise authorized by the Court or the Magistrate Judge, and provided that
with regard to matters referred to the Magistrate Judge on consent under 28
U.S.c. § 636(c), all such communications shall be addressed solely to the
Magistrate Judge. Referred to Magistrate Judge James C. Francis. SO ORDERED.
(Signed by Judge Victor Marrero on 11/22/10) (laq) (Entered: 11/22/2010) |
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11/22/2010 |
CIVIL CASE
MANAGEMENT |
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12/07/2010 |
|
Minute Entry
for proceedings held before Magistrate Judge James C. Francis: Telephone
Discovery Conference held on 12/7/2010. (mro) (Entered: 12/07/2010) |
|
03/10/2011 |
MOTION to
Approve Preliminary Approval of Settlement Notice of Unopposed Motion for
Preliminary Approval of Settlement. Document filed by Kevin Cornwell,
John M. Grady.(Kaswan, Beth) (Entered: 03/10/2011) |
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03/10/2011 |
MEMORANDUM OF
LAW in Support re: 95
MOTION to Approve Preliminary Approval of Settlement Notice of Unopposed
Motion for Preliminary Approval of Settlement. Lead Plaintiffs'
Memorandum of Law in Support of Unopposed Motion for Preliminary Approval of
Settlement. Document filed by Kevin Cornwell, John M. Grady.
(Attachments: # 1
Exhibit Robbins Geller Firm Resume, # 2
Exhibit Scott+Scott Firm Resume)(Kaswan, Beth) (Entered: 03/10/2011) |
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03/10/2011 |
SETTLEMENT
AGREEMENT. Document filed by Kevin Cornwell, John M. Grady. (Attachments: # 1
Exhibit A, # 2
Exhibit A-1, # 3
Exhibit A-2, # 4
Exhibit A-3, # 5
Exhibit B)(Kaswan, Beth) (Entered: 03/10/2011) |
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03/10/2011 |
ORDER FOR
ADMISSION PRO HAC VICE: Attorney Ellen Gusihoff Stewart for Kevin Cornwell,Ellen
Gusihoff Stewart for John M. Grady admitted Pro Hac Vice. (Signed by Judge
Victor Marrero on 3/10/2011) (jfe) (Entered: 03/10/2011) |
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03/10/2011 |
MOTION for
Ellen Gusikoff Stewart to Appear Pro Hac Vice. Document filed by Kevin
Cornwell, John M. Grady.(mro) (Entered: 03/11/2011) |
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03/14/2011 |
ORDER FOR PRO
HAC VICE. Attorney Ellen Gusikoff Stewart for Kevin Cornwell, John M. Grady
admitted Pro Hac Vice. (Signed by Judge Victor Marrero on 3/14/2011) (lnl)
(Entered: 03/25/2011) |
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03/18/2011 |
|
CASHIERS
OFFICE REMARK on 99
Motion to Appear Pro Hac Vice in the amount of $25.00, paid on 03/10/2011,
Receipt Number 931679. (jd) (Entered: 03/18/2011) |
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03/24/2011 |
ORDER
PRELIMINARILY APPROVING SETTLEMENT |
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03/24/2011 |
|
Set Deadlines/Hearings:
Motions due by 6/27/2011. Replies due by 7/11/2011. Responses due by
6/27/2011 Status Conference set for 7/18/2011 at 03:00 PM in Courtroom 20B,
500 Pearl Street, New York, NY 10007 before Judge Victor Marrero. (jpo)
(Entered: 03/24/2011) |
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06/17/2011 |
NOTICE of
Declaration of Carole K. Sylvester re A) Mailing of the Notice of Pendency
and Proposed Settlement of Class Action and the Proof of Claim and Release
Form, B) Publication of the Summary Notice, and C) Internet Posting. Document
filed by Kevin Cornwell, John M. Grady, Louisiana Municipal Police Employees'
Retirement System. (Attachments: # 1
Exhibit A, # 2
Exhibit B, # 3
Exhibit C, # 4
Exhibit D)(Stewart, Ellen) (Entered: 06/17/2011) |
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06/27/2011 |
MOTION for
Settlement and Plan of Distribution of Settlement Proceeds; Class
Certification; and., MOTION for Attorney Fees and Expenses.(
Return Date set for 7/18/2011 at 03:00 PM.) Document filed by Kevin Cornwell,
John M. Grady, Louisiana Municipal Police Employees' Retirement
System.(Stewart, Ellen) (Entered: 06/27/2011) |
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06/27/2011 |
MEMORANDUM OF
LAW in Support re: 103
MOTION for Settlement and Plan of Distribution of Settlement Proceeds;
Class Certification; and. MOTION for Attorney Fees and Expenses. [SETTLEMENT
BRIEF]. Document filed by Kevin Cornwell, John M. Grady, Louisiana
Municipal Police Employees' Retirement System. (Stewart, Ellen) (Entered:
06/27/2011) |
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06/27/2011 |
MEMORANDUM OF
LAW in Support re: 103
MOTION for Settlement and Plan of Distribution of Settlement Proceeds;
Class Certification; and. MOTION for Attorney Fees and Expenses. [FEE
BRIEF]. Document filed by Kevin Cornwell, John M. Grady, Louisiana
Municipal Police Employees' Retirement System. (Stewart, Ellen) (Entered:
06/27/2011) |
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06/27/2011 |
DECLARATION of
Beth A. Kaswan and Samuel H. Rudman in Support re: 103
MOTION for Settlement and Plan of Distribution of Settlement Proceeds;
Class Certification; and. MOTION for Attorney Fees and Expenses..
