US District Court Civil Docket as of September 02, 2009
Retrieved from the court on February,
2010
|
Cause:
15:78m(a) Securities Exchange Act |
|
|
Lead
Plaintiff |
|
|
|
The
Kristen-Straxton Group |
represented by |
David
A.P. Brower |
|
Lead
Plaintiff |
||
|
Ira
Newman |
represented by |
David
A.P. Brower |
|
Plaintiff
|
||
|
Larry
Freudenberg
|
represented by |
David
Avi Rosenfeld |
|
Plaintiff
|
||
|
Grant
Robert |
represented by |
Grant
Robert |
|
Plaintiff
|
||
|
Kristen
Management Limited
|
represented by |
David
A.P. Brower |
|
Plaintiff
|
||
|
Straxton Properties, Inc. |
represented by |
David
A.P. Brower |
|
Plaintiff
|
||
|
Javed Fiyaz |
represented by |
David
A.P. Brower |
|
Plaintiff
|
||
|
Andrea
Frascaroli |
represented by |
David
A.P. Brower |
|
Plaintiff
|
||
|
Peter
Farah |
represented by |
David
A.P. Brower |
|
|
||
|
Consolidated
Plaintiff |
||
|
William
Boston |
represented by |
Evan
J. Smith |
|
Consolidated
Plaintiff |
||
|
Robert
D. Thulman |
represented by |
Lionel
Z. Glancy |
|
Consolidated
Plaintiff |
||
|
Wendy
M. Davidson
|
represented by |
Ira
M. Press |
|
Consolidated
Plaintiff |
||
|
Joshua
Ferenc |
represented by |
Dustin
Peter Mansoor |
|
|
||
|
Defendant
|
||
|
E*Trade
Financial Corporation
|
represented by |
Amelia
Temple Redwood Starr |
|
Defendant
|
||
|
Mitchell
H. Caplan |
represented by |
Amelia
Temple Redwood Starr |
|
Defendant
|
||
|
Robert
J. Simmons
|
represented by |
Amelia
Temple Redwood Starr |
|
Defendant
|
||
|
Dennis
E. Webb |
represented by |
Amelia
Temple Redwood Starr |
|
Movant |
||
|
State
Teachers Retirement System of Ohio |
represented by |
Judith
Lynne Spanier |
|
Movant |
||
|
Skandia
Life Insurance Company Ltd. |
represented by |
Daniel
Patrick Chiplock |
|
Movant |
||
|
E*TRADE
Institutional Investor Group |
represented by |
Geoffrey
Coyle Jarvis |
|
Movant |
||
|
Grant
Robert |
represented by |
Gregory
Mark Nespole |
|
Movant |
||
|
Grant
Jessica |
represented by |
Gregory
Mark Nespole |
|
Movant |
||
|
First
Derivative Traders LP
|
represented by |
Gregory
Mark Nespole |
|
Movant |
||
|
Ira
Newman |
represented by |
Eduard
Korsinsky |
|
Date
Filed |
# |
Docket
Text |
|
10/02/2007 |
COMPLAINT
against E*Trade Financial Corporation, Mitchell H. Caplan,
Robert J. Simmons. (Filing Fee $ 350.00, Receipt Number 628550)Document filed
by Larry Freudenberg.(mbe)
Additional attachment(s) added on 10/9/2007 (Becerra, Maribel). (Entered:
10/03/2007) |
|
|
10/02/2007 |
|
SUMMONS
ISSUED as to E*Trade Financial Corporation, Mitchell H. Caplan,
Robert J. Simmons. (mbe) (Entered: 10/03/2007) |
|
10/02/2007 |
|
Magistrate
Judge Michael H. Dolinger is so designated. (mbe) (Entered: 10/03/2007) |
|
10/02/2007 |
|
Case
Designated ECF. (mbe) (Entered: 10/03/2007) |
|
10/30/2007 |
AFFIDAVIT
OF SERVICE. E*Trade Financial Corporation served on 10/23/2007, answer due
11/12/2007. Service was accepted by Nikki Chapple,
Clerk. Document filed by Larry Freudenberg. (Rosenfeld, David) (Entered:
10/30/2007) |
|
|
11/14/2007 |
RULE
7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate
Parent. Document filed by E*Trade Financial Corporation.(Ludmerer,
Nancy) (Entered: 11/14/2007) |
|
|
11/16/2007 |
STIPULATION
AND ORDER: It is hereby stipulated and agreed by and among the undersigned
attorneys for the parties to these actions as follows: 1. Plaintiffs shall
have 60 days after entry of the Order selecting lead plaintiffs and
appointing lead plaintiffs counsel to serve a Consolidated
Amended Complaint. 2. Defendants shall have 60 days after service of the CAC
to answer, move, or otherwise respond to CAC. 3. Plaintiffs shall have 60
days after service of defendants' response to the CAC to serve opposition
papers. 4. Defendants shall have 45 days after service of plaintiffs'
opposition papers to serve reply papers. 5. Davis Pollack & Wardwell will
accept service of process of the Freudenberg Complaint and the Boston
Complaint, respectively, on behalf of any of the three defendants in the
above captioned two cases who has not yet been
served. All other provisions as set forth in this order. So Ordered (Signed
by Judge Robert W. Sweet on 11/16/07) (Signed by Judge Robert W. Sweet on
11/16/07) (js) (Entered: 11/16/2007) |
|
|
11/19/2007 |
STIPULATION
AND ORDER: Plaintiffs shall have 60 days after entry of the Order selecting
lead plaintiffs and appointing lead plaintiffs' counsel to serve a
Consolidated Amended Complaint. Defendants shall have 60 days after service
of the CAC to answer, to the CAC. Plaintiffs shall have 60 days after service
