US
District Court Civil Docket as of 09/14/2011
Retrieved from the court on October 11, 2011
District of
CIVIL DOCKET FOR CASE #: 1:07-cv-00815-JB-WDS
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Cause:
28:1441 - Petition for Removal: |
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Plaintiff
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Kenneth
Z Slater
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represented by |
Patrick
H. Moran |
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Plaintiff
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W.
Allen Gage
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represented by |
Andrew
L. Zivitz |
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Plaintiff
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Nicholas
F Aldrich, Sr
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represented by |
Betsy
C Manifold |
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Plaintiff
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Donald
Smith
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represented by |
Arthur
Shingler , |
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Plaintiff
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Elaine
Snydman
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represented by |
Aviah
Cohen Pierson |
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Plaintiff
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Denis
Roy Gonsalves
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represented by |
Curtis
Victor Trinko |
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Plaintiff
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David
Sedlmyer
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represented by |
D
Seamus Kaskela |
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Plaintiff
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Betty
L. Manning
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represented by |
Andrew
L. Zivitz |
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Plaintiff
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John
Learch
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represented by |
Andrew
L. Zivitz |
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Defendant
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Garrett
Thornburg
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represented by |
Amy
L. Neuhardt |
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Defendant
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Larry
A Goldstone
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represented by |
Clinton
W. Marrs |
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Defendant
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Clarence
G Simmons
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represented by |
Clinton
W. Marrs |
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Defendant
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Ann-Drue
M Anderson
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represented by |
Amy
L. Neuhardt |
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Defendant
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David
A Ater
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represented by |
Amy
L. Neuhardt |
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Defendant
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Joseph
H Badal
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represented by |
Amy
L. Neuhardt |
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Defendant
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Eliot
R Cutler
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represented by |
Amy
L. Neuhardt |
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Defendant
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Michael
B Jeffers
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represented by |
David
A. Freedman |
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Defendant
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Ike
Kalangis
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represented by |
Amy
L. Neuhardt |
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Defendant
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Owen
M Lopez
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represented by |
David
A. Freedman |
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Defendant
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Francis
I Mullin, |
represented by |
Amy
L. Neuhardt |
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Defendant
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Stuart
C Sherman
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represented by |
Amy
L. Neuhardt |
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Defendant
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Thornburg
Mortgage, Inc.
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represented by |
Frank
T. Herdman |
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Defendant
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Paul
G Decoff
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represented by |
Amy
L. Neuhardt |
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Defendant
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AG
Edwards & Sons, Inc. |
represented by |
Clifford
K. Atkinson |
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Defendant
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BB&T
Capital Markets
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represented by |
Clifford
K. Atkinson |
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Defendant
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represented by |
Christopher
J. Stetler |
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Defendant
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Citigroup
Global Markets Inc.
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represented by |
Clifford
K. Atkinson |
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Defendant
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Friedman,
Billings, Ramsey & Co., Inc. |
represented by |
Andrew
G. Schultz |
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Defendant
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Oppenheimer
& Company, Inc.
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represented by |
Clifford
K. Atkinson |
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Defendant
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represented by |
Clifford
K. Atkinson |
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Defendant
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Stifel,
Nicolaus & Company, Inc. |
represented by |
Clifford
K. Atkinson |
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Defendant
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Bear,
Stearns & Co., Inc. |
represented by |
Christopher
J. Stetler |
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Date
Filed |
# |
Docket
Text |
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08/21/2007 |
COMPLAINT
against all defendants (Filing fee $ 350.), filed by Kenneth Z Slater.
(Attachments: # 1
Plaintiff's Certification)(Sandoval, Richard) (Entered: 08/21/2007) |
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08/21/2007 |
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Judge
Bruce D. Black and W. Daniel Schneider assigned. (cl) (Entered: 08/22/2007) |
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08/22/2007 |
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Summons
Issued as to Michael B Jeffers, Ike Kalangis, Owen M Lopez, Francis I Mullin,
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08/22/2007 |
Filing
fee: $ 350.00, receipt number 879 (cl) (Entered: |
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MINUTE
ORDER: Judge William P. Johnson added. Judge Bruce D. Black no longer
assigned to case. (dmw) (Entered: |
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SUMMONS
Returned Executed by Kenneth Z Slater. Clarence G Simmons served on |
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SUMMONS
Returned Executed by Kenneth Z Slater. David A Ater served on |
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09/10/2007 |
SUMMONS
Returned Executed by Kenneth Z Slater. Ike Kalangis served on 9/7/2007,
answer due 9/27/2007. (Sandoval, Richard) (Entered: 09/10/2007) |
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09/10/2007 |
SUMMONS
Returned Executed by Kenneth Z Slater. Joseph H Badal served on 9/7/2007,
answer due 9/27/2007. (Sandoval, Richard) (Entered: 09/10/2007) |
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09/10/2007 |
SUMMONS
Returned Executed by Kenneth Z Slater. Larry A Goldstone served on 9/7/2007,
answer due 9/27/2007. (Sandoval, Richard) (Entered: 09/10/2007) |
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09/10/2007 |
SUMMONS
Returned Executed by Kenneth Z Slater. Owen M Lopez served on 9/7/2007,
answer due 9/27/2007. (Sandoval, Richard) (Entered: 09/10/2007) |
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09/10/2007 |
SUMMONS
Returned Executed by Kenneth Z Slater. Thornburg Mortgage, Inc. served on
9/7/2007, answer due 9/27/2007. (Sandoval, Richard) (Entered: 09/10/2007) |
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09/10/2007 |
SUMMONS
Returned Executed by Kenneth Z Slater. Garrett Thornburg served on 9/7/2007,
answer due 9/27/2007. (Sandoval, Richard) (Entered: 09/10/2007) |
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09/11/2007 |
MINUTE
ORDER REASSIGNING CASE. Case reassigned to Judge James O. Browning for all
further proceedings. Judge William P. Johnson no longer assigned to case by
Clerk of the Court (vv) (Entered: 09/11/2007) |
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09/27/2007 |
NOTICE
of Appearance by David F Cunningham on behalf of all defendants (Cunningham,
David) (Entered: 09/27/2007) |
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09/27/2007 |
MOTION
for Extension of Time to File Answer by Michael B Jeffers, Ike Kalangis, Owen
M Lopez, Francis I Mullin, |
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09/28/2007 |
NOTICE
OF DEFICIENCY to David Cunningham re 14 MOTION for
Extension of Time to File Answer (dmw) (Entered: 09/28/2007) |
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10/04/2007 |
ORDER by
Judge James O. Browning granting 14 Motion for
Extension of Time to Answer complaint until 45 days after the later of (i)
the assignment of lead plaintiffs' counsel, or (ii) the filing of a
consolidated class action complaint (dmw) (Entered: 10/04/2007) |
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10/22/2007 |
NOTICE
of Appearance by Gregg Vance Fallick on behalf of Necati Alkas, Ronald
Johnston, Raoul Turcot (Fallick, Gregg) (Entered: 10/22/2007) |
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10/22/2007 |
NOTICE
by Necati Alkas, Ronald Johnston, Raoul Turcot Entry of Appearance by
Aaron L. Brody (Fallick, Gregg) (Entered: 10/22/2007) |
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10/22/2007 |
MOTION
to Consolidate Cases and for Appointment and Approval of Lead Counsel
by Necati Alkas, Ronald Johnston, Raoul Turcot. (Fallick, Gregg) (Entered:
10/22/2007) |
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10/22/2007 |
MEMORANDUM
in Support of Motion for Consolidation and Lead Counsel 19 filed by
Necati Alkas, Ronald Johnston, Raoul Turcot. (Fallick, Gregg) Modified
linkage on 10/25/2007 (dmw) (Entered: 10/22/2007) |
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10/22/2007 |
DECLARATION
in Support of Motion for Consolidation and Lead Counsel 19 by Necati
Alkas, Ronald Johnston, Raoul Turcot (Fallick, Gregg) Modified linkage on 10/25/2007
(dmw) (Entered: 10/22/2007) |
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10/22/2007 |
NOTICE
by Kenneth Z Slater Notice of Motion (Sandoval, Richard) (Entered:
10/22/2007) |
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10/22/2007 |
DECLARATION
Of Gregory M. Nespole, Esq. in Support of the Aldrich Family's Notice of
Motion for Consolidation, Appointment as Lead Plaintiff and for Approval of
Lead Plaintiff's Selection of Co-Lead Counsel 22 by Kenneth Z
Slater (Attachments: # 1
Exhibit A# 2
Exhibit B# 3
Exhibit C)(Sandoval, Richard) Modified linkage on 10/25/2007 (dmw) (Entered:
10/22/2007) |
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10/22/2007 |
EXHIBITS
to 23 Declaration of
Gregory M. Nespole, Esq. in Support of the Aldrich Family's Notice of Motion
for Consolidation, Appointment as Lead Plaintiff and for Approval of Lead
Plaintiff's Selection of Co-Lead Counsel 22 by Kenneth Z
Slater (Attachments: # 1
Exhibit D# 2
Exhibit F)(Sandoval, Richard) Modified linkage/docket text on 10/26/2007
(dmw) (Entered: 10/22/2007) |
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10/22/2007 |
MEMORANDUM
in Support of the Aldrich Family's Notice of Motion for Consolidation,
Appointment as Lead Plaintiff and for Approval of Lead Plaintiff's Selection
of Co-Lead Counsel 22
filed by Kenneth Z Slater. (Sandoval, Richard) Modified linkage/docket
text on 10/26/2007 (dmw) (Entered: 10/22/2007) |
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10/22/2007 |
EXHIBIT
re 24 Declaration,
of Gregory M. Nespole, Esq. In Support of the Aldrich Family's Notice of
Motion for Consolidation, Appointment as Lead Plaintiff and for Approval of
Lead Plaintiff's Selection of Co-Lead Counsel 22 by Kenneth Z
Slater (Attachments: # 1
Exhibit E part 1)(Sandoval, Richard) Modified linkage/docket text on
10/26/2007 (dmw). (Entered: 10/22/2007) |
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10/22/2007 |
EXHIBIT
re 23 Declaration,
of Gregory M. Nespole, Esq. In Support of the Aldrich Family's Notice of
Motion for Consolidation, Appointment as Lead Plaintiff and For Approval of
Lead Plaintiff's Selection of Co-Lead Counsel 22 by Kenneth Z
Slater (Attachments: # 1
Exhibit E part 2)(Sandoval, Richard) Modified on linkage/docket text
10/26/2007 (dmw) (Entered: 10/22/2007) |
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10/22/2007 |
CERTIFICATE
OF SERVICE of notice/motion for consolidation by Kenneth Z Slater (Sandoval,
Richard) Modified docket text on 10/26/2007 (dmw) (Entered: 10/22/2007) |
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10/22/2007 |
MOTION
to Consolidate Cases and Appointment of Lead Counsel by Linda
Rozenfeld. (Riedel, Dana) Modified on 11/2/2007 to term pursuant to notice 42 (dmw) (Entered:
10/22/2007) |
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10/22/2007 |
MOTION
to Consolidate Cases Memorandum of Law in Support of Motion to Consolidate
and Approval of Lead Counsel by Linda Rozenfeld. (Riedel, Dana) Modified
to term on 10/26/2007 [document not motion] (dmw) (Entered: 10/22/2007) |
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10/22/2007 |
Proposed
Pretrial Order by Linda Rozenfeld (Riedel, Dana) (Entered: 10/22/2007) |
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10/22/2007 |
DECLARATION
re 29 MOTION to
Consolidate Cases and Appointment of Lead Counsel, 29 MOTION to
Consolidate Cases and Memorandum of Law in Support of Motion to Consolidate
and Approval of Lead Counsel by Linda Rozenfeld (Attachments: # 1 Exhibit News
Release# 2 Exhibit
Certification# 3
Exhibit Damages# 4
Exhibit SSLL Firm Bio# 5
Exhibit Jay Goodman & Assoc. Bio)(Riedel, Dana) Modified linkage/docket
text on 10/26/2007 (dmw) (Entered: 10/22/2007) |
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10/22/2007 |
CERTIFICATE
OF SERVICE by Linda Rozenfeld re Notice of Motion to Consolidate and
Appointment of Lead Counsel; Memorandum in Support Thereof; Declaration of
Jay P. Saltzman; Proposed Pre-Trial Order No. 1 (Riedel, Dana) (Entered:
10/22/2007) |
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10/22/2007 |
NOTICE
of Appearance by Shane C Youtz on behalf of W. Allen Gage, J. David Wrather,
Harry Rhodes, FFF Investments, LLC, Robert Ippolito, Family Limited
Partnership Trus (Youtz, Shane) (Entered: 10/22/2007) |
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10/22/2007 |
MOTION
to Consolidate Cases by W. Allen Gage. (Youtz, Shane) (Entered: 10/22/2007) |
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10/22/2007 |
MEMORANDUM
in Support re 35
MOTION to Consolidate Cases filed by W. Allen Gage. (Youtz, Shane) (Entered:
10/22/2007) |
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10/22/2007 |
DECLARATION
re 35 MOTION to
Consolidate Cases by W. Allen Gage (Attachments: # 1 Exhibit A, Part 1#
2 Exhibit A, Part
2# 3 Exhibit B# 4 Exhibit C, part 1#
5 Exhibit c, part
2# 6 Errata D# 7 Errata E)(Youtz,
Shane) (Entered: 10/22/2007) |
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10/23/2007 |
First
Amended Notice of Motion for Consolidation, Appointment of Lead Plaintiff and
Approval of Lead Counsel by Linda Rozenfeld. (Riedel, Dana) Modified to term
motion on 10/26/2007 (dmw) (Entered: 10/23/2007) |
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10/23/2007 |
NOTICE
of Appearance by Dana Scott Riedel on behalf of Linda Rozenfeld (Riedel,
Dana) (Entered: 10/23/2007) |
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10/23/2007 |
CERTIFICATE
OF SERVICE by Linda Rozenfeld re The Rozenfelds' First Amended Notice of
Motion for Consolidation, etc. and Entry of Appearance by D. Scott Riedel
(Riedel, Dana) (Entered: 10/23/2007) |
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10/26/2007 |
NOTICE
OF DEFICIENCY to Dana Riedel re 31 Proposed Pretrial
Order, 30 MOTION
to Consolidate Cases Memorandum of Law in Support of Motion to Consolidate
and Approval of Lead Counsel (dmw) (Entered: 10/26/2007) |
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11/01/2007 |
NOTICE
by Linda Rozenfeld, Stephen Rozenfeld of Withdrawal of motion for
consolidation, appointment of lead plaintiff and approval of lead counsel 29 (Riedel, Dana)
Modified docket text on 11/2/2007 (dmw) (Entered: 11/01/2007) |
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11/01/2007 |
CERTIFICATE
OF SERVICE by Linda Rozenfeld, Stephen Rozenfeld re 42 Notice (Other)
(Riedel, Dana) (Entered: 11/01/2007) |
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11/05/2007 |
Defendants' RESPONSE and
Statement Regarding Lead Plaintiff and Consolidation re 22 Notice (Other), 29 MOTION to
Consolidate Cases and Appointment of Lead Counsel, 19 MOTION to
Consolidate Cases and for Appointment and Approval of Lead Counsel, 30 MOTION to
Consolidate Cases Memorandum of Law in Support of Motion to Consolidate
and Approval of Lead Counsel, 35 MOTION to
Consolidate Cases filed by Michael B Jeffers, Ike Kalangis, Owen M Lopez,
Francis I Mullin, |
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11/07/2007 |
NOTICE
OF WITHDRAWAL OF DOCUMENT as to document 19 Motion to
Consolidate Cases by Necati Alkas, Ronald Johnston, Raoul Turcot (Fallick,
Gregg) (Entered: 11/07/2007) |
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11/07/2007 |
CERTIFICATE
OF SERVICE by Necati Alkas, Ronald Johnston, Raoul Turcot re 45 Notice of
Withdrawal of Document Motion for Consolidation (Fallick, Gregg)
(Entered: 11/07/2007) |
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11/08/2007 |
STIPULATION
To Consolidate Related Actions, to Appoint Lead Plaintiff, and To Approve
Lead Plaintiff's Selection of Lead Counsel and Liaison Counsel by the Gage
Group and by Nicholas F Aldrich, Sr, Mary Aldrich, Nicholas F Aldrich,
Jr, Jeanne Aldrich (Attachments: # 1 Proposed Order to
Consolidate)(Sandoval, Richard) Modified typo on 11/9/2007 (dmw) (Entered:
11/08/2007) |
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02/01/2008 |
Letter
to counsel from Judge Browning re Judicial Code of Conduct (dmw) (Entered:
02/07/2008) |
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02/08/2008 |
ORDER by
Judge James O. Browning granting 35 Motion to
Consolidate Case with member cases 07cv1025; 07cv1069 and 07cv1115 (dmw)
(Entered: 02/08/2008) |
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03/07/2008 |
MOTION
to Withdraw as Counsel for Plaintiffs Linda Rozenfeld and Stephen
Rozenfeld by Linda Rozenfeld. (Riedel, Dana) (Entered: 03/07/2008) |
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03/07/2008 |
CERTIFICATE
OF SERVICE by Linda Rozenfeld re 50 MOTION to
Withdraw as Counsel for Plaintiffs Linda Rozenfeld and Stephen Rozenfeld
(Riedel, Dana) (Entered: 03/07/2008) |
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03/13/2008 |
MOTION
for Pro Hac Vice Michelle M. Newcomer by W. Allen Gage. (Attachments:
# 1 Affidavit
Michelle M. Newcomer)(Sandoval, Richard) (Entered: 03/13/2008) |
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03/13/2008 |
MOTION
for Pro Hac Vice Benjamin J. Sweet by W. Allen Gage. (Attachments: # 1 Affidavit Benjamin
J. Sweet)(Sandoval, Richard) (Entered: 03/13/2008) |
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03/13/2008 |
MOTION
for Pro Hac Vice Andrew L. Zivitz by W. Allen Gage. (Attachments: # 1 Affidavit Andrew L.
