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CLOSED, LEAD, PROTO, STAY-CASE, STD |
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Cause: 15:78m(a) Securities Exchange Act |
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Plaintiff |
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Teimuraz Tsirekidze |
represented by |
Frank Lewis |
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Plaintiff |
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St. Clair Shores Police and Fire Retirement System, City of |
represented by |
Daniel S Drosman |
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Plaintiff |
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Nagel FamilyTrust |
represented by |
Andrew S Friedman |
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Plaintiff |
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Angelko Bogdanov |
represented by |
Andrew S Friedman |
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Plaintiff |
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Paula Langley |
represented by |
Andrew S Friedman |
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Plaintiff |
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Bloomfield, Inc. |
represented by |
Frank Verderame |
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Plaintiff |
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TECO Electric & Machinery Co., Ltd. |
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Intervenor Plaintiff |
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Jonathan Lee Riches |
represented by |
Jonathan Lee Riches |
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Defendant |
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Syntax-Brillian Corp. |
represented by |
Brian Jay Schulman |
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Defendant |
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Vincent F. Sollitto, Jr. |
represented by |
Brian Jay Schulman |
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Defendant |
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Wayne Pratt |
represented by |
Brian Jay Schulman |
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Defendant |
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James Ching Hua Li |
represented by |
Jennifer Lopez , |
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Defendant |
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Man Kit Chow |
represented by |
Brian Jay Schulman |
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Defendant |
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James Li |
represented by |
Brian Jay Schulman |
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Defendant |
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John S. Hodgson |
represented by |
Avi Braz , |
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Defendant |
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Brean Murray, Carret & Co., LLC |
represented by |
David B Rosenbaum |
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Defendant |
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Canaccord Adams Inc. |
represented by |
David B Rosenbaum |
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Defendant |
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Grobstein, Horwath & Company LLP |
represented by |
Efren A Compean |
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Defendant |
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Merrill Lynch, Pierce, Fenner & Smith, Inc. |
represented by |
David B Rosenbaum |
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Defendant |
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Robert W. Baird & Co. Incorporated |
represented by |
David B Rosenbaum |
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Defendant |
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UBS Securities LLC |
represented by |
David B Rosenbaum |
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Movant |
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New Haven Policemen and Firemen's Pension Fund, City of |
represented by |
Ex Kano S Sams , II |
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Date Filed |
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Docket Text |
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11/14/2007 |
COMPLAINT. Filing fee received: $ 350.00, receipt number 1554877, filed by Teimuraz Tsirekidze. (Attachments: # 1 Civil Cover Sheet # 2 Summons # 3 Summons # 4 Summons)(Lewis, Frank) (Entered: 11/14/2007) |
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11/14/2007 |
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This case has been assigned to the Honorable John W. Sedwick. All future pleadings or documents should bear the correct case number: CV 07-2204-PHX-JWS. (Entered by REK) (Entered: 11/15/2007) |
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11/14/2007 |
Notice re Magistrate Consent Form (REK) (Entered: 11/15/2007) |
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11/15/2007 |
Summons Issued as to Syntax-Brillian Corp., Vincent F. Solitto, Jr., Wayne Pratt. (Attachments: # 1 Solitto Summons# 2 Pratt Summons)(REK). *** IMPORTANT: You must select "Document and stamps" or "Document and comments" on the print screen in order for the court seal to appear on the summons you print. (Entered: 11/15/2007) |
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01/08/2008 |
STIPULATION FOR EXTENSION OF TIME TO ANSWER COMPLAINT by Syntax-Brillian Corp., Vincent F. Solitto, Jr., Wayne Pratt. (Attachments: # 1 Text of Proposed Order)(Walsh, E) (Entered: 01/08/2008) |
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01/09/2008 |
ORDER granting the parties Stipulation for an Order Extending the Deadline for Defendants SYNTAX-BRILLIAN CORPORATION, VINCENT F. SOLITTO, JR. AND WAYNE PRATT to respond to the complaint in this matter until sixty (60) days after the lead plaintiff is chosen for the plaintiff class, the lead plaintiff selects lead counsel, and lead counsel files a consolidated complaint. Signed by Judge John W Sedwick on 1/9/2008. (JWS, ) (Entered: 01/09/2008) |
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01/15/2008 |
MOTION to Consolidate Cases Syntax Investors Group's Motion for Consolidation, Appointment as Lead Plaintiff and Approval of Lead Plaintiff's Selection of Lead and Liaison Counsel by Teimuraz Tsirekidze. (Attachments: # 1 Affidavit Affidavit of Frank Lewis inSupport of the Syntax Investors Group's Motion for Consolidation, Appointment as Lead Plaintiff and for Approval of Lead Plaintiff's Selection of Lead and Liaison Counsel, # 2 Exhibit Exhibits A through E, # 3 Text of Proposed Order)(Lewis, Frank) (Entered: 01/15/2008) |
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01/15/2008 |
MEMORANDUM re: Memorandum of Law in Support of syntax Investors Group's Motion for Consolidation, Appointment as Lead Plaintiff and Approval of Lead Plaintiff's Selection of Lead and Liaison Counsel re 6 MOTION to Consolidate Cases Syntax Investors Group's Motion for Consolidation, Appointment as Lead Plaintiff and Approval of Lead Plaintiff's Selection of Lead and Liaison Counsel by Plaintiff Teimuraz Tsirekidze. (Lewis, Frank) (Entered: 01/15/2008) |
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01/15/2008 |
MOTION to Consolidate Cases Appointment as Lead Plaintiff and Approval of Lead Plaintiff's Selection of Lead Counsel by Teimuraz Tsirekidze. (Attachments: # 1 Text of Proposed Order)(Friedman, Andrew) (Entered: 01/15/2008) |
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01/15/2008 |
DECLARATION of Declaration of Gustavo Bruckner re 8 MOTION to Consolidate Cases Appointment as Lead Plaintiff and Approval of Lead Plaintiff's Selection of Lead Counsel by Plaintiff Teimuraz Tsirekidze. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3, # 4 Exhibit 4)(Friedman, Andrew) (Entered: 01/15/2008) |
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01/15/2008 |
CERTIFICATE OF SERVICE by Teimuraz Tsirekidze re 9 Declaration, 8 MOTION to Consolidate Cases Appointment as Lead Plaintiff and Approval of Lead Plaintiff's Selection of Lead Counsel (Friedman, Andrew) (Entered: 01/15/2008) |
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01/15/2008 |
MOTION to Consolidate Cases Motion for Consolidation and for Appointment of Lead Plaintiffs, Lead Counsel and Liaison Counsel by Angelko Bogdanov. (Verderame, Frank) (Entered: 01/15/2008) |
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01/15/2008 |
MOTION to Consolidate Cases Memorandum of Law in Support of Motion of Angelko Bogdanov, John Gardini and Bloomfield, Inc. for Consolidation, Appointment of Lead Plaintiffs and Appointment of Lead and Liaison Counsel by Angelko Bogdanov. (Verderame, Frank) (Entered: 01/15/2008) |
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01/15/2008 |
MOTION to Consolidate Cases [Proposed] Order Consolidating Actions, Appointing Lead Plaintiffs and Approving Lead Plaintiffs' Choice of Lead and Liaison Counsel by Angelko Bogdanov. (Verderame, Frank) (Entered: 01/15/2008) |
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01/15/2008 |
MOTION to Consolidate Cases Declaration of Frank Verderame in Support of Motion of Angelko Bagdanov, John Gardini and Bloomfield, Inc. for Consolidation and for Appointment of Lead Plaintiffs, Lead Counsel and Liaison Counsel by Angelko Bogdanov. (Attachments: # 1 Exhibit Exhibit A to Declaration of Frank Verderame, # 2 Exhibit Exhibit B to Declaration of Frank Verderame, # 3 Exhibit Exhibit C to Declaration of Frank Verderame, # 4 Exhibit Exhibit D to Declaration of Frank Verderame, # 5 Exhibit Exhibit E to Declaration of Frank Verderame)(Verderame, Frank) (Entered: 01/15/2008) |
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01/15/2008 |
MOTION to Consolidate Cases and Appointment of Lead Plaintiff by The Farrukh Group. (Attachments: # 1 Affidavit Affidavit of Hart L. Robinovitch, # 2 Exhibit Exhibit A to Affidavit, # 3 Exhibit Exhibit B to Affidavit, # 4 Exhibit Exhibit C to Affidavit, # 5 Text of Proposed Order)(Robinovitch, Hart) (Entered: 01/15/2008) |
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01/15/2008 |
CERTIFICATE OF SERVICE by The Farrukh Group re 15 MOTION to Consolidate Cases and Appointment of Lead Plaintiff (Robinovitch, Hart) (Entered: 01/15/2008) |
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01/15/2008 |
MOTION to Appoint Lead Plaintiff City of St. Clair Shores Police and Fire Retirement System's Motion for Consolidation, Appointment as Lead Plaintiff and Approval of Lead Plaintiff's Selection of Lead and Liaison Counsel by City of St. Clair Shores Police and Fire Retirement System. (Attachments: # 1 Text of Proposed Order)(Salcido, Michael) (Entered: 01/15/2008) |
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01/15/2008 |
MEMORANDUM re: of Law re 17 MOTION to Appoint Lead Plaintiff City of St. Clair Shores Police and Fire Retirement System's Motion for Consolidation, Appointment as Lead Plaintiff and Approval of Lead Plaintiff's Selection of Lead and Liaison Counsel by Movant City of St. Clair Shores Police and Fire Retirement System. (Salcido, Michael) (Entered: 01/15/2008) |
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01/15/2008 |
AFFIDAVIT in Support re 17 MOTION to Appoint Lead Plaintiff City of St. Clair Shores Police and Fire Retirement System's Motion for Consolidation, Appointment as Lead Plaintiff and Approval of Lead Plaintiff's Selection of Lead and Liaison Counsel filed by City of St. Clair Shores Police and Fire Retirement System. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E)(Salcido, Michael) (Entered: 01/15/2008) |
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01/16/2008 |
WAIVER OF SERVICE Returned Executed by Teimuraz Tsirekidze. Syntax-Brillian Corp. waiver sent on 11/19/2007. (Lewis, Frank) (Entered: 01/16/2008) |
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01/16/2008 |
WAIVER OF SERVICE Returned Executed by Teimuraz Tsirekidze. Vincent F. Solitto, Jr. waiver sent on 11/19/2007. (Lewis, Frank) (Entered: 01/16/2008) |
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01/16/2008 |
WAIVER OF SERVICE Returned Executed by Teimuraz Tsirekidze. Wayne Pratt waiver sent on 11/19/2007. (Lewis, Frank) (Entered: 01/16/2008) |
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01/17/2008 |
MOTION to Consolidate Cases The McCullough Family's Motion for Consolidation, Appointment as Lead Plaintiff, and Approval of Lead Plaintiff's Selection of Lead Counsel by Teimuraz Tsirekidze. (Attachments: # 1 Text of Proposed Order)(Friedman, Andrew) (Entered: 01/17/2008) |
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01/18/2008 |
NOTICE of Appearance by Laura Elizabeth Sixkiller on behalf of Syntax-Brillian Corp. (Sixkiller, Laura) (Entered: 01/18/2008) |
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01/24/2008 |
ORDER that Judge Sedwick recuses from this case. Clerk of Court will reassign case to another judge., (Judge Frederick J Martone added by random draw.) Judge John W Sedwick no longer assigned to case.. Signed by Judge John W Sedwick on 1/23/08. (DMT, ) (Entered: 01/24/2008) |
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01/28/2008 |
Notice re Notice of Withdrawal As Counsel For Robert McCullough by Teimuraz Tsirekidze (Lewis, Frank) (Entered: 01/28/2008) |
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01/29/2008 |
RESPONSE in Opposition re 11 MOTION to Consolidate Cases Motion for Consolidation and for Appointment of Lead Plaintiffs, Lead Counsel and Liaison Counsel, 15 MOTION to Consolidate Cases and Appointment of Lead Plaintiff, 17 MOTION to Appoint Lead Plaintiff City of St. Clair Shores Police and Fire Retirement System's Motion for Consolidation, Appointment as Lead Plaintiff and Approval of Lead Plaintiff's Selection of Lead and Liaison Counsel, 12 MOTION to Consolidate Cases Memorandum of Law in Support of Motion of Angelko Bogdanov, John Gardini and Bloomfield, Inc. for Consolidation, Appointment of Lead Plaintiffs and Appointment of Lead and Liaison Counsel Syntax Investor Group's Memorandum of Law In Opposition to Competing Lead Plaintiff Motions filed by Teimuraz Tsirekidze. (Attachments: # 1 Affidavit Affidavit of Frank Lewis, # 2 Exhibit Exhibits A through E)(Lewis, Frank) (Entered: 01/29/2008) |
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01/30/2008 |
RESPONSE in Opposition re 11 MOTION to Consolidate Cases Motion for Consolidation and for Appointment of Lead Plaintiffs, Lead Counsel and Liaison Counsel, 15 MOTION to Consolidate Cases and Appointment of Lead Plaintiff, 17 MOTION to Appoint Lead Plaintiff City of St. Clair Shores Police and Fire Retirement System's Motion for Consolidation, Appointment as Lead Plaintiff and Approval of Lead Plaintiff's Selection of Lead and Liaison Counsel, 23 MOTION to Consolidate Cases The McCullough Family's Motion for Consolidation, Appointment as Lead Plaintiff, and Approval of Lead Plaintiff's Selection of Lead Counsel, 6 MOTION to Consolidate Cases Syntax Investors Group's Motion for Consolidation, Appointment as Lead Plaintiff and Approval of Lead Plaintiff's Selection of Lead and Liaison Counsel Memorandum of Law of the McCullough Family in Opposition to the Competing Motions and in Further Support of their Motion for Appointment as Lead Plaintiff and Approval of their Selection of Lead Counsel filed by Nagel Family Trust. (Attachments: # 1 Exhibit A)(Friedman, Andrew) (Entered: 01/30/2008) |
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01/30/2008 |
CERTIFICATE OF SERVICE by Nagel Family Trust re 28 Response in Opposition to Motion,,,, (Friedman, Andrew) (Entered: 01/30/2008) |
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02/04/2008 |
RESPONSE in Opposition re 11 MOTION to Consolidate Cases Motion for Consolidation and for Appointment of Lead Plaintiffs, Lead Counsel and Liaison Counsel, 13 MOTION to Consolidate Cases [Proposed] Order Consolidating Actions, Appointing Lead Plaintiffs and Approving Lead Plaintiffs' Choice of Lead and Liaison Counsel, 15 MOTION to Consolidate Cases and Appointment of Lead Plaintiff, 17 MOTION to Appoint Lead Plaintiff City of St. Clair Shores Police and Fire Retirement System's Motion for Consolidation, Appointment as Lead Plaintiff and Approval of Lead Plaintiff's Selection of Lead and Liaison Counsel, 23 MOTION to Consolidate Cases The McCullough Family's Motion for Consolidation, Appointment as Lead Plaintiff, and Approval of Lead Plaintiff's Selection of Lead Counsel, 14 MOTION to Consolidate Cases Declaration of Frank Verderame in Support of Motion of Angelko Bagdanov, John Gardini and Bloomfield, Inc. for Consolidation and for Appointment of Lead Plaintiffs, Lead Counsel and Liaison Counsel, 8 MOTION to Consolidate Cases Appointment as Lead Plaintiff and Approval of Lead Plaintiff's Selection of Lead Counsel, 12 MOTION to Consolidate Cases Memorandum of Law in Support of Motion of Angelko Bogdanov, John Gardini and Bloomfield, Inc. for Consolidation, Appointment of Lead Plaintiffs and Appointment of Lead and Liaison Counsel, 6 MOTION to Consolidate Cases Syntax Investors Group's Motion for Consolidation, Appointment as Lead Plaintiff and Approval of Lead Plaintiff's Selection of Lead and Liaison Counsel and in Further Support of The Farrukh Group's Motion to Consolidate all Similar Cases, to be Appointed Lead Plaintiff and to Approve Proposed Lead Plaintiff's Choice of Counsel filed by The Farrukh Group. (Robinovitch, Hart) (Entered: 02/04/2008) |
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02/04/2008 |
CERTIFICATE OF SERVICE by The Farrukh Group re 30 Response in Opposition to Motion,,,,,,, (Robinovitch, Hart) (Entered: 02/04/2008) |
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02/04/2008 |
RESPONSE in Opposition re 15 MOTION to Consolidate Cases and Appointment of Lead Plaintiff, 23 MOTION to Consolidate Cases The McCullough Family's Motion for Consolidation, Appointment as Lead Plaintiff, and Approval of Lead Plaintiff's Selection of Lead Counsel, 12 MOTION to Consolidate Cases Memorandum of Law in Support of Motion of Angelko Bogdanov, John Gardini and Bloomfield, Inc. for Consolidation, Appointment of Lead Plaintiffs and Appointment of Lead and Liaison Counsel, 6 MOTION to Consolidate Cases Syntax Investors Group's Motion for Consolidation, Appointment as Lead Plaintiff and Approval of Lead Plaintiff's Selection of Lead and Liaison Counsel filed by City of St. Clair Shores Police and Fire Retirement System. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2)(Salcido, Michael) (Entered: 02/04/2008) |
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02/06/2008 |
STIPULATION re 27 Response in Opposition to Motion,,, 28 Response in Opposition to Motion,,,, 30 Response in Opposition to Motion,,,,,,, 32 Response in Opposition to Motion,,, by Nagel Family Trust. (Attachments: # 1 Text of Proposed Order)(Friedman, Andrew) (Entered: 02/06/2008) |
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02/06/2008 |
CERTIFICATE OF SERVICE by Nagel Family Trust re 33 Stipulation, (Friedman, Andrew) (Entered: 02/06/2008) |
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02/12/2008 |
ORDER re 33 STIPULATION, the Court hereby orders that reply briefs, if any, in support of the pending motions seeking appointment as Lead Plaintiff and the concomitant selection of Lead Counsel, to the competing Lead Plaintiff motions are to be served and filed on February 14, 2008.. Signed by Judge Frederick J Martone on 2/11/08. (DMT, ) (Entered: 02/12/2008) |
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02/14/2008 |
