US District Court Civil Docket as of 11/15/2010
Retrieved from the court on November 16, 2010

 


United States District Court
Central District Of California (Western Division - Los Angeles)
CIVIL DOCKET FOR CASE #: 2:07-cv-00931-DDP -FMO


Avi Gold v. Brad A Morrice et al
Assigned to: Judge Dean D. Pregerson
Referred to: Magistrate Judge Fernando M. Olguin
Member cases:

    2:07-cv-00986-DDP-JTL

    2:07-cv-01349-DDP-JTL

    8:07-cv-00170-DDP-JTL

    2:07-cv-01103-DDP-JTL

    8:07-cv-00227-DDP-JTL

    8:07-cv-00176-DDP-JTL

    8:07-cv-00162-DDP-JTL

    8:07-cv-00173-DDP-JTL

    8:07-cv-00182-DDP-JTL

    2:07-cv-01683-DDP-JTL

    8:07-cv-00251-DDP-JTL

    8:07-cv-00165-DDP-JTL

    2:07-cv-01260-DDP-JTL

    8:07-cv-00270-DDP-JTL

    8:07-cv-00367-DDP-JTL

 

Related Cases: 

8:09-cv-01426-DDP-FMO

8:08-cv-01265-DDP-FMO

8:07-cv-00304-DDP-JTL

8:07-cv-00310-DDP-JTL

8:07-cv-00320-DDP-FMO

8:07-cv-00309-DDP-JTL

8:07-cv-00387-DDP-JTL

8:07-cv-00391-DDP-JTL

8:07-cv-00464-DDP-JTL

8:07-cv-00465-DDP-JTL

8:07-cv-00585-DDP-JTL

8:07-cv-00590-DDP-FMO

Cause: 28:1331 Fed. Question: Securities Violation


Date Filed: 02/08/2007
Date Terminated: 11/15/2010
Jury Demand: Both
Nature of Suit: 850 Securities/Commodities
Jurisdiction: Federal Question

 

Plaintiff

 

Avi Gold
individually and on behalf of all others similarly situated

represented by

Laurence D Paskowitz
Paskowitz and Associates
60 East 42nd Street, 46th Floor
New York, NY 10016
212-685-0969
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Lionel Zevi Glancy
Glancy Binkow & Goldberg LLP
1801 Avenue of the Stars Suite 311
Los Angeles, CA 90067
310-201-9150
Fax: 310-201-9160
Email: lglancy@glancylaw.com
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Michael M Goldberg
Glancy Binkow & Goldberg LLP
1801 Avenue of the Stars Suite 311
Los Angeles, CA 90067
310-201-9150
Fax: 310-201-9160
Email: mmgoldberg@glancylaw.com
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Nancy Kaboolian
Abbey Spanier Rodd and Abrams
212 E 39th St
New York, NY 10016
212-889-3700
Email: nkaboolian@abbeyspanier.com
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Peter A Binkow
Glancy Binkow and Goldberg LLP
1801 Avenue of the Stars Suite 311
Los Angeles, CA 90067
310-201-9150
Email: pbinkow@glancylaw.com
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Roy L Jacobs
Roy Jacobs & Associates
60 East 42nd Street 46th Floor
New York, NY 10165
212-867-1156
Fax: 212-504-8343
Email: Rjacobs@jacobsclasslaw.com
LEAD ATTORNEY
PRO HAC VICE
ATTORNEY TO BE NOTICED

Plaintiff

Durston Winesburg

represented by

Lori S Brody
Kaplan Fox & Kilsheimer LLP
1801 Century Park East Suite 1095
Los Angeles, CA 90067
310-785-0800
Fax: 310-785-0897
Email: lbrody@kaplanfox.com
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Plaintiff

Robert W Boyd, III

represented by

Lori S Brody
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Plaintiff

Bruce Novotone

represented by

Lori S Brody
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED


V.

Consol Plaintiff

New York State Teachers' Retirement System
Lead plaintiff

represented by

Blair A Nicholas
Bernstein Litowitz Berger & Grossmann LLP
12481 High Bluff Drive Suite 300
San Diego, CA 92130
858-793-0070
Fax: 858-793-0323
Email: blairn@blbglaw.com
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Elizabeth P Lin
Bernstein Litowitz Berger & Grossmann LLP
12481 High Bluff Drive Suite 300
San Diego, CA 92130-3582
858-793-0070
Fax: 858-793-0323
Email: elizabethl@blbglaw.com
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Gerald H Silk
Bernstein Litowitz Berger & Grossmann
1285 Avenue of the Americas
New York, NY 10019
212-554-1400
Fax: 212-554-1444
Email: jerry@blbglaw.com
LEAD ATTORNEY
PRO HAC VICE
ATTORNEY TO BE NOTICED

Hannah E Greenwald
Bernstein Litowitz Berger & Grossman
1285 Avenue of the Americas, 33rd Fl
New York, NY 10019
212-554-1400
Email: hannah@blbglaw.com
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Lauren A McMillen
Bernstein Litowitz Berber & Grossmann LLP
1285 Avenue of the Americas 38th Floor
New York, NY 10019
212-554-1400
Fax: 212-554-1444
Email: lauren@blbglaw.com
LEAD ATTORNEY
PRO HAC VICE
ATTORNEY TO BE NOTICED

Matthew P Siben
Dietrich Siben Thorpe LLP
2173 Salk Avenue
Suite 250
Carlsbad, CA 92008
760-579-7368
Fax: 760-579-7369
Email: matthew@dstlegal.com
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Max W Berger
Bernstein Litowitz Berger & Grossman
1285 Avenue of the Americas
New York, NY 10019
212-554-1400
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Noam Mandel
Bernstein Litowitz Berger & Grossmann
1285 Avenue of the Americas
New York, NY 10019
212-554-1400
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Salvatore J Graziano
Bernstein Litowitz Berger and Grossmann LLP
1285 Avenue of the Americas
New York, NY 10019
212-554-1400
Email: sgraziano@blbglaw.com
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Benjamin Galdston
Bernstein Litowitz Berger & Grossmann LLP
12481 High Bluff Drive Suite 300
San Diego, CA 92130
858-793-0070
Fax: 858-793-0323
Email: beng@blbglaw.com
ATTORNEY TO BE NOTICED

Matthew Patrick Jubenville
Bernstein Litowitz Berger and Grossmann LLP
12481 High Bluff Drive Suite 300
San Diego, CA 92130
858-720-3180
Fax: 858-793-0323
Email: matthewj@blbglaw.com
ATTORNEY TO BE NOTICED

Consol Plaintiff

Charles Hooten

represented by

James S Cahill
Rossbacher Firm
811 Wilshire Blvd, Ste 1650
Los Angeles, CA 90017-2666
213-895-6500
Fax: 213-895-6161
Email: j.cahill@rossbacherlaw.com
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Richard A Speirs
Zwerling Schachter and Zwerling
41 Madison Avenue
New York, NY 10010
212-223-3900
Email: rspeirs@zsz.com
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Kevin M McGee
Zwerling Schachter & Zwerling
595 South Federal Highway, Suite 600
Boca Raton, FL 33432
561-544-2500
TERMINATED: 05/01/2009

Jeffrey C Zwerling
Zwerling Schachter & Zwerling LLP
41 Madison Avenue
New York, NY 10010
212-223-3900
Fax: 212-371-5969
Email: jzwerling@zsz.com
PRO HAC VICE
ATTORNEY TO BE NOTICED

Consol Plaintiff

Carl Larson


V.

Movant

Eden-Zoghby Group
TERMINATED: 09/14/2007

represented by

Frederic S Fox
Kaplan Fox & Kilsheimer
850 Third Avenue, 14th Fl
New York, NY 10022
212-687-1980
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Jeffrey P Campisi
Kaplan Fox & Kilsheimer LLP
850 Third Avenue 14th Floor
New York, NY 10022
212-687-1980
Fax: 212-687-7714
Email: jcampisi@kaplanfox.com
LEAD ATTORNEY
PRO HAC VICE
ATTORNEY TO BE NOTICED

Joel B Strauss
Kaplan Fox and Kilsheimer LLP
850 Third Avenue
14th Floor
New York, NY 10022
212-687-1980
Fax: 212-687-7714
Email: jstrauss@kaplanfox.com
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Karen Hanson Riebel
Lockridge Grindal Nauen PLLP
100 Washington Avenue South Suite 2200
Minneapolis, MN 55401-2159
612-339-6900
Fax: 612-339-0981
Email: khriebel@locklaw.com
LEAD ATTORNEY
PRO HAC VICE
ATTORNEY TO BE NOTICED

Laurence D King
Kaplan Fox & Kilsheimer LLP
350 Sansome Street Suite 400
San Francisco, CA 94104
415-772-4700
Fax: 415-772-4707
Email: lking@kaplanfox.com
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Lori S Brody
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Richard A Lockridge
Lockridge Grindal Nauen PLLP
100 Washington Avenue South Suite 2200
Minneapolis, MN 55401
612-339-6900
Fax: 612-399-0981
Email: ralockridge@locklaw.com
LEAD ATTORNEY
PRO HAC VICE
ATTORNEY TO BE NOTICED

Movant

Stuart Wollman
TERMINATED: 09/14/2007

represented by

Betsy C Manifold
Wolf Haldenstein Adler Freeman & Herz LLP
750 B Street Suite 2770
San Diego, CA 92101
619-239-4599
Fax: 619-234-4599
Email: manifold@whafh.com
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Francis M Gregorek
Wolf Haldenstein Adler Freeman & Herz
750 B Street Suite 2770
San Diego, CA 92101
619-239-4599
Fax: 619-234-4599
Email: gregorek@whafh.com
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Marisa C Livesay
Wolf Haldenstein Adler Freeman and Herz
750 B Street, Suite 2770
San Diego, CA 92101
619-239-4599
Email: livesay@whafh.com
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Rachele R Rickert
Wolf Haldenstein Adler Freeman & Herz
Symphony Tower
750 B Street Suite 2770
San Diego, CA 92101
619-239-4599
Fax: 619-234-4599
Email: rickert@whafh.com
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Movant

Joe Verne
TERMINATED: 09/14/2007

represented by

Alan Duane Berg
Alan Berg Law Offices
15165 Ventura Boulevard, Suite 400
Sherman Oaks, CA 91403
818-788-8300
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Sherrie R Savett
Berger & Montague PC
1622 Locust Street
Philadelphia, PA 19103
215-875-3071
Fax: 215-875-5715
Email: ssavett@bm.net
LEAD ATTORNEY
PRO HAC VICE
ATTORNEY TO BE NOTICED

Douglas M Risen
Berger and Montague
1622 Locust St
Philadelphia, PA 19103-6365
215-875-4631
Email: drisen@bm.net
TERMINATED: 02/20/2009

Movant

Anima S.G.R.p.A
TERMINATED: 09/14/2007

represented by

Christopher Kim
Lim Ruger & Kim LLP
1055 West Seventh Street Suite 2800
Los Angeles, CA 90017
213-955-9500
Fax: 213-955-9511
Email: christopher.kim@limruger.com
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Darren J Check
Schiffrin Barroway Topaz and Kessler
280 King of Prussia Road
Radnor, PA 19087
610-667-7706
Email: dcheck@sbtklaw.com
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Geoffrey C Jarvis
Grant & Eisenhofer PA
1201 North Market Street Suite 2100
Wilmington, DE 19801
302-622-7000
Fax: 302-622-7100
Email: gjarvis@gelaw.com
LEAD ATTORNEY
PRO HAC VICE
ATTORNEY TO BE NOTICED

Jay W Eisenhofer
Grant & Eisenhofer PA
485 Lexington Avenue 29th Floor
New York, NY 10017
646-722-8515
Fax: 646-722-8501
Email: jeisenhofer@gelaw.com
LEAD ATTORNEY
PRO HAC VICE
ATTORNEY TO BE NOTICED

Lisa J Yang
Lim Ruger & Kim LLP
1055 West 7th Street Suite 2800
Los Angeles, CA 90017
213-955-9500
Fax: 213-955-9511
Email: lisa.yang@limruger.com
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Naumon A Amjed
Grant & Eisenhofer P.A.
1201 North Market Street, Suite 2100
Wilmington, DE 19801
302-622-7000
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Nicolette Tropiano
Schiffrin Barroway Topaz & Kessler, LLP
280 King of Prussia Road
Radnor, PA 19087
610-667-7706
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Richard S Schiffrin
Schiffrin Barroway Topaz and Kessler
280 King of Prussia Road
Radnor, PA 19087
610-667-7706
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Sean M Handler
Barroway Topaz Kessler & Check LLP
280 King of Prussia Road
Radnor, PA 19087
610-667-7706
Fax: 610-667-7056
Email: shandler@btkmc.com
LEAD ATTORNEY
PRO HAC VICE
ATTORNEY TO BE NOTICED

Sharan Nirmul
Barroway Topaz Kessler Meltzer & Check LLP
280 King of Prussia Road
Radnor, PA 19087
610-667-7706
Fax: 610-667-7056
Email: snirmul@btkmc.com
LEAD ATTORNEY
PRO HAC VICE
ATTORNEY TO BE NOTICED

Stuart L Berman
Schiffrin Barroway Topaz and Kessler
280 King of Prussia Road
Radnor, PA 19087
610-667-7706
Email: sberman@sbtklaw.com
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Movant

Metzler Asset Management GmbH
TERMINATED: 09/14/2007

represented by

Alexander Reus
Diaz Reus Rolff & Targ LLP
2600 Bank of America Tower
100 SE Second Street
Miami, FL 33131
305-375-9920
TERMINATED: 09/16/2010
LEAD ATTORNEY

Christopher Kim
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Darren J Check
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Geoffrey C Jarvis
(See above for address)
LEAD ATTORNEY
PRO HAC VICE
ATTORNEY TO BE NOTICED

Jay W Eisenhofer
(See above for address)
LEAD ATTORNEY
PRO HAC VICE
ATTORNEY TO BE NOTICED

Lisa J Yang
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Naumon A Amjed
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Nicolette Tropiano
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Richard S Schiffrin
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Sean M Handler
(See above for address)
LEAD ATTORNEY
PRO HAC VICE
ATTORNEY TO BE NOTICED

Sharan Nirmul
(See above for address)
LEAD ATTORNEY
PRO HAC VICE
ATTORNEY TO BE NOTICED

Stuart L Berman
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Movant

Paul R Aronson
TERMINATED: 09/14/2007

represented by

Brian Phillip Murray
Murray Frank & Sailer LLP
275 Madison Avenue Suite 801
New York, NY 10016
212-682-1818
Fax: 212-682-1892
Email: bmurray@murrayfrank.com
LEAD ATTORNEY
PRO HAC VICE
ATTORNEY TO BE NOTICED

Darren J Robbins
Robbins Geller Rudman & Dowd LLP
655 West Broadway Suite 1900
San Diego, CA 92101
619-231-1058
Fax: 619-231-7423
Email: e_file_sd@rgrdlaw.com
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

John J Rice
Lerach Coughlin Stoia Geller Rudman & Robbins LLP
655 West Broadway, Suite 1900
San Diego, CA 92101-3301
619-231-1058
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Ramzi Abadou
Barroway Topaz Kessler Meltzer & Check, LLP
580 California Street, Suite 1750
San Francisco, CA 94104
415-400-3000
Fax: 415-400-3001
Email: rabadou@btkmc.com
TERMINATED: 06/12/2008
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Susan G Taylor
Robbins Geller Rudman & Dowd LLP
655 West Broadway Suite 1900
San Diego, CA 92101-3301
619-231-1058
Fax: 619-231-7423
Email: susant@rgrdlaw.com
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Movant

Laborers Pension Trust Fund for Northern California
TERMINATED: 09/14/2007

represented by

Brian Phillip Murray
(See above for address)
LEAD ATTORNEY
PRO HAC VICE
ATTORNEY TO BE NOTICED

Darren J Robbins
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

John J Rice
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Ramzi Abadou
(See above for address)
TERMINATED: 06/12/2008
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Susan G Taylor
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Movant

Jack Roth
TERMINATED: 09/14/2007

represented by

Brian Phillip Murray
(See above for address)
LEAD ATTORNEY
PRO HAC VICE
ATTORNEY TO BE NOTICED

Darren J Robbins
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

John J Rice
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Ramzi Abadou
(See above for address)
TERMINATED: 06/12/2008
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Susan G Taylor
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Movant

Reinhard Barthel
TERMINATED: 09/14/2007

represented by

Fei-Lu Qian
Pomerantz Haudek Block Grossman and Gross LLP
100 Park Avenue 26th Floor
New York, NY 10017-5516
212-661-1100
Fax: 212-661-8665
Email: flqian@pomlaw.com
LEAD ATTORNEY
PRO HAC VICE
ATTORNEY TO BE NOTICED

Joseph Winters Cotchett
Cotchett Pitre and McCarthy
San Francisco Airport Office Center
840 Malcolm Road Suite 200
Burlingame, CA 94010
650-697-6000
Fax: 650-697-0577
Email: jcotchett@cpmlegal.com
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Joshua B Silverman
Pomerantz Haudek Block Grossman and Gross
One North LaSalle Street, Suite 2225
Chicago, IL 60602
312-377-1181
Email: jbsilverman@pomlaw.com
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Marc I Gross
Pomerantz Haudek Block Grossman & Gross LLP
100 Park Avenue 26th Floor
New York, NY 10017-5516
212-661-1100
Fax: 212-661-8665
Email: migross@pomlaw.com
LEAD ATTORNEY
PRO HAC VICE
ATTORNEY TO BE NOTICED

Patrick V Dahlstrom
Pomerantz Haudek Block Grossman & Gross LLP
Ten South LaSalle Street Suite 3505
Chicage, IL 60603
312-377-1181
Fax: 312-377-1184
Email: pdahlstrom@pomlaw.com
LEAD ATTORNEY
PRO HAC VICE
ATTORNEY TO BE NOTICED

Steven Noel Williams
Cotchett Pitre and McCarthy
840 Malcolm Rd Suite 200
Burlingame, CA 94010
650-697-6000
Fax: 650-697-0577
Email: swilliams@cpmlegal.com
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Movant

Maine State Retirement System
TERMINATED: 09/14/2007

represented by

Chad Allen Carder
Barrack Rodos and Bacine
3300 Two Commerce Square
2001 Market Street
Philadelphia, PA 19103
215-963-0600
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Daniel E Bacine
Barrack Rodos and Bacine
3300 Two Commerce Square
2001 Market Street
Philadelphia, PA 19103
215-963-0600
Email: dbacine@barrack.com
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

John L Haeussler
Saudi Aramco
Law Department
P.O. Box 5000
Dhahran 31311
SaudiArabi
011-966-3-874-7073
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Leonard Barrack
Barrack Rodos & Bacine
3300 Two Commerce Square
2001 Market St Suite 3300
Philadelphia, PA 19103
215-963-0600
Fax: 619-963-0838
Email: lbarrack@barrack.com
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Mark R Rosen
Barrack Rodos & Bacine
600 West Broadway
Suite 900
San Diego, CA 92101
619-230-0800
Email: mrosen@barrack.com
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Stephen R Basser
Barrack Rodos & Bacine
600 West Broadway Suite 900
San Diego, CA 92101
619-230-0800
Fax: 619-230-1874
Email: sbasser@barrack.com
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Movant

Port Authority of Allegheny County Retirement and Disability Allowance Plan for Employees Represented by Local 85 of the Amalgamated Transit Union
TERMINATED: 09/14/2007

represented by

Chad Allen Carder
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Daniel E Bacine
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

John L Haeussler
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Leonard Barrack
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Mark R Rosen
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Stephen R Basser
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Movant

Donald Johnson
TERMINATED: 09/14/2007

represented by

Blake M Harper
Hulett Harper Stewart LLP
525 B Street Suite 760
San Diego, CA 92101
619-338-1133
Fax: 619-338-1139
Email: bmh@hulettharper.com
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

David C Cimo
Genovese Joblove & Battista, P.A.
100 Southeast Second Street
44th Floor
Miami, FL 33131
305-349-2300
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Dennis J. Stewart
Hulett Harper and Stewart LLP
550 West C Street Suite 1600
San Diego, CA 92101
619-338-1133
Fax: 619-338-1139
Email: dstewart@hulettharper.com
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Jennifer A Kagan
Hulett Harper Stewart LLP
550 West C Street Suite 1600
San Diego, CA 92101
619-338-1133
Email: jenni@hulettharper.com
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Jonathan E Perlman
Genovese Joblove & Battista
100 Southeast Second Street, 44th Floor
Miami, FL 33131
305-349-2300
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Kim Elaine Miller
Kahn Gauthier Swick
12 East 41st Street Suite 1200
New York, NY 10017
212-696-3730
Email: kim.miller@ksfcounsel.com
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Lewis S Kahn
Kahn Swick & Foti LLC
206 Covington Street
Madison, LA 70447
504-455-1400
Fax: 504-455-1498
Email: lewis.kahn@kgscounsel.com
LEAD ATTORNEY
PRO HAC VICE
ATTORNEY TO BE NOTICED

Michael A Swick
Kahn Gauthier Swick LLC
12 East 41st Street 12th Floor
New York, NY 10017
212-696-3730
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Movant

William Kornfeld, Jr.
TERMINATED: 09/14/2007

represented by

Blake M Harper
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

David C Cimo
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Dennis J. Stewart
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Jennifer A Kagan
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Jonathan E Perlman
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Kim Elaine Miller
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Lewis S Kahn
(See above for address)
LEAD ATTORNEY
PRO HAC VICE
ATTORNEY TO BE NOTICED

Michael A Swick
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Movant

Joshua Brown
TERMINATED: 09/14/2007

represented by

Lionel Zevi Glancy
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Michael M Goldberg
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Movant

Steven Gedy
TERMINATED: 09/14/2007

represented by

Lionel Zevi Glancy
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Michael M Goldberg
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Movant

Hoa T D Howell
TERMINATED: 09/14/2007

represented by

Lionel Zevi Glancy
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Michael M Goldberg
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Movant

Earl R Kidd
TERMINATED: 09/14/2007

represented by

Lionel Zevi Glancy
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Michael M Goldberg
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Movant

Nader Sidhom
TERMINATED: 09/14/2007

represented by

Lionel Zevi Glancy
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Michael M Goldberg
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Movant

Jay Peter Kaufman Revocable Trust
TERMINATED: 09/14/2007

represented by

Elizabeth P Lin
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Jeff S Westerman
Milberg LLP
One California Plaza
300 South Grand Avenue Suite 3900
Los Angeles, CA 90071
213-617-1200
Fax: 213-617-1975
Email: jwesterman@milberg.com
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Kent A Bronson
Milberg LLP
One Pennsylvania Plaza
48th Floor
New York, NY 10119-0165
212-594-5300
Email: kbronson@milberg.com
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Peter G Safirstein
Milberg LLC
One Penn Plaza
New York, NY 10119-0165
212-594-5300
Fax: 212-868-1229
Email: psafirstein@milberg.com
LEAD ATTORNEY
PRO HAC VICE
ATTORNEY TO BE NOTICED

Roland W Riggs , IV
Milberg LLC
One Pennsylvania Plaza 49th Fl
New York, NY 10119-0165
212-594-5300
Fax: 212-868-1229
Email: rriggs@milberg.com
LEAD ATTORNEY
PRO HAC VICE
ATTORNEY TO BE NOTICED


V.

Movant

The Preferred Share Purchasers Group
TERMINATED: 09/14/2007

represented by

Blake M Harper
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Dennis J. Stewart
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Jennifer A Kagan
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED


V.

Defendant

Brad A Morrice

represented by

John W Spiegel
Munger Tolles & Olson LLP
355 South Grand Avenue 35th Floor
Los Angeles, CA 90071-1560
213-683-9100
Fax: 213-687-3702
Email: john.spiegel@mto.com
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Kathleen M McDowell
Munger Tolles & Olson LLP
355 South Grand Avenue 35th Floor
Los Angeles, CA 90071-1560
213-683-9100
Fax: 213 687 3702
Email: kathleen.mcdowell@mto.com
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Kevin S Allred
Munger Tolles & Olson LLP
355 South Grand Avenue 35th Floor
Los Angeles, CA 90071-1560
213-683-9146
Fax: 213-683-3702
Email: kevin.allred@mto.com
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Koji F Fukumura
Cooley Godward Kronish
4401 Eastgate Mall
San Diego, CA 92121-1909
858-550-6000
Email: kfukumura@cooley.com
TERMINATED: 07/16/2007
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Luis Li
Munger Tolles & Olson LLP
355 South Grand Ave 35th Floor
Los Angeles, CA 90071
213-683-9100
Fax: 213-687-3702
Email: luis.li@mto.com
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Meghan Oryan Spieker
Cooley Godward Kronish
4401 Eastgate Mall
San Diego, CA 92121
858-550-6007
Fax: 858-550-6240
Email: mspieker@cooley.com
TERMINATED: 07/16/2007
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Philip C Tencer
Cooley Godward Kronish
4401 Eastgate Mall
San Diego, CA 92121
858-550-6068
Email: ptencer@sdlitigators.com
TERMINATED: 07/16/2007
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

William E Grauer
Cooley Godward Kronish
4401 Eastgate Mall
San Diego, CA 92121-1909
858-550-6000
Email: grauer@cooley.com
TERMINATED: 07/16/2007
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Daniel A Lyons
Munger Tolles & Olson
355 S. Grand Ave.
35th floor
Los Angeles, CA 90071-1560
213-683-9529
Fax: 213-687-3702
TERMINATED: 11/09/2009

Defendant

Taj S Bindra
TERMINATED: 03/24/2008

represented by

Koji F Fukumura
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Philip C Tencer
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Defendant

Robert K Cole

represented by

Ethan J Brown
Latham and Watkins LLP
355 South Grand Avenue Ste 100
Los Angeles, CA 90071
213-485-1234
Fax: 213891-8763
Email: ethan.brown@lw.com
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

John W Spiegel
Munger Tolles & Olson
355 S Grand Ave, 35th Fl
Los Angeles, CA 90071-1560
213-683-9100
Email: john.spiegel@mto.com
TERMINATED: 11/27/2007
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Koji F Fukumura
(See above for address)
TERMINATED: 08/13/2007
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Manuel A Abascal
Latham and Watkins
355 South Grand Avenue Suite 100
Los Angeles, CA 90071-1560
213-485-1234
Fax: 213-891-1863
Email: manny.abascal@lw.com
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Meghan Oryan Spieker
(See above for address)
TERMINATED: 08/13/2007
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Philip C Tencer
(See above for address)
TERMINATED: 08/13/2007
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

William E Grauer
(See above for address)
TERMINATED: 08/13/2007
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Heather Catherine Gorman
United States Attorney's Office
312 N. Spring Street
Los Angeles, CA 90012
213-894-0034
Fax: 213-894-0141
Email: heather.gorman@lw.com
ATTORNEY TO BE NOTICED

Peter William Baldwin
Latham and Watkins
355 South Grand Avenue
Los Angeles, CA 90071-1560
213-485-1234
Email: pete.baldwin@lw.com
TERMINATED: 09/10/2009

Defendant

Patti M Dodge

represented by

John W Spiegel
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Kathleen M McDowell
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Kevin S Allred
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Koji F Fukumura
(See above for address)
TERMINATED: 07/16/2007
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Luis Li
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Meghan Oryan Spieker
(See above for address)
TERMINATED: 07/16/2007
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Philip C Tencer
(See above for address)
TERMINATED: 07/16/2007
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

William E Grauer
(See above for address)
TERMINATED: 07/16/2007
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Daniel A Lyons
(See above for address)
TERMINATED: 11/09/2009

Defendant

New Century Financial Corporation
TERMINATED: 09/14/2007


V.