Zivitz)(Sandoval, Richard) (Entered: 03/13/2008) |
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03/13/2008 |
STIPULATION
& ORDER setting schedule for filing of pleadings by Judge James O.
Browning (dmw) (Entered: 03/13/2008) |
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03/14/2008 |
MOTION
for Pro Hac Vice Richard A. Russo, Jr. by W. Allen Gage. (Attachments:
# 1)(Sandoval,
Richard) (Entered: 03/14/2008) |
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03/18/2008 |
MOTION
for Pro Hac Vice Rachele R. Rickert by W. Allen Gage. (Attachments: # 1 Affidavit Rachele
R. Rickert)(Sandoval, Richard) (Entered: 03/18/2008) |
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03/18/2008 |
MOTION
for Pro Hac Vice Francis M. Gregorek by W. Allen Gage. (Attachments: #
1 Affidavit
Francis M. Gregorek)(Sandoval, Richard) (Entered: 03/18/2008) |
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03/20/2008 |
ORDER by
District Judge James O. Browning granting 50 Motion to
Withdraw as Counsel D. Scott Riedel for Linda and Stephen Rozenfeld (dmw)
(Entered: 03/20/2008) |
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03/27/2008 |
Letter
to District Judge James O. Browning from Lynn H. Slade dated 2/22/2008 (dmw)
(Entered: 04/14/2008) |
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04/04/2008 |
NOTICE
of Appearance by Frank T. Herdman on behalf of all defendants (Herdman,
Frank) (Entered: 04/04/2008) |
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04/08/2008 |
ORDER by
District Judge James O. Browning granting 58 Motion for
Attorney Francis M. Gregorek to Appear Pro Hac Vice for W. Allen Gage. (dmw)
(Entered: 04/08/2008) |
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04/08/2008 |
ORDER by
District Judge James O. Browning granting 52 Motion for
Attorney Michelle M. Newcomer to Appear Pro Hac Vice for W. Allen Gage. (dmw)
(Entered: 04/08/2008) |
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04/08/2008 |
ORDER by
District Judge James O. Browning granting 57 Motion for
Attorney Rachele R. Rickert to Appear Pro Hac Vice for W. Allen Gage. (dmw)
(Entered: 04/08/2008) |
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04/08/2008 |
ORDER by
District Judge James O. Browning granting 56 Motion for
Attorney Richard A. Russo to Appear Pro Hac Vice for W. Allen Gage. (dmw)
(Entered: 04/08/2008) |
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04/08/2008 |
ORDER by
District Judge James O. Browning granting 53 Motion for
Attorney Benjamin J. Sweet to Appear Pro Hac Vice for W. Allen Gage. (dmw)
(Entered: 04/08/2008) |
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04/08/2008 |
ORDER by
District Judge James O. Browning granting 54 Motion for
Attorney Andrew L. Zivitz to Appear Pro Hac Vice for W. Allen Gage. (dmw)
(Entered: 04/08/2008) |
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05/27/2008 |
AMENDED
COMPLAINT Consolidated Class Action Complaint against all defendants.,
filed by W. Allen Gage. (Attachments: # 1 Exhibit A, # 2 Exhibit
B)(Sandoval, Richard) (Entered: 05/27/2008) |
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06/05/2008 |
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Summons
Issued as to AG Edwards & Sons, Inc., BB&T Capital Markets, |
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06/16/2008 |
WAIVER
OF SERVICE Returned Executed by W. Allen Gage, Nicholas F Aldrich, Sr, Betty
L. Manning, John Learch. Paul G Decoff waiver sent on 6/10/2008, answer due
8/11/2008. (Rickert, Rachele) (Entered: 06/16/2008) |
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06/24/2008 |
SUMMONS
Returned Executed by W. Allen Gage, Nicholas F Aldrich, Sr, Betty L. Manning,
John Learch. Bear, Stearns & Co., Inc. served on 6/12/2008, answer due
7/2/2008. (Rickert, Rachele) (Entered: 06/24/2008) |
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06/24/2008 |
SUMMONS
Returned Executed by W. Allen Gage, Nicholas F Aldrich, Sr, Betty L. Manning,
John Learch. Citigroup Global Markets Inc. served on 6/12/2008, answer due
7/2/2008. (Rickert, Rachele) (Entered: 06/24/2008) |
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06/24/2008 |
SUMMONS
Returned Executed by W. Allen Gage, Nicholas F Aldrich, Sr, Betty L. Manning,
John Learch. Friedman, Billings, Ramsey & Co., Inc. served on 6/12/2008,
answer due 7/2/2008. (Rickert, Rachele) (Entered: 06/24/2008) |
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06/24/2008 |
SUMMONS
Returned Executed by W. Allen Gage, Nicholas F Aldrich, Sr, Betty L. Manning,
John Learch. Oppenheimer & Company, Inc. served on 6/12/2008, answer due
7/2/2008. (Rickert, Rachele) (Entered: 06/24/2008) |
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06/24/2008 |
SUMMONS
Returned Executed by W. Allen Gage, Nicholas F Aldrich, Sr, Betty L. Manning,
John Learch. |
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06/24/2008 |
SUMMONS
Returned Executed by W. Allen Gage, Nicholas F Aldrich, Sr, Betty L. Manning,
John Learch. Stifel, Nicolaus & Company, Inc. served on 6/12/2008, answer
due 7/2/2008. (Rickert, Rachele) (Entered: 06/24/2008) |
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06/30/2008 |
SUMMONS
Returned Executed by W. Allen Gage, Nicholas F Aldrich, Sr, Betty L. Manning,
John Learch. AG Edwards & Sons, Inc. served on 6/24/2008, answer due
7/14/2008. (Rickert, Rachele) (Entered: 06/30/2008) |
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07/02/2008 |
Joint
MOTION to Amend/Correct Schedule for Filing of Pleadings by Thornburg
Mortgage, Inc.. (Herdman, Frank) (Entered: 07/02/2008) |
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07/08/2008 |
ORDER by
District Judge James O. Browning granting 77 Motion to Amend
schedule for filing of pleadings (dmw) (Entered: 07/08/2008) |
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07/09/2008 |
NOTICE
of Appearance by Turner W. Branch on behalf of W. Allen Gage (Branch, Turner)
(Entered: 07/09/2008) |
|
|
07/10/2008 |
SUMMONS
Returned Executed by W. Allen Gage, Nicholas F Aldrich, Sr, Betty L. Manning,
John Learch. BB&T Capital Markets served on 6/20/2008, answer due
7/10/2008. (Rickert, Rachele) (Entered: 07/10/2008) |
|
|
08/27/2008 |
NOTICE
of Appearance by Andrew G. Schultz on behalf of Friedman, Billings, Ramsey
& Co., Inc. (Schultz, Andrew) (Entered: 08/27/2008) |
|
|
08/27/2008 |
MOTION
for Status Conference Prior to Filing Any Answer or Rule 12 Motion by
Friedman, Billings, Ramsey & Co., Inc.. (Schultz, Andrew) (Entered:
08/27/2008) |
|
|
08/27/2008 |
MOTION
to Expedite Briefing on Motion for Status Conference by Friedman,
Billings, Ramsey & Co., Inc.. (Schultz, Andrew) (Entered: 08/27/2008) |
|
|
08/28/2008 |
Corporate
Disclosure Statement by Friedman, Billings, Ramsey & Co., Inc. (Schultz,
Andrew) (Entered: 08/28/2008) |
|
|
08/28/2008 |
MEMORANDUM
in Opposition Opposition to Defendant Friedman, Billings, Ramsey &
Co., Inc's 83
+Motion to Expedite Briefing on Motion for Status Conference filed by W.
Allen Gage, Nicholas F Aldrich, Sr, Kenneth Z Slater, Donald Smith, Elaine
Snydman, Denis Roy Gonsalves, David Sedlmyer, Betty L. Manning, John Learch.
(Rickert, Rachele) Modified linkage on 9/2/2008 (dmw) (Entered: 08/28/2008) |
|
|
09/05/2008 |
REPLY to
Response to Motion re 83
MOTION to Expedite Briefing on Motion for Status Conference filed by
Friedman, Billings, Ramsey & Co., Inc.. (Arland, William) (Entered:
09/05/2008) |
|
|
09/09/2008 |
87 |
NOTICE
of motion hearing regarding Defendant Friedman, Billings, Ramsey & Co.,
Inc.'s Motion to Expedite Briefing on Motion for Status Conference scheduled
on 9/15/2008 at 10:00 AM in Albuquerque - 460 Vermejo Courtroom before
District Judge James O. Browning. THIS IS A TEXT ONLY ENTRY. THERE |
|
09/10/2008 |
RESPONSE
in Support and joinder in 82 MOTION for Status
Conference Prior to Filing Any Answer or Rule 12 Motion filed by Thornburg
Mortgage, Inc. (Herdman, Frank) Modified text on 9/11/2008 (dmw). (Entered:
09/10/2008) |
|
|
09/10/2008 |
DECLARATION
re 88 Response in
Support of 82
Motion for Status Conference by Thornburg Mortgage, Inc. (Attachments:
# 1 Exhibit A to
Richmond Declaration, # 2 Exhibit B to
Richmond Declaration, # 3 Exhibit C to
Richmond Declaration, # 4 Exhibit D to
Richmond Declaration)(Herdman, Frank) Modified linkage/text on 9/11/2008
(dmw) (Entered: 09/10/2008) |
|
|
09/10/2008 |
RESPONSE
in Opposition re 82
MOTION for Status Conference Prior to Filing Any Answer or Rule 12 Motion
filed by W. Allen Gage, Nicholas F Aldrich, Sr, Kenneth Z Slater, Donald
Smith, Elaine Snydman, Denis Roy Gonsalves, David Sedlmyer, Betty L. Manning,
John Learch. (Rickert, Rachele) Modified text on 9/11/2008 (dmw). (Entered:
09/10/2008) |
|
|
09/11/2008 |
NOTICE
of Appearance by John S. Thal on behalf of Friedman, Billings, Ramsey &
Co., Inc. (Thal, John) (Entered: 09/11/2008) |
|
|
09/11/2008 |
NOTICE
of Appearance by Clifford K. Atkinson on behalf of Friedman, Billings, Ramsey
& Co., Inc. (Atkinson, Clifford) (Entered: 09/11/2008) |
|
|
09/11/2008 |
MOTION
for Pro Hac Vice Admittance of Howard Gutman by Friedman, Billings,
Ramsey & Co., Inc.. (Thal, John) (Entered: 09/11/2008) |
|
|
09/11/2008 |
MOTION
for Pro Hac Vice on behalf of all Plaintiffs by Kenneth Z Slater.