REPLY in Support re 11 MOTION to Consolidate Cases Motion for Consolidation and for Appointment of Lead Plaintiffs, Lead Counsel and Liaison Counsel, 13 MOTION to Consolidate Cases [Proposed] Order Consolidating Actions, Appointing Lead Plaintiffs and Approving Lead Plaintiffs' Choice of Lead and Liaison Counsel, 15 MOTION to Consolidate Cases and Appointment of Lead Plaintiff, 17 MOTION to Appoint Lead Plaintiff City of St. Clair Shores Police and Fire Retirement System's Motion for Consolidation, Appointment as Lead Plaintiff and Approval of Lead Plaintiff's Selection of Lead and Liaison Counsel, 23 MOTION to Consolidate Cases The McCullough Family's Motion for Consolidation, Appointment as Lead Plaintiff, and Approval of Lead Plaintiff's Selection of Lead Counsel, 14 MOTION to Consolidate Cases Declaration of Frank Verderame in Support of Motion of Angelko Bagdanov, John Gardini and Bloomfield, Inc. for Consolidation and for Appointment of Lead Plaintiffs, Lead Counsel and Liaison Counsel, 8 MOTION to Consolidate Cases Appointment as Lead Plaintiff and Approval of Lead Plaintiff's Selection of Lead Counsel, 12 MOTION to Consolidate Cases Memorandum of Law in Support of Motion of Angelko Bogdanov, John Gardini and Bloomfield, Inc. for Consolidation, Appointment of Lead Plaintiffs and Appointment of Lead and Liaison Counsel, 6 MOTION to Consolidate Cases Syntax Investors Group's Motion for Consolidation, Appointment as Lead Plaintiff and Approval of Lead Plaintiff's Selection of Lead and Liaison Counsel SYNTAX INVESTOR GROUP'S REPLY MEMORANDUM OF LAW IN FURTHER SUPPORT OF ITS MOTION FOR APPOINTMENT AS LEAD PLAINTIFF AND IN OPPOSITION TO COMPETING LEAD PLAINTIFF MOTIONS filed by Teimuraz Tsirekidze. (Lewis, Frank) Modified on 2/20/2008 (LAD). DOCUMENT NOT IN COMPLIANCE WITH LRCiv 7.1(c). ATTORNEY NOTICED. (Entered: 02/14/2008) |
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02/14/2008 |
REPLY in Support re 23 MOTION to Consolidate Cases The McCullough Family's Motion for Consolidation, Appointment as Lead Plaintiff, and Approval of Lead Plaintiff's Selection of Lead Counsel, 8 MOTION to Consolidate Cases Appointment as Lead Plaintiff and Approval of Lead Plaintiff's Selection of Lead Counsel MEMORANDUM IN FURTHER SUPPORT OF THE MCCULLOUGH FAMILY'S MOTION TO CONSOLIDATE RELATED ACTIONS, FOR APPOINTMENT AS LEAD PLAINTIFF AND FOR APPROVAL OF LEAD PLAINTIFF'S SELECTION OF LEAD COUNSEL filed by Teimuraz Tsirekidze. (Friedman, Andrew) (Entered: 02/14/2008) |
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02/14/2008 |
REPLY in Support re 15 MOTION to Consolidate Cases and Appointment of Lead Plaintiff filed by The Farrukh Group. (Attachments: # 1 Affidavit Declaration of Hart L. Robinovitch, # 2 Exhibit Exhibits 1 and 2 to Declaration of Hart L Robinovitch)(Robinovitch, Hart) (Entered: 02/14/2008) |
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02/14/2008 |
CERTIFICATE OF SERVICE by The Farrukh Group re 38 Reply in Support of Motion, (Robinovitch, Hart) (Entered: 02/14/2008) |
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02/14/2008 |
REPLY to Response to Motion re 17 MOTION to Appoint Lead Plaintiff City of St. Clair Shores Police and Fire Retirement System's Motion for Consolidation, Appointment as Lead Plaintiff and Approval of Lead Plaintiff's Selection of Lead and Liaison Counsel filed by City of St. Clair Shores Police and Fire Retirement System. (Attachments: # 1 Exhibit A, # 2 Exhibit B)(Salcido, Michael) (Entered: 02/14/2008) |
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02/15/2008 |
SUPPLEMENT of Supplement to Syntax Investor Group's Reply Memorandum of Law In Further Support of its Motion for Appointment as Lead Plaintiff and in Opposition to Competing Lead Plaintiff Motions re 36 Reply in Support of Motion,,,,,,, by Plaintiff Teimuraz Tsirekidze. (Lewis, Frank) (Entered: 02/15/2008) |
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02/15/2008 |
Notice re Notice of Correction of Citation by The Farrukh Group re 38 Reply in Support of Motion, (Robinovitch, Hart) (Entered: 02/15/2008) |
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02/15/2008 |
CERTIFICATE OF SERVICE by The Farrukh Group re 42 Other Notice (Robinovitch, Hart) (Entered: 02/15/2008) |
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02/22/2008 |
MOTION for Admission Pro Hac Vice as to attorney Darren J Robbins on behalf of movant City of St. Clair Shores Police and Fire Retirement System. (BAS, ) (Entered: 03/05/2008) |
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03/05/2008 |
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PRO HAC VICE FEE PAID. $ 100, receipt number PHX068305 as to Darren J Robbins. (BAS, ) (Entered: 03/05/2008) |
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03/05/2008 |
45 |
ORDER pursuant to General Order 05-25 granting 44 Motion for Admission Pro Hac Vice.Per the Court's Administrative Policies and Procedures Manual, applicant has five (5) days in which to register as a user of the Electronic Filing System. Registration to be accomplished via the court's website at www.azd.uscourts.gov. (BAS, )(This is a TEXT ENTRY ONLY. There is no.pdf document associated with this entry.) (Entered: 03/05/2008) |
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03/10/2008 |
MOTION for Admission Pro Hac Vice as to attorney Ex Kano S Sams II on behalf of City of St. Clair Shores Police and Fire Retirement System. (BAS, ) (Entered: 03/10/2008) |
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03/10/2008 |
MOTION for Admission Pro Hac Vice as to attorney Sean K Collins on behalf of City of St. Clair Shores Police and Fire Retirement System. (BAS, ) (Entered: 03/10/2008) |
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03/10/2008 |
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PRO HAC VICE FEE PAID. $ 100, receipt number PHX068846 as to Ex Kano S Sams, II. (BAS, ) (Entered: 03/10/2008) |
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03/10/2008 |
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PRO HAC VICE FEE PAID. $ 100, receipt number PHX068847 as to Sean K Collins. (BAS, ) (Entered: 03/10/2008) |
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03/10/2008 |
48 |
ORDER pursuant to General Order 05-25 granting 46 Motion for Admission Pro Hac Vice; granting 47 Motion for Admission Pro Hac Vice.Per the Court's Administrative Policies and Procedures Manual, applicant has five (5) days in which to register as a user of the Electronic Filing System. Registration to be accomplished via the court's website at www.azd.uscourts.gov. (BAS, )(This is a TEXT ENTRY ONLY. There is no.pdf document associated with this entry.) (Entered: 03/10/2008) |
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03/10/2008 |
MOTION for Admission Pro Hac Vice as to attorney Lee Squitieri on behalf of plaintiff Teimuraz Tsirekidze. (BAS, ) (Entered: 03/11/2008) |
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03/11/2008 |
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PRO HAC VICE FEE PAID. $ 100, receipt number PHX068855 as to Lee Squitieri. (BAS, ) (Entered: 03/11/2008) |
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03/11/2008 |
50 |
ORDER pursuant to General Order 05-25 granting 49 Motion for Admission Pro Hac Vice.Per the Court's Administrative Policies and Procedures Manual, applicant has five (5) days in which to register as a user of the Electronic Filing System. Registration to be accomplished via the court's website at www.azd.uscourts.gov. (BAS, )(This is a TEXT ENTRY ONLY. There is no.pdf document associated with this entry.) (Entered: 03/11/2008) |
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04/07/2008 |
CONSOLIDATION ORDER - LEAD CASE. ORDER that St. Clair's motion for consolidation, appointment as lead plaintiff, and approval of counsel 17 is granted in full. ORDER that all other motions [6,11,15 & 23] are granted insofar as they move for consolidation, but are otherwise denied. Signed by Judge Frederick J Martone on 4/4/08. (TLJ) (Entered: 04/07/2008) |
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04/07/2008 |
MOTION to Consolidate Cases , Appoint Lead Plaintiff and Approve Lead Plaintiff's Selection of Lead Counsel by City of New Haven Policemen and Firemen's Pension Fund, City of St. Clair Shores Police and Fire Retirement System. (Attachments: # 1 Text of Proposed Order)(Salcido, Michael) (Entered: 04/07/2008) |
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04/07/2008 |
MEMORANDUM re 52 MOTION to Consolidate Cases , Appoint Lead Plaintiff and Approve Lead Plaintiff's Selection of Lead Counsel by Movant City of New Haven Policemen and Firemen's Pension Fund, Plaintiff City of St. Clair Shores Police and Fire Retirement System. (Salcido, Michael) (Entered: 04/07/2008) |
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04/07/2008 |
AFFIDAVIT in Support re 52 MOTION to Consolidate Cases , Appoint Lead Plaintiff and Approve Lead Plaintiff's Selection of Lead Counsel. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E)(Salcido, Michael) (Entered: 04/07/2008) |
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05/21/2008 |
NOTICE of Voluntary Case Dismissal by Paula Langley (Robinovitch, Hart) (Entered: 05/21/2008) |
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05/21/2008 |
CERTIFICATE OF SERVICE by Paula Langley re 55 Notice of Voluntary Case Dismissal (Robinovitch, Hart) (Entered: 05/21/2008) |
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06/04/2008 |
CONSOLIDATION ORDER - LEAD CASE that the New Haven Policemen and Firemen's Pension Fund's motion for consolidation is granted, but the motion for appointment as lead plaintiff and approval of lead plaintiff's selection of lead counsel is denied 52 . Signed by Judge Frederick J Martone on 6/3/08. (TLJ) (Entered: 06/04/2008) |
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06/24/2008 |
MOTION for Admission Pro Hac Vice as to attorney Daniel S Drosman on behalf of St. Clair Shores Police and Fire Retirement System, City of. (BAS, ) (Entered: 06/24/2008) |
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06/24/2008 |
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PRO HAC VICE FEE PAID. $ 100, receipt number PHX072620 as to Daniel S Drosman. (BAS, ) (Entered: 06/24/2008) |
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06/24/2008 |
59 |
ORDER pursuant to General Order 05-25 granting 58 Motion for Admission Pro Hac Vice.Per the Court's Administrative Policies and Procedures Manual, applicant has five (5) days in which to register as a user of the Electronic Filing System. Registration to be accomplished via the court's website at www.azd.uscourts.gov. (BAS, )(This is a TEXT ENTRY ONLY. There is no.pdf document associated with this entry.) (Entered: 06/24/2008) |
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06/26/2008 |
EX PARTE MOTION FOR WITHDRAWAL WITH CONSENT AS COUNSEL OF RECORD FOR INDIVIDUAL DEFENDANTS VINCENT F. SOLLITTO, JR., WAYNE PRATT, JAMES CHING HUA LI AND MAN KIT (THOMAS) CHOW AND REQUEST FOR EXPEDITED RULING by Defendants in Consolidated Actions. (Attachments: # 1 Text of Proposed Order)(Mandel, Robert) (Entered: 06/26/2008) |
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06/26/2008 |
MOTION for Admission Pro Hac Vice as to attorney John D Pernick on behahlf of James Ching Hua Li, and Man Kit Chow. (BAS, ) (Entered: 06/26/2008) |
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06/26/2008 |
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PRO HAC VICE FEE PAID. $ 100, receipt number PHX072704 as to John David Pernick. (BAS, ) (Entered: 06/26/2008) |
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06/26/2008 |
62 |
ORDER pursuant to General Order 05-25 granting 61 Motion for Admission Pro Hac Vice.Per the Court's Administrative Policies and Procedures Manual, applicant has five (5) days in which to register as a user of the Electronic Filing System. Registration to be accomplished via the court's website at www.azd.uscourts.gov. (BAS, )(This is a TEXT ENTRY ONLY. There is no.pdf document associated with this entry.) (Entered: 06/26/2008) |
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06/26/2008 |
MOTION for Extension of Time of Pleading and Briefing Schedule (First Request) by St. Clair Shores Police and Fire Retirement System, City of. (Attachments: # 1 Text of Proposed Order)(Drosman, Daniel) (Entered: 06/26/2008) |
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06/27/2008 |
NOTICE of Appearance by Joseph G Adams on behalf of Vincent F. Solitto, Jr., Wayne Pratt (Adams, Joseph) (Entered: 06/27/2008) |
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06/30/2008 |
MOTION to Substitute Attorney: for substitution of Perkins Coie Brown & Bain P.A. in place of Greenberg Traurig LLP Perkins Coie Brown & Bain P.A.'s Ex Parte Application to be Substituted as Counsel of Record for Individual Defendants James Chin Hau Li and Man Kit (Thomas) Chow by James Ching Hua Li, Man Kit Chow. (Attachments: # 1 Text of Proposed Order Proposed Order)(Clyde, H) (Entered: 06/30/2008) |
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06/30/2008 |
MOTION for Admission Pro Hac Vice as to attorney Jonathan E Behar on behalf of St. Clair Shores Police and Fire Retirement System, City of. (BAS, ) (Entered: 06/30/2008) |
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06/30/2008 |
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PRO HAC VICE FEE PAID. $ 100, receipt number PHX072788 as to Jonathan E Behar. (BAS, ) (Entered: 06/30/2008) |
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06/30/2008 |
67 |
ORDER pursuant to General Order 05-25 granting 66 Motion for Admission Pro Hac Vice.Per the Court's Administrative Policies and Procedures Manual, applicant has five (5) days in which to register as a user of the Electronic Filing System. Registration to be accomplished via the court's website at www.azd.uscourts.gov. (BAS, )(This is a TEXT ENTRY ONLY. There is no.pdf document associated with this entry.) (Entered: 06/30/2008) |
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07/01/2008 |
MOTION for Admission Pro Hac Vice as to attorney Susan L Hoffman on behalf of James Ching Hua Li, and Man Kit Chow. (BAS, ) (Entered: 07/01/2008) |
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07/01/2008 |
MOTION for Admission Pro Hac Vice as to attorney Jennifer Lopez on behalf of James Ching Hua Li, and Man Kit Chow. (BAS, ) (Entered: 07/01/2008) |
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07/01/2008 |
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PRO HAC VICE FEE PAID. $ 100, receipt number PHX072901 as to Jennifer Lopez. (BAS, ) (Entered: 07/01/2008) |
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07/01/2008 |
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PRO HAC VICE FEE PAID. $ 100, receipt number PHX072902 as to Susan L Hoffman. (BAS, ) (Entered: 07/01/2008) |
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07/01/2008 |
70 |
ORDER pursuant to General Order 05-25 granting 68 Motion for Admission Pro Hac Vice; granting 69 Motion for Admission Pro Hac Vice.Per the Court's Administrative Policies and Procedures Manual, applicant has five (5) days in which to register as a user of the Electronic Filing System. Registration to be accomplished via the court's website at www.azd.uscourts.gov. (BAS, )(This is a TEXT ENTRY ONLY. There is no.pdf document associated with this entry.) (Entered: 07/01/2008) |
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07/02/2008 |
ORDER granting 60 Ex Parte Motion to Withdraw as Attorney and 65 Motion to Substitute Counsel as follows: Greenberg Traurig will continue to represent the defendant Syntax-Brillian Corp., that Snell and Wilmer will represent the defendants Vincent F. Sollitto, Jr., and Wayne Pratt, and that Perkins Coie will represent the defendants James Chin Hua Li and Man Kit (Thomas) Chow. Signed by Judge Frederick J Martone on 7/2/08.(MAP) (Entered: 07/02/2008) |
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07/02/2008 |
ORDER denying 63 Motion for Order Approving Pleading and Briefing Schedule FURTHER ORDERED vacating the Order of 1/9/08, doc 5 . FURTHER ORDERED (1) All responsive pleadings to the existing complaints shall be filed no later than7/18/08. Our standard order setting a Rule 16 scheduling conference shall issue by separate order forthwith. (2) In complying with the standard order, the parties shall, in addition to the requirements of that order, meet and confer under Rule 26(f), Fed. R. Civ. P., to develop a case management plan with a firm trial date no later than two years after the filing of the initial complaint in this action. Their plan shall also include an early and reasonable deadline for the filing of a motion to certify this as a class action. Signed by Judge Frederick J Martone on 7/2/08.(MAP) (Entered: 07/02/2008) |
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07/02/2008 |
ORDER SETTING RULE 16 SCHEDULING CONFERENCE Scheduling Conference set for 9/5/2008 02:00 PM before Judge Frederick J Martone. Signed by Judge Frederick J Martone on 7/2/08. (MAP) (Entered: 07/02/2008) |
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07/08/2008 |
NOTICE OF FILING BANKRUPTCY Upon the Record by Syntax-Brillian Corp. (Walsh, E) (Entered: 07/08/2008) |
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07/09/2008 |
MOTION to Vacate re Court Order Doc 72 Individual Defendants' Motion for Status Conference and Revised Schedule by James Ching Hua Li, Man Kit Chow, Vincent F. Solitto, Jr., Wayne Pratt. (Attachments: # 1 Text of Proposed Order)(Clyde, H) (Entered: 07/09/2008) |
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07/16/2008 |
ORDER; this consolidated action is stayed as to defendant SyntaxBrillian Corp ONLY and will be dismissed against said defendant without further notice on 9/15/08, unless the court is advised that the bankruptcy stay has been lifted by the bankruptcy judge as to this defendant, or a request for the lifting of the bankruptcy stay has not been ruled upon by the bankruptcy court; the automatic bankruptcy stay does not affect the actions against the other defendants; denying 75 Individual Defendants' Motion to Vacate. Signed by Judge Frederick J Martone on 7/15/08.(REW, ) (Entered: 07/16/2008) |
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07/17/2008 |
MOTION for Admission Pro Hac Vice as to attorney Daniel P Lefler on behalf of defendants Vincent F. Solitto, Jr., and Wayne Pratt. (BAS, ) (Entered: 07/18/2008) |
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07/17/2008 |
MOTION for Admission Pro Hac Vice as to attorney Shaunt T Arevian on behalf of defendants Vincent F. Solitto, Jr., and Wayne Pratt. (BAS, ) (Entered: 07/18/2008) |
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07/17/2008 |
MOTION for Admission Pro Hac Vice as to attorney Craig Varnen on behalf of defendants Vincent F. Solitto, Jr., and Wayne Pratt. (BAS, ) (Entered: 07/18/2008) |
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07/18/2008 |
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PRO HAC VICE FEE PAID. $ 200, receipt number PHX073530 as to Shaunt T Arevian, Daniel P Lefler. (BAS, ) (Entered: 07/18/2008) |
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07/18/2008 |
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PRO HAC VICE FEE PAID. $ 100, receipt number PHX073531 as to Craig Varnen. (BAS, ) (Entered: 07/18/2008) |
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07/18/2008 |
80 |
ORDER pursuant to General Order 05-25 granting 77 Motion for Admission Pro Hac Vice; granting 78 Motion for Admission Pro Hac Vice; granting 79 Motion for Admission Pro Hac Vice.Per the Court's Administrative Policies and Procedures Manual, applicant has five (5) days in which to register as a user of the Electronic Filing System. Registration to be accomplished via the court's website at www.azd.uscourts.gov. (BAS, )(This is a TEXT ENTRY ONLY. There is no.pdf document associated with this entry.) (Entered: 07/18/2008) |
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07/18/2008 |
