ADRMOP, CLOSED, E-Filing

U.S. District Court
California Northern District (San Francisco)
CIVIL DOCKET FOR CASE #: 3:07-cv-00392-SC


Rosenbaum Capital, LLC v. McNulty et al
Assigned to: Hon. Samuel Conti
Cause: 28:1331 Fed. Question: Securities Violation


Date Filed: 01/19/2007
Date Terminated: 08/04/2009
Jury Demand: Plaintiff
Nature of Suit: 850 Securities/Commodities
Jurisdiction: Federal Question

 

Plaintiff

 

Rosenbaum Capital, LLC

represented by

Elizabeth C Guarnieri
Green Welling LLP
595 Market Street, Suite 2750
San Francisco, CA 94105
415-477-6700
Fax: 415-477-6710
Email: ecg@classcounsel.com
TERMINATED: 05/16/2007
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Charles David Marshall
Green Welling, P.C.
595 Market Street, Suite 2750
San Francisco, CA 94105
415-477-6700
Fax: 415-477-6710
Email: CAND.USCOURTS@classcounsel.com
ATTORNEY TO BE NOTICED

Marc S. Henzel
Law Offices of Marc S. Henzel
273 Montgomery Avenue
Suite 202
Bala Cynwyd, PA 19004
610-660-8000/888-643-6735
Fax: 610-660-8080
Email: mhenzel182@aol.com
ATTORNEY TO BE NOTICED

Robert S. Green
Green Welling, P.C.
595 Market Street, Suite 2750
San Francisco, CA 94105
415-477-6700
Fax: 415-477-6710
Email: CAND.USCOURTS@CLASSCOUNSEL.COM
ATTORNEY TO BE NOTICED

William B. Federman
Federman & Sherwood
10205 N. Pennsylvania
Oklahoma City, OK 73120
405-235-1560
Fax: 405-239-2112
Email: wbf@federmanlaw.com
ATTORNEY TO BE NOTICED

 

 

 

Plaintiff

 

 

T. Paul Thomas
TERMINATED: 10/31/2007

represented by

William B. Federman
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Robert S. Green
(See above for address)
ATTORNEY TO BE NOTICED

 

 

 


V.

 

 

Defendant

 

 

John E. McNulty

represented by

Michael L. Charlson
Hogan & Hartson
525 University Avenue
4th Floor
Palo Alto, CA 94301
(650) 463-4000
Fax: (650) 463-4199
Email: mlcharlson@hhlaw.com
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Carol Lynn Thompson
Sidley Austin LLP
555 California Street
20th Floor
San Francisco, CA 94104-1715
(415) 772-1200
Fax: (415) 772-7400
Email: cthompson@sidley.com
ATTORNEY TO BE NOTICED

Nathaniel Robertson Spencer-Mork
Sidley Austin LLP
555 California Street
20th Floor
San Francisco, CA 94104-1715
(415) 772-1200
Fax: (415) 772-7400
Email: nspencer@sidley.com
ATTORNEY TO BE NOTICED

 

 

 

Defendant

 

 

Tim Steinkopf

represented by

Michael L. Charlson
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Carol Lynn Thompson
(See above for address)
ATTORNEY TO BE NOTICED

Nathaniel Robertson Spencer-Mork
(See above for address)
ATTORNEY TO BE NOTICED

 

 

 

Defendant

 

 

Secure Computing Corporation

represented by

Michael L. Charlson
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Carol Lynn Thompson
(See above for address)
ATTORNEY TO BE NOTICED

Nathaniel Robertson Spencer-Mork
(See above for address)
ATTORNEY TO BE NOTICED

 

 

 

 

Date Filed

#

Docket Text

01/19/2007

1 

CLASS ACTION COMPLAINT FOR VIOLATIONS OF FEDERAL SECURITIES LAWS: JURY TRIAL DEMANDED against John E. McNulty, Tim Steinkopf, Secure Computing Corporation ( Filing fee $ 350.00, receipt number 34611001956.). Filed byRosenbaum Capital, LLC. (aaa, Court Staff) (Filed on 1/19/2007) Additional attachment(s) added on 1/23/2007 (aaa, Court Staff). (Entered: 01/22/2007)