(Attachments: # 1
Affidavit in Support of Motion for Leave to Appear Pro Hac Vice)(Branch,
Turner) (Entered: 09/11/2008) |
|
|
09/12/2008 |
NOTICE
of Appearance by John S. Thal on behalf of |
|
|
09/12/2008 |
NOTICE
of Appearance by John S. Thal on behalf of Bear, Stearns & Co., Inc.
(Thal, John) (Entered: 09/12/2008) |
|
|
09/12/2008 |
NOTICE
of Appearance by Clifford K. Atkinson on behalf of Bear, Stearns & Co.,
Inc. (Atkinson, Clifford) (Entered: 09/12/2008) |
|
|
09/12/2008 |
NOTICE
of Appearance by Clifford K. Atkinson on behalf of |
|
|
09/12/2008 |
MOTION
for Pro Hac Vice Admittance by Bear, Stearns & Co., Inc..
(Attachments: # 1
Affidavit David C. Bohan, # 2 Affidavit David J.
Stagman, # 3
Affidavit Christopher J. Stetler)(Thal, John) (Entered: 09/12/2008) |
|
|
09/12/2008 |
MOTION
for Pro Hac Vice Admittance by |
|
|
09/12/2008 |
NOTICE
of Appearance by John S. Thal on behalf of AG Edwards & Sons, Inc. (Thal,
John) (Entered: 09/12/2008) |
|
|
09/12/2008 |
NOTICE
of Appearance by John S. Thal on behalf of BB&T Capital Markets (Thal,
John) (Entered: 09/12/2008) |
|
|
09/12/2008 |
NOTICE
of Appearance by John S. Thal on behalf of Citigroup Global Markets Inc.
(Thal, John) (Entered: 09/12/2008) |
|
|
09/12/2008 |
NOTICE
of Appearance by John S. Thal on behalf of Oppenheimer & Company, Inc.
(Thal, John) (Entered: 09/12/2008) |
|
|
09/12/2008 |
NOTICE
of Appearance by John S. Thal on behalf of |
|
|
09/12/2008 |
NOTICE
of Appearance by John S. Thal on behalf of Stifel, Nicolaus & Company,
Inc. (Thal, John) Modified text on 9/15/2008 (dmw). (Entered: 09/12/2008) |
|
|
09/12/2008 |
NOTICE
of Appearance by Clifford K. Atkinson on behalf of AG Edwards & Sons,
Inc. (Atkinson, Clifford) (Entered: 09/12/2008) |
|
|
09/12/2008 |
NOTICE
of Appearance by Clifford K. Atkinson on behalf of Stifel, Nicolaus &
Company, Inc. (Atkinson, Clifford) (Entered: 09/12/2008) |
|
|
09/12/2008 |
NOTICE
of Appearance by Clifford K. Atkinson on behalf of BB&T Capital Markets
(Atkinson, Clifford) (Entered: 09/12/2008) |
|
|
09/12/2008 |
NOTICE
of Appearance by Clifford K. Atkinson on behalf of Citigroup Global Markets
Inc. (Atkinson, Clifford) (Entered: 09/12/2008) |
|
|
09/12/2008 |
NOTICE
of Appearance by Clifford K. Atkinson on behalf of Oppenheimer & Company,
Inc. (Atkinson, Clifford) (Entered: 09/12/2008) |
|
|
09/12/2008 |
NOTICE
of Appearance by Clifford K. Atkinson on behalf of |
|
|
09/12/2008 |
[FILED
IN ERROR] MOTION for Pro Hac Vice Admittance by AG Edwards & Sons,
Inc. (Attachments: # 1
Affidavit Jonathan C. Dickey)(Thal, John) Modified on 9/17/2008 (dmw).
(Entered: 09/12/2008) |
|
|
09/12/2008 |
[FILED
IN ERROR] MOTION for Pro Hac Vice Admittance by BB&T Capital
Markets. (Attachments: # 1 Affidavit Jonathan
C. Dickey)(Thal, John) Modified on 9/17/2008 (dmw). (Entered: 09/12/2008) |
|
|
09/12/2008 |
[FILED IN
ERROR} MOTION for Pro Hac Vice Admittance by |
|
|
09/12/2008 |
[FILED
IN ERROR] MOTION for Pro Hac Vice Admittance by Citigroup Global
Markets Inc. (Attachments: # 1 Affidavit Jonathan
C. Dickey)(Thal, John) Modified on 9/17/2008 (dmw). (Entered: 09/12/2008) |
|
|
09/12/2008 |
[FILED
IN ERROR] MOTION for Pro Hac Vice Admittance by Stifel, Nicolaus &
Company, Inc.. (Attachments: # 1 Affidavit Jonathan
C. Dickey)(Thal, John) Modified on 9/17/2008 (dmw). (Entered: 09/12/2008) |
|
|
09/12/2008 |
[FILED
IN ERROR] MOTION for Pro Hac Vice Admittance by Oppenheimer &
Company, Inc. (Attachments: # 1 Affidavit Jonathan
C. Dickey)(Thal, John) Modified on 9/17/2008 (dmw). (Entered: 09/12/2008) |
|
|
09/15/2008 |
ORDER by
District Judge James O. Browning denying as moot Defendant Friedman,
Billings, Ramsey & Co., Incs Motion to Expedite Briefing on Motion for
Status Conference 83
. (jhp) (Entered: 09/15/2008) |
|
|
09/15/2008 |
Clerk's
Minutes for proceedings held before District Judge James O. Browning: Motion
Hearing held on 9/15/2008 re 83 MOTION to
Expedite Briefing on Motion for Status Conference and 82 MOTION for Status
Conference Prior to Filing Any Answer or Rule 12 Motion filed by Friedman,
Billings, Ramsey & Co., Inc. (Court Reporter Danna Everett) (dmw)
(Entered: 10/10/2008) |
|
|
09/17/2008 |
MOTION
for Pro Hac Vice Admittance of Jonathan C. Dickey by AG Edwards &
Sons, Inc., BB&T Capital Markets, Citigroup Global Markets Inc.,
Oppenheimer & Company, Inc., |
|
|
09/17/2008 |
TRANSCRIPT
of Proceedings held on September 15, 2008, before Judge James O. Browning.
Court Reporter/Transcriber Danna Schutte Everett, Telephone number
(505)348-2283. PLEASE TAKE NOTICE that each party now has seven (7) calendar
days to file a Notice of Intent to Request Redaction of any personal
identifiers from this transcript. If no notice is filed during this seven-day
period, the court will assume that redaction of personal data is not
necessary and will make the transcript electronically available, as is, to
the public after 90 days. For additional guidance, PLEASE REVIEW the complete
policy, located in the CM/ECF Administrative Procedures Manual at
www.nmcourt.fed.us. Transcripts may be purchased from the court reporter
and/or viewed (but not copied) at the Clerk's Office public terminal within
the 90-day period. (dse)
(Entered: 09/17/2008) |
|
|
09/17/2008 |
Unopposed
MOTION to Withdraw as Attorney and Substitution of Counsel (and proposed
form of Order) by Friedman, Billings, Ramsey & Co., Inc.. (Arland,
William) (Entered: 09/17/2008) |
|
|
09/19/2008 |
MOTION
for Pro Hac Vice Admittance of Lindsay R. Pennington by AG Edwards
& Sons, Inc., BB&T Capital Markets, Citigroup Global Markets Inc.,
Oppenheimer & Company, Inc., |
|
|
09/19/2008 |
MOTION
for Pro Hac Vice Admittance of Dean J. Kitchens by AG Edwards &
Sons, Inc., BB&T Capital Markets, Citigroup Global Markets Inc.,
Oppenheimer & Company, Inc., |
|
|
09/19/2008 |
Unopposed
MOTION to Extend (other) Page Limits for Motion to Dismiss by Michael
B Jeffers, Ike Kalangis, Owen M Lopez, Francis I Mullin, |
|
|
09/22/2008 |
MOTION
to Dismiss Consolidated Amended Complaint by Ike Kalangis, Owen M
Lopez, Francis I Mullin, |
|
|
09/22/2008 |
BRIEF re
126 MOTION to
Dismiss Consolidated Amended Complaint Memorandum in Support of
Motion to Dismiss Consolidated Amended Complaint by Ike Kalangis, Owen M
Lopez, Francis I Mullin, |
|
|
09/22/2008 |
Opposed
MOTION to Dismiss Consolidated Class Action Complaint; Memorandum of
Points and Authorities in Support Thereof by AG Edwards & Sons, Inc.,
BB&T Capital Markets, Citigroup Global Markets Inc., Oppenheimer &
Company, Inc., |
|
|
09/22/2008 |
JOINDER in
132 Motion to
Dismiss by Stifel, Nicolaus & Company, Inc. (Atkinson, Clifford)
Modified linkage/text on 9/23/2008 (dmw) (Entered: 09/22/2008) |
|
|
09/22/2008 |
Opposed
MOTION to Dismiss by |
|
|
09/22/2008 |
[FILED
IN ERROR] Joint MOTION Judicial Notice re 127 Brief, 126 MOTION to
Dismiss Consolidated Amended Complaint by Ike Kalangis, Owen M Lopez,
Francis I Mullin, |
|
|
09/22/2008 |
MOTION
to Dismiss and Memorandum in Support by Friedman, Billings, Ramsey
& Co., Inc.. (Atkinson, Clifford) (Entered: 09/22/2008) |
|
|
09/23/2008 |
CERTIFICATE
OF SERVICE by AG Edwards & Sons, Inc., BB&T Capital Markets,
Citigroup Global Markets Inc., Oppenheimer & Company, Inc., |
|
|
09/23/2008 |
NOTICE
by Ike Kalangis, Owen M Lopez, Francis I Mullin, |
|
|
09/26/2008 |
ORDER by
District Judge James O. Browning granting 125 MOTION for
extension of page limit for motion to dismiss (dmw) (Entered: 09/26/2008) |
|
|
10/08/2008 |
NOTICE
by Ike Kalangis, Owen M Lopez, Francis I Mullin, |
|
|
10/20/2008 |
ORDER by
District Judge James O. Browning granting 120 Motion for Pro
Hac Vice; Attorney Jonathan C. Dickey for AG Edwards & Sons, Inc.,
BB&T Capital Markets, Citigroup Global Markets Inc., Oppenheimer &
Company, Inc., |
|
|
10/20/2008 |
ORDER by
District Judge James O. Browning granting 122 Motion to
Withdraw as Attorney. William J. Arland, |
|
|
11/12/2008 |
ORDER by
District Judge James O. Browning granting [93 Motion for Howard Gutman to
Appear Pro Hac Vice for Friedman, Billings, Ramsey & Co., Inc. (dmw)
(Entered: 11/12/2008) |
|
|
11/12/2008 |
ORDER by
District Judge James O. Browning granting 99 Motion for
Attorneys David C. Bohan David J. Stagman and Christopher J. Stetler to
Appear Pro Hac Vice for |
|
|
11/12/2008 |
ORDER by
District Judge James O. Browning granting 123 Motion for
Attorney Lindsay R. Pennington to Appear Pro Hoc Vice for AG Edwards &
Sons, Inc., BB&T Capital Markets, Citigroup Global Markets Inc.,
Oppenheimer & Company, Inc., |
|
|
11/12/2008 |
ORDER by
District Judge James O. Browning granting 124 Motion for
Attorney Dean J. Kitchens to Appear Pro Hoc Vice for AG Edwards & Sons,
Inc., BB&T Capital Markets, Citigroup Global Markets Inc., Oppenheimer
& Company, Inc., |
|
|
12/03/2008 |
Unopposed
MOTION to Extend (other) Unopposed Motion to File Two Opposition Briefs to
Extend Page Limits and to Extend Time for Filing by W. Allen Gage.
(Branch, Turner) (Entered: 12/03/2008) |
|
|
12/05/2008 |
NOTICE
by W. Allen Gage Notice of Firm Name Change (Branch, Turner) (Entered:
12/05/2008) |
|
|
12/08/2008 |
ORDER by
District Judge James O. Browning granting 94 Motion for
Attorney Patrick H. Moran to appear pro hoc vice for plaintiffs (dmw)
(Entered: 12/08/2008) |
|
|
12/08/2008 |
ORDER by
District Judge James O. Browning granting 144 Motion to File
Two Opposition Briefs, to Extend Page Limits and for Extension of Time (dmw)
(Entered: 12/08/2008) |
|
|
12/19/2008 |
First
MOTION to Substitute Attorney Turner Branch (Branch Law Firm) for Richard
A. Sandoval by W. Allen Gage, Nicholas F Aldrich, Sr, Mary Aldrich, Jean
Long, Konjit Robinson, Maegan Stout, Nicholas F Aldrich, Jr, Katherine Josee,
Sanjay Josee, Jeanne Aldrich, Nancy Garvey, Lucretia Fleury, Kenneth Z
Slater, Betty L. Manning, John Learch. (Sandoval, Richard) (Entered:
12/19/2008) |
|
|
12/19/2008 |
CERTIFICATE
OF SERVICE by Nicholas F Aldrich, Sr, Mary Aldrich, Jean Long, Konjit
Robinson, Maegan Stout, Nicholas F Aldrich, Jr, Katherine Josee, Sanjay
Josee, Jeanne Aldrich, Nancy Garvey, Kenneth Z Slater, Betty L. Manning, John
Learch, Ronald Johnston re 148 First MOTION to
Substitute Attorney Turner Branch (Branch Law Firm) for Richard A.