MOTION to Dismiss Case by Vincent F. Solitto, Jr., Wayne Pratt. (Adams, Joseph) (Entered: 07/18/2008) |
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07/18/2008 |
MOTION to Dismiss Case Defendants James Ching Hua Li and Man Kit (Thomas) Chow's Motion to Dismiss by James Ching Hua Li, Man Kit Chow. (Clyde, H) (Entered: 07/18/2008) |
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07/18/2008 |
MEMORANDUM re 82 MOTION to Dismiss Case Defendants James Ching Hua Li and Man Kit (Thomas) Chow's Motion to Dismiss Defendants James Ching Hua Li and Man Kit (Thomas) Chow's Memorandum of Law in Support of Motion to Dismiss by Defendants James Ching Hua Li, Man Kit Chow. (Clyde, H) (Entered: 07/18/2008) |
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07/24/2008 |
MOTION for Reconsideration to intervene with amended complaint, MOTION to Intervene, MOTION to Amend complaint by Jonathan Lee Riches. (TLJ) Modified on 8/14/2008 (LAD). DOCKET TEXT MODIFIED TO IDENTIFY THE CORRECT FILER. (Entered: 07/25/2008) |
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07/25/2008 |
RESPONSE in Opposition re 84 MOTION for Reconsideration re complaint MOTION to Intervene MOTION to Amend/Correct re complaint filed by St. Clair Shores Police and Fire Retirement System, City of. (Behar, Jonathan) (Entered: 07/25/2008) |
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07/25/2008 |
DECLARATION of Jonathan E. Behar in Support of Lead Plaintiff's Memorandum in Opposition to Jonathan Lee Riches' Motion to Intervene, Motion to Amend Complaint and Motion for Reconsideration and Clarification by Plaintiff St. Clair Shores Police and Fire Retirement System, City of. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D)(Behar, Jonathan) (Entered: 07/25/2008) |
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07/29/2008 |
ORDER denying Jonathan Lee Riches' 84 Motion for Reconsideration and Clarification; denying 84 Motion to Intervene; denying 84 Motion to AmendComplaint. Signed by Judge Frederick J Martone on 7/25/08.(TLJ) (Entered: 07/29/2008) |
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08/01/2008 |
RESPONSE in Opposition re 82 MOTION to Dismiss Case Defendants James Ching Hua Li and Man Kit (Thomas) Chow's Motion to Dismiss, 81 MOTION to Dismiss Case Lead Plaintiffs Consolidated Memorandum in Opposition to Defendants Vincent F. Sollitto, Jr. and Wayne Pratts Motion to Dismiss and Defendants James Ching Hua Li and Man Kit (Thomas) Chows Motion to Dismiss filed by St. Clair Shores Police and Fire Retirement System, City of. (Behar, Jonathan) (Entered: 08/01/2008) |
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08/01/2008 |
DECLARATION of Ex Kano S. Sams II in Support of Lead Plaintiff's Consolidated Memorandum in Opposition to Defendants Vincent F. Sollitto, Jr. and Wayne Pratt's Motion to Dismiss and Defendants James Ching Hua Li and Man Kit (Thomas) Chow's Motion to Dismiss re 88 Response in Opposition to Motion, by Plaintiff St. Clair Shores Police and Fire Retirement System, City of filed by St. Clair Shores Police and Fire Retirement System, City of. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E, # 6 Exhibit F, # 7 Exhibit G, # 8 Exhibit H, # 9 Exhibit I, # 10 Exhibit J)(Sams, Ex Kano) (Entered: 08/01/2008) |
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08/01/2008 |
REQUEST re: Judicial Notice in Support of Lead Plaintiff's Memorandum in Opposition to Defendant Vincent F. Sollitto, Jr. and Wayne Pratt's Motion to Dismiss and Defendants James Ching Hua Li and Man Kit (Thomas) Chow's Motion to Dismiss by Plaintiff St. Clair Shores Police and Fire Retirement System, City of. (Sams, Ex Kano) (Entered: 08/01/2008) |
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08/11/2008 |
REPLY in Support re 81 MOTION to Dismiss Case filed by Vincent F. Solitto, Jr., Wayne Pratt. (Adams, Joseph) (Entered: 08/11/2008) |
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08/11/2008 |
Reply re 88 Response in Opposition to Motion, 82 MOTION to Dismiss Case Defendants James Ching Hua Li and Man Kit (Thomas) Chow's Motion to Dismiss Defendants James Ching Hua Li and Man Kit (Thomas) Chow's Memorandum of Law in Reply to Opposition to Motion to Dismiss by Defendants James Ching Hua Li, Man Kit Chow. (Clyde, H) (Entered: 08/11/2008) |
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08/14/2008 |
MOTION for Admission Pro Hac Vice as to attorney Regina M Ames on behalf of City of St. Clair Shores Police and Fire Retirement System. (BAS, ) (Entered: 08/14/2008) |
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08/14/2008 |
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PRO HAC VICE FEE PAID. $ 100, receipt number PHX074545 as to Regina M Ames. (BAS, ) (Entered: 08/14/2008) |
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08/14/2008 |
94 |
ORDER pursuant to General Order 05-25 granting 93 Motion for Admission Pro Hac Vice.Per the Court's Administrative Policies and Procedures Manual, applicant has five (5) days in which to register as a user of the Electronic Filing System. Registration to be accomplished via the court's website at www.azd.uscourts.gov. (BAS, )(This is a TEXT ENTRY ONLY. There is no.pdf document associated with this entry.) (Entered: 08/14/2008) |
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08/15/2008 |
ORDER that lead plaintiff St. Clair Shores has to and including 08/25/08, within which to file a consolidated amended complaint. FURTHER ORDERED that if such a complaint is timely filed, Vincent F. Sollitto Jr. and Wayne Pratt's motion to dismiss 81 and James Ching Hua Li and Man Kit Chow's motion to dismiss 82 shall be denied as moot without further order from this court. If no consolidated amended complaint is timely filed, we will decide the motions to dismiss the original complaints on the merits. Signed by Judge Frederick J Martone on 08/14/08. (DNH) (Entered: 08/15/2008) |
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08/25/2008 |
AMENDED COMPLAINT Consolidated Class Action Complaint for Violations of the Federal Securities Laws against all defendants;Jury Demand, filed by St. Clair Shores Police and Fire Retirement System, City of. (Attachments: # 1 Exhibit Index, # 2 Exhibit A, # 3 Exhibit B, # 4 Exhibit C, # 5 Exhibit D, # 6 Exhibit E, # 7 Exhibit F, # 8 Summons John S. Hodgson, # 9 Summons Brean Murray, Carret & Co., LLC, # 10 Summons Canaccord Adams Inc., # 11 Summons Grobstein, Horwath & Company LLP, # 12 Summons Merrill Lynch, Pierce, Fenner & Smith Incorporated, # 13 Summons Robert W. Baird & Co. Incorporated, # 14 Summons UBS Securities LLC)(Behar, Jonathan) (Entered: 08/25/2008) |
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08/26/2008 |
Summons Issued as to John S. Hodgson, Brean Murray, Carret & Co., LLC, Canaccord Adams Inc., Grobstein, Horwath & Company LLP, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Robert W. Baird & Co. Incorporated, UBS Securities LLC. (Attachments: # 1 Brean Murray, Carret & Co LLC, # 2 Canaccord Adams Inc, # 3 Grobstein, Horwath & Co., # 4 Merrill Lunch, Pierce, Fenner & Smith, # 5 Robert W Baird & Co, # 6 UBS Securities)(entered by HIH). *** IMPORTANT: You must select "Document and stamps" or "Document and comments" on the print screen in order for the court seal to appear on the summons you print. (Entered: 08/27/2008) |
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08/28/2008 |
REPORT re: Rule 26(f) Planning Meeting by James Ching Hua Li, Man Kit Chow, Vincent F. Solitto, Jr., Wayne Pratt, St. Clair Shores Police and Fire Retirement System, City of. (Behar, Jonathan) (Entered: 08/28/2008) |
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09/04/2008 |
NOTICE of Appearance by David B Rosenbaum on behalf of Brean Murray, Carret & Co., LLC, Canaccord Adams Inc., Merrill Lynch, Pierce, Fenner & Smith, Inc., Robert W. Baird & Co. Incorporated, UBS Securities LLC (Rosenbaum, David) (Entered: 09/04/2008) |
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09/05/2008 |
Minute Entry for proceedings held before Judge Frederick J Martone: Scheduling Conference held on 9/5/2008. Rule 16 Scheduling Order to follow. (Court Reporter Linda Schroeder.)(KAR) (Entered: 09/08/2008) |
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09/05/2008 |
RULE 16 SCHEDULING ORDER: Discovery due by 10/30/2009. Dispositive motions due by 9/23/2009. Proposed Pretrial Order due by 1/22/2010. Final Pretrial Conference set for 1/29/2010 at 3:00 PM in Courtroom 506, 401 West Washington Street, Phoenix, AZ 85003 before Judge Frederick J Martone. Jury Trial set for 2/9/2010 at 9:00 AM (12 days) in Courtroom 506, 401 West Washington Street, Phoenix, AZ 85003 before Judge Frederick J Martone.Signed by Judge Frederick J Martone on 9/5/2008. (KAR) (Additional attachment(s) added on 9/8/2008: # 1 order,) (DMT, ). Modified on 9/8/2008 (DMT, ). THIS ENTRY HAS BEEN MODIFIED TO INCLUDE THE CORRECT PDF DOCUMENT. (Entered: 09/08/2008) |
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09/05/2008 |
NOTICE OF INTERLOCUTORY APPEAL to 9th Circuit as to 87 Order on Motion for Reconsideration, Order on Motion to Intervene, Order on Motion to Amend/Correct by Jonathan Lee Riches. (TLJ) (Entered: 09/09/2008) |
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09/08/2008 |
NOTICE OF CORRECTION BY THE CLERK re 101 Scheduling Order,. Description of deficiency: Incorrect pdf document attached. Follow up by Clerks Office: Incorrect pdf document added to entry 101. The correct document is also attached to this entry for viewing. Court use only: KAR. (DMT, ) (Entered: 09/08/2008) |
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09/09/2008 |
Notice of Appeal Notification Form; Notice of Appeal and copy of docket sheet transmitted to Ninth Circuit and all parties re 103 Notice of Appeal - Interlocutory. (TLJ) (Entered: 09/09/2008) |
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09/09/2008 |
Notice re Plaintiffs' Initial Disclosure by St. Clair Shores Police and Fire Retirement System, City of (Sams, Ex Kano) (Entered: 09/09/2008) |
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09/09/2008 |
NOTICE of Party Dismissal by St. Clair Shores Police and Fire Retirement System, City of . Party Syntax-Brillian Corp. terminated.(Behar, Jonathan) Modified on 9/10/2008 INCORRECT EVENT SELECTED. THIS ENTRY HAS BEEN MODIFIED FROM (Notice) TO (Notice of Party Dismissal) (KMG). (Entered: 09/09/2008) |
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09/16/2008 |
MOTION for Admission Pro Hac Vice as to attorney Jonathan C Dickey on behalf of defendants Brean Murray, Carret & Co., LLC, Canaccord Adams Inc., Merrill Lynch, Pierce, Fenner & Smith, Inc., Robert W. Baird & Co. Incorporated, and UBS Securities LLC. (BAS, ) (Entered: 09/16/2008) |
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09/16/2008 |
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PRO HAC VICE FEE PAID. $ 100, receipt number PHX075682 as to Jonathan Cobb Dickey. (BAS, ) (Entered: 09/16/2008) |
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09/16/2008 |
108 |
ORDER pursuant to General Order 05-25 granting 107 Motion for Admission Pro Hac Vice.Per the Court's Administrative Policies and Procedures Manual, applicant has five (5) days in which to register as a user of the Electronic Filing System. Registration to be accomplished via the court's website at www.azd.uscourts.gov. (BAS, )(This is a TEXT ENTRY ONLY. There is no.pdf document associated with this entry.) (Entered: 09/16/2008) |
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09/17/2008 |
TRANSCRIPT DESIGNATION AND ORDER FORM by St. Clair Shores Police and Fire Retirement System, City of for proceedings held on 09/05/2008 before Judge Frederick J. Martone. (Behar, Jonathan) (Entered: 09/17/2008) |
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09/18/2008 |
MOTION for Admission Pro Hac Vice as to attorney Robert Serio on behalf of Brean Murray, Carret & Co., LLC, Canaccord Adams Inc., Merrill Lynch, Pierce, Fenner & Smith, Inc., and Robert W. Baird & Co. Incorporated. (BAS, ) (Entered: 09/18/2008) |
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09/18/2008 |
MOTION for Admission Pro Hac Vice as to attorney Michelle Craven on behalf of Brean Murray, Carret & Co., LLC, Canaccord Adams Inc., Merrill Lynch, Pierce, Fenner & Smith, Inc., Robert W. Baird & Co. Incorporated, and UBS Securities LLC. (BAS, ) (Entered: 09/18/2008) |
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09/18/2008 |
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PRO HAC VICE FEE PAID. $ 200, receipt number PHX075734 as to Michelle Craven, Robert F Serio. (BAS, ) (Entered: 09/18/2008) |
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09/18/2008 |
112 |
ORDER pursuant to General Order 05-25 granting 110 Motion for Admission Pro Hac Vice; granting 111 Motion for Admission Pro Hac Vice.Per the Court's Administrative Policies and Procedures Manual, applicant has five (5) days in which to register as a user of the Electronic Filing System. Registration to be accomplished via the court's website at www.azd.uscourts.gov. (BAS, )(This is a TEXT ENTRY ONLY. There is no.pdf document associated with this entry.) (Entered: 09/18/2008) |
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09/22/2008 |
MOTION for Admission Pro Hac Vice as to attorney Bruce A Abbott on behalf of John S. Hodgson. (BAS, ) (Entered: 09/22/2008) |
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09/22/2008 |
MOTION for Admission Pro Hac Vice as to attorney James Raza Lawrence on behalf of John S. Hodgson. (BAS, ) (Entered: 09/22/2008) |
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09/22/2008 |
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PRO HAC VICE FEE PAID. $ 200, receipt number PHX075784 as to Bruce A Abbott, James Raza Lawrence. (BAS, ) (Entered: 09/22/2008) |
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09/22/2008 |
115 |
ORDER pursuant to General Order 05-25 granting 113 Motion for Admission Pro Hac Vice; granting 114 Motion for Admission Pro Hac Vice.Per the Court's Administrative Policies and Procedures Manual, applicant has five (5) days in which to register as a user of the Electronic Filing System. Registration to be accomplished via the court's website at www.azd.uscourts.gov. (BAS, )(This is a TEXT ENTRY ONLY. There is no.pdf document associated with this entry.) (Entered: 09/22/2008) |
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09/22/2008 |
MOTION to Reassign Case /Motion to Transfer by James Ching Hua Li, Vincent F. Sollitto, Jr, Wayne Pratt. (Attachments: # 1 Exhibit A)(Adams, Joseph) (Entered: 09/22/2008) |
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09/22/2008 |
SUMMONS Returned Executed by St. Clair Shores Police and Fire Retirement System, City of. Robert W. Baird & Co. Incorporated served on 8/27/2008. (Behar, Jonathan) (Entered: 09/22/2008) |
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09/22/2008 |
SUMMONS Returned Executed by St. Clair Shores Police and Fire Retirement System, City of. Brean Murray, Carret & Co., LLC served on 8/27/2008. (Behar, Jonathan) (Entered: 09/22/2008) |
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09/22/2008 |
SUMMONS Returned Executed by St. Clair Shores Police and Fire Retirement System, City of. Canaccord Adams Inc. served on 8/27/2008. (Behar, Jonathan) (Entered: 09/22/2008) |
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09/22/2008 |
SUMMONS Returned Executed by St. Clair Shores Police and Fire Retirement System, City of. Grobstein, Horwath & Company LLP served on 8/27/2008. (Behar, Jonathan) (Entered: 09/22/2008) |
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09/22/2008 |
SUMMONS Returned Executed by St. Clair Shores Police and Fire Retirement System, City of. John S. Hodgson served on 8/28/2008. (Behar, Jonathan) (Entered: 09/22/2008) |
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09/22/2008 |
SUMMONS Returned Executed by St. Clair Shores Police and Fire Retirement System, City of. Merrill Lynch, Pierce, Fenner & Smith, Inc. served on 8/27/2008. (Behar, Jonathan) (Entered: 09/22/2008) |
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09/22/2008 |
SUMMONS Returned Executed by St. Clair Shores Police and Fire Retirement System, City of. UBS Securities LLC served on 8/27/2008. (Behar, Jonathan) (Entered: 09/22/2008) |
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10/01/2008 |
MOTION for Admission Pro Hac Vice as to attorney Christopher Robert Cowan on behalf of defendants Vincent F. Sollitto, Jr, and Wayne Pratt. (BAS, ) (Entered: 10/01/2008) |
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10/01/2008 |
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PRO HAC VICE FEE PAID. $ 100, receipt number PHX076132 as to Christopher Robert Cowan. (BAS, ) (Entered: 10/01/2008) |
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10/01/2008 |
125 |
ORDER pursuant to General Order 05-25 granting 124 Motion for Admission Pro Hac Vice.Per the Court's Administrative Policies and Procedures Manual, applicant has five (5) days in which to register as a user of the Electronic Filing System. Registration to be accomplished via the court's website at www.azd.uscourts.gov. (BAS, )(This is a TEXT ENTRY ONLY. There is no.pdf document associated with this entry.) (Entered: 10/01/2008) |
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10/06/2008 |
STATEMENT of of Non-Opposition re 116 MOTION to Reassign Case /Motion to Transfer by Plaintiff St. Clair Shores Police and Fire Retirement System, City of. (Sams, Ex Kano) (Entered: 10/06/2008) |
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10/09/2008 |
RESPONSE in Opposition re 116 MOTION to Reassign Case /Motion to Transfer filed by TECO Electric & Machinery Co., Ltd.. (Halloran, Richard) (Entered: 10/09/2008) |
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10/09/2008 |
MANDATE of 9th Circuit (Certified Copy), because the appeals are so insubstantial as to not warrant further review, they shall not be permitted to proceed. A copy of this order served on the district court for the District of Arizona shall constitute the mandate of this court. No motions for reconsideration, rehearing, clarification, stay of the mandate, or any other submissions shall be filed or entertained in this closed docket. Case number 08-80044, as to 103 Notice of Appeal - Interlocutory filed by Jonathan Lee Riches (Attachments: # 1 NDA)(KMG, ) (Entered: 10/09/2008) |
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10/15/2008 |
MOTION to Dismiss Case by James Ching Hua Li, Man Kit Chow. (Pernick, John) (Entered: 10/15/2008) |
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10/15/2008 |
MEMORANDUM re 129 MOTION to Dismiss Case by James Ching Hua Li, Man Kit Chow. (Pernick, John) Modified on 10/16/2008 (SAT). INCORRECT EVENT TYPE SELECTED. THIS ENTRY HAS BEEN MODIFIED FROM "MOTION TO DISMISS CASE" TO "MEMORANDUM". DOCKET TEXT MODIFIED TO CORRECT DOCUMENT LINKAGE. (Entered: 10/15/2008) |
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10/15/2008 |
DECLARATION re 129 MOTION to Dismiss Case Declaration of John D. Pernick by Defendants James Ching Hua Li, Man Kit Chow. (Pernick, John) Modified on 10/16/2008 (SAT). INCORRECT EVENT TYPE SELECTED. THIS ENTRY HAS BEEN MODIFIED FROM "MOTION TO DISMISS CASE" TO "DECLARATION". DOCKET TEXT MODIFIED TO CORRECT DOCUMENT LINKAGE. (Entered: 10/15/2008) |
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10/15/2008 |
NOTICE of Appearance by James J Belanger on behalf of John S. Hodgson (Belanger, James) (Entered: 10/15/2008) |
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10/15/2008 |
Notice re Request for Judicial by James Ching Hua Li, Man Kit Chow re 129 MOTION to Dismiss Case (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E, # 6 Exhibit F, # 7 Exhibit G, # 8 Exhibit H, # 9 Exhibit I, # 10 Exhibit J)(Pernick, John) (Entered: 10/15/2008) |
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10/15/2008 |