01/19/2007

  

Summons Issued as to John E. McNulty, Tim Steinkopf, Secure Computing Corporation. (aaa, Court Staff) (Filed on 1/19/2007) (Entered: 01/22/2007)

01/19/2007

2 

ADR SCHEDULING ORDER: Case Management Statement due by 4/20/2007. Case Management Conference set for 4/27/2007 10:00 AM. Signed by Senior Judge Samuel Conti on 1/19/07. (Attachments: # 1 Standing Order)(aaa, Court Staff) (Filed on 1/19/2007) (Entered: 01/22/2007)

01/19/2007

  

CASE DESIGNATED for Electronic Filing. (aaa, Court Staff) (Filed on 1/19/2007) (Entered: 01/22/2007)

01/26/2007

3 

CERTIFICATE OF SERVICE by Rosenbaum Capital, LLC PROOF OF SERVICE OF SUMMONS on Defendant Secure Computing Corporation (Guarnieri, Elizabeth) (Filed on 1/26/2007) (Entered: 01/26/2007)

02/13/2007

4 

STIPULATION AND [PROPOSED] ORDER EXTENDING TIME TO RESPOND TO COMPLAINT AND SETTING BRIEFING SCHEDULE FOR MOTIONS TO DISMISS by John E. McNulty, Tim Steinkopf, Secure Computing Corporation. (Charlson, Michael) (Filed on 2/13/2007) (Entered: 02/13/2007)

02/14/2007

5 

STIPULATION AND ORDER extending time to respond to complaint and setting briefing schedule for motions to dismiss. Signed by Judge Samuel Conti on 2/14/07. (tdm, COURT STAFF) (Filed on 2/14/2007) (Entered: 02/14/2007)

02/22/2007

MOTION for leave for admission of Attorney William B. Federman to appear in Pro Hac Vice: Fee paid; receipt number 34611003299 filed by Rosenbaum Capital, LLC. (aaa, Court Staff) (Filed on 2/22/2007) (Entered: 02/23/2007)

02/22/2007

  

[Proposed] Order re 6 MOTION for leave for admission of Attorney William B. Federman to appear in Pro Hac Vice by Rosenbaum Capital, LLC. (aaa, Court Staff) (Filed on 2/22/2007) (Entered: 02/23/2007)

03/01/2007

7 

ORDER by Senior Judge Samuel Conti granting 6 Motion for leave for admission of Attorney William B. Federman Pro Hac Vice (aaa, Court Staff) (Filed on 3/1/2007) (Entered: 03/02/2007)

03/20/2007

8 

MOTION to Appoint Lead Plaintiff and Lead Counsel MOVANT THOMAS GROUP'S NOTICE OF MOTION; MEMORANDUM OF POINTS AND AUTHORITIES IN SUPPORT OF MOTION FOR APPOINTMENT OF LEAD PLAINTIFF; AND FOR APPROVAL OF ITS CHOICE OF COUNSEL AS LEAD AND LIAISON COUNSEL FOR THE CLASS filed by T. Paul Thomas, Rosenbaum Capital, LLC. Motion Hearing set for 4/27/2007 10:00 AM in Courtroom 1, 17th Floor, San Francisco. (Green, Robert) (Filed on 3/20/2007) (Entered: 03/20/2007)

03/20/2007

9 

Declaration of Robert Green in Support of 8 MOTION to Appoint Lead Plaintiff and Lead Counsel MOVANT THOMAS GROUP'S NOTICE OF MOTION; MEMORANDUM OF POINTS AND AUTHORITIES IN SUPPORT OF MOTION FOR APPOINTMENT OF LEAD PLAINTIFF; AND FOR APPROVAL OF ITS CHOICE OF COUNSEL AS LEAD AND LIAISO filed byRosenbaum Capital, LLC, T. Paul Thomas. (Attachments: # 1 Exhibit 1 through 7)(Related document(s) 8 ) (Green, Robert) (Filed on 3/20/2007) (Entered: 03/20/2007)