of defendants' response to the CAC to serve opposition papers. Defendants
have 45 days after service of plaintiffs' opposition papers to serve reply
papers. (Signed by Judge Robert W. Sweet on 11/14/2007) (jar) (Entered:
11/20/2007) |
|
|
11/28/2007 |
PRETRIAL
ORDER: ( Pretrial Conference set for 1/16/2008 at
04:30 PM in Courtroom 18C, 500 Pearl Street, New York, NY 10007 before Judge
Robert W. Sweet.) (Signed by Judge Robert W. Sweet on 11/28/07) (js) (Entered: 11/28/2007) |
|
|
12/03/2007 |
MOTION
to Appoint State Teachers Retirement System of Ohio to serve as lead
plaintiff(s). Document filed by State Teachers Retirement System of Ohio.(Spanier, Judith) (Entered: 12/03/2007) |
|
|
12/03/2007 |
MEMORANDUM
OF LAW in Support re: 7
MOTION to Appoint State Teachers Retirement System of Ohio to serve as lead
plaintiff(s).. Document filed by State Teachers
Retirement System of Ohio. (Spanier, Judith)
(Entered: 12/03/2007) |
|
|
12/03/2007 |
DECLARATION
of Judith L. Spanier in Support re: 7 MOTION to Appoint
State Teachers Retirement System of Ohio to serve as lead plaintiff(s).. Document filed by State Teachers Retirement System of
Ohio. (Attachments: # 1
Exhibit, # 2
Exhibit, # 3
Exhibit, # 4
Exhibit, # 5
Text of Proposed Order)(Spanier, Judith) (Entered:
12/03/2007) |
|
|
12/03/2007 |
CERTIFICATE
OF SERVICE of Motion for Appointment of Lead Plaintiff served on all counsel
of record on 12/3/07. Service was made by Mail. Document filed by State
Teachers Retirement System of Ohio. (Spanier,
Judith) (Entered: 12/03/2007) |
|
|
12/03/2007 |
MOTION
to Appoint The Kristen-Straxton Group to serve as
lead plaintiff(s). Document filed by The Kristen-Straxton
Group. (Attachments: # 1 Certificate of
Service)(Schmid, Elizabeth) (Entered: 12/03/2007) |
|
|
12/03/2007 |
MEMORANDUM
OF LAW in Support re: 11
MOTION to Appoint The Kristen-Straxton Group to
serve as lead plaintiff(s).. Document filed by The
Kristen-Straxton Group. (Schmid,
Elizabeth) (Entered: 12/03/2007) |
|
|
12/03/2007 |
DECLARATION
of Elizabeth A. Schmid in Support re: 11 MOTION to
Appoint The Kristen-Straxton Group to serve as lead
plaintiff(s).. Document filed by The Kristen-Straxton Group. (Attachments: # 1 Exhibit A, # 2 Exhibit B-F, # 3 Exhibit G &
H, # 4 Exhibit
I, # 5 Text of
Proposed Order)(Schmid, Elizabeth) (Entered:
12/03/2007) |
|
|
12/03/2007 |
CERTIFICATE
OF SERVICE of Motion for Lead Plaintiff and supporting documents served on
all counsel of record (Amended Certificate of Service) on 12/03/07. Service
was made by mail. Document filed by State Teachers Retirement System of Ohio.
(Spanier, Judith) (Entered: 12/03/2007) |
|
|
12/03/2007 |
NOTICE
OF APPEARANCE by Daniel Patrick Chiplock on behalf
of Skandia Life Insurance Company Ltd. (Chiplock,
Daniel) (Entered: 12/03/2007) |
|
|
12/03/2007 |
MOTION
to Consolidate Cases 1:07-CV-08808, 1:07-CV-9651, 1:07-CV-10400 1:07-CV-08538.,
MOTION to Appoint Skandia Life Insurance Company Ltd. to serve as lead
plaintiff(s)., MOTION to Approve Skandia Life Insurance Company Ltd.'s Selection of Counsel. Document filed by Skandia
Life Insurance Company Ltd..(Chiplock,
Daniel) (Entered: 12/03/2007) |
|
|
12/03/2007 |
MEMORANDUM
OF LAW in Support re: 16
MOTION to Consolidate Cases 1:07-CV-08808, 1:07-CV-9651, 1:07-CV-10400 1:07-CV-08538.
MOTION to Appoint Skandia Life Insurance Company Ltd. to serve as lead
plaintiff(s). MOTION to Approve Skandia Life Insurance Company Ltd.'s Selection of Counsel. MOTION to Appoint Skandia
Life Insurance Company Ltd. to serve as lead plaintiff(s)..
Document filed by Skandia Life Insurance Company Ltd..
(Chiplock, Daniel) (Entered: 12/03/2007) |
|
|
12/03/2007 |
DECLARATION
of James M. Hughes in Support re: 16 MOTION to
Consolidate Cases 1:07-CV-08808, 1:07-CV-9651, 1:07-CV-10400 1:07-CV-08538.
MOTION to Appoint Skandia Life Insurance Company Ltd. to serve as lead
plaintiff(s). MOTION to Approve Skandia Life Insurance Company Ltd.'s Selection of Counsel. MOTION to Appoint Skandia
Life Insurance Company Ltd. to serve as lead plaintiff(s)..
Document filed by Skandia Life Insurance Company Ltd..
(Attachments: # 1
Exhibit A, # 2
Exhibit B, # 3
Exhibit C, # 4
Exhibit D, # 5
Exhibit E, # 6
Exhibit F-1, # 7
Exhibit F-2, # 8
Exhibit F-3, # 9
Exhibit F-4A, # 10
Exhibit F-4B, # 11
Exhibit F-5, # 12
Exhibit F-6, # 13
Exhibit G)(Chiplock, Daniel) (Entered: 12/03/2007) |
|
|
12/03/2007 |
CERTIFICATE
of Counsel by Daniel Patrick Chiplock on behalf of
Skandia Life Insurance Company Ltd.. Re: 16 MOTION to
Consolidate Cases 1:07-CV-08808, 1:07-CV-9651, 1:07-CV-10400 1:07-CV-08538.