Consol Defendant

Bear Stearns & Co Inc

represented by

Eleanor K Mercado
Paul Hastings Janofsky and Walker
515 South Flower Street 25th Fl
Los Angeles, CA 90071
213-683-6000
Fax: 213-627-0705
Email: eleanormercado@paulhastings.com
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

John S Durrant
Paul Hastings Janofsky and Walker
515 South Flower Street 25th Floor
Los Angeles, CA 90071-2228
213-683-6144
Fax: 213-996-3144
Email: johndurrant@paulhastings.com
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

William F Sullivan
Paul Hastings Janofsky and Walker LLP
515 South Flower Street 25th Floor
Los Angeles, CA 90071
213-683-6000
Fax: 213-627-0705
Email: williamsullivan@paulhastings.com
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Consol Defendant

Deutsche Bank Securities Inc

represented by

Eleanor K Mercado
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

John S Durrant
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

William F Sullivan
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Consol Defendant

Jefferies & Company Inc

represented by

Eleanor K Mercado
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

John S Durrant
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

William F Sullivan
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Consol Defendant

JMP Securities LLC

represented by

Eleanor K Mercado
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

John S Durrant
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

William F Sullivan
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Consol Defendant

Morgan Stanley & Co Inc

represented by

Eleanor K Mercado
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

John S Durrant
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

William F Sullivan
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Consol Defendant

Piper Jaffray & Co

represented by

Eleanor K Mercado
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

John S Durrant
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

William F Sullivan
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Consol Defendant

Roth Capital Partners LLC

represented by

Eleanor K Mercado
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

John S Durrant
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

William F Sullivan
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Consol Defendant

Stifel Nicolaus & Company Inc

represented by

Eleanor K Mercado
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

John S Durrant
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

William F Sullivan
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Consol Defendant

Susan Gotschall
as Representative of the Estate of Edward Gotschall
Substituted for
Edward Gotschall

represented by

Harriet S Posner
Skadden Arps Slate Meagher & Flom
300 S Grand Ave, Ste 3400
Los Angeles, CA 90071-3144
213-687-5000
Fax: 213-687-5600
Email: hposner@skadden.com
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Jack P DiCanio
Skadden Arps Slate Meagher and Flom LLP
300 South Grand Avenue Suite 3400
Los Angeles, CA 90071-3144
213-687-5000
Fax: 213-687-5600
Email: jdicanio@skadden.com
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Jarrett A Green
Skadden Arps Slate Meagher and Flom LLP
300 South Grand Avenue Suite 3400
Los Angeles, CA 90071
213-687-5181
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

John W Spiegel
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Kathleen M McDowell
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Kevin S Allred
Munger Tolles & Olson LLP
355 South Grand Ave, 35th Fl
Los Angeles, CA 90071-1560
213-683-9146
Email: kevin.allred@mto.com
TERMINATED: 12/22/2008
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Luis Li
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Daniel A Lyons
(See above for address)
ATTORNEY TO BE NOTICED

Consol Defendant

Stergios Theologides
TERMINATED: 03/24/2008

represented by

John W Spiegel
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Consol Defendant

Joseph M Eckroth, Jr

represented by

John W Spiegel
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Consol Defendant

Kevin M Cloyd
TERMINATED: 03/24/2008

represented by

John W Spiegel
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Consol Defendant

Marilyn A Alexander

represented by

Matthew E Lilly
Finlayson Williams Toffer Roosevelt & Lilly LLP
15615 Alton Parkway
Suite 250
Irvine, CA 92618
949-759-3810
Fax: 949-759-3812
Email: mlilly@fwtrl.com
TERMINATED: 04/06/2010
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Meryl L Young
Gibson Dunn and Crutcher
3161 Michelson Drive
Irvine, CA 92612-4412
949-451-3800
Fax: 949-451-4220
Email: myoung@gibsondunn.com
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Stacy J Marsh
Gibson Dunn and Crutcher
3161 Michelson Drive
Irvine, CA 92612-4412
949-451-3990
Email: smarsh@firstam.com
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Wayne W Smith
Gibson Dunn & Crutcher
3161 Michelson Drive
Irvine, CA 92612
949-451-3800
Email: wsmith@gibsondunn.com
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Consol Defendant

Harold A Black

represented by

Matthew E Lilly
(See above for address)
TERMINATED: 04/06/2010
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Meryl L Young
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Stacy J Marsh
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Wayne W Smith
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Consol Defendant

David Einhorn

represented by

Matthew E Lilly
(See above for address)
TERMINATED: 04/06/2010
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Meryl L Young
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Stacy J Marsh
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Wayne W Smith
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Consol Defendant

Fredric F Forster

represented by

Matthew E Lilly
(See above for address)
TERMINATED: 04/06/2010
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Meryl L Young
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Stacy J Marsh
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Wayne W Smith
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Consol Defendant

Donald E Lange

represented by

Matthew E Lilly
(See above for address)
TERMINATED: 04/06/2010
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Meryl L Young
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Stacy J Marsh
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Wayne W Smith
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Consol Defendant

Michael M Sachs

represented by

Matthew E Lilly
(See above for address)
TERMINATED: 04/06/2010
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Meryl L Young
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Stacy J Marsh
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Wayne W Smith
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Consol Defendant

Richard A Zona

represented by

Matthew E Lilly
(See above for address)
TERMINATED: 04/06/2010
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Meryl L Young
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Stacy J Marsh
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Wayne W Smith
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Consol Defendant

Terrence P Sandvik

represented by

Matthew E Lilly
(See above for address)
TERMINATED: 04/06/2010
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Meryl L Young
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Stacy J Marsh
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Wayne W Smith
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Consol Defendant

KPMG LLP

represented by

Bradley H Ellis
Sidley Austin
555 W 5th Street Ste 4000
Los Angeles, CA 90013-1010
213-896-6000
Fax: 213-896-6600
Email: bellis@sidley.com
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Geoffrey M Ezgar
King & Spalding LLP
333 Twin Dolphin Drive Suite 400
Redwood Shores, CA 94065
650-590-0700
Fax: 650-590-1900
Email: gezgar@kslaw.com
TERMINATED: 01/02/2009
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Jose F Sanchez
Sidley Austin LLP
555 West Fifth Street
Suite 4000
Los Angeles, CA 90013
213-896-6103
Email: jose.sanchez@sidley.com
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Michael C Kelley
Sidley Austin LLP
555 West 5th Street
40th Floor
Los Angeles, CA 90013-1010
213-896-6000
Email: mkelley@sidley.com
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Robert B Martin , III
Sidley Austin LLP
555 California Street Suite 2000
San Francisco, CA 94104-1715
415-772-1200
Fax: 415-772-7400
Email: rbmartin@sidley.com
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Consol Defendant

William J Popejoy

represented by

Jame P Mascaro
Law Office of Jame P. Mascaro
3419 E. Chapman Ave., #492
Orange, CA 92869
714-997-0700
Fax: 888-491-2961
Email: jmascaro@mascarolaw.com
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Joel S Miliband
Rus Miliband and Smith
Von Karman Towers
2211 Michelson Drive 7th Fl
Irvine, CA 92612
949-752-7100
Fax: 949-252-1514
Email: jmiliband@rusmiliband.com
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Laurel R Zaeske
Rus Miliband and Smith
2211 Michelson Drive
Seventh Floor
Irvine, CA 92612
949-752-7100
Fax: 949-252-1514
Email: lzaeske@rusmiliband.com
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Leo J Presiado
Rus Miliband and Smith
Von Karman Towers
2211 Michelson Drive 7th Fl
Irvine, CA 92612
949-752-7100
Fax: 949-252-1514
Email: lpresiado@rusmiliband.com
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Ronald Rus
Rus Miliband and Smith
Von Karman Towers
2211 Michelson Drive 7th Fl
Irvine, CA 92612
949-752-7100
Fax: 949-252-1514
Email: rrus@rusmiliband.com
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

 

Date Filed

#

Docket Text

02/08/2007

COMPLAINT against defendants Patti M Dodge, New Century Financial Corporation, Brad A Morrice, Taj S Bindra, Robert K Cole.(Filing fee $ 350 Paid) Jury Demanded. , filed by plaintiff Avi Gold.(rrey, ) (Entered: 02/13/2007)

02/08/2007

NOTICE of Interested Parties filed by Plaintiff Avi Gold. (rrey, ) (Entered: 02/13/2007)

02/08/2007

  

20 Day Summons Issued re Complaint - (Discovery) 1 as to Patti M Dodge, New Century Financial Corporation, Brad A Morrice, Taj S Bindra, Robert K Cole. (rrey, ) (Entered: 02/13/2007)

02/08/2007

  

FAX number for Attorney Peter A Binkow, Lionel Z Glancy, Michael M Goldberg is 310-201-9160. (rrey, ) (Entered: 02/13/2007)

02/08/2007

  

FAX number for Attorney Nancy Kaboolian is 212-684-5191. (rrey, ) (Entered: 02/13/2007)

02/08/2007

  

FAX number for Attorney Roy L Jacobs, Laurence D Paskowitz is 212-685-2306. (rrey, ) (Entered: 02/13/2007)

02/20/2007

NOTICE of Related Case(s) filed by Defendants Patti M Dodge, New Century Financial Corporation, Brad A Morrice, Taj S Bindra, Robert K Cole. Related Case(s): SACV 07-0162 DOC (ANx) (rn, ) (Entered: 02/26/2007)

04/02/2007

NOTICE of Appearance filed by attorney Philip C Tencer, Koji F Fukumura on behalf of Defendants Patti M Dodge, Brad A Morrice, Taj S Bindra. (pbap, ) (Entered: 04/06/2007)

04/02/2007

  

FAX number for Attorney Koji F Fukumura, Philip C Tencer is 858-550-6420. (pbap, ) (Entered: 04/06/2007)

04/06/2007

NOTICE OF BANKRUPTCY of Defendant New Century Financial Corporation and Stay of Proceedings, U.S. Bankruptcy Court for the District of Delaware, Case No. 07-10416 (KJC) filed by Defendants Brad A. Morrice, Taj S. Bindra and Patti M. Dodge. (gk, ) (Entered: 04/10/2007)

04/10/2007

NOTICE OF MOTION AND MOTION to: (1) Consolidate the Related Cases; (2) Appoint the Eden-Zoghby Group as Lead Plaintiff; and (3) Approve Lead Plaintiff Movant's Choice of Co-Lead Counsel filed by Lead Plaintiff Movant The Eden-Zoghby Group. Motion set for hearing on 5/7/2007 at 10:00 AM before Judge Dean D. Pregerson. Lodged Proposed Order. (gk, ) (Entered: 04/12/2007)

04/10/2007

MEMORANDUM of Points and Authorities in Support of Motion to: (1) Consolidate the Related Cases; (2) Appoint the Eden-Zoghby Group as Lead Plaintiff; and (3) Approve Lead Plaintiff Movant's Choice of Co-Lead Counsel 6 filed by Lead Plaintiff Movant The Eden-Zoghby Group. (gk, ) (Entered: 04/12/2007)

04/10/2007

DECLARATION of Lori S. Brody in Support of Motion to: (1) Consolidate the Related Cases; (2) Appoint the Eden-Zoghby Group as Lead Plaintiff; and (3) Approve Lead Plaintiff Movant's Choice of Co-Lead Counsel 6 filed by Lead Plaintiff Movant The Eden-Zoghby Group. (gk, ) (Entered: 04/12/2007)

04/10/2007

CERTIFICATION of Interested Parties filed by Lead Plaintiff Movant The Eden-Zoghby Group. (gk, ) (Entered: 04/12/2007)

04/10/2007

10 

PROOF OF SERVICE filed by Lead Plaintiff Movant The Eden-Zoghby Group of Notice of Motion and Motion to: (1) Consolidate the Related Cases; (2) Appoint the Eden-Zoghby Group as Lead Plaintiff; and (3) Approve Lead Plaintiff Movant's Choice of Co-Lead Counsel 6 , Memorandum of Points and Authorities in Support of Motion 7 , Declaration of Lori S. Brody 8 , Proposed Order, and Certification of Interested Parties 9 , served on 4/10/2007. (gk, ) (Entered: 04/12/2007)

04/10/2007

  

FAX number for Attorney Lori S Brody is 310-785-0897. (gk, ) (Entered: 04/12/2007)

04/10/2007

  

FAX number for Attorney Laurence D King is 415-772-4707. (gk, ) (Entered: 04/12/2007)

04/10/2007

  

FAX number for Attorney Karen Hanson Riebel is 612-339-0981. (gk, ) (Entered: 04/12/2007)

04/10/2007

  

FAX number for Attorney Jeffrey P Campisi, Frederic S Fox, Joel B Strauss is 212-687-7714. (gk, ) (Entered: 04/12/2007)

04/10/2007

11 

NOTICE OF MOTION for Preliminary Injunction filed by Movant New York State Teachers' Retirement System. Motion set for hearing on 5/7/2007 at 10:00 AM before Judge Dean D. Pregerson. Lodged Proposed Order. (gk, ) Modified on 4/12/2007 (gk, ). (Entered: 04/12/2007)

04/10/2007

12 

MEMORANDUM of Law in Support of Motion for Preliminary Injunction 11 filed by Movant New York State Teachers' Retirement System. (gk, ) (Entered: 04/12/2007)

04/10/2007

13 

DECLARATION of Blair A. Nichols in Support of Motion for Preliminary Injunction 11 filed by Movant New York State Teachers' Retirement System. (gk, ) (Entered: 04/12/2007)

04/10/2007

14 

DECLARATION OF SERVICE filed by Movant New York State Teachers' Retirement System Notice of Motion for Preliminary Injunction 11 , Memorandum of Law in Support of Motion 12 , Declaration of Blair A. Nicholas 13 , served on 4/10/2007. (gk, ) (Entered: 04/12/2007)

04/10/2007

15 

NOTICE of Interested Parties filed by Movant New York State Teachers' Retirement System. (gk, ) (Entered: 04/12/2007)

04/10/2007

16 

DECLARATION OF SERVICE filed by Movant New York State Teachers' Retirement System of Notice of Interested Parties 15 , served on 4/10/2007. (gk, ) (Entered: 04/12/2007)

04/10/2007

  

FAX number for Attorney Matthew P Siben is 858-793-0323. (gk, ) (Entered: 04/12/2007)

04/10/2007

  

FAX number for Attorney Max W Berger, Salvatore J Graziano, Noam Mandel, Gerald H Silk is 212-554-1444. (gk, ) (Entered: 04/12/2007)

04/10/2007

17 

NOTICE OF MOTION for Appointment as Lead Plaintiff, Approval of Its Selection of Counsel as Lead Counsel, and Consolidation of All Related Cases filed by Movant New York State Teachers' Retirement System. Motion set for hearing on 5/7/2007 at 10:00 AM before Judge Dean D. Pregerson. Lodged Proposed Order. (gk, ) (Entered: 04/12/2007)

04/10/2007

18 

MEMORANDUM of Law in Support of Motion for Appointment as Lead Plaintiff, Approval of Its Selection of Counsel as Lead Counsel, and Consolidation of All Related Actions 17 filed by Movant New York State Teachers' Retirement System. (gk, ) (Entered: 04/12/2007)

04/10/2007

19 

DECLARATION of Blair A. Nicholas in Support of Motion for Appointment as Lead Plaintiff, Approval of Its Selection of Counsel as Lead Counsel, and Consolidation of All Related Actions 17 filed by Movant New York State Teachers' Retirement System. (gk, ) (Entered: 04/12/2007)

04/10/2007

20 

DECLARATION OF SERVICE filed by Movant New York State Teachers' Retirement System of Motion for Appointment as Lead Plaintiff, Approval of Its Selection of Counsel as Lead Counsel, and Consolidation of All Related Actions 17 , Memorandum of Points and Authorities in Support of Motion 18 , Declaration of Blair A. Nicholas 19 , served on 4/10/2007. (gk, ) (Entered: 04/12/2007)

04/10/2007

21 

NOTICE OF MOTION AND MOTION for Appointment as Lead Plaintiff, for Approval of His Selection of Lead Counsel, and for Consolidation filed by Movant Stuart Wollman. Motion set for hearing on 5/7/2007 at 10:00 AM before Judge Dean D. Pregerson. (gk, ) (Entered: 04/12/2007)

04/10/2007

22 

MEMORANDUM of Law in Support of the Motion for Appointment as Lead Plaintiff, for Approval of His Selection of Lead Counsel, and for Consolidation 21 filed by Movant Stuart Wollman. (gk, ) (Entered: 04/12/2007)

04/10/2007

23 

DECLARATION OF SERVICE filed by Movant Stuart Wollman of Motion for Appointment as Lead Plaintiff, for Approval of His Selection of Lead Counsel, and for Consolidation 21 , Memorandum of Law in Support of Motion 22 , Declaration of Marisa C. Livesay, and Proposed Order, served on 4/10/2007. (gk, ) (Entered: 04/12/2007)

04/10/2007

24 

NOTICE OF MOTION AND MOTION for Consolidation, for Appointment as Lead Plaintiff on Behalf of the Series B Preferred Stock Purchaser Class Under Section 21D(a)(3)(B) of the Securities Exchange Act of 1934 and for Approval of Lead Plaintiff's Selection of Lead Counsel and Liaison Counsel filed by Movant Joe Verne. Motion set for hearing on 5/7/2007 at 10:00 AM before Judge Dean D. Pregerson. Lodged Proposed Order. (gk, ) (Entered: 04/13/2007)

04/10/2007

25 

MEMORANDUM of Law in Support of Motion for Consolidation, for Appointment as Lead Plaintiff on Behalf of the Series B Preferred Stock Purchaser Class Under Section 21D(a)(3)(B) of the Securities Exchange Act of 1934 and for Approval of Lead Plaintiff's Selection of Lead Counsel and Liaison Counsel 24 filed by Movant Joe Verne. (gk, ) (Entered: 04/13/2007)

04/10/2007

26 

DECLARATION of Douglas Risen in Support of Motion for Consolidation, for Appointment as Lead Plaintiff on Behalf of the Series B Preferred Stock Purchaser Class Under Section 21D(a)(3)(B) of the Securities Exchange Act of 1934 and for Approval of Lead Plaintiff's Selection of Lead Counsel and Liaison Counsel 24 filed by Movant Joe Verne. (gk, ) (Entered: 04/13/2007)

04/10/2007

27 

PROOF OF SERVICE filed by Movant Joe Verne of Memorandum of Law in Support of Motion for Consolidation, for Appointment as Lead Plaintiff on Behalf of the Series B Preferred Stock Purchaser Class Under Section 21D(a)(3)(B) of the Securities Exchange Act of 1934 and for Approval of Lead Plaintiff's Selection of Lead Counsel and Liaison Counsel 25 , Declaration of Douglas Risen 26 , and Proposed Order, served on 4/10/2007. (gk, ) (Entered: 04/13/2007)

04/10/2007

  

FAX number for Attorney Alan Berg is 818-788-8104. (gk, ) (Entered: 04/13/2007)

04/10/2007

  

FAX number for Attorney Douglas M Risen, Sherrie R Savett is 215-875-4604. (gk, ) (Entered: 04/13/2007)

04/10/2007

28 

NOTICE OF MOTION AND MOTION to Consolidate Actions, Appoint the New Century Institutional Ivestor Group as Lead Plaintiff Pursuant to Section 21D(a)(3)(B) of the Securities Exchange Act of 1934 and to Approve Lead Plaintiff's Choice of Counsel filed by Movants Anima S.G.R.p.A and Metzler Asset Management GmbH (collectively, the "New Century Institutional Investor Group"); memorandum of points and authorities in support of motion. Motion set for hearing on 5/21/2007 at 10:00 AM before Judge Dean D. Pregerson. Lodged Proposed Order. (gk, ) (Entered: 04/13/2007)

04/10/2007

  

FAX number for Attorney Stuart L Berman, Darren J Check, Sean M Handler, Richard S Schiffrin, Nicolette Tropiano is 610-667-7056. (gk, ) (Entered: 04/13/2007)

04/10/2007

  

FAX number for Attorney Jay W Eisenhofer is 646-722-8501. (gk, ) (Entered: 04/13/2007)

04/10/2007

  

FAX number for Attorney Naumon A Amjed, Geoffrey C Jarvis, Sharan Nirmul is 302-622-7100. (gk, ) (Entered: 04/13/2007)

04/10/2007

  

FAX number for Attorney Alexander Reus is 305-375-8050. (gk, ) (Entered: 04/13/2007)

04/10/2007

29 

DECLARATION of Lisa J. Yang in Support of Motion to Consolidate Actions, Appoint the New Century Institutional Ivestor Group as Lead Plaintiff Pursuant to Section 21D(a)(3)(B) of the Securities Exchange Act of 1934 and to Approve Lead Plaintiff's Choice of Counsel 28 filed by Movants Anima S.G.R.p.A and Metzler Asset Management GmbH (collectively, the "New Century Institutional Investor Group"). (gk, ) (Entered: 04/13/2007)

04/10/2007

30 

NOTICE of Filing of Motion for Appointment of Lead Plaintiff, Lead Counsel and Liaison Counsel by Charles Hooten in Huang v. Cole, et al., SACV 07-0387 JVS filed by Movant Charles Hooten. (gk, ) (Entered: 04/13/2007)

04/10/2007

31 

NOTICE OF MOTION AND MOTION for Consolidation, Appointment as Lead Plaintiff and Approval of Lead Plaintiff's Selection of Co-Lead Counsel filed by Movants the "Pension Trust Group" Laborers Pension Trust Fund for Northern California, Jack Roth and Paul R. Aronson. Motion set for hearing on 5/7/2007 at 10:00 AM before Judge Dean D. Pregerson. Lodged Proposed Order. (gk, ) (Entered: 04/23/2007)

04/10/2007

32 

MEMORANDUM of Points and Authorities in Support of Motion for Consolidation, Appointment as Lead Plaintiff and Approval of Lead Plaintiff's Selection of Co-Lead Counsel 31 filed by Movants Laborers Pension Trust Fund for Northern California, Jack Roth and Paul R. Aronson. (gk, ) (Entered: 04/23/2007)

04/10/2007

33 

DECLARATION of Ramzi Abadou in Support of Motion for Consolidation, Appointment as Lead Plaintiff and Approval of Lead Plaintiff's Selection of Co-Lead Counsel MOTION for Order for Appointment as Lead Plaintiff and Approval of Lead Plaintiff's Selection of Co-Lead Counsel 31 filed by Movants Laborers Pension Trust Fund for Northern California, Jack Roth and Paul R. Aronson. (gk, ) (Entered: 04/23/2007)

04/10/2007

  

FAX number for Attorney Ramzi Abadou, John J Rice, Darren J Robbins, Susan G Taylor is 619-231-7423. (gk, ) (Entered: 04/23/2007)

04/10/2007

  

FAX number for Attorney Brian Phillip Murray is 212-682-1892. (gk, ) (Entered: 04/23/2007)

04/10/2007

34 

NOTICE OF MOTION and Memorandum of Points and Authorities in Support of MOTION to Consolidate, for Appointment as Lead Plaintiff and for Approval of Lead Counsel and Liaison Counsel filed by Movant Reinhard Barthel. Motion set for hearing on 5/7/2007 at 10:00 AM before Judge Dean D. Pregerson. Lodged Proposed Order. (gk, ) (Entered: 04/27/2007)

04/10/2007

35 

DECLARATION of Steven N. Williams in Support of Motion to Consolidate, for Appointment of Lead Plaintiff and Approval of Lead Counsel and Liaison Counsel 34 filed by Movant Reinhard Barthel. (gk, ) (Entered: 04/27/2007)

04/10/2007

36 

PROOF OF SERVICE filed by Movant Reinhard Barthel of Notice of Motion and Moemorandum of Points and Authorities in Support of Motion to Consolidate, for Appointment as Lead Plaintiff and for Approval of Lead Counsel and Liaison Counsel 34 , and Declaration of Steven N. Williams 35 , served on 4/10/2007. (gk, ) (Entered: 04/27/2007)

04/10/2007

  

FAX number for Attorney Joseph W Cotchett, Steven N Williams is 650-697-0577. (gk, ) (Entered: 04/27/2007)

04/10/2007

  

FAX number for Attorney Marc I Gross, Fei-Lu Qian is 212-661-8665. (gk, ) (Entered: 04/27/2007)

04/10/2007

  

FAX number for Attorney Patrick V Dahlstrom, Joshua B Silverman is 312-377-1184. (gk, ) (Entered: 04/27/2007)

04/10/2007

37 

NOTICE OF MOTION AND MOTION to Consolidate Related Cases, Appoint Lead Plaintiff and Lead Counsel filed by Movants Port Authority of Allegheny County Retirement and Disability Allowance Plan for Employees Represented by Local 85 of the Amalgamated Transit Union and Maine State Retirement System. Motion set for hearing on 5/7/2007 at 10:00 AM before Judge Dean D. Pregerson. Lodged Proposed Order. (gk, ) (Entered: 04/27/2007)

04/10/2007

  

FAX number for Attorney Stephen R Basser, John L Haeussler, Mark R Rosen is 619-230-1874. (gk, ) (Entered: 04/27/2007)

04/10/2007

  

FAX number for Attorney Daniel E Bacine, Leonard Barrack, Chad Allen Carder is 215-963-0838. (gk, ) (Entered: 04/27/2007)

04/10/2007

38 

MEMORANDUM of Points and Authorities in Support of Motion to Consolidate Related Cases, Appoint Lead Plaintiff and Lead Counsel 37 filed by Movants Port Authority of Allegheny County Retirement and Disability Allowance Plan for Employees Represented by Local 85 of the Amalgamated Transit Union and Maine State Retirement System. (gk, ) (Entered: 04/27/2007)

04/10/2007

39 

DECLARATION of Mark R. Rosen in Support of Motion to Consolidate Related Cases, Appoint Lead Plaintiff and Lead Counsel 37 filed by Movants Port Authority of Allegheny County Retirement and Disability Allowance Plan for Employees Represented by Local 85 of the Amalgamated Transit Union and Maine State Retirement System. (gk, ) (Entered: 04/27/2007)

04/10/2007

40 

PROOF OF SERVICE filed by Movants Port Authority of Allegheny County Retirement and Disability Allowance Plan for Employees Represented by Local 85 of the Amalgamated Transit Union and Maine State Retirement System of Notice of Motion and Motion to Consolidate Related Cases, Appoint Lead Plaintiff and Lead Counsel 37 , Memorandum of Points and Authorities in Support of Motion 38 , Declaration of Mark R. Rosen 39 , served on 4/10/2006. (gk, ) (Entered: 04/27/2007)

04/10/2007

47 

DECLARATION of Marisa C. Livesay in Support of the Motion for Appointment as Lead Plaintiff, for Approval of His Selection of Lead Counsel and for Consolidation 21 filed by Movant Stuart Wollman. (gk, ) (Entered: 04/30/2007)

04/11/2007

41 

NOTICE OF MOTION AND MOTION to Oppose Consolidation of the Actions or, in the Alternative, to be Appointed Lead Plaintiff for The Preferred Share Purchasers Class and to Approve its Choice of Counsel filed by Movants "The Preferred Share Purchasers Group" Donald Johnson and William Kornfeld, Jr. Motion set for hearing on 5/14/2007 at 10:00 AM before Judge Dean D. Pregerson. Lodged Proposed Order. (gk, ) (Entered: 04/30/2007)

04/11/2007

42 

MEMORANDUM of Points and Authorities in Support of the Motion to Oppose Consolidation of the Actions or, in the Alternative, to be Appointed Lead Plaintiff for The Preferred Share Purchasers Class and to Approve its Choice of Counsel 41 filed by Movants "The Preferred Share Purchasers Group" Donald Johnson and William Kornfeld, Jr. (gk, ) (Entered: 04/30/2007)

04/11/2007

43 

DECLARATION of Dennis Stewart in Support of the Motion to Oppose Consolidation of the Actions or, in the Alternative, to be Appointed Lead Plaintiff for The Preferred Share Purchasers Class and to Approve its Choice of Counsel 41 filed by Movants "The Preferred Share Purchasers Group" Donald Johnson and William Kornfeld, Jr. (gk, ) (Entered: 04/30/2007)

04/11/2007

  

FAX number for Attorney Blake M Harper, Jennifer A Kagan, Dennis Stewart is 619-338-1139. (gk, ) (Entered: 04/30/2007)

04/11/2007

44 

NOTICE OF MOTION for the Consolidation of All Related Cases, to be Appointed Lead Plaintiff, and for Approval of Lead Plaintiff's Selection of Lead Counsel filed by Movants "The Brown Group" Joshua Brown, Nader Sidhom, Earl R. Kidd, Hoa T.D. Howell and Steven Gedy. Motion set for hearing on 5/7/2007 at 10:00 AM before Judge Dean D. Pregerson. (gk, ) (Entered: 04/30/2007)

04/11/2007

45 

MEMORANDUM of Points and Authorities in Support of Motion for the Consolidation of All Related Cases, to be Appointed Lead Plaintiff, and for Approval of Lead Plaintiff's Selection of Lead Counsel 44 filed by Movants "The Brown Group" Joshua Brown, Nader Sidhom, Earl R. Kidd, Hoa T.D. Howell and Steven Gedy. (gk, ) (Entered: 04/30/2007)

04/11/2007

46 

DECLARATION of Nancy Kaboolian in Support of Motion for the Consolidation of All Related Cases, the Appointment of Lead Plaintiff, and for the Approval of Lead Plaintiff's Selection of Lead Counsel 44 filed by Movants "The Brown Group" Joshua Brown, Nader Sidhom, Earl R. Kidd, Hoa T.D. Howell and Steven Gedy. (gk, ) (Entered: 04/30/2007)

04/13/2007

48 

PROOF OF SERVICE filed by Movants "The Preferred Share Purchasers Group" Donald Johnson and William Kornfeld, Jr. of Notice of Motion and Motion to Oppose Consolidation of the Actions or, in the Alternative, to be Appointed Lead Plaintiff for The Preferred Share Purchasers Class and to Approve its Choice of Counsel 41 , Memorandum of Points and Authorities in Support of Motion 42 , Declaration of Dennis Stewart 43 , and Proposed Order, served by mail on 4/11/2007. (gk, ) Modified on 4/30/2007 (gk, ). (Entered: 04/30/2007)

04/13/2007

49 

PROOF OF SERVICE filed by Movants "The Preferred Share Purchasers Group" Donald Johnson and William Kornfeld, Jr. of Notice of Motion and Motion to Oppose Consolidation of the Actions or, in the Alternative, to be Appointed Lead Plaintiff for The Preferred Share Purchasers Class and to Approve its Choice of Counsel 41 , Memorandum of Points and Authorities in Support of Motion 42 , Declaration of Dennis Stewart 43 , and Proposed Order, served by electronic mail on 4/11/2007. (gk, ) (Entered: 04/30/2007)

04/18/2007

50 

Notice of Withdrawal of the Motion for Consolidation of All Related Cases, to be Appointed Lead Plaintiff, and for Approval of Lead Plaintiff's Selection of Lead Counsel 44 filed by Movants "The Brown Group" Joshua Brown, Nader Sidhom, Earl R. Kidd, Hoa T.D. Howell and Steven Gedy. (gk, ) (Entered: 04/30/2007)

04/23/2007

54 

MEMORANDUM of Law in Further Support of the Motion for Appointment as Lead Plaintiff 17 and in Opposition to All Other Motions filed by Movant New York State Teachers' Retirement System. (gk, ) (Entered: 05/03/2007)

04/23/2007

56 

DECLARATION OF SERVICE filed by Movant New York State Teachers' Retirement System of Memorandum of Law in Further Support of the Motion for Appointment as Lead Plaintiff and in Opposition to All Other Motions 54 , served on 4/23/2007. (gk, ) (Entered: 05/09/2007)

04/23/2007

57 

RESPONSE to Motion of Preferred Share Purchasers Group to Oppose Consolidation or in the Alternative to be Appointed Lead Plaintiff for The Preferred Share Purchasers Class and to Approve its Choice of Counsel 41 filed by Defendants Brad A. Morrice, Taj S. Bindra, Robert K. Cole and Patti M. Dodge. (gk, ) (Entered: 05/09/2007)

04/23/2007

58 

MEMORANDUM of Law in Further Support of Motion for Appointment as Lead Plaintiff on Behalf of the Series B Preferred Stock Purchaser Class 24 and in Opposition to Competing Motions filed by Movant Joe Verne. (gk, ) (Entered: 05/09/2007)

04/23/2007

59 

PROOF OF SERVICE filed by Movant Joe Verne of Memorandum of Law in Further Support of Motion for Appointment as Lead Plaintiff on Behalf of the Series B Preferred Stock Purchaser Class 58 , served on 4/23/2007. (gk, ) (Entered: 05/09/2007)

04/23/2007

62 

MEMORANDUM of Points and Authorities in Further Support of Motion for Appointment as Lead Plaintiff and for Approval of Counsel 34 filed by Movant Reinhard Barthel. (gk, ) (Entered: 05/09/2007)

04/23/2007

63 

NOTICE OF NON-OPPOSITION to the New York State Teachers' Retirement System's Motion for Consolidation, Appointment as Lead Plaintiff and Approval of Selection of Lead Counsel 17 filed by Movant The Eden-Zoghby Group. (gk, ) (Entered: 05/09/2007)

04/23/2007

64 

MEMORANDUM in Opposition to Appointment of Lead Counsel Over the New Century Preferred Stock Action Alleging Section 11 Claims Pending in the Southern District of New York 28 filed by Jay Peter Kaufman Revocable Trust. Lodged Proposed Order. (gk, ) Modified on 5/10/2007 (gk, ). (Entered: 05/10/2007)

04/23/2007

65 

DECLARATION of Elizabeth P. Lin in Support of Memorandum in Opposition to Appointment of Lead Plaintiff and Lead Counsel Over the New Century Preferred Stock Actions Alleging Section 11 Claims Pending in the Southern District of New York 28 filed by Jay Peter Kaufman Revocable Trust. (gk, ) (Entered: 05/10/2007)

04/23/2007

66 

DECLARATION of Richard A. Speirs in Support of Memorandum of Points and Authorities in Further Support of Motion for Consolidation and for Appointment of Lead Plaintiffs, Lead Counsel and Liaison Counsel 30 filed by Movant Charles Hooten. (gk, ) (Entered: 05/10/2007)