NOTICE of Appearance by Gerald T Hickman on behalf of Grobstein, Horwath & Company LLP (Hickman, Gerald) (Entered: 10/15/2008) |
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10/15/2008 |
MOTION to Dismiss Case by Vincent F. Sollitto, Jr, Wayne Pratt. (Adams, Joseph) (Entered: 10/15/2008) |
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10/15/2008 |
MOTION to Dismiss Case Consolidated Class Action Complaint; Memorandum of Points and Authorities by Grobstein, Horwath & Company LLP. (Hickman, Gerald) (Entered: 10/15/2008) |
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10/15/2008 |
Corporate Disclosure Statement by Brean Murray, Carret & Co., LLC, Canaccord Adams Inc., Merrill Lynch, Pierce, Fenner & Smith, Inc., Robert W. Baird & Co. Incorporated, UBS Securities LLC. (Dickey, Jonathan) (Entered: 10/15/2008) |
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10/15/2008 |
Corporate Disclosure Statement by Canaccord Adams Inc.. (Dickey, Jonathan) (Entered: 10/15/2008) |
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10/15/2008 |
Corporate Disclosure Statement by Merrill Lynch, Pierce, Fenner & Smith, Inc.. (Dickey, Jonathan) (Entered: 10/15/2008) |
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10/15/2008 |
Additional Attachments to Main Document re 133 Other Notice, Request for Judicial Notice by Defendants James Ching Hua Li, Man Kit Chow. (Attachments: # 1 Exhibit K, # 2 Exhibit L, # 3 Exhibit M, # 4 Exhibit N, # 5 Exhibit O, # 6 Exhibit P, # 7 Exhibit Q, # 8 Exhibit R, # 9 Exhibit S, # 10 Exhibit T)(Pernick, John) (Entered: 10/15/2008) |
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10/15/2008 |
Corporate Disclosure Statement by Robert W. Baird & Co. Incorporated. (Dickey, Jonathan) (Entered: 10/15/2008) |
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10/15/2008 |
Corporate Disclosure Statement by UBS Securities LLC. (Dickey, Jonathan) (Entered: 10/15/2008) |
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10/15/2008 |
MOTION to Dismiss Case Motion to Dismiss by Underwriter Defendants by Brean Murray, Carret & Co., LLC, Canaccord Adams Inc., Merrill Lynch, Pierce, Fenner & Smith, Inc., Robert W. Baird & Co. Incorporated, UBS Securities LLC. (Attachments: # 1 Exhibit Exhibit 1 to Motion to Dismiss, # 2 Exhibit Exhibit 2 to Motion to Dismiss)(Dickey, Jonathan) (Entered: 10/15/2008) |
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10/15/2008 |
Notice re Certificate of Service by James Ching Hua Li, Man Kit Chow re 130 MOTION to Dismiss Case Memorandum of Points and Authorities, 131 MOTION to Dismiss Case Declaration of John D. Pernick, 133 Other Notice, 140 Additional Attachments to Main Document, 129 MOTION to Dismiss Case (Pernick, John) (Entered: 10/15/2008) |
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10/15/2008 |
Notice re Request for Judicial Notice by Grobstein, Horwath & Company LLP (Attachments: # 1 Exhibit Exhibit 1, # 2 Exhibit Exhibit 2, # 3 Exhibit Exhibit 3 - Part 1, # 4 Exhibit Exhibit 3 - Part 2, # 5 Exhibit Exhibit 3 - Part 3)(Hickman, Gerald) (Entered: 10/15/2008) |
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10/15/2008 |
MOTION to Dismiss Case by John S. Hodgson. (Lawrence, James) (Entered: 10/15/2008) |
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10/17/2008 |
TRANSCRIPT of Proceedings re: Rule 16 Scheduling Conference held on 9/5/08 before Judge Frederick J Martone. Court Reporter: Linda Schroeder. Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 11/7/2008. Redacted Transcript Deadline set for 11/17/2008. Release of Transcript Restriction set for 1/15/2009. (BAS, ) (Entered: 10/17/2008) |
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10/17/2008 |
NOTICE OF FILING OF OFFICIAL TRANSCRIPT (BAS, ) (Entered: 10/17/2008) |
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10/20/2008 |
REPLY in Support re 116 MOTION to Reassign Case /Motion to Transfer filed by James Ching Hua Li, Vincent F. Sollitto, Jr, Wayne Pratt. (Adams, Joseph) (Entered: 10/20/2008) |
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10/20/2008 |
MOTION for Admission Pro Hac Vice as to attorney Efren A Compean on behalf of Grobstein, Horwath & Company LLP. (BAS, ) (Entered: 10/21/2008) |
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10/20/2008 |
MOTION for Admission Pro Hac Vice as to attorney Stephen J Tully on behalf of Grobstein, Horwath & Company LLP. (BAS, ) (Entered: 10/21/2008) |
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10/21/2008 |
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PRO HAC VICE FEE PAID. $ 100, receipt number PHX076896 as to Efren A Compean. (BAS, ) (Entered: 10/21/2008) |
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10/21/2008 |
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PRO HAC VICE FEE PAID. $ 100, receipt number PHX076897 as to Stephen J Tully. (BAS, ) (Entered: 10/21/2008) |
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10/21/2008 |
152 |
ORDER pursuant to General Order 05-25 granting 150 Motion for Admission Pro Hac Vice; granting 151 Motion for Admission Pro Hac Vice.Per the Court's Administrative Policies and Procedures Manual, applicant has five (5) days in which to register as a user of the Electronic Filing System. Registration to be accomplished via the court's website at www.azd.uscourts.gov. (BAS, )(This is a TEXT ENTRY ONLY. There is no.pdf document associated with this entry.) (Entered: 10/21/2008) |
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11/05/2008 |
ORDER denying Dfts Sollitto, Pratt and Li's 116 Motion to Transfer. Signed by Judge Frederick J Martone on 11/04/08. (cc: Judge Roslyn O. Silver, Attorneys of Record in CV08-1542-PHX-ROS)(ESL, ) (Entered: 11/05/2008) |
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11/07/2008 |
MOTION to Seal re Motion For Leave To File [Proposed] Consolidated Amended Class Action Complaint, Consolidated Amended Complaint and Oppositions to Motion to Dismiss and Related Documents. by New Haven Policemen and Firemen's Pension Fund, City of, St. Clair Shores Police and Fire Retirement System, City of. (Attachments: # 1 [Proposed] Order Granting Plaintiffs Motion To Provisionally Seal)(Behar, Jonathan) (Entered: 11/07/2008) |
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11/07/2008 |
DECLARATION of Jonathan E. Behar In Support Of Plaintiffs Motion To Provisionally Seal: (1) Motion For Leave To File [Proposed] Consolidated Amended Class Action Complaint For Violations Of The Federal Securities Laws; (2) [Proposed] Consolidated Amended Class Action Complaint For Violations Of The Federal Securities Laws; And (3) Oppositions To Defendants Motions To Dismiss And Related Documents re 154 MOTION to Seal re Motion For Leave To File [Proposed] Consolidated Amended Class Action Complaint, Consolidated Amended Complaint and Oppositions to Motion to Dismiss and Related Documents. MOTION to Seal re Motion For Leave To File [Proposed] Consolidated Amended Class Action Complaint, Consolidated Amended Complaint and Oppositions to Motion to Dismiss and Related Documents. by Movant New Haven Policemen and Firemen's Pension Fund, City of, Plaintiff St. Clair Shores Police and Fire Retirement System, City of. (Behar, Jonathan) (Entered: 11/07/2008) |
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11/07/2008 |
SEALED LODGED Proposed Plaintiffs Motion For Leave To File [Proposed] Consolidated Amended Class Action Complaint For Violations Of The Federal Securities Laws And To Modify The Courts Rule 16 Scheduling Order re: 154 MOTION to Seal re Motion For Leave To File [Proposed] Consolidated Amended Class Action Complaint, Consolidated Amended Complaint and Oppositions to Motion to Dismiss and Related Documents. MOTION to Seal re Motion For Leave To File [Proposed] Consolidated Amended Class Action Complaint, Consolidated Amended Complaint and Oppositions to Motion to Dismiss and Related Documents.. Document to be filed by Clerk if Motion to Seal is granted. Filed by New Haven Policemen and Firemen's Pension Fund, City of, St. Clair Shores Police and Fire Retirement System, City of. (Sams, Ex Kano) AMENDED PLAINTIFFS MOTION FOR LEAVE TO FILE [PROPOSED] CONSOLIDATED AMENDED CLASS ACTION COMPLAINT FOR VIOLATIONS OF THE FEDERAL SECURITIES LAWS AND TO MODIFY THE COURTS RULE 16 SCHEDULING ORDER FILED AT 159 Modified on 11/10/2008 (MHU). (Entered: 11/07/2008) |
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11/07/2008 |
SEALED LODGED Proposed Request For Judicial Notice In Support Of Plaintiffs Oppositions To Defendants Motions To Dismiss The Consolidated Complaint re: 154 MOTION to Seal re Motion For Leave To File [Proposed] Consolidated Amended Class Action Complaint, Consolidated Amended Complaint and Oppositions to Motion to Dismiss and Related Documents. MOTION to Seal re Motion For Leave To File [Proposed] Consolidated Amended Class Action Complaint, Consolidated Amended Complaint and Oppositions to Motion to Dismiss and Related Documents.. Document to be filed by Clerk if Motion to Seal is granted. Filed by New Haven Policemen and Firemen's Pension Fund, City of, St. Clair Shores Police and Fire Retirement System, City of. (Sams, Ex Kano) (Entered: 11/07/2008) |
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11/07/2008 |
SEALED LODGED Proposed Declaration Of Ex Kano S. Sams Ii In Support Of Plaintiffs Oppositions To Defendants Motions To Dismiss The Consolidated Complaint And [Corrected] Motion For Leave To File [Proposed] Consolidated Amended Class Action Complaint For Violations Of The Federal Securities Laws And To Modify The Courts Rule 16 Scheduling Order re: 154 MOTION to Seal re Motion For Leave To File [Proposed] Consolidated Amended Class Action Complaint, Consolidated Amended Complaint and Oppositions to Motion to Dismiss and Related Documents. MOTION to Seal re Motion For Leave To File [Proposed] Consolidated Amended Class Action Complaint, Consolidated Amended Complaint and Oppositions to Motion to Dismiss and Related Documents.. Document to be filed by Clerk if Motion to Seal is granted. Filed by New Haven Policemen and Firemen's Pension Fund, City of, St. Clair Shores Police and Fire Retirement System, City of. (Attachments: # 1 Index of Exhibits, # 2 Exhibit G, # 3 Exhibit H Part 1, # 4 Exhibit H Part 2, # 5 Exhibit H Part 3, # 6 Exhibit I Part 1, # 7 Exhibit I Part 2, # 8 Exhibit I Part 3, # 9 Exhibit I Part 4, # 10 Exhibit J)(Sams, Ex Kano) (Entered: 11/07/2008) |
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11/07/2008 |
SEALED LODGED Proposed [Corrected] Plaintiffs Motion For Leave To File [Proposed] Consolidated Amended Class Action Complaint For Violations Of The Federal Securities Laws And To Modify The Courts Rule 16 Scheduling Order re: 154 MOTION to Seal re Motion For Leave To File [Proposed] Consolidated Amended Class Action Complaint, Consolidated Amended Complaint and Oppositions to Motion to Dismiss and Related Documents. MOTION to Seal re Motion For Leave To File [Proposed] Consolidated Amended Class Action Complaint, Consolidated Amended Complaint and Oppositions to Motion to Dismiss and Related Documents.. Document to be filed by Clerk if Motion to Seal is granted. Filed by New Haven Policemen and Firemen's Pension Fund, City of, St. Clair Shores Police and Fire Retirement System, City of. (Attachments: # 1 Index of Exhibits, # 2 Exhibit J)(Sams, Ex Kano) (Entered: 11/07/2008) |
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11/07/2008 |
SEALED LODGED Proposed Plaintiffs Opposition To The Underwriter Defendants And Grobstein, Horwath & Company Llps Motions To Dismiss The Consolidated Complaint re: 154 MOTION to Seal re Motion For Leave To File [Proposed] Consolidated Amended Class Action Complaint, Consolidated Amended Complaint and Oppositions to Motion to Dismiss and Related Documents. MOTION to Seal re Motion For Leave To File [Proposed] Consolidated Amended Class Action Complaint, Consolidated Amended Complaint and Oppositions to Motion to Dismiss and Related Documents.. Document to be filed by Clerk if Motion to Seal is granted. Filed by New Haven Policemen and Firemen's Pension Fund, City of, St. Clair Shores Police and Fire Retirement System, City of. (Sams, Ex Kano) THE DOCUMENT ATTACHED TO THIS ENTRY IS ACTUALLY THE PLAINTIFFS OPPOSITION TO THE INDIVIDUAL DEFENDANTSMOTIONS TO DISMISS THE CONSOLIDATED COMPLAINT FILED AT 161 Modified on 11/10/2008 (MHU). (Entered: 11/07/2008) |
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11/07/2008 |
SEALED LODGED Proposed Plaintiffs Opposition To The Individual Defendants Motions To Dismiss The Consolidated Complaint re: 154 MOTION to Seal re Motion For Leave To File [Proposed] Consolidated Amended Class Action Complaint, Consolidated Amended Complaint and Oppositions to Motion to Dismiss and Related Documents. MOTION to Seal re Motion For Leave To File [Proposed] Consolidated Amended Class Action Complaint, Consolidated Amended Complaint and Oppositions to Motion to Dismiss and Related Documents.. Document to be filed by Clerk if Motion to Seal is granted. Filed by New Haven Policemen and Firemen's Pension Fund, City of, St. Clair Shores Police and Fire Retirement System, City of. (Sams, Ex Kano) THE DOCUMENT ATTACHED IS ACTUALLY PLAINTIFFS OPPOSITION TO THE UNDERWRITER DEFENDANTS AND GROBSTEIN, HORWATH & COMPANY LLPS MOTIONS TO DISMISS THE CONSOLIDATED COMPLAINT FILED AT 160 Modified on 11/10/2008 (MHU). (Entered: 11/07/2008) |
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11/07/2008 |
SEALED LODGED Proposed [Proposed] Consolidated Amended Class Action Complaint For Violations Of The Federal Securities Laws re: 154 MOTION to Seal re Motion For Leave To File [Proposed] Consolidated Amended Class Action Complaint, Consolidated Amended Complaint and Oppositions to Motion to Dismiss and Related Documents. MOTION to Seal re Motion For Leave To File [Proposed] Consolidated Amended Class Action Complaint, Consolidated Amended Complaint and Oppositions to Motion to Dismiss and Related Documents.. Document to be filed by Clerk if Motion to Seal is granted. Filed by New Haven Policemen and Firemen's Pension Fund, City of, St. Clair Shores Police and Fire Retirement System, City of. (Attachments: # 1 Index of Exhibits, # 2 Exhibit A, # 3 Exhibit B, # 4 Exhibit C, # 5 Exhibit D, # 6 Exhibit E, # 7 Errata F, # 8 Exhibit G, # 9 Exhibit H Part 1, # 10 Exhibit H Part 2, # 11 Exhibit H Part 3, # 12 Exhibit I Part 1, # 13 Exhibit I Part 2, # 14 Exhibit I Part 3, # 15 Errata I Part 4, # 16 Exhibit J)(Sams, Ex Kano) (Entered: 11/07/2008) |
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11/11/2008 |
CERTIFICATE OF SERVICE by New Haven Policemen and Firemen's Pension Fund, City of, Syntax-Brillian Corp. (Behar, Jonathan) (Entered: 11/11/2008) |
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11/21/2008 |
REPLY in Support re 136 MOTION to Dismiss Case Consolidated Class Action Complaint; Memorandum of Points and Authorities filed by Grobstein, Horwath & Company LLP. (Compean, Efren) (Entered: 11/21/2008) |
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11/21/2008 |
REPLY in Support re 135 MOTION to Dismiss Case filed by Vincent F. Sollitto, Jr, Wayne Pratt. (Adams, Joseph) (Entered: 11/21/2008) |
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11/21/2008 |
REPLY in Support re 143 MOTION to Dismiss Case Motion to Dismiss by Underwriter Defendants filed by Brean Murray, Carret & Co., LLC, Canaccord Adams Inc., Merrill Lynch, Pierce, Fenner & Smith, Inc., Robert W. Baird & Co. Incorporated, UBS Securities LLC. (Rosenbaum, David) (Entered: 11/21/2008) |
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11/21/2008 |
REPLY in Support re 129 MOTION to Dismiss Case filed by James Ching Hua Li, Man Kit Chow. (Pernick, John) (Entered: 11/21/2008) |
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11/21/2008 |
REPLY in Support re 146 MOTION to Dismiss Case filed by John S. Hodgson. (Lawrence, James) Modified on 11/24/2008 (DMT, ). DOCUMENT NOT IN COMPLIANCE WITH LRCiv 7.1(c). ATTORNEY NOTICED. (Entered: 11/21/2008) |
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11/26/2008 |
RESPONSE in Opposition re 154 MOTION to Seal re Motion For Leave To File [Proposed] Consolidated Amended Class Action Complaint, Consolidated Amended Complaint and Oppositions to Motion to Dismiss and Related Documents. MOTION to Seal re Motion For Leave To File [Proposed] Consolidated Amended Class Action Complaint, Consolidated Amended Complaint and Oppositions to Motion to Dismiss and Related Documents. OPPOSITION TO PLAINTIFFS' MOTION FOR LEAVE TO AMEND filed by James Ching Hua Li, Man Kit Chow. (Pernick, John) (Entered: 11/26/2008) |
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11/26/2008 |
RESPONSE in Opposition re 154 MOTION to Seal re Motion For Leave To File [Proposed] Consolidated Amended Class Action Complaint, Consolidated Amended Complaint and Oppositions to Motion to Dismiss and Related Documents. MOTION to Seal re Motion For Leave To File [Proposed] Consolidated Amended Class Action Complaint, Consolidated Amended Complaint and Oppositions to Motion to Dismiss and Related Documents. Opposition to Plaintiffs' Motion for Leave to Amend filed by Vincent F. Sollitto, Jr, Wayne Pratt. (Adams, Joseph) (Entered: 11/26/2008) |
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11/26/2008 |
DECLARATION of Joseph G. Adams In Support of Sollitto and Pratt's Opposition to Plaintiffs' Motion for Leave to Amend re 170 Response in Opposition to Motion,, by Defendants Vincent F. Sollitto, Jr, Wayne Pratt. (Attachments: # 1 Exhibit A, # 2 Exhibit B)(Adams, Joseph) (Entered: 11/26/2008) |
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11/26/2008 |
RESPONSE in Opposition re 154 MOTION to Seal re Motion For Leave To File [Proposed] Consolidated Amended Class Action Complaint, Consolidated Amended Complaint and Oppositions to Motion to Dismiss and Related Documents. MOTION to Seal re Motion For Leave To File [Proposed] Consolidated Amended Class Action Complaint, Consolidated Amended Complaint and Oppositions to Motion to Dismiss and Related Documents. UNDERWRITER DEFENDANTS' OPPOSITION TO MOTION FOR LEAVE TO FILE [PROPOSED] AMENDED CLASS ACTION COMPLAINT FOR VIOLATIONS OF THE FEDERAL SECURITIES LAWS AND TO MODIFY THE COURT'S RULE 16 SCHEDULING ORDER filed by Brean Murray, Carret & Co., LLC, Canaccord Adams Inc., Merrill Lynch, Pierce, Fenner & Smith, Inc., Robert W. Baird & Co. Incorporated, UBS Securities LLC. (Rosenbaum, David) (Entered: 11/26/2008) |
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11/26/2008 |
Joinder Opposition and Joinder in Co-Defendants' Oppositions to Plaintiffs' Motion for Leave to Amend by Defendant John S. Hodgson. (Lawrence, James) (Entered: 11/26/2008) |
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11/26/2008 |
CERTIFICATE OF SERVICE by John S. Hodgson re 173 Joinder Opposition and Joinder in Co-Defendants' Oppositions to Plaintiffs' Motion for Leave to Amend (Lawrence, James) Modified on 12/4/2008, DOCUMENT FILED WITHOUT CASE CAPTION OR CASE NUMBER, (LSP). (Entered: 11/26/2008) |
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11/26/2008 |
DECLARATION of Jonathan C. Dickey in Support of Underwriter Defendants' Opposition to Motion for Leave to File [Proposed] Amended Class Action Complaint for Violations of the Federal Securities Laws and to Modify the Court's Rule 16 Scheduling Order re 172 Response in Opposition to Motion,,, by Defendants Brean Murray, Carret & Co., LLC, Canaccord Adams Inc., Merrill Lynch, Pierce, Fenner & Smith, Inc., Robert W. Baird & Co. Incorporated, UBS Securities LLC. (Attachments: # 1 Exhibit A to D, # 2 Exhibit E to H)(Rosenbaum, David) (Entered: 11/26/2008) |
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12/04/2008 |