MOTION to Appoint Skandia Life Insurance Company Ltd. to serve as lead
plaintiff(s). MOTION to Approve Skandia Life Insurance Company Ltd.'s Selection of Counsel. MOTION to Appoint Skandia
Life Insurance Company Ltd. to serve as lead plaintiff(s)..
of Service (Chiplock, Daniel) (Entered:
12/03/2007) |
|
|
12/03/2007 |
MOTION
to Appoint Intitutional Investor Group
(Mississippi PERS & AFA). Document filed by E*TRADE Institutional
Investor Group. (Attachments: # 1 Certificate of
Service)(Jarvis, Geoffrey) (Entered: 12/03/2007) |
|
|
12/03/2007 |
MEMORANDUM
OF LAW in Support re: 20
MOTION to Appoint Intitutional Investor
Group (Mississippi PERS & AFA).. Document
filed by E*TRADE Institutional Investor Group. (Attachments: # 1 Exhibit Rule 7.1
Disclosure Statement, # 2 Affidavit
Declaration of Jay W. Eisenhofer in Support of the
Institutional Investor Group's Motion to Consolidate Actions, To Be Appointed
Lead Plaintiff and for Approval of Its Selection of Counsel, # 3 Certificate of
Service)(Jarvis, Geoffrey) (Entered: 12/03/2007) |
|
|
12/03/2007 |
MOTION
to Appoint First Derivative Traders LP and Robert and Jessica Grant to serve
as lead plaintiff(s). Document filed by Grant Robert, Grant Jessica, First
Derivative Traders LP. (Attachments: # 1 Memorandum of Law
in Support of First Derivative Traders LP and Robert and Jessica Grants
Motion for Consolidation, Appointment as Lead Plaintiffs, and Approval of
Lead Plaintiffs Selection of Lead Counsel, # 2 Declaration of
Service, # 3
Declaration of Gregory M. Nespole in Support of
First Derivative Traders LP and Robert and Jessica Grant's Motion for
Consolidation, Appointment as Lead Plaintiffs, and Approval of Lead
Plaintiffs' Selection of Lead Counsel)(Nespole,
Gregory) (Entered: 12/03/2007) |
|
|
12/03/2007 |
MOTION
to Appoint Ira Newman to serve as lead plaintiff(s). Document filed by Ira
Newman.(Korsinsky, Eduard) (Entered: 12/03/2007) |
|
|
12/03/2007 |
MEMORANDUM
OF LAW in Support re: 23
MOTION to Appoint Ira Newman to serve as lead plaintiff(s)..
Document filed by Ira Newman. (Korsinsky, Eduard)
(Entered: 12/03/2007) |
|
|
12/03/2007 |
DECLARATION
of Eduard Korsinsky in Support re: 23 MOTION to
Appoint Ira Newman to serve as lead plaintiff(s)..
Document filed by Ira Newman. (Korsinsky, Eduard)
(Entered: 12/03/2007) |
|
|
12/04/2007 |
ENDORSED
LETTER addressed to Judge Robert W. Sweet from Nancy B. Ludmerer
dated 12/3/07 re: We write on behalf of all parties in these two cases to
request that the pretrial conferences currently scheduled for Wednesday,
January 16, 2008, at 4:30 p.m. be cancelled at this time. ENDORSEMENT: So
Ordered. (Signed by Judge Robert W. Sweet on 12/3/07) (js)
(Entered: 12/04/2007) |
|
|
12/07/2007 |
ORDER:
The motions to appoint lead plaintiff and counsel will be heard on 1/16/2008
at 12:00 PM in Courtroom 18C, 500 Pearl Street, New York, NY 10007 before
Judge Robert W. Sweet. (Signed by Judge Robert W. Sweet on 12/6/2007) (jar)
(Entered: 12/10/2007) |
|
|
12/20/2007 |
MEMORANDUM
OF LAW in Opposition re: 20 MOTION to
Appoint Intitutional Investor Group
(Mississippi PERS & AFA)., 22 MOTION to
Appoint First Derivative Traders LP and Robert and Jessica Grant to serve as
lead plaintiff(s). MOTION to Appoint First Derivative Traders LP and Robert
and Jessica Grant to serve as lead plaintiff(s). MOTION to Appoint First
Derivative Traders LP and Robert and Jessica Grant to serve as lead
plaintiff(s)., 23
MOTION to Appoint Ira Newman to serve as lead plaintiff(s)., 11 MOTION to
Appoint The Kristen-Straxton Group to serve as lead
plaintiff(s)., 7
MOTION to Appoint State Teachers Retirement System of Ohio to serve as lead
plaintiff(s).. Document filed by Skandia Life Insurance Company Ltd.. (Chiplock, Daniel)
(Entered: 12/20/2007) |
|
|
12/20/2007 |
DECLARATION
of JAMES M. HUGHES in Opposition re: 20 MOTION to
Appoint Intitutional Investor Group
(Mississippi PERS & AFA)., 22 MOTION to
Appoint First Derivative Traders LP and Robert and Jessica Grant to serve as
lead plaintiff(s). MOTION to Appoint First Derivative Traders LP and Robert
and Jessica Grant to serve as lead plaintiff(s). MOTION to Appoint First
Derivative Traders LP and Robert and Jessica Grant to serve as lead
plaintiff(s)., 23
MOTION to Appoint Ira Newman to serve as lead plaintiff(s)., 11 MOTION to
Appoint The Kristen-Straxton Group to serve as lead
plaintiff(s)., 7
MOTION to Appoint State Teachers Retirement System of Ohio to serve as lead
plaintiff(s).. Document filed by Skandia Life Insurance Company Ltd.. (Chiplock, Daniel)
(Entered: 12/20/2007) |
|
|
12/20/2007 |
CERTIFICATE
OF SERVICE of MEMORANDUM OF LAW IN FURTHER SUPPORT OF SKANDIA LIFE INSURANCE
COMPANY LTD.'S MOTION FOR CONSOLIDATION, APPOINTMENT AS LEAD PLAINTIFF, AND
APPROVAL OF ITS SELECTIONS OF COUNSEL, AND IN OPPOSITION TO COMPETING
MOTIONS; DECLARATION OF JAMES M. HUGHES IN FURTHER SUPPORT OF SKANDIA LIFE
INSURANCE COMPANY LTD.'S MOTION FOR CONSOLIDATION, APPOINTMENT AS LEAD
PLAINTIFF, AND APPROVAL OF ITS SELECTION OF COUNSEL, AND IN OPPOSITION TO
COMPETING MOTIONS. Document filed by Skandia Life Insurance Company Ltd.. (Chiplock, Daniel)
(Entered: 12/20/2007) |
|
|
12/20/2007 |
MEMORANDUM
OF LAW in Opposition re: 20 MOTION to
Appoint Intitutional Investor Group
(Mississippi PERS & AFA)., 22 MOTION to
Appoint First Derivative Traders LP and Robert and Jessica Grant to serve as
lead plaintiff(s). MOTION to Appoint First Derivative Traders LP and Robert
and Jessica Grant to serve as lead plaintiff(s). MOTION to Appoint First
Derivative Traders LP and Robert and Jessica Grant to serve as lead
plaintiff(s)., 23
MOTION to Appoint Ira Newman to serve as lead plaintiff(s)., 16 MOTION to
Consolidate Cases 1:07-CV-08808, 1:07-CV-9651, 1:07-CV-10400 1:07-CV-08538.