04/23/2007

67 

MEMORANDUM of Points and Authorities in Further Support of His Motion Motion for Consolidation, Appointment of Lead Plaintiffs and Appointment of Lead and Liaison Counsel 30 filed by Movant Charles Hooten. (gk, ) (Entered: 05/10/2007)

04/23/2007

68 

RESPONSE to the Competing Motions for Consolidation, Appointment of Lead Plaintiff, and Approval of Lead Counsel's Selection of Lead Counsel 17 filed by Movants Anima S.G.R.p.A and Metzler Asset Management GmbH (collectively, the "New Century Institutional Investor Group"). (gk, ) (Entered: 05/10/2007)

04/24/2007

51 

Notice of Withdrawal of Motion for Appointment as Lead Plaintiff and for Approval of His Selection of Lead Counsel 21 filed by Movant Stuart Wollman. (gk, ) (Entered: 04/30/2007)

04/27/2007

52 

MINUTES (IN CHAMBERS) by Judge Dean D. Pregerson: At the request of counsel, the Motion of Stuart Wollman for Appointment as Lead Plaintiff, for Approval of His Selection of Lead Counsel and for Consolidation 21 , set for 5/7/2007 at 10:00 AM is hereby vacated. Court Reporter: None Present. (gk, ) (Entered: 04/30/2007)

04/27/2007

53 

MINUTES (IN CHAMBERS) by Judge Dean D. Pregerson: At the request of counsel, the Motion of The Brown Group for the Consolidation of All Related Cases, to be Appointed Lead Plaintiff, and for Approval of Lead Plaintiff's Selection of Lead Counsel 44 , set for 5/7/2007 at 10:00 AM, is hereby vacated. Court Reporter: None Present. (gk, ) (Entered: 04/30/2007)

04/27/2007

69 

NOTICE OF DOCUMENT DISCREPANCIES AND ORDER by Judge Dean D. Pregerson, ORDERING Notice of Motion and Motion; Memorandum; Declaration; Proposed Order submitted by Peoria Police Pension Fund received on 4/1/2007 is not to be filed but instead rejected. Denial based on: Timeliness of notice incorrect, Local Rule 6.1. (gk, ) (Entered: 05/10/2007)

04/27/2007

  

PLACED IN FILE - NOT USED re Proposed Order Consolidating All Related Case; Appointing Lead Plaintiff and Approving Lead Plaintiff's Selection of Lead Counsel submitted by Movants "The Brown Group" Joshua Brown, Nader Sidhom, Earl R. Kidd, Hoa T.D. Howell, and Steven Gedy. (gk, ) (Entered: 05/10/2007)

04/27/2007

  

PLACED IN FILE - NOT USED re Proposed Order for Appointment of Stuart Wollman as Lead Plaintiff, for Approval of His Selection of Counsel and for Consolidation submitted by Movant Stuart Wollman. (gk, ) (Entered: 05/10/2007)

04/27/2007

  

PLACED IN FILE - NOT USED re Stipulation and Proposed Order Regarding Hearing Date and Briefing Schedule for Motion for Preliminary Injunction. (gk, ) (Entered: 05/10/2007)

04/27/2007

72 

APPLICATION of Salvatore J. Graziano for Leave to Appear Pro Hac Vice. FEE NOT PAID filed by plaintiff New York State Teachers' Retirement System. Lodged Proposed Order. (ca ) FEE PAID. Modified on 5/15/2007 (gk, ). (Entered: 05/11/2007)

04/27/2007

73 

APPLICATION of Max W. Berger for Leave to Appear Pro Hac Vice. FEE NOT PAID. filed by plaintiff New York State Teachers' Retirement System. Lodged Proposed Order. (ca ) FEE PAID. Modified on 5/15/2007 (gk, ). (Entered: 05/11/2007)

04/30/2007

89 

REPLY to Oppositions to Its Motion for Lead Plaintiff 17 filed by Movant New York State Teachers' Retirement System. (gk, ) (Entered: 05/14/2007)

04/30/2007

90 

DECLARATION OF SERVICE filed by Movant New York State Teachers' Retirement System of Reply to Oppositions to Its Motion for Lead Plaintiff 89 , served on 4/30/2007. (gk, ) (Entered: 05/14/2007)

04/30/2007

91 

REPLY MEMORANDUM in Further Support of Motion for Appointment as Lead Plaintiff on Behalf of the Series B Preferred Stock Purchaser Class 24 filed by Movant Joe Verne. (gk, ) (Entered: 05/14/2007)

04/30/2007

92 

PROOF OF SERVICE filed by Movant Joe Verne of Reply Memorandum in Further Support of Motion for Appointment as Lead Plaintiff on Behalf of the Series B Preferred Stock Purchaser Class 91 , served on 4/30/2007. (gk, ) (Entered: 05/14/2007)

04/30/2007

93 

REPLY MEMORANDUM of Points and Authorities in Further Support of Motion for Appointment as Lead Plaintiff and Appointment of Counsel 34 filed by Movant Reinhard Barthel. (gk, ) (Entered: 05/14/2007)

04/30/2007

94 

DECLARATION of Meghan O. Spieker in Support of Opposition to Motion for Preliminary Injunction 11 filed by Defendants Robert K. Cole, Patti M. Dodge, Brad A. Morrice, and specially appearing non-party Edward F. Gotschall. (gk, ) (Entered: 05/14/2007)

04/30/2007

95 

REQUEST FOR JUDICIAL NOTICE in Support of Opposition to Motion for Preliminary Injunction 11 filed by Defendants Robert K. Cole, Patti M. Dodge, Brad A. Morrice, and specially appearing non-party Edward F. Gotschall. (gk, ) (Entered: 05/14/2007)

04/30/2007

96 

OPPOSITION to Motion for Preliminary Injunction 11 filed by Defendants Robert K. Cole, Patti M. Dodge, Brad A. Morrice, and specially appearing non-party Edward F. Gotschall. (gk, ) (Entered: 05/14/2007)

04/30/2007

97 

PROOF OF SERVICE filed by Defendants Robert K. Cole, Patti M. Dodge, Brad A. Morrice, and specially appearing non-party Edward F. Gotschall of Opposition to Motion for Preliminary Injunction 96 , Declaration of Meghan O. Spieker 94 , Request for Judicial Notice 95 , served on 4/30/2007. (gk, ) (Entered: 05/14/2007)

04/30/2007

98 

REPLY MEMORANDUM of Points and Authorities in Further Support of the Motion to Oppose Consolidation of the Actions or, in the Alternative, to be Appointed Lead Plaintiff for The Preferred Share Purchasers Class and to Approve its Choice of Counsel 41 filed by Movants "The Preferred Share Purchasers Group" Donald Johnson and William Kornfeld, Jr. (gk, ) (Entered: 05/14/2007)

04/30/2007

99 

DECLARATION of Blake Muir Harper in Support of Reply Memorandum of Points and Authorities in Further Support of the Motion to Oppose Consolidation of the Actions or, in the Alternative, to be Appointed Lead Plaintiff for The Preferred Share Purchasers Class and to Approve its Choice of Counsel 41 filed by Movants "The Preferred Share Purchasers Group" Donald Johnson and William Kornfeld, Jr. (gk, ) (Entered: 05/14/2007)

04/30/2007

100 

MEMORANDUM OF POINTS AND AUTHORITIES IN REPLY filed by Movant Charles Hooten to Motions for Consolidation, Appointment of Lead Plaintiff and Appointment of Lead Counsel 30 . (gk, ) (Entered: 05/14/2007)

04/30/2007

103 

MEMORANDUM in Further Support of Its Motion for Apppointment as Lead Plaintiff of Section 11 Claims Asserted on Behalf of Series A Preferred Stockholders filed by Movant Jay Peter Kaufman Revocable Trust. (gk, ) (Entered: 05/15/2007)

04/30/2007

104 

MEMORANDUM in Further Support of Its Motion for Apppointment as Lead Plaintiff of Section 11 Claims Asserted on Behalf of Series B Preferred Stockholders filed by Movant Jay Peter Kaufman Revocable Trust. (gk, ) (Entered: 05/15/2007)

04/30/2007

105 

DECLARATION of Elizabeth P. Lin in Support of Memorandum of Points and Authorities in Further Support of Its Motion for Appointment as Lead Plaintiff of Section 11 Claims Asserted on Behalf of Series A 103 and Series B Preferred Stock Holders 104 filed by Movant Jay Peter Kaufman Revocable Trust. (gk, ) (Entered: 05/15/2007)

05/01/2007

60 

APPLICATION of Non-Resident Attorney Richard A. Speirs to appear on behalf of Movant Charles Hooten, and designating local counsel James S. Cahill. FEE PAID. Lodged Proposed Order. (gk, ) (Entered: 05/09/2007)

05/01/2007

61 

APPLICATION of Non-Resident Attorney Kevin M. McGee to appear on behalf of Movant Charles Hooten, and designating local counsel James S. Cahill. FEE PAID. Lodged Proposed Order. (gk, ) (Entered: 05/09/2007)

05/01/2007

  

FAX number for Attorney Richard A Speirs is 212-371-5969. (gk, ) (Entered: 05/09/2007)

05/01/2007

  

FAX number for Attorney Kevin M. McGee is 561-544-2501. (gk, ) (Entered: 05/09/2007)

05/01/2007

106 

PROOF OF ADDITIONAL SERVICE filed by Movant "The Preferred Share Purchasers Group" Donald Johnson and William Kornfeld, Jr. of Reply Memorandum of Points and Authorities in Further Support of the Motion to Oppose Consolidation of the Actions or, in the Alternative, to be Appointed Lead Plaintiff for The Preferred Share Purchasers Class and to Approve its Choice of Counsel 98 , and Declaration of Blake Muir Harper in Support of Reply Memorandum of Points and Authorities in Further Support of the Motion to Oppose Consolidation of the Actions or, in the Alternative, to be Appointed Lead Plaintiff for The Preferred Share Purchasers Class and to Approve its Choice of Counsel 99 , served on 4/30/2007. (gk, ) (Entered: 05/15/2007)

05/02/2007

55 

MINUTES (IN CHAMBERS) by Judge Dean D. Pregerson: On the Court's own motion, all pending motions 6 , 11 , 17 , 24 , 28 , 31 , 34 , 37 , 41 , are hereby taken off calendar, the hearing date vacated and will be decided without oral argument. Court Reporter: None Present. (gk, ) (Entered: 05/03/2007)

05/02/2007

  

***Terminated/taken off calendar hearing date re 6 , 11 , 17 , 24 , 28 , 31 , 34 , 37 , 41 . (gk, ) (Entered: 05/03/2007)

05/04/2007

101 

Notice of Withdrawal of Motion to Consolidate Related Cases, Appoint Lead Plaintiff and Lead Counsel 37 filed by Movant Port Authority of Allegheny County Retirement and Disability Allowance Plan for Employees Represented by Local 85 of the Amalgamated Transit Union and Maine State Retirement System. (gk, ) (Entered: 05/14/2007)

05/04/2007

107 

PROOF OF SERVICE filed by Movants The Preferred Share Purchasers Group" Donald Johnson and William Kornfeld, Jr. of Notice of Motion and Motion to Oppose Consolidation of the Actions or, in the Alternative, to be Appointed Lead Plaintiff for The Preferred Share Purchasers Class and to Approve its Choice of Counsel 41 , Memorandum of Points and Authorities in Support of Motion 42 , Declaration of Dennis Stewart in Support of Motion 43 , Proposed Order, Reply Memorandum of Points and Authorities in Further Support of the Motion to Oppose Consolidation of the Actions or, in the Alternative, to be Appointed Lead Plaintiff for The Preferred Share Purchasers Class and to Approve its Choice of Counsel 98 , and Declaration of Blake Muir Harper in Support of Reply Memorandum of Points and Authorities in Further Support of the Motion to Oppose Consolidation of the Actions or, in the Alternative, to be Appointed Lead Plaintiff for The Preferred Share Purchasers Class and to Approve its Choice of Counsel 99 , served on 5/2/2007. (gk, ) (Entered: 05/15/2007)

05/07/2007

74 

APPLICATION of Non-Resident Attorney Peter G. A. Safirstein to appear on behalf of Jay Peter Kaufman Revocable Trust, and designating local counsel Jeff S. Westerman. FEE PAID. Lodged Proposed Order. (gk, ) (Entered: 05/11/2007)

05/07/2007

  

FAX number for Attorney Peter G A Safirstein is 212-868-1229. (gk, ) (Entered: 05/11/2007)

05/07/2007

108 

NOTICE of Withdrawing Motion for Appointment as Lead Plaintiff filed by Peoria Police Pension Fund. (gk, ) (Entered: 05/15/2007)

05/08/2007

75 

WAIVER OF SERVICE Returned Executed filed by Movant Donald Johnson upon Marilyn Alexander waiver sent Movant on 3/30/2007, answer due 5/29/2007. Waiver of Service signed by Heather Meservy, Esq., authorized to accept service, for Marilyn Alexander on 5/4/2007. [This document relates to SACV 07-304 AG (RNBx)] (gk, ) Modified on 5/13/2007 (gk, ). (Entered: 05/13/2007)

05/08/2007

76 

WAIVER OF SERVICE OF SUMMONS Returned Executed filed by Movant Donald Johnson upon Defendant Brad A. Morrice waiver sent by Movant on 3/30/2007, answer due 5/29/2007. Waiver of Service signed by Heather Meservy, Esq., attorney for Brad Morrice on 5/4/2007. [This document relates to SACV 07-304 DDP (JTLx)] (gk, ) (Entered: 05/13/2007)

05/08/2007

77 

WAIVER OF SERVICE OF SUMMONS Returned Executed filed by Movant Donald Johnson upon Edward F. Gotschall waiver sent by Movant on 3/30/2007, ansewr due 5/29/2007. Waiver of Service signed by Heather Meservy, Esq., attorney for Edward Gotschall on 5/4/2007. [This document relates to SACV 07-304 DDP (JTLx)] (gk, ) (Entered: 05/13/2007)

05/08/2007

78 

WAIVER OF SERVICE OF SUMMONS Returned Executed filed by Movant Donald Johnson upon Defendant Patti M. Dodge waiver sent by Movant on 3/30/2007, answer due 5/29/2007. Waiver of Service signed by Heather Meservy, Esq., attorney for Patti Dodge on 5/4/2007. [This document relates to SACV 07-304 DDP (JTLx)] (gk, ) (Entered: 05/13/2007)

05/08/2007

79 

WAIVER OF SERVICE OF SUMMONS Returned Executed filed by Movant Donald Johnson upon Defendant Robert K. Cole waiver sent by Movant on 3/3/2007, answer due 5/2/2007. Waiver of Service signed by Heather Meservy, Esq., attorney for Robert K. Cole, on 5/4/2007. [This document relates to SACV 07-304 DDP (JTLx)] (gk, ) (Entered: 05/13/2007)

05/08/2007

80 

WAIVER OF SERVICE OF SUMMONS Returned Executed filed by Movant Donald Johnson upon Donald E. Lange waiver sent by Movant on 3/30/2007, answer due 5/29/2007. Waiver of Service signed by Heather Meservy, Esq., authorized to accept service for Donald E. Lange, on 5/4/2007. [This document relates to SACV 07-304 DDP (JTLx)] (gk, ) (Entered: 05/13/2007)

05/08/2007

81 

WAIVER OF SERVICE OF SUMMONS Returned Executed filed by Movant Donald Johnson upon Michael M. Sachs waiver sent by Movant on 3/30/2007, answer due 5/29/2007. Waiver of Service signed by Heather Meservy, Esq., authorized to accept service, for Michael M. Sachs on 5/4/2007. [This document relates to SACV 07-304 DDP (JTLx)] (gk, ) (Entered: 05/13/2007)

05/08/2007

82 

WAIVER OF SERVICE OF SUMMONS Returned Executed filed by Movant Donald Johnson upon Richard A. Zona waiver sent by Movant on 3/30/2007, answer due 5/29/2007. Waiver of Service signed by Heather Meservy, Esq., authorized to accept service, for Richard A. Zona on 5/4/2007. [This document relates to SACV 07-304 DDP (JTLx)] (gk, ) (Entered: 05/13/2007)

05/08/2007

83 

WAIVER OF SERVICE OF SUMMONS Returned Executed filed by Movant Donald Johnson upon Frederic J. Forster wiaver sent by Movant on 3/30/2007, answer due 5/29/2007. Waiver of Service signed by Heather Meservy, Esq., authorized to accept service, for Frederic J. Forster on 5/4/2007. [This document relates to SACV 07-304 DDP (JTLx)] (gk, ) (Entered: 05/13/2007)

05/08/2007

84 

PROOF OF SERVICE Executed by Movant Donald Johnson upon New Century Financial Corporation served on 3/27/2007, answer due 4/16/2007. The Summons and Complaint were served by personal service, by Federal statute, upon CT Corp., Maria Sanchez, authorized agent for service. Due Dilligence declaration not attached. Original Summons returned. [This document relates to SACV 07-304 DDP (JTLx)] (gk, ) (Entered: 05/13/2007)

05/08/2007

85 

PROOF OF SERVICE Executed by Movant Donald Johnson upon Fredric J. Forster served on 3/27/2007, answer due 4/16/2007. The Summons and Complaint were served by substituted service, by Federal statute, upon Mrs. Forster, wife/co-occupant, and by first class mail on 3/30/2007. Due Dilligence declaration not attached. Original Summons not returned. [This document relates to SACV 07-304 DDP (JTLx)] (gk, ) (Entered: 05/13/2007)

05/08/2007

86 

PROOF OF SERVICE Executed by Movant Donald Johnson upon Harold A. Black served on 3/27/2007, answer due 4/16/2007. The Summons and Complaint were served by personal service, by Federal statute, upon Harold A. Black. Due Dilligence declaration not attached. Original Summons not returned. [This document relates to SACV 07-304 DDP (JTLx)] (gk, ) (Entered: 05/13/2007)

05/08/2007

87 

PROOF OF SERVICE Executed by Movant Donald Johnson upon David Einhorn served on 3/27/2007, ansewr due 4/16/2007. The Summons and Complaint were served by substituted service, by Federal statute, upon Mrs. Einhorn, wife/co-occupant, and by first class mail on 3/29/2007. Due Dilligence declaration not attached. Original Summons not returned. [This document relates to SACV 07-304 DDP (JTLx)] (gk, ) (Entered: 05/13/2007)

05/08/2007

88 

PROOF OF SERVICE Executed by Movant Donald Johnson upon William J. Popejoy served on 3/27/2007, answer due 4/16/2007. The Summons and Complaint were served by personal service, by Federal statute, upon William J. Popejoy. Due Dilligence declaration not attached. Original Summons not returned. (gk, ) (Entered: 05/13/2007)

05/08/2007

102 

NOTICE of Change of Address by Blake M Harper, Jennifer A Kagan, Dennis Stewart attorney for Movant Donald Johnson, changing address to Kahn Gauthier Swick LLP, 12 East 41st Street, 12th Floor, New York NY 10017. Filed by plaintiff Donald Johnson, William Kornfeld, the Preferred Share Purchasers Group (ak, ) Modified on 5/15/2007 (ak, ). (Entered: 05/15/2007)

05/08/2007

109 

ORDER by Judge Dean D. Pregerson granting Application of Non-Resident Salvatore J. Graziano to appear on behalf of Movant New York State Teachers' Retirement System 72 , and designating local counsel Blair A. Nicholas.(gk, ) (Entered: 05/15/2007)

05/09/2007

70 

ORDER by Judge Dean D. Pregerson granting Application of Non-Resident Kevin M. McGee to appear on behalf of Movant Charles Hooten 61 , and designating local counsel James S. Cahill. (gk, ) (Entered: 05/10/2007)

05/09/2007

71 

ORDER by Judge Dean D. Pregerson granting Application of Non-Resident Attorney Richard A. Speirs to appear on behalf of Movant Charles Hooten 60 , and designating local counsel James S. Cahill.(gk, ) (Entered: 05/10/2007)

05/09/2007

110 

ORDER by Judge Dean D. Pregerson granting Application of Non-Resident Attorney Max W. Berger to appear on behalf of Movant New York State Teachers' Retirement System 73 , and designating local counsel Blair A. Nicholas.(gk, ) (Entered: 05/15/2007)

05/09/2007

114 

PROOF OF SERVICE filed by Movant Joe Verne of Corrected Class Action Complaint for Violation of the Federal Securities Laws, served on 5/9/2007. (gk, ) (Entered: 05/23/2007)

05/14/2007

111 

ORDER by Judge Dean D. Pregerson granting Application of Non-Resident Attorney Peter G. A. Safirstein to appear on behalf of Plaintiff 74 , and designating local counsel Jeff S. Westerman.(gk, ) (Entered: 05/16/2007)

05/14/2007

113 

NOTICE of Orders Re Transfer of New York Cases to Central District of California filed by Movant Jay Peter Kaufman Revocable Trust. (gk, ) (Entered: 05/23/2007)

05/16/2007

115 

Notice of Withdrawal of Motion to: (1) Consolidate the Related Cases; (2) Appoint the Eden-Zoghby Group as Lead Plaintiff; and (3) Approve Lead Plaintiff Movant's Choice of Co-Lead Counsel 6 filed by Movant The Eden-Zoghby Group. (gk, ) (Entered: 05/23/2007)

05/18/2007

116 

SUPPLEMENTAL MEMORANDUM of Law in Further Support of Motion for Appointment as Lead Plaintiff 17 filed by Movant New York State Teachers' Retirement System. (gk, ) (Entered: 05/23/2007)

05/18/2007

117 

DECLARATION OF SERVICE filed by Movant New York State Teachers' Retirement System of Notice of Motion and Motion for Leave to File Supplemental Memorandum of Law in Further Support of Its Motion for Lead Plaintiff 116 , served on 5/15/2007. (gk, ) (Entered: 05/23/2007)

05/22/2007

112 

MINUTES (IN CHAMBERS) by Judge Dean D. Pregerson: On the Court's own motion, Resetting Hearings as to Motion for Consolidation, for Appointment as Lead Plaintiff on Behalf of the Series B Preferred Stock Purchaser Class Under Section 21D(a)(3)(B) of the Securities Exchange Act of 1934 and for Approval of Lead Plaintiff's Selection of Lead Counsel and Liaison Counsel filed by Movant Joe Verne 24 ; Motion for Appointment of Lead Plaintiff, Lead Counsel and Liaison Counesl by Charles Hoote 30 ; Motion to Oppose Consolidation of the Actions or, in the Alternative, to be Appointed Lead Plaintiff for The Preferred Share Purchasers Class and to Approve its Choice of Counsel filed by Movants "The Preferred Share Purchasers Group" Donald Johnson and William Kornfeld, Jr. 41 ; Motion to Consolidate, for Appointment as Lead Plaintiff and for Approval of Lead Counsel and Liaison Counsel filed by Movant Reinhard Brathel 34 ; Motion for Appointment as Lead Plaintiff of Section 11 Claims Asserted on Behald of Series A Preferred Stockholders filed by Movant Jay Peter Kaufman Revocable Trust; and Motion for Appointment as Lead Plaintiff, Approval of Its Selection of Counsel as Lead Counsel and Consolidation of All Related Cases filed by Movant New York State Teachers' Retirement System 17 ; Motion hearings re-set to 6/18/2007 at 10:00 AM before Judge Dean D. Pregerson.Court Reporter: None Present. (gk, ) (Entered: 05/23/2007)

05/22/2007

118 

MINUTES (IN CHAMBERS) by Judge Dean D. Pregerson: On the Court's own motion the following motions are hereby vacated: Motion for Consolidation, Appointment as Lead Plaintiff and Approval of Lead Plaintiff's Selection of Co-Lead Counsel filed by Movants the "Pension Trust Group" Laborers Pension Trust Fund for Northern California, Jack Roth and Paul R. Aronson 31 ; Motion to: (1) Consolidate the Related Cases; (2) Appoint the Eden-Zoghby Group as Lead Plaintiff; and (3) Approve Lead Plaintiff Movant's Choice of Co-Lead Counsel filed by Lead Plaintiff Movant The Eden-Zoghby Group 6 , Motion to Consolidate Actions, Appoint the New Century Institutional Ivestor Group as Lead Plaintiff Pursuant to Section 21D(a)(3)(B) of the Securities Exchange Act of 1934 and to Approve Lead Plaintiff's Choice of Counsel filed by Movants Anima S.G.R.p.A and Metzler Asset Management GmbH (collectively, the "New Century Institutional Investor Group") 28 , Motion to Consolidate Related Cases, Appoint Lead Plaintiff and Lead Counsel filed by Movants Port Authority of Allegheny County Retirement and Disability Allowance Plan for Employees Represented by Local 85 of the Amalgamated Transit Union and Maine State Retirement System 37 . Court Reporter: None Present. (gk, ) (Entered: 05/23/2007)

05/25/2007

120 

NOTICE of Related Case(s) filed by Movant Jay Peter Kaufman Revocable Trust. Related Case(s): SACV 07-585 JVS, SACV 07-590 CJC (rn, ) (Entered: 05/31/2007)

05/29/2007

119 

MINUTES (IN CHAMBERS) by Judge Dean D. Pregerson: On the Court's own motion, the Motion for Preliminary Injunction filed by Movant New York State Teachers' Retirement System 11 is reset, Motion hearing reset on 6/18/2007 at 10:00 AM before Judge Dean D. Pregerson. Court Reporter: None Present. (gk, ) (Entered: 05/29/2007)

05/29/2007

128 

REPLY MEMORANDUM in Further Support of Motion for Preliminary Injunction 11 filed by Movant New York State Teachers' Retirement System. (gk) (Entered: 06/12/2007)

05/29/2007

129 

SUPPLEMENTAL DECLARATION of Blair A. Nicholas in Support of Reply Memorandum in Further Support of Motion for Preliminary Injunction 11 filed by Movant New York State Teachers' Retirement System. (gk) (Entered: 06/12/2007)

05/29/2007

130 

PROOF OF SERVICE filed by Movant New York State Teachers' Retirement System of Reply Memorandum in Further Support of Motion for Preliminary Injunction 128 , Supplemental Declaration of Blair A. Nicholas 129 , served on 5/29/2007. (gk) (Entered: 06/12/2007)

05/30/2007

121 

APPLICATION of Non-Resident Attorney Patrick V. Dahlstrom to appear on behalf of Movant Reinhard Barthel, and designating local counsel Steven N. Williams. FEE PAID. Lodged Proposed Order. (gk) (Entered: 06/04/2007)

05/30/2007

134 

MEMORANDUM in Response to New York State Teachers' Retirement System's "Proposed" Surreply and the "Preferred Shares Purchasers Group's" Filed but Unserved Reply Memorandum, and in Further Support of the Kaufman Trust's Motion for Appointment as Lead Plaintiff of Section 11 Claims Asserted on behalf of New century Series A and B Preferred Stockholders 103 , 104 filed by Movant Jay Peter Kaufman Revocable Trust. (gk) (Entered: 06/13/2007)

05/30/2007

135 

PROOF OF SERVICE filed by Movant Reinhard Barthel of Application of Non-Resident Attorney to Appear in a Specific Case 121 and Proposed Order, served on 5/29/2007. (gk) (Entered: 06/13/2007)

06/01/2007

122 

ORDER by Judge Dean D. Pregerson granting Application of Non-Resident Attorney Patrick V. Dahlstrom to appear on behalf of Movant Reinhard Barthel 121 , and designating local counsel Steven N. Williams. (gk) (Entered: 06/05/2007)

06/04/2007

123 

NOTICE OF MOTION AND MOTION to Oppose Consolidation of the Actions and, in the Alternative, to be Appointed Lead Plaintiff for the Preferred Share Purchasers Class and to Approve its Choice of Counsel filed by Movants "The Preferred Share Purchasers Group Pursuant to 4/5/2007 PSLRA Notice" Donald Johnson and William Kornfeld, Jr. Motion set for hearing on 7/9/2007 at 10:00 AM before Judge Dean D. Pregerson. Lodged Proposed Order. (gk) (Entered: 06/06/2007)

06/04/2007

  

FAX number for Attorney Kim E Miller, Michael A Swick is 504-455-1498. (gk) (Entered: 06/06/2007)

06/04/2007

  

FAX number for Attorney Lewis Kahn is 504-455-1498. (gk) (Entered: 06/06/2007)

06/04/2007

124 

MEMORANDUM of Points and Authorities in Support of Motion to Oppose Consolidation of the Actions and, in the Alternative, to be Appointed Lead Plaintiff for the Preferred Share Purchasers Class and to Approve its Choice of Counsel 123 filed by Movants "The Preferred Share Purcha sers Group Pursuant to 4/5/2007 PSLRA Notice" Donald Johnson and William Kornfeld, Jr. (gk) (Entered: 06/06/2007)

06/04/2007

125 

DECLARATION of Blake Muir Harper in Support of Motion to Oppose Consolidation of the Actions and, in the Alternative, to be Appointed Lead Plaintiff for the Preferred Share Purchasers Class and to Approve its Choice of Counsel 123 filed by Movants "The Preferred Share Purchasers Group Pursuant to 4/5/2007 PSLRA Notice" Donald Johnson and William Kornfeld, Jr. (gk) (Entered: 06/06/2007)

06/06/2007

126 

MINUTES (IN CHAMBERS) by Judge Dean D. Pregerson: On the Court's own motion, the Motion of The Preferred Share Purchasers Group Pursuant to 4/5/2007 PSLRA Notice to Oppose Consolidation of the Actions and, in the Alternative, to be Appointed Lead Plaintiff for the Preferred Share Purchasers Class and to Approve its Choice of Counsel 123 is hereby reset, Motion reset for hearing on 6/18/2007 at 10:00 AM before Judge Dean D. Pregerson. Any Opposition due by 6/13/2007 with a conformed courtesy copy delivered to chambers. Court Reporter: None Present. (gk) (Entered: 06/06/2007)

06/06/2007

127 

APPLICATION of Non-Resident Attorney Michael A. Swick to appear on behalf of Movants "The Preferred Share Purchasers Group" Donald Johnson and William Kornfeld, Jr. Donald Johnson, William Kornfeld, Jr., and designating local counsel Jennifer A. Kagan. FEE PAID. Lodged Proposed Order. (gk) (Entered: 06/11/2007)

06/07/2007

146 

NOTICE of Change of hearing date filed by Movant The Preferred Share Purchasers Group (ir) (Entered: 06/28/2007)

06/11/2007

132 

MOTION for Leave to File Memorandum of Points and Authorities in Reply to Jay Peter Kaufman Revocable Trust Response (Sur-Reply) Memorandum dated 5/30/2007 filed by "The Preferred Share Purchasers Group" Donald Johnson and William Kornfeld, Jr. Motion set for hearing on 6/18/2007 at 10:00 AM before Judge Dean D. Pregerson. (gk) (Entered: 06/13/2007)

06/12/2007

150 

MEMORANDUM in response to the Preferred Share Purchases Group Motion 123 filed by Movant Jay Peter Kaufman Revocable Trust. (ir) (Entered: 06/29/2007)