03/20/2007

10 

Proposed Order GRANTING MOVANT THOMAS GROUP'S MOTION FOR APPOINTMENT OF LEAD PLAINTIFF AND FOR APPROVAL OF ITS CHOICE OF LEAD AND LIAISON COUNSEL 8 by Rosenbaum Capital, LLC, T. Paul Thomas. (Green, Robert) (Filed on 3/20/2007) (Entered: 03/20/2007)

04/06/2007

11 

STIPULATION AND [PROPOSED] ORDER CONTINUING DATE OF CASE MANAGEMENT CONFERENCE by Rosenbaum Capital, LLC. (Green, Robert) (Filed on 4/6/2007) (Entered: 04/06/2007)

04/13/2007

12 

Reply Memorandum to Motion for Appointment of Lead Plaintiff and Approval of Class Counsel filed byJohn E. McNulty, Tim Steinkopf, Secure Computing Corporation. (Thompson, Carol) (Filed on 4/13/2007) (Entered: 04/13/2007)

04/17/2007

13 

STIPULATION AND ORDER Case Management Conference set for 6/29/2007 10:00 AM.. Signed by Judge Samuel Conti on 4/16/07. (tdm, COURT STAFF) (Filed on 4/17/2007) (Entered: 04/17/2007)

05/03/2007

14 

ORDER by Judge Samuel Conti granting 8 Motion to Appoint Lead Plaintiff and Lead Counsel. Appointed Thomas Group as Lead Plaintiff. Appointed Federman & Sherwood as Lead Counsel and Green Welling LLP as Liaison Counsel for Thomas Group. (sclc1, COURT STAFF) (Filed on 5/3/2007) (Entered: 05/03/2007)

05/16/2007

15 

NOTICE of Change In Counsel by Robert S. Green (Green, Robert) (Filed on 5/16/2007) (Entered: 05/16/2007)

06/08/2007

16 

NOTICE of need for ADR Phone Conference (ADR L.R. 3-5 d) (Charlson, Michael) (Filed on 6/8/2007) (Entered: 06/08/2007)

06/08/2007

17 

ADR Certification (ADR L.R. 3-5b) of discussion of ADR options (Charlson, Michael) (Filed on 6/8/2007) (Entered: 06/08/2007)

06/14/2007

18 

STIPULATION AND PROPOSED ORDER TO MODIFY BRIEFING SCHEDULE by Rosenbaum Capital, LLC. (Green, Robert) (Filed on 6/14/2007) (Entered: 06/14/2007)

06/18/2007

19 

CLERK'S NOTICE Case Management Conference set for 6/29/07 is continued to 12/7/2007 10:00 AM. (tdm, COURT STAFF) (Filed on 6/18/2007) (Entered: 06/18/2007)

06/18/2007

20 

STIPULATION AND ORDER to Modify Briefing Schedule (tdm, COURT STAFF) (Filed on 6/18/2007) (Entered: 06/18/2007)

06/18/2007

21 

ADR Clerks Notice Setting ADR Phone Conference on 6/27/07 at 3:00 p.m. Please take note that plaintiff's counsel initiates the call to all parties. (tjs, COURT STAFF) (Filed on 6/18/2007) (Entered: 06/18/2007)

06/21/2007

  

ADR Remark: The ADR Phone Conference has been taken off calendar and will be rescheduled to a time closer to the Case Management Conference. (tjs, COURT STAFF) (Filed on 6/21/2007) (Entered: 06/21/2007)

07/02/2007

22 

AMENDED COMPLAINT against all defendants. Filed byRosenbaum Capital, LLC, T. Paul Thomas. (Federman, William) (Filed on 7/2/2007) (Entered: 07/02/2007)

08/16/2007

23 

MOTION to Dismiss For Failure to State a Claim; and Memorandum of Points and Authorities in Support filed by John E. McNulty, Tim Steinkopf, Secure Computing Corporation. Motion Hearing set for 11/30/2007 10:00 AM in Courtroom 1, 17th Floor, San Francisco. (Charlson, Michael) (Filed on 8/16/2007) (Entered: 08/16/2007)