Reply re 157 Sealed Lodged Proposed Document,, Reply in Support of Plaintiffs Request For Judicial Notice and Plaintiffs Second Request for Judicial Notice in Support of Oppositions to Defendants Motions to Dismiss the Consolidated Complaint by Movant New Haven Policemen and Firemen's Pension Fund, City of, Plaintiff St. Clair Shores Police and Fire Retirement System, City of. (Sams, Ex Kano) (Entered: 12/04/2008) |
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12/04/2008 |
SEALED LODGED Proposed Plaintiffs Reply to Underwriter Defendants Opposition to Motion for Leave to File [Proposed] Amended Class Action Complaint for Violations of the Federal Securities Laws and to Modify the Courts Rule 16 Scheduling Order. Document to be filed by Clerk if Motion to Seal is granted. Filed by New Haven Policemen and Firemen's Pension Fund, City of, St. Clair Shores Police and Fire Retirement System, City of. (Sams, Ex Kano) (Entered: 12/04/2008) |
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12/04/2008 |
DECLARATION of Declaration of Ira M. Levee in Support of Plaintiffs Reply Briefs to Motion for Leave to File [Proposed] Amended Class Action Complaint for Violations of the Federal Securities Laws and to Modify the Courts Rule 16 Scheduling Order re 159 Sealed Lodged Proposed Document,,, by Movant New Haven Policemen and Firemen's Pension Fund, City of, Plaintiff St. Clair Shores Police and Fire Retirement System, City of. (Behar, Jonathan) (Entered: 12/04/2008) |
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12/04/2008 |
Reply re 154 MOTION to Seal re Motion For Leave To File [Proposed] Consolidated Amended Class Action Complaint, Consolidated Amended Complaint and Oppositions to Motion to Dismiss and Related Documents. MOTION to Seal re Motion For Leave To File [Proposed] Consolidated Amended Class Action Complaint, Consolidated Amended Complaint and Oppositions to Motion to Dismiss and Related Documents. Reply in Support of Plaintiffs Motion to Provisionally Seal: (1) Motion for Leave to File [Proposed] Consolidated Amended Class Action Complaint for Violations of the Federal Securities Laws; (2) [Proposed] Consolidated Amended Class Action Complaint for Violations of the Federal Securities Laws; and (3) Oppositions to Defendants Motions to Dismiss and Related Documents by Movant New Haven Policemen and Firemen's Pension Fund, City of, Plaintiff St. Clair Shores Police and Fire Retirement System, City of. (Behar, Jonathan) (Entered: 12/04/2008) |
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12/04/2008 |
SEALED LODGED Proposed Plaintiffs Reply to the Individual Defendants Opposition to Motion for Leave to File [Proposed] Amended Class Action Complaint for Violations of the Federal Securities Laws And to Modify the Courts Rule 16 Scheduling Order. Document to be filed by Clerk if Motion to Seal is granted. Filed by New Haven Policemen and Firemen's Pension Fund, City of, St. Clair Shores Police and Fire Retirement System, City of. (Behar, Jonathan) (Entered: 12/04/2008) |
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12/04/2008 |
SEALED LODGED Proposed Declaration of Jonathan E. Behar in Support of Plaintiffs: (1) Reply Briefs to Motion for Leave to File Amended Complaint and to Modify the Courts Rule 16 Scheduling Order; and (2) Reply Brief in Support of Request for Judicial Notice and Second Request for Judicial Notice. Document to be filed by Clerk if Motion to Seal is granted. Filed by New Haven Policemen and Firemen's Pension Fund, City of, St. Clair Shores Police and Fire Retirement System, City of. (Attachments: # 1 Exhibit Index, # 2 Exhibit A, # 3 Exhibit B, # 4 Exhibit C, # 5 Exhibit D)(Behar, Jonathan) (Entered: 12/04/2008) |
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12/05/2008 |
CERTIFICATE OF SERVICE by New Haven Policemen and Firemen's Pension Fund, City of, St. Clair Shores Police and Fire Retirement System, City of (Behar, Jonathan) (Entered: 12/05/2008) |
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12/12/2008 |
MOTION for Extension of Time for Serving Initial Disclosure Statements by Certain Defendants (Unopposed) (Expedited Consideration Requested) by Vincent F. Sollitto, Jr, Wayne Pratt. (Attachments: # 1 Exhibit A, # 2 Text of Proposed Order)(Adams, Joseph) (Entered: 12/12/2008) |
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12/12/2008 |
Notice re Rule 26 Initial Disclosures by Grobstein, Horwath & Company LLP (Compean, Efren) (Entered: 12/12/2008) |
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12/12/2008 |
ORDER granting 183 Unopposed Motion to Extend Time for Serving Initial Disclosure Statements by Certain Defendants; the time period for all defendants to serve initial disclosure statements in this action is extended to 5 court days following the Court's ruling on all motions to dismiss filed by defendants. Signed by Judge Frederick J Martone on 12/12/08.(REW, ) (Entered: 12/12/2008) |
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12/19/2008 |
Notice re Name Change by New Haven Policemen and Firemen's Pension Fund, City of, St. Clair Shores Police and Fire Retirement System, City of Regina M. Ames to Regina A. Sandler (Sandler, Regina) (Entered: 12/19/2008) |
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12/19/2008 |
MOTION for Admission Pro Hac Vice as to attorney Shannon McKenna Matera on behalf of City of St. Clair Shores Police and Fire Retirement System. (BAS, ) (Entered: 12/29/2008) |
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12/29/2008 |
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PRO HAC VICE FEE PAID. $ 100, receipt number PHX079141 as to Shannon McKenna Matera. (BAS, ) (Entered: 12/29/2008) |
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12/29/2008 |
188 |
ORDER pursuant to General Order 05-25 granting 187 Motion for Admission Pro Hac Vice.Per the Court's Administrative Policies and Procedures Manual, applicant has five (5) days in which to register as a user of the Electronic Filing System. Registration to be accomplished via the court's website at www.azd.uscourts.gov. (BAS, )(This is a TEXT ENTRY ONLY. There is no.pdf document associated with this entry.) (Entered: 12/29/2008) |
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01/05/2009 |
MOTION to Certify Class by St. Clair Shores Police and Fire Retirement System, City of. (Behar, Jonathan) (Entered: 01/05/2009) |
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01/05/2009 |
DECLARATION of James Haddad in Support of Lead Plaintiff's Motion for Class Certification re 189 MOTION to Certify Class by Plaintiff St. Clair Shores Police and Fire Retirement System, City of. (Behar, Jonathan) (Entered: 01/05/2009) |
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01/05/2009 |
DECLARATION of Ex Kano S. Sams II in Support of Lead Plaintiff's Motion for Class Certification re 189 MOTION to Certify Class by Plaintiff St. Clair Shores Police and Fire Retirement System, City of. (Attachments: # 1 Index, # 2 Exhibit A, # 3 Exhibit B, # 4 Exhibit C)(Sams, Ex Kano) (Entered: 01/05/2009) |
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01/08/2009 |
MOTION for Extension of Time for Class Certification Briefing (Unopposed) Expedited Consideration Requested (First Request) by Vincent F. Sollitto, Jr, Wayne Pratt. (Attachments: # 1 Exhibit A)(Adams, Joseph) (Entered: 01/08/2009) |
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01/08/2009 |
Additional Attachments to Main Document re 192 MOTION for Extension of Time for Class Certification Briefing (Unopposed) Expedited Consideration Requested (First Request) PROPOSED ORDER by Defendants Vincent F. Sollitto, Jr, Wayne Pratt. (Adams, Joseph) (Entered: 01/08/2009) |
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01/08/2009 |
MOTION for Extension of Time for Class Certification Briefing CORRECTED (Unopposed) Expedited Consideration Requested (First Request) by Vincent F. Sollitto, Jr, Wayne Pratt. (Attachments: # 1 Exhibit A, # 2 Text of Proposed Order)(Adams, Joseph) (Entered: 01/08/2009) |
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01/09/2009 |
AMENDED DOCUMENT by Merrill Lynch, Pierce, Fenner & Smith, Inc.. Amendment to 139 Corporate Disclosure Statement. (Craven, Michelle) (Entered: 01/09/2009) |
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01/26/2009 |
AMENDED MOTION to Certify Class by New Haven Policemen and Firemen's Pension Fund, City of, St. Clair Shores Police and Fire Retirement System, City of. (Behar, Jonathan) (Entered: 01/26/2009) |
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01/26/2009 |
DECLARATION of James Kottage in Support of Plaintiffs' Amended Motion for Class Certification re 196 MOTION to Certify Class by Movant New Haven Policemen and Firemen's Pension Fund, City of, Plaintiff St. Clair Shores Police and Fire Retirement System, City of. (Behar, Jonathan) (Entered: 01/26/2009) |
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02/04/2009 |
ORDER denying 129 Motion to Dismiss FURTHER ORDERED granting in part and denying in part 135 Motion to Dismiss. Plaintiff's Section 10(b) and Section 20(a) claims as to Sollitto and Pratt are dismissed, Section 11, 12(a)(2) and 15 claims remain FURTHER ORDERED denying 146 Hodgson's Motion to Dismiss FURTHER ORDERED denying 143 Underwriters' Motion to Dismiss Case FURTHER ORDERED granting in part and denying in part 136 Grobstein's Motion to Dismiss. Section 11 claims survives and all other claims against Grobstein are dismissed FURTHER ORDERED denying Motion for Leave to Amend the Complaint and Modify the Court's Rule 16 Scheduling Order [Lodged Doc 159] FURTHER ORDERED denying 154 Motion to Seal and requiring the Clerk to file all lodged documents...See Order for Full Details. Signed by Judge Frederick J Martone on 1/30/09.(MAP) (Entered: 02/04/2009) |
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02/04/2009 |
MOTION for Leave to File Consolidated Amended Class Action Complaint and MOTION for to Modify th Court's Rule 16 Scheduling Order by New Haven Policemen and Firemen's Pension Fund, City of, St. Clair Shores Police and Fire Retirement System, City of. (Sams, Ex Kano) (MAP). (Entered: 02/04/2009) |
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02/04/2009 |
REQUEST for Judicial Notice in Support of Plaintiffs' Oppositions to Defendants' Motions to Dismiss the Consolidated Complaint by New Haven Policemen and Firemen's Pension Fund, City of, St. Clair Shores Police and Fire Retirement System, City of. (Sams, Ex Kano) (MAP). (Entered: 02/04/2009) |
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02/04/2009 |
DECLARATION of of Ex Kano S.Sams II in Support of Plaintiffs' Oppositions to Defendants' Motions to Dismiss the Consolidated Complaint and Motion for Leave to File Consolidated Amended Class Action Complaint and to Modify the Court's Rule 16 Scheduling Order by New Haven Policemen and Firemen's Pension Fund, City of, St. Clair Shores Police and Fire Retirement System, City of. (Sams, Ex Kano). (Attachments: # 1 Index, # 2 Exhibit G, # 3 Exhibit H, # 4 Exhibit H-2, # 5 Exhibit H-3, # 6 Exhibit I, # 7 Exhibit I-2, # 8 Exhibit I-3, # 9 Exhibit I-4, # 10 Exhibit J)(MAP) (Entered: 02/04/2009) |
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02/04/2009 |
AMENDED MOTION for Leave to File Consolidated Amended Class Action Complaint and MOTION for Modify the Court's Rule 16 Scheduling Order by New Haven Policemen and Firemen's Pension Fund, City of, St. Clair Shores Police and Fire Retirement System, City of. (Sams, Ex Kano). (Attachments: # 1 Index, # 2 Exhibit J) (MAP) (Entered: 02/04/2009) |
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02/04/2009 |
RESPONSE (OPPOSITION) to Individual Defendants' Motions to Dismiss 129 , 135 , 146 filed by New Haven Policemen and Firemen's Pension Fund, City of, St. Clair Shores Police and Fire Retirement System, City of. (Sams, Ex Kano). (MAP) (Entered: 02/04/2009) |
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02/04/2009 |
RESPONSE (OPPOSITION) to 143 , 136 Underwriter Defendants and Grobstein, Horwath & Co's Motions to Dismiss filed by New Haven Policemen and Firemen's Pension Fund, City of, St. Clair Shores Police and Fire Retirement System, City of. (Sams, Ex Kano) (MAP). (Entered: 02/04/2009) |
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02/04/2009 |
LODGED PROPOSED CONSOLIDATED AMENDED CLASS ACTION COMPLAINT re: 202 MOTION for Leave to File Consolidated Amended Class Action Complaint and MOTION to Modify the Court's Rule 16 Scheduling Order. Document to be filed by Clerk if Motion to Leave to File or Amend is granted. Filed by New Haven Policemen and Firemen's Pension Fund, City of, St. Clair Shores Police and Fire Retirement System, City of. (Attachments: # 1 Index, # 2 Exhibit A, # 3 Exhibit B, # 4 Exhibit C, # 5 Exhibit D, # 6 Exhibit E, # 7 Exhibit F, # 8 Exhibit G, # 9 Exhibit H, # 10 Exhibit H-2, # 11 Exhibit H-3, # 12 Exhibit I, # 13 Exhibit I -2, # 14 Exhibit I - 3, # 15 Exhibit I - 4, # 16 Exhibit J)(MAP) (Entered: 02/04/2009) |
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02/04/2009 |
REPLY to Underwriter Defendants' Opposition (Response) to Motion re 202 MOTION for Leave to File Amended Class Action Complaint and MOTION to Modify the Court's Rule 16 Scheduling Order filed by New Haven Policemen and Firemen's Pension Fund, City of, St. Clair Shores Police and Fire Retirement System, City of. (MAP) (Entered: 02/04/2009) |
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02/04/2009 |
REPLY to Individual Defendants' Opposition (Response) to Motion re 202 MOTION for Leave to File Amended Class Action Complaint and MOTION to Modify the Court's Rule 16 Scheduling Order filed by New Haven Policemen and Firemen's Pension Fund, City of, St. Clair Shores Police and Fire Retirement System, City of. (MAP) (Entered: 02/04/2009) |
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02/04/2009 |
DECLARATION of Jonathan E. Behar in Support of Plaintiffs' (1) Reply Briefs to Motion for Leave to Amend Class Action Complaint and Motion to Modify the Court's Rule 16 Scheduling Order and (2) Reply Brief in Support of Request for Judicial Notice and Second Request for Judicial Notice by New Haven Policemen and Firemen's Pension Fund, City of, Plaintiff St. Clair Shores Police and Fire Retirement System, City of. (Attachments: # 1 Index, # 2 Exhibit A, # 3 Exhibit B, # 4 Exhibit C, # 5 Exhibit D)(MAP) (Entered: 02/04/2009) |
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02/05/2009 |
Notice re of Recent Authority in Support of Plaintiffs' Amended Motion for Class Certification by New Haven Policemen and Firemen's Pension Fund, City of, St. Clair Shores Police and Fire Retirement System, City of re 196 MOTION to Certify Class (Attachments: # 1 Index of Exhibit, # 2 Exhibit A)(Sams, Ex Kano) (Entered: 02/05/2009) |
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02/05/2009 |
STIPULATION FOR EXTENSION OF TIME TO ANSWER COMPLAINT First Request by Brean Murray, Carret & Co., LLC, Canaccord Adams Inc., Merrill Lynch, Pierce, Fenner & Smith, Inc., Robert W. Baird & Co. Incorporated, UBS Securities LLC. (Attachments: # 1 Text of Proposed Order [Proposed] Order Extending Time for Underwriter Defendants to Answer Complaint)(Rosenbaum, David) (Entered: 02/05/2009) |
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02/06/2009 |
ORDER granting in part the 194 (Corrected) Unopposed Motion to Extend Time for Class Certification Briefing (see order for details). Signed by Judge Frederick J Martone on 2/5/09.(REW, ) (Entered: 02/06/2009) |
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02/06/2009 |
ORDER granting 210 Stipulation For Extension of Time for Underwriter Defendants to Answer the Complaint. Time extended through 3/6/09. Signed by Judge Frederick J Martone on 2/5/09. (MAP) (Entered: 02/06/2009) |
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02/06/2009 |
STIPULATION FOR EXTENSION OF TIME TO ANSWER COMPLAINT by Vincent F. Sollitto, Jr, Wayne Pratt. (Attachments: # 1 Text of Proposed Order Order Extending Time for Individual Defendants to Answer the Complaint)(Hoxie, Joel) (Entered: 02/06/2009) |
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02/10/2009 |
Notice re Service of Discovery Requests by Vincent F. Sollitto, Jr, Wayne Pratt (Adams, Joseph) (Entered: 02/10/2009) |
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02/11/2009 |
ORDER pursuant to 213 Stipulation For Extension of Time To Answer Complaint: ORDERED that the Individual Dfts shall file their answers to the complaint no later than 3/6/09. This extension shall not be offered as a reason to amend any of the dates of the Rule 16 scheduling order. Signed by Judge Frederick J Martone on 2/11/2009. (LAD) (Entered: 02/11/2009) |
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02/11/2009 |
Notice re Initial Disclosure by Brean Murray, Carret & Co., LLC, Canaccord Adams Inc., Merrill Lynch, Pierce, Fenner & Smith, Inc., Robert W. Baird & Co. Incorporated, UBS Securities LLC (Dickey, Jonathan) (Entered: 02/11/2009) |
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02/11/2009 |
Notice re Defendant John S. Hodgson's Rule 26(a) Initial Disclosures by John S. Hodgson (Lawrence, James) (Entered: 02/11/2009) |
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02/11/2009 |
Notice re Notice of Service of Initial Disclosures by Vincent F. Sollitto, Jr, Wayne Pratt (Hoxie, Joel) (Entered: 02/11/2009) |
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02/11/2009 |
Notice re Rule 26(a) Initial Disclosures by John S. Hodgson re 101 Scheduling Order,, (Lawrence, James) (Entered: 02/11/2009) |
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02/11/2009 |
Notice re of Service of Discovery Requests by James Ching Hua Li, Man Kit Chow (Pernick, John) (Entered: 02/11/2009) |
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02/11/2009 |
Notice re of Service of Subpoena Duces Tecum for Documents To the Financial Industry Regulatory Authority by James Ching Hua Li, Man Kit Chow (Pernick, John) (Entered: 02/11/2009) |
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02/12/2009 |
STIPULATION to Extend Time for Defendant Grobstein, Horwath & Company, LLP to Answer the Consolidated Amended Complaint by Defendant Grobstein, Horwath & Company LLP. (Attachments: # 1 Text of Proposed Order Order Extending Time for Defendant Grobstein, Horwath & Company, LLP to Answer the Consolidated Amended Complaint)(Compean, Efren) Modified on 3/17/2009 INCORRECT DOCUMENT EVENT SELECTED; THIS ENTRY HAS BEEN MODIFIED FROM (Additional Attachments) TO (Stipulation) (REW, ). (Entered: 02/12/2009) |
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02/12/2009 |
Notice re Lead Plaintiff's Discovery Requests by St. Clair Shores Police and Fire Retirement System, City of (Sams, Ex Kano) (Entered: 02/12/2009) |
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02/12/2009 |
Notice re Service of 30(B)(6) Deposition Notice by James Ching Hua Li, Man Kit Chow (Pernick, John) (Entered: 02/12/2009) |
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02/17/2009 |
Notice re Notice of Reassignment of Attorney Within Firm by Grobstein, Horwath & Company LLP (Fitch, Douglas) (Entered: 02/17/2009) |
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02/23/2009 |
MOTION for Admission Pro Hac Vice as to attorney Rebecca Justice Lazarus on behalf of Brean Murray, Carret & Co., LLC, Canaccord Adams Inc., Merrill Lynch, Pierce, Fenner & Smith, Inc., Robert W. Baird & Co. Incorporated, and UBS Securities LLC. (BAS, ) (Entered: 02/24/2009) |
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02/24/2009 |
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PRO HAC VICE FEE PAID. $ 50, receipt number PHX081381 as to Rebecca Justice Lazarus. (BAS, ) (Entered: 02/24/2009) |
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02/24/2009 |
227 |