06/13/2007

131 

NOTICE OF DOCUMENT DISCREPANCIES AND ORDER by Judge Dean D. Pregerson, ORDERING Motion for Leave to File Memorandum submitted by Movants "The Preferred Share Purchasers Group" Donald Johnson and William Kornfeld, Jr. received on 6/11/2007 to be filed and processed; filed date to be the date the document was stamped Received but not Filed with the Clerk.(gk) (Entered: 06/13/2007)

06/13/2007

133 

MINUTES (IN CHAMBERS) by Judge Dean D. Pregerson: On the Court's own motion, The Preferred Share Purchasers Group's Motion for Leave to File Memorandum of Points and Authorities in Reply to Jay Peter Kaufman Revocable Trust Response Memorandum dated 5/30/2007 132 , set for 6/18/2007 at 10:00 AM, is hereby granted. Court Reporter: None Present. (gk) (Entered: 06/13/2007)

06/13/2007

136 

MEMORANDUM of Points and Authorities in Reply to Jay Peter Kaufman Revocable Trust Response (Sur-Reply) Memorandum Dated 5/30/2007 103 filed by "The Preferred Share Purchasers Group" Donald Johnson and William Kornfeld, Jr. (gk) (Entered: 06/13/2007)

06/13/2007

139 

RESPONSE to the preferred share purchaser Group's motion to oppose consolidation. filed by Movant Joe Verne (yc) (Entered: 06/26/2007)

06/13/2007

156 

MEMORANDUM OF POINTS AND AUTHORITIES IN RESPONSE to motion of The Preferred Share Purchasers Group in Opposition to Consolidation, to be appointed lead plaintiff, and appointment of lead counsel 41 filed by Movant Charles Hooten. (et) (Entered: 06/30/2007)

06/13/2007

157 

MEMORANDUM OF POINTS AND AUTHORITIES in Opposition MOTION to Oppose Consolidation of the Actions and, in the Alternative, to be Appointed Lead Plaintiff for the Preferred Share Purchasers Class and to Approve its Choice of Counsel filed by Movants "The Preferred Share Purcha sers Group Pursuant to 4/5/2007 PSLRA Notice" Donald Johnson and William Kornfeld, Jr. 123 filed by Movants Donald Johnson, William Kornfeld, Jr. (et) (Entered: 06/30/2007)

06/13/2007

158 

DECLARATION of JENNIFER A. KAGAN in support of opposition to MOTION for Order for to Oppose Consolidation of the Actions and, in the Alternative, to be Appointed Lead Plaintiff for the Preferred Share Purchasers Class and to Approve its Choice of Counsel 123 filed by Movants Donald Johnson, William Kornfeld, Jr. (et) (Entered: 06/30/2007)

06/14/2007

137 

NOTICE of Association of Counsel associating attorney John W Spiegel of Munger Tolles and Olson on behalf of Defendants Patti M Dodge, Brad A Morrice, Robert K Cole. Filed by defendants Robert Cole, Patti M Dodge, Brad A Morrice and non-party Edward Gotschall (bb) Modified on 6/20/2007 (bb, ). (Entered: 06/20/2007)

06/14/2007

138 

APPLICATION of Non-Resident Attorney Hannah E. Greenwald to appear on behalf of Movant New York State Teachers' Retirement System, and designating local counsel Blair A. Nicholas. FEE PAID. Lodged Proposed Order. (gk) (Entered: 06/20/2007)

06/14/2007

  

FAX number for Attorney Hannah E Greenwald is 212-554-1444. (gk) (Entered: 06/20/2007)

06/14/2007

140 

NOTICE of Appearance of Counsel filed by attorney John W Spiegel on behalf of Defendants Patti M Dodge, Brad A Morrice, Robert K Cole and non-party Edward Gotschall. (ca) (Entered: 06/26/2007)

06/14/2007

141 

APPLICATION of David C. Cimo for Leave to Appear Pro Hac Vice. FEE PAID. filed by "The Preferred Share Purchasers Group" Donald Johnson and William Kornfeld, Jr. Lodged Proposed Order. (ca) (Entered: 06/26/2007)

06/14/2007

142 

APPLICATION of Jonathan E. Perlman for Leave to Appear Pro Hac Vice. FEE PAID. filed by "The Preferred Share Purchasers Group" Donald Johnson and William Kornfeld, Jr. Lodged Proposed Order. (ca) (Entered: 06/26/2007)

06/14/2007

  

FAX number for Attorney David C Cimo is 305-349-2310. (gk) (Entered: 06/26/2007)

06/14/2007

  

FAX number for Attorney Jonathan E Perlman is 305-349-2310. (gk) (Entered: 06/26/2007)

06/14/2007

151 

NOTICE OF MOTION AND MOTION for Leave to File Response to The Dual filings of the preferred share purchasers group dated June 11 and 13, 2007 filed by plaintiff Jay Peter Kaufman Revocable Trust.Motion set for hearing on 7/9/2007 at 10:00 AM before Judge Dean D. Pregerson. (jp) (Entered: 06/30/2007)

06/14/2007

152 

MEMORANDUM in Support of MOTION to File Response to The Dual filings of the preferred share purchasers group dated June 11 and 13, 2007 151 filed by Movant Jay Peter Kaufman Revocable Trust. (jp) (Entered: 06/30/2007)

06/14/2007

153 

EX PARTE APPLICATION for an Order (1) Continuing Hearing Motion for Preliminary Injunction 11 ; and (2) Allowing Filing of Supplemental Briefing by defendants filed by defendants Patti M Dodge, Brad A Morrice, Robert K Cole. Lodged Proposed Order. (jp) (Entered: 06/30/2007)

06/14/2007

154 

OBJECTIONS to Evidence Submitted in support of MOTION for Preliminary Injunction 11 filed by Defendants Patti M Dodge, Robert K Cole, Brad A Morrice, Edward Gotschall. (jp) (Entered: 06/30/2007)

06/14/2007

155 

ORDER by Judge Dean D. Pregerson GRANTING DEFENDANTS EX PARTE APPLICATION to (1) Continue the Hearing Motion for Preliminary Injunction 11 ; and (2) Allowing Filing of Supplemental Briefing by defendants 153 . (jp) (Entered: 06/30/2007)

06/15/2007

  

FAX number for Attorney Kent A Bronson is 212-868-1229. (gk) (Entered: 06/19/2007)

06/15/2007

  

FAX number for Attorney Elizabeth P Lin is 213-617-1975. (gk) (Entered: 06/19/2007)

06/15/2007

159 

APPLICATION of Kent A. Bronson, Esq. for Leave to Appear Pro Hac Vice. FEE PAID. Filed by plaintiff Jay Peter Kaufman Revocable Trust. Lodged Proposed Order. (ca) (Entered: 07/03/2007)

06/18/2007

161 

MINUTES OF Motion Hearing held before Judge Dean D. Pregerson: Court hears oral argument and takes the following matters under submission: Motion for Consolidation, for Appointment as Lead Plaintiff on Behalf of the Series B Preferred Stock Purchaser Class Under Section 21D(A)(3)(B) of the Securities Exchange Act of 1934 and for Approval of Lead Plaintiff's Selection of Lead Counsel and Liaison Counsel filed by Movant Joe Verne 24 ; Motion for Appointment of Lead Plaintiff, Lead Counsel and Liaison Counsel by Charles Hoote 30 ; Motion to Oppose Consolidation of the Actions or, in the Alternative, to be Appointed Lead Plaintiff for The Preferred Share Purchasers Class and to Approve its Choice of Counsel filed by Movants "The Preferred Share Purchasers Group" Donald Johnson and William Kornfeld, Jr. 41 ; Motion to Consolidate, for Appointment as Lead Plaintiff and for Approval of Lead Counsel and Liaison Counsel filed by Movant Reinhard Barthel 34 ; Motion for Appointment as Lead Plaintiff of Section 11 Claims Asserted on Behalf of Series A Preferred Stockholders filed by Movant Jay Peter Kaufman Revocable Trust; Motion for Appointment as Lead Plaintiff, Approval of Its Selection of Counsel as Lead Counsel, and Consolidation of All Related Cases filed by Movant New York State Teachers' Retirement System 17 ; Motion of the Preferred Share Purchasers Group Pursuant to 4/5/2007 PSLRA Notice to Oppose Consolidation of the Actions and, in the Alternative, to be Appointed as Lead Plaintiff for the Preferred Share Purchasers Class and to Approve its Choice of Counsel 123 . Court Reporter: Maria Bustillos. (gk) (Entered: 07/03/2007)

06/20/2007

143 

APPLICATION AND ORDER of Non-Resident Attorney to Appear in a Specific Case by Michael A. Swick as counsel for "The Preferred Share Purchasers Group" Donald Johnson and William Kornfeld, Jr. designating Jennifer A. Kagan as local counsel. Fee paid. Approved by Judge Dean D. Pregerson.(ca) (Entered: 06/26/2007)

06/21/2007

163 

NOTICE of Appearance of Non-Party Parties filed by Bear Stearns & Co Inc, Deutsche Bank Securities Inc, Jefferies & Company Inc, JMP Securities LLC, Morgan Stanley & Co Inc, Piper Jaffray & Co, Roth Capital Partners LLC and Stifel, Nicolaus & Company Inc. (ad) (Entered: 07/09/2007)

06/21/2007

167 

REQUEST FOR JUDICIAL NOTICE filed by movant The Preferred Share Purchasers Group. (ad) (Entered: 07/10/2007)

06/21/2007

168 

DECLARATION of Jennifer A Kagan in support of Request for Judicial Notice 167 filed by Movant The Preferred Share Purchasers Group. (ad) (Entered: 07/10/2007)

06/22/2007

147 

ORDER by Judge Dean D. Pregerson granting Application of Non-Resident Attorney Jonathan E. Perlman to appear on behalf of Movant "The Preferred Share Purchasers Group" 142 , and designating local counsel Jennifer A. Kagan.(gk) (Entered: 06/28/2007)

06/22/2007

148 

ORDER by Judge Dean D. Pregerson granting Application of Non-Resident Attorney David C. Cimo to appear on behalf of Movant "The Preferred Share Purchasers Group" 141 , and designating local counsel Jennifer A. Kagan. (gk) (Entered: 06/28/2007)

06/22/2007

149 

ORDER by Judge Dean D. Pregerson granting Application of Non-Resident Attorney Hannah E. Greenwald to appear on behalf of Lead Plaintiff New York State Teachers Retirement System 138 , and designating local counsel Blair A. Nicholas. (gk) (Entered: 06/28/2007)

06/25/2007

144 

MINUTES (IN CHAMBERS) by Judge Dean D. Pregerson: On the Court's own motion, Movant New York State Teachers' Retirement System's Motion for Preliminary Injunction 11 is continued; Motion hearing continued to 7/23/2007 at 10:00 AM before Judge Dean D. Pregerson. Court Reporter: None Present. (gk) (Entered: 06/26/2007)

06/25/2007

160 

ORDER by Judge Dean D. Pregerson granting Application of Non-Resident Attorney Kent A Bronson to appear on behalf of Movant The Jay Peter Kaufman Revocable Trust 159 , and designating local counsel Elizabeth Lin.(gk) (Entered: 07/03/2007)

06/25/2007

169 

RESPONSE to OBJECTIONS to Evidence Submitted in support of Motion for Preliminary Injunction 154 , filed by Consol Plaintiff New York State Teachers' Retirement Systemto. (yca) (Entered: 07/10/2007)

06/25/2007

170 

PROOF OF SERVICE of RESPONSE to Objections 169 served on 06/25/07, filed by Consol Plaintiff New York State Teachers' Retirement System. (yca) (Entered: 07/10/2007)

06/25/2007

171 

SUPPLEMENTAL MEMORANDUM in Opposition to MOTION for Preliminary Injunction 11 , filed by Defendants Patti M Dodge, Brad A Morrice, Robert K Cole, Consol Defendant Edward F Gotschall. (yca) (Entered: 07/10/2007)

06/26/2007

145 

ORDER GRANTING IN PART AND DENYING IN PART VARIOUS PLAINTIFFS' MOTIONS REGARDING CONSOLIDATION, LEAD PLAINTIFF STATUS, AND LEAD COUNSEL STATUS by Judge Dean D. Pregerson: This matter is before the Court on Plaintiffs' motions regarding consolidation, appointment of lead plaintiff, and appointment of lead counsel. The Motions the Court has reviewed and addressed in this tentative ruling are those filed by NYS Teachers 17 , Joe Verne 24 , Charles Hooten 30 , Reinhardt Barthel 34 , "Preferred Share Purchasers Group" 41 , 123 , and Jay Peter Kaufman Revocable Trust 113 . After reviewing the papers submitted by the parties, the Court consolidates the actions, appoints the New York State Teachers Retirement System ("NYS Teachers") as lead plaintiff, and appoints its counsel the law firm Bernstein Litowitz as lead counsel. All other pending lead plaintiff/lead counsel motions will be denied. To the extent that the motions requested consolidation, they are granted. Unless the parties otherwise agree, NYS Teachers shall file an amended consolidated complaint within 30 days from the date of entry of this order. Defendants shall file a responsive pleading within 30 days from the date the amended consolidated complaint is filed. (gk) (Entered: 06/27/2007)

07/03/2007

164 

REQUEST for Approval of Substitution of Attorney John W. Spiegel, Munger Tolles & Olson LLP for Specially Appearing Non-Party Edward F. Gotschall in place of attorney Philip Tencer, Cooley Godward Kronish LLP. (gk) (Entered: 07/09/2007)

07/03/2007

165 

REQUEST for Approval of Substitution of Attorney John W. Spiegel, Munger Tolles & Olson LLP for Non-Party Stergios Theologides in place of attorney Philip Tencer, Cooley Godward Kronish LLP. Lodged Proposed Order. (gk) (Entered: 07/09/2007)

07/03/2007

166 

ORDER by Judge Dean D. Pregerson granting Request for Approval of Substitution of Attorney John W. Spiegel, Munger Tolles & Olson LLP for Consol Defendant Edward F. Gotschall in place of attorney Philip Tencer, Cooley Godward Kronish LLP 164 . (gk) (Entered: 07/09/2007)

07/03/2007

172 

ORDER by Judge Dean D. Pregerson granting Request for Approval of Substitution of Attorney John W. Spiegel, Munger Tolles & Olson LLP for Consol Defendant Stergios Theologides in place of attorney Philip Tencer, Cooley Godward Kronish LLP 165 . (gk) (Entered: 07/10/2007)

07/05/2007

179 

DECLARATION OF SERVICE filed by Lead Plaintiff New York State Teachers' Retirement System OF Stipulation and Order Regarding Scheduling 162 , served on 7/5/2007. (gk) (Entered: 07/17/2007)

07/09/2007

162 

STIPULATION AND ORDER REGARDING SCHEDULING by Judge Dean D. Pregerson: Lead Plaintiff shall file a Consolidated Class Action Complaint on or before 9/14/2007; Defendants shall answer, move or otherwise respond on or before 11/2/2007; Lead Plaintiff shall file its opposition to any motion to dismiss on or before 12/14/2007; Defendants shall file a reply brief on or before 1/14/2008; and a hearing on any motion to dismiss filed by any Defendant shall be held 1/28/2008 at 10:00 AM. (gk) (Entered: 07/09/2007)

07/13/2007

173 

REQUEST for Approval of Substitution of Attorney John W. Speigel, Munger Tolles & Olson LLP in place of attorney Philip Tencer, Cooley Godward Kronish LLP filed by Defendant Brad A. Morrice. Lodged Proposed Order. (gk) (Entered: 07/17/2007)

07/13/2007

174 

REQUEST for Approval of Substitution of Attorney John W. Spiegel, Munger Tolles & Olson LLP in place of attorney Philip Tencer, Cooley Godward Kronish LLP filed by Defendant Patti M. Dodge. Lodged Proposed Order. (gk) (Entered: 07/17/2007)

07/13/2007

175 

REQUEST for Approval of Substitution of Attorney John W. Spiegel, Munger Tolles & Olson LLP in place of attorney Philip Tencer, Cooley Godward Kronish LLP filed by Defendant Joseph M. Eckroth, Jr. Lodged Proposed Order. (gk) (Entered: 07/17/2007)

07/16/2007

176 

ORDER by Judge Dean D. Pregerson granting Request for Approval of Substitution of Attorney John W. Speigel, Munger Tolles & Olson LLP for Defendant Brad A. Morrice in place of attorney Philip Tencer, Cooley Godward Kronish LLP 173 . (gk) (Entered: 07/17/2007)

07/16/2007

177 

ORDER by Judge Dean D. Pregerson granting Request for Approval of Substitution of Attorney John W. Spiegel, Munger Tolles & Olson LLP for Defendant Patti M. Dodge in place of attorney Philip Tencer, Cooley Godward Kronish LLP 174 . (gk) (Entered: 07/17/2007)

07/16/2007

178 

ORDER by Judge Dean D. Pregerson granting Request for Approval of Substitution of Attorney John W. Spiegel, Munger Tolles & Olson LLP for Defendant Joseph F. Eckroth, Jr. in place of attorney Philip Tencer, Cooley Godward Kronish LLP 175 . (gk) (Entered: 07/17/2007)

07/20/2007

182 

STIPULATION and Order regarding withdrawal of motion for preliminary injunction; filed by plaintiff, New York State Teachers' Retirement System.(ear) (Entered: 08/03/2007)

07/23/2007

180 

REQUEST for Approval of Substitution of Attorney John W. Spiegel, Munger Tolles & Olson LLP in place of attorney Philip Tencer, Cooley Godward Kronish LLP filed by Defendant Kevin M. Cloyd. Lodged Proposed Order. (gk) (Entered: 07/25/2007)

07/25/2007

181 

ORDER ON REQUEST for Approval of Substitution of Attorney filed. Substituting John W Spiegel for Kevin M Cloyd in place and stead of Philip Tencer 180 is GRANTED by Judge Dean D. Pregerson. (jp) (Entered: 07/26/2007)

07/26/2007

190 

NOTICE of Change of Address for attorney Frederic S Fox, Joel B Strauss and Jeffrey P Campisi changing address to Kaplan Fox and Kilsheimer LLP, 850 Third Ave, 14th Floor, New York, NY 10022. Filed by plaintiffs (ak) (Entered: 08/27/2007)

08/10/2007

183 

REQUEST for Approval of Substitution of Attorney John W. Spiegel, Munger, Tolles & Olson, LLP in place of attorneys Philip Tencer, William E. Grauer, Meghan Oryan Spieker, Koji F. Fukumura, Cooley Godward Kronish LLP filed by Defendant Robert K. Cole. Lodged Proposed Order. (gk) (Entered: 08/15/2007)

08/13/2007

184 

NOTICE OF RELATED CASE DISMISSALS, REQUEST TO BE REMOVED FROM SERVICE LIST by Plaintiffs Arnold C. Goldstein and Marcia C. Goldstein and ORDER by Judge Dean D. Pregerson that the related consolidated cases entitled, respectively, Arnold C. Goldstein v. New Century Financial Corporation, et al., Case No. CV 07-0464 DDP (JTLx) and Marcia C. Goldstein v. New Century Financial Corporation, et al., Case No. CV 07-0465 DDP (JTLx) have been dismissed. Plaintiffs Arnold C. Goldstein and Marcia C. Goldstein are removed from the Master Service List for the consolidated actions, and from the District Court's service list. (gk) (Entered: 08/15/2007)

08/13/2007

185 

ORDER by Judge Dean D. Pregerson granting Request for Approval of Substitution of Attorney John W. Spiegel, Munger, Tolles & Olson, LLP for Defendant Robert K. Cole in place of attorneys Philip Tencer, William E. Grauer, Meghan Oryan Spieker, Koji F. Fukumura, Cooley Godward Kronish LLP 183 . (gk) (Entered: 08/15/2007)

08/16/2007

186 

NOTICE of Appearance filed by Wayne W. Smith, Meryl L. Young, Stacy J. Marsh, and Matthew E. Lilly of Gibson, Dunn & Crutcher LLP on behalf of Independent Director Defendants Marilyn A. Alexander, Harold A. Black, David Einhorn, Fredric F. Forster, Donald E. Lange, Michael M. Sachs, and Richard A. Zona. (gk) (Entered: 08/22/2007)

08/16/2007

187 

NOTICE of Interested Parties filed by Defendants Marilyn A. Alexander, Harold A. Black, David Einhorn, Fredric F. Forster, Donald E. Lange, Michael M. Sachs, AND Richard A. Zona. (gk) (Entered: 08/22/2007)

08/22/2007

188 

NOTICE of Appearance filed by attorneys Wayne W. Smith, Meryl L. Young, Stacy J. Marsh, and Matthew E. Lilly, on behalf of Defendants Marilyn A. Alexander, Harold A. Black, David Einhorn, Fredric F. Forster, Donald E. Lange, Michael M. Sachs, and Richard A. Zona. (gk) (Entered: 08/24/2007)

08/22/2007

189 

NOTICE of Interested Parties filed by Defendants Marilyn A. Alexander, Harold A. Black, David Einhorn, Fredric F. Forster, Donald E. Lange, Michael M. Sachs, and Richard A. Zona. (gk) (Entered: 08/24/2007)

09/12/2007

193 

NOTICE of Change of Address by Kent A Bronson, Elizabeth P Lin, Roland W Riggs, IV, Peter George Safirstein, Jeff S Westerman attorney for Movant Jay Peter Kaufman Revocable Trust, changing firm name to Milberg Weiss. Filed by plaintiff Jay peter Kaufman Revocable Trust (bb) (Entered: 09/19/2007)

09/14/2007

191 

CONSOLIDATED COMPLAINT against defendants Robert K cole, Brad A Morrice, Edeard F Gotschall, Patti M dodge, Frederick J Forster, Michael M Sachs, Harold A Black, Doald E Lange, Terrence P Sandvik, Richard A Zona, marilyn A alexander, William J Popejoy, David Einhorn, KPMG LLP, Bear, Stearns & Co. Inc, Deutsche Bank securities Inc, Piper Jaffray & Co, Stifel, Nicolaus & company, Incorporated, JMP Securities LLC, Roth Capital Partners, LLC, Morgan Stanley & Co. Incorporated, Jefferies & Company, Inc related to: Complaint - (Discovery) 1 Jury Demand,filed by plaintiffs Carl Larson, Charles Hooten, New York State Teachers' Retirement System (lc) Modified on 9/17/2007 (lc, ). (Entered: 09/17/2007)

09/14/2007

192 

DECLARATION OF SERVICE BY FIRST CLASS MAIL filed by lead plaintiff New York State Teachers' Retirement System, re Consolidated Complaint 191 on counsel for various plaintiffs/movants served on 9/14/07.( see document for lengthly list- no defendants on list) (lc) (Entered: 09/17/2007)

11/01/2007

194 

REQUEST to Substitute attorney Manny A Abascal of Latham & Watkins in place of attorney John W Spiegel of Munger Tolles & Olson filed by defendant Robert K Cole. Lodged order. (lc) (Entered: 11/06/2007)

11/02/2007

195 

REQUEST FOR JUDICIAL NOTICE IN SUPPORT OF MOTION TO DISMISS THE CONSOLIDATED CLASS ACTION COMPLAINT filed by defendants Patti M Dodge, Brad A Morrice, Edward F Gotschall. (sce) (Entered: 11/06/2007)

11/02/2007

  

FAX number for Attorney Kevin S Allred, Luis Li, Kathleen M McDowell, John W Spiegel is 213-687-3702. (sce) (Entered: 11/06/2007)

11/02/2007

196 

NOTICE OF MOTION AND MOTION to Dismiss count 1 in Plaintiffs' Consolidated Class Action Complaint Pursuant to Rule 12(b)(6); Memorandum of Points and Authorities filed by defendants Fredric F Forster, Donald E Lange, Michael M Sachs, Richard A Zona, Terrence P Sandvik, Marilyn A Alexander, Harold A Black, David Einhorn.Motion set for hearing on 1/28/2008 at 10:00 AM before Judge Dean D. Pregerson. (sce) (Entered: 11/06/2007)

11/02/2007

  

FAX number for Attorney Matthew E Lilly, Wayne W Smith, Meryl L Young is 949-451-4220. (sce) (Entered: 11/06/2007)

11/02/2007

197 

REQUEST FOR JUDICIAL NOTICE re MOTION to Dismiss count 1 in Plaintiffs' Consolidated Class Action Complaint 196 filed by defendants Fredric F Forster, Donald E Lange, Michael M Sachs, Richard A Zona, Terrence P Sandvik, Marilyn A Alexander, Harold A Black, David Einhorn. (sce) (Entered: 11/06/2007)

11/02/2007

198 

DECLARATION of Stacy J. Marsh in support of MOTION to Dismiss count 1 in Plaintiffs' Consolidated Class Action Complaint 196 filed by Consol Defendants Fredric F Forster, Donald E Lange, Michael M Sachs, Richard A Zona, Terrence P Sandvik, Marilyn A Alexander, Harold A Black, David Einhorn. (sce) (Entered: 11/06/2007)

11/02/2007

199 

NOTICE OF MOTION AND MOTION to Dismiss counts nine and ten of the consolidated class action complaint, MOTION for Joinder in Brad A. Morrice, Patti A. Dodge, Edward F. Gotschall, The Independant Directors, and The Underwriters MOTION to Dismiss count 1 in Plaintiffs' Consolidated Class Action Complaint 196 filed by defendant Robert K Cole.Motion set for hearing on 1/28/2008 at 10:00 AM before Judge Dean D. Pregerson. Lodged order. (sce) (Entered: 11/06/2007)

11/02/2007

200 

REQUEST FOR JUDICIAL NOTICE re MOTION to Dismiss count 1 in Plaintiffs' Consolidated Class Action Complaint 196 ; Memorandum of Points and Authorities filed by defendant Robert K Cole. (sce) Modified on 11/6/2007 (sce, ). (Entered: 11/06/2007)

11/02/2007

202 

NOTICE OF MOTION AND MOTION to Dismiss consolidated class action complaint; memorandum filed by defendants Patti M Dodge, Brad A Morrice, Edward F Gotschall.Motion set for hearing on 1/28/2008 at 10:00 AM before Judge Dean D. Pregerson. (lc) (Entered: 11/16/2007)

11/02/2007

203 

NOTICE OF MOTION AND MOTION to Dismiss Plaintiffs' Consolidated Class Action Complaint by the Underwriter Defendants (Bear Stearns & Co. Inc., Deutsche Bank Securities, Inc., Jefferies & Co., Inc., JMP Securities, LLC, Morgan Stanley & Co., Inc., Piper Jaffray & Co., Roth Capital Partners, LLC and Stifel Nicolaus & Co., Inc.); Memorandum of Points and Authorities in Support Thereof filed by Defendants Bear Stearns & Co Inc, Deutsche Bank Securities Inc, Jefferies & Company Inc, JMP Securities LLC, Morgan Stanley & Co Inc, Piper Jaffray & Co, Roth Capital Partners LLC, Stifel Nicolaus & Company Inc.Motion set for hearing on 1/28/2008 at 10:00 AM before Judge Dean D. Pregerson. (vh) (Entered: 11/20/2007)

11/02/2007

204 

REQUEST FOR JUDICIAL NOTICE in Support of Motion to Dismiss Plaintiffs' Consolidated Class Action Complaint by the Underwriter Defendants (Bear Stearns & Co. Inc., Deutsche Bank Securities, Inc., Jefferies & Co., Inc., JMP Securities, LLC, Morgan Stanley & Co., Inc., Piper Jaffray & Co., Roth Capital Partners, LLC and Stifel Nicolaus & Co., Inc.) re 203 filed by Defendants Bear Stearns & Co Inc, Deutsche Bank Securities Inc, Jefferies & Company Inc, JMP Securities LLC, Morgan Stanley & Co Inc, Piper Jaffray & Co, Roth Capital Partners LLC, Stifel Nicolaus & Company Inc. (vh) (Entered: 11/20/2007)

11/02/2007

205 

REQUEST FOR JUDICIAL NOTICE in Support of MOTION to Dismiss Plaintiffs' Consolidated Class Action Complaint by the Underwriter Defendants (Bear Stearns & Co. Inc., Deutsche Bank Securities, Inc., Jefferies & Co., Inc., JMP Securities, LLC, Morgan Stanley & Co., Inc., Piper Jaffray & Co., Roth Capital Partners, LLC and Stifel Nicolaus & Co., Inc.) 2 of 2 [EXHIBITS D-I] re 203 filed by Defendants Bear Stearns & Co Inc, Deutsche Bank Securities Inc, Jefferies & Company Inc, JMP Securities LLC, Morgan Stanley & Co Inc, Piper Jaffray & Co, Roth Capital Partners LLC, Stifel Nicolaus & Company Inc. (vh) (Entered: 11/20/2007)

11/02/2007

206 

PROOF OF SERVICE filed by Defendants Bear Stearns & Co Inc, Deutsche Bank Securities Inc, Jefferies & Company Inc, JMP Securities LLC, Morgan Stanley & Co Inc, Piper Jaffray & Co, Roth Capital Partners LLC, Stifel Nicolaus & Company Inc, re Request for Judicial Notice,,, Request for Relief,, 204 , MOTION to Dismiss Plaintiffs' Consolidated Class Action Complaint by the Underwriter Defendants 203 , Request for Judicial Notice,,, Request for Relief,, 205 served on 11/2/07. (vh) (Entered: 11/20/2007)

11/05/2007

201 

PROOF AND AMENDED PROOF OF MAIL SERVICE, re Request for Judicial Notice 200 , MOTION to Dismiss counts nine and ten of the consolidated class action 196 199 filed by defendants Bear Stearns & Co Inc, Deutsche Bank Securities Inc, Jefferies & Company Inc, JMP Securities LLC, Morgan Stanley & Co Inc, Piper Jaffray & Co, Roth Capital Partners LLC, Stifel Nicolaus & Company Inc (lc) (Entered: 11/14/2007)

11/19/2007

207 

NOTICE OF JOINDER AND JOINDER in Motion to Dismiss Pursuant to Rule 12(b)(6) Filed by Independent Director Defendants 196 filed by Consol Defendant William J Popejoy. (vh) (Entered: 11/27/2007)

11/20/2007

208 

NOTICE OF MOTION AND MOTION to Dismiss Plaintiffs' Consolidated Class Action Complaint; Memorandum of Points and Authorities in Support Thereof filed by Defendant KPMG LLP.Motion set for hearing on 1/28/2008 at 10:00 AM before Judge Dean D. Pregerson. (vh) (Entered: 11/27/2007)

11/20/2007

209 

REQUEST FOR JUDICIAL NOTICE in Support of Its Motion to Dismiss Plaintiffs' Consolidated Class Action Complaint 208 filed by Defendant KPMG LLP. (vh) (Entered: 11/27/2007)

11/20/2007

210 

CERTIFICATION AS TO INTERESTED PARTIES filed by Consol Defendant KPMG LLP. (vh) (Entered: 11/27/2007)