MOTION to Appoint Skandia Life Insurance Company Ltd. to serve as lead
plaintiff(s). MOTION to Approve Skandia Life Insurance Company Ltd.'s Selection of Counsel. MOTION to Appoint Skandia
Life Insurance Company Ltd. to serve as lead plaintiff(s).,
11 MOTION to
Appoint The Kristen-Straxton Group to serve as lead
plaintiff(s).. Document filed by State Teachers Retirement System of Ohio. (Spanier, Judith) (Entered: 12/20/2007) |
|
|
12/20/2007 |
DECLARATION
of Judith L. Spanier in Opposition re: 20 MOTION to
Appoint Intitutional Investor Group
(Mississippi PERS & AFA)., 22 MOTION to
Appoint First Derivative Traders LP and Robert and Jessica Grant to serve as
lead plaintiff(s). MOTION to Appoint First Derivative Traders LP and Robert
and Jessica Grant to serve as lead plaintiff(s). MOTION to Appoint First
Derivative Traders LP and Robert and Jessica Grant to serve as lead
plaintiff(s)., 23
MOTION to Appoint Ira Newman to serve as lead plaintiff(s)., 16 MOTION to
Consolidate Cases 1:07-CV-08808, 1:07-CV-9651, 1:07-CV-10400 1:07-CV-08538.
MOTION to Appoint Skandia Life Insurance Company Ltd. to serve as lead
plaintiff(s). MOTION to Approve Skandia Life Insurance Company Ltd.'s Selection of Counsel. MOTION to Appoint Skandia
Life Insurance Company Ltd. to serve as lead plaintiff(s).,
11 MOTION to
Appoint The Kristen-Straxton Group to serve as lead
plaintiff(s).. Document filed by State Teachers Retirement System of Ohio. (Spanier, Judith) (Entered: 12/20/2007) |
|
|
12/20/2007 |
DECLARATION
of Professor Frank Partnoy in Opposition re: 20 MOTION to
Appoint Intitutional Investor Group
(Mississippi PERS & AFA)., 22 MOTION to
Appoint First Derivative Traders LP and Robert and Jessica Grant to serve as
lead plaintiff(s). MOTION to Appoint First Derivative Traders LP and Robert
and Jessica Grant to serve as lead plaintiff(s). MOTION to Appoint First
Derivative Traders LP and Robert and Jessica Grant to serve as lead
plaintiff(s)., 23
MOTION to Appoint Ira Newman to serve as lead plaintiff(s)., 16 MOTION to
Consolidate Cases 1:07-CV-08808, 1:07-CV-9651, 1:07-CV-10400 1:07-CV-08538.
MOTION to Appoint Skandia Life Insurance Company Ltd. to serve as lead
plaintiff(s). MOTION to Approve Skandia Life Insurance Company Ltd.'s Selection of Counsel. MOTION to Appoint Skandia
Life Insurance Company Ltd. to serve as lead plaintiff(s).,
11 MOTION to
Appoint The Kristen-Straxton Group to serve as lead
plaintiff(s).. Document filed by State Teachers Retirement System of Ohio. (Spanier, Judith) (Entered: 12/20/2007) |
|
|
12/20/2007 |
CERTIFICATE
OF SERVICE of Memorandum of Law in Opposition to Motions for Lead Plaintiff
and all supporting documents served on all counsel of record on 12/20/07.
Service was made by mail. Document filed by State Teachers Retirement System
of Ohio. (Spanier, Judith) (Entered: 12/20/2007) |
|
|
12/20/2007 |
NOTICE
of Withdrawal by First Derivative Traders LP and Robert and Jessica Grant's
Motion and in Support of the Motion by the State Teachers Retirement System
of Ohio for Consolidation, Appointment of Lead Plaintiff, and Approval of
Lead Plaintiff's Selection of Lead Counsel re: 22 MOTION to
Appoint First Derivative Traders LP and Robert and Jessica Grant to serve as
lead plaintiff(s). MOTION to Appoint First Derivative Traders LP and Robert
and Jessica Grant to serve as lead plaintiff(s). MOTION to Appoint First
Derivative Traders LP and Robert and Jessica Grant to serve as lead plaintiff(s).. Document filed by Grant Robert, Grant Jessica, First
Derivative Traders LP. (Attachments: # 1 Declaration of
Service)(Nespole, Gregory) (Entered: 12/20/2007) |
|
|
12/20/2007 |
MOTION
to Withdraw 20
MOTION to Appoint Intitutional Investor
Group (Mississippi PERS & AFA)., 21 Memorandum of
Law in Support of Motion,. Document filed by E*TRADE Institutional Investor
Group.(Jarvis, Geoffrey) (Entered: 12/20/2007) |
|
|
12/20/2007 |
MEMORANDUM
OF LAW in Opposition re: 11 MOTION to
Appoint The Kristen-Straxton Group to serve as lead
plaintiff(s).. Document filed by The Kristen-Straxton Group. (Schmid,
Elizabeth) (Entered: 12/20/2007) |
|
|
12/20/2007 |
DECLARATION
of Elizabeth A. Schmid in Opposition re: 20 MOTION to
Appoint Intitutional Investor Group
(Mississippi PERS & AFA)., 23 MOTION to
Appoint Ira Newman to serve as lead plaintiff(s)., 22 MOTION to
Appoint First Derivative Traders LP and Robert and Jessica Grant to serve as
lead plaintiff(s). MOTION to Appoint First Derivative Traders LP and Robert
and Jessica Grant to serve as lead plaintiff(s). MOTION to Appoint First
Derivative Traders LP and Robert and Jessica Grant to serve as lead
plaintiff(s)., 16
MOTION to Consolidate Cases 1:07-CV-08808, 1:07-CV-9651, 1:07-CV-10400 1:07-CV-08538.