08/16/2007

24 

Request for Judicial Notice re 23 MOTION to Dismiss For Failure to State a Claim; and Memorandum of Points and Authorities in Support filed byJohn E. McNulty, Tim Steinkopf, Secure Computing Corporation. (Attachments: # 1 Exhibit A# 2 Exhibit B# 3 Exhibit C# 4 Exhibit D# 5 Exhibit E# 6 Exhibit F# 7 Exhibit G# 8 Exhibit H# 9 Exhibit I, 1 of 3# 10 Exhibit I, 2 of 3# 11 Exhibit I, 3 of 3# 12 Exhibit J# 13 Exhibit K# 14 Exhibit L# 15 Exhibit M)(Related document(s) 23 ) (Charlson, Michael) (Filed on 8/16/2007) (Entered: 08/16/2007)

08/16/2007

25 

Proposed Order Granting Defendants' Motion to Dismiss for Failure to State a Claim by John E. McNulty, Tim Steinkopf, Secure Computing Corporation. (Charlson, Michael) (Filed on 8/16/2007) (Entered: 08/16/2007)

08/16/2007

26 

Certificate of Interested Entities by Michael L. Charlson (Charlson, Michael) (Filed on 8/16/2007) (Entered: 08/16/2007)

08/16/2007

27 

CERTIFICATE OF SERVICE by John E. McNulty, Tim Steinkopf, Secure Computing Corporation re 23 MOTION to Dismiss For Failure to State a Claim; and Memorandum of Points and Authorities in Support, 25 Proposed Order, 26 Certificate of Interested Entities, 24 Request for Judicial Notice,, (Charlson, Michael) (Filed on 8/16/2007) (Entered: 08/16/2007)

10/01/2007

28 

Memorandum in Opposition re 23 MOTION to Dismiss For Failure to State a Claim; and Memorandum of Points and Authorities in Support filed byRosenbaum Capital, LLC, T. Paul Thomas. (Attachments: # 1 Exhibit 1)(Federman, William) (Filed on 10/1/2007) (Entered: 10/01/2007)

10/19/2007

29 

MOTION to Withdraw PLAINTIFF T. PAUL THOMAS' UNOPPOSED MOTION TO WITHDRAW AS CO-LEAD PLAINTIFF filed by Rosenbaum Capital, LLC. (Attachments: # 1 Proposed Order)(Marshall, Charles) (Filed on 10/19/2007) (Entered: 10/19/2007)

10/25/2007

30 

ORDER by Judge Samuel Conti granting 29 Motion to Withdraw Plaintiff T. Paul Thomas as Co-Lead Plaintiff (tdm, COURT STAFF) (Filed on 10/25/2007) (Entered: 10/25/2007)

10/31/2007

31 

Reply to Opposition re 23 MOTION to Dismiss For Failure to State a Claim; and Memorandum of Points and Authorities in Support filed byJohn E. McNulty, Tim Steinkopf, Secure Computing Corporation. (Charlson, Michael) (Filed on 10/31/2007) (Entered: 10/31/2007)

11/12/2007

32 

STIPULATION STIPULATION AND [PROPOSED] ORDER RESCHEDULING INITIAL CASE MANAGEMENT CONFERENCE AND RELATED DEADLINES by Rosenbaum Capital, LLC, John E. McNulty, Tim Steinkopf, Secure Computing Corporation. (Charlson, Michael) (Filed on 11/12/2007) (Entered: 11/12/2007)

11/14/2007

33 

ERRONEOUSLY POSTED Reply Memorandum PLAINTIFF'S OPPOSED APPLICATION TO FILE SURREPLY TO THE REPLY MEMORANDUM IN SUPPORT OF DEFENDANTS' MOTION TO DISMISS FOR FAILURE TO STATE A CLAIM filed byRosenbaum Capital, LLC. (Attachments: # 1 Proposed Order)(Green, Robert) (Filed on 11/14/2007) Modified on 11/15/2007 (aaa, Court Staff). Modified on 11/16/2007 (aaa, Court Staff). See docket number 35 for correct posting. (Entered: 11/14/2007)