11/20/2007

211 

PROOF OF SERVICE filed by Defendant KPMG LLP, re Request for Judicial Notice, Request for Relief 209 , Certificate of Interested Parties 210 , MOTION to Dismiss Plaintiffs' Consolidated Class Action Complaint 208 served on 11/20/07 (see document for further details). (vh) (Entered: 11/27/2007)

11/20/2007

  

FAX number for Attorney Jose F Sanchez is 213-896-6600. (lc) (Entered: 11/28/2007)

11/20/2007

217 

NOTICE of Change of Attorney Information: adding Michael C Kelley as attorney as counsel of record for KPMG for the reason indicated in the G-06 Notice. Filed by defendant KPMG LLP (bb) (Entered: 12/11/2007)

11/21/2007

212 

STIPULATION for Leave to Extend Page Limit and [Proposed] Order filed by Lead Plaintiff New York State Teachers' Retirement System.(vh) (Entered: 11/28/2007)

11/21/2007

213 

DECLARATION OF SERVICE of Stipulation to Extend Page Limit and [Proposed] Order; and Declaration of Service filed by Lead Plaintiff New York State Teachers' Retirement System, served on 11/20/07. (vh) (Entered: 11/28/2007)

11/27/2007

214 

STIPULATION AND ORDER granting defendant David Einhorn extension to file answer to 2/15/2008 by Judge Dean D. Pregerson (lc) (Entered: 11/28/2007)

11/27/2007

215 

STIPULATION AND ORDER that the page limited for defendants memorandum in support of motion to dismiss the consolidated complaint is extended to 35 pages; plaintiffs page limit for memorandum in opposition extended to 35 pages; defendants reply memorandum extended to 30 pages by Judge Dean D. Pregerson (lc) (Entered: 11/28/2007)

11/27/2007

216 

ORDER granting REQUEST to Substitute attorney Manny A Abascal of Latham & Watkins in place of attorney John W Spiegel of Munger Tolles & Olson 194 by Judge Dean D. Pregerson (lc) (Entered: 11/29/2007)

11/27/2007

  

FAX number for Attorney Manuel A Abascal is 213-891-8763. (lc) (Entered: 11/29/2007)

12/14/2007

218 

MEMORANDUM in Support of Opposition to the Motions to Dismiss the Consolidated Class Action Complaint Filed by all Moving Defendants, 203 , 208 , 202 filed by Consol Plaintiff New York State Teachers' Retirement System. (vh) (Entered: 12/19/2007)

12/14/2007

219 

DECLARATION of Salvatore J. Graziano in Further Support of Opposition to the Motions to Dismiss the Consolidated Class Action Complaint Filed by All Moving Defendants, re 203 , 208 , 202 filed by Consol Plaintiff New York State Teachers' Retirement System. (vh) (Entered: 12/19/2007)

12/14/2007

220 

DECLARATION OF SERVICE filed by Plaintiff New York State Teachers' Retirement System, re Memorandum in Support of Motion 218 , Declaration (Motion related), Declaration (Motion related) 219 served on 12/14/07 (see document for further details). (vh) (Entered: 12/19/2007)

01/08/2008

235 

NOTICE OF SUPPLEMENTAL AUTHORITY IN SUPPORT OF OPPOSITION TO ALL MOVING DEFENDANTS MOTIONs to Dismiss Plaintiffs' Consolidated Class Action Complaint 196 , 199 , 202 , 203 , 208 , filed by Consol Plaintiff New York State Teachers' Retirement System. (lc) (Entered: 01/18/2008)

01/08/2008

236 

DECLARATION OF OVERNIGHT MAIL SERVICE filed by plaintiff New York State Teachers' Retirement System, re notice of supplemental authroity in support of oppostion to Motion to dismiss consoldiated cass action 235 served on 1/8/08. (lc) (Entered: 01/18/2008)

01/11/2008

221 

Certification and Notice of Interested Parties of The Underwriter Defendants of Interested Parties filed by Consol Defendants Bear Stearns & Co Inc, Deutsche Bank Securities Inc, Jefferies & Company Inc, JMP Securities LLC, Morgan Stanley & Co Inc, Piper Jaffray & Co, Roth Capital Partners LLC, Stifel Nicolaus & Company Inc. (Mercado, Eleanor) (Entered: 01/11/2008)

01/14/2008

222 

REPLY In Support Of MOTION to Dismiss Plaintiffs' Consolidated Class Action Complaint 208 filed by Consol Defendant KPMG LLP. (Kelley, Michael) (Entered: 01/14/2008)

01/14/2008

223 

REPLY in support of a motion MOTION to Dismiss consolidated class action complaint 202 filed by Defendants Patti M Dodge, Brad A Morrice, Consol Defendant Edward F Gotschall. (McDowell, Kathleen) (Entered: 01/14/2008)

01/14/2008

224 

REPLY Reply in Support of Motion to Dismiss MOTION to Dismiss count 1 in Plaintiffs' Consolidated Class Action Complaint 196 filed by Consol Defendants Fredric F Forster, Donald E Lange, Michael M Sachs, Richard A Zona, Terrence P Sandvik, Marilyn A Alexander, Harold A Black. (Young, Meryl) (Entered: 01/14/2008)

01/14/2008

225 

REPLY In Support Of MOTION to Dismiss counts nine and ten of the consolidated class action complaint MOTION for Joinder in MOTION to Dismiss count 1 in Plaintiffs' Consolidated Class Action Complaint 196 MOTION for Joinder in MOTION to Dismiss count 1 in Plaintiffs' Consolidated Class Action Complaint 196 199 filed by Defendant Robert K Cole. (Attachments: # 1 Certificate of Service via U.S. Mail)(Baldwin, Peter) (Entered: 01/14/2008)

01/14/2008

226 

PROOF OF SERVICE filed by Defendant KPMG LLP, re Reply (Motion related) 222 served on 1/14/2008. (Martin, Robert) (Entered: 01/14/2008)

01/14/2008

227 

NOTICE OF MOTION AND MOTION to Dismiss Case Reply filed by Underwriter Defendants Bear Stearns & Co Inc, Deutsche Bank Securities Inc, Jefferies & Company Inc, JMP Securities LLC, Morgan Stanley & Co Inc, Piper Jaffray & Co, Roth Capital Partners LLC, Stifel Nicolaus & Company Inc.Motion set for hearing on 1/28/2008 at 10:00 AM before Judge Dean D. Pregerson. (Attachments: # 1 Appendix A# 2 Appendix B)(Durrant, John) (Entered: 01/14/2008)

01/15/2008

228 

PROOF OF SERVICE filed by defendants Patti M Dodge, Brad A Morrice, Edward F Gotschall, re Reply (Motion related) 223 served on 01/14/2008. (McDowell, Kathleen) (Entered: 01/15/2008)

01/15/2008

229 

NOTICE TO FILER OF DEFICIENCIES in Electronically Filed Documents. The following deficiency was found: wrong event: motion to dismiss; correct event: reply (under motion related documents: responses/replies etc and then link to motion;, action was or will be taken by Filer; (clerk has terminated erroneously created hearing by use of wrong event: motion to dismiss: RE MOTION to Dismiss Case Reply 227 (lc) (Entered: 01/15/2008)

01/15/2008

230 

REPLY in Support MOTION to Dismiss Plaintiffs' Consolidated Class Action Complaint by the Underwriter Defendants 203 , MOTION to Dismiss Case Reply 227 filed by Consol Defendants Bear Stearns & Co Inc, Deutsche Bank Securities Inc, Jefferies & Company Inc, JMP Securities LLC, Morgan Stanley & Co Inc, Piper Jaffray & Co, Roth Capital Partners LLC, Stifel Nicolaus & Company Inc. (Attachments: # 1 Appendix A# 2 Appendix B)(Durrant, John) (Entered: 01/15/2008)

01/15/2008

231 

Proof of Service to Reply in Support of Motion to Dismiss Plaintiff's Consolidated Class Action Complaint by the Underwriter Defendants filed by Consol Defendants Bear Stearns & Co Inc, Deutsche Bank Securities Inc, Jefferies & Company Inc, JMP Securities LLC, Morgan Stanley & Co Inc, Piper Jaffray & Co, Roth Capital Partners LLC, Stifel Nicolaus & Company Inc re: Reply (Motion related), Reply (Motion related) 230 (Durrant, John) (Entered: 01/15/2008)

01/16/2008

232 

NOTICE TO FILER OF DEFICIENCIES in Electronically Filed Documents. The following deficiency was found wrong category and event: misc; correct event: proof of service of subsequent documents, action was or will be taken by Filer : RE Miscellaneous Document, 231 (lc) (Entered: 01/16/2008)

01/16/2008

234 

NOTICE OF DOCUMENT DISCREPANCIES AND ORDER by Judge Dean D. Pregerson ORDERING notce of supplemental authority in support of opposition to motion to dismiss submitted by Consol Plaintiff New York State Teachers' Retirement System received on 1/8/08 to be filed and processed; filed date to be the date the document was stamped Received but not Filed with the Clerk. (lc) (Entered: 01/18/2008)

01/17/2008

233 

PROOF OF SERVICE filed by UNDERWRITER DEFENDANTS Bear Stearns & Co Inc, Deutsche Bank Securities Inc, Jefferies & Company Inc, JMP Securities LLC, Morgan Stanley & Co Inc, Piper Jaffray & Co, Roth Capital Partners LLC, Stifel Nicolaus & Company Inc, re Reply (Motion related), Reply (Motion related) 230 served on 1/14/08. (Durrant, John) (Entered: 01/17/2008)

01/18/2008

237 

MINUTES OF IN CHAMBERS ORDER held before Judge Dean D. Pregerson : re: MOTION to Dismiss Plaintiffs' Consolidated Class Action Complaint by the Underwriter Defendants 203 , MOTION to Dismiss count 1 in Plaintiffs' Consolidated Class Action Complaint 196 , Request for Judicial Notice, Request for Relief 209 , MOTION to Dismiss consolidated class action complaint 202 , MOTION to Dismiss counts nine and ten of the consolidated class action complaint MOTION for Joinder in MOTION to Dismiss count 1 in Plaintiffs' Consolidated Class Action Complaint 196 MOTION for Joinder in MOTION to Dismiss count 1 in Plaintiffs' Consolidated Class Action Complaint 196 199 , Joinder (Motion Related) 207 . Motion hearings set for 1/28/08 are continued to 2/4/2008 at 10:00 AM before Judge Dean D. Pregerson. (tad) (Entered: 01/18/2008)

01/22/2008

238 

SECOND NOTICE OF SUPPLEMENTAL AUTHORITY IN SUPPORT OF OPPOSITION TO THE MOTIONS TO DISMISS THE CONSOLIDATED CLASS ACTION COMPLAINT FILED BY ALL MOVING DEFENDANTS re MOTION to Dismiss Plaintiffs' Consolidated Class Action Complaint by the Underwriter Defendants 203 , MOTION to Dismiss count 1 in Plaintiffs' Consolidated Class Action Complaint 196 , MOTION to Dismiss Plaintiffs' Consolidated Class Action Complaint 208 , MOTION to Dismiss consolidated class action complaint 202 , MOTION to Dismiss counts nine and ten of the consolidated class action complaint MOTION for Joinder in MOTION to Dismiss count 1 in Plaintiffs' Consolidated Class Action Complaint 196 MOTION for Joinder in MOTION to Dismiss count 1 in Plaintiffs' Consolidated Class Action Complaint 196 199 filed by Consol Plaintiff New York State Teachers' Retirement System. (Attachments: # 1 Exhibit A)(Siben, Matthew) (Entered: 01/22/2008)

01/22/2008

239 

CERTIFICATE OF SERVICE filed by Plaintiff New York State Teachers' Retirement System, re Motion Related Document,,, 238 SECOND NOTICE OF SUPPLEMENTAL AUTHORITY IN SUPPORT OF OPPOSITION TO THE MOTIONS TO DISMISS THE CONSOLIDATED CLASS ACTION COMPLAINT FILED BY ALL MOVING DEFENDANTS served on 1/22/2008. (Siben, Matthew) (Entered: 01/22/2008)

01/24/2008

240 

AMENDED PROOF OF SERVICE filed by Defendant Robert K Cole, re Reply (Motion related), Reply (Motion related) 225 served on 01/24/2008. (Baldwin, Peter) (Entered: 01/24/2008)

01/25/2008

241 

RESPONSE IN SUPPORT of MOTION to Dismiss consolidated class action complaint 202 RESPONSE TO PLAINTIFFS' SECOND NOTICE OF SUPPLEMENTAL AUTHORITY filed by Defendants Patti M Dodge, Brad A Morrice, Consol Defendant Edward F Gotschall. (McDowell, Kathleen) (Entered: 01/25/2008)

01/25/2008

242 

RESPONSE IN SUPPORT of MOTION to Dismiss counts nine and ten of the consolidated class action complaint MOTION for Joinder in MOTION to Dismiss count 1 in Plaintiffs' Consolidated Class Action Complaint 196 MOTION for Joinder in MOTION to Dismiss count 1 in Plaintiffs' Consolidated Class Action Complaint 196 199 RESPONSE TO PLAINTIFFS' SECOND NOTICE OF SUPPLEMENTAL AUTHORITY 238 filed by Defendant Robert K Cole. (Baldwin, Peter) (Entered: 01/25/2008)

01/25/2008

243 

PROOF OF SERVICE filed by Defendant Robert K Cole, re Response in Support of Motion, 242 served on 01/25/2008. (Baldwin, Peter) (Entered: 01/25/2008)

01/31/2008

244 

MINUTES OF IN CHAMBERS ORDER held before Judge Dean D. Pregerson : COUNSEL ARE NOTIFIED that on the Court's own motion the INDEPENDENT DIRECTOR DEFENDANTS' MOTION TO DISMISS (FILED ON 11-02-07), DEFENDANT ROBERT K. COLE'S MOTION TO DISMISS COUNTS NINE AND TEN OF THE CONSOLIDATED CLASS ACTION COMPLAINT (FILED ON 11-02-07), MOTION TO DISMISS PLAINTIFFS' CONSOLIDATED CLASS ACTION COMPLAINT BY THE UNDERWRITER DEFENDANTS (FILED ON 11-02-07) MOTION TO DISMISS THE CONSOLIDATED CLASS ACTION COMPLAINT BY DEFENDANTS MORRICE, GOTSCHALL AND DODGE (FILED ON 11-02-07), JOINDER BY DEFENDANT WILLIAM J. POPEJOY IN INDEPENDENT DIRECTOR DEFENDANTS' MOTION TO DISMISS (FILED ON 11-19-07) and the DEFENDANT KPMG'S MOTION TO DISMISS PLAINTIFFS' CONSOLIDATED CLASS ACTION COMPLAINT (FILED ON 11-20-07) set for February 4, 2008 at 10:00 a.m., are hereby taken off calendar, the hearing date vacated and will be decided without oral argument. (sce) (Entered: 01/31/2008)

01/31/2008

245 

ORDER by Judge Dean D. Pregerson,ORDER GRANTING MOTIONS TO DISMISSWITH LEAVE TO AMEND. Plaintiffs shall file an amended class action complaint by February 25,2008. Defendants shall answer, move to dismiss, or otherwise respond on or before March 10, 2008. Plaintiffs shall file its opposition to any motion to dismiss on or before March 24, 2008. Defendants shall file a reply brief on or before April 7, 2008. A hearing on any motion to dismiss filed by any Defendant shall be held April 21, 2008 at 10:00 AM. (sce) (Entered: 01/31/2008)

02/04/2008

253 

ORDER re plaintiff's EXPARTE APPLICATION for Extension of Time to File Amended Complaint 246 : Plaintiffs shall file their amendedcomplaint: 3/24/08; Defendants file answer or move to dismiss or otherwise respond: 4/28/08; Plaintiffs file opposition to any motion to dismiss: 5/19/08; Defendants file any reply brief: 6/69/08; hearing on any motion to dismiss 6/23/08 10:0 AM by Judge Dean D. Pregerson (lc) (Entered: 02/14/2008)

02/05/2008

246 

EXPARTE APPLICATION for Extension of Time to File Amended Complaint filed by Plaintiff New York State Teachers' Retirement System. (Attachments: # 1 Declaration of Salvatore J. Graziano in Support of Plaintiffs' Ex Parte Application for Extension of Time to File Amended Complaint# 2 Exhibit A# 3 Exhibit B# 4 Proposed Order)(Graziano, Salvatore) (Entered: 02/05/2008)

02/05/2008

247 

CERTIFICATE OF SERVICE filed by Plaintiff New York State Teachers' Retirement System, re EXPARTE APPLICATION for Extension of Time to File Amended Complaint 246 served on 2/05/2008. (Graziano, Salvatore) (Entered: 02/05/2008)

02/05/2008

248 

NOTICE OF DISCREPANCY AND ORDER: by Judge Dean D. Pregerson,document not in pleading format. Pursuant to G.O. 07-08 case is designated for e-filing. (sce) (Entered: 02/07/2008)

02/07/2008

249 

OPPOSITION to EXPARTE APPLICATION for Extension of Time to File Amended Complaint 246 filed by Defendants Patti M Dodge, Brad A Morrice, Consol Defendant Edward F Gotschall. (Attachments: # 1 Exhibit Attachment)(McDowell, Kathleen) (Entered: 02/07/2008)

02/07/2008

250 

MEMORANDUM in Opposition to EXPARTE APPLICATION for Extension of Time to File Amended Complaint 246 filed by Consol Defendants Bear Stearns & Co Inc, Deutsche Bank Securities Inc, Jefferies & Company Inc, JMP Securities LLC, Morgan Stanley & Co Inc, Piper Jaffray & Co, Roth Capital Partners LLC, Stifel Nicolaus & Company Inc. (Durrant, John) (Entered: 02/07/2008)

02/07/2008

251 

PROOF OF SERVICE filed by Defendants Patti M Dodge, Brad A Morrice, Edward F Gotschall, re Response in Opposition to Motion 249 served on 02/07/2008. (McDowell, Kathleen) (Entered: 02/07/2008)

02/08/2008

252 

PROOF OF SERVICE filed by UNDERWRITER DEFENDANTS Bear Stearns & Co Inc, Deutsche Bank Securities Inc, Jefferies & Company Inc, JMP Securities LLC, Morgan Stanley & Co Inc, Piper Jaffray & Co, Roth Capital Partners LLC, Stifel Nicolaus & Company Inc, re MEMORANDUM in Opposition to Motion, 250 served on FEBRUARY 7, 2008. (Durrant, John) (Entered: 02/08/2008)

03/24/2008

254 

AMENDED CONSOLIDATED COMPLAINT against defendants Fredric F Forster, Donald E Lange, Michael M Sachs, Richard A Zona, Terrence P Sandvik, KPMG LLP, William J Popejoy, Patti M Dodge, Brad A Morrice, Bear Stearns & Co Inc, Deutsche Bank Securities Inc, Jefferies & Company Inc, JMP Securities LLC, Morgan Stanley & Co Inc, Piper Jaffray & Co, Roth Capital Partners LLC, Stifel Nicolaus & Company Inc, Edward F Gotschall, Joseph M Eckroth, Jr, Marilyn A Alexander, Harold A Black, Robert K Cole; Party Stergios Theologides; Taj S Bindra and Kevin M Cloyd terminated amending Consolidated Complaint,, 191 ,filed by plaintiff Carl Larson, Charles Hooten, New York State Teachers' Retirement System (Attachments: # 1)(lc) (Entered: 03/25/2008)

03/24/2008

255 

DECLARATION OF SERVICE Executed by plaintiffs Carl Larson, Avi Gold, Charles Hooten, New York State Teachers' Retirement System, upon Fredric F Forster served on 3/24/2008, answer due 4/13/2008; Donald E Lange served on 3/24/2008, answer due 4/13/2008; Michael M Sachs served on 3/24/2008, answer due 4/13/2008; Richard A Zona served on 3/24/2008, answer due 4/13/2008; Terrence P Sandvik served on 3/24/2008, answer due 4/13/2008; KPMG LLP served on 3/24/2008, answer due 4/13/2008; William J Popejoy served on 3/24/2008, answer due 4/13/2008; Patti M Dodge served on 3/24/2008, answer due 4/13/2008; Brad A Morrice served on 3/24/2008, answer due 4/13/2008; Bear Stearns & Co Inc served on 3/24/2008, answer due 4/13/2008; Deutsche Bank Securities Inc served on 3/24/2008, answer due 4/13/2008; Jefferies & Company Inc served on 3/24/2008, answer due 4/13/2008; JMP Securities LLC served on 3/24/2008, answer due 4/13/2008; Morgan Stanley & Co Inc served on 3/24/2008, answer due 4/13/2008; Piper Jaffray & Co served on 3/24/2008, answer due 4/13/2008; Roth Capital Partners LLC served on 3/24/2008, answer due 4/13/2008; Stifel Nicolaus & Company Inc served on 3/24/2008, answer due 4/13/2008; Edward F Gotschall served on 3/24/2008, answer due 4/13/2008; Joseph M Eckroth, Jr served on 3/24/2008, answer due 4/13/2008; Marilyn A Alexander served on 3/24/2008, answer due 4/13/2008; Harold A Black served on 3/24/2008, answer due 4/13/2008; David Einhorn served on 3/24/2008, answer due 4/13/2008; Robert K Cole served on 3/24/2008, answer due 4/13/2008. The Summons and Complaint were served by overnight mail service, by not cited statute, upon see attached service list. Original Summons not attached. (lc) Additional attachment(s) added on 3/25/2008 (lc, ). (Entered: 03/25/2008)

03/25/2008

256 

APPLICATION OF NON-RESIDENT ATTORNEY MARVIN L. FRANK for Leave to Appear Pro Hac Vice filed by PLAINTIFF New York State Teachers' Retirement System. (Attachments: # 1 Proposed Order)(Nicholas, Blair) (Entered: 03/25/2008)

03/27/2008

257 

ORDER by Judge Dean D. Pregerson Granting APPLICATION OF NON-RESIDENT ATTORNEY MARVIN L. FRANK for Leave to Appear Pro Hac Vice 256 by Marvin L. Frank to appear on behalf of Plaintiff Avi Gold.Blair A. Nicolas is designated as local counsel. Fee PAID. (sce) (Entered: 03/27/2008)

03/31/2008

258 

STIPULATION to AND [PROPOSED] ORDER REGARDING THE FILING OF THE SECOND AMENDED CONSOLIDATED CLASS ACTION COMPLAINT AND SCHEDULING filed by PLAINTIFF New York State Teachers' Retirement System.(Nicholas, Blair) (Entered: 03/31/2008)

04/01/2008

259 

NOTICE TO FILER OF DEFICIENCIES in Electronically Filed Documents. The following deficiency was found wrong format: combined stipulation and order (it is so ordered): all proposed formal orders are to be submitted as a separate attachment to main document, action was or will be taken by filer : RE Stipulation to Amend/Correct 258 (lc) (Entered: 04/01/2008)

04/01/2008

260 

Corrected STIPULATION to AND [PROPOSED] ORDER REGARDING THE FILING OF THE SECOND AMENDED CONSOLIDATED CLASS ACTION COMPLAINT AND SCHEDULING Notice of Deficiency in Electronically Filed Documents (G-112), Notice of Deficiency in Electronically Filed Documents (G-112) 259 filed by Plaintiff New York State Teachers' Retirement System. (Attachments: # 1 Proposed Order)(Nicholas, Blair) (Entered: 04/01/2008)

04/02/2008

261 

NOTICE TO FILER OF DEFICIENCIES in Electronically Filed Documents. The following deficiency was found: resubmitted combined stip and order (it is so ordered) format and to it was attached the same stipulation and order. A separate formal proposed order in itself, is to be submitted as the separate attachment to the main document, the stipulation (without the "it is so ordered"), action was or will be taken by filer : RE Stipulation to Amend/Correct, 260 (lc) (Entered: 04/02/2008)

04/02/2008

262 

STIPULATION to AND [PROPOSED] ORDER REGARDING THE FILING OF THE SECOND AMENDED CONSOLIDATED CLASS ACTION COMPLAINT AND SCHEDULING Notice of Deficiency in Electronically Filed Documents (G-112), Notice of Deficiency in Electronically Filed Documents (G-112) 261 filed by PLAINTIFF New York State Teachers' Retirement System. (Attachments: # 1 Proposed Order)(Nicholas, Blair) (Entered: 04/02/2008)

04/03/2008

263 

ORDER that the Court in large part adopts the stipulation and proposed order 262 . However, due to various concerns regarding its own docket, the Court has altered some of the dates for Defendants to answer or for the parties filings related to any motion to dismiss. The Court requests that the parties adhere to the schedule outlined below.Lead Plaintiff shall file a Second Amended Consolidated Class Action Complaint on or before April 30, 2008; Defendants shall answer, move or otherwise respond on or before June 2, 2008; Lead Plaintiff shall file its opposition to any motion to dismiss on or before July 7, 2008; Defendants shall file a reply brief on or before July 28, 2008; and A hearing on any motion to dismiss yet to be filed by any Defendant shall be held at 10:00 a.m. on September 8, 2008 by Judge Dean D. Pregerson, (lc) (Entered: 04/03/2008)

04/10/2008

264 

Amended Certificate of Interested Parties filed by Consol Defendants Bear Stearns & Co Inc, Deutsche Bank Securities Inc, Jefferies & Company Inc, JMP Securities LLC, Morgan Stanley & Co Inc, Piper Jaffray & Co, Roth Capital Partners LLC, Stifel Nicolaus & Company Inc. (Durrant, John) (Entered: 04/10/2008)

04/24/2008

266 

NOTICE of Change of Attorney Information for attorney Elizabeth P Lin counsel for Movant Jay Peter Kaufman Revocable Trust. Changing FIRM NAME to MILBERG LLP. Changing E-MAIL to elin@milberg.com. Filed by Plaintiff Jay Peter Kaufman Revocable Trust (Lin, Elizabeth) (Entered: 04/24/2008)

04/24/2008

267 

NOTICE OF CHANGE OF LAW FIRM NAME filed by Plaintiff Jay Peter Kaufman Revocable Trust. (Lin, Elizabeth) (Entered: 04/24/2008)

04/24/2008

268 

NOTICE of Change of Attorney Information for attorney Jeff S Westerman counsel for Movant Jay Peter Kaufman Revocable Trust. Changing FIRM NAME to MILBERG LLP. Changing E-MAIL to jwesterman@milberg.com. Filed by Plaintiff Jay Peter Kaufman Revocable Trust (Westerman, Jeff) (Entered: 04/24/2008)

04/30/2008

269 

SECOND AMENDED CONSOLIDATED COMPLAINT against defendants Fredric F Forster, Donald E Lange, Michael M Sachs, Richard A Zona, Terrence P Sandvik, KPMG LLP, William J Popejoy, Patti M Dodge, Brad A Morrice, Bear Stearns & Co Inc, Deutsche Bank Securities Inc, Jefferies & Company Inc, JMP Securities LLC, Morgan Stanley & Co Inc, Piper Jaffray & Co, Roth Capital Partners LLC, Stifel Nicolaus & Company Inc, Edward F Gotschall, Joseph M Eckroth, Jr, Marilyn A Alexander, Harold A Black, David Einhorn, Robert K Cole; amending Amended Complaint 254 ; Jury Demand,filed by Consolidated plaintiffs New York State Teachers' Retirement System, Carl Larson, Charles Hooten, AVi Gold (lc) Modified on 5/1/2008 (lc, ). Modified on 5/1/2008 (lc, ). Additional attachment(s) added on 5/2/2008 (lc, ). (Entered: 05/01/2008)

04/30/2008

270 

DECLARATION RE PROOF OF SERVICE OF SECOND AMENDED CONSOLIDATED COMPLAINT Executed by plaintiffs Carl Larson, Charles Hooten, New York State Teachers' Retirement System, upon Fredric F Forster served on 4/30/2008, answer due 5/20/2008; Donald E Lange served on 4/30/2008, answer due 5/20/2008; Michael M Sachs served on 4/30/2008, answer due 5/20/2008; Richard A Zona served on 4/30/2008, answer due 5/20/2008; Terrence P Sandvik served on 4/30/2008, answer due 5/20/2008; KPMG LLP served on 4/30/2008, answer due 5/20/2008; William J Popejoy served on 4/30/2008, answer due 5/20/2008; Patti M Dodge served on 4/30/2008, answer due 5/20/2008; Brad A Morrice served on 4/30/2008, answer due 5/20/2008; Bear Stearns & Co Inc served on 4/30/2008, answer due 5/20/2008; Deutsche Bank Securities Inc served on 4/30/2008, answer due 5/20/2008; Jefferies & Company Inc served on 4/30/2008, answer due 5/20/2008; JMP Securities LLC served on 4/30/2008, answer due 5/20/2008; Morgan Stanley & Co Inc served on 4/30/2008, answer due 5/20/2008; Piper Jaffray & Co served on 4/30/2008, answer due 5/20/2008; Roth Capital Partners LLC served on 4/30/2008, answer due 5/20/2008; Stifel Nicolaus & Company Inc served on 4/30/2008, answer due 5/20/2008; Edward F Gotschall served on 4/30/2008, answer due 5/20/2008; Joseph M Eckroth, Jr served on 4/30/2008, answer due 5/20/2008; Marilyn A Alexander served on 4/30/2008, answer due 5/20/2008; Harold A Black served on 4/30/2008, answer due 5/20/2008; David Einhorn served on 4/30/2008, answer due 5/20/2008; Robert K Cole served on 4/30/2008, answer due 5/20/2008. The Summons and Complaint were served by over night mail service, by not cited statute, upon: see document for details as to names as to respective attorneys for respective defendants. Original Summons not returned. (lc) (Entered: 05/01/2008)

05/01/2008

271 

NOTICE OF CLERICAL ERROR: Due to clerical error the PDF image attachments made by the clerk was incorrect and were removed this date. Upon receipt of resubmitted PDF images, the clerk will attach those attachments in parts made by the the law firm Re: Manually filed Second Amended Complaint 269 (lc) (Entered: 05/01/2008)

05/29/2008

274 

Joint STIPULATION to Exceed Page Limitation as to Motion, Reply and Opposition to Dismiss the Second Amended Consolidated Class Complaint filed by Defendants Patti M Dodge, Brad A Morrice, Edward F Gotschall. (Attachments: # 1 Proposed Order Extending Page Limits)(McDowell, Kathleen) (Entered: 05/29/2008)

05/29/2008

275 

NOTICE of Change of Attorney Information for attorney Daniel A Lyons counsel for Defendants Patti M Dodge, Brad A Morrice, Consol Defendant Edward F Gotschall. Adding Daniel A. Lyons as attorney as counsel of record for Patti M. Dodge, Edward F. Gotschall and Brad A. Morrice for the reason indicated in the G-06 Notice. Filed by Defendants Patti M. Dodge, Edward F. Gotschall & Brad A. Morrice (Lyons, Daniel) (Entered: 05/29/2008)