MOTION to Appoint Skandia Life Insurance Company Ltd. to serve as lead
plaintiff(s). MOTION to Approve Skandia Life Insurance Company Ltd.'s Selection of Counsel. MOTION to Appoint Skandia
Life Insurance Company Ltd. to serve as lead plaintiff(s).,
7 MOTION to
Appoint State Teachers Retirement System of Ohio to serve as lead
plaintiff(s).. Document filed by The Kristen-Straxton
Group. (Attachments: # 1 Exhibit A-1, # 2 Exhibit A-2, # 3 Exhibit B, # 4 Exhibit C-1, # 5 Exhibit C-2, # 6 Exhibit C-3, # 7 Exhibit C-4, # 8 Exhibit C-5, # 9 Exhibit C-6, # 10 Exhibit C-7, # 11 Exhibit C-8, # 12 Exhibit D, # 13 Exhibit E, # 14 Exhibit E-1, # 15 Exhibit E-2, # 16 Exhibit E-3, # 17 Exhibit E-4, # 18 Exhibit F, # 19 Exhibit G, # 20 Exhibit H, # 21 Exhibit I, # 22 Exhibit J, # 23 Exhibit K, # 24 Exhibit L, # 25 Exhibit M, # 26 Exhibit M-1, # 27 Exhibit M-2, # 28 Exhibit M-3)(Schmid, Elizabeth) (Entered: 12/20/2007) |
|
|
12/20/2007 |
CERTIFICATE
OF SERVICE of Memorandum of Law in Opposition to Motions for Lead Plaintiff
and all supporting documents served on All Counsel of Record on 12/20/2007.
Document filed by The Kristen-Straxton Group. (Schmid, Elizabeth) (Entered: 12/20/2007) |
|
|
01/02/2008 |
STIPULATION
AND ORDER: All papers in opposition to any movant's
motion to be appointed lead plaintiff will be filed and served on or before
12/20/07. All reply paper on the lead plaintiff motions will be filed and
served on or before 1/7/08. A hearing on the lead plaintiff motions and such
other matters and the Court wishes to address will be held on 1/23/08 at
12:00 noon. (Signed by Judge Robert W. Sweet on 12/19/07) (tro) (Entered: 01/03/2008) |
|
|
01/07/2008 |
REPLY
MEMORANDUM OF LAW in Support re: 16 MOTION to
Consolidate Cases 1:07-CV-08808, 1:07-CV-9651, 1:07-CV-10400 1:07-CV-08538.
MOTION to Appoint Skandia Life Insurance Company Ltd. to serve as lead
plaintiff(s). MOTION to Approve Skandia Life Insurance Company Ltd.'s Selection of Counsel. MOTION to Appoint Skandia
Life Insurance Company Ltd. to serve as lead plaintiff(s)..
Document filed by Skandia Life Insurance Company Ltd..
(Chiplock, Daniel) (Entered: 01/07/2008) |
|
|
01/07/2008 |
CERTIFICATE
OF SERVICE. Document filed by Skandia Life Insurance Company Ltd.. (Chiplock, Daniel)
(Entered: 01/07/2008) |
|
|
01/07/2008 |
REPLY
MEMORANDUM OF LAW in Support re: 7 MOTION to Appoint
State Teachers Retirement System of Ohio to serve as lead plaintiff(s).. Document filed by State Teachers Retirement System of
Ohio. (Spanier, Judith) (Entered: 01/07/2008) |
|
|
01/07/2008 |
DECLARATION
of Second Supplemental Declaration of Judith L. Spanier
in Support re: 7
MOTION to Appoint State Teachers Retirement System of Ohio to serve as lead
plaintiff(s).. Document filed by State Teachers
Retirement System of Ohio. (Attachments: # 1 Exhibit Exhibit A to 2nd Supplemental Declaration of Judith L. Spanier, # 2 Exhibit Exhibit B to the Second Supplemental Declaration of
Judith L. Spanier)(Spanier,
Judith) (Entered: 01/07/2008) |
|
|
01/07/2008 |
CERTIFICATE
OF SERVICE. Document filed by State Teachers Retirement System of Ohio. (Spanier, Judith) (Entered: 01/07/2008) |
|
|
01/07/2008 |
REPLY
MEMORANDUM OF LAW in Support re: 11 MOTION to
Appoint The Kristen-Straxton Group to serve as lead
plaintiff(s).. Document filed by The Kristen-Straxton Group. (Schmid,
Elizabeth) (Entered: 01/07/2008) |
|
|
01/07/2008 |
DECLARATION
of Elizabeth A. Schmid in Support re: 11 MOTION to
Appoint The Kristen-Straxton Group to serve as lead
plaintiff(s).. Document filed by The Kristen-Straxton Group. (Attachments: # 1 Exhibit A, # 2 Exhibit B1, # 3 Exhibit B2, # 4 Exhibit C, # 5 Exhibit D, # 6 Exhibit E, # 7 Exhibit F, # 8 Exhibit G, # 9 Exhibit H, # 10 Exhibit I, # 11 Exhibit J, # 12 Exhibit K, # 13 Exhibit L)(Schmid, Elizabeth) (Entered: 01/07/2008) |