11/15/2007

34 

STIPULATION AND ORDER Case Management Conference set for 12/7/07 is continued to 4/4/2008 10:00 AM.. Signed by Judge Samuel Conti on 11/13/07. (tdm, COURT STAFF) (Filed on 11/15/2007) (Entered: 11/15/2007)

11/15/2007

35 

MOTION for Leave to File PLAINTIFF'S OPPOSED APPLICATION TO FILE SURREPLY TO THE REPLY MEMORANDUM IN SUPPORT OF DEFENDANTS' MOTION TO DISMISS FOR FAILURE TO STATE A CLAIM filed by Rosenbaum Capital, LLC. (Attachments: # 1 Proposed Order)(Green, Robert) (Filed on 11/15/2007) (Entered: 11/15/2007)

11/16/2007

36 

ORDER by Judge Samuel Conti granting 35 Motion for Leave to File (sclc2, COURT STAFF) (Filed on 11/16/2007) Additional attachment(s) added on 11/16/2007 (tdm, COURT STAFF). (Entered: 11/16/2007)

11/19/2007

37 

REPLY to Response to Motion TO DISMISS FOR FAILURE TO STATE A CLAIM 23 filed by Rosenbaum Capital, LLC. (Green, Robert) (Filed on 11/19/2007) Modified on 11/20/2007 (sv, COURT STAFF). (Entered: 11/19/2007)

03/04/2008

38 

ORDER by Judge Samuel Conti denying 23 Motion to Dismiss (sclc2, COURT STAFF) (Filed on 3/4/2008) (Entered: 03/04/2008)

03/11/2008

39 

STIPULATION AND [PROPOSED] ORDER RESCHEDULING INITIAL CASE MANAGEMENT CONFERENCE AND RELATED DEADLINES by Rosenbaum Capital, LLC, John E. McNulty, Tim Steinkopf, Secure Computing Corporation. (Charlson, Michael) (Filed on 3/11/2008) (Entered: 03/11/2008)

03/11/2008

40 

STIPULATION EXTENDING DEFENDANTS TIME TO ANSWER COMPLAINT by Rosenbaum Capital, LLC, John E. McNulty, Tim Steinkopf, Secure Computing Corporation. (Charlson, Michael) (Filed on 3/11/2008) (Entered: 03/11/2008)

03/11/2008

41 

STIPULATION AND ORDER Case Management Conference set for 4/4/08 is continued to 5/9/2008 10:00 AM.. Signed by Judge Samuel Conti on 3/11/08. (tdm, COURT STAFF) (Filed on 3/11/2008) (Entered: 03/11/2008)

04/14/2008

42 

STIPULATION SECOND STIPULATION EXTENDING DEFENDANTS TIME TO ANSWER COMPLAINT by Rosenbaum Capital, LLC, John E. McNulty, Tim Steinkopf, Secure Computing Corporation. (Charlson, Michael) (Filed on 4/14/2008) (Entered: 04/14/2008)

04/15/2008

43 

STIPULATION AND ORDER Extending Defendants' time to Answer Complaint to 4/25/08. (tdm, COURT STAFF) (Filed on 4/15/2008) (Entered: 04/15/2008)

04/25/2008

44 

DEFENDANT SECURE COMPUTING CORPORATIONS ANSWER to Amended Complaint bySecure Computing Corporation. (Charlson, Michael) (Filed on 4/25/2008) (Entered: 04/25/2008)

04/25/2008

45 

DEFENDANT JOHN E. MCNULTYS ANSWER to Amended Complaint byJohn E. McNulty. (Charlson, Michael) (Filed on 4/25/2008) (Entered: 04/25/2008)

04/25/2008

46 

DEFENDANT TIM STEINKOPFS ANSWER to Amended Complaint byTim Steinkopf. (Charlson, Michael) (Filed on 4/25/2008) (Entered: 04/25/2008)