05/30/2008

276 

ORDER EXTENDING PAGE LIMITED upon Stipulation 274 : (1) The page limit for each memorandum of points and authorities in support of a motion to dismiss the Second Amended Consolidated Class Complaint is extended to 30 pages (inclusive of any supporting charts);(2) Plaintiffs page limit for their combined memorandum of points and authorities in opposition to Moving Defendants motions to dismiss is extended to a number of pages not to exceed the total number of pages filed by all Moving Defendants memoranda of points and authorities; and (3) The page limit for each reply memorandum is extended to 20 pages by Judge Dean D. Pregerson (lc) (Entered: 05/30/2008)

05/30/2008

277 

ORDER RETURNING CASE FOR REASSIGNMENT UPON RECUSAL by Magistrate Judge Jennifer T. Lum. ORDER case returned to the Clerk for random reassignment Discovery pursuant to General Order 05-07 and General Order 07-02. Case randomly reassigned from Judge Magistrate Judge Jennifer T. Lum to Magistrate Judge Fernando M. Olguin for all further proceedings. The case number will now reflect the initials of the transferee Judge CV 07-0931 DDP (FMOx). (rn) (Entered: 05/30/2008)

06/02/2008

278 

NOTICE OF MOTION AND MOTION to Dismiss Second Amended Complaint filed by Defendants Fredric F Forster, Donald E Lange, Michael M Sachs, Richard A Zona, Terrence P Sandvik, Marilyn A Alexander, Harold A Black, David Einhorn. Motion set for hearing on 9/8/2008 at 10:00 AM before Judge Dean D. Pregerson. (Marsh, Stacy) (Entered: 06/02/2008)

06/02/2008

279 

NOTICE OF MOTION AND MOTION to Dismiss Second Amended Consolidated Class Action Complaint filed by Defendants Patti M Dodge, Brad A Morrice, Edward F Gotschall. Motion set for hearing on 9/8/2008 at 10:00 AM before Judge Dean D. Pregerson. (Lyons, Daniel) (Entered: 06/02/2008)

06/02/2008

280 

REQUEST FOR JUDICIAL NOTICE re MOTION to Dismiss Second Amended Consolidated Class Action Complaint 279 SUPPLEMENTAL filed by Defendants Patti M Dodge, Brad A Morrice, Edward F Gotschall. (Attachments: # 1 Exhibit 1 (Part 1) ISO Motion to Dismiss, # 2 Exhibit 1 (Part 2) ISO Motion to Dismiss, # 3 Exhibit 1 (Part 3) ISO Motion to Dismiss, # 4 Exhibit 1 (Part 4) ISO Motion to Dismiss, # 5 Exhibit 1 (Part 5) ISO Motion to Dismiss, # 6 Exhibit 1 (Part 6) ISO Motion to Dismiss, # 7 Exhibit 1 (Part 7) ISO Motion to Dismiss, # 8 Exhibit 1 (Part 8) ISO Motion to Dismiss, # 9 Exhibit 1 (Part 9) ISO Motion to Dismiss, # 10 Exhibit 1 (Part 10) ISO Motion to Dismiss, # 11 Exhibit 2 ISO Motion to Dismiss)(Lyons, Daniel) (Entered: 06/02/2008)

06/02/2008

281 

DECLARATION of Daniel A. Lyons in support of MOTION to Dismiss Second Amended Consolidated Class Action Complaint 279 filed by Defendants Patti M Dodge, Brad A Morrice, Consol Defendant Edward F Gotschall. (Attachments: # 1 Exhibit A (Part 1) to Declaration of Daniel A. Lyons ISO Motion to Dismiss, # 2 Exhibit A (Part 2) to Declaration of Daniel A. Lyons ISO Motion to Dismiss, # 3 Exhibit A (Part 3) to Declaration of Daniel A. Lyons ISO Motion to Dismiss, # 4 Exhibit A (Part 4) to Declaration of Daniel A. Lyons ISO Motion to Dismiss, # 5 Exhibit A (Part 5) to Declaration of Daniel A. Lyons ISO Motion to Dismiss, # 6 Exhibit A (Part 6) to Declaration of Daniel A. Lyons ISO Motion to Dismiss)(Lyons, Daniel) (Entered: 06/02/2008)

06/02/2008

282 

NOTICE OF MOTION AND MOTION to Dismiss SECOND AMENDED CONSOLIDATED CLASS ACTION COMPLAINT filed by Defendant KPMG LLP. Motion set for hearing on 9/8/2008 at 10:00 AM before Judge Dean D. Pregerson. (Kelley, Michael) (Entered: 06/02/2008)

06/02/2008

283 

NOTICE OF MOTION AND MOTION to Strike PORTIONS OF Amended Complaint,,, 269 filed by Defendant KPMG LLP. Motion set for hearing on 9/8/2008 at 10:00 AM before Judge Dean D. Pregerson. (Kelley, Michael) (Entered: 06/02/2008)

06/02/2008

284 

NOTICE OF MOTION AND MOTION to Dismiss Second Amended Consolidated Class Action Complaint filed by Defendant Robert K Cole. Motion set for hearing on 9/8/2008 at 10:00 AM before Judge Dean D. Pregerson. (Attachments: # 1 Proposed Order)(Baldwin, Peter) (Entered: 06/02/2008)

06/02/2008

285 

NOTICE OF MOTION AND MOTION to Dismiss SECOND AMENDED CONSOLIDATED CLASS ACTION COMPLAINT filed by DEFENDANTS Bear Stearns & Co Inc, Deutsche Bank Securities Inc, Jefferies & Company Inc, JMP Securities LLC, Morgan Stanley & Co Inc, Piper Jaffray & Co, Roth Capital Partners LLC, Stifel Nicolaus & Company Inc. Motion set for hearing on 9/8/2008 at 10:00 AM before Judge Dean D. Pregerson. (Durrant, John) (Entered: 06/02/2008)

06/02/2008

286 

REQUEST FOR JUDICIAL NOTICE re MOTION to Dismiss Second Amended Consolidated Class Action Complaint 284 filed by Defendant Robert K Cole. (Attachments: # 1 Exhibit Exhibits 1 through 25)(Baldwin, Peter) (Entered: 06/02/2008)

06/02/2008

287 

OF SERVICE filed by Defendant Robert K Cole, re Request for Judicial Notice, Request for Relief 286 , MOTION to Dismiss Second Amended Consolidated Class Action Complaint 284 Proof of Service by Mail served on June 2, 2008. (Baldwin, Peter) (Entered: 06/02/2008)

06/02/2008

288 

REQUEST FOR JUDICIAL NOTICE re MOTION to Strike PORTIONS OF Amended Complaint,,, 269 283 , MOTION to Dismiss SECOND AMENDED CONSOLIDATED CLASS ACTION COMPLAINT 282 filed by Defendant KPMG LLP. (Attachments: # 1 Exhibit A-D)(Martin, Robert) (Entered: 06/02/2008)

06/02/2008

289 

REQUEST FOR JUDICIAL NOTICE re MOTION to Dismiss SECOND AMENDED CONSOLIDATED CLASS ACTION COMPLAINT 285 filed by DEFENDANTS Bear Stearns & Co Inc, Deutsche Bank Securities Inc, Jefferies & Company Inc, JMP Securities LLC, Morgan Stanley & Co Inc, Piper Jaffray & Co, Roth Capital Partners LLC, Stifel Nicolaus & Company Inc. (Attachments: # 1 Exhibit A-C, # 2 Exhibit D-G, # 3 Exhibit H-I)(Durrant, John) (Entered: 06/02/2008)

06/11/2008

290 

NOTICE OF MOTION AND MOTION for Joinder in MOTION to Dismiss SECOND AMENDED CONSOLIDATED CLASS ACTION COMPLAINT 285 filed by defendant William J Popejoy. Motion set for hearing on 9/8/2008 at 10:00 AM before Judge Dean D. Pregerson. (Mascaro, Jame) (Entered: 06/11/2008)

06/11/2008

291 

NOTICE OF MOTION AND MOTION for Joinder in MOTION to Dismiss Second Amended Complaint 278 filed by consol defendant William J Popejoy. Motion set for hearing on 9/8/2008 at 10:00 AM before Judge Dean D. Pregerson. (Mascaro, Jame) (Entered: 06/11/2008)

06/12/2008

292 

NOTICE of Change of Attorney Information for attorney Ramzi Abadou counsel for Movants Paul R Aronson, Laborers Pension Trust Fund for Northern California, Jack Roth. Ramzi Abadou will no longer receive service of documents from the Clerks Office for the reason indicated in the G-06 Notice.Ramzi Abadou is no longer attorney of record for the aforementioned party in this case for the reason indicated in the G-06 Notice. Filed by terminated movant Laborers Pension Trust Fund for Northern California, Jack Roth, and Paul R. Aronson (Abadou, Ramzi) (Entered: 06/12/2008)

06/24/2008

294 

NOTICE of Change of Attorney Information for attorney Peter William Baldwin counsel for Defendant Robert K Cole. Filed by Attorneys for Defendant Robert K. Cole (Attachments: # 1 Proof of Service by Mail)(Baldwin, Peter) (Entered: 06/24/2008)

06/24/2008

295 

NOTICE TO FILER OF DEFICIENCIES in Electronically Filed Documents. The following error(s) was found: account information was not updated in the ECF system RE: Notice of Change of Attorney Information (G-06) 294 . In response to this notice the court may order (1) an amended or correct document to be filed (2) the document stricken or (3) take other action as the court deems appropriate. (vh) (Entered: 06/25/2008)

06/26/2008

296 

NOTICE OF ERRATA filed by Defendant Robert K Cole. correcting Notice of Deficiency in Electronically Filed Documents (G-112), Notice of Deficiency in Electronically Filed Documents (G-112) 295 , Notice of Change of Attorney Information (G-06) 294 (Attachments: # 1 Proof of Service by Mail)(Abascal, Manuel) (Entered: 06/26/2008)

07/07/2008

297 

MEMORANDUM in Opposition to MOTION to Strike PORTIONS OF Amended Complaint,,, 269 283 , MOTION to Dismiss SECOND AMENDED CONSOLIDATED CLASS ACTION COMPLAINT 285 , MOTION for Joinder in MOTION to Dismiss Second Amended Complaint 278 291 , MOTION to Dismiss Second Amended Complaint 278 , MOTION to Dismiss Second Amended Consolidated Class Action Complaint 284 , MOTION to Dismiss Second Amended Consolidated Class Action Complaint 279 , MOTION to Dismiss SECOND AMENDED CONSOLIDATED CLASS ACTION COMPLAINT 282 , MOTION for Joinder in MOTION to Dismiss SECOND AMENDED CONSOLIDATED CLASS ACTION COMPLAINT 285 290 filed by Consol Plaintiffs Carl Larson, Charles Hooten, New York State Teachers' Retirement System. (Nicholas, Blair) (Entered: 07/07/2008)

07/07/2008

298 

DECLARATION OF SERVICE filed by PLAINTIFF Carl Larson, Charles Hooten, New York State Teachers' Retirement System, re MEMORANDUM in Opposition to Motion,, 297 OF ALL DEFENDANTS TO DISMISS THE SECOND AMENDED CONSOLIDATED CLASS ACTION COMPLAINT AND IN OPPOSITION TO THE MOTION OF DEFENDANT KPMG LLP TO STRIKE served on July 7, 2008. (Nicholas, Blair) (Entered: 07/07/2008)

07/28/2008

299 

REPLY in support of MOTION to Dismiss Second Amended Consolidated Class Action Complaint 279 filed by Defendants Patti M Dodge, Brad A Morrice, Consol Defendant Edward F Gotschall. (Lyons, Daniel) (Entered: 07/28/2008)

07/28/2008

300 

REPLY in support of MOTION to Dismiss SECOND AMENDED CONSOLIDATED CLASS ACTION COMPLAINT 285 filed by Consol Defendants Bear Stearns & Co Inc, Deutsche Bank Securities Inc, Jefferies & Company Inc, JMP Securities LLC, Morgan Stanley & Co Inc, Piper Jaffray & Co, Roth Capital Partners LLC, Stifel Nicolaus & Company Inc. (Sullivan, William) (Entered: 07/28/2008)

07/28/2008

301 

REPLY in Support of MOTION to Dismiss Second Amended Complaint 278 Pursuant to Rule 12(b)(6) filed by Consol Defendants Fredric F Forster, Donald E Lange, Michael M Sachs, Richard A Zona, Terrence P Sandvik, Marilyn A Alexander, Harold A Black, David Einhorn. (Marsh, Stacy) (Entered: 07/28/2008)

07/28/2008

302 

REPLY In Support Of MOTION to Dismiss Second Amended Consolidated Class Action Complaint 284 filed by Defendant Robert K Cole. (Attachments: # 1 Proof of Service)(Baldwin, Peter) (Entered: 07/28/2008)

07/28/2008

303 

REPLY in support of MOTION to Dismiss SECOND AMENDED CONSOLIDATED CLASS ACTION COMPLAINT 282 filed by Consol Defendant KPMG LLP. (Kelley, Michael) (Entered: 07/28/2008)

07/28/2008

304 

REPLY in support of MOTION to Strike PORTIONS OF Amended Complaint,,, 269 283 filed by Consol Defendant KPMG LLP. (Kelley, Michael) (Entered: 07/28/2008)

08/01/2008

305 

NOTICE of Change of Address by Laurel R Zaeske attorney for Consol Defendant William J Popejoy, changing address to 2211 Michelson Drive, Seventh Floor, Irvine, CA 92612 effective August 11, 2008. Filed by Defendant William J. Popejoy (Zaeske, Laurel) (Entered: 08/01/2008)

08/04/2008

306 

NOTICE TO FILER OF DEFICIENCIES in Electronically Filed Documents. The following error(s) was found: new address was was not updated in the ECF system RE: Notice of Change of Address, 305 . In response to this notice the court may order (1) an amended or correct document to be filed (2) the document stricken or (3) take other action as the court deems appropriate. (vh) (Entered: 08/04/2008)

08/11/2008

312 

MINUTES OF IN CHAMBERS ORDER held before Judge Dean D. Pregerson: re: CONTINUING Motion hearing to 9/22/2008 at 10:00 AM before Judge Dean D. Pregerson. re MOTION to Dismiss SECOND AMENDED CONSOLIDATED CLASS ACTION COMPLAINT 285 , MOTION for Joinder in MOTION to Dismiss Second Amended Complaint 278 291 , MOTION to Dismiss Second Amended Complaint 278 , MOTION to Dismiss Second Amended Consolidated Class Action Complaint 279 , MOTION for Joinder in MOTION to Dismiss SECOND AMENDED CONSOLIDATED CLASS ACTION COMPLAINT 285 290 . (tad) (Entered: 08/12/2008)

08/12/2008

307 

NOTICE of Change of Attorney Information for attorney Ronald Rus counsel for Consol Defendant William J Popejoy. Adding Ronald Rus as attorney as counsel of record for Defendant William J. Popejoy for the reason indicated in the G-06 Notice. Filed by Defendant William J. Popejoy (Rus, Ronald) (Entered: 08/12/2008)

08/12/2008

308 

NOTICE of Change of Attorney Information for attorney Joel S Miliband counsel for Consol Defendant William J Popejoy. Adding Joel S. Miliband as attorney as counsel of record for Defendant William J. Popejoy for the reason indicated in the G-06 Notice. Filed by Defendant William J. Popejoy (Miliband, Joel) (Entered: 08/12/2008)

08/12/2008

310 

NOTICE OF SUPPLEMENTAL AUTHORITY IN SUPPORT OF OPPOSITION TO THE MOTIONS TO DISMISS THE SECOND AMENDED CONSOLIDATED CLASS ACTION COMPLAINT FILED BY ALL MOVING DEFENDANTS filed by Consol Plaintiffs Carl Larson, Charles Hooten, New York State Teachers' Retirement System re: MEMORANDUM in Opposition to Motion,, 297 (Nicholas, Blair) (Entered: 08/12/2008)

08/12/2008

311 

DECLARATION OF SERVICE filed by PLAINTIFF Carl Larson, Charles Hooten, New York State Teachers' Retirement System, re Miscellaneous Document, 310 served on 08/12/2008. (Nicholas, Blair) (Entered: 08/12/2008)

08/15/2008

313 

Plaintiff filed by Consol Plaintiffs Carl Larson, Charles Hooten, New York State Teachers' Retirement System SECOND NOTICE OF SUPPLEMENTAL AUTHORITY IN SUPPORT OF OPPOSITION TO THE MOTIONS TO DISMISS THE SECOND AMENDED CONSOLIDATED CLASS ACTION COMPLAINT FILED BY ALL MOVING DEFENDANTS re: MEMORANDUM in Opposition to Motion,, 297 (Nicholas, Blair) (Entered: 08/15/2008)

08/15/2008

314 

DECLARATION OF SERVICE filed by Plaintiff Carl Larson, Charles Hooten, New York State Teachers' Retirement System, re Miscellaneous Document, 313 Second Notice of Supplemental Authority served on 8/15/2008. (Nicholas, Blair) (Entered: 08/15/2008)

08/21/2008

315 

EX PARTE APPLICATION for Leave to to File DEFENDANTS' JOINT EX PARTE APPPLICATION FOR AN ORDER PERMITTING DEFENDANTS TO FILE RESPONSES TO PLAINTIFFS' FIRST AND SECOND NOTICES OF SUPPLEMENTAL AUTHORITY filed by defendant KPMG LLP. (Attachments: # 1 Exhibit A, # 2 Exhibit B)(Kelley, Michael) (Entered: 08/21/2008)

08/21/2008

316 

PROOF OF SERVICE filed by Defendant KPMG LLP, re EX PARTE APPLICATION for Leave to to File DEFENDANTS' JOINT EX PARTE APPPLICATION FOR AN ORDER PERMITTING DEFENDANTS TO FILE RESPONSES TO PLAINTIFFS' FIRST AND SECOND NOTICES OF SUPPLEMENTAL AUTHORITY 315 PROOF OF SERVICE served on 8/21/08. (Kelley, Michael) (Entered: 08/21/2008)

08/25/2008

317 

NOTICE TO FILER OF DEFICIENCIES in Electronically Filed Documents. The following error(s) was found: missing formally prepared proposed order which should have been submitted as a separate attachment to main document. RE: EX PARTE APPLICATION for Leave to to File DEFENDANTS' JOINT EX PARTE APPPLICATION FOR AN ORDER PERMITTING DEFENDANTS TO FILE RESPONSES TO PLAINTIFFS' FIRST AND SECOND NOTICES OF SUPPLEMENTAL AUTHORITY 315 . In response to this notice the court may order (1) an amended or correct document to be filed (2) the document stricken or (3) take other action as the court deems appropriate. (lc) (Entered: 08/25/2008)

08/25/2008

318 

ORDER GRANTING DEFENDANTS JOINT EX PARTE APPLICATION FOR AN ORDER PERMITTING DEFENDANTS TO FILE RESPONSES TO PLAINTIFFS FIRSTAND SECOND NOTICES OF SUPPLEMENTAL AUTHORITY 315 by Judge Dean D. Pregerson (lc) Modified on 8/25/2008 (lc). (Entered: 08/25/2008)

09/09/2008

319 

Third Notice of Supplemental Authority filed by Consol Plaintiffs Carl Larson, Charles Hooten, New York State Teachers' Retirement System In Support Of Opposition To The Motions To Dismiss The Second Amended Consolidated Class Action Complaint Filed By All Moving Defendants re: MEMORANDUM in Opposition to Motion,, 297 (Graziano, Salvatore) (Entered: 09/09/2008)

09/09/2008

320 

DECLARATION OF SERVICE filed by Plaintiff Carl Larson, Charles Hooten, New York State Teachers' Retirement System, re Miscellaneous Document, 319 served on 09/09/2008. (Graziano, Salvatore) (Entered: 09/09/2008)

09/11/2008

321 

RESPONSE IN SUPPORT of MOTION to Dismiss Second Amended Consolidated Class Action Complaint 279 OFFICER DEFENDANTS' RESPONSE TO PLAINTIFFS' THIRD NOTICE OF SUPPLEMENTAL AUTHORITY filed by Defendants Patti M Dodge, Brad A Morrice, Consol Defendant Edward F Gotschall. (Lyons, Daniel) (Entered: 09/11/2008)

09/15/2008

322 

EX PARTE APPLICATION for Leave to To File KPMG LLP's EX PARTE APPLICATION FOR AN ORDER TO FILE STATEMENT OF RECENT DECISION filed by Defendant KPMG LLP. (Attachments: # 1 Exhibit A)(Kelley, Michael) (Entered: 09/15/2008)

09/15/2008

323 

NOTICE TO FILER OF DEFICIENCIES in Electronically Filed Documents. The following error(s) was found: Missing the formal proposed ex parte order which should have been submitted as a separate attachment to main document. RE: EX PARTE APPLICATION for Leave to To File KPMG LLP's EX PARTE APPLICATION FOR AN ORDER TO FILE STATEMENT OF RECENT DECISION 322 . In response to this notice the court may order (1) an amended or correct document to be filed (2) the document stricken or (3) take other action as the court deems appropriate. (lc) (Entered: 09/15/2008)

09/15/2008

324 

EX PARTE APPLICATION for Order for [PROPOSED] ORDER GRANTING KPMG LLP'S EX PARTE APPLICATION FOR AN ORDER TO FILE STATEMENT OF RECENT DECISION filed by DEFENDANT KPMG LLP.(Kelley, Michael) (Entered: 09/15/2008)

09/16/2008

325 

NOTICE TO FILER OF DEFICIENCIES in Electronically Filed Documents. The following error(s) was found: Wrong event: ex parte application (order); PDF is the proposed order which should not have been e-filed in itself, but submitted as a separate attachment to main document. RE: EX PARTE APPLICATION for Order for [PROPOSED] ORDER GRANTING KPMG LLP'S EX PARTE APPLICATION FOR AN ORDER TO FILE STATEMENT OF RECENT DECISION 324 . In response to this notice the court may order (1) an amended or correct document to be filed (2) the document stricken or (3) take other action as the court deems appropriate. (lc) (Entered: 09/16/2008)

09/22/2008

326 

MINUTES OF Motion Hearing held before Judge Dean D. Pregerson: RE MOTION TO DISMISS SECOND AMENDED COMPLAINT FILED BY DEFENDANTS FREDRIC F. FORSTER, DONALD E. LANGE, MICHAEL M. SACHS, RICHARD A. ZONA, TERRENCE P. SANDVIK,MARILYN A. ALEXANDER, HAROLD A. BLACK, DAVID EINHORN;MOTION TO DISMISS SECOND AMENDED CONSOLIDATED CLASS ACTION COMPLAINT FILED BY DEFENDANTS PATTI M. DODGE, BRAD A. MORRICE, EDWARD F. GOTSCHALL;MOTION TO STRIKE PORTIONS OF SECOND AMENDED COMPLAINT FILED BY DEFENDANT KPMG LLP;MOTION TO DISMISS SECOND AMENDED CONSOLIDATED CLASS ACTION COMPLAINT FILED BY DEFENDANT ROBERT K. COLE; MOTION TO DISMISS SECOND AMENDED CONSOLIDATED CLASS ACTION COMPLAINT FILED BYDEFENDANTS BEAR STEARNS & CO. INC, DEUTSCHE BANK SECURITIES INC, JEFFERIES &COMPANY INC, JMP SECURITIES LLC, MORGAN STANLEY & CO. INC, PIPER JAFFRAY & CO.,ROTH CAPITAL PARTNERS LLC, STIFEL NICOLAUS & COMPANY INC. 278 , 279 , 282 , 283 , 284 , 285 ,and JOINDER BY DEFENDANT POPEJOY IN MOTION BY DIRECTORS DEFENDANTS and JOINDER BY DEFENDANT POPEJOY IN MOTION BY UNDERWRITER DEFENDANTS 290 , 291 .Court hears oral argument and takes the matters under submission.Court Reporter: Maria Bustillos. (lc) (Entered: 09/22/2008)

10/31/2008

327 

OF SERVICE filed by Defendants Patti M Dodge, Brad A Morrice, Edward F Gotschall, served on October 31, 2008. (Lyons, Daniel) (Entered: 10/31/2008)

10/31/2008

328 

SUPPLEMENT to MOTION to Dismiss Second Amended Consolidated Class Action Complaint 279 filed by Defendants Patti M Dodge, Brad A Morrice, Consol Defendant Edward F Gotschall. (Attachments: # 1 Exhibit A to Defendants' Notide of Supplemental Authority ISO Defendants' Motions to Dismiss)(Lyons, Daniel) (Entered: 10/31/2008)

11/07/2008

329 

Second Amended Certificate and Notice of Interested Parties filed by Defendants Bear Stearns & Co Inc, Deutsche Bank Securities Inc, Jefferies & Company Inc, JMP Securities LLC, Morgan Stanley & Co Inc, Piper Jaffray & Co, Roth Capital Partners LLC, Stifel Nicolaus & Company Inc, (Durrant, John) (Entered: 11/07/2008)

12/02/2008

330 

Fourth Notice Of Supplemental Authority filed by Consol Plaintiffs Carl Larson, Charles Hooten, New York State Teachers' Retirement System In Support Of Opposition To The Motions To Dismiss The Second Amended Consolidated Class Action Complaint Filed By All Moving Defendants re: MEMORANDUM in Opposition to Motion,, 297 (Attachments: # 1 Exhibit A)(Graziano, Salvatore) (Entered: 12/02/2008)

12/02/2008

331 

DECLARATION OF SERVICE filed by Consol Plaintiffs Carl Larson, Charles Hooten, New York State Teachers' Retirement System, re Miscellaneous Document, 330 served on 12/02/08. (Graziano, Salvatore) (Entered: 12/02/2008)

12/02/2008

332 

NOTICE TO FILER OF DEFICIENCIES in Electronically Filed Documents. The following error(s) was found: Wrong event: miscellaneous document; correct event: supplement (motion related documents) RE: Miscellaneous Document, 330 . In response to this notice the court may order (1) an amended or correct document to be filed (2) the document stricken or (3) take other action as the court deems appropriate. (lc) (Entered: 12/02/2008)

12/03/2008

333 

ORDER the Court substantially DENIES Defendants motions to dismiss 279 , 282 , 284 , 285 , 290 . 291 and DENIES Defendant KPMGs motion to strike 283 . The Court dismisses allegations of false and misleading statements that rely on the group pleading doctrine by Judge Dean D. Pregerson (lc) (Entered: 12/03/2008)

12/11/2008

334 

Joint STIPULATION for Extension of Time to File Response as to Amended Complaint,,, 269 filed by Defendants Patti M Dodge, Brad A Morrice, Edward F Gotschall. (Attachments: # 1 Proposed Order Proposed Order Regarding Scheduling)(McDowell, Kathleen) (Entered: 12/11/2008)

12/12/2008

335 

NOTICE TO FILER OF DEFICIENCIES in Electronically Filed Documents. The following error(s) was found: wrong event: extension of file to file response ; Correct event: extend time to file answer 30 days or less, or 30 days or more as applicable. Combined format of stipulation and order wherein the order is on the last page is not applicable in e-filing. However, clerk Notes a proper proposed order was submitted as a separate attachment. RE: Stipulation for Extension of Time to File Response/Reply, 334 . In response to this notice the court may order (1) an amended or correct document to be filed (2) the document stricken or (3) take other action as the court deems appropriate. (lc) (Entered: 12/12/2008)

12/15/2008

336 

STIPULATION for Extension of Time to File Answer to January 26, 2009 re Amended Complaint,,, 269 filed by Defendants Patti M Dodge, Brad A Morrice, Edward F Gotschall. (Attachments: # 1 Proposed Order Proposed Order Regarding Scheduling)(McDowell, Kathleen) (Entered: 12/15/2008)

12/16/2008

337 

REQUEST to Substitute attorney Skadden, Arps, Slate, Meagher & Flom LLP in place of attorney Munger, Tolles & Olson LLP Request for Approval of Substitution of Attorney and [Proposed] Order filed by Defendant Edward F Gotschall. (Attachments: # 1 Proposed Order)(Posner, Harriet) (Entered: 12/16/2008)

12/19/2008

338 

NOTICE of Appearance filed by attorney Elizabeth P Lin on behalf of Consol Plaintiff New York State Teachers' Retirement System (Lin, Elizabeth) (Entered: 12/19/2008)

12/19/2008

339 

DECLARATION OF SERVICE filed by Plaintiff New York State Teachers' Retirement System, re Notice of Appearance 338 served on 12/19/2008. (Lin, Elizabeth) (Entered: 12/19/2008)

12/19/2008

340 

ORDER granting Stipulation to Extend Time to Answer second amended complaint 336 as to dfendants defendants Patti M Dodge,Brad A Morriceand Edward F Gotschallto1/26/2009 by Judge Dean D. Pregerson (lc) (Entered: 12/19/2008)

12/22/2008

341 

STIPULATION for Extension of Time to File Answer to February 9, 2009 re Amended Complaint,,, 269 filed by Defendant Edward F Gotschall. (Attachments: # 1 Proposed Order)(Posner, Harriet) (Entered: 12/22/2008)

12/22/2008

342 

ORDER by Judge Dean D. Pregerson Granting Defendant Edward F. Gotschall request to substitute Skadden, Arps, Slate, Meagher & Flom LLP in place of Munger, Tolles & Olson LLP 337 . Substituting attorney Harriet S Posner for Edward F Gotschall in place and stead of attorney Kevin S Allred. (lc) (Entered: 12/22/2008)

12/24/2008

343 

ORDER upon re Stipulation 341 extending Defendant Edward F Gotschall time to answer Lead Plaintiffs Second Amended Consolidated Class Action Complaint 2/9/2009 by Judge Dean D. Pregerson (lc) (Entered: 12/24/2008)

01/02/2009

344 

NOTICE of Change of Attorney Information for attorney Robert B Martin, III counsel for Consol Defendant KPMG LLP.Geoffrey M. Ezgar is no longer attorney of record for the aforementioned party in this case for the reason indicated in the G-06 Notice. Filed by defendant KPMG LLP (Martin, Robert) (Entered: 01/02/2009)

01/26/2009

345 

ANSWER to Amended Complaint,,, 269 with JURY DEMAND filed by defendant Patti M Dodge.(Lyons, Daniel) (Entered: 01/26/2009)

01/26/2009

346 

ANSWER to Amended Complaint,,, 269 filed by defendant Brad A Morrice.(Lyons, Daniel) (Entered: 01/26/2009)

01/26/2009

347 

PROOF OF SERVICE filed by defendants Patti M Dodge, Brad A Morrice, re Answer to Complaint (Discovery) 345 , Answer to Complaint (Discovery) 346 served on 01/26/2009. (Lyons, Daniel) (Entered: 01/26/2009)

01/26/2009

348 

ANSWER to Amended Complaint,,, 269 filed by Defendant William J Popejoy.(Rus, Ronald) (Entered: 01/26/2009)

01/26/2009

349 

ANSWER to Plaintiffs' Second Amended Complaint filed by Defendants Fredric F Forster, Donald E Lange, Michael M Sachs, Richard A Zona, Terrence P Sandvik, Marilyn A Alexander, Harold A Black, David Einhorn.(Young, Meryl) (Entered: 01/26/2009)