ORDER pursuant to General Order 05-25 granting 226 Motion for Admission Pro Hac Vice.Per the Court's Administrative Policies and Procedures Manual, applicant has five (5) days in which to register as a user of the Electronic Filing System. Registration to be accomplished via the court's website at www.azd.uscourts.gov. (BAS, )(This is a TEXT ENTRY ONLY. There is no.pdf document associated with this entry.) (Entered: 02/24/2009) |
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02/25/2009 |
Notice re Lead Plaintiff's Discovery Requests and Responses by St. Clair Shores Police and Fire Retirement System, City of (Sams, Ex Kano) (Entered: 02/25/2009) |
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02/25/2009 |
Notice re Service of Subpoena by Vincent F. Sollitto, Jr, Wayne Pratt (Adams, Joseph) (Entered: 02/25/2009) |
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02/27/2009 |
Notice re Withdrawal of Subpoenas by Vincent F. Sollitto, Jr, Wayne Pratt (Adams, Joseph) (Entered: 02/27/2009) |
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03/02/2009 |
STIPULATION FOR EXTENSION OF TIME TO ANSWER COMPLAINT by Brean Murray, Carret & Co., LLC, Canaccord Adams Inc., Merrill Lynch, Pierce, Fenner & Smith, Inc., Robert W. Baird & Co. Incorporated, UBS Securities LLC. (Attachments: # 1 Text of Proposed Order Order Extending Time for Underwriter Defendants to Answer Complaint)(Rosenbaum, David) (Entered: 03/02/2009) |
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03/04/2009 |
Notice re Amended Initial Disclosures by New Haven Policemen and Firemen's Pension Fund, City of, St. Clair Shores Police and Fire Retirement System, City of (Behar, Jonathan) (Entered: 03/04/2009) |
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03/05/2009 |
ORDER granting 231 Stipulation For Extension of Time To Answer Complaint. ORDERED that the Underwriter Defendants shall file their Answer to the Complaint no later than 3/11/09. Signed by Judge Frederick J Martone on 3/4/09. (MAP) (Entered: 03/05/2009) |
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03/05/2009 |
Notice re Lead Plaintiff's Discovery Requests by St. Clair Shores Police and Fire Retirement System, City of (Sams, Ex Kano) (Entered: 03/05/2009) |
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03/06/2009 |
ANSWER to 1 Complaint with Jury Demand by Grobstein, Horwath & Company LLP.(Compean, Efren) (Entered: 03/06/2009) |
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03/06/2009 |
Corporate Disclosure Statement by Grobstein, Horwath & Company LLP. (Compean, Efren) (Entered: 03/06/2009) |
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03/06/2009 |
Defendants Sollitto and Pratt ANSWER to 96 Amended Complaint,, to Consolidated Class Action Complaint by Vincent F. Sollitto, Jr, Wayne Pratt.(Hoxie, Joel) (Entered: 03/06/2009) |
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03/06/2009 |
ANSWER to 1 Complaint with Jury Demand by Grobstein, Horwath & Company LLP.(Compean, Efren) (Entered: 03/06/2009) |
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03/06/2009 |
Notice re of Service of Revised 30(B)(6) Deposition Notice by James Ching Hua Li, Man Kit Chow (Pernick, John) (Entered: 03/06/2009) |
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03/06/2009 |
Defendants Li and Chow's ANSWER to 96 Amended Complaint,, by James Ching Hua Li, Man Kit Chow.(Lopez, Jennifer) (Entered: 03/06/2009) |
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03/06/2009 |
ANSWER to 1 Complaint by John S. Hodgson.(Lawrence, James) Modified on 3/13/2009 (LAD). DOCUMENT NOT IN COMPLIANCE WITH LRCiv 7.1(c). ATTORNEY NOTICED. (Entered: 03/06/2009) |
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03/09/2009 |
MOTION for Admission Pro Hac Vice as to attorney Charlene S Shimada on behalf of defendants James Ching Hua Li, and Man Kit Chow. (BAS, ) (Entered: 03/10/2009) |
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03/10/2009 |
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PRO HAC VICE FEE PAID. $ 50, receipt number PHX081962 as to Charlene S Shimada. (BAS, ) (Entered: 03/10/2009) |
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03/10/2009 |
243 |
ORDER pursuant to General Order 05-25 granting 242 Motion for Admission Pro Hac Vice.Per the Court's Administrative Policies and Procedures Manual, applicant has five (5) days in which to register as a user of the Electronic Filing System. Registration to be accomplished via the court's website at www.azd.uscourts.gov. (BAS, )(This is a TEXT ENTRY ONLY. There is no.pdf document associated with this entry.) (Entered: 03/10/2009) |
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03/11/2009 |
ANSWER to 96 Amended Complaint,, Underwriter Defendants Answer to the Consolidated Class Action Complaint by Defendants Brean Murray, Carret & Co., LLC, Canaccord Adams Inc., Merrill Lynch, Pierce, Fenner & Smith, Inc., Robert W. Baird & Co. Incorporated, UBS Securities LLC. (Rosenbaum, David) Modified on 3/12/2009 (LAD). INCORRECT EVENT SELECTED. THIS ENTRY HAS BEEN MODIFIED FROM REPLY TO ANSWER. (Entered: 03/11/2009) |
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03/12/2009 |
STIPULATION Establishing Discovery Protocol for Experts by Vincent F. Sollitto, Jr, Wayne Pratt, John S. Hodgson, Man Kit Chow, James Ching Li, Merrill Lynch Pierce Fenner & Smith, UBS Securities LLC, Robert W. Baird & Co., Inc., Canaccord Adams Inc. and Brean Murray Carret & Co., LLC. (Attachments: # 1 Text of Proposed Order)(Adams, Joseph) Modified on 3/13/2009 (LAD). DOCKET TEXT MODIFIED TO IDENTIFY ADDITIONAL FILERS. (Entered: 03/12/2009) |
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03/13/2009 |
MOTION for Admission Pro Hac Vice as to attorney John L Lin on behalf of Grobstein, Horwath & Company LLP. (BAS, ) (Entered: 03/13/2009) |
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03/13/2009 |
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PRO HAC VICE FEE PAID. $ 50, receipt number PHX082182 as to John L Lin. (BAS, ) (Entered: 03/13/2009) |
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03/13/2009 |
247 |
ORDER pursuant to General Order 05-25 granting 246 Motion for Admission Pro Hac Vice.Per the Court's Administrative Policies and Procedures Manual, applicant has five (5) days in which to register as a user of the Electronic Filing System. Registration to be accomplished via the court's website at www.azd.uscourts.gov. (BAS, )(This is a TEXT ENTRY ONLY. There is no.pdf document associated with this entry.) (Entered: 03/13/2009) |
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03/13/2009 |
Notice re Lead Plaintiff and Named Plaintiff's Discovery Responses and Objections by New Haven Policemen and Firemen's Pension Fund, City of, St. Clair Shores Police and Fire Retirement System, City of (Sams, Ex Kano) (Entered: 03/13/2009) |
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03/16/2009 |
Notice re of Service of Objections and Responses to Lead Plaintiff's First Set of Interrogatories by James Ching Hua Li, Man Kit Chow (Pernick, John) (Entered: 03/16/2009) |
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03/16/2009 |
Notice re Service of Discovery Responses by Vincent F. Sollitto, Jr, Wayne Pratt (Adams, Joseph) (Entered: 03/16/2009) |
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03/16/2009 |
Notice re Service of Responses and Objections to Discovery Requests by Brean Murray, Carret & Co., LLC, Canaccord Adams Inc., Merrill Lynch, Pierce, Fenner & Smith, Inc., Robert W. Baird & Co. Incorporated, UBS Securities LLC (Dickey, Jonathan) (Entered: 03/16/2009) |
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03/17/2009 |
Notice re Notice of Service by Grobstein, Horwath & Company LLP of Responses to Discovery Requests (Lin, John) (Entered: 03/17/2009) |
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03/17/2009 |
Notice re Service of Discovery Responses by John S. Hodgson (Lawrence, James) (Entered: 03/17/2009) |
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03/19/2009 |
ORDER granting 245 Stipulation Establishing Discovery Protocol for Experts; see PDF document for details. Signed by Judge Frederick J Martone on 3/18/09. (LSP) (Entered: 03/19/2009) |
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03/20/2009 |
ORDER granting 222 Stipulation to Extend Time for Defendant to Answer: Grobstein, Horwath & Company LLP answer due 3/6/2009. Signed by Judge Frederick J Martone on 3/18/09. (LSP) (Entered: 03/20/2009) |
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03/24/2009 |
STIPULATION by Brean Murray, Carret & Co., LLC, Canaccord Adams Inc., Merrill Lynch, Pierce, Fenner & Smith, Inc., Robert W. Baird & Co. Incorporated, UBS Securities LLC. (Attachments: # 1 Text of Proposed Order Proposed Protective Order)(Dickey, Jonathan) (Entered: 03/24/2009) |
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03/26/2009 |
MOTION for Admission Pro Hac Vice as to attorney Lillie A Werner on behalf of defendants Vincent F. Sollitto, Jr, and Wayne Pratt. (BAS, ) (Entered: 03/26/2009) |
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03/26/2009 |
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PRO HAC VICE FEE PAID. $ 50, receipt number PHX082597 as to Lillie A Werner. (BAS, ) (Entered: 03/26/2009) |
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03/26/2009 |
258 |
ORDER pursuant to General Order 05-25 granting 257 Motion for Admission Pro Hac Vice.Per the Court's Administrative Policies and Procedures Manual, applicant has five (5) days in which to register as a user of the Electronic Filing System. Registration to be accomplished via the court's website at www.azd.uscourts.gov. (BAS, )(This is a TEXT ENTRY ONLY. There is no.pdf document associated with this entry.) (Entered: 03/26/2009) |
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03/27/2009 |
Joinder in Co-Defendants' Oppositions to Plaintiff's Motion for Class Certification by Defendant Grobstein, Horwath & Company LLP. (Lin, John) (Entered: 03/27/2009) |
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03/27/2009 |
RESPONSE in Opposition re 196 MOTION to Certify Class filed by James Ching Hua Li, Man Kit Chow. (Attachments: # 1 Text of Proposed Order)(Shimada, Charlene) (Entered: 03/27/2009) |
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03/27/2009 |
DECLARATION of John D. Pernick re 260 Response in Opposition to Motion for Class Certification by Defendants James Ching Hua Li, Man Kit Chow filed by James Ching Hua Li, Man Kit Chow. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E, # 6 Exhibit F, # 7 Exhibit G, # 8 Exhibit H, # 9 Exhibit I, # 10 Exhibit J, # 11 Exhibit K, # 12 Exhibit L, # 13 Exhibit M, # 14 Exhibit N, # 15 Exhibit O, # 16 Exhibit P)(Shimada, Charlene) (Entered: 03/27/2009) |
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03/27/2009 |
CERTIFICATE OF SERVICE by James Ching Hua Li, Man Kit Chow re 260 Response in Opposition to Motion, 261 Declaration,, (Shimada, Charlene) (Entered: 03/27/2009) |
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03/27/2009 |
RESPONSE in Opposition re 196 MOTION to Certify Class Underwriter Defendants Opposition to Plaintiffs Motion for Class Certification filed by Brean Murray, Carret & Co., LLC, Canaccord Adams Inc., Merrill Lynch, Pierce, Fenner & Smith, Inc., Robert W. Baird & Co. Incorporated, UBS Securities LLC. (Attachments: # 1 Exhibit Exhibit Index, # 2 Exhibit Exhibit A to Opposition to Motion, # 3 Exhibit Exhibit B to Opposition to Motion)(Rosenbaum, David) (Entered: 03/27/2009) |
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03/27/2009 |
DECLARATION of Affidavit of Vinita M. Jueneja, PH.D. re 263 Response in Opposition to Motion, by Defendants Brean Murray, Carret & Co., LLC, Canaccord Adams Inc., Merrill Lynch, Pierce, Fenner & Smith, Inc., Robert W. Baird & Co. Incorporated, UBS Securities LLC filed by Brean Murray, Carret & Co., LLC, Canaccord Adams Inc., Merrill Lynch, Pierce, Fenner & Smith, Inc., Robert W. Baird & Co. Incorporated, UBS Securities LLC. (Rosenbaum, David) (Entered: 03/27/2009) |
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03/27/2009 |
Joinder re 263 Response in Opposition to Motion, by Defendants James Ching Hua Li, Man Kit Chow filed by James Ching Hua Li, Man Kit Chow. (Shimada, Charlene) (Entered: 03/27/2009) |
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03/27/2009 |
Joinder in the Oppositions to Class Certifications filed by Li, Chow and the Underwriters by Defendants Vincent F. Sollitto, Jr, Wayne Pratt. (Adams, Joseph) (Entered: 03/27/2009) |
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03/27/2009 |
Joinder to Underwriter Defendants' and Defendants James Ching Hua Li and Man Kit (Thomas) Chow's Oppositions to Plaintiffs' Amended Motion For Class Certification by Defendant John S. Hodgson. (Lawrence, James) (Entered: 03/27/2009) |
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04/02/2009 |
PROTECTIVE ORDER REGARDING CONFIDENTIALITY consistent with the parties' 256 Stipulation. Signed by Judge Frederick J Martone on 4/1/09. (Note: See Order for full details)(KMG) (Entered: 04/02/2009) |
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04/03/2009 |
Notice re Lead Plaintiff and Named Plaintiff's Service of Expert Reports Pursuant to the Court's Rule 16 Scheduling Order by New Haven Policemen and Firemen's Pension Fund, City of, St. Clair Shores Police and Fire Retirement System, City of (Behar, Jonathan) (Entered: 04/03/2009) |
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04/06/2009 |
Notice re Service of Objections and Responses to Lead Plaintiff's First Set of Requests for Production of Documents by James Ching Hua Li, Man Kit Chow (Pernick, John) (Entered: 04/06/2009) |
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04/07/2009 |
Notice re of Objections and Responses to Lead Plaintiff's First Request for Production of Documents to the Individual Defendants by John S. Hodgson (Lawrence, James) (Entered: 04/07/2009) |
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04/07/2009 |
Notice re Service of Discovery Responses by Vincent F. Sollitto, Jr, Wayne Pratt (Adams, Joseph) (Entered: 04/07/2009) |
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04/09/2009 |
REPLY in Support re 196 MOTION to Certify Class of Lead Plaintiff City of St. Clair Shores Police and Fire Retirement System filed by New Haven Policemen and Firemen's Pension Fund, City of, St. Clair Shores Police and Fire Retirement System, City of. (Behar, Jonathan) (Entered: 04/09/2009) |
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04/09/2009 |
REPLY in Support re 196 MOTION to Certify Class of Named Plaintiff City of New Haven Policemen's and Firemen's Pension Fund filed by New Haven Policemen and Firemen's Pension Fund, City of, St. Clair Shores Police and Fire Retirement System, City of. (Behar, Jonathan) (Entered: 04/09/2009) |
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04/09/2009 |
DECLARATION re 196 MOTION to Certify Class of Jonanthan E. Behar in Further Support of Plaintiffs' Amended Motion for Class Certification by Movant New Haven Policemen and Firemen's Pension Fund, City of, Plaintiff St. Clair Shores Police and Fire Retirement System, City of. (Attachments: # 1 Appendix, # 2 Exhibit A, # 3 Exhibit B, # 4 Exhibit C, # 5 Exhibit D, # 6 Exhibit E, # 7 Exhibit F, # 8 Exhibit G)(Behar, Jonathan) (Entered: 04/09/2009) |
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04/09/2009 |
DECLARATION re 196 MOTION to Certify Class of Professor Steven P. Feinstein, Ph.D., CFA in Further Support of Plaintiffs' Amended Motion for Class Certification by Movant New Haven Policemen and Firemen's Pension Fund, City of, Plaintiff St. Clair Shores Police and Fire Retirement System, City of. (Behar, Jonathan) (Entered: 04/09/2009) |
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04/09/2009 |
AFFIDAVIT of Marc I. Steinberg re 196 MOTION to Certify Class by Movant New Haven Policemen and Firemen's Pension Fund, City of, Plaintiff St. Clair Shores Police and Fire Retirement System, City of. (Behar, Jonathan) (Entered: 04/09/2009) |
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04/15/2009 |
NOTICE of Change of Address by James J Belanger (Belanger, James) (Entered: 04/15/2009) |
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04/20/2009 |
MOTION to Strike re Underwriter Defendants Motion to Strike Affidavit of Marc I. Steinberg by Brean Murray, Carret & Co., LLC, Canaccord Adams Inc., Merrill Lynch, Pierce, Fenner & Smith, Inc., Robert W. Baird & Co. Incorporated, UBS Securities LLC. (Rosenbaum, David) (Entered: 04/20/2009) |
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04/20/2009 |
Notice re Service of Subpoena on ACT Litigation Services, Inc. by Vincent F. Sollitto, Jr, Wayne Pratt (Adams, Joseph) (Entered: 04/20/2009) |
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04/30/2009 |
RESPONSE in Opposition re 279 MOTION to Strike re Underwriter Defendants Motion to Strike Affidavit of Marc I. Steinberg filed by New Haven Policemen and Firemen's Pension Fund, City of, St. Clair Shores Police and Fire Retirement System, City of. (Behar, Jonathan) (Entered: 04/30/2009) |
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05/04/2009 |
Notice re Service of Expert Report of Timothy S. Lucas and Andrew H. Roper, Ph. D. by James Ching Hua Li, Man Kit Chow, Vincent F. Sollitto, Jr, Wayne Pratt (Adams, Joseph) (Entered: 05/04/2009) |
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05/04/2009 |
Notice re Service of Expert Reports by Brean Murray, Carret & Co., LLC, Canaccord Adams Inc., Merrill Lynch, Pierce, Fenner & Smith, Inc., Robert W. Baird & Co. Incorporated, UBS Securities LLC (Dickey, Jonathan) (Entered: 05/04/2009) |
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05/06/2009 |
MOTION for Admission Pro Hac Vice as to attorney Xavier Jay Alvarez on behalf of St. Clair Shores Police and Fire Retirement System, City of. (BAS, ) (Entered: 05/11/2009) |
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05/06/2009 |
MOTION for Admission Pro Hac Vice as to attorney Samantha A Smith on behalf of St. Clair Shores Police and Fire Retirement System, City of. (BAS, ) (Entered: 05/11/2009) |
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05/07/2009 |
Notice of Lodging Proposed Order for Substitution of Counsel by Grobstein, Horwath & Company LLP (Fitch, Douglas) Modified on 5/8/2009 INCORRECT PDF DOCUMENT ATTACHED; PROPOSED ORDER NOT ATTACHED; NO PENDING MOTION HAS BEEN FILED (REW, ). (Entered: 05/07/2009) |
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05/11/2009 |
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PRO HAC VICE FEE PAID. $ 50, receipt number PHX084048 as to Samantha A Smith. (BAS, ) (Entered: 05/11/2009) |
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05/11/2009 |
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PRO HAC VICE FEE PAID. $ 50, receipt number PHX084049 as to Xavier Jay Alvarez. (BAS, ) (Entered: 05/11/2009) |
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05/11/2009 |
287 |
ORDER pursuant to General Order 05-25 granting 285 Motion for Admission Pro Hac Vice; granting 286 Motion for Admission Pro Hac Vice.Per the Court's Administrative Policies and Procedures Manual, applicant has five (5) days in which to register as a user of the Electronic Filing System. Registration to be accomplished via the court's website at www.azd.uscourts.gov. (BAS, )(This is a TEXT ENTRY ONLY. There is no.pdf document associated with this entry.) (Entered: 05/11/2009) |
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05/11/2009 |
REPLY in Support re 279 MOTION to Strike re Underwriter Defendants Motion to Strike Affidavit of Marc I. Steinberg Underwriter Defendants Reply in Support of Motion to Strike Affidavit of Marc I. Steinberg filed by Brean Murray, Carret & Co., LLC, Canaccord Adams Inc., Merrill Lynch, Pierce, Fenner & Smith, Inc., Robert W. Baird & Co. Incorporated, UBS Securities LLC. (Rosenbaum, David) (Entered: 05/11/2009) |