05/02/2008

47 

CASE MANAGEMENT STATEMENT JOINT INITIAL CASE MANAGEMENT CONFERENCE STATEMENT filed by Rosenbaum Capital, LLC, John E. McNulty, Tim Steinkopf, Secure Computing Corporation. (Charlson, Michael) (Filed on 5/2/2008) (Entered: 05/02/2008)

05/09/2008

48 

Minute Entry: Case Management Conference held on 5/9/2008 before Judge Samuel Conti (Date Filed: 5/9/2008). Further Case Management Conference set for 11/20/2008 10:00 AM. (Court Reporter Lydia Zinn.) (tdm, COURT STAFF) (Date Filed: 5/9/2008) (Entered: 05/09/2008)

05/09/2008

50 

AMENDED Minute Entry: Case Management Conference held on 5/9/2008 before Judge Samuel Conti (Date Filed: 5/9/2008). Case Management Conference set for 11/21/2008 10:00 AM. () (tdm, COURT STAFF) (Date Filed: 5/9/2008) (Entered: 05/21/2008)

05/19/2008

49 

Letter from Michael L. Charlson to Judge Conti re Case Management Conference Held May 6, 2008. (Charlson, Michael) (Filed on 5/19/2008) (Entered: 05/19/2008)

07/22/2008

51 

Proposed Order Regarding Confidentiality by Rosenbaum Capital, LLC. (Charlson, Michael) (Filed on 7/22/2008) (Entered: 07/22/2008)

08/05/2008

52 

STIPULATION AND ORDER REGARDING CONFIDENTIALITY. Signed by Judge Samuel Conti on 8/5/08. (tdm, COURT STAFF) (Filed on 8/5/2008) (Entered: 08/05/2008)

08/29/2008

53 

MOTION to Certify Class Notice of Motion, Motion for Class Certification and Memorandum of Points and Authorities in Support filed by Rosenbaum Capital, LLC. Motion Hearing set for 11/21/2008 10:00 AM. (Federman, William) (Filed on 8/29/2008) (Entered: 08/29/2008)

08/29/2008

54 

Declaration of Scott D. Hakala PH.D., CFA in Support of 53 MOTION to Certify Class Notice of Motion, Motion for Class Certification and Memorandum of Points and Authorities in Support Regarding Market Efficiency and Loss Causation filed byRosenbaum Capital, LLC. (Related document(s) 53 ) (Federman, William) (Filed on 8/29/2008) (Entered: 08/29/2008)

09/04/2008

55 

STIPULATION AND [PROPOSED] ORDER REGARDING CASE SCHEDULE by John E. McNulty, Tim Steinkopf, Secure Computing Corporation. (Charlson, Michael) (Filed on 9/4/2008) (Entered: 09/04/2008)

09/05/2008

56 

STIPULATION AND ORDER Regarding Case Schedule. Signed by Judge Samuel Conti on 9/5/08. (tdm, COURT STAFF) (Filed on 9/5/2008) (Entered: 09/05/2008)

09/11/2008

57 

STATUS REPORT JOINT CASE STATUS REPORT REGARDING MEDIATION by Rosenbaum Capital, LLC, John E. McNulty, Tim Steinkopf, Secure Computing Corporation. (Spencer-Mork, Nathaniel) (Filed on 9/11/2008) (Entered: 09/11/2008)

10/17/2008

58 

NOTICE of Change In Counsel by Michael L. Charlson NOTICE OF CHANGE OF ATTORNEY INFORMATION AND CHANGE OF COUNSEL OF RECORD (Charlson, Michael) (Filed on 10/17/2008) (Entered: 10/17/2008)

11/14/2008

59 

Letter from Michael L. Charlson and William B. Federman re Case Management Conference. (Charlson, Michael) (Filed on 11/14/2008) (Entered: 11/14/2008)

12/01/2008

60 

STIPULATION Joint Stipulation and [Proposed] Order Regarding Briefing Schedule for Preliminary Approval of Settlement by Secure Computing Corporation. (Charlson, Michael) (Filed on 12/1/2008) (Entered: 12/01/2008)