01/26/2009

350 

ANSWER to Amended Complaint,,, 269 filed by DEFENDANT Robert K Cole. (Attachments: # 1 Certificate of Service)(Baldwin, Peter) (Entered: 01/26/2009)

01/26/2009

351 

ANSWER to Amended Complaint,,, 269 filed by Underwriter Defendants Bear Stearns & Co Inc, Deutsche Bank Securities Inc, Jefferies & Company Inc, JMP Securities LLC, Morgan Stanley & Co Inc, Piper Jaffray & Co, Roth Capital Partners LLC, Stifel Nicolaus & Company Inc.(Sullivan, William) (Entered: 01/26/2009)

01/26/2009

352 

ANSWER to Amended Complaint,,, 269 filed by Defendant KPMG LLP.(Kelley, Michael) (Entered: 01/26/2009)

01/27/2009

353 

NOTICE TO FILER OF DEFICIENCIES in Electronically Filed Documents. The following error(s) was found: The required LR 7.1.1 Certificate of Interested Party has not been filed RE: ANSWERS BY VARIOUS DEFENDANTS TO SECOND AMENDED CONSOLIDATED COMPLAINT: Answer to Complaint 350 , Answer to Complaint 352 , Answer to Complaint (Discovery) 345 , Answer to Complaint 349 , Answer to Complaint (Discovery) 346 , Answer to Complaint, 351 , Answer to Complaint 348 . In response to this notice the court may order (1) an amended or correct document to be filed (2) the document stricken or (3) take other action as the court deems appropriate. (lc) (Entered: 01/27/2009)

01/27/2009

354 

NOTICE OF CLERICAL ERROR: Due to clerical error Re: Notice of Deficiency in Electronically Filed Documents (G-112) regarding missing certificate of interested party, Erroneously included Bear Stearns defendants 353 whose certicate of interested party is previously on file as docket entry # 221 (lc) (Entered: 01/27/2009)

01/27/2009

355 

PROOF OF SERVICE filed by Defendant KPMG LLP, re Answer to Complaint 352 PROOF OF SERVICE served on January 27, 2009. (Martin, Robert) (Entered: 01/27/2009)

01/27/2009

356 

NOTICE OF CLERICAL ERROR: Due to clerical error Re: Notice of Deficiency in Electronically Filed Documents (G-112), 353 erroneously included defendant KPMG LLP, whose certificate of interested party is on file as docket entry #210 (lc) (Entered: 01/27/2009)

01/27/2009

357 

NOTICE of Interested Parties filed by Defendants Patti M Dodge, Brad A Morrice, identifying Brad A. Morrice; Patti M. Dodge; ACE American Insurance Company; American International Specialty Lines Insurance Company, a unit of American International Group, Inc. (AIG); Arch Insurance Company; Axis Reinsurance Company; Continental Casualty Company (CNA Financial); Liberty Mutual Insurance Company; Lloyd's of London; Navigators Insurance Company; Starr Excess Liability Insurance Company, Ltd.; Twin City Fire Insurance Company, a member of the Hartford Group; XL Specialty Insurance Company. (Lyons, Daniel) (Entered: 01/27/2009)

01/27/2009

358 

PROOF OF SERVICE filed by defendants Patti M Dodge, Brad A Morrice, re Certificate/Notice of Interested Parties,, 357 served on 1/27/2009. (Lyons, Daniel) (Entered: 01/27/2009)

01/27/2009

359 

NOTICE of Interested Parties filed by DEFENDANT Robert K Cole, (Attachments: # 1 Certificate of Service)(Baldwin, Peter) (Entered: 01/27/2009)

01/29/2009

360 

Notice of Interested Parties filed by Defendant William J. Popejoy NOTICE of Interested Parties filed by Defendant William J. Popejoy William J Popejoy, (Rus, Ronald) (Entered: 01/29/2009)

01/29/2009

361 

NOTICE of Change of Attorney Information for attorney Bradley H Ellis counsel for Consol Defendant KPMG LLP. Adding Bradley H. Ellis as attorney as counsel of record for KPMG LLP for the reason indicated in the G-06 Notice. Filed by Defendant KPMG LLP (Ellis, Bradley) (Entered: 01/29/2009)

02/05/2009

362 

NOTICE of Change of Attorney Information for attorney Benjamin Galdston counsel for Consol Plaintiff New York State Teachers' Retirement System. Adding Benjamin Galdston as attorney as counsel of record for New York State Teachers' Retirement System for the reason indicated in the G-06 Notice. Filed by Lead Plaintiff New York State Teachers' Retirement System (Attachments: # 1 Declaration Of Service)(Galdston, Benjamin) (Entered: 02/05/2009)

02/06/2009

363 

NOTICE of Change of Attorney Information for attorney Matthew Patrick Jubenville counsel for Consol Plaintiff New York State Teachers' Retirement System. Adding Matthew P. Jubenville as attorney as counsel of record for New York Teachers' Retirement System for the reason indicated in the G-06 Notice. Filed by Lead Plaintiff New York State Teachers' Retirement System (Attachments: # 1 Declaration of Service)(Jubenville, Matthew) (Entered: 02/06/2009)

02/06/2009

364 

APPLICATION for attorney Lauren A. McMillen to Appear Pro Hac Vice (PHV FEE NOT PAID.) filed by Lead Plaintiff New York State Teachers' Retirement System. (Attachments: # 1 Exhibit Certificate of Good Standing, # 2 Proposed Order, # 3 Declaration Of Service)(Nicholas, Blair) (Entered: 02/06/2009)

02/09/2009

365 

INDEPENDENT DIRECTOR DEFENDANTS' AMENDED NOTICE of Interested Parties filed by Defendants Fredric F Forster, Donald E Lange, Michael M Sachs, Richard A Zona, Terrence P Sandvik, Marilyn A Alexander, Harold A Black, David Einhorn, (Lilly, Matthew) (Entered: 02/09/2009)

02/11/2009

366 

Stipulation For Substitution of Party filed by Consol Plaintiff New York State Teachers' Retirement System (Attachments: # 1 Proposed Order, # 2 Declaration of Service)(Lin, Elizabeth) (Entered: 02/11/2009)

02/12/2009

367 

NOTICE TO FILER OF DEFICIENCIES in Electronically Filed Documents. The following error(s) was found: wrong event: miscellaneous document; correct event: stipulation: order) RE: Miscellaneous Document 366 . In response to this notice the court may order (1) an amended or correct document to be filed (2) the document stricken or (3) take other action as the court deems appropriate. (lc) (Entered: 02/12/2009)

02/17/2009

368 

NOTICE OF FILING FEE DUE on Pro Hac Vice Application mailed to attorney Lauren A McMillen for Consol Plaintiff New York State Teachers' Retirement System re 364 . (ds) (Entered: 02/17/2009)

02/20/2009

369 

NOTICE of Change of Attorney Information: Attorney Douglas M Risen will no longer receive service of documents from the Clerks Office for the reason indicated in the G-06 Notice.Douglas M Risen is no longer attorney of record in this case for the reason indicated in the G-06 Notice.Douglas M Risen is no longer attorney of record in this case for the reason indicated in the G-06 Notice. Filed by Douglas M Risen attorney for movant Joe Verne (lc) (Entered: 02/20/2009)

03/03/2009

370 

ORDER FOR SUBSTITUTION OF PARTY 366 : Susan Gotschall, as representative of the Estate of Edward Gotschall, shall be substituted as a party defendant in place of Decedent Edward Gotschall. Respresentative shall file ans wserve its answer to the Second Amended Consolidated Class Action Complaint within 30 days of entry of this order. Representative shall serve its initial discosures under Rule 26(a)(1) within 30 days fo entry of this order by Judge Dean D. Pregerson, (lc) (Entered: 03/03/2009)

03/06/2009

371 

NOTICE of Change of Attorney Information for attorney Jarrett A Green counsel for Consol Defendant Edward F Gotschall. Adding Jarrett A. Green as attorney as counsel of record for The Estate of Edward Gotschall for the reason indicated in the G-06 Notice. Filed by Defendant The Estate of Edward Gotschall (Green, Jarrett) (Entered: 03/06/2009)

03/13/2009

372 

ORDER by Judge Dean D. Pregerson Granting APPLICATION for attorney Lauren A. McMillen to Appear Pro Hac Vice (PHV FEE NOT PAID.) APPLICATION for attorney Lauren A. McMillen to Appear Pro Hac Vice (PHV FEE NOT PAID.) 364 by Lauren A McMillen to appear on behalf of Consol Plaintiff New York State Teachers' Retirement System.Blair A Nicholas is designated as local counsel. Fee paid. (lc) (Entered: 03/13/2009)

03/25/2009

374 

NOTICE of Change of Attorney Information for attorney Blake M Harper counsel for Movant Donald Johnson. Filed by Movant Donald Johnson (Harper, Blake) (Entered: 03/25/2009)

03/25/2009

375 

PROOF OF SERVICE filed by Plaintiff Donald Johnson, re Notice of Change of Attorney Information (G-06) 374 served on 3/25/09. (Harper, Blake) (Entered: 03/25/2009)

03/26/2009

376 

NOTICE TO FILER OF DEFICIENCIES in Electronically Filed Documents. The following error(s) was found: account information was not updated RE: Notice of Change of Attorney Information (G-06) 374 . In response to this notice the court may order (1) an amended or correct document to be filed (2) the document stricken or (3) take other action as the court deems appropriate. (vh) (Entered: 03/26/2009)

04/03/2009

378 

Joint STIPULATION for Discovery as to Inadvertent Production of Privileged Materials and Production of Non-Public Personal Information filed by Lead Plaintiff New York State Teachers' Retirement System. (Attachments: # 1 Proposed Order)(Lin, Elizabeth) (Entered: 04/03/2009)

04/03/2009

379 

Certificate OF SERVICE filed by Lead Plaintiff New York State Teachers' Retirement System, re Stipulation for Discovery, 378 served on April 3, 2009. (Lin, Elizabeth) (Entered: 04/03/2009)

04/06/2009

380 

MINUTES OF (IN CHAMBERS) ORDER by Judge Dean D. Pregerson re Stipulation for Discovery 378 . COUNSEL ARE NOTIFIED that the document entitled JOINT STIPULATION FOR DISCOVERY AS TO INADVERTENT PRODUCTION OF PRIVILEGED MATERIALS AND PRODUCTION OF NON-PUBLIC PERSONAL INFORMATION FILED BY LEAD PLAINTIFF NEW YORK STATE TEACHERS' RETIREMENT SYSTEM, filed on April 3, 2009, docket number 378 was filed incorrectly and therefore VACATED. (sch) (Entered: 04/06/2009)

04/06/2009

381 

Joint STIPULATION for Discovery as to Inadvertent Production of Privileged Materials and Production of Non-Public Personal Information filed by Lead Plaintiff New York State Teachers' Retirement System. (Attachments: # 1 Proposed Order)(Lin, Elizabeth) (Entered: 04/06/2009)

04/06/2009

382 

CERTIFICATE OF SERVICE filed by Lead Plaintiff New York State Teachers' Retirement System, re Stipulation for Discovery, 381 served on 4/6/09. (Lin, Elizabeth) (Entered: 04/06/2009)

04/07/2009

383 

ORDER REGARDING INADVERTENT PRODUCTION OF PRIVILEGED MATERIALS AND PRODUCTION OF NON-PUBLIC PERSONAL INFORMATION by Magistrate Judge Fernando M. Olguin, re Stipulation for Discovery, 381 . (See document for details). (mr) (Entered: 04/07/2009)

04/21/2009

385 

Agreement To Be Bound By Order filed by Consol Defendant KPMG LLP re: Order 383 (Attachments: # 1 Exhibit Order Regarding Inadvertent Production)(Ellis, Bradley) (Entered: 04/21/2009)

05/08/2009

387 

NOTICE OF MOTION AND MOTION to Compel the Production of Documents From Defendant KPMG LLP filed by Lead Plaintiff New York State Teachers' Retirement System. Motion set for hearing on 6/3/2009 at 10:00 AM before Magistrate Judge Fernando M. Olguin. (Attachments: # 1 Proposed Order)(Lin, Elizabeth) (Entered: 05/08/2009)

05/08/2009

388 

JOINT STIPULATION to MOTION to Compel the Production of Documents From Defendant KPMG LLP 387 filed by Consol Plaintiff New York State Teachers' Retirement System. (Lin, Elizabeth) (Entered: 05/08/2009)

05/08/2009

389 

DECLARATION of Elizabeth Lin In Support Of MOTION to Compel the Production of Documents From Defendant KPMG LLP 387 filed by Consol Plaintiff New York State Teachers' Retirement System. (Attachments: # 1 Exhibit A, # 2 Exhibit A-1, # 3 Exhibit B, Part 1, # 4 Exhibit B, Part II, # 5 Exhibit B, Part III, # 6 Exhibit B, Part IV, # 7 Exhibit C, Part I, # 8 Exhibit C, Part II, # 9 Exhibit D, # 10 Exhibit E, Part I, # 11 Exhibit E, Part II, # 12 Exhibit F, # 13 Exhibit G, # 14 Exhibit H, # 15 Exhibit I, # 16 Exhibit J, # 17 Exhibit K, # 18 Exhibit L, # 19 Exhibit M, # 20 Exhibit N, # 21 Exhibit O, # 22 Exhibit P, # 23 Exhibit Q, # 24 Exhibit R)(Lin, Elizabeth) (Entered: 05/08/2009)

05/08/2009

390 

DECLARATION of Jodi E. Lopez in opposition to MOTION to Compel the Production of Documents From Defendant KPMG LLP 387 filed by Consol Plaintiff New York State Teachers' Retirement System. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D)(Lin, Elizabeth) (Entered: 05/08/2009)

05/08/2009

391 

CERTIFICATE OF SERVICE filed by Lead Plaintiff New York State Teachers' Retirement System, re Declaration (Motion related), Declaration (Motion related), Declaration (Motion related) 389 , MOTION to Compel the Production of Documents From Defendant KPMG LLP 387 , Declaration (Motion related), Declaration (Motion related) 390 , Joint Stipulation re Discovery Motion 388 served on 5/8/09. (Lin, Elizabeth) (Entered: 05/08/2009)

05/20/2009

392 

SUPPLEMENT to MOTION to Compel the Production of Documents From Defendant KPMG LLP 387 filed by Consol Plaintiff New York State Teachers' Retirement System. (Attachments: # 1 Exhibit A)(Lin, Elizabeth) (Entered: 05/20/2009)

05/20/2009

393 

CERTIFICATE OF SERVICE filed by Plaintiff New York State Teachers' Retirement System, re Supplement(Motion related) 392 served on May 20, 2009. (Lin, Elizabeth) (Entered: 05/20/2009)

05/20/2009

394 

SUPPLEMENT to MOTION to Compel the Production of Documents From Defendant KPMG LLP 387 filed by Consol Defendant KPMG LLP. (Ellis, Bradley) (Entered: 05/20/2009)

05/20/2009

395 

DECLARATION of Jodi E. Lopez in opposition to MOTION to Compel the Production of Documents From Defendant KPMG LLP 387 filed by Consol Defendant KPMG LLP. (Attachments: # 1 Exhibit, # 2 Exhibit)(Ellis, Bradley) (Entered: 05/20/2009)

05/21/2009

396 

CERTIFICATE OF SERVICE filed by Defendant KPMG LLP, re Supplement(Motion related) 394 , Declaration (Motion related) 395 served on May 20, 2009. (Ellis, Bradley) (Entered: 05/21/2009)

05/29/2009

397 

MINUTES OF IN CHAMBERS RE: VACATING HEARING ON PLAINTIFFS' MOTION TO COMPEL by Magistrate Judge Fernando M. Olguin: IT IS ORDERED THAT the hearing set for June 3, 2009, at 10:00 a.m. with respect to plaintiffs' Motion to Compel is hereby vacated. The court's decision on the Motion to Compel will follow. (mr) (Entered: 05/29/2009)

06/09/2009

398 

Joint STIPULATION for Protective Order filed by Defendant KPMG LLP.(Ellis, Bradley) (Entered: 06/09/2009)

06/11/2009

399 

NOTICE OF ERRATA filed by Consol Defendant KPMG LLP. correcting Stipulation for Protective Order 398 (Ellis, Bradley) (Entered: 06/11/2009)

06/11/2009

400 

Joint STIPULATION for Protective Order filed by Defendant KPMG LLP.(Ellis, Bradley) (Entered: 06/11/2009)

06/16/2009

401 

ORDER RE: PARTIES' PROPOSED PROTECTIVE ORDER 400 by Magistrate Judge Fernando M. Olguin. The court is unable to adopt the Protective Order as stipulated to by the parties. (See document for further details). (mr) (Entered: 06/16/2009)

07/08/2009

402 

ORDER Re: DISCOVERY MOTION by Magistrate Judge Fernando M. Olguin: IT IS ORDERED THAT: Plaintiffs' Motion to Compel the Production of Documents from Defendant KPMG LLP (Document No. 387 ) is granted to the extent set forth in this Order. Defendant KPMG shall respond, under oath, to plaintiffs' First Request for Production of Documents (and, if appropriate, provide supplemental written responses) no later than July 29, 2009. (mr) (Entered: 07/08/2009)

07/21/2009

403 

NOTICE OF MOTION AND Second MOTION to Compel the Production of Documents From Defendant KPMG LLP and Compliance With the Court's June 16, 2009 Order filed by Lead Plaintiff New York State Teachers' Retirement System. Motion set for hearing on 8/12/2009 at 10:00 AM before Magistrate Judge Fernando M. Olguin. (Attachments: # 1 Proposed Order)(Lin, Elizabeth) (Entered: 07/21/2009)

07/21/2009

404 

NOTICE OF MOTION AND MOTION for Protective Order for Confidentiality filed by Defendant KPMG LLP. Motion set for hearing on 8/12/2009 at 10:00 AM before Magistrate Judge Fernando M. Olguin. (Attachments: # 1 Proposed Order Proposed Protective Order)(Martin, Robert) (Entered: 07/21/2009)

07/21/2009

405 

DECLARATION of Louise Williamson In Support of MOTION for Protective Order for Confidentiality 404 filed by Consol Defendant KPMG LLP. (Martin, Robert) (Entered: 07/21/2009)

07/21/2009

406 

JOINT STIPULATION to Second MOTION to Compel the Production of Documents From Defendant KPMG LLP and Compliance With the Court's June 16, 2009 Order 403 , and KPMG's Motion for a Protective Order 404 filed by Consol Plaintiff New York State Teachers' Retirement System. (Lin, Elizabeth) (Entered: 07/21/2009)

07/21/2009

407 

DECLARATION of Robert B. Martin III In Support Of MOTION for Protective Order for Confidentiality 404 filed by Consol Defendant KPMG LLP. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E, # 6 Exhibit F, # 7 Exhibit G, # 8 Exhibit H, # 9 Exhibit I, # 10 Exhibit J)(Martin, Robert) (Entered: 07/21/2009)

07/21/2009

408 

DECLARATION of Elizabeth Lin In Support Of Second MOTION to Compel the Production of Documents From Defendant KPMG LLP and Compliance With the Court's June 16, 2009 Order 403 filed by Consol Plaintiff New York State Teachers' Retirement System. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E, # 6 Exhibit F, # 7 Exhibit G, # 8 Exhibit H, # 9 Exhibit I, # 10 Exhibit J, # 11 Exhibit K, # 12 Exhibit L, Part 1, # 13 Exhibit L, Part 2, # 14 Exhibit L, Part 3, # 15 Exhibit L, Part 4, # 16 Exhibit L, Part 5)(Lin, Elizabeth) (Entered: 07/21/2009)

07/21/2009

409 

DECLARATION OF SERVICE filed by Lead Plaintiff New York State Teachers' Retirement System, re Declaration (Motion related), Declaration (Motion related), Declaration (Motion related) 408 , Joint Stipulation re Discovery Motion, 406 , Second MOTION to Compel the Production of Documents From Defendant KPMG LLP and Compliance With the Court's June 16, 2009 Order 403 served on July 21, 2009. (Lin, Elizabeth) (Entered: 07/21/2009)

07/29/2009

410 

SUPPLEMENT to MOTION for Protective Order for Confidentiality 404 SUPPLEMENTAL MEMORANDUM IN SUPPORT OF KPMG LLPS MOTION FOR A PROTECTIVE ORDER filed by Consol Defendant KPMG LLP. (Martin, Robert) (Entered: 07/29/2009)

07/29/2009

411 

DECLARATION of Robert B Martin III in Support of MOTION for Protective Order for Confidentiality 404 SUPPLEMENTAL DECLARATION OF ROBERT B. MARTIN III IN SUPPORT OF KPMG LLPS MOTION FOR A PROTECTIVE ORDER filed by Consol Defendant KPMG LLP. (Martin, Robert) (Entered: 07/29/2009)

07/29/2009

412 

SUPPLEMENT to Second MOTION to Compel the Production of Documents From Defendant KPMG LLP and Compliance With the Court's June 16, 2009 Order 403 Supplemental Memorandum In Further Support Of Plaintiffs' Second Motion To Compel The Production Of Documents From Defendant KPMG LLP And Compliance With The Court's June 16, 2009 Order (Pursuant To L.R. 37-2.3) filed by Consol Plaintiff New York State Teachers' Retirement System. (Lin, Elizabeth) (Entered: 07/29/2009)

07/29/2009

413 

DECLARATION of Benjamin Galdston In Support Of Second MOTION to Compel the Production of Documents From Defendant KPMG LLP and Compliance With the Court's June 16, 2009 Order 403 Declaration of Benjamin Galdston In Support Of Plaintiffs' Second Motion To Compel The Production Of Documents From Defendant KPMG LLP And Compliance With The Court's June 16, 2009 Order filed by Consol Plaintiff New York State Teachers' Retirement System. (Attachments: # 1 Exhibit A)(Lin, Elizabeth) (Entered: 07/29/2009)

07/29/2009

414 

DECLARATION OF SERVICE filed by Lead Plaintiff New York State Teachers' Retirement System, re Declaration (Motion related), Declaration (Motion related), Declaration (Motion related) 413 , Supplement(Motion related), Supplement(Motion related) 412 served on July 29, 2009. (Lin, Elizabeth) (Entered: 07/29/2009)

08/07/2009

415 

ANSWER to Amended Complaint,,, 269 Defendant Estate Of Edward F. Gotschall's Answer To Plaintiff's Second Amended Consolidated Class Action Complaint filed by defendant Susan Gotschall.(Posner, Harriet) (Entered: 08/07/2009)

08/10/2009

416 

PROTECTIVE ORDER by Magistrate Judge Fernando M. Olguin re MOTION for Protective Order for Confidentiality 404 . (See document for details). (mr) (Entered: 08/10/2009)

08/10/2009

417 

ORDER by Magistrate Judge Fernando M. Olguin: IT IS ORDERED THAT: The hearing set for August 12, 2009, is hereby vacated. KPMG's Motion for a Protective Order (Document No. 404 ) is granted. The Proposed Protective Order will be contemporaneously entered as revised by the court. Plaintiffs' Second Motion to Compel the Production of Documents from Defendant KPMG LLP and Compliance with the Court's June 16, 2009 Order (Document No. 403 ) is granted to the extent set forth in this Order. No later than August 17, 2009, defendant KPMG shall produce all responsive documents currently being withheld as confidential. (See document for further details). (mr) (Entered: 08/10/2009)

09/04/2009

418 

NOTICE of Appearance filed by attorney Heather Catherine Gorman on behalf of Defendant Robert K Cole (Attachments: # 1 Certificate of Service)(Gorman, Heather) (Entered: 09/04/2009)

09/10/2009

419 

NOTICE of Change of Attorney Information for attorney Peter William Baldwin counsel for Defendant Robert K Cole.Peter W. Baldwin is no longer attorney of record for the aforementioned party in this case for the reason indicated in the G-06 Notice. Filed by Defendant Robert K. Cole (Attachments: # 1 Certificate of Service)(Baldwin, Peter) (Entered: 09/10/2009)

09/15/2009

420 

NOTICE of Change of Attorney Information Changing address to 1801 Century Park, East, Suite 1440, Los Angeles, CA 90067. Filed by plaintiff Durston Winesburg, Robert W. Boyd, Bruce Novotone (Brody, Lori) (Entered: 09/15/2009)

09/18/2009

421 

NOTICE of Change of Address by Lori S Brody attorney for Plaintiffs Durston Winesburg, Robert W Boyd, III, Bruce Novotone, changing address to 1801 Century Park East, Suite 1440. Filed by Plaintiffs Plaintiffs (Brody, Lori) (Entered: 09/18/2009)

09/23/2009

422 

NOTICE OF MOTION AND MOTION to Compel Production Of Documents From Lead Plaintiff New York State Teachers Retirement System And Plaintiffs Carl Larson And Charles Hooten filed by Defendant KPMG LLP. Motion set for hearing on 10/14/2009 at 10:00 AM before Magistrate Judge Fernando M. Olguin. (Attachments: # 1 Proposed Order)(Ellis, Bradley) (Entered: 09/23/2009)

09/23/2009

423 

JOINT STIPULATION to MOTION to Compel Production Of Documents From Lead Plaintiff New York State Teachers Retirement System And Plaintiffs Carl Larson And Charles Hooten 422 filed by Consol Defendant KPMG LLP. (Ellis, Bradley) (Entered: 09/23/2009)

09/23/2009

424 

DECLARATION of Jodi E. Lopez In Support of MOTION to Compel Production Of Documents From Lead Plaintiff New York State Teachers Retirement System And Plaintiffs Carl Larson And Charles Hooten 422 filed by Consol Defendant KPMG LLP. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E, # 6 Exhibit F, # 7 Exhibit G, # 8 Exhibit H, # 9 Exhibit I, # 10 Exhibit J)(Ellis, Bradley) (Entered: 09/23/2009)

09/23/2009

425 

DECLARATION of Elizabeth Lin In Opposition To MOTION to Compel Production Of Documents From Lead Plaintiff New York State Teachers Retirement System And Plaintiffs Carl Larson And Charles Hooten 422 filed by Consol Plaintiff New York State Teachers' Retirement System. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C)(Lin, Elizabeth) (Entered: 09/23/2009)

09/23/2009

426 

DECLARATION of New York State Teachers' Retirement System In Opposition To MOTION to Compel Production Of Documents From Lead Plaintiff New York State Teachers Retirement System And Plaintiffs Carl Larson And Charles Hooten 422 filed by Consol Plaintiff New York State Teachers' Retirement System. (Lin, Elizabeth) (Entered: 09/23/2009)

09/23/2009

427 

DECLARATION OF SERVICE filed by Lead Plaintiff New York State Teachers' Retirement System, re Declaration (Motion related), Declaration (Motion related) 426 , Declaration (Motion related), Declaration (Motion related) 425 served on September 23, 2009. (Lin, Elizabeth) (Entered: 09/23/2009)

09/24/2009

428 

PROOF OF SERVICE filed by Defendant KPMG LLP, re Joint Stipulation re Discovery Motion 423 , Declaration (Motion related), Declaration (Motion related) 424 , MOTION to Compel Production Of Documents From Lead Plaintiff New York State Teachers Retirement System And Plaintiffs Carl Larson And Charles Hooten 422 served on 9/24/2009. (Ellis, Bradley) (Entered: 09/24/2009)

09/30/2009

429 

SUPPLEMENT to MOTION to Compel Production Of Documents From Lead Plaintiff New York State Teachers Retirement System And Plaintiffs Carl Larson And Charles Hooten 422 filed by Consol Defendant KPMG LLP. (Ellis, Bradley) (Entered: 09/30/2009)

09/30/2009

430 

SUPPLEMENT to MOTION to Compel Production Of Documents From Lead Plaintiff New York State Teachers Retirement System And Plaintiffs Carl Larson And Charles Hooten 422 (OPPOSITION TO DEFENDANT KPMG LLP'S MOTION TO COMPEL THE PRODUCTION OF DOCUMENTS) filed by Consol Plaintiff New York State Teachers' Retirement System. (Lin, Elizabeth) (Entered: 09/30/2009)

09/30/2009

431 

PROOF OF SERVICE filed by Plaintiffs New York State Teachers' Retirement System, re Supplement(Motion related), Supplement(Motion related) 430 served on September 30, 2009. (Lin, Elizabeth) (Entered: 09/30/2009)

10/01/2009

432 

PROOF OF SERVICE filed by Defendant KPMG LLP, re Supplement(Motion related) 429 served on 10/1/2009. (Ellis, Bradley) (Entered: 10/01/2009)

10/08/2009

433 

MINUTES OF (IN CHAMBERS) RE: VACATING HEARING ON DEFENDANT KPMG LLP'S MOTION TO COMPEL by Magistrate Judge Fernando M. Olguin: IT IS ORDERED THAT the hearing set for October 14, 2009, at 10:00 a.m. with respect to defendant KPMG LLP's Motion to Compel is hereby vacated. The court's decision on the Motion to Compel will follow. (mr) (Entered: 10/08/2009)

10/28/2009

434 

NOTICE Of Withdrawal of Appearance of Matthew P. Siben filed by Lead Plaintiff New York State Teachers' Retirement System. (Lin, Elizabeth) (Entered: 10/28/2009)

10/28/2009

435 

CERTIFICATE OF SERVICE filed by Lead Plaintiff New York State Teachers' Retirement System, re Notice (Other) 434 served on 10/28/09. (Lin, Elizabeth) (Entered: 10/28/2009)

10/29/2009

436 

NOTICE TO FILER OF DEFICIENCIES in Electronically Filed Documents. The following error(s) was found: wrong event: notice(other)...to withdrawal an attorney of record who is no longer with a law firm, requires a formal request and proposed order submitted as separate attachment. Or use Official G-06 form and under its specific Notice of change of attorney information (G-06), RE: Notice (Other) 434 . In response to this notice the court may order (1) an amended or correct document to be filed (2) the document stricken or (3) take other action as the court deems appropriate. (lc) (Entered: 10/29/2009)

11/09/2009

437 

NOTICE of Change of Attorney Information for attorney Daniel A Lyons counsel for Defendants Patti M Dodge, Brad A Morrice. Daniel A. Lyons will no longer receive service of documents from the Clerks Office for the reason indicated in the G-06 Notice.Daniel A. Lyons is no longer attorney of record for the aforementioned party in this case for the reason indicated in the G-06 Notice. Filed by Defendant Brad Morrice and Patti Dodge (Lyons, Daniel) (Entered: 11/09/2009)

12/07/2009

438 

ORDER Re: DISCOVERY MOTION by Magistrate Judge Fernando M. Olguin: IT IS ORDERED THAT: KPMG LLP's Motion to Compel the Production of Documents from Lead Plaintiff New York State Teachers' Retirement System (Document No. 422 ) is granted in part and denied in part. (See document for further details). (mr) (Entered: 12/07/2009)