Document filed by Kevin Cornwell, John M. Grady, Louisiana Municipal Police
Employees' Retirement System. (Stewart, Ellen) (Entered: 06/27/2011) |
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06/27/2011 |
NOTICE of
Compendium of Unreported Authorities re: 103
MOTION for Settlement and Plan of Distribution of Settlement Proceeds;
Class Certification; and. MOTION for Attorney Fees and Expenses..
Document filed by Kevin Cornwell, John M. Grady, Louisiana Municipal Police
Employees' Retirement System. (Attachments: # 1
Exhibit 1, # 2
Exhibit 2, # 3
Exhibit 3, # 4
Exhibit 4, # 5
Exhibit 5, # 6
Exhibit 6, # 7
Exhibit 7, # 8
Exhibit 8, # 9
Exhibit 9)(Stewart, Ellen) (Entered: 06/27/2011) |
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06/27/2011 |
DECLARATION of
Ellen Gusikoff Stewart Filed on Behalf of Robbins Geller Rudman & Dowd
LLP in Support re: 103
MOTION for Settlement and Plan of Distribution of Settlement Proceeds;
Class Certification; and. MOTION for Attorney Fees and Expenses..
Document filed by Kevin Cornwell, John M. Grady, Louisiana Municipal Police
Employees' Retirement System. (Attachments: # 1
Exhibit A)(Stewart, Ellen) (Entered: 06/27/2011) |
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06/27/2011 |
DECLARATION of
Daryl Scott Filed on Behalf of Scott + Scott LLP in Support re: 103
MOTION for Settlement and Plan of Distribution of Settlement Proceeds;
Class Certification; and. MOTION for Attorney Fees and Expenses..
Document filed by Kevin Cornwell, John M. Grady, Louisiana Municipal Police
Employees' Retirement System. (Attachments: # 1
Exhibit A)(Stewart, Ellen) (Entered: 06/27/2011) |
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06/27/2011 |
DECLARATION of
Jonathan Gardner Filed on Behalf of Labaton Sucharow LLP in Support re: 103
MOTION for Settlement and Plan of Distribution of Settlement Proceeds;
Class Certification; and. MOTION for Attorney Fees and Expenses..
Document filed by Kevin Cornwell, John M. Grady, Louisiana Municipal Police
Employees' Retirement System. (Attachments: # 1
Exhibit A)(Stewart, Ellen) (Entered: 06/27/2011) |
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06/27/2011 |
DECLARATION of
Deborah R. Gross Filed on Behalf of Law Offices Bernard M. Gross, P.C. in
Support re: 103
MOTION for Settlement and Plan of Distribution of Settlement Proceeds;
Class Certification; and. MOTION for Attorney Fees and Expenses..
Document filed by Kevin Cornwell, John M. Grady, Louisiana Municipal Police
Employees' Retirement System. (Attachments: # 1
Exhibit A)(Stewart, Ellen) (Entered: 06/27/2011) |
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|
06/27/2011 |
DECLARATION of
J. Brandon Walker Filed on Behalf of Motley Rice LLC in Support re: 103
MOTION for Settlement and Plan of Distribution of Settlement Proceeds;
Class Certification; and. MOTION for Attorney Fees and Expenses..
Document filed by Kevin Cornwell, John M. Grady, Louisiana Municipal Police
Employees' Retirement System. (Attachments: # 1
Exhibit A)(Stewart, Ellen) (Entered: 06/27/2011) |
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06/27/2011 |
DECLARATION of
Deborah Sturman Filed on Behalf of Sturman LLC in Support re: 103
MOTION for Settlement and Plan of Distribution of Settlement Proceeds;
Class Certification; and. MOTION for Attorney Fees and Expenses..
Document filed by Kevin Cornwell, John M. Grady, Louisiana Municipal Police
Employees' Retirement System. (Attachments: # 1
Exhibit A)(Stewart, Ellen) (Entered: 06/27/2011) |
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07/11/2011 |
REPLY
MEMORANDUM OF LAW in Support re: 103
MOTION for Settlement and Plan of Distribution of Settlement Proceeds;
Class Certification; and. MOTION for Attorney Fees and Expenses..
Document filed by Kevin Cornwell, John M. Grady, Louisiana Municipal Police
Employees' Retirement System. (Stewart, Ellen) (Entered: 07/11/2011) |
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07/11/2011 |
DECLARATION of
Carole K. Sylvester in Support re: 103
MOTION for Settlement and Plan of Distribution of Settlement Proceeds;
Class Certification; and. MOTION for Attorney Fees and Expenses..
Document filed by Kevin Cornwell, John M. Grady, Louisiana Municipal Police
Employees' Retirement System. (Stewart, Ellen) (Entered: 07/11/2011) |
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07/18/2011 |
|
Minute Entry
for proceedings held before Judge Victor Marrero: Oral Argument held on
7/18/2011 re: 103
MOTION for Settlement and Plan of Distribution of Settlement Proceeds;
Class Certification; and MOTION for Attorney Fees and Expenses
filed by John M. Grady, Kevin Cornwell, Louisiana Municipal Police Employees'
Retirement System. On the basis of submission by parties and heard at hearing
the Court grants Plaintiff's motion for class certification, approval of
settlement, distribution of proceeds and attorney fees. (ft) (Entered:
07/21/2011) |
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07/20/2011 |
ORDER
APPROVING |
|
|
07/20/2011 |
ORDER AWARDING
ATTORNEYS' FEES |
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|
07/20/2011 |
FINAL JUDGMENT
|
|
|
07/21/2011 |
ORDER: Having
resolved all outstanding issues, claims and motions in this action, the Clerk
of Court is directed to terminate any pending motions and to close this case.
(Signed by Judge Victor Marrero on 7/21/2011) (ab) (Entered: 07/21/2011) |
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