SandovalFirst MOTION to Substitute Attorney Turner Branch (Branch Law
Firm) for Richard A. Sandoval (Sandoval, Richard) (Entered: 12/19/2008) |
|
|
12/22/2008 |
MOTION
to Strike 127
Brief, 126 MOTION
to Dismiss Consolidated Amended Complaint Plaintiffs' Motion to
Strike, Disregard and Refuse Defendants' Request for Judicial Notice of
Exhibits Submitted in Support of Defendants' Motions to Dismiss by W.
Allen Gage. (Branch, Turner) (Entered: 12/22/2008) |
|
|
12/22/2008 |
[FILED
IN ERROR] BRIEF Plaintiffs' Opposition to the Motions to Dismiss
Plaintiffs' Securities Act Claims Submitted by: 1) Thornburg Mortgage, Inc.,
Garrett Thornburg, Larry a. Goldstone, Joseph A. Badal, Paul G. Decoff,
Clarence D. Simmons, Anne-Drue M. Anderson, David A. Ater, Eliot R. Cutler,
Ike Kalangis, Owen M. Lopez, Francis I. Mullin, Jr., and Stuart C. Sherman;
2) The May/June 2007 Underwriter Defendants; 3) Friedman, Billings, Ramsey
& Co., Inc.; 4) |
|
|
12/22/2008 |
RESPONSE
in Opposition (PART 1) to 128 130 132 Motions to
Dismiss Plaintiffs' Securities Act Claims Submitted by: 1) Thornburg
Mortgage, Inc., Garrett Thornburg, Larry A. Goldstone, Joseph H. Badal,Paul
G. Decoff, Clarence D. Simmons, Anne-Drue M. Anderson, David A. Ater, Eliot
R. Cutler, Ike Kalangis, Owen M. Lopez, Francis I. Mullin, Jr., and Stuart C.
Sherman; 2) The May/June 2007 Underwriter Defendants; 3) Friedman, Billings,
Ramsey & Co., Inc.; 4) |
|
|
12/22/2008 |
RESPONSE
in Opposition (PART 2) 152
to 128 130 132 Motions to
Dismiss Plaintiffs' Securities Act Claims Submitted by: 1) Thornburg
Mortgage, Inc., Garrett Thornburg, Larry A. Goldstone, Joseph hH. Badal, Paul
G. Decoff, Clarence D. Simmons, Anne-Drue M. Anderson, David A. Ater, Eliot
r. Cutler, Ike Kalangis, Owen M. Lopez, Francis I. Mullin, Jr., and Stuart C.
Sherman; 2) The May/June 2007 Underwriter Defendants; 3) Friedman, Billings,
Ramsey & Co., Inc.; 4) |
|
|
12/22/2008 |
RESPONSE
in Opposition (PART 1) to 126 Motion to
Dismiss Consolidated Amended Complaint Filed By Thornburg Mortgage, Inc.,
Garrett Thornburg, Larry A. Goldstone, Joseph H. Badal, Paul G. Decoff,
Clarence D. Simmons, Anne-Drue M. Anderson, David A. Ater, Eliot R. Cutler,
Ike Kalangis, Owen M. Lopez, Francis I. Mullin, Jr., and Stuart C. Sherman
(Part 1) by W. Allen Gage (Branch, Turner) Modified linkage/text on
12/30/2008 (dmw) (Entered: 12/22/2008) |
|
|
12/22/2008 |
RESPONSE
in Opposition (PART 2) 154
to 126 Motion
to Dismiss Consolidated Amended Complaint Filed by Thornburg Mortgage, Inc.,
Garrett Thornburg, Larry a. Goldstone, Joseph H. Badal, Paul G. Decoff,
Clarence D. Simmons, Anne-Drue M. Anderson, David A. Ater, Eliot R. Cutler,
Ike Kalangis, Owen M. Lopez, Francis I. Mullin, Jr., and Stuart C. Sherman
(Part 2) by W. Allen Gage (Branch, Turner) Modified linkage/text on
12/30/2008 (dmw) (Entered: 12/22/2008) |
|
|
12/22/2008 |
RESPONSE
in Opposition (PART 3) 154
to 126 Motion
to Dismiss Consolidated Amended Complaint Filed by Thornburg Mortgage, Inc.,
Garrett Thornburg, Larry A. Goldstone, Joseph H. Badal,Paul G. Decoff,
Clarence D. Simmons, Anne-Drue M. Anderson, David A. Ater, Eliot R. Cutler,
Ike Kalangis, Owen M. Lopez, Francis I. Mullin, Jr., and Stuart C. Sherman by
W. Allen Gage (Branch, Turner) Modified linkage/text on 12/30/2008 (dmw)
(Entered: 12/22/2008) |
|
|
12/22/2008 |
RESPONSE
in Opposition (PART 4) 154
to 126 Motion
to Dismiss Consolidated Amended Complaint Filed by Thornburg Mortgage, Inc.,
Garrett Thornburg, Larry A. Goldstone, Joseph H. Badal, Paul G. Decoff,
Clarence D. Simmons, Anne-Drue M. Anderson, David A. Ater, Eliot R. Cutler,
Ike Kalangis, Owen M. Lopez, Francis I. Mullin, Jr., and Stuart C. Sherman by
W. Allen Gage (Attachments: # 1 Appendix, # 2 Appendix 1, # 3 Appendix 2, # 4 Appendix 3, # 5 Appendix 4, # 6 Appendix 5, # 7 Appendix
6)(Branch, Turner) Modified linkage/text on 12/30/2008 (dmw) (Entered:
12/22/2008) |
|
|
12/23/2008 |
APPENDIX/SUPPLEMENT
re 157 Brief,, 154 Brief, 155 Brief, 156 Brief, Supplemental
Appendix of Unreported Authority in Support of Plaintiffs' Opposition to
Defendants' Motion to Dismiss Consolidated Amended Complaint Filed by
Thornburg Mortgage, Inc., Garrett Thornburg, Larry a. Goldstone, Joseph H.
Badal, Paul G. Decoff, Clarence D. Simmons, Anne-Drue M. Anderson, David A.
Ater, Eliot R. Cutler, Ike Kalangis, Owen M. Lopez, Francis I. Mullin Jr.,
and Stuart C. Sherman by W. Allen Gage (Attachments: # 1 Supplement
Appendix Attachment 1, # 2 Supplement Appendix
Attachment 2, # 3
Supplement Attachment 3, # 4 Supplement
Attachment 4, # 5
Supplement Appendix Attachment 5, # 6 Supplement
Appendix Attachment 6, # 7 Supplement
Appendix Attachment 7, # 8 Supplement
Appendix Attachment 8, # 9 Supplement
Appendix Attachment 9, # 10 Supplement
Appendix Attachment 10, # 11 Supplement
Appendix Attachment 11, # 12 Supplement
Appendix Attachment 12, # 13 Supplement
Appendix Attachment 13, # 14 Supplement
Appendix Attachment 14, # 15 Supplement
Appendix Attachment 15)(Branch, Turner) (Entered: 12/23/2008) |
|
|
01/27/2009 |
DECLARATION
in Support of 160
Opposed MOTION for Leave to File Amended Consolidated Class Action
Complaint to Add Additional Representative Plaintiff by W. Allen Gage. (Attachments:
# 1 Exhibit
1-Part 2, # 2
Exhibit 1-Part 3, # 3
Exhibit 1-Part 4, # 4
Exhibit 1-Part 5, # 5
Exhibit 1-Part 6, # 6
Exhibit 1-Part 7, # 7
Exhibit 1-Part 8, # 8
Exhibit 1-Part 1, # 9
Exhibit 2)(Branch, Turner) Modified linkage/text on 1/27/2009 (dmw) (Entered:
01/27/2009) |
|
|
01/27/2009 |
Opposed
MOTION for Leave to File Plaintiffs' Opposed Motion for Leave to Amend
Consolidated Class Action Complaint to Add Additional Representative
Plaintiff by W. Allen Gage. (Branch, Turner) (Entered: 01/27/2009) |
|
|
01/27/2009 |
APPENDIX/SUPPLEMENT
re 160 Opposed
MOTION for Leave to File Plaintiffs' Opposed Motion for Leave to Amend
Consolidated Class Action Complaint to Add Additional Representative
Plaintiff, 159
Opposed MOTION for Leave to File Plaintiffs' Opposed Motion for Leave to
Amend Consolidated Class Action Complaint to Add Additional Representative
Plaintiff Additional Parts to Exhibit 1 Attached to Declaration
Document No. 159 in Support of Motion to Amend Complaint Document No. 160
by W. Allen Gage (Attachments: # 1 Exhibit 1 - Part
9, # 2 Exhibit 1
- Part 10, # 3
Exhibit 1 - Part 11)(Branch, Turner) (Entered: 01/27/2009) |
|
|
01/28/2009 |
CERTIFICATE
OF SERVICE by W. Allen Gage re 160 Opposed MOTION
for Leave to File Plaintiffs' Opposed Motion for Leave to Amend
Consolidated Class Action Complaint to Add Additional Representative
Plaintiff, 161
Appendix/Supplement,, 159
Opposed MOTION for Leave to File Plaintiffs' Opposed Motion for Leave to
Amend Consolidated Class Action Complaint to Add Additional Representative
Plaintiff (Branch, Turner) (Entered: 01/28/2009) |
|
|
02/03/2009 |
Unopposed
MOTION to Extend (other) Page Limit for Reply Briefs in Response to
Plaintiffs' Oppositions to Defendants' Motions to Dismiss by Ike
Kalangis, Owen M Lopez, Francis I Mullin, |
|
|
02/05/2009 |
ORDER by
District Judge James O. Browning granting 163 Motion for
extension of page limit for reply briefs in responsse to plaintiffs'
oppositions to motions to dismiss (dmw) (Entered: 02/05/2009) |
|
|
02/05/2009 |
REPLY to
Response to Motion re 128
Opposed MOTION to Dismiss Consolidated Class Action Complaint; Memorandum
of Points and Authorities in Support Thereof filed by AG Edwards &
Sons, Inc., BB&T Capital Markets, Citigroup Global Markets Inc.,
Oppenheimer & Company, Inc., |
|
|
02/05/2009 |
REPLY to
Response to Motion re 128
Opposed MOTION to Dismiss Consolidated Class Action Complaint; Memorandum
of Points and Authorities in Support Thereof (Joinder) filed by
Stifel, Nicolaus & Company, Inc.. (Atkinson, Clifford) (Entered:
02/05/2009) |
|
|
02/05/2009 |
REPLY to
Response to Motion re 130
Opposed MOTION to Dismiss (and Joinder) filed by |
|
|
02/05/2009 |
REPLY to
Response to Motion re 126
MOTION to Dismiss Consolidated Amended Complaint filed by Ike
Kalangis, Owen M Lopez, Francis I Mullin, |
|
|
02/05/2009 |
RESPONSE
in Opposition re 150
MOTION to Strike 127
Brief, 126 MOTION
to Dismiss Consolidated Amended Complaint-Plaintiffs' Motion to
Strike, Disregard and Refuse Defendants' Request for Judicial Notice of
Exhibits Submitted in Support of Motions to Dismiss filed by Ike Kalangis,
Owen M Lopez, Francis I Mullin, |
|
|
02/05/2009 |
REPLY to
Response to Motion re 132
MOTION to Dismiss and Memorandum in Support filed by Friedman,
Billings, Ramsey & Co., Inc.. (Atkinson, Clifford) (Entered: 02/05/2009) |
|
|
02/11/2009 |
171 |
NOTICE
of motion hearing regarding 1) the Motion to Dismiss Consolidated Amended
Complaint by Defendants Thornburg Mortgage, Inc., Garrett Thornburg, Larry A.
Goldstone, Joseph H. Badal, Paul G. Decoff, Clarence D. Simmons, Anne-Drue M.
Anderson, David A. Ater, Eliot R. Cutler, Ike Kalangis, Owen M. Lopez,
Frances I. Mullin, Jr., and Stuart C. Sherman 126 ; 2) the Opposed
Motion by May/June 2007 Underwriter Defendants to Dismiss Consolidated Class
Action Complaint 128
; 3) the Opposed Motion to Dismiss of Underwriter Defendants |
|
02/13/2009 |
RESPONSE
in Opposition re 160
Opposed MOTION for Leave to File Plaintiffs' Opposed Motion for Leave to
Amend Consolidated Class Action Complaint to Add Additional Representative
Plaintiff filed by Friedman, Billings, Ramsey & Co., Inc..
(Attachments: # 1
Exhibit A)(Atkinson, Clifford) (Entered: 02/13/2009) |
|
|
02/13/2009 |
NOTICE
by AG Edwards & Sons, Inc., BB&T Capital Markets, Citigroup Global
Markets Inc., Oppenheimer & Company, Inc., |
|
|
02/13/2009 |
RESPONSE
in Opposition re 160
Opposed MOTION for Leave to File Plaintiffs' Opposed Motion for Leave to
Amend Consolidated Class Action Complaint to Add Additional Representative
Plaintiff Joinder in |
|
|
02/17/2009 |
NOTICE
by |
|
|
02/18/2009 |
MOTION
for Order Re-Scheduling Motions Hearing Set for March 3, 2009 by AG
Edwards & Sons, Inc., BB&T Capital Markets, |
|
|
02/19/2009 |
ORDER by
District Judge James O. Browning granting 176 Motion to
Reschedule motion hearing set for 3/3/2009 (dmw) (Entered: 02/19/2009) |
|
|
02/19/2009 |
|
Reset
Hearing as to 126
128 130 132 150 160 : Motion Hearing
set for 4/3/2009 at 01:30 PM in Albuquerque - 460 Vermejo Courtroom before
District Judge James O. Browning. (dmw) (Entered: 02/19/2009) |
|
02/20/2009 |
REPLY to
169 Response in
Opposition to 150
MOTION to Strike, Disregard and Refuse Defendants' Request for Judicial
Notice re 127
Brief, 126 MOTION
to Dismiss Consolidated Amended Complaint filed by W. Allen Gage.