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05/11/2009 |
NOTICE TO FILER OF DEFICIENCY re 284 Other Notice filed by Grobstein, Horwath & Company LLP. Description of deficiency: Wrong pdf document attached; the proposed order is not attached to the notice of lodging (NOTE: no pending motion on docket). (REW, ) (Entered: 05/11/2009) |
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05/26/2009 |
Notice re Second Recent Authority in Support of Plaintiffs' Amended Motion for Class Certification by New Haven Policemen and Firemen's Pension Fund, City of, St. Clair Shores Police and Fire Retirement System, City of re 196 MOTION to Certify Class (Attachments: # 1 Appendix, # 2 Exhibit A, # 3 Exhibit B)(Sams, Ex Kano) (Entered: 05/26/2009) |
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05/29/2009 |
Notice re Recent Authority in Support of Defendants James Ching Hua Li and Man Kit (Thomas) Chow's Opposition to Plaintiffs' Amended Motion for Class Certification by James Ching Hua Li, Man Kit Chow (Attachments: # 1 Exhibit A)(Shimada, Charlene) (Entered: 05/29/2009) |
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06/05/2009 |
Notice re Lead Plaintiff and Named Plaintiff's Service of Rebuttal Expert Reports Pursuant to the Court's Rule 16 Scheduling Order by New Haven Policemen and Firemen's Pension Fund, City of, St. Clair Shores Police and Fire Retirement System, City of (Behar, Jonathan) (Entered: 06/05/2009) |
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07/08/2009 |
ORDER that this court took a telephone call from Daniel Weinstein, who represented that he was a private mediator representing all of the parties in this case re: firmness of the Rule 16 scheduling order. At all events, we advised Mr. Weinstein that we would not accommodate his request, whether it was made on his own or the parties' behalf. If the request was made on behalf of the parties, the court reminds them that under Rule 7(b), Fed. R. Civ. P., "[a] request for a court order must be made by motion," not a telephone call by an intermediary. Signed by Judge Frederick J Martone on 7/7/09. (DMT, ) (Entered: 07/08/2009) |
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07/08/2009 |
Notice re Third Recent Authority in Support of Plaintiffs' Amended Motion for Class Certification by New Haven Policemen and Firemen's Pension Fund, City of, St. Clair Shores Police and Fire Retirement System, City of re 196 MOTION to Certify Class (Attachments: # 1 Appendix Exhibit Index, # 2 Exhibit A)(Sams, Ex Kano) (Entered: 07/08/2009) |
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07/14/2009 |
RESPONSE re 294 Other Notice, Response to Third Notice of Recent Authority in Support of Plaintiffs' Amended Motion for Class Certification by Defendants James Ching Hua Li, Man Kit Chow. (Pernick, John) Modified on 7/15/2009 (SAT). DOCUMENT NOT IN COMPLIANCE WITH LRCiv 7.1(c). ATTORNEY NOTICED. (Entered: 07/14/2009) |
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07/17/2009 |
ORDER granting 196 Plaintiff's Amended Motion to Certify Class. See PDF document for details. IT IS FURTHER ORDERED denying 279 Underwriter Defendants' Motion to Strike the affidavit of Marc Steinberg. Parties shall stipulate to a form of notice to the class and file it no later than August 10, 2009. Signed by Judge Frederick J Martone on 7/17/09.(LSP) (Entered: 07/17/2009) |
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07/31/2009 |
Notice re Lodging of the Parties' Positions on the Filing of Documents Designated as Confidential in Connection with Plaintiffs' Motion to Modify the Court's Scheduling Order with Respect to the Limitation on the Number of Depositions by New Haven Policemen and Firemen's Pension Fund, City of, St. Clair Shores Police and Fire Retirement System, City of (Sams, Ex Kano) (Entered: 07/31/2009) |
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07/31/2009 |
Proposed Plaintiffs' Motion to Modify the Court's September 5, 2008 Scheduling Order with Respect to the Limitation on the Number of Depositions. Document to be filed by Clerk if Motion to Seal is granted. Filed by New Haven Policemen and Firemen's Pension Fund, City of, St. Clair Shores Police and Fire Retirement System, City of. (Attachments: # 1 Text of Proposed Order)(Sams, Ex Kano) Modified on 8/27/2009 unsealed per order #312 (REW, ). (Entered: 07/31/2009) |
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07/31/2009 |
Proposed Declaration of Ex Kano S. Sams II in Support of Plaintiffs' Motion to Modify the Court's September 5, 2008 Scheduling Order with Respect to the Limitation on the Number of Depositions. Document to be filed by Clerk if Motion to Seal is granted. Filed by New Haven Policemen and Firemen's Pension Fund, City of, St. Clair Shores Police and Fire Retirement System, City of. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3, # 4 Exhibit 4, # 5 Exhibit 5, # 6 Exhibit 6, # 7 Exhibit 7, # 8 Exhibit 8, # 9 Exhibit 9, # 10 Exhibit 10, # 11 Exhibit 11, # 12 Exhibit 12, # 13 Exhibit 13, # 14 Exhibit 14, # 15 Errata 15, # 16 Exhibit 16, # 17 Exhibit 17, # 18 Exhibit 18, # 19 Exhibit 19, # 20 Exhibit 20, # 21 Exhibit 21, # 22 Exhibit 22, # 23 Exhibit 23, # 24 Exhibit 24, # 25 Exhibit 25, # 26 Errata 26, # 27 Exhibit 27, # 28 Exhibit 28, # 29 Exhibit 29, # 30 Exhibit 30, # 31 Exhibit 31, # 32 Exhibit 32, # 33 Exhibit 33, # 34 Exhibit 34, # 35 Exhibit 35, # 36 Exhibit 36, # 37 Exhibit 37, # 38 Exhibit 38, # 39 Exhibit 39, # 40 Exhibit 40, # 41 Exhibit 41, # 42 Exhibit 42, # 43 Exhibit 43, # 44 Exhibit 44, # 45 Exhibit 45, # 46 Exhibit 46, # 47 Exhibit 47, # 48 Exhibit 48, # 49 Exhibit 49, # 50 Exhibit 50, # 51 Exhibit 51, # 52 Errata 52, # 53 Exhibit 53, # 54 Exhibit 54, # 55 Exhibit 55, # 56 Exhibit 56, # 57 Exhibit 57, # 58 Exhibit 58, # 59 Exhibit 59, # 60 Exhibit 60, # 61 Exhibit 61, # 62 Exhibit 62, # 63 Exhibit 63, # 64 Exhibit 64, # 65 Exhibit 65, # 66 Exhibit 66, # 67 Exhibit 67)(Sams, Ex Kano) Modified on 8/27/2009 unsealed per order #312 (REW, ). (Entered: 07/31/2009) |
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08/07/2009 |
MOTION for Admission Pro Hac Vice as to attorney Jennifer Y Lai on behalf of City of St. Clair Shores Police and Fire Retirement System. (BAS) (Entered: 08/10/2009) |
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08/07/2009 |
MOTION for Admission Pro Hac Vice as to attorney Debra J Wyman on behalf of City of St. Clair Shores Police and Fire Retirement System. (BAS) (Entered: 08/10/2009) |
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08/07/2009 |
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PRO HAC VICE FEE PAID. $ 50, receipt number PHX087272 as to Jennifer Y Lai. (BAS) (Entered: 08/10/2009) |
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08/10/2009 |
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PRO HAC VICE FEE PAID. $ 50, receipt number PHX087271 as to Debra J Wyman. (BAS) (Entered: 08/10/2009) |
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08/10/2009 |
302 |
ORDER pursuant to General Order 05-25 granting 300 Motion for Admission Pro Hac Vice; granting 301 Motion for Admission Pro Hac Vice.Per the Court's Administrative Policies and Procedures Manual, applicant has five (5) days in which to register as a user of the Electronic Filing System. Registration to be accomplished via the court's website at www.azd.uscourts.gov. (BAS)(This is a TEXT ENTRY ONLY. There is no.pdf document associated with this entry.) (Entered: 08/10/2009) |
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08/10/2009 |
STIPULATION and [Proposed] Order Modifying the Court's September 5, 2008 Scheduling Order with Respect to the Limitation on the Number of Depositions by New Haven Policemen and Firemen's Pension Fund, City of, St. Clair Shores Police and Fire Retirement System, City of. (Attachments: # 1 Text of Proposed Order)(Sams, Ex Kano) (Entered: 08/10/2009) |
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08/10/2009 |
Notice re Submission of Proposed Form of Notice to the Class by New Haven Policemen and Firemen's Pension Fund, City of, St. Clair Shores Police and Fire Retirement System, City of (Attachments: # 1 Notice of Pendency of Class Action)(Sams, Ex Kano) (Entered: 08/10/2009) |
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08/11/2009 |
Notice re Lead Plaintiff's Discovery Request by St. Clair Shores Police and Fire Retirement System, City of (Wyman, Debra) (Entered: 08/11/2009) |
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08/12/2009 |
Notice of WITHDRAWAL of Specified Attorneys as Counsel for Lead Plaintiff City of St. Clair Shores Police & Fire Retirement System by St. Clair Shores Police and Fire Retirement System, City of (Sams, Ex Kano) Modified on 8/18/2009 INCORRECT DOCUMENT EVENT SELECTED; THIS ENTRY HAS BEEN MODIFIED FROM (Notice) to (Attorney Withdrawal) (REW, ). (Entered: 08/12/2009) |
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08/17/2009 |
RESPONSE to Plaintiff's Motion to Modify The Court's Scheduling Order with Respect to the Limitation on the Number of Depositions by Defendants Wayne Pratt, Vincent F. Sollitto, Jr. (Adams, Joseph) (Entered: 08/17/2009) |
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08/17/2009 |
STIPULATION and [Proposed] Order Modifying the Court's September 5, 2008 Scheduling Order with Respect to the Limitation on the Number of Depositions by New Haven Policemen and Firemen's Pension Fund, City of, St. Clair Shores Police and Fire Retirement System, City of. (Attachments: # 1 Text of Proposed Order)(Sams, Ex Kano) (Entered: 08/17/2009) |
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08/18/2009 |
ORDER that plaintiffs shall issue their proposed form of notice to the class as soon as practicable. The notice shall reflect that a class member's request for exclusion must be postmarked no later than October 30, 2009. Signed by Judge Frederick J Martone on 8/18/09. (DMT, ) (Entered: 08/18/2009) |
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08/19/2009 |
Notice re Lead Plaintiff's Deposition Notices by St. Clair Shores Police and Fire Retirement System, City of (Wyman, Debra) (Entered: 08/19/2009) |
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08/20/2009 |
Notice re Lead Plaintiff's Amended Deposition Notice by St. Clair Shores Police and Fire Retirement System, City of (Wyman, Debra) (Entered: 08/20/2009) |
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08/27/2009 |
ORDER; The court has before it a Notice of Lodging 297 ; documents 298 and 299 shall be unsealed and shall be part of the public record; Plaintiffs' 298 Motion for additional depositions is granted to the extent of the parties' stipulations 303 , 308 ; Plaintiffs' 298 Motion for additional depositions that exceed those stipulations is denied. Signed by Judge Frederick J Martone on 8/26/09. (REW, ) (Entered: 08/27/2009) |
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08/31/2009 |
MOTION for Admission Pro Hac Vice as to attorney Joseph J Ybarra on behalf of John S. Hodgson. (BAS) (Entered: 08/31/2009) |
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08/31/2009 |
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PRO HAC VICE FEE PAID. $ 50, receipt number PHX087987 as to Joseph J Ybarra. (BAS) (Entered: 08/31/2009) |
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08/31/2009 |
314 |
ORDER pursuant to General Order 05-25 granting 313 Motion for Admission Pro Hac Vice.Per the Court's Administrative Policies and Procedures Manual, applicant has five (5) days in which to register as a user of the Electronic Filing System. Registration to be accomplished via the court's website at www.azd.uscourts.gov. (BAS)(This is a TEXT ENTRY ONLY. There is no.pdf document associated with this entry.) (Entered: 08/31/2009) |
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09/02/2009 |
Notice re of Service of 30(b)(6) Deposition Notice by St. Clair Shores Police and Fire Retirement System, City of (Sams, Ex Kano) (Entered: 09/02/2009) |
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09/02/2009 |
Notice re Service of 30(b)(6) Deposition Notice by St. Clair Shores Police and Fire Retirement System, City of (Sams, Ex Kano) (Entered: 09/02/2009) |
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09/08/2009 |
MOTION for Summary Judgment by Wayne Pratt, Vincent F. Sollitto, Jr. (Adams, Joseph) (Entered: 09/08/2009) |
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09/08/2009 |
STATEMENT of Separate Statement of Undisputed Facts re 317 MOTION for Summary Judgment by Defendants Wayne Pratt, Vincent F. Sollitto, Jr. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D)(Adams, Joseph) (Entered: 09/08/2009) |
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09/08/2009 |
Notice re Lead Plaintiff's Notice of Deposition and Request for Production of Documents to Non-Party Alice Phang by St. Clair Shores Police and Fire Retirement System, City of (Wyman, Debra) (Entered: 09/08/2009) |
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09/09/2009 |
Joinder re 317 MOTION for Summary Judgment of Defendants' Wayne Pratt and Vincent F. Sollitto Jr. by Defendant John S. Hodgson. (Abbott, Bruce) (Entered: 09/09/2009) |
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09/14/2009 |
MOTION for Admission Pro Hac Vice as to attorney Avi Braz on behalf of John S. Hodgson. (BAS) (Entered: 09/14/2009) |
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09/14/2009 |
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PRO HAC VICE FEE PAID. $ 50, receipt number PHX088476 as to Avi Braz. (BAS) (Entered: 09/14/2009) |
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09/14/2009 |
322 |
ORDER pursuant to General Order 05-25 granting 321 Motion for Admission Pro Hac Vice.Per the Court's Administrative Policies and Procedures Manual, applicant has five (5) days in which to register as a user of the Electronic Filing System. Registration to be accomplished via the court's website at www.azd.uscourts.gov. (BAS)(This is a TEXT ENTRY ONLY. There is no.pdf document associated with this entry.) (Entered: 09/14/2009) |
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09/14/2009 |
Joint MOTION for Extension of Time of Discovery Deadlines of Plaintiff and Defendants Chow, Hodgson, Li, Sollitto and Pratt by Wayne Pratt, Vincent F. Sollitto, Jr. (Attachments: # 1 Text of Proposed Order)(Adams, Joseph) (Entered: 09/14/2009) |
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09/16/2009 |
ORDER granting in part and denying in part 323 Motion for Extension of Time. GRANTED to the extent that the discovery cutoff date is extended from October 30, 2009 to and including December 31, 2009. In all other respects IT IS ORDERED DENYING the joint motion. IT IS FURTHER ORDERED affirming the firm trial date on February 9, 2010. Signed by Judge Frederick J Martone on 9/15/09.(DMT, ) (Entered: 09/16/2009) |
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09/17/2009 |
MOTION for Summary Judgment by Man Kit Chow, James Ching Hua Li. (Attachments: # 1 Memorandum of Points and Authorities, # 2 Separate Statement of Undisputed Facts, # 3 Exhibit A to the Separate Statement of Undisputed Facts, # 4 Exhibit B to the Separate Statement of Undisputed Facts, # 5 Exhibit C to the Separate Statement of Undisputed Facts, # 6 Exhibit D to the Separate Statement of Undisputed Facts)(Lopez, Jennifer) (Entered: 09/17/2009) |
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09/30/2009 |
Notice re RULE 26(A)(3) WITNESS AND EXHIBIT DISCLOSURES by Man Kit Chow, James Ching Hua Li (Lopez, Jennifer) (Entered: 09/30/2009) |
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09/30/2009 |
Notice re Rule 26(a)(3) Witness and Exhibit Disclosures by Wayne Pratt, Vincent F. Sollitto, Jr (Adams, Joseph) (Entered: 09/30/2009) |
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09/30/2009 |
Notice re Plaintiffs' Pretrial Disclosures by New Haven Policemen and Firemen's Pension Fund, City of, St. Clair Shores Police and Fire Retirement System, City of (Attachments: # 1 Appendix, # 2 Exhibit 1, # 3 Exhibit 2)(Sams, Ex Kano) (Entered: 09/30/2009) |
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09/30/2009 |
REPORT of Defendant John Hodgson's Rule 26(A)(3) Witness and Exhibit Disclosures by Defendant John S. Hodgson. (Ybarra, Joseph) (Entered: 09/30/2009) |
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10/01/2009 |
Notice re Lead Plaintiff's and Named Plaintiff's Service of Supplemental Expert Reports by New Haven Policemen and Firemen's Pension Fund, City of, St. Clair Shores Police and Fire Retirement System, City of (Sams, Ex Kano) (Entered: 10/01/2009) |
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10/08/2009 |
RESPONSE in Opposition re 317 MOTION for Summary Judgment filed by New Haven Policemen and Firemen's Pension Fund, City of, St. Clair Shores Police and Fire Retirement System, City of. (Sams, Ex Kano) (Entered: 10/08/2009) |
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10/08/2009 |
DECLARATION of Declaration of Ex Kano S. Sams II in Support of Plaintiffs' Opposition to Defendants Sollitto and Pratt's Motion for Summary Judgment by Plaintiff St. Clair Shores Police and Fire Retirement System, City of, Movant New Haven Policemen and Firemen's Pension Fund, City of filed by St. Clair Shores Police and Fire Retirement System, City of, New Haven Policemen and Firemen's Pension Fund, City of. (Attachments: # 1 Exhibit Index of Exhibits, # 2 Exhibit 1, # 3 Exhibit 2, # 4 Exhibit 3, # 5 Exhibit 4, # 6 Exhibit 5, # 7 Exhibit 6, # 8 Exhibit 7, # 9 Exhibit 8, # 10 Exhibit 9, # 11 Exhibit 10, # 12 Exhibit 11, # 13 Exhibit 12, # 14 Exhibit 13, # 15 Exhibit 14, # 16 Exhibit 15, # 17 Exhibit 16, # 18 Exhibit 17, # 19 Exhibit 18, # 20 Exhibit 19 - Part 1, # 21 Exhibit 19 - Part 2, # 22 Exhibit 20 - Part 1, # 23 Exhibit 20 - Part 2)(Sams, Ex Kano) (Entered: 10/08/2009) |
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10/08/2009 |
STATEMENT of of Disputed and Undisputed Facts in Support of re 331 Response in Opposition to Motion by Movant New Haven Policemen and Firemen's Pension Fund, City of, Plaintiff St. Clair Shores Police and Fire Retirement System, City of. (Sams, Ex Kano) (Entered: 10/08/2009) |
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10/08/2009 |
DECLARATION of of Steven P. Feinstein, Ph.D., CFA in Support of re 331 Response in Opposition to Motion by Plaintiff St. Clair Shores Police and Fire Retirement System, City of, Movant New Haven Policemen and Firemen's Pension Fund, City of filed by St. Clair Shores Police and Fire Retirement System, City of, New Haven Policemen and Firemen's Pension Fund, City of. (Sams, Ex Kano) (Entered: 10/08/2009) |
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10/08/2009 |
DECLARATION of of Richard Puntillo in Support of re 331 Response in Opposition to Motion by Plaintiff St. Clair Shores Police and Fire Retirement System, City of, Movant New Haven Policemen and Firemen's Pension Fund, City of filed by St. Clair Shores Police and Fire Retirement System, City of, New Haven Policemen and Firemen's Pension Fund, City of. (Sams, Ex Kano) (Entered: 10/08/2009) |
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10/14/2009 |
MOTION for Admission Pro Hac Vice as to attorney Jeffrey D. Light by St. Clair Shores Police and Fire Retirement System, City of. (Light, Jeffrey) (Entered: 10/14/2009) |
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10/15/2009 |
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PRO HAC VICE FEE PAID. $ 50, receipt number PHX089575 as to Jeffrey D Light. (BAS) (Entered: 10/15/2009) |
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10/15/2009 |
337 |
ORDER pursuant to General Order 05-25 granting 336 Motion for Admission Pro Hac Vice.Per the Court's Administrative Policies and Procedures Manual, applicant has five (5) days in which to register as a user of the Electronic Filing System. Registration to be accomplished via the court's website at www.azd.uscourts.gov. (BAS)(This is a TEXT ENTRY ONLY. There is no.pdf document associated with this entry.) (Entered: 10/15/2009) |
