US
District Court Civil Docket as of
Retrieved from the court on
|
Cause: 15:78m(a) Securities Exchange Act |
|
|
Lead Plaintiff |
|
|
|
The Kristen-Straxton Group |
represented by |
David A.P. Brower |
|
|
|
|
|
Lead Plaintiff |
|
|
|
Ira Newman |
represented by |
David A.P. Brower |
|
|
|
|
|
Plaintiff |
|
|
|
Larry Freudenberg |
represented by |
David Avi Rosenfeld |
|
|
|
|
|
Plaintiff |
|
|
|
Grant Robert |
represented by |
Grant Robert |
|
|
|
|
|
Plaintiff |
|
|
|
Kristen Management Limited |
represented by |
David A.P. Brower |
|
|
|
|
|
Plaintiff |
|
|
|
Straxton Properties, Inc. |
represented by |
David A.P. Brower |
|
|
|
|
|
Plaintiff |
|
|
|
Javed Fiyaz |
represented by |
David A.P. Brower |
|
|
|
|
|
Plaintiff |
|
|
|
Andrea Frascaroli |
represented by |
David A.P. Brower |
|
|
|
|
|
Plaintiff |
|
|
|
Peter Farah |
represented by |
David A.P. Brower |
|
|
|
|
|
|
|
|
|
Consolidated Plaintiff |
|
|
|
William Boston |
represented by |
Evan J. Smith |
|
|
|
|
|
Consolidated Plaintiff |
|
|
|
Robert D. Thulman |
represented by |
Lionel Z. Glancy |
|
|
|
|
|
Consolidated Plaintiff |
|
|
|
Wendy M. Davidson |
represented by |
Ira M. Press |
|
|
|
|
|
Consolidated Plaintiff |
|
|
|
Joshua Ferenc |
represented by |
Dustin Peter Mansoor |
|
|
|
|
|
|
|
|
|
Defendant |
|
|
|
E*Trade Financial Corporation |
represented by |
Amelia Temple Redwood Starr |
|
|
|
|
|
Defendant |
|
|
|
Mitchell H. Caplan |
represented by |
Amelia Temple Redwood Starr |
|
|
|
|
|
Defendant |
|
|
|
Robert J. Simmons |
represented by |
Amelia Temple Redwood Starr |
|
|
|
|
|
Defendant |
|
|
|
Dennis E. Webb |
represented by |
Amelia Temple Redwood Starr |
|
|
|
|
|
Movant |
|
|
|
State Teachers Retirement System of |
represented by |
Judith Lynne Spanier |
|
|
|
|
|
Movant |
|
|
|
Skandia Life Insurance Company Ltd. |
represented by |
Daniel Patrick Chiplock |
|
|
|
|
|
Movant |
|
|
|
E*TRADE Institutional Investor Group |
represented by |
Geoffrey Coyle Jarvis |
|
|
|
|
|
Movant |
|
|
|
Grant Robert |
represented by |
Gregory Mark Nespole |
|
|
|
|
|
Movant |
|
|
|
Grant Jessica |
represented by |
Gregory Mark Nespole |
|
|
|
|
|
Movant |
|
|
|
First Derivative Traders LP |
represented by |
Gregory Mark Nespole |
|
|
|
|
|
Movant |
|
|
|
Ira Newman |
represented by |
Eduard Korsinsky |
|
|
|
|
|
Date Filed |
# |
Docket Text |
|
|
COMPLAINT against E*Trade Financial Corporation, Mitchell
H. Caplan, Robert J. Simmons. (Filing Fee $ 350.00, Receipt Number
628550)Document filed by Larry Freudenberg.(mbe)
Additional attachment(s) added on |
|
|
|
|
SUMMONS ISSUED as to E*Trade Financial Corporation,
Mitchell H. Caplan, Robert J. Simmons. (mbe) (Entered: |
|
|
|
Magistrate Judge Michael H. Dolinger is so designated.