|
|
01/07/2008 |
CERTIFICATE
OF SERVICE. Document filed by The Kristen-Straxton
Group. (Schmid, Elizabeth) (Entered: 01/07/2008) |
|
|
01/08/2008 |
NOTICE
OF APPEARANCE by Nancy B. Ludmerer on behalf of
E*Trade Financial Corporation, Mitchell H. Caplan,
Robert J. Simmons (Ludmerer, Nancy) (Entered:
01/08/2008) |
|
|
01/08/2008 |
NOTICE
OF APPEARANCE by Andrew Edward Krause on behalf of E*Trade Financial
Corporation, Mitchell H. Caplan, Robert J. Simmons
(Krause, Andrew) (Entered: 01/08/2008) |
|
|
01/09/2008 |
NOTICE
OF APPEARANCE by Dennis Eugene. Glazer on behalf of E*Trade Financial
Corporation, Mitchell H. Caplan, Robert J. Simmons
(Glazer, Dennis) (Entered: 01/09/2008) |
|
|
01/16/2008 |
MOTION
for James M. Hughes to Appear Pro Hac Vice for
Skandia Life Insurance Company Ltd. Document filed by Skandia Life Insurance
Company Ltd.(db) (Entered: 01/24/2008) |
|
|
01/28/2008 |
NOTICE
OF APPEARANCE by Jill Sharyn Abrams on behalf of
State Teachers Retirement System of Ohio (Attachments: # 1 Certificate of
Service)(Abrams, Jill) (Entered: 01/28/2008) |
|
|
01/28/2008 |
NOTICE
OF APPEARANCE by Orin Robert Kurtz on behalf of State Teachers Retirement
System of Ohio (Attachments: # 1 Certificate of
Service)(Kurtz, Orin) (Entered: 01/28/2008) |
|
|
01/29/2008 |
ORDER
granting 52
Motion for James M. Hughes to Appear Pro Hac Vice
for Skandia Life Insurance. (Signed by Judge Robert W. Sweet on 1/29/08) (cd) (Entered: 01/30/2008) |
|
|
01/29/2008 |
|
Transmission
to Attorney Admissions Clerk. Transmitted re: 55 Order on Motion
to Appear Pro Hac Vice, to the Attorney Admissions
Clerk for updating of Attorney Information. (cd)
(Entered: 01/30/2008) |
|
01/31/2008 |
|
CASHIERS
OFFICE REMARK on 55
Order on Motion to Appear Pro Hac Vice in the
amount of $25.00, paid on 01/16/2008, Receipt Number 638477. (jd) (Entered: 01/31/2008) |
|
02/05/2008 |
NOTICE
OF APPEARANCE by James M. Hughes on behalf of Skandia Life Insurance Company
Ltd. (Hughes, James) (Entered: 02/05/2008) |
|
|
07/07/2008 |
NOTICE
of Supplemental Authority re: 11 MOTION to
Appoint The Kristen-Straxton Group to serve as lead
plaintiff(s).. Document filed by The Kristen-Straxton Group. (Attachments: # 1 Supplement
Letter, # 2
Exhibit A)(Brower, David) (Entered: 07/07/2008) |
|
|
07/09/2008 |
RESPONSE
in Support re: 11
MOTION to Appoint The Kristen-Straxton Group to
serve as lead plaintiff(s)., 7 MOTION to Appoint
State Teachers Retirement System of Ohio to serve as lead plaintiff(s). Response
by State Teachers Retirement System of Ohio to Notice of Supplemental
Authority. Document filed by State Teachers Retirement System of Ohio.
(Attachments: # 1
Exhibit A, # 2
Affidavit Certificate of Service)(Spanier, Judith)
(Entered: 07/09/2008) |
|
|
07/17/2008 |
ORDER:
The motions to consolidate the actions are granted. The motion of KSG to
serve as lead plaintiff is granted, Newman's motion is granted to the extent
that he is appointed co-lead plaintiff, the motions of STRS and Skandia are
denied, and the selection of counsel is approved. (Signed by Judge Robert W.
Sweet on 7/16/2008) Filed In Associated Cases: 1:07-cv-08538-RWS,
1:07-cv-08808-RWS, 1:07-cv-09651-RWS, 1:07-cv-10400-RWS, 1:07-cv-10540-RWS(jpo) (Entered: 07/18/2008) |
|
|
07/23/2008 |
NOTICE
OF APPEARANCE by David A.P. Brower on behalf of The Kristen-Straxton Group (Brower, David) (Entered: 07/23/2008) |
|
|
08/04/2008 |
FILING
ERROR - DEFICIENT DOCKET ENTRY - MOTION for Motley Rice and Lieff Cabraser Heimann & Bernstein LLP to Withdraw as Attorney.
Document filed by Skandia Life Insurance Company Ltd.(Chiplock, Daniel) Modified on 8/5/2008 (jar). (Entered:
08/04/2008) |
|
|
08/04/2008 |
MOTION
for Motley Rice and Lieff Cabraser
Heimann & Bernstein LLP to Withdraw as
Attorney. Document filed by Skandia Life Insurance Company Ltd..