(Branch, Turner) Modified text on 2/24/2009 (dmw). (Entered: 02/20/2009) |
|
|
03/02/2009 |
REPLY to
Response to Motion re 160
Opposed MOTION for Leave to File Plaintiffs' Opposed Motion for Leave to
Amend Consolidated Class Action Complaint to Add Additional Representative
Plaintiff filed by W. Allen Gage. (Branch, Turner) (Entered: 03/02/2009) |
|
|
03/11/2009 |
Letter
to counsel from District Judge James O. Browning (dmw) (Entered: 03/13/2009) |
|
|
03/17/2009 |
MEMORANDUM
OPINION |
|
|
03/17/2009 |
NOTICE
by W. Allen Gage Notice of Withdrawal of Counsel (Branch, Turner)
(Entered: 03/17/2009) |
|
|
03/20/2009 |
MOTION
for Pro Hac Vice of WIlliam H. Forman by Thornburg Mortgage, Inc..
(Attachments: # 1
Affidavit In Support of Motion for Leave to Appear Pro Hac Vice, # 2 Order)(Cunningham,
David) (Entered: 03/20/2009) |
|
|
03/24/2009 |
Amended
MOTION for Pro Hac Vice of William H. Forman by Thornburg Mortgage,
Inc.. (Attachments: # 1
Affidavit, # 2
Order)(Cunningham, David) (Entered: 03/24/2009) |
|
|
03/25/2009 |
ORDER by
District Judge James O. Browning granting 183 184 Amended Motion
for Attorney William H. Forman to Appear Pro Hac Vice for Michael B Jeffers,
Ike Kalangis, Owen M Lopez, Francis I Mullin, |
|
|
03/26/2009 |
Unopposed
MOTION to Continue Hearing Set for April 3, 2009 by Thornburg
Mortgage, Inc.. (Attachments: # 1
Exhibit)(Cunningham, David) (Entered: 03/26/2009) |
|
|
04/02/2009 |
ORDER by
District Judge James O. Browning granting 186 Motion to
Continue hearing set on 4/3/2009 (dmw) (Entered: 04/02/2009) |
|
|
04/02/2009 |
|
Reset
Hearing as to 126
128 130 150 160 : Motion Hearing
set for 4/22/2009 at 09:00 AM in Albuquerque - 460 Vermejo Courtroom before
District Judge James O. Browning. (dmw) (Entered: 04/02/2009) |
|
04/17/2009 |
MOTION
for Pro Hac Vice on behalf of William Pittard by Friedman, Billings,
Ramsey & Co., Inc.. (Attachments: # 1 Affidavit of
William Pittard)(Thal, John) (Entered: 04/17/2009) |
|
|
04/17/2009 |
NOTICE
by Ike Kalangis, Owen M Lopez, Francis I Mullin, |
|
|
04/22/2009 |
Clerk's
Minutes for proceedings held before District Judge James O. Browning: Motion
Hearing held on 4/22/2009 re 126 128 130 132 150 160 (Court Reporter
Danna Everett) (dmw) (Entered: 05/01/2009) |
|
|
04/28/2009 |
ORDER by
District Judge James O. Browning granting 188 Motion for
Attorney William Pittard to Appear Pro Hac Vice for Friedman, Billings,
Ramsey & Co., Inc. (dmw) (Entered: 04/28/2009) |
|
|
05/04/2009 |
NOTICE
by Thornburg Mortgage, Inc. of Suggestion of Bankruptcy of Thornburg
Mortgage Home Loans, Inc. (Attachments: # 1 Exhibit A -
Voluntary Petition)(Herdman, Frank) (Entered: 05/04/2009) |
|
|
05/05/2009 |
SUGGESTION
OF BANKRUPTCY Upon the Record as to Thornburg Mortgage, Inc. by Thornburg
Mortgage, Inc. (Attachments: # 1 Exhibit A -
Voluntary Petition)(Herdman, Frank) (Entered: 05/05/2009) |
|
|
06/01/2009 |
194 |
MINUTE
ORDER, pursuant to the direction of District Judge James O. Browning, given
the Suggestion of Bankruptcy filed by Thornburg Mortgage (Docs. 192 &
193), the Court requests that the parties address the following questions:
How does this Suggestion of Filing Bankruptcy effect the posture of this
case? Specifically, does this Suggestion of Bankruptcy stay the entire case?
Should the Court proceed to decide the motions the Court heard on April 22,
2009? The parties are requested to send the Court a letter or to file a short
pleading to respond to this inquiry. If the parties agree on what the Court
should do, they may submit a joint letter or brief. THIS IS A TEXT ONLY
ENTRY. THERE |
|
06/09/2009 |
NOTICE
OF FILING OF OFFICIAL TRANSCRIPT of Motion Hearing held on April 22, 2009,
before Judge James O. Browning. Court Reporter/Transcriber Danna Schutte
Everett, Telephone number (505)348-2283. PLEASE TAKE NOTICE that each party now has seven (7) calendar
days to file a Notice of Intent to Request Redaction of any personal
identifiers from this transcript. If no notice is filed during this seven-day
period, the court will assume that redaction of personal data is not
necessary and will make the transcript electronically available, as is, to
the public after 90 days. For additional guidance, PLEASE REVIEW the complete
policy, located in the CM/ECF Administrative Procedures Manual at
www.nmcourt.fed.us. Transcripts may be purchased from the court reporter
and/or viewed (but not copied) at the Clerk's Office public terminal within
the 90-day period. (dse)
(Entered: 06/09/2009) |
|
|
06/19/2009 |
RESPONSE
(letter) re 194 Minute Order,, filed by Nicholas F Aldrich, Sr.
(Branch, Turner) (Entered: 06/19/2009) |
|
|
06/19/2009 |
Underwriter
Defendants' Letter
RESPONSE re 194 Minute Order, filed by |
|
|
06/19/2009 |
(Letter) RESPONSE re 194
Minute Order,, filed by Thornburg Mortgage, Inc.. (Cunningham, David)
(Entered: 06/19/2009) |
|
|
06/22/2009 |
199 |
MINUTE
ORDER, pursuant to the direction of District Judge James O. Browning,
requesting a status report regarding Thornburg's pending bankruptcy 30 days
from the date of this order. THIS IS A TEXT ONLY ENTRY. THERE |
|
07/21/2009 |
STATUS
REPORT re |
|
|
07/22/2009 |
REPORT
by AG Edwards & Sons, Inc., BB&T Capital Markets, |
|
|
07/22/2009 |
REPORT
by W. Allen Gage (Branch, Turner) (Entered: 07/22/2009) |
|
|
07/29/2009 |
203 |
MINUTE
ORDER, pursuant to the direction of District Judge James O. Browning,
requesting a status report regarding Thornburg's pending bankruptcy on
10/1/2009. THIS IS A TEXT ONLY ENTRY. THERE |
|
08/17/2009 |
NOTICE
by Friedman, Billings, Ramsey & Co., Inc. of Withdrawal of Howard W.
Gutman as Counsel (Thal, John) (Entered: 08/17/2009) |
|
|
09/30/2009 |
STATUS
REPORT to Judge Browning Per 7/29/09 Minute Order by Thornburg
Mortgage, Inc. (Attachments: # 1 Exhibit
Stipulation & Consent Order Permitting Insurer to Advance Defense Costs,
# 2 Exhibit
Complaint of Debtors for Limited Extension of Automatic Stay, # 3 Exhibit Answer to
Complaint of Debtors for Limited Extension of Automatic Stay)(Cunningham,
David) (Entered: 09/30/2009) |
|
|
10/01/2009 |
STATUS
REPORT of Lead Plaintiff re Bankruptcy Proceedings by W. Allen Gage
(Attachments: # 1
Exhibit A, # 2
Exhibit B, # 3
Exhibit C, # 4
Exhibit D, # 5
Exhibit E)(Branch, Turner) (Entered: 10/01/2009) |
|
|
10/01/2009 |
Letter
to District Judge James O. Browning from John S. Thal re the underwriter
defendants' unopposition to the officer and director defendants' requests
that the proceedings in this litigation be held in abeyance. (dmw) Modified
to add text on 10/15/2009 (tdp). (Entered: 10/14/2009) |
|
|
10/06/2009 |
NOTICE
by |
|
|
10/20/2009 |
209 |
MINUTE
ORDER, pursuant to the direction of District Judge James O. Browning,
requesting a status report regarding Thornburg's pending bankruptcy and the
prospect of having a Chapter 11 plan submitted to The Honorable Judge Keir
this Fall. Please respond by the later of October 29, 2009, or 10 days after
Judge Keir rules on the U.S. Trustee's Motion for Appointment of Chapter 11
Trustee or Examiner. THIS IS A TEXT ONLY ENTRY. THERE |
|
10/30/2009 |
STATUS
REPORT In Response to Court's 10-20-09 Minute Order re Bankruptcy
Proceeding by Thornburg Mortgage, Inc. (Attachments: # 1 Exhibit Order, # 2 Exhibit
Order)(Cunningham, David) (Entered: 10/30/2009) |
|
|
11/02/2009 |
STATUS
REPORT by AG Edwards & Sons, Inc., BB&T Capital Markets, |
|
|
11/03/2009 |
STATUS
REPORT by W. Allen Gage (Branch, Turner) (Entered: 11/03/2009) |
|
|
11/04/2009 |
STATUS
REPORT Response to Plaintiff's 11-3-09 Letter by Thornburg Mortgage,
Inc. (Cunningham, David) (Entered: 11/04/2009) |
|
|
11/09/2009 |
MOTION
for Pro Hac Vice by D. Flexner on behalf Certain Officer & Director
Defendants by Thornburg Mortgage, Inc.. (Attachments: # 1 Affidavit, # 2 Supplement)(Cunningham,
David) (Entered: 11/09/2009) |
|
|
11/09/2009 |
MOTION
for Pro Hac Vice by P. Korologos on Behalf of Certain Officer and Director
Defendants by Thornburg Mortgage, Inc.. (Attachments: # 1 Affidavit, # 2 Supplement)(Cunningham,
David) (Entered: 11/09/2009) |
|
|
11/09/2009 |
MOTION
for Pro Hac Vice A. Neuhardt on Behalf of Certain Officer & Director
Defendants by Thornburg Mortgage, Inc.. (Attachments: # 1 Affidavit, # 2
Supplement)(Cunningham, David) (Entered: 11/09/2009) |
|
|
11/10/2009 |
STATUS
REPORT from Trustee Sher in Response to Branch Ltr. of 10-28-09 by Thornburg
Mortgage, Inc. (Attachments: # 1 Exhibit |
|
|
11/10/2009 |
MEMORANDUM
IN SUPPORT of 222
Motion for a Partial Lifting of the PSLRA Stay of Discovery by W.
Allen Gage. (Attachments: # 1 Memorandum of Law
in Support of Motion, # 2 Affidavit Richard
A. Russo, # 3
Exhibit 1, # 4
Exhibit 2, # 5
Exhibit 3, # 6
Exhibit 4-1, # 7
Exhibit 4-2, # 8
Exhibit 5, # 9
Exhibit 6, # 10
Exhibit 7)(Branch, Turner) Modified on 11/12/2009 (dmw) (Entered: 11/10/2009) |
|
|
11/10/2009 |
CERTIFICATE
OF SERVICE by W. Allen Gage re 218 MOTION for Order
for a Partial Lifting of the PSLRA Stay of Discovery (Branch, Turner)
(Entered: 11/10/2009) |
|
|
11/10/2009 |
**FILED
IN ERROR** ERRATA re 218
MOTION for Order for a Partial Lifting of the PSLRA Stay of Discovery
by W. Allen Gage (Branch, Turner) Modified on 11/12/2009 (dmw). (Entered:
11/10/2009) |
|
|
11/11/2009 |
MOTION
to Withdraw and Substitute Counsel by Thornburg Mortgage, Inc..
(Cunningham, David) (Entered: 11/11/2009) |
|
|
11/12/2009 |
MOTION
for Order for a Partial Lifting of a PSLRA Stay of Discovery by W.
Allen Gage. (Branch, Turner) (Entered: 11/12/2009) |
|
|
11/12/2009 |
REPORT
by Thornburg Mortgage, Inc. (Cunningham, David) (Entered: 11/12/2009) |
|
|
11/16/2009 |
224 |
MINUTE
ORDER pursuant to the direction of District Judge James O. Browning. The
Court concludes that it would be prudent for the Court to resume work on the
pending motions. Please advise if there are developments in the bankruptcy
proceedings that the parties think might have impact on the Court's work.
THIS IS A TEXT ONLY ENTRY. THERE |
|
11/20/2009 |
NOTICE
of Appearance by Mary R Jenke on behalf of Thornburg Mortgage, Inc. (Jenke,
Mary) (Entered: 11/20/2009) |
|
|
11/20/2009 |
MOTION
for Pro Hac Vice by Thornburg Mortgage, Inc.. (Jenke, Mary) (Entered:
11/20/2009) |
|
|
11/20/2009 |
MOTION
to Withdraw as Attorney and Substitute Counsel for Thornburg Mortgage,
Inc. by Larry A Goldstone. (Badal, Robert) (Entered: 11/20/2009) |
|
|
11/20/2009 |
CERTIFICATE
OF SERVICE by Thornburg Mortgage, Inc. re 227 MOTION to
Withdraw as Attorney and Substitute Counsel for Thornburg Mortgage, Inc.