(mbe) (Entered: |
|
|
|
Case Designated ECF. (mbe) (Entered: |
|
|
AFFIDAVIT OF SERVICE. E*Trade Financial Corporation served
on |
|
|
|
RULE 7.1 CORPORATE DISCLOSURE STATEMENT.
No Corporate Parent. Document filed by E*Trade Financial
Corporation.(Ludmerer, Nancy) (Entered: |
|
|
|
STIPULATION AND ORDER: It is hereby stipulated and agreed
by and among the undersigned attorneys for the parties to these actions as
follows: 1. Plaintiffs shall have 60 days after entry of the Order selecting
lead plaintiffs and appointing lead plaintiffs counsel to serve a
Consolidated Amended Complaint. 2. Defendants shall have 60 days after
service of the CAC to answer, move, or otherwise respond to CAC. 3.
Plaintiffs shall have 60 days after service of defendants' response to the
CAC to serve opposition papers. 4. Defendants shall have 45 days after
service of plaintiffs' opposition papers to serve reply papers. 5. Davis
Pollack & Wardwell will accept service of process of the Freudenberg
Complaint and the Boston Complaint, respectively, on behalf of any of the
three defendants in the above captioned two cases who has
not yet been served. All other provisions as set forth in this order. So
Ordered (Signed by Judge Robert W. Sweet on |
|
|
|
STIPULATION AND ORDER: Plaintiffs shall have 60 days after
entry of the Order selecting lead plaintiffs and appointing lead plaintiffs'
counsel to serve a Consolidated Amended Complaint. Defendants shall have 60
days after service of the CAC to answer, to the CAC. Plaintiffs shall have 60
days after service of defendants' response to the CAC to serve opposition
papers. Defendants have 45 days after service of plaintiffs' opposition
papers to serve reply papers. (Signed by Judge Robert W. Sweet on |
|
|
|
PRETRIAL ORDER: ( Pretrial
Conference set for |
|
|
|
MOTION to Appoint State Teachers Retirement System of Ohio
to serve as lead plaintiff(s). Document filed by State Teachers Retirement
System of Ohio.(Spanier, Judith) (Entered: |
|
|
|
MEMORANDUM OF LAW in Support re: 7
MOTION to Appoint State Teachers Retirement System of Ohio to serve as lead
plaintiff(s).. Document filed by State Teachers
Retirement System of Ohio. (Spanier, Judith) (Entered: |
|
|
|
DECLARATION of Judith L. Spanier in Support re: 7
MOTION to Appoint State Teachers Retirement System of Ohio to serve as lead
plaintiff(s).. Document filed by State Teachers
Retirement System of Ohio. (Attachments: # 1
Exhibit, # 2
Exhibit, # 3
Exhibit, # 4
Exhibit, # 5
Text of Proposed Order)(Spanier, Judith) (Entered: |
|
|
|
CERTIFICATE OF SERVICE of Motion for Appointment of Lead
Plaintiff served on all counsel of record on |
|
|
|
MOTION to Appoint The Kristen-Straxton Group to serve as
lead plaintiff(s). Document filed by The Kristen-Straxton Group.
(Attachments: # 1
Certificate of Service)(Schmid, Elizabeth) (Entered: |
|
|
|
MEMORANDUM OF LAW in Support re: 11
MOTION to Appoint The Kristen-Straxton Group to serve as lead plaintiff(s).. Document filed by The Kristen-Straxton Group. (Schmid,
Elizabeth) (Entered: |
|
|
|
DECLARATION of Elizabeth A. Schmid in Support re: 11
MOTION to Appoint The Kristen-Straxton Group to serve as lead plaintiff(s).. Document filed by The Kristen-Straxton Group.