(Attachments: # 1
Text of Proposed Order Proposed Order Granting Motion to Withdraw as
Counsel)(Chiplock, Daniel) (Entered: 08/04/2008) |
|
|
08/05/2008 |
PRETRIAL
ORDER: Counsel are directed to meet and discuss
settlement, pretrial discovery and all preliminary matters. If this action
has been settled or otherwise terminated, counsel are directed to file or
mail a stipulation of discontinuance, voluntary dismissal, or other proof of
termination of the action prior to the date of the pretrial conference with Tsz Chan, Courtroom Clerk to Judge Sweet, Room 18C;
otherwise counsel are directed to appear in courtroom 18C on 11/5/2008 at
04:30 PM in Courtroom 18C, 500 Pearl Street, New York, NY 10007 before Judge
Robert W. Sweet for a pretrial conference for the purpose of discussing
settlement with the court, exploring contemplated motions, stipulating facts,
arranging a plan and schedule for all discovery, resolving any anticipated
discovery issues, and setting a time for trial. Plaintiff(s)' counsel ARE
REQUIRED TO NOTIFY COUNSEL FOR ALL PARTIES OF THIS CONFERENCE. (Signed by
Judge Robert W. Sweet on 8/5/08) (tro) (Entered:
08/05/2008) |
|
|
08/19/2008 |
ORDER
GRANTING MOTION TO WITHDRAW AS COUNSEL: granting (62) Motion to Withdraw in
case 1:07-cv-08538-RWS; granting (14) Motion to Withdraw in case
1:07-cv-08808-RWS; granting (9) Motion to Withdraw in case 1:07-cv-09651-RWS;
granting (9) Motion to Withdraw in case 1:07-cv-10400-RWS. Having considered
the motion, the Court GRANTS the motion of counsel to withdraw from the
above-captioned consolidated cases. It is so ordered. (Signed by Judge Robert
W. Sweet on 8/13/2008) Filed In Associated Cases: 1:07-cv-08538-RWS,
1:07-cv-08808-RWS, 1:07-cv-09651-RWS, 1:07-cv-10400-RWS, 1:07-cv-10540-RWS(tve) Modified on 10/30/2008
(tve). (Entered: 08/19/2008) |
|
|
09/04/2008 |
STIPULATION
AND ORDER: This Order supersedes the November 14 Scheduling Order. Plaintiffs
shall have until 12/30/08 to file and serve a Consolidated Amended Complaint.
Defendant shall have until 3/16/09 to answer, move or otherwise respond to
the Consolidated Amended Complaint. Plaintiffs shall have until 6/1/09 to
file and serve opposition papers in response to any motion to dismiss filed
by any defendant. Defendants shall have until 7/31/09 to file and serve reply
papers with respect to any motion to dismiss filed by any defendant. Every
document filed in the Consolidated Action shall bear the caption appearing at
the top of this Stipulation and shall be filed only in Civil Action No. 07
Civ. 8538 (RWS). (Signed by Judge Robert W. Sweet on 8/28/08) (tro) (Entered: 09/04/2008) |
|
|
11/05/2008 |
ENDORSED
LETTER addressed to Judge Robert W. Sweet from Nancy B. Ludmerer
dated 10/31/2008 re: The parties jointly respectfully request that the
pretrial conference currently scheduled for Wednesday, November 5, 2008, at
430 p.m. be canceled at this time. ENDORSEMENT: So Ordered. (Signed by Judge
Robert W. Sweet on 11/3/2008) Filed In Associated Cases: 1:07-cv-08538-RWS,
1:07-cv-08808-RWS(jfe) (Entered: 11/05/2008) |
|
|
01/05/2009 |
STIPULATION
FOR EXTENSION OF TIME AND ORDER: It is hereby ordered that this Revised
Scheduling Order supersedes the September 4th Scheduling Order. Revised
Scheduling Order: Plaintiff shall have until January 16, 2009, to file and
serve a Consolidated Amended Complaint. Defendants shall have until April 2,
2009, to file and serve answers, move, or otherwise respond to the CAC.
Plaintiffs shall have until June 18, 2009, to file and serve opposition
papers in response to any motion to dismiss filed by any defendant. Defendant's shall have until August 17, 2009, to file and
serve reply papers with respect to any motion to dismiss filed by any
defendant. (Signed by Judge Robert W. Sweet on 12/20/2008) (jfe) (Entered: 01/05/2009) |
|
|
01/20/2009 |
CONSOLIDATED
AMENDED CLASS ACTION COMPLAINT amending 1 Complaint against
Dennis E. Webb, E*Trade Financial Corporation, Mitchell H. Caplan, Robert J. Simmons. Document filed by Kristen
Management Limited, Straxton Properties, Inc., Javed Fiyaz, Andrea Frascaroli, Peter Farah, Ira Newman. Related document: 1 Complaint filed
by Larry Freudenberg.(dle)
(dle). (Entered: 01/21/2009) |
|
|
02/03/2009 |
NOTICE
of Errata re: 68
Amended Complaint,. Document filed by Kristen
Management Limited, Straxton Properties, Inc., Javed Fiyaz, Andrea Frascaroli, Peter Farah, Ira Newman. (Brower, David)
(Entered: 02/03/2009) |
|
|
03/10/2009 |
ENDORSED
LETTER addressed to Judge Robert W. Sweet from Nancy B. Ludmerer
dated 2/26/09 re: Counsel for defendants write to request permission to
exceed the page limits for memoranda of law set forth in Section 2.C of Your
Honor's Individual Practices. Defendants respectfully request that they be
permitted to submit a single memorandum on behalf of all defendant
of up to 50 pages and a single reply memorandum on behalf of all defendants
of up to 25 pages. Counsel for Leaf Plaintiffs likewise requests that they be
permitted to submit an opposition memorandum of up to 50 pages. ENDORSEMENT:
So ordered. (Signed by Judge Robert W. Sweet on 3/4/09) (tro)
(Entered: 03/11/2009) |
|
|
04/01/2009 |
NOTICE
OF APPEARANCE by Amelia Temple Redwood Starr on behalf of Dennis E. Webb,
E*Trade Financial Corporation, Mitchell H. Caplan,
Robert J. Simmons (Starr, Amelia) (Entered: 04/01/2009) |
|
|
04/02/2009 |
MOTION
to Dismiss the Consolidated Amended Class Action Complaint. Document
filed by Dennis E. Webb, E*Trade Financial Corporation, Mitchell H. Caplan, Robert J. Simmons. Return Date set for 9/9/2009
at 12:00 PM.Filed In Associated Cases:
1:07-cv-08538-RWS, 1:07-cv-08808-RWS, 1:07-cv-09651-RWS, 1:07-cv-10400-RWS,
1:07-cv-10540-RWS(Starr, Amelia) (Entered: 04/02/2009) |
|
|
04/02/2009 |
MEMORANDUM
OF LAW in Support re: (18 in 1:07-cv-10540-RWS, 25 in 1:07-cv-08808-RWS, 19
in 1:07-cv-09651-RWS, 18 in 1:07-cv-10400-RWS, 72 in 1:07-cv-08538-RWS)
MOTION to Dismiss.. Document filed by Dennis E. Webb, E*Trade Financial
Corporation, Mitchell H. Caplan, Robert J. Simmons.