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10/16/2009 |
RESPONSE in Opposition re 325 MOTION for Summary Judgment filed by New Haven Policemen and Firemen's Pension Fund, City of, St. Clair Shores Police and Fire Retirement System, City of. (Sams, Ex Kano) (Entered: 10/16/2009) |
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10/16/2009 |
DECLARATION of Ex Kano S. Sams II in Support of Plaintiffs' Opposition to Defendants James Ching Hua Li and Man Kit (Thomas) Chow's Memorandum of Points and Authorities in Support of Motion for Summary Judgment re 338 Response in Opposition to Motion for Summary Judgment by Movant New Haven Policemen and Firemen's Pension Fund, City of, Plaintiff St. Clair Shores Police and Fire Retirement System, City of. (Attachments: # 1 Appendix, # 2 Exhibit 1, # 3 Exhibit 2, # 4 Exhibit 3, # 5 Exhibit 4, # 6 Exhibit 5, # 7 Exhibit 6, # 8 Exhibit 7, # 9 Exhibit 8, # 10 Exhibit 9, # 11 Exhibit 10, # 12 Exhibit 11, # 13 Exhibit 12, # 14 Exhibit 13, # 15 Exhibit 14, # 16 Exhibit 15, # 17 Exhibit 16, # 18 Exhibit 17, # 19 Exhibit 18.1, # 20 Exhibit 18.2, # 21 Exhibit 19.1, # 22 Exhibit 19.2)(Sams, Ex Kano) (Entered: 10/16/2009) |
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10/16/2009 |
STATEMENT of Disputed and Undisputed Facts in Support of Plaintiffs' Opposition to Defendants James Ching Hua Li and Man Kit (Thomas) Chow's Memorandum of Points and Authorities in Support of Motion for Summary Judgment re 338 Response in Opposition to Motion for Summary Judgment by Movant New Haven Policemen and Firemen's Pension Fund, City of, Plaintiff St. Clair Shores Police and Fire Retirement System, City of. (Sams, Ex Kano) (Entered: 10/16/2009) |
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10/16/2009 |
DECLARATION of Steven P. Feinstein, PH.D., CFA in Support of Plaintiffs' Opposition to Defendants James Ching Hua Li and Man Kit (Thomas) Chow's Memorandum of Points and Authorities in Support of Motion for Summary Judgment re 338 Response in Opposition to Motion for Summary Judgment by Movant New Haven Policemen and Firemen's Pension Fund, City of, Plaintiff St. Clair Shores Police and Fire Retirement System, City of. (Sams, Ex Kano) (Entered: 10/16/2009) |
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10/16/2009 |
DECLARATION of Richard Puntillo in Support of Plaintiffs' Opposition to Defendants James Ching Hua Li and Man Kit (Thomas) Chow's Memorandum of Points and Authorities in Support of Motion for Summary Judgment re 338 Response in Opposition to Motion for Summary Judgment by Movant New Haven Policemen and Firemen's Pension Fund, City of, Plaintiff St. Clair Shores Police and Fire Retirement System, City of. (Sams, Ex Kano) (Entered: 10/16/2009) |
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10/26/2009 |
REPLY in Support re 317 MOTION for Summary Judgment filed by Wayne Pratt, Vincent F. Sollitto, Jr. (Adams, Joseph) (Entered: 10/26/2009) |
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11/03/2009 |
MOTION for Preliminary Approval of Class Action Settlement by New Haven Policemen and Firemen's Pension Fund, City of, St. Clair Shores Police and Fire Retirement System, City of. (Attachments: # 1 Text of Proposed Order Preliminarily Approving Settlement and Providing for Notice)(Light, Jeffrey) (Entered: 11/03/2009) |
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11/03/2009 |
MEMORANDUM re: in Support of Plaintiffs' Motion for Preliminary Approval of Class Action Settlement re 344 MOTION for Preliminary Approval of Class Action Settlement by Movant New Haven Policemen and Firemen's Pension Fund, City of, Plaintiff St. Clair Shores Police and Fire Retirement System, City of. (Light, Jeffrey) (Entered: 11/03/2009) |
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11/03/2009 |
STIPULATION of Settlement by New Haven Policemen and Firemen's Pension Fund, City of, St. Clair Shores Police and Fire Retirement System, City of. (Attachments: # 1 Exhibit A, # 2 Exhibit A-1, # 3 Exhibit A-2, # 4 Exhibit A-3, # 5 Exhibit B)(Light, Jeffrey) (Entered: 11/03/2009) |
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11/05/2009 |
REPLY in Support re 325 MOTION for Summary Judgment filed by Man Kit Chow, James Ching Hua Li. (Lopez, Jennifer) (Entered: 11/05/2009) |
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11/09/2009 |
ORDER that the Court does approve 346 Stipulation of Settlement 344 ; Motion preliminary approving the Stipulation and the settlement set forth therein, subject to further consideration at the Settlement Hearing. A hearing (the "Settlement Hearing") shall be held before this Court on February 12, 2010 at 2:00 p.m. All proceedings in the Litigation are stayed until further order of the Court, except as may be necessary to implement the settlement or comply with the terms of the settlement. Signed by Judge Frederick J Martone on 11/8/09. (see order for full details)(DMT, ) (Entered: 11/09/2009) |
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01/06/2010 |
Letter (of objection re proposed settlement) from Eugene J. Goltz (LAD) (Entered: 01/08/2010) |
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01/08/2010 |
MOTION for Final Approval of Class Action Settlement and Plan of Allocation of Settlement Proceeds, MOTION for Attorney Fees and Expenses by New Haven Policemen and Firemen's Pension Fund, City of, St. Clair Shores Police and Fire Retirement System, City of. (Light, Jeffrey) (Entered: 01/08/2010) |
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01/08/2010 |
MEMORANDUM re: in Support of Plaintiffs' Motion for Final Approval of Class Action Settlement and Plan of Allocation of Settlement Proceeds re 350 MOTION for Final Approval of Class Action Settlement and Plan of Allocation of Settlement Proceeds MOTION for Attorney Fees and Expenses by Movant New Haven Policemen and Firemen's Pension Fund, City of, Plaintiff St. Clair Shores Police and Fire Retirement System, City of. (Light, Jeffrey) (Entered: 01/08/2010) |
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01/08/2010 |
MEMORANDUM re: in Support of Lead Counsel's Motion for an Award of Attorneys' Fees and Expenses re 350 MOTION for Final Approval of Class Action Settlement and Plan of Allocation of Settlement Proceeds MOTION for Attorney Fees and Expenses by Movant New Haven Policemen and Firemen's Pension Fund, City of, Plaintiff St. Clair Shores Police and Fire Retirement System, City of. (Attachments: # 1 Appendix A)(Light, Jeffrey) (Entered: 01/08/2010) |
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01/08/2010 |
DECLARATION of of Daniel S. Drosman re 350 MOTION for Final Approval of Class Action Settlement and Plan of Allocation of Settlement Proceeds MOTION for Attorney Fees and Expenses by Plaintiff St. Clair Shores Police and Fire Retirement System, City of, Movant New Haven Policemen and Firemen's Pension Fund, City of filed by St. Clair Shores Police and Fire Retirement System, City of, New Haven Policemen and Firemen's Pension Fund, City of. (Light, Jeffrey) (Entered: 01/08/2010) |
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01/08/2010 |
DECLARATION of Carole K. Sylvester re A) Mailing of the Notice of Proposed Settlement of Class Action and the Proof of Claim and Release Form, and B) Publication of the Summary Notice re 350 MOTION for Final Approval of Class Action Settlement and Plan of Allocation of Settlement Proceeds MOTION for Attorney Fees and Expenses by Plaintiff St. Clair Shores Police and Fire Retirement System, City of, Movant New Haven Policemen and Firemen's Pension Fund, City of filed by St. Clair Shores Police and Fire Retirement System, City of, New Haven Policemen and Firemen's Pension Fund, City of. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D)(Light, Jeffrey) (Entered: 01/08/2010) |
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01/08/2010 |
DECLARATION of James Haddad re 350 MOTION for Final Approval of Class Action Settlement and Plan of Allocation of Settlement Proceeds MOTION for Attorney Fees and Expenses by Plaintiff St. Clair Shores Police and Fire Retirement System, City of, Movant New Haven Policemen and Firemen's Pension Fund, City of filed by St. Clair Shores Police and Fire Retirement System, City of, New Haven Policemen and Firemen's Pension Fund, City of. (Light, Jeffrey) (Entered: 01/08/2010) |
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01/08/2010 |
DECLARATION of Carolyn W. Kone re 350 MOTION for Final Approval of Class Action Settlement and Plan of Allocation of Settlement Proceeds MOTION for Attorney Fees and Expenses by Plaintiff St. Clair Shores Police and Fire Retirement System, City of, Movant New Haven Policemen and Firemen's Pension Fund, City of filed by St. Clair Shores Police and Fire Retirement System, City of, New Haven Policemen and Firemen's Pension Fund, City of. (Attachments: # 1 Exhibit A)(Light, Jeffrey) (Entered: 01/08/2010) |
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01/08/2010 |
DECLARATION of Jeffrey D. Light on behalf of Coughlin Stoia Geller Rudman & Robbins LLP re 350 MOTION for Final Approval of Class Action Settlement and Plan of Allocation of Settlement Proceeds MOTION for Attorney Fees and Expenses by Plaintiff St. Clair Shores Police and Fire Retirement System, City of, Movant New Haven Policemen and Firemen's Pension Fund, City of filed by St. Clair Shores Police and Fire Retirement System, City of, New Haven Policemen and Firemen's Pension Fund, City of. (Attachments: # 1 Exhibit A)(Light, Jeffrey) (Entered: 01/08/2010) |
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01/08/2010 |
DECLARATION of Michael Salcido on behalf of Buckley King LPA re 350 MOTION for Final Approval of Class Action Settlement and Plan of Allocation of Settlement Proceeds MOTION for Attorney Fees and Expenses by Plaintiff St. Clair Shores Police and Fire Retirement System, City of, Movant New Haven Policemen and Firemen's Pension Fund, City of filed by St. Clair Shores Police and Fire Retirement System, City of, New Haven Policemen and Firemen's Pension Fund, City of. (Attachments: # 1 Exhibit A)(Light, Jeffrey) (Entered: 01/08/2010) |
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01/08/2010 |
DECLARATION of Christopher P. Simon on behalf of Cross & Simon, LLC re 350 MOTION for Final Approval of Class Action Settlement and Plan of Allocation of Settlement Proceeds MOTION for Attorney Fees and Expenses by Plaintiff St. Clair Shores Police and Fire Retirement System, City of, Movant New Haven Policemen and Firemen's Pension Fund, City of filed by St. Clair Shores Police and Fire Retirement System, City of, New Haven Policemen and Firemen's Pension Fund, City of. (Attachments: # 1 Exhibit A)(Light, Jeffrey) (Entered: 01/08/2010) |
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01/08/2010 |
DECLARATION of Michael S. Etkin on behalf of Lowenstein Sandler, PC re 350 MOTION for Final Approval of Class Action Settlement and Plan of Allocation of Settlement Proceeds MOTION for Attorney Fees and Expenses by Plaintiff St. Clair Shores Police and Fire Retirement System, City of, Movant New Haven Policemen and Firemen's Pension Fund, City of filed by St. Clair Shores Police and Fire Retirement System, City of, New Haven Policemen and Firemen's Pension Fund, City of. (Attachments: # 1 Exhibit A)(Light, Jeffrey) (Entered: 01/08/2010) |
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01/08/2010 |
DECLARATION of Frank Lewis re 350 MOTION for Final Approval of Class Action Settlement and Plan of Allocation of Settlement Proceeds MOTION for Attorney Fees and Expenses by Plaintiff St. Clair Shores Police and Fire Retirement System, City of, Movant New Haven Policemen and Firemen's Pension Fund, City of filed by St. Clair Shores Police and Fire Retirement System, City of, New Haven Policemen and Firemen's Pension Fund, City of. (Light, Jeffrey) (Entered: 01/08/2010) |
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01/11/2010 |
Shareholder OBJECTION of Charles M Ceray to Proposed Class Action Settlement (REW, ) (Entered: 01/12/2010) |
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01/15/2010 |
Letter from Raymond D Johnson To Syntax Securities Litigation re Objection to the proposed settlement. (LSP) (Entered: 01/19/2010) |
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01/25/2010 |
ORDER vacating the pretrial conference set for January 29, 2010 and the trial date set for February 9, 2010. IT IS FURTHER ORDERED that all pending motions are deemed moot. Signed by Judge Frederick J Martone on 1/25/10. (DMT) (Entered: 01/25/2010) |
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01/29/2010 |
REPLY in Support re 350 MOTION for Final Approval of Class Action Settlement and Plan of Allocation of Settlement Proceeds MOTION for Attorney Fees and Expenses filed by New Haven Policemen and Firemen's Pension Fund, City of, St. Clair Shores Police and Fire Retirement System, City of. (Attachments: # 1 Text of Proposed Order Approving Plan of Allocation of Settlement Proceeds, # 2 Text of Proposed Order Awarding Attorneys' Fees and Expenses, # 3 Text of Proposed Order Final Judgment and Order of Dismissal with Prejudice)(Light, Jeffrey) (Entered: 01/29/2010) |
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02/02/2010 |
Letter from James J. Donovan re Notice of Proposed Settlement of Class Action (LAD) (Entered: 02/03/2010) |
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02/08/2010 |
Additional Attachments to Main Document re 365 Reply in Support of Motion,, [Proposed] Amended Final Judgment and Order of Dismissal with Prejudice by Movant New Haven Policemen and Firemen's Pension Fund, City of, Plaintiff St. Clair Shores Police and Fire Retirement System, City of. (Attachments: # 1 Exhibit 1)(Light, Jeffrey) (Entered: 02/08/2010) |
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02/08/2010 |
MOTION for Leave to Appear Telephonically by John S. Hodgson. (Attachments: # 1 Text of Proposed Order Order)(Belanger, James) Modified on 2/9/2010 INCORRECT MOTION EVENT SELECTED; THIS ENTRY HAS BEEN MODIFIED ACCORDINGLY (REW). (Entered: 02/08/2010) |
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02/08/2010 |
MOTION for Leave to Appear: Telephonically by Wayne Pratt, Vincent F. Sollitto, Jr. (Attachments: # 1 Text of Proposed Order)(Adams, Joseph) (Entered: 02/08/2010) |
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02/09/2010 |
MOTION for Leave to Appear: Telephonically Defendants James Ching Hua Li and Man Kit (Thomas) Chow's Motion to Appear Telephonically by Man Kit Chow, James Ching Hua Li. (Attachments: # 1 Text of Proposed Order)(Clyde, H) (Entered: 02/09/2010) |
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02/09/2010 |
Letter from Eugene J. Goltz ref: Proposed Settlement. (DTN) (Entered: 02/10/2010) |
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02/10/2010 |
ORDER granting Dft Hodgson's 368 Motion to Appear Telephonically; allowing counsel for dft Hodgson to appear telephonically for the settlement hearing on 02/12/10 at 2:00p.m.. Counsel is directed to call (602)322-7590. Signed by Judge Frederick J Martone on 02/10/10.(ESL) (Entered: 02/10/2010) |
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02/10/2010 |
ORDER that defendants Sollitto and Pratt's 369 Motion to Appear Telephonically is granted and that their out-of-state counsel may appear at the 02/12/10 hearing by telephone. Signed by Judge Frederick J Martone on 02/10/10.(ESL) (Entered: 02/10/2010) |
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02/10/2010 |
ORDER that Defendants James Ching Hua Li and Man Kit (Thomas) Chow's 370 Motion to Appear Telephonically is granted and that their out-of-state counsel may appear at the 02/12/10 hearing by telephone. Signed by Judge Frederick J Martone on 02/10/10.(ESL) (Entered: 02/10/2010) |
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02/12/2010 |
375 |
Minute Entry for proceedings held before Judge Frederick J Martone: Settlement Hearing held on 2/12/2010. Appearances for plaintiffs: Frank Lewis (by telephone); Jeffrey Light; and James Barnhouse for Michael Salcido. Appearances for defendants: Craig Varnen (by telephone); Joel Hoxie; Joseph Adams; Michael Clyde; Avi Braz (by telephone); David Rosenbaum; and Efren Compean. Also present by telephone: Charles Cerny, objector/shareholder. Discussion held re: fairness of settlement, plan of allocation, and request for fees. Mr. Cerny is directed to advise his family members that they will be included in this class unless they request exclusion no later than 5:00 PM (MST) on Tuesday, 2/16/2010. As set forth on the record, the Court finds that the settlement is fair, reasonable and adequate within the meaning of Rule 23(e)(2) of the Federal Rules of Civil Procedure. The motion to approve the settlement is granted and the objections that have been filed are overruled. Plaintiffs counsel is directed to submit a second amended proposed final form of judgment. The motion for an award of attorneys' fees is granted and the plan of allocation is approved without objection, with written orders to be signed in conjunction with the judgment. (Court Reporter Patricia Lyons.)(This is a TEXT ENTRY ONLY. There is no PDF document associated with this entry.)(KAR) (Entered: 02/12/2010) |
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02/17/2010 |
Additional Attachments to Main Document re 365 Reply in Support of Motion,, Second Amended Final Judgment and Order of Dismissal with Prejudice by Movant New Haven Policemen and Firemen's Pension Fund, City of, Plaintiff St. Clair Shores Police and Fire Retirement System, City of. (Attachments: # 1 Exhibit 1)(Light, Jeffrey) (Entered: 02/17/2010) |
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02/18/2010 |
CLASS ACTION - FINAL JUDGMENT AND ORDER OF DISMISSAL WITH PREJUDICE - IT ISHEREBY ORDERED, ADJUDGED AND DECREED that: This Jgm incorporates by reference the definitions in the Stipulation, and all terms used herein shall have the same meanings set forth in the Stipulation. This Court has jurisdiction over the subject matter of the Litigation and over all parties to the Litigation, including all members of the Class. Signed by Judge Frederick J Martone on 2/18/10. (see order for full details)(SAT) (Entered: 02/18/2010) |
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02/18/2010 |
FINAL JUDGMENT and ORDER OF DISMISSAL WITH PREJUDICE, re: approval of settlement as set forth in the Stipulation of Settlement (see order for details). Signed by Judge Frederick J Martone on 2/18/10. (REW) MODIFIED TEXT ON 2/18/2010 TO STATE THAT THIS DOCUMENT IS A DUPLICATE OF THE DOCUMENT FILED AT 377 . (ALR) (Entered: 02/18/2010) |
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02/18/2010 |
Additional Attachments to Main Document; EXHIBIT re 377 , 378 Judgments. (REW) (Entered: 02/18/2010) |
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02/18/2010 |
ORDER APPROVING PLAN OF ALLOCATION OF SETTLEMENT PROCEEDS, as set forth in the Notice. Signed by Judge Frederick J Martone on 2/18/10. (REW) (Entered: 02/18/2010) |
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02/18/2010 |
ORDER AWARDING ATTORNEYS' FEES AND EXPENSES, the Court awards Lead Counsel attorneys' fees of 25% of the Settlement Fund and expenses in an aggregate amount of $1,086,705.67, together with the interest earned thereon for the same time period and at the same rate as that earned on the Settlement Fund until paid; the Court awards Plaintiff City of New Haven Policemen and Firemen's Pension Fund $7,812.50 for reimbursement of its reasonable costs and expenses in representing the Class (see order for further details). Signed by Judge Frederick J Martone on 2/18/10. (REW) (Entered: 02/18/2010) |