(Badal, Robert) (Entered: 11/20/2009) |
|
|
11/23/2009 |
RESPONSE
in Opposition re 222
MOTION for Order for a Partial Lifting of a PSLRA Stay of Discovery
filed by Thornburg Mortgage, Inc.. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D)(Jenke,
Mary) (Entered: 11/23/2009) |
|
|
11/24/2009 |
ORDER by
District Judge James O. Browning granting 221 Motion to
Withdraw and Substitute Counsel (dmw) (Entered: 11/24/2009) |
|
|
11/24/2009 |
RESPONSE
to Motion re 222
MOTION for Order for a Partial Lifting of a PSLRA Stay of Discovery by
Certain D&O Defendants filed by Ike Kalangis, Francis I Mullin, |
|
|
11/24/2009 |
Lead
Plaintiffs
RESPONSE to David Cunningham's November 12, 2009 Letter to the Court
re 223 Report
filed by W. Allen Gage. (Branch, Turner) (Entered: 11/24/2009) |
|
|
11/24/2009 |
ORDER by
District Judge James O. Browning granting 216 Motion for Leave
to Appear Pro Hac Vice by Amy L. Neuhardt (dmw) (Entered: 11/25/2009) |
|
|
11/24/2009 |
ORDER by
District Judge James O. Browning granting 215 Motion for Leave
to Appear Pro Hac Vice by Philip C. Korologos (dmw) (Entered: 11/25/2009) |
|
|
11/24/2009 |
ORDER by
District Judge James O. Browning granting 214 Motion for Leave
to Appear Pro Hac Vice by Donald L. Flexner (dmw) (Entered: 11/25/2009) |
|
|
11/30/2009 |
NOTICE
of Appearance by Clinton W. Marrs on behalf of Larry A Goldstone, Clarence G
Simmons (Marrs, Clinton) (Entered: 11/30/2009) |
|
|
11/30/2009 |
Ltr
to Judge Requesting Extension to Respond to RESPONSE re 232 Response, 212 Status Report
filed by Larry A Goldstone, Clarence G Simmons. (Marrs, Clinton) (Entered:
11/30/2009) |
|
|
12/01/2009 |
STIPULATION
to Amend Lead Plaintiffs' Motion for a Partial Lifting of the PSLRA
Discovery Stay by AG Edwards & Sons, Inc., BB&T Capital Markets, |
|
|
12/04/2009 |
RESPONSE
in Opposition re 222
MOTION for Order for a Partial Lifting of a PSLRA Stay of Discovery
filed by Larry A Goldstone, Clarence G Simmons. (Attachments: # 1 Affidavit of Mark
Salzberg, # 2
Exhibit A, # 3
Exhibit B, # 4
Exhibit C)(Marrs, Clinton) Modified linkage on 12/7/2009 (dmw). (Entered:
12/04/2009) |
|
|
12/07/2009 |
STIPULATION
Joint Stipulation & [Proposed] Order Setting Schedule and Page Limits
for Filing Omnibus Reply in Support of Lead Plaintiffs' Motion for Partial
Lifting of the PSLRA Discovery Stay by W. Allen Gage (Branch, Turner)
(Entered: 12/07/2009) |
|
|
12/15/2009 |
ORDER by
District Judge James O. Browning granting 226 Motion for
Attorney Joel Sher to Appear Pro Hac Vice for Thornburg Mortgage, Inc. (dmw)
(Entered: 12/15/2009) |
|
|
12/15/2009 |
NOTICE
by |
|
|
12/18/2009 |
REPLY to
Response to Motion re 222
MOTION for Order for a Partial Lifting of a PSLRA Stay of Discovery Omnibus
Reply in Support of Lead Plaintiffs' Motion for a Partial Lifting of the
PSLRA Discovery Stay filed by W. Allen Gage. (Branch, Turner) (Entered:
12/18/2009) |
|
|
12/18/2009 |
DECLARATION
re 243 Reply to
Response to Motion, Supplemental Declaration of Richard A. Russo, Jr. in
Further Support of Lead Plaintiffs' Motion for a Partial Lifting of the PSLRA
Stay of Discovery by W. Allen Gage (Branch, Turner) (Entered: 12/18/2009) |
|
|
12/18/2009 |
CERTIFICATE
OF SERVICE by W. Allen Gage re: Supplemental Declaration of Richard A.
Russo in Further Support of Lead Plaintiffs' Motion for a Partial Lifting of
the PSLRA Stay of Discovery (Branch, Turner) (Entered: 12/18/2009) |
|
|
12/21/2009 |
MEMORANDUM
OPINION |
|
|
01/21/2010 |
Unopposed
MOTION to Withdraw as Attorney and Substitution of Counsel by Michael
B Jeffers, Owen M Lopez, Stuart C Sherman, Paul G Decoff, Joseph H Badal.
(Goldberg, Joseph) (Entered: 01/21/2010) |
|
|
01/26/2010 |
ORDER by
District Judge James O. Browning granting 247 Motion to
Withdraw and for Substitution of Counsel (dmw) (Entered: 01/26/2010) |
|
|
01/27/2010 |
MEMORANDUM
OPINION |
|
|
01/27/2010 |
NOTICE
of Appearance by Joseph Goldberg on behalf of Michael B Jeffers, Owen M
Lopez, Stuart C Sherman, Paul G Decoff, Joseph H Badal (Goldberg, Joseph)
(Entered: 01/27/2010) |
|
|
01/27/2010 |
MEMORANDUM
OPINION |
|
|
01/27/2010 |
AMENDED
MEMORANDUM OPINION |
|
|
02/01/2010 |
INITIAL
SCHEDULING ORDER by District Judge James O. Browning scheduling the Initial
Scheduling Conference set on 3/3/2010 at 02:00 PM in Albuquerque - 460
Vermejo Courtroom; JSR/PDP due 3/1/2010. (kw) (Entered: 02/01/2010) |
|
|
02/05/2010 |
MOTION
to Clarify Plaintiffs' Motion for Clarification of the Court's January 27,
2010 Memorandum Opinions and Orders Granting in Part and Denying in Part
Defendants' Motions to Dismiss the Consolidated Amended Complaint by W.
Allen Gage. (Branch, Turner) (Entered: 02/05/2010) |
|
|
02/08/2010 |
MOTION
for Entry of Judgment under Rule 54(b) by AG Edwards & Sons, Inc.,
BB&T Capital Markets, |
|
|
02/11/2010 |
Letter
to counsel from District Judge James O. Browning re Judicial Code of Conduct
(dmw) (Entered: 02/11/2010) |
|
|
02/18/2010 |
RESPONSE
in Opposition re 254
MOTION to Clarify Plaintiffs' Motion for Clarification of the Court's
January 27, 2010 Memorandum Opinions and Orders Granting in Part and Denying
in Part Defendants' Motions to Dismiss the Consolidated Amended Complaint
filed by Ike Kalangis, Francis I Mullin, |
|
|
02/18/2010 |
RESPONSE
in Opposition re 254
MOTION to Clarify Plaintiffs' Motion for Clarification of the Court's
January 27, 2010 Memorandum Opinions and Orders Granting in Part and Denying
in Part Defendants' Motions to Dismiss the Consolidated Amended Complaint
filed by AG Edwards & Sons, Inc., BB&T Capital Markets, |
|
|
02/18/2010 |
JOINDER
by Joseph H. Badal, Paul G Decoff, Michael Jeffers, Owen Lopez and Stuart
Sherman re 257
Response in Opposition to Motion for Clarification of the Court's January 27,
2010 Memorandum Opinions and Orders (Freedman, David) Modified text on
2/18/2010 (dmw). (Entered: 02/18/2010) |
|
|
02/19/2010 |
RESPONSE
in Opposition re 255
MOTION for Entry of Judgment under Rule 54(b) MOTION for Entry of Judgment
under Rule 54(b) Plaintiffs' Opposition to Underwriter Defendants' Motion
for Entry of Judgment Under FRCP 54(b) filed by W. Allen Gage. (Branch,
Turner) (Entered: 02/19/2010) |
|
|
02/22/2010 |
RESPONSE
in Support and Joinder re 257 Response in Opposition
to Motion, filed by Larry A Goldstone, Clarence G Simmons. (Badal, Robert)
(Entered: 02/22/2010) |
|
|
02/22/2010 |
CERTIFICATE
OF SERVICE by Larry A Goldstone, Clarence G Simmons re 261 Response in
Support and Joinder re 257
Response in Opposition to Motion (Badal, Robert) (Entered: 02/22/2010) |
|
|
02/24/2010 |
Letter
to counsel from District Judge James O. Browning re Judicial Code of Conduct
(dmw) (Entered: 02/24/2010) |
|
|
02/26/2010 |
MOTION
for Pro Hac Vice by Larry A Goldstone, Clarence G Simmons. (Marrs, Clinton)
(Entered: 02/26/2010) |
|
|
02/26/2010 |
CERTIFICATE
OF SERVICE by Larry A Goldstone, Clarence G Simmons re 264 MOTION for Pro
Hac Vice (Marrs, Clinton) (Entered: 02/26/2010) |
|
|
02/27/2010 |
MEMORANDUM
OPINION |
|
|
03/01/2010 |
MOTION
for Pro Hac Vice Appearance by Friedman, Billings, Ramsey & Co.,
Inc.. (Attachments: # 1
Affidavit Steven Farina)(Thal, John) (Entered: 03/01/2010) |
|
|
03/01/2010 |
Joint
Status Report and Provisional Discovery Plan by W. Allen Gage (Branch,
Turner) (Entered: 03/01/2010) |
|
|
03/02/2010 |
269 |
MINUTE
ORDER, pursuant to the direction of District Judge James O. Browning,
requesting that the parties notify the Court whether they believe it is an
appropriate time to conduct the Initial Scheduling Conference, given the
Court's decision issued on February 27, 2010 as to the Plaintiffs' Opposed
Motion for Leave to Amend Consolidated Class Action Complaint to Add
Additional Representative Plaintiff, and, the presently not fully briefed
Lead Plaintiffs' Motion for a Partial Lifting of the PSLRA Stay of Discovery,
Plaintiffs' Motion for Clarification of the Court's January 27, 2010
Memorandum Opinion and Orders Granting in Part and Denying in Part
Defendants' Motions to Dismiss the Consolidated Amended Complaint, and Motion
of Underwriter Defendants For Judgment Under Fed. R. Civ. P. 54(b). The Court
requests that the parties discuss the timing of the ISC in this matter, and
one law firm for the Plaintiffs and one for the Defendants contact Mrs. Wild,
the Court's Courtroom Deputy at (505) 348-2289, and inform her whether the
parties would prefer to have the Initial Scheduling Conference vacated. THIS
IS A TEXT ONLY ENTRY. THERE |
|
03/02/2010 |
270 |
MINUTE
ORDER, pursuant to the direction of District Judge James O. Browning,
vacating the Initial Scheduling Conference scheduled on 3/3/2010 as a result
of being notified by Patrick Moran, on behalf of Plaintiffs, and Robert
Badal, on behalf of Defendants, that the ISC should be conducted at a later
date. THIS IS A TEXT ONLY ENTRY. THERE |
|
03/04/2010 |
REPLY
Memorandum of Law in Further Support of 254 Motion for
Clarification of the Court's January 27, 2010 Memorandum Opinions and Orders
Granting in Part and Denying in Part Defendants' Motions to Dismiss the
Consolidated Amended Complaint and in Response to the Underwriter Defendants'
Opposition Thereto re 258
Response in Opposition to Motion, filed by W. Allen Gage. (Branch, Turner)
Modified linkage/text on 3/5/2010 (dmw). (Entered: 03/04/2010) |
|
|
03/04/2010 |
REPLY
Memorandum of Law in Further Support of 254 Motion for Clarification
of the Court's January 27, 2010 Memorandum Opinions and Orders Granting in
Part and Denying in Part Defendants' Motions to Dismiss the Consolidated
Amended Complaint and in Response to Certain D&O Defendants' Opposition
Thereto re 261
Response, 259
Notice, Notice, 257
Response in Opposition to Motion, filed by W. Allen Gage. (Branch, Turner)
Modified linkage/text on 3/5/2010 (dmw). (Entered: 03/04/2010) |
|
|
03/09/2010 |
NOTICE
of Briefing Complete by Underwriter Defendants re 255 MOTION for Entry
of Judgment under Rule 54(b) filed by Bear, Stearns & Co., Inc.,
Friedman, Billings, Ramsey & Co., Inc., Citigroup Global Markets Inc.,
Oppenheimer & Company, Inc., |
|
|
03/10/2010 |
NOTICE
of Briefing Complete by W. Allen Gage re 254 MOTION to
Clarify Plaintiffs' Motion for Clarification of the Court's January 27,
2010 Memorandum Opinions and Orders Granting in Part and Denying in Part
Defendants' Motions to Dismiss the Consolidated Amended Complaint filed
by W. Allen Gage (Branch, Turner) (Entered: 03/10/2010) |
|
|
03/11/2010 |
ORDER by
District Judge James O. Browning granting 267 Motion for
Attorney Steven M. Farina to Appear Pro Hac Vice for Friedman, Billings,
Ramsey & Co., Inc. (dmw) (Entered: 03/11/2010) |
|
|
03/11/2010 |
STIPULATION
by District Judge James O. Browning to postpone the date for exchange of
initial discovery in conformance with the Court's March 2, 2010 Order vacating
the initial scheduling conference (dmw) (Entered: 03/11/2010) |
|
|
03/12/2010 |
**FILED
IN ERROR**