Filed In Associated Cases: 1:07-cv-08538-RWS, 1:07-cv-08808-RWS,
1:07-cv-09651-RWS, 1:07-cv-10400-RWS, 1:07-cv-10540-RWS(Starr, Amelia)
(Entered: 04/02/2009) |
|
|
04/02/2009 |
DECLARATION
of AMELIA T.R. STARR in Support re: (18 in 1:07-cv-10540-RWS, 25 in
1:07-cv-08808-RWS, 19 in 1:07-cv-09651-RWS, 18 in 1:07-cv-10400-RWS, 72 in
1:07-cv-08538-RWS) MOTION to Dismiss.. Document filed by Dennis E. Webb,
E*Trade Financial Corporation, Mitchell H. Caplan,
Robert J. Simmons. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3, # 4 Exhibit 4, # 5 Exhibit 5, # 6 Exhibit 6, # 7 Exhibit 7, # 8 Exhibit 8, # 9 Exhibit 9, # 10 Exhibit 10, # 11 Errata 11, # 12 Exhibit 12, # 13 Exhibit 13, # 14 Exhibit 14, # 15 Exhibit 15, # 16 Errata 16)Filed
In Associated Cases: 1:07-cv-08538-RWS, 1:07-cv-08808-RWS, 1:07-cv-09651-RWS,
1:07-cv-10400-RWS, 1:07-cv-10540-RWS(Starr, Amelia) (Entered: 04/02/2009) |
|
|
04/03/2009 |
ORDER:
Defendants' motion to dismiss will be heard on noon on 5/6/09, in courtroom
18C. All motion papers shall be served in accordance with Local Civil Rule
6.1. Set Deadlines/Hearing as to 72 MOTION to
Dismiss the Consolidated Amended Class Action Complaint: (Motion
Hearing set for 5/6/2009 at 12:00 PM in Courtroom 18C, 500 Pearl Street, New
York, NY 10007 before Judge Robert W. Sweet.) (Signed by Judge Robert W.
Sweet on 4/3/09) (db) (Entered: 04/03/2009) |
|
|
04/06/2009 |
ORDER:
In light of the Court's December 20, 2008 Revised Scheduling Order, the
Court's April 3, 2009 scheduling order is vacated. Defendants' motion to
dismiss will be heard on submission, without oral argument on 9/9/09. All
motions papers shall be served in accordance with the 12/20/08 Revised
Scheduling Order. (Signed by Judge Robert W. Sweet on 4/6/09) (tro) (Entered: 04/07/2009) |
|
|
06/18/2009 |
STIPULATION
FOR EXTENSION OF TIME AND ORDER, plaintiffs shall have until 7/2/09, to file
and serve opposition papers in response to Defendants' motion to dismiss and
defendant shall have until 8/31/09 to reply. (Reply due by 8/31/2009.
Response due by 7/2/2009) (Signed by Judge Robert W. Sweet on 6/17/09) (cd) (Entered: 06/18/2009) |
|
|
06/24/2009 |
NOTICE
of Firm Registration as an LLP and Name Change to Davis Polk & Wardwell
LLP. Document filed by Dennis E. Webb, E*Trade Financial Corporation,
Mitchell H. Caplan, Robert J. Simmons. (Starr,
Amelia) (Entered: 06/24/2009) |
|
|
07/02/2009 |
MEMORANDUM
OF LAW in Opposition re: 72 MOTION to
Dismiss the Consolidated Amended Class Action Complaint.. Document filed by Javed Fiyaz, Andrea Frascaroli, Peter
Farah, The Kristen-Straxton Group, Ira Newman.
(Brower, David) (Entered: 07/02/2009) |
|
|
07/02/2009 |
DECLARATION
of David A.P. Brower in Opposition re: 72 MOTION to
Dismiss the Consolidated Amended Class Action Complaint.. Document filed by Javed Fiyaz, Andrea Frascaroli, Peter
Farah, The Kristen-Straxton Group, Ira Newman.
(Attachments: # 1
Exhibit A, # 2
Exhibit B, # 3
Exhibit C, # 4
Exhibit D, # 5
Exhibit E)(Brower, David) (Entered: 07/02/2009) |
|
|
08/31/2009 |
REPLY
MEMORANDUM OF LAW in Support re: 72 MOTION to
Dismiss the Consolidated Amended Class Action Complaint.. Document filed by Dennis E. Webb, E*Trade Financial
Corporation, Mitchell H. Caplan, Robert J. Simmons.
(Starr, Amelia) (Entered: 08/31/2009) |
|
|
08/31/2009 |
DECLARATION
of AMELIA T.R. STARR in Support re: 72 MOTION to
Dismiss the Consolidated Amended Class Action Complaint.. Document filed by Dennis E. Webb, E*Trade Financial
Corporation, Mitchell H. Caplan, Robert J. Simmons.
(Attachments: # 1
Exhibit 1, # 2
Exhibit 2, # 3
Exhibit 3, # 4
Exhibit 4, # 5
Exhibit 5, # 6
Exhibit 6, # 7
Exhibit 7A, # 8
Exhibit 7B, # 9
Exhibit 7C, # 10
Exhibit 7D, # 11
Exhibit 8, # 12
Exhibit 9)(Starr, Amelia) (Entered: 08/31/2009) |
|
|
09/02/2009 |
AMENDED
REPLY MEMORANDUM OF LAW in Support re: 72 MOTION to
Dismiss the Consolidated Amended Class Action Complaint.. Document filed by Dennis E. Webb, E*Trade Financial
Corporation, Mitchell H. Caplan, Robert J. Simmons.
(Starr, Amelia) (Entered: 09/02/2009) |
|
PACER
Service Center |
|||
|
Transaction
Receipt |
|||
|
02/02/2010
16:42:58 |
|||
|
PACER Login: |
ss3956 |
Client Code: |
|
|
Description: |
Docket Report |
Search Criteria: |
1:07-cv-08538-RWS |
|
Billable Pages: |
14 |
Cost: |
1.12 |