(Attachments: # 1
Exhibit A, # 2
Exhibit B-F, # 3
Exhibit G & H, # 4
Exhibit I, # 5
Text of Proposed Order)(Schmid, Elizabeth) (Entered: |
|
|
|
CERTIFICATE OF SERVICE of Motion for Lead Plaintiff and
supporting documents served on all counsel of record (Amended Certificate of
Service) on |
|
|
|
NOTICE OF APPEARANCE by Daniel Patrick Chiplock on behalf
of Skandia Life Insurance Company Ltd. (Chiplock, Daniel) (Entered: |
|
|
|
MOTION to Consolidate Cases 1:07-CV-08808, 1:07-CV-9651,
1:07-CV-10400 1:07-CV-08538., MOTION to Appoint Skandia Life Insurance
Company Ltd. to serve as lead plaintiff(s)., MOTION to Approve Skandia Life
Insurance Company Ltd.'s Selection of Counsel. Document filed by Skandia Life
Insurance Company Ltd..(Chiplock, Daniel) (Entered: |
|
|
|
MEMORANDUM OF LAW in Support re: 16
MOTION to Consolidate Cases 1:07-CV-08808, 1:07-CV-9651, 1:07-CV-10400 1:07-CV-08538.
MOTION to Appoint Skandia Life Insurance Company Ltd. to serve as lead
plaintiff(s). MOTION to Approve Skandia Life Insurance Company Ltd.'s
Selection of Counsel. MOTION to Appoint Skandia Life Insurance Company Ltd.
to serve as lead plaintiff(s).. Document filed by
Skandia Life Insurance Company Ltd.. (Chiplock,
Daniel) (Entered: |
|
|
|
DECLARATION of James M. Hughes in Support re: 16
MOTION to Consolidate Cases 1:07-CV-08808, 1:07-CV-9651, 1:07-CV-10400 1:07-CV-08538.
MOTION to Appoint Skandia Life Insurance Company Ltd. to serve as lead
plaintiff(s). MOTION to Approve Skandia Life Insurance Company Ltd.'s
Selection of Counsel. MOTION to Appoint Skandia Life Insurance Company Ltd.
to serve as lead plaintiff(s).. Document filed by
Skandia Life Insurance Company Ltd.. (Attachments: #
1
Exhibit A, # 2
Exhibit B, # 3
Exhibit C, # 4
Exhibit D, # 5
Exhibit E, # 6
Exhibit F-1, # 7
Exhibit F-2, # 8
Exhibit F-3, # 9
Exhibit F-4A, # 10
Exhibit F-4B, # 11
Exhibit F-5, # 12
Exhibit F-6, # 13
Exhibit G)(Chiplock, Daniel) (Entered: |
|
|
|
CERTIFICATE of Counsel by Daniel Patrick Chiplock on
behalf of Skandia Life Insurance Company Ltd.. Re: 16
MOTION to Consolidate Cases 1:07-CV-08808, 1:07-CV-9651, 1:07-CV-10400 1:07-CV-08538.
MOTION to Appoint Skandia Life Insurance Company Ltd. to serve as lead
plaintiff(s). MOTION to Approve Skandia Life Insurance Company Ltd.'s
Selection of Counsel. MOTION to Appoint Skandia Life Insurance Company Ltd.
to serve as lead plaintiff(s).. of Service
(Chiplock, Daniel) (Entered: |
|
|
|
MOTION to Appoint Intitutional Investor Group ( |
|
|
|
MEMORANDUM OF LAW in Support re: 20
MOTION to Appoint Intitutional Investor Group ( |
|
|
|
MOTION to Appoint First Derivative Traders LP and Robert
and Jessica Grant to serve as lead plaintiff(s). Document filed by Grant
Robert, Grant Jessica, First Derivative Traders LP. (Attachments: # 1
Memorandum of Law in Support of First Derivative Traders LP and Robert and
Jessica Grants Motion for Consolidation, Appointment as Lead Plaintiffs, and
Approval of Lead Plaintiffs Selection of Lead Counsel, # 2
Declaration of Service, # 3
Declaration of Gregory M. Nespole in Support of First Derivative Traders LP
and Robert and Jessica Grant's Motion for Consolidation, Appointment as Lead
Plaintiffs, and Approval of Lead Plaintiffs' Selection of Lead
Counsel)(Nespole, Gregory) (Entered: |
|
|
|
MOTION to Appoint Ira Newman to serve as lead plaintiff(s).