STIPULATION TO POSTPONE THE ANSWER DATE FOR DEFENDANTS SIMMONS |
|
|
03/12/2010 |
CERTIFICATE
OF SERVICE of stipulation of postpone answer date by Larry A Goldstone,
Clarence G Simmons (Badal, Robert) Added text on 3/15/2010 (dmw). (Entered:
03/12/2010) |
|
|
03/17/2010 |
STIPULATION
by District Judge James O. Browning to postpone the answer date for
defendants Simmons and Goldstone (dmw) (Entered: 03/17/2010) |
|
|
03/25/2010 |
NOTICE
by Thornburg Mortgage, Inc., Larry A Goldstone, Clarence G Simmons of
Withdrawal of Counsel (Herdman, Frank) (Entered: 03/25/2010) |
|
|
04/08/2010 |
281 |
NOTICE
of motion hearing regarding the Lead Plaintiffs' Motion for a Partial Lifting
of the PSLRA Stay of Discovery 222 , the
Plaintiffs' Motion for Clarification of the Court's January 27, 2010
Memorandum Opinion and Orders Granting in Part and Denying in Part
Defendants' Motions to Dismiss the Consolidated Amended Complaint 254 , and the Motion
of Underwriter Defendants for Judgment Under FRCP 54(b) 255 scheduled on
4/29/2010 at 01:30 PM in Albuquerque - 460 Vermejo Courtroom before District
Judge James O. Browning. THIS IS A TEXT ONLY ENTRY. THERE |
|
04/13/2010 |
ORDER by
District Judge James O. Browning granting 264 Motion for
Attorney Jonathan A. Shapiro to Appear Pro Hac Vice for Larry A Goldstone and
Clarence G Simmons. (dmw) (Entered: 04/13/2010) |
|
|
04/19/2010 |
Unopposed
MOTION to Continue Unopposed Motion to Reschedule Hearing Set for April
29, 2010 by W. Allen Gage. (Branch, Turner) (Entered: 04/19/2010) |
|
|
04/22/2010 |
ORDER by
District Judge James O. Browning granting 283 Motion to
Continue hearing set on 4/29/2010 (dmw) (Entered: 04/22/2010) |
|
|
04/22/2010 |
|
Motion
Hearing reset for 6/9/2010 at 01:30 PM in Albuquerque - 460 Vermejo Courtroom
before District Judge James O. Browning. (dmw) (Entered: 04/22/2010) |
|
06/15/2010 |
NOTICE
by Larry A Goldstone, Clarence G Simmons Submission Regarding Document
Production In Response To |
|
|
06/15/2010 |
CERTIFICATE
OF SERVICE by Larry A Goldstone, Clarence G Simmons re 285 Notice (Other) Submission
Regarding Document Production In Response To |
|
|
06/15/2010 |
NOTICE
by AG Edwards & Sons, Inc., BB&T Capital Markets, Bear, Stearns &
Co., Inc., Citigroup Global Markets Inc., Friedman, Billings, Ramsey &
Co., Inc., Oppenheimer & Company, Inc., |
|
|
06/15/2010 |
CERTIFICATE
OF SERVICE by AG Edwards & Sons, Inc., BB&T Capital Markets, Bear,
Stearns & Co., Inc., Citigroup Global Markets Inc., Friedman, Billings,
Ramsey & Co., Inc., Oppenheimer & Company, Inc., |
|
|
06/17/2010 |
NOTICE
by W. Allen Gage re 222
MOTION for Order for a Partial Lifting of a PSLRA Stay of Discovery Letter
to Hon. James O. Browning dated 6/17/10 (Attachments: # 1 Exhibit Notice of
Abandonment)(Branch, Turner) (Entered: 06/17/2010) |
|
|
06/17/2010 |
Letter
to District Judge James O. Browning from Turner W. Branch (dmw) (Entered:
06/18/2010) |
|
|
06/18/2010 |
NOTICE
by Thornburg Mortgage, Inc. re 222 MOTION for Order
for a Partial Lifting of a PSLRA Stay of Discovery Chapter 11
Trustee's Letter to The Hon. James O. Browning 06/18/10 (Jenke, Mary)
(Entered: 06/18/2010) |
|
|
06/18/2010 |
CERTIFICATE
OF SERVICE by Thornburg Mortgage, Inc. Chapter 11 Trustee's Letter to The
Hon. James O. Browning dated 06/18/10 (Jenke, Mary) (Entered: 06/18/2010) |
|
|
06/20/2010 |
NOTICE
OF FILING OF OFFICIAL TRANSCRIPT of Motions Hearing held on June 9, 2010,
before Judge James O. Browning. Court Reporter: Danna Schutte Everett,
Telephone number (505)348-2283. PLEASE TAKE NOTICE that each party now has seven (7) calendar
days to file a Notice of Intent to Request Redaction of any personal
identifiers from this transcript. If no notice is filed during this seven-day
period, the court will assume that redaction of personal data is not
necessary and will make the transcript electronically available, as is, to
the public after 90 days. For additional guidance, PLEASE REVIEW the complete
policy, located in the CM/ECF Administrative Procedures Manual at
www.nmcourt.fed.us. Transcripts may be purchased from the court reporter
and/or viewed (but not copied) at the Clerk's Office public terminal within
the 90-day period. Notice
of Intent to Request Redaction set for 7/1/2010. Redaction Request due
7/12/2010. Redacted Transcript Deadline set for 7/21/2010. Release of
Transcript Restriction set for 9/20/2010.(dse) (Entered: 06/20/2010) |
|
|
06/22/2010 |
NOTICE
by W. Allen Gage re 222
MOTION for Order for a Partial Lifting of a PSLRA Stay of Discovery Letter
to Hon. James O. Browning of 06/22/10 (Branch, Turner) (Entered:
06/22/2010) |
|
|
06/24/2010 |
ORDER by
District Judge James O. Browning denying without prejudice the Motion of
Underwriter Defendants for Judgment Under Fed. R. Civ. P. 54(b) 255 . (jf) (Entered:
06/24/2010) |
|
|
06/28/2010 |
NOTICE
by Thornburg Mortgage, Inc. re 222 MOTION for Order
for a Partial Lifting of a PSLRA Stay of Discovery Chapter 11
Trustee's Letter to the Hon. James O. Browning dated 06/28/10
(Attachments: # 1
Exhibit A)(Jenke, Mary) (Entered: 06/28/2010) |
|
|
06/28/2010 |
CERTIFICATE
OF SERVICE by Thornburg Mortgage, Inc. Chapter 11 Trustee's Letter to The
Hon. James O. Browning dated 06/28/10 (Jenke, Mary) (Entered: 06/28/2010) |
|
|
06/30/2010 |
NOTICE
OF FILING OF OFFICIAL TRANSCRIPT of Motions Hearing held on June 9, 2010,
before Judge James O. Browning. Court Reporter: Danna Schutte Everett,
Telephone number (505)348-2283. PLEASE TAKE NOTICE that each party now has seven (7) calendar
days to file a Notice of Intent to Request Redaction of any personal
identifiers from this transcript. If no notice is filed during this seven-day
period, the court will assume that redaction of personal data is not
necessary and will make the transcript electronically available, as is, to
the public after 90 days. For additional guidance, PLEASE REVIEW the complete
policy, located in the CM/ECF Administrative Procedures Manual at
www.nmcourt.fed.us. Transcripts may be purchased from the court reporter and/or
viewed (but not copied) at the Clerk's Office public terminal within the
90-day period. Notice
of Intent to Request Redaction set for 7/12/2010. Redaction Request due
7/21/2010. Redacted Transcript Deadline set for 8/2/2010. Release of
Transcript Restriction set for 9/28/2010.(dse) (Entered: 06/30/2010) |
|
|
07/01/2010 |
MEMORANDUM
OPINION |
|
|
07/05/2010 |
MEMORANDUM
OPINION |
|
|
07/06/2010 |
NOTICE
by Thornburg Mortgage, Inc. re 289 Notice (Other) Chapter
11 Trustee's Letter to The Hon. James O. Browning dated 07/06/10 (Jenke,
Mary) (Entered: 07/06/2010) |
|
|
07/06/2010 |
CERTIFICATE
OF SERVICE by Thornburg Mortgage, Inc. Chapter 11 Trustee's Letter to The
Hon. James O. Browning dated 07/06/10 (Jenke, Mary) (Entered: 07/06/2010) |
|
|
07/07/2010 |
Unopposed
MOTION for Pro Hac Vice Admittance of Joo Eun Kim by AG Edwards &
Sons, Inc., BB&T Capital Markets, Citigroup Global Markets Inc.,
Oppenheimer & Company, Inc., |
|
|
07/07/2010 |
CERTIFICATE
OF SERVICE by AG Edwards & Sons, Inc., BB&T Capital Markets,
Citigroup Global Markets Inc., Oppenheimer & Company, Inc., |
|
|
07/07/2010 |
Unopposed
MOTION to Extend (other) Motion for Extension of Page Limit for
Plaintiffs' Omnibus Motion For: (1) Leave to Amend Consolidated Class Action
Complaint, and (2) For Reconsideration of the Court's January 27, 2010
Memorandum Opinions and Orders Granting in Part and Denying in Part
Defendants' Motions to Dismiss the Consolidated Amended Complaint by W.
Allen Gage. (Branch, Turner) (Entered: 07/07/2010) |
|
|
07/09/2010 |
STATUS
REPORT Lead Plaintiffs' Status Report on Document Preservation Order as
Directed by the Court at the June 9, 2010 Hearing by W. Allen Gage
(Branch, Turner) (Entered: 07/09/2010) |
|
|
07/09/2010 |
ORDER by
District Judge James O. Browning granting 303 Motion for
Attorney Joo Eun Kim to Appear Pro Hac Vice (dmw) (Entered: 07/09/2010) |
|
|
07/09/2010 |
MOTION
for Leave to File Amended Complaint, MOTION for Reconsideration by W.
Allen Gage. (Sweet, Benjamin) (Entered: 07/09/2010) |
|
|
07/09/2010 |
MEMORANDUM
in Support re 308
MOTION for Leave to File Amended Complaint MOTION for Reconsideration
filed by W. Allen Gage. (Attachments: # 1 Exhibit Proposed
Second Amended Complaint, # 2 Exhibit Redline
Comparison)(Sweet, Benjamin) (Entered: 07/09/2010) |
|
|
07/09/2010 |
CERTIFICATE
OF SERVICE by W. Allen Gage Re: Lead Plaintiffs' Status Report on Document
Preservation Order as Directed by the Court at the June 9, 2010 Hearing
(Branch, Turner) (Entered: 07/09/2010) |
|
|
07/13/2010 |
ORDER by
District Judge James O. Browning granting 305 Motion to Extend
Page Limits (dmw) (Entered: 07/13/2010) |
|
|
07/13/2010 |
STIPULATION
|
|
|
07/29/2010 |
STIPULATION
and [Proposed] Order Providing for Preservation of Documents by W.
Allen Gage (Attachments: # 1 Exhibit Bankruptcy
Court Order)(Branch, Turner) (Entered: 07/29/2010) |
|
|
07/30/2010 |
Unopposed
MOTION for Extension of Time to File Response/Reply as to 308 MOTION for Leave
to File Amended Complaint MOTION for Reconsideration by AG Edwards
& Sons, Inc., Jeanne Aldrich, Mary Aldrich, Nicholas F Aldrich, Jr,
Nicholas F Aldrich, Sr, Necati Alkas, Ann-Drue M Anderson, David A Ater, BB&T
Capital Markets, Joseph H Badal, Bear, Stearns & Co., Inc., Citigroup
Global Markets Inc., Eliot R Cutler, Paul G Decoff, FFF Investments, LLC,
Family Limited Partnership Trus, Lucretia Fleury, Friedman, Billings, Ramsey
& Co., Inc., W. Allen Gage, Nancy Garvey, Larry A Goldstone, Denis Roy
Gonsalves, Robert Ippolito, Michael B Jeffers, Ronald Johnston, Katherine
Josee, Sanjay Josee, Ike Kalangis, John Learch, Jean Long, Owen M Lopez,
Betty L. Manning, Francis I Mullin, |
|
|
08/05/2010 |
ORDER by
District Judge James O. Browning granting 314 Motion for
Extension of Time to File Response re 308 MOTION for Leave
to File Amended Complaint MOTION for Reconsideration. Responses due by
8/23/2010; Replies due by 9/23/2010. (dmw) (Entered: 08/05/2010) |
|
|
08/05/2010 |
STIPULATION
|
|
|
08/06/2010 |
EXHIBIT
A to 316
Stipulation and Order Providing for Preservation of Documents (dmw) (Entered:
08/06/2010) |
|
|
08/23/2010 |
Unopposed
MOTION for Leave to File Excess Pages for Opposition of Defendants
Goldstone and Simmons and the May/June 2007 Underwriter Defendants to
Plaintiffs' Motion for Leave to Amend and for Reconsideration by Larry A
Goldstone, Clarence G Simmons. (Attachments: # 1 Proposed
Order)(Badal, Robert) (Entered: 08/23/2010) |
|
|
08/23/2010 |
RESPONSE
in Opposition re 308
MOTION for Leave to File Amended Complaint MOTION for Reconsideration
filed by Larry A Goldstone, Clarence G Simmons. (Badal, Robert) (Entered:
08/23/2010) |
|
|
08/23/2010 |
RESPONSE
in Opposition re 308
MOTION for Leave to File Amended Complaint MOTION for Reconsideration
filed by Joseph H Badal, Paul G Decoff, Owen M Lopez, Stuart C Sherman.