12/02/2008

61 

STIPULATION AND ORDER re briefing schedule for the Motion for Preliminary Approval of Settlement and setting the hearing for Preliminary Approval of Settlement on February 6, 2009 at 10:00 a.m. Signed by Judge Samuel Conti on 12/2/08. (tdm, COURT STAFF) (Filed on 12/2/2008) (Entered: 12/02/2008)

12/19/2008

62 

Letter from Lead Plaintiff and Defendants. (Charlson, Michael) (Filed on 12/19/2008) (Entered: 12/19/2008)

12/19/2008

63 

STIPULATION Joint Stipulation and [Proposed] Order Regarding Briefing Schedule for Preliminary Approval of Settlement by Secure Computing Corporation. (Charlson, Michael) (Filed on 12/19/2008) (Entered: 12/19/2008)

12/31/2008

64 

STIPULATION of Settlement by Rosenbaum Capital, LLC. (Attachments: # 1 Exhibit A - Preliminary Approval Order, # 2 Exhibit B - Proof of Claim, # 3 Exhibit C - Notice of Pendency of Class Action, # 4 Exhibit D - Summary Notice, # 5 Exhibit E - Final Order Judgment)(Federman, William) (Filed on 12/31/2008) (Entered: 12/31/2008)

12/31/2008

65 

MOTION for Settlement , Lead Plaintiff's Notice of Unopposed Motion, Unopposed Motion for Preliminary Approval of Settlement and Memorandum and Points and Authorities in Support filed by Rosenbaum Capital, LLC. Motion Hearing set for 2/6/2009 10:00 AM in Courtroom 1, 17th Floor, San Francisco. (Federman, William) (Filed on 12/31/2008) (Entered: 12/31/2008)

12/31/2008

66 

Declaration of William B. Federman in Support of 65 MOTION for Settlement , Lead Plaintiff's Notice of Unopposed Motion, Unopposed Motion for Preliminary Approval of Settlement and Memorandum and Points and Authorities in Support filed byRosenbaum Capital, LLC. (Attachments: # 1 Exhibit 1 - Preliminary Approval Order, # 2 Exhibit 2 - Notice of Pendency of Class Action, # 3 Exhibit 3 - Proof of Claim, # 4 Exhibit 4 - Summary Notice)(Related document(s) 65 ) (Federman, William) (Filed on 12/31/2008) (Entered: 12/31/2008)

12/31/2008

67 

Proposed Order re 65 MOTION for Settlement , Lead Plaintiff's Notice of Unopposed Motion, Unopposed Motion for Preliminary Approval of Settlement and Memorandum and Points and Authorities in Support by Rosenbaum Capital, LLC. (Federman, William) (Filed on 12/31/2008) (Entered: 12/31/2008)

01/07/2009

68 

STIPULATION AND ORDER regarding briefing schedule for preliminary approval of settlement. Signed by Judge Samuel Conti on 1/6/09. (tdm, COURT STAFF) (Filed on 1/7/2009) (Entered: 01/07/2009)

02/09/2009

69 

ORDER by Judge Samuel Conti granting 65 Motion for Preliminary Approval of Settlement (sclc2, COURT STAFF) (Filed on 2/9/2009) (Entered: 02/09/2009)

03/30/2009

70 

NOTICE of Change of Address by Michael L. Charlson NOTICE OF CHANGE OF FIRM ADDRESS (Charlson, Michael) (Filed on 3/30/2009) (Entered: 03/30/2009)

06/12/2009

71 

MOTION for Settlement LEAD PLAINTIFF'S NOTICE OF MOTION AND MOTION FOR FINAL APPROVAL OF SETTLEMENT AND APPROVAL OF THE PLAN OF ALLOCATION OF SETTLEMENT PROCEEDS AND MEMORANDUM OF POINTS AND AUTHORITIES IN SUPPORT filed by Rosenbaum Capital, LLC. Motion Hearing set for 6/26/2009 10:00 AM. (Attachments: # 1 Proposed Order)(Green, Robert) (Filed on 6/12/2009) (Entered: 06/12/2009)