Document filed by Ira Newman.(Korsinsky, Eduard) (Entered: |
|
|
|
MEMORANDUM OF LAW in Support re: 23
MOTION to Appoint Ira Newman to serve as lead plaintiff(s)..
Document filed by Ira Newman. (Korsinsky, Eduard) (Entered: |
|
|
|
DECLARATION of Eduard Korsinsky in Support re: 23
MOTION to Appoint Ira Newman to serve as lead plaintiff(s)..
Document filed by Ira Newman. (Korsinsky, Eduard) (Entered: |
|
|
|
ENDORSED LETTER addressed to Judge Robert W. Sweet from
Nancy B. Ludmerer dated 12/3/07 re: We write on behalf of all parties in
these two cases to request that the pretrial conferences currently scheduled
for Wednesday, January 16, 2008, at 4:30 p.m. be cancelled at this time.
ENDORSEMENT: So Ordered. (Signed by Judge Robert W. Sweet on |
|
|
|
ORDER: The motions to appoint lead plaintiff and counsel
will be heard on |
|
|
|
MEMORANDUM OF LAW in Opposition re: 20
MOTION to Appoint Intitutional Investor Group ( |
|
|
|
DECLARATION of JAMES M. HUGHES in Opposition re: 20
MOTION to Appoint Intitutional Investor Group ( |
|
|
|
CERTIFICATE OF SERVICE of MEMORANDUM OF LAW IN FURTHER
SUPPORT OF SKANDIA LIFE INSURANCE COMPANY LTD.'S MOTION FOR CONSOLIDATION,
APPOINTMENT AS LEAD PLAINTIFF, AND APPROVAL OF ITS SELECTIONS OF COUNSEL, AND
IN OPPOSITION TO COMPETING MOTIONS; DECLARATION OF JAMES M. HUGHES IN FURTHER
SUPPORT OF SKANDIA LIFE INSURANCE COMPANY LTD.'S MOTION FOR CONSOLIDATION,
APPOINTMENT AS LEAD PLAINTIFF, AND APPROVAL OF ITS SELECTION OF COUNSEL, AND
IN OPPOSITION TO COMPETING MOTIONS. Document filed by Skandia Life Insurance
Company Ltd.. (Chiplock, Daniel) (Entered: |
|
|
|
MEMORANDUM OF LAW in Opposition re: 20
MOTION to Appoint Intitutional Investor Group ( |
|
|
|
DECLARATION of Judith L. Spanier in Opposition re: 20
MOTION to Appoint Intitutional Investor Group ( |
|
|
|
DECLARATION of Professor Frank Partnoy in Opposition re: 20
MOTION to Appoint Intitutional Investor Group ( |
|
|
|
CERTIFICATE OF SERVICE of Memorandum of Law in Opposition
to Motions for Lead Plaintiff and all supporting documents served on all
counsel of record on |
|
|
|
NOTICE of Withdrawal by First Derivative Traders LP and
Robert and Jessica Grant's Motion and in Support of the Motion by the State
Teachers Retirement System of Ohio for Consolidation, Appointment of Lead
Plaintiff, and Approval of Lead Plaintiff's Selection of Lead Counsel re: 22
MOTION to Appoint First Derivative Traders LP and Robert and Jessica Grant to
serve as lead plaintiff(s). MOTION to Appoint First Derivative Traders LP and
Robert and Jessica Grant to serve as lead plaintiff(s). MOTION to Appoint
First Derivative Traders LP and Robert and Jessica Grant to serve as lead plaintiff(s).. Document filed by Grant Robert, Grant Jessica, First
Derivative Traders LP. (Attachments: # 1
Declaration of Service)(Nespole, Gregory) (Entered: |
|
|
|
MOTION to Withdraw 20
MOTION to Appoint Intitutional Investor Group ( |
|
|
|
MEMORANDUM OF LAW in Opposition re: 11
MOTION to Appoint The Kristen-Straxton Group to serve as lead plaintiff(s).. Document filed by The Kristen-Straxton Group. (Schmid,
Elizabeth) (Entered: |
|
|
|
DECLARATION of Elizabeth A. Schmid in Opposition re: 20
MOTION to Appoint Intitutional Investor Group ( |
|
|
|
CERTIFICATE OF SERVICE of Memorandum of Law in Opposition
to Motions for Lead Plaintiff and all supporting documents served on All
Counsel of Record on |
|
|
|
STIPULATION AND ORDER: All papers in opposition to any
movant's motion to be appointed lead plaintiff will be filed and served on or
before |
|
|
|
REPLY MEMORANDUM OF LAW in Support re: 16
MOTION to Consolidate Cases 1:07-CV-08808, 1:07-CV-9651, 1:07-CV-10400 1:07-CV-08538.