(Freedman, David) (Entered: 08/23/2010) |
|
|
08/23/2010 |
RESPONSE
in Opposition re 308
MOTION for Leave to File Amended Complaint MOTION for Reconsideration
filed by AG Edwards & Sons, Inc., BB&T Capital Markets, Citigroup
Global Markets Inc., Oppenheimer & Company, Inc., |
|
|
08/23/2010 |
NOTICE
by AG Edwards & Sons, Inc., BB&T Capital Markets, Citigroup Global
Markets Inc., Oppenheimer & Company, Inc., |
|
|
08/23/2010 |
CERTIFICATE
OF SERVICE by AG Edwards & Sons, Inc., BB&T Capital Markets,
Citigroup Global Markets Inc., Oppenheimer & Company, Inc., |
|
|
08/23/2010 |
Unopposed
MOTION to Extend (other) Page Limit by Ann-Drue M Anderson, David A
Ater, Eliot R Cutler, Ike Kalangis, Francis I Mullin, |
|
|
08/23/2010 |
RESPONSE
in Opposition re 308
MOTION for Leave to File Amended Complaint MOTION for Reconsideration
filed by Bear, Stearns & Co., Inc., |
|
|
08/23/2010 |
CERTIFICATE
OF SERVICE by Bear, Stearns & Co., Inc., |
|
|
08/23/2010 |
RESPONSE
in Opposition re 308
MOTION for Leave to File Amended Complaint MOTION for Reconsideration
filed by Ann-Drue M Anderson, David A Ater, Eliot R Cutler, Ike Kalangis,
Francis I Mullin, |
|
|
08/23/2010 |
RESPONSE
in Opposition re 308
MOTION for Leave to File Amended Complaint MOTION for Reconsideration
filed by Friedman, Billings, Ramsey & Co., Inc.. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E, # 6 Exhibit F)(Thal,
John) (Entered: 08/23/2010) |
|
|
08/30/2010 |
ORDER by
District Judge James O. Browning granting 318 Motion for Leave
to File Excess Pages (dmw) (Entered: 08/30/2010) |
|
|
09/07/2010 |
ORDER by
District Judge James O. Browning granting 324 Motion to Extend
Page Limits (dmw) (Entered: 09/09/2010) |
|
|
09/08/2010 |
Unopposed
MOTION to Extend (other) Plaintiffs Unopposed Motion to File Two Omnibus
Reply Briefs, For Adjustment of Page Limits, and for Extension of Time for
Filing by W. Allen Gage. (Branch, Turner) (Entered: 09/08/2010) |
|
|
09/13/2010 |
332 |
NOTICE
of motion hearing regarding the Plaintiffs' Omnibus Motion for (i) Leave to
Amend the Consolidated Class Action Complaint and (ii) for Reconsideration of
the Court's January 27, 2010 Memorandum Opnions and Orders Granting in Part
and Denying in Part Defendants' Motions to Dismiss the Consolidated Amended
Complaint 308
scheduled on 11/3/2010 at 09:00 AM in Albuquerque - 460 Vermejo Courtroom
before District Judge James O. Browning. THIS IS A TEXT ONLY ENTRY. THERE |
|
09/16/2010 |
ORDER by
District Judge James O. Browning granting 330 Motion to File
Two Omnibus Reply Briefs, for Adjustment of Page Limits, and for Extension of
Time for Filing (dmw) (Entered: 09/16/2010) |
|
|
10/15/2010 |
MOTION
for Leave to Appear Pro Hac Vice by Larry A Goldstone, Clarence G Simmons.
(Attachments: # 1
Affidavit of Elizabeth H. Skey)(Marrs, Clinton) (Entered: 10/15/2010) |
|
|
10/15/2010 |
CERTIFICATE
OF SERVICE by Larry A Goldstone, Clarence G Simmons re 334 MOTION for Leave
to Appear Pro Hac Vice (Marrs, Clinton) (Entered: 10/15/2010) |
|
|
10/15/2010 |
MOTION
for Leave to Appear Pro Hac Vice by Larry A Goldstone, Clarence G Simmons.
(Attachments: # 1
Affidavit of Patty Li)(Marrs, Clinton) (Entered: 10/15/2010) |
|
|
10/15/2010 |
CERTIFICATE
OF SERVICE by Larry A Goldstone, Clarence G Simmons re 336 MOTION for Leave
to Appear Pro Hac Vice (Marrs, Clinton) (Entered: 10/15/2010) |
|
|
10/18/2010 |
AFFIDAVIT
re 334 MOTION for
Leave to Appear Pro Hac Vice of Elizabeth H. Skey by Larry A
Goldstone, Clarence G Simmons (Marrs, Clinton) (Entered: 10/18/2010) |
|
|
10/21/2010 |
ORDER by
District Judge James O. Browning granting 336 Motion for Leave
to Appear Pro Hac Vice by P. Patty Li (dmw) (Entered: 10/21/2010) |
|
|
10/21/2010 |
ORDER by
District Judge James O. Browning granting 334 Motion for Leave
to Appear Pro Hac Vice by Elizabeth H. Skey (dmw) (Entered: 10/21/2010) |
|
|
10/22/2010 |
REPLY to
Response to Motion re 308
MOTION for Leave to File Amended Complaint MOTION for Reconsideration Omnibus
Reply in Further Support of Plaintiffs' Omnibus Motion for: (i) Leave to
Amend the Consolidated Class Action Complaint, and (ii) for Reconsideration
of the Court's January 27, 2010 Memorandum Opinions and Orders Granting in
Part and Denying in Part Defendants' Motions to Dismiss the Consolidated
Amended Complaint filed by W. Allen Gage. (Attachments: # 1 pages 29 to
58)(Branch, Turner) (Entered: 10/22/2010) |
|
|
11/11/2010 |
NOTICE
OF FILING OF OFFICIAL TRANSCRIPT of Motions Hearing held on November 3, 2010,
before Judge James O. Browning. Court Reporter: Danna Schutte Everett,
Telephone number (505)348-2283. PLEASE TAKE NOTICE that each party now has seven (7) calendar
days to file a Notice of Intent to Request Redaction of any personal
identifiers from this transcript. If no notice is filed during this seven-day
period, the court will assume that redaction of personal data is not
necessary and will make the transcript electronically available, as is, to
the public after 90 days. For additional guidance, PLEASE REVIEW the complete
policy, located in the CM/ECF Administrative Procedures Manual at
www.nmcourt.fed.us. Transcripts may be purchased from the court reporter
and/or viewed (but not copied) at the Clerk's Office public terminal within
the 90-day period. Notice
of Intent to Request Redaction set for 11/22/2010. Redaction Request due
12/2/2010. Redacted Transcript Deadline set for 12/13/2010. Release of
Transcript Restriction set for 2/9/2011.(dse) (Entered: 11/11/2010) |
|
|
01/03/2011 |
NOTICE
by W. Allen Gage Notice of Supplemental Authority (Branch, Turner)
(Entered: 01/03/2011) |
|
|
01/07/2011 |
OBJECTIONS
re 343 Notice
(Other) Objection to Notice of Supplemental Authority by Larry A
Goldstone, Clarence G Simmons (Badal, Robert) (Entered: 01/07/2011) |
|
|
01/07/2011 |
CERTIFICATE
OF SERVICE by Larry A Goldstone, Clarence G Simmons re 344 Objections to
Notice of Supplemental Authority (Badal, Robert) (Entered: 01/07/2011) |
|
|
01/07/2011 |
OBJECTIONS
re 343 Notice
(Other) of Supplemental Authority by AG Edwards & Sons, Inc.,
BB&T Capital Markets, Bear, Stearns & Co., Inc., Citigroup Global
Markets Inc., Friedman, Billings, Ramsey & Co., Inc., Oppenheimer &
Company, Inc., |
|
|
01/11/2011 |
NOTICE
by Joseph H Badal re 343
Notice (Other) Objection of Defendants Badal, Decoff, Lopez, & Sherman
to Plaintiff's Notice of Supplemental Authority (Goldberg, Joseph)
(Entered: 01/11/2011) |
|
|
01/13/2011 |
OBJECTIONS
re 343 Notice
(Other) Objection to Plaintiff's Notice of Supplemental Briefing by
Ann-Drue M Anderson, David A Ater, Eliot R Cutler, Ike Kalangis, Francis I
Mullin, |
|
|
01/24/2011 |
Letter
by District Judge James O. Browning re: Judicial Code of Conduct (bap)
(Entered: 01/24/2011) |
|
|
01/25/2011 |
NOTICE
by Ann-Drue M Anderson, David A Ater, Eliot R Cutler, Ike Kalangis, Francis I
Mullin, |
|
|
01/25/2011 |
NOTICE
by AG Edwards & Sons, Inc., BB&T Capital Markets, Bear, Stearns &
Co., Inc., Citigroup Global Markets Inc., Friedman, Billings, Ramsey &
Co., Inc., Oppenheimer & Company, Inc., |
|
|
02/04/2011 |
NOTICE
by Friedman, Billings, Ramsey & Co., Inc. of Withdrawal of William
Pittard As Counsel (Thal, John) (Entered: 02/04/2011) |
|
|
02/23/2011 |
NOTICE
by W. Allen Gage Notice of Supplemental Authority (Attachments: # 1 Exhibit A - Litwin
Decision)(Branch, Turner) (Entered: 02/23/2011) |
|
|
03/03/2011 |
RESPONSE
to Plaintiffs' Notice of Supplemental Authority re 353 Notice (Other)
filed by AG Edwards & Sons, Inc., BB&T Capital Markets, Bear, Stearns
& Co., Inc., Citigroup Global Markets Inc., Friedman, Billings, Ramsey
& Co., Inc., Oppenheimer & Company, Inc., |
|
|
03/03/2011 |
RESPONSE
of Defendants Goldstone and Simmons to Plaintiffs' Notice of Supplemental
Authority re 353
Notice (Other) filed by Larry A Goldstone, Clarence G Simmons. (Badal,
Robert) (Entered: 03/03/2011) |
|
|
03/03/2011 |
CERTIFICATE
OF SERVICE by Larry A Goldstone, Clarence G Simmons re 355 Response of
Defendants Goldstone and Simmons to Plaintiffs' Notice of Supplemental
Authority (Badal, Robert) (Entered: 03/03/2011) |
|
|
03/31/2011 |
ORDER by
District Judge James O. Browning granting in part and denying in part the
Plaintiffs' Omnibus Motion for (i) Leave to Amend the Consolidated Class
Action Complaint and (ii) for Reconsideration of the Court's January 27, 2010
Memorandum Opinions and Orders Granting in Part and Denying in Part
Defendant's Motions to Dismiss the Consolidated Amended Complaint 308 . (kw) (Entered:
04/01/2011) |
|
|
04/22/2011 |
NOTICE
by AG Edwards & Sons, Inc., BB&T Capital Markets, Citigroup Global
Markets Inc., Oppenheimer & Company, Inc., |
|
|
05/23/2011 |
NOTICE
by W. Allen Gage of Firm Name Change (Branch, Turner) (Entered:
05/23/2011) |
|
|
06/02/2011 |
MEMORANDUM
OPINION by District Judge James O. Browning granting in part and denying in
part the Plaintiff's Omnibus Motion of (i) Leave to Amend the Consolidated
Class Action Complaint and (ii) For Reconsideration of the Court's January
27, 2010 Memorandum Opinion and Orders Granting in Part and Denying in Part
Defendant's Motions to Dismiss the Consolidated Amended Complaint 309 . (pj) (Entered:
06/02/2011) |
|
|
06/14/2011 |
AMENDED
COMPLAINT CONSOLIDATED AMENDED CLASS ACTION COMPLAINT against All
Defendants., filed by W. Allen Gage.(Branch, Turner) (Entered: 06/14/2011) |
|
|
06/14/2011 |
CERTIFICATE
OF SERVICE by W. Allen Gage RE: CONSOLIDATED AMENDED CLASS ACTION
COMPLAINT (Branch, Turner) (Entered: 06/14/2011) |
|
|
06/23/2011 |
Second
MOTION for Entry of Judgment under Rule 54(b) by AG Edwards & Sons, Inc.,
BB&T Capital Markets, Bear, Stearns & Co., Inc., Citigroup Global
Markets Inc., Friedman, Billings, Ramsey & Co., Inc., Oppenheimer &
Company, Inc., |
|
|
06/24/2011 |
Joint
MOTION to Stay JOINT MOTION TO PARTIALLY STAY PROCEEDINGS by W. Allen
Gage, Larry A Goldstone, Clarence G Simmons, Garrett Thornburg. (Branch,
Turner) (Entered: 06/24/2011) |
|
|
06/24/2011 |
STIPULATION
TO POSTPONE THE DATE TO ANSWER OR RESPOND TO THE AMENDED COMPLAINT FOR
CERTAIN DEFENDANTS by Larry A Goldstone, Clarence G Simmons (Badal,
Robert) (Entered: 06/24/2011) |
|
|
06/24/2011 |
CERTIFICATE
OF SERVICE by Larry A Goldstone, Clarence G Simmons Stipulation to
Postpone Answer Date (Badal, Robert) (Entered: 06/24/2011) |
|
|
06/24/2011 |
NOTICE
by Joseph H Badal, Paul G Decoff re 364 Joint MOTION to
Stay JOINT MOTION TO PARTIALLY STAY PROCEEDINGS of Non-Consent
(Goldberg, Joseph) (Entered: 06/24/2011) |
|
|
06/27/2011 |
PLAINTIFFS' RESPONSE TO
DEFENDANTS BADAL |
|
|
06/28/2011 |
STIPULATION
THAT CERTAIN DEFENDANTS |
|
|
06/28/2011 |
NOTICE
OF WITHDRAWAL OF NON-CONSENT as to document 364 Motion to Stay
by Joseph H Badal, Paul G Decoff (Freedman, David) Modified text on 6/29/2011
(dmw). (Entered: 06/28/2011) |
|
|
07/12/2011 |
ORDER by
District Judge James O. Browning granting 364 Motion to
Partially Stay Proceedings (dmw) (Entered: 07/12/2011) |
|
|
07/25/2011 |
FINAL
ORDER by District Judge James O. Browning granting 363 Motion for Entry
of Judgment under Rule 54(b) (dmw) (Entered: 07/25/2011) |
|
|
08/24/2011 |
NOTICE
OF APPEAL as to 372
Order on Motion for Entry of Judgment under Rule 54(b) by W. Allen Gage. (
Filing Fee - Online Payment) (Branch, Turner) (Entered: 08/24/2011) |
|
|
08/24/2011 |
|
Filing
Fee Received: $ 455 receipt number 1084-2169896 re 373 Notice of Appeal
filed by W. Allen Gage (Payment made via Pay.gov)(Branch, Turner) (Entered:
08/24/2011) |
|
08/24/2011 |
Transmitted
Preliminary Record to US Court of Appeals for 373 Notice of Appeal
(pg) Modified on 9/7/2011 (pg). (Entered: 08/24/2011) |
|
|
08/26/2011 |
USCA
Case Number 11-2170 for 373 Notice of Appeal
filed by W. Allen Gage. (pg) (Entered: 08/26/2011) |
|
|
09/07/2011 |
TRANSCRIPT
ORDER |
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09/14/2011 |
LETTER
to USCA re briefing schedule for 373 Notice of
Appeal. (pg) (Entered: |
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