06/12/2009

72 

MOTION for Attorney Fees LEAD PLAINTIFFS' APPLICATION FOR ATTORNEYS' FEES AND EXPENSES AND MEMORANDUM OF POINTS AND AUTHORITIES IN SUPPORT filed by Rosenbaum Capital, LLC. Motion Hearing set for 6/26/2009 10:00 AM. (Attachments: # 1 Proposed Order)(Green, Robert) (Filed on 6/12/2009) (Entered: 06/12/2009)

06/12/2009

73 

Declaration of WILLIAM B. FEDERMAN in Support of 72 MOTION for Attorney Fees LEAD PLAINTIFFS' APPLICATION FOR ATTORNEYS' FEES AND EXPENSES AND MEMORANDUM OF POINTS AND AUTHORITIES IN SUPPORT, 71 MOTION for Settlement LEAD PLAINTIFF'S NOTICE OF MOTION AND MOTION FOR FINAL APPROVAL OF SETTLEMENT AND APPROVAL OF THE PLAN OF ALLOCATION OF SETTLEMENT PROCEEDS AND MEMORANDUM OF POINTS AND AUTHORITIES IN SUPPORT filed byRosenbaum Capital, LLC. (Related document(s) 72 , 71 ) (Green, Robert) (Filed on 6/12/2009) (Entered: 06/12/2009)

06/12/2009

74 

Proposed Order FINAL JUDGMENT by Rosenbaum Capital, LLC. (Green, Robert) (Filed on 6/12/2009) (Entered: 06/12/2009)

06/19/2009

75 

Statement Concerning Motion for Final Approval of Settlement by John E. McNulty, Secure Computing Corporation, Tim Steinkopf. (Charlson, Michael) (Filed on 6/19/2009) (Entered: 06/19/2009)

06/26/2009

76 

Minute Entry: Motion Hearing held on 6/26/2009 before Judge Samuel Conti (Date Filed: 6/26/2009) re 72 Motion for Attorney Fees 71 Motion for Final Approval of Settlement and Approval of the Plan of Allocation of Settlement Proceedings, Further Hearing 7/10/09 at 10:00 a.m. (Court Reporter Connie Kuhl.) (tdm, COURT STAFF) (Date Filed: 6/26/2009) (Entered: 06/26/2009)

07/02/2009

77 

NOTICE by Rosenbaum Capital, LLC of Lead Plaintiff's Supplemental Affidavit by the Claims Administrator in Support of Final Approval of Settlement (Federman, William) (Filed on 7/2/2009) (Entered: 07/02/2009)

07/08/2009

78 

ORDER by Judge Samuel Conti granting 71 Motion for Settlement (sclc1, COURT STAFF) (Filed on 7/8/2009) (Entered: 07/08/2009)

07/08/2009

79 

ORDER MODIFYING AND APPROVING PLAN OF ALLOCATION. Signed by Judge Samuel Conti on 07/08/09. (sclc1, COURT STAFF) (Filed on 7/8/2009) (Entered: 07/08/2009)

07/08/2009

80 

ORDER by Judge Samuel Conti granting 72 Motion for Attorney Fees (sclc1, COURT STAFF) (Filed on 7/8/2009) (Entered: 07/08/2009)

12/22/2009

81 

MOTION for Disbursement of Funds NOTICE OF MOTION AND MOTION FOR DISTRIBUTION OF NET SETTLEMENT FUND AND MEMORANDUM IN SUPPORT filed by Rosenbaum Capital, LLC. Motion Hearing set for 3/5/2010 10:00 AM. (Attachments: # 1 Proposed Order)(Green, Robert) (Filed on 12/22/2009) (Entered: 12/22/2009)

12/22/2009

82 

Declaration of Stephen J. Cirami in Support of 81 MOTION for Disbursement of Funds NOTICE OF MOTION AND MOTION FOR DISTRIBUTION OF NET SETTLEMENT FUND AND MEMORANDUM IN SUPPORT filed byRosenbaum Capital, LLC. (Related document(s) 81 ) (Green, Robert) (Filed on 12/22/2009) (Entered: 12/22/2009)