MOTION to Appoint Skandia Life Insurance Company Ltd. to serve as lead
plaintiff(s). MOTION to Approve Skandia Life Insurance Company Ltd.'s
Selection of Counsel. MOTION to Appoint Skandia Life Insurance Company Ltd.
to serve as lead plaintiff(s).. Document filed by
Skandia Life Insurance Company Ltd.. (Chiplock,
Daniel) (Entered: |
|
|
|
CERTIFICATE OF SERVICE. Document filed by Skandia Life
Insurance Company Ltd.. (Chiplock, Daniel) (Entered:
|
|
|
|
REPLY MEMORANDUM OF LAW in Support re: 7
MOTION to Appoint State Teachers Retirement System of Ohio to serve as lead
plaintiff(s).. Document filed by State Teachers
Retirement System of Ohio. (Spanier, Judith) (Entered: |
|
|
|
DECLARATION of Second Supplemental Declaration of Judith
L. Spanier in Support re: 7
MOTION to Appoint State Teachers Retirement System of Ohio to serve as lead
plaintiff(s).. Document filed by State Teachers
Retirement System of Ohio. (Attachments: # 1
Exhibit Exhibit A to 2nd Supplemental Declaration of Judith L. Spanier, # 2
Exhibit Exhibit B to the Second Supplemental Declaration of Judith L. Spanier)(Spanier,
Judith) (Entered: |
|
|
|
CERTIFICATE OF SERVICE. Document filed by State Teachers
Retirement System of Ohio. (Spanier, Judith) (Entered: |
|
|
|
REPLY MEMORANDUM OF LAW in Support re: 11
MOTION to Appoint The Kristen-Straxton Group to serve as lead plaintiff(s).. Document filed by The Kristen-Straxton Group. (Schmid,
Elizabeth) (Entered: |
|
|
|
DECLARATION of Elizabeth A. Schmid in Support re: 11
MOTION to Appoint The Kristen-Straxton Group to serve as lead plaintiff(s).. Document filed by The Kristen-Straxton Group.
(Attachments: # 1
Exhibit A, # 2
Exhibit B1, # 3
Exhibit B2, # 4
Exhibit C, # 5
Exhibit D, # 6
Exhibit E, # 7
Exhibit F, # 8
Exhibit G, # 9
Exhibit H, # 10
Exhibit I, # 11
Exhibit J, # 12
Exhibit K, # 13
Exhibit L)(Schmid, Elizabeth) (Entered: |
|
|
|
CERTIFICATE OF SERVICE. Document filed by The
Kristen-Straxton Group. (Schmid, Elizabeth) (Entered: |
|
|
|
NOTICE OF APPEARANCE by Nancy B. Ludmerer on behalf of
E*Trade Financial Corporation, Mitchell H. Caplan, Robert J. Simmons
(Ludmerer, Nancy) (Entered: |
|
|
|
NOTICE OF APPEARANCE by Andrew Edward Krause on behalf of
E*Trade Financial Corporation, Mitchell H. Caplan, Robert J. Simmons (Krause,
Andrew) (Entered: |
|
|
|
NOTICE OF APPEARANCE by Dennis Eugene. Glazer on behalf of
E*Trade Financial Corporation, Mitchell H. Caplan, Robert J. Simmons (Glazer,
Dennis) (Entered: |
|
|
|
MOTION for James M. Hughes to Appear Pro Hac Vice for Skandia Life Insurance Company Ltd. Document filed by Skandia Life Insurance Company Ltd.(db) (Entered: 01/24/2008) |
|
|
|
NOTICE OF APPEARANCE by Jill Sharyn Abrams on behalf of
State Teachers Retirement System of Ohio (Attachments: # 1
Certificate of Service)(Abrams, Jill) (Entered: |
|
|
|
NOTICE OF APPEARANCE by Orin Robert Kurtz on behalf of
State Teachers Retirement System of Ohio (Attachments: # 1
Certificate of Service)(Kurtz, Orin) (Entered: |
|
|
|
ORDER granting 52
Motion for James M. Hughes to Appear Pro Hac Vice for Skandia Life Insurance.
(Signed by Judge Robert W. Sweet on |
|
|
|
|
Transmission to Attorney Admissions Clerk. Transmitted re:
55
Order on Motion to Appear Pro Hac Vice, to the Attorney Admissions Clerk for
updating of Attorney Information. (cd) (Entered: |
|
|
|
CASHIERS OFFICE REMARK on 55
Order on Motion to Appear Pro Hac Vice in the amount of $25.00, paid on |
|
|
NOTICE OF APPEARANCE by James M. Hughes on behalf of
Skandia Life Insurance Company Ltd. (Hughes, James) (Entered: |
|
|
|
NOTICE of Supplemental Authority re: 11
MOTION to Appoint The Kristen-Straxton Group to serve as lead plaintiff(s).. Document filed by The Kristen-Straxton Group.
(Attachments: # 1
Supplement Letter, # 2
Exhibit A)(Brower, David) (Entered: |
|
|
|
RESPONSE in Support re: 11
MOTION to Appoint The Kristen-Straxton Group to serve as lead plaintiff(s)., 7
MOTION to Appoint State Teachers Retirement System of Ohio to serve as lead
plaintiff(s). Response by State Teachers Retirement System of |
|
|
|
ORDER: The motions to consolidate the actions are granted.
The motion of KSG to serve as lead plaintiff is granted, Newman's motion is
granted to the extent that he is appointed co-lead plaintiff, the motions of
STRS and Skandia are denied, and the selection of counsel is approved.
(Signed by Judge Robert W. Sweet on |
|
|
|
NOTICE OF APPEARANCE by David A.P. Brower on behalf of The
Kristen-Straxton Group (Brower, David) (Entered: |
|
|
|
FILING ERROR - DEFICIENT DOCKET ENTRY - MOTION for Motley
Rice and Lieff Cabraser Heimann & Bernstein LLP to Withdraw as Attorney.
Document filed by Skandia Life Insurance Company Ltd.(Chiplock,
Daniel) Modified on |
|
|
|
MOTION for Motley Rice and Lieff Cabraser Heimann &
Bernstein LLP to Withdraw as Attorney. Document filed by Skandia Life
Insurance Company Ltd.. (Attachments: # 1
Text of Proposed Order Proposed Order Granting Motion to Withdraw as
Counsel)(Chiplock, Daniel) (Entered: |
|
|
|
PRETRIAL ORDER: Counsel are
directed to meet and discuss settlement, pretrial discovery and all
preliminary matters. If this action has been settled or otherwise terminated,
counsel are directed to file or mail a stipulation of discontinuance,
voluntary dismissal, or other proof of termination of the action prior to the
date of the pretrial conference with Tsz Chan, Courtroom Clerk to Judge
Sweet, Room 18C; otherwise counsel are directed to appear in courtroom 18C on
11/5/2008 at 04:30 PM in Courtroom 18C, 500 Pearl Street, New York, NY 10007
before Judge Robert W. Sweet for a pretrial conference for the purpose of
discussing settlement with the court, exploring contemplated motions,
stipulating facts, arranging a plan and schedule for all discovery, resolving
any anticipated discovery issues, and setting a time for trial. Plaintiff(s)'
counsel ARE REQUIRED TO NOTIFY COUNSEL FOR ALL PARTIES OF THIS CONFERENCE.
(Signed by Judge Robert W. Sweet on |
|
|
|
ORDER GRANTING MOTION TO WITHDRAW AS COUNSEL: granting
(62) Motion to Withdraw in case 1:07-cv-08538-RWS; granting (14) Motion to
Withdraw in case 1:07-cv-08808-RWS; granting (9) Motion to Withdraw in case
1:07-cv-09651-RWS; granting (9) Motion to Withdraw in case 1:07-cv-10400-RWS.
Having considered the motion, the Court GRANTS the motion of counsel to
withdraw from the above-captioned consolidated cases. It is so ordered.
(Signed by Judge Robert W. Sweet on |
|
|
|
STIPULATION AND ORDER: This Order supersedes the November
14 Scheduling Order. Plaintiffs shall have until |
|
|
|
ENDORSED LETTER addressed to Judge Robert W. Sweet from
Nancy B. Ludmerer dated 10/31/2008 re: The parties jointly respectfully
request that the pretrial conference currently scheduled for Wednesday,
November 5, 2008, at 430 p.m. be canceled at this time. ENDORSEMENT: So
Ordered. (Signed by Judge Robert W. Sweet on |
|
|
|
STIPULATION FOR EXTENSION OF TIME AND ORDER: It is hereby
ordered that this Revised Scheduling Order supersedes the September 4th
Scheduling Order. Revised Scheduling Order: Plaintiff shall have until |
|
|
|
CONSOLIDATED AMENDED CLASS ACTION COMPLAINT amending 1
Complaint against Dennis E. Webb, E*Trade Financial Corporation, Mitchell H.
Caplan, Robert J. Simmons. Document filed by Kristen Management Limited,
Straxton Properties, Inc., Javed Fiyaz, Andrea Frascaroli, Peter Farah, Ira
Newman. Related document: 1
Complaint filed by Larry Freudenberg.(dle) (dle).
(Entered: |
|
|
|
NOTICE of Errata re: 68
Amended Complaint,. Document filed by Kristen
Management Limited, Straxton Properties, Inc., Javed Fiyaz, Andrea
Frascaroli, Peter Farah, Ira Newman. (Brower, David) (Entered: |
|
|
|
ENDORSED LETTER addressed to Judge Robert W. Sweet from
Nancy B. Ludmerer dated 2/26/09 re: Counsel for defendants write to request
permission to exceed the page limits for memoranda of law set forth in
Section 2.C of Your Honor's Individual Practices. Defendants respectfully
request that they be permitted to submit a single memorandum on behalf of all
defendant of up to 50 pages and a single reply
memorandum on behalf of all defendants of up to 25 pages. Counsel for Leaf
Plaintiffs likewise requests that they be permitted to submit an opposition
memorandum of up to 50 pages. ENDORSEMENT: So ordered. (Signed by Judge
Robert W. Sweet on |
|
|
|
NOTICE OF APPEARANCE by Amelia Temple Redwood Starr on
behalf of Dennis E. Webb, E*Trade Financial Corporation, Mitchell H. Caplan,
Robert J. Simmons (Starr, Amelia) (Entered: |
|
|
|
MOTION to Dismiss the Consolidated Amended Class Action Complaint. Document filed by Dennis E. Webb, E*Trade Financial Corporation, Mitchell H. Caplan, Robert J. Simmons. Return Date set for 9/9/2009 at 12:00 PM.Filed In Associated Cases: 1:07-cv-08538-RWS, 1:07-cv-08808-RWS, 1:07-cv-09651-RWS, 1:07-cv-10400-RWS, 1:07-cv-10540-RWS(Starr, Amelia) (Entered: 04/02/2009) |
|
|
|
MEMORANDUM OF LAW in Support re: ( |
|
|
|
DECLARATION of AMELIA T.R. STARR in Support re: ( |
|
|
|
ORDER: Defendants' motion to dismiss will be heard on |
|
|
|
ORDER: In light of the Court's |
|
|
|
STIPULATION FOR EXTENSION OF TIME AND ORDER, plaintiffs
shall have until |
|
|
|
NOTICE of Firm Registration as an LLP and Name Change to
Davis Polk & Wardwell LLP. Document filed by Dennis E. Webb, E*Trade
Financial Corporation, Mitchell H. Caplan, Robert J. Simmons. (Starr, Amelia)
(Entered: |
|
|
|
MEMORANDUM OF LAW in Opposition re: 72
MOTION to Dismiss the Consolidated Amended Class Action Complaint.. Document filed by Javed Fiyaz, Andrea Frascaroli, Peter
Farah, The Kristen-Straxton Group, Ira Newman. (Brower, David) (Entered: |
|
|
|
DECLARATION of David A.P. Brower in Opposition re: 72
MOTION to Dismiss the Consolidated Amended Class Action Complaint.. Document filed by Javed Fiyaz, Andrea Frascaroli, Peter
Farah, The Kristen-Straxton Group, Ira Newman. (Attachments: # 1
Exhibit A, # 2
Exhibit B, # 3
Exhibit C, # 4
Exhibit D, # 5
Exhibit E)(Brower, David) (Entered: |
|
|
|
REPLY MEMORANDUM OF LAW in Support re: 72
MOTION to Dismiss the Consolidated Amended Class Action Complaint.. Document filed by Dennis E. Webb, E*Trade Financial
Corporation, Mitchell H. Caplan, Robert J. Simmons. (Starr, Amelia) (Entered:
|
|
|
|
DECLARATION of AMELIA T.R. STARR in Support re: 72
MOTION to Dismiss the Consolidated Amended Class Action Complaint.. Document filed by Dennis E. Webb, E*Trade Financial
Corporation, Mitchell H. Caplan, Robert J. Simmons. (Attachments: # 1
Exhibit 1, # 2
Exhibit 2, # 3
Exhibit 3, # 4
Exhibit 4, # 5
Exhibit 5, # 6
Exhibit 6, # 7
Exhibit 7A, # 8
Exhibit 7B, # 9
Exhibit 7C, # 10
Exhibit 7D, # 11
Exhibit 8, # 12
Exhibit 9)(Starr, Amelia) (Entered: |
|
|
|
AMENDED REPLY MEMORANDUM OF LAW in Support re: 72
MOTION to Dismiss the Consolidated Amended Class Action Complaint.. Document filed by Dennis E. Webb, E*Trade Financial
Corporation, Mitchell H. Caplan, Robert J. Simmons. (Starr, Amelia) (Entered:
|
|
|
|
OPINION #98936 re: 72
MOTION to Dismiss the Consolidated Amended Class Action Complaint filed
by Robert J. Simmons, Mitchell H. Caplan, E*Trade Financial Corporation,
Dennis E. Webb. In light of the foregoing authorities and conclusions,
Defendants' motion to dismiss is denied. (Signed by Judge Robert W. Sweet on |
|
|
|
STIPULATION AND ORDER REGARDING DEFENDANTS' ANSWER TO
CONSOLIDATED AMENDED CLASS ACTION COMPLAINT. Dennis E. Webb answer due |
Note: Links in this
docket are stored in the PACER system (Public Access to Court
Electronic Records). PACER is a service of United States
Judiciary. To view and retrieve the linked documents from PACER, you must be a
registered user. To register, fill out one of the registration forms available on the PACER site. The United States
Congress has given the Judicial Conference of the