01/13/2010

439 

NOTICE OF MOTION AND MOTION for Summary Judgment as to Plaintiffs' Second Amended Consolodated Complaint ; Memorandum Of Points And Authorities In Support Thereof; Declaration Of Allan W. Kleidon filed by Defendant KPMG LLP. Motion set for hearing on 3/29/2010 at 10:00 AM before Judge Dean D. Pregerson. (Attachments: # 1 Exhibit, # 2 Exhibit, # 3 Exhibit, # 4 Exhibit)(Ellis, Bradley) (Entered: 01/13/2010)

01/13/2010

440 

DECLARATION of Jodi E. Lopez in support of MOTION for Summary Judgment as to Plaintiffs' Second Amended Consolodated Complaint ; Memorandum Of Points And Authorities In Support Thereof; Declaration Of Allan W. Kleidon 439 filed by Consol Defendant KPMG LLP. (Attachments: # 1 Exhibit, # 2 Exhibit, # 3 Exhibit, # 4 Exhibit, # 5 Exhibit, # 6 Exhibit, # 7 Exhibit, # 8 Exhibit, # 9 Exhibit, # 10 Exhibit, # 11 Exhibit)(Ellis, Bradley) (Entered: 01/13/2010)

01/13/2010

441 

NOTICE OF MOTION AND MOTION for Summary Judgment as to Plaintiffs' Second Amended Consolidated Complaint ; Memorandum Of Points And Authorities In Support Thereof; Declaration of Allan W. Kleidon filed by Defendant KPMG LLP. Motion set for hearing on 3/29/2010 at 10:00 AM before Judge Dean D. Pregerson. (Attachments: # 1 Exhibit, # 2 Exhibit, # 3 Exhibit, # 4 Exhibit, # 5 [Proposed] Statement Of Uncontroverted Facts And Conclusions Of Law, # 6 Proposed Order, # 7 [Proposed] Judgment)(Ellis, Bradley) (Entered: 01/13/2010)

01/13/2010

442 

DECLARATION of Jodi E. Lopez in support of MOTION for Summary Judgment as to Plaintiffs' Second Amended Consolidated Complaint ; Memorandum Of Points And Authorities In Support Thereof; Declaration of Allan W. Kleidon 441 filed by Consol Defendant KPMG LLP. (Attachments: # 1 Exhibit, # 2 Exhibit, # 3 Exhibit, # 4 Exhibit, # 5 Exhibit, # 6 Exhibit, # 7 Exhibit, # 8 Exhibit, # 9 Exhibit, # 10 Exhibit, # 11 Exhibit)(Ellis, Bradley) (Entered: 01/13/2010)

01/13/2010

443 

Request For Case Management Conference filed by Consol Defendant KPMG LLP (Attachments: # 1 Proposed Order)(Ellis, Bradley) (Entered: 01/13/2010)

01/13/2010

444 

NOTICE OF ERRATA filed by Consol Defendant KPMG LLP. correcting MOTION for Summary Judgment as to Plaintiffs' Second Amended Consolodated Complaint ; Memorandum Of Points And Authorities In Support Thereof; Declaration Of Allan W. Kleidon 439 , Declaration (Motion related), Declaration (Motion related) 440 (Ellis, Bradley) (Entered: 01/13/2010)

01/13/2010

445 

PROOF OF SERVICE filed by Defendant KPMG LLP, re Declaration (Motion related), Declaration (Motion related) 442 , MOTION for Summary Judgment as to Plaintiffs' Second Amended Consolidated Complaint ; Memorandum Of Points And Authorities In Support Thereof; Declaration of Allan W. Kleidon 441 , Errata, 444 served on January 13, 2010. (Ellis, Bradley) (Entered: 01/13/2010)

01/13/2010

446 

PROOF OF SERVICE filed by Defendant KPMG LLP, re Miscellaneous Document 443 Request For Case Management Conference served on January 13, 2010. (Ellis, Bradley) (Entered: 01/13/2010)

01/14/2010

447 

NOTICE TO FILER OF DEFICIENCIES in Electronically Filed Documents. The following error(s) was found: wrong event: miscellaneous document; correct event: Request: hearing. RE: Miscellaneous Document 443 . In response to this notice the court may order (1) an amended or correct document to be filed (2) the document stricken or (3) take other action as the court deems appropriate. (lc) (Entered: 01/14/2010)

01/27/2010

448 

Joint STIPULATION for Hearing filed by defendant KPMG LLP. (Attachments: # 1 Proposed Order Proposed Order Regarding Hearing Date and Briefing Schdule for KMPG LLP's Motion For Summary Judgment Or, In The Alternative, Summary Adjudication)(Ellis, Bradley) (Entered: 01/27/2010)

01/28/2010

449 

ORDER Pursuant to stipulation 448 , the hearing on KPMGs Motion for Summary Judgment or, in the Alternative, Summary Adjudication 441 is hereby continued from March 29, 2010 to April 12, 2010 at 10:00 a.m., in Courtroom Number 3. Plaintiffs will file and serve their opposition to KPMGs Motion on or before March 15, 2010,and KPMG will file and serve its reply on or before March 29, 2010 by Judge Dean D. Pregerson. (lc) (Entered: 01/28/2010)

02/26/2010

450 

SUPPLEMENT to MOTION for Summary Judgment as to Plaintiffs' Second Amended Consolidated Complaint ; Memorandum Of Points And Authorities In Support Thereof; Declaration of Allan W. Kleidon 441 Supplemental Declaration of Allan W. Kleidon In Support Of KPMG LLP's Motion For Summary Judgment Or, In The Alternative, Summary Adjudication filed by Consol Defendant KPMG LLP. (Ellis, Bradley) (Entered: 02/26/2010)

02/26/2010

451 

CERTIFICATE OF SERVICE filed by defendant KPMG LLP, re Supplement(Motion related), Supplement(Motion related) 450 Supplemental Declaration of Allan W. Kleidon In Support Of KPMG LLP's Motion For Summary Judgment Or, In The Alternative, Summary Adjudication served on February 26, 2010. (Ellis, Bradley) (Entered: 02/26/2010)

03/01/2010

452 

NOTICE TO FILER OF DEFICIENCIES in Electronically Filed Documents RE: Supplement(Motion related), Supplement(Motion related) 450 . The following error(s) was found: Title page is missing as well as required filer, attorney, case and court information. In response to this notice the court may order (1) an amended or correct document to be filed (2) the document stricken or (3) take other action as the court deems appropriate. You need not take any action in response to this notice unless and until the court directs you to do so. (lc) (Entered: 03/01/2010)

03/10/2010

453 

STIPULATION to Exceed Page Limitation as to Responses to KPMG LLP's Motion for Summary Judgment or, in the Alternative, Summary Adjudication filed by Lead Plaintiff New York State Teachers' Retirement System. (Attachments: # 1 Proposed Order)(Lin, Elizabeth) (Entered: 03/10/2010)

03/10/2010

454 

Certificate OF SERVICE filed by Lead Plaintiff New York State Teachers' Retirement System, re Stipulation to Exceed Page Limitation, 453 served on 03/10/10. (Lin, Elizabeth) (Entered: 03/10/2010)

03/10/2010

455 

ORDER by Judge Dean D. Pregerson, re Stipulation 453 : The page limit for Plaintiffs Opposition to KPMGs Motion for Summary Judgment, Or In The Alternative, Summary Adjudication is to 35 pages; and The page limit for KPMGs Reply in support of the Motion is extended to 35 pages. (lc) (Entered: 03/10/2010)

03/12/2010

456 

ORDER upon Stipulation 453 : The page limit for Plaintiffs Opposition to KPMGs Motion for Summary Judgment, Or In The Alternative, Summary Adjudication is extended to 35 pages; and the page limit for KPMGs Reply in support of the Motion is extended to 35 pages by Judge Dean D. Pregerson (lc) (Entered: 03/12/2010)

03/15/2010

457 

NOTICE of Manual Filing filed by Consol Plaintiff New York State Teachers' Retirement System of Plaintiffs' Memorandum of Points and Authorities in Opposition to KPMG LLP's Motion for Summary Judgment and Summary Adjudication; Plaintiffs' Statement of Genuine Issues of Material Fact in Opposition to KPMG LLP's Statement of Uncontroverted Facts and Conclusions of Law; and Declaration of Elizabeth Lin (i) in Opposition to KPMG LLP's Motion for Summary Judgment or, in the Alternative, Summary Adjudication; and (ii) in Support of Motion to Exclude Expert Declaration of Allan W. Kleidon. (Attachments: # 1 Proposed Order)(Lin, Elizabeth) (Entered: 03/15/2010)

03/15/2010

458 

Plaintiffs' Application to File Under Seal Certain Documents In Opposition to KPMG LLP's Motion For Summary Judgment (Attachments: # 1 Declaration Of Elizabeth Lin in Support of Plaintiffs' Application to File Under Seal Certain Documents In Opposition to KPMG LLP's Motion for Summary Judgment, # 2 Proposed Order Granting Plaintiffs' Application to File Under Seal Certain Documents In Opposition to KPMG LLP's Motion for Summary Judgment)(Lin, Elizabeth) (Entered: 03/15/2010)

03/15/2010

459 

DECLARATION of H. Nejat Seyhun, PH.D. In Opposition to MOTION for Summary Judgment as to Plaintiffs' Second Amended Consolidated Complaint ; Memorandum Of Points And Authorities In Support Thereof; Declaration of Allan W. Kleidon 441 filed by Consol Plaintiff New York State Teachers' Retirement System. (Lin, Elizabeth) (Entered: 03/15/2010)

03/15/2010

460 

DECLARATION of Chad Coffman In Opposition to MOTION for Summary Judgment as to Plaintiffs' Second Amended Consolidated Complaint ; Memorandum Of Points And Authorities In Support Thereof; Declaration of Allan W. Kleidon 441 filed by Consol Plaintiff New York State Teachers' Retirement System. (Lin, Elizabeth) (Entered: 03/15/2010)

03/15/2010

461 

DECLARATION of Stuart H. Harden In Opposition to MOTION for Summary Judgment as to Plaintiffs' Second Amended Consolidated Complaint ; Memorandum Of Points And Authorities In Support Thereof; Declaration of Allan W. Kleidon 441 filed by Consol Plaintiff New York State Teachers' Retirement System. (Lin, Elizabeth) (Entered: 03/15/2010)

03/15/2010

462 

DECLARATION of Elizabeth Lin Pursuant to Fed. R. Civ. P. 56 (f) In Opposition to MOTION for Summary Judgment as to Plaintiffs' Second Amended Consolidated Complaint ; Memorandum Of Points And Authorities In Support Thereof; Declaration of Allan W. Kleidon 441 filed by Consol Plaintiff New York State Teachers' Retirement System. (Lin, Elizabeth) (Entered: 03/15/2010)

03/15/2010

463 

NOTICE OF MOTION AND MOTION to Strike The Expert Declaration of Allan W. Kleidon filed by Plaintiffs New York State Teachers' Retirement System. Motion set for hearing on 4/12/2010 at 10:00 AM before Judge Dean D. Pregerson. (Attachments: # 1 Memorandum of Points and Authorities in Support of Their Motion to Exclude the Expert Declaration of Allan W. Kleidon, # 2 Proposed Order)(Lin, Elizabeth) (Entered: 03/15/2010)

03/15/2010

464 

CERTIFICATE OF SERVICE filed by Plaintiffs New York State Teachers' Retirement System, re Declaration (Motion related), Declaration (Motion related) 460 , Miscellaneous Document, 458 , MOTION to Strike The Expert Declaration of Allan W. Kleidon 463 , Declaration (Motion related), Declaration (Motion related) 459 , Declaration (Motion related), Declaration (Motion related) 462 , Notice of Manual Filing (G-92), Notice of Manual Filing (G-92), Notice of Manual Filing (G-92) 457 , Declaration (Motion related), Declaration (Motion related) 461 served on March 15, 2010. (Lin, Elizabeth) (Entered: 03/15/2010)

03/15/2010

466 

SEALED DOCUMENT- Plaintiffs' Statement of Genuine Issues of Material Fact in Opposition to KPMG LLP's Statement of Uncontoverted Facts and Conclusions of Law.(mat) (Entered: 03/16/2010)

03/15/2010

467 

SEALED DOCUMENT- PLAINTIFF'S MEMORANDUM of Points and Authorities in Opposition to Defendant KPMG LLP's Motion for Summary Judgment or, in the Alternative, Summary Adjudication. (mat) (Entered: 03/16/2010)

03/15/2010

468 

SEALED DOCUMENT- Declaration of Elizabeth Lin (i) in Opposition to KPMG LLP's Motion for Summary Judgment or, in the Alternative, Summary Adjudication; and (ii) in Support of Motion to Exclude Expert Declaration of Allan W. Kleidon. (Attachments: Part 2, Part 3, Part 4, Part 5, Part 6, Part 7, Part 8, Part 9, Part 10, Part 11, Part 12, Part 13)(mat) (Entered: 03/16/2010)

03/16/2010

465 

NOTICE TO FILER OF DEFICIENCIES in Electronically Filed Documents RE: Miscellaneous Document, 458 . The following error(s) was found with document(s): wrong event: Miscellaneous Document, missing link to the filer (the plaintiff); PDF is an application to file documents under seal with proposed order, which is wrong procedure: Correct procedure 1) e file a formal completed notice of manual filing, 2) manually file application, lodge proposed order and lodge sealed documents with civil intake. In response to this notice the court may order (1) an amended or correct document to be filed (2) the document stricken or (3) take other action as the court deems appropriate. You need not take any action in response to this notice unless and until the court directs you to do so. (lc) (Entered: 03/16/2010)

03/23/2010

469 

Joint STIPULATION for Hearing re KPMG LLP's Motion for Summary Judgment, or in the Alternative, Summary Adjudication filed by defendant KPMG LLP. (Attachments: # 1 Proposed Order)(Ellis, Bradley) (Entered: 03/23/2010)

03/26/2010

470 

ORDER by Judge Dean D. Pregerson, re Stipulation for Hearing 469 : The hearing on KPMG LLPs Motion for Summary Judgment or, in the Alternative, Summary Adjudication 441 and Plaintiffs Motion to Exclude Expert Declaration of Allan W. Kleidon [YET TO BE FILED] will take place on May 24, 2010 at 10:00 a.m. On or before April 14, 2010, KPMG will file and serve its (1) reply in support of its Motion; (2) motions to exclude Plaintiffs expert declarations filed in support of Plaintiffs opposition to KPMGs Motion; and (3) opposition to Plaintiffs Motion to Exclude Expert Declaration of Allan W. Kleidon. On or before May 3, 2010, Plaintiffs will file and serve their reply in support of their Motion to Exclude Expert Declaration of Allan W. Kleidon andoppositions to KPMGs motions to exclude Plaintiffs expert declarations. On or before May 10, 2010, KPMG will file and serve its replies in support of its motions to exclude Plaintiffs expert declarations. (lc) (Entered: 03/26/2010)

04/06/2010

471 

NOTICE of Change of Attorney Information for attorney Matthew E Lilly counsel for Consol Defendants Marilyn A Alexander, Harold A Black, David Einhorn, Fredric F Forster, Donald E Lange, Michael M Sachs, Terrence P Sandvik, Richard A Zona. Matthew E. Lilly will no longer receive service of documents from the Clerks Office for the reason indicated in the G-06 Notice. Filed by Defendants Marilyn A. Alexander; Harold A. Black; David Einhorn; Frederic J. Forster; Donald E. Lange; Michael M. Sachs; Terrence P. Sandvick; and Richard A. Zona (Lilly, Matthew) (Entered: 04/06/2010)

04/14/2010

472 

REPLY support MOTION for Summary Judgment as to Plaintiffs' Second Amended Consolidated Complaint ; Memorandum Of Points And Authorities In Support Thereof; Declaration of Allan W. Kleidon 441 filed by Consol Defendant KPMG LLP. (Ellis, Bradley) (Entered: 04/14/2010)

04/14/2010

473 

DECLARATION of Michael Rugen in support of MOTION for Summary Judgment as to Plaintiffs' Second Amended Consolidated Complaint ; Memorandum Of Points And Authorities In Support Thereof; Declaration of Allan W. Kleidon 441 Declaration of Michael L. Rugen In Support of KPMG LLP's Reply In Support of Its Motion for Summary Judgment filed by Consol Defendant KPMG LLP. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E, # 6 Exhibit F, # 7 Exhibit G, # 8 Exhibit H, # 9 Exhibit I, # 10 Exhibit J, # 11 Exhibit K, # 12 Exhibit L, # 13 Exhibit M, # 14 Exhibit N, # 15 Exhibit O, # 16 Exhibit P, # 17 Exhibit Q, # 18 Exhibit R, # 19 Exhibit S, # 20 Exhibit T, # 21 Exhibit U, # 22 Exhibit V, # 23 Exhibit W, # 24 Exhibit X, # 25 Exhibit Y, # 26 Exhibit Z, # 27 Exhibit AA, # 28 Exhibit BB, # 29 Exhibit CC, # 30 Exhibit DD, # 31 Exhibit EE, # 32 Exhibit FF, # 33 Exhibit GG, # 34 Exhibit HH, # 35 Exhibit II, # 36 Exhibit JJ, # 37 Exhibit KK, # 38 Exhibit LL, # 39 Exhibit MM, # 40 Exhibit NN, # 41 Exhibit OO, # 42 Exhibit PP, # 43 Exhibit QQ, # 44 Exhibit RR, # 45 Exhibit SS, # 46 Exhibit TT, # 47 Exhibit UU, # 48 Exhibit VV, # 49 Exhibit WW, # 50 Exhibit XX, # 51 Exhibit YY, # 52 Exhibit ZZ, # 53 Exhibit AAA, # 54 Exhibit BBB, # 55 Exhibit CCC, # 56 Exhibit DDD, # 57 Exhibit EEE, # 58 Exhibit FFF, # 59 Exhibit GGG, # 60 Exhibit HHH, # 61 Exhibit III, # 62 Exhibit JJJ, # 63 Exhibit KKK, # 64 Exhibit LLL, # 65 Exhibit MMM, # 66 Exhibit NNN, # 67 Exhibit OOO, # 68 Exhibit PPP, # 69 Exhibit QQQ, # 70 Exhibit RRR, # 71 Exhibit SSS, # 72 Exhibit TTT, # 73 Exhibit UUU, # 74 Exhibit VVV)(Ellis, Bradley) (Entered: 04/14/2010)

04/14/2010

474 

Defendant KPMG LLP's Response to Plaintiff's Statement of Additional Issues of Material Facts and KPMG's Response to the Declaration of Elizabeth Lin in support of re: MOTION for Summary Judgment as to Plaintiffs' Second Amended Consolidated Complaint ; Memorandum Of Points And Authorities In Support Thereof; Declaration of Allan W. Kleidon 441 filed by Consol Defendant KPMG LLP. (Ellis, Bradley) (Entered: 04/14/2010)

04/14/2010

475 

NOTICE OF MOTION AND MOTION to Strike Expert Declaration Declaration (Motion related), Declaration (Motion related) 461 filed by Defendant KPMG LLP. Motion set for hearing on 5/24/2010 at 10:00 AM before Judge Dean D. Pregerson. (Attachments: # 1 Memorandum Memorandum of Points and Authorities in Support of Defendant KPMG LLP's Motion to Exclude the Declaration of Stuart H. Harden, # 2 Proposed Order Proposed Order)(Ellis, Bradley) (Entered: 04/14/2010)

04/14/2010

476 

Opposition opposition re: MOTION to Strike The Expert Declaration of Allan W. Kleidon 463 filed by Consol Defendant KPMG LLP. (Ellis, Bradley) (Entered: 04/14/2010)

04/14/2010

477 

NOTICE OF MOTION AND MOTION to Strike Expert Declaration of Chad Coffman Declaration (Motion related), Declaration (Motion related) 460 filed by defendant KPMG LLP. Motion set for hearing on 5/24/2010 at 10:00 AM before Judge Dean D. Pregerson. (Attachments: # 1 Memorandum of Points and Authorities in Support of KPMG's Motion to Exclude the Declaration of Chad Coffman, # 2 Proposed Order)(Ellis, Bradley) (Entered: 04/14/2010)

04/14/2010

478 

CERTIFICATE OF SERVICE filed by defendant KPMG LLP, served on April 14, 2010. (Ellis, Bradley) (Entered: 04/14/2010)

04/14/2010

479 

NOTICE OF MOTION AND MOTION to Strike expert declaration of H. Nejat Seyhun Declaration (Motion related), Declaration (Motion related) 459 filed by defendant KPMG LLP. Motion set for hearing on 5/24/2010 at 10:00 AM before Judge Dean D. Pregerson. (Attachments: # 1 Memorandum of Points and Authorities in Support of Motion to Exclude Seyhun Declaration, # 2 Proposed Order)(Ellis, Bradley) (Entered: 04/14/2010)

04/20/2010

480 

NOTICE OF SUPPLEMENTAL AUTHORITY IN SUPPORT OF KPMG LLP'S MOTION FOR SUMMARY JUDGMENT OR, IN THE ALTERNATIVE, SUMMARY ADJUDICATION filed by defendant KPMG LLP. (Ellis, Bradley) (Entered: 04/20/2010)

04/30/2010

481 

MINUTES OF IN CHAMBERS ORDER held before Judge Dean D. Pregerson: COUNSEL ARE NOTIFIED that on the Court's own motion the DEFENDANT KPMG LLPS' MOTION FOR SUMMARY JUDGMENT OR, IN THE ALTERNATIVE, SUMMARY ADJUSICATION (FILED ON 01-13-10), MOTION TO STRIKE THE EXPERT DECLARATION OF ALLAN W. KLEIDON FILED BYPLAINTIFFS NEW YORK STATE TEACHERS' RETIREMENT SYSTEM (FILED ON 03-15-10), MOTION TO STRIKE EXPERT DECLARATION DECLARATION FILED BY DEFENDANT KPMG LLP (FILED ON 04-14-10), MOTION TO STRIKE EXPERT DECLARATION OF CHAD COFFMAN DECLARATION FILED BY DEFENDANT KPMG LLP (FILED ON 04-14-10) and the MOTION TO STRIKE EXPERT DECLARATION OF H. NEJAT SEYHUN DECLARATION FILED BY DEFENDANTKPMG LLP (FILED ON 04-14-10) are hereby continued from May 24, 2010 to September 27, 2010 at 10:00 a.m. 441 , 463 , 475 , 477 , 479 . Briefing shall be controlled by the local rules. (lc) (Entered: 04/30/2010)

07/19/2010

483 

NOTICE of Change of address by Lori S Brody attorney for Plaintiffs Robert W Boyd, III, Bruce Novotone, Durston Winesburg. Changing attorneys address to 1801 Century Park East, Suite 1095, Los Angeles, CA 90067. Filed by Plaintiffs Robert W Boyd, III, Bruce Novotone, Durston Winesburg. (Brody, Lori) (Entered: 07/19/2010)

07/30/2010

484 

NOTICE OF MOTION AND MOTION for Settlement Approval of for Preliminary Approval of Settlements filed by Lead Plaintiff New York State Teachers' Retirement System. Motion set for hearing on 8/30/2010 at 10:00 AM before Judge Dean D. Pregerson. (Attachments: # 1 Memorandum, # 2 Ex. 1: Proposed Schedule, # 3 Ex. 2: O&D Stipulation, # 4 Ex. 2 Part 2, # 5 Ex. 3: KPMG Stipulation, # 6 Ex. 3 Part 2, # 7 Ex. 4: UW Stipulation, # 8 Ex. 4 Part 2, # 9 Proposed Order, # 10 Declaration of Service)(Graziano, Salvatore) (Entered: 07/30/2010)

07/30/2010

485 

STIPULATION for Order to Shorten Time in Which Plaintiffs' Unopposed Motion for Preliminary Approval of Settlements Will Be Heard filed by Lead Plaintiff New York State Teachers' Retirement System. (Attachments: # 1 Proposed Order)(Graziano, Salvatore) (Entered: 07/30/2010)

08/02/2010

486 

ORDER by Judge Dean D. Pregerson, re Stipulation for Order, 485 ( Motion reset for hearing on 8/9/2010 at 10:00 AM before Judge Dean D. Pregerson.) (sce) (Entered: 08/02/2010)

08/06/2010

487 

First APPLICATION for attorney Jeffrey C. Zwerling to Appear Pro Hac Vice (PHV FEE NOT PAID.) filed by Plaintiff Charles Hooten. (Cahill, James) (Entered: 08/06/2010)

08/09/2010

488 

MINUTES OF Motion For Settlement Approval of For Preliminary Approval of Settlements Filed by Lead Plaintiff New York State Teachers' Retirement System 484 (Filed 7/30/10) held before Judge Dean D. Pregerson. Court hears oral argument and takes the matter under submission. Court Reporter: Maria Bustillos. (sch) Modified on 8/10/2010 (sch). (Entered: 08/10/2010)

08/10/2010

489 

ORDER PRELIMINARILY APPROVING SETTLEMENTS AND PROVIDING FOR NOTICE by Judge Dean D. Pregerson:WHEREAS, Lead Plaintiffs and the Individual Defendants,have reached agreements to settle the above-captioned litigation (the Consolidated Action) and Plaintiffs have applied to the Court pursuant to Rule 23(e) of the Federal Rules of Civil Procedure for an order preliminarily approving the Settlements in accordance with the Stipulations of Settlement. NOW, THEREFORE, IT IS HEREBY ORDERED: This order hereby incorporates by reference the definitions in the Stipulations unless otherwise indicated, and all terms with initial capitalization not otherwise defined herein shall have the same meanings as set forth in the Stipulations. The Court hereby preliminarily approves the Settlements as being fair, reasonable and adequate to the Class, pending a final hearing on the Settlements. There shall be a hearing on November 8, 2010, at 10:00 a.m. (the Settlement Hearing) at which time the Court shall address the fairness, reasonableness and adequacy of the Settlements. The Court retains jurisdiction of this Consolidated Action to consider all further applications arising out of or connected with the proposed Settlements, and as otherwise warranted. IT IS SO ORDERED. (See order for further details) (yl) (Entered: 08/10/2010)

08/10/2010

490 

ORDER by Judge Dean D. Pregerson: granting 487 Application to Appear Pro Hac Vice by Attorney Jeffrey C. Zwerling on behalf of Plaintiff Charles Hooten, designating James S. Cahill as local counsel. (sce) (Entered: 08/10/2010)

09/22/2010

493 

MINUTE ORDER IN CHAMBERS by Judge Dean D. Pregerson: COUNSEL ARE NOTIFIED that on the Court's own motion the DEFENDANT KPMG LLPS' MOTION FOR SUMMARY JUDGMENT OR, IN THE ALTERNATIVE, SUMMARY ADJUSICATION (FILED ON 01-13-10), MOTION TO STRIKE THE EXPERT DECLARATION OF ALLAN W. KLEIDON FILED BY PLAINTIFFS NEW YORK STATE TEACHERS' RETIREMENT SYSTEM (FILED ON 03-15-10), MOTION TO STRIKE EXPERT DECLARATION DECLARATION FILED BY DEFENDANT KPMG LLP (FILED ON 04-14-10),MOTION TO STRIKE EXPERT DECLARATION OF CHAD COFFMAN DECLARATION FILED BY DEFENDANT KPMG LLP (FILED ON 04-14-10) and the MOTION TO STRIKE EXPERT DECLARATION OF H. NEJAT SEYHUN DECLARATION FILED BY DEFENDANT KPMG LLP (FILED ON 04-14-10) are hereby continued from September 27, 2010 to January 31, 2011 at 10:00 a.m. 441 , 463 , 475 , 477 , 479 . (lc) (Entered: 09/22/2010)

10/04/2010

494 

NOTICE OF MOTION AND MOTION for Settlement Approval of Final Approval of Settlements and Plan of Allocation filed by Plaintiff New York State Teachers' Retirement System. Motion set for hearing on 11/8/2010 at 10:00 AM before Judge Dean D. Pregerson. (Graziano, Salvatore) (Entered: 10/04/2010)

10/04/2010

495 

MEMORANDUM in Support of MOTION for Settlement Approval of Final Approval of Settlements and Plan of Allocation 494 Plaintiffs' Memorandum of Points and Authorities in Support of Motion for Final Approval of Settlements and Plan of Allocation filed by Consol Plaintiff New York State Teachers' Retirement System. (Graziano, Salvatore) (Entered: 10/04/2010)

10/04/2010

496 

NOTICE OF MOTION AND MOTION for Attorney Fees Lead Counsel's Notice of Motion and Motion for Attorneys' Fees and Reimbursement of Litigation Expenses filed by Plaintiff New York State Teachers' Retirement System. Motion set for hearing on 11/8/2010 at 10:00 AM before Judge Dean D. Pregerson. (Graziano, Salvatore) (Entered: 10/04/2010)

10/04/2010

497 

MEMORANDUM in Support of MOTION for Attorney Fees Lead Counsel's Notice of Motion and Motion for Attorneys' Fees and Reimbursement of Litigation Expenses 496 filed by Consol Plaintiff New York State Teachers' Retirement System. (Graziano, Salvatore) (Entered: 10/04/2010)

10/04/2010

498 

DECLARATION of Salvatore J. Graziano In Support Of MOTION for Settlement Approval of Final Approval of Settlements and Plan of Allocation 494 , MOTION for Attorney Fees Lead Counsel's Notice of Motion and Motion for Attorneys' Fees and Reimbursement of Litigation Expenses 496 filed by Consol Plaintiff New York State Teachers' Retirement System. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E, # 6 Exhibit F, # 7 Exhibit G, # 8 Exhibit H, # 9 Exhibit I, # 10 Exhibit J)(Graziano, Salvatore) (Entered: 10/04/2010)

10/04/2010

499 

DECLARATION OF SERVICE filed by Plaintiff New York State Teachers' Retirement System, re MOTION for Settlement Approval of Final Approval of Settlements and Plan of Allocation 494 , MOTION for Attorney Fees Lead Counsel's Notice of Motion and Motion for Attorneys' Fees and Reimbursement of Litigation Expenses 496 , Declaration (Motion related), Declaration (Motion related), Declaration (Motion related) 498 , Memorandum in Support of Motion, 495 , Memorandum in Support of Motion, 497 served on 10/4/10. (Graziano, Salvatore) (Entered: 10/04/2010)

10/29/2010

500 

REPLY In Support Of MOTION for Settlement Approval of Final Approval of Settlements and Plan of Allocation 494 , MOTION for Attorney Fees Lead Counsel's Notice of Motion and Motion for Attorneys' Fees and Reimbursement of Litigation Expenses 496 filed by Consol Plaintiff New York State Teachers' Retirement System. (Attachments: # 1 Proposed Order Awarding Attorney Fees and Expenses, # 2 Proposed Order Proposed KPMG Final Judgment and Order of Dismissal, # 3 Proposed Order Proposed Officer and Director Final Judgment and Order of Dismissal, # 4 Proposed Order Proposed Underwriter Final Judgment and Order of Dismissal)(Graziano, Salvatore) (Entered: 10/29/2010)

10/29/2010

501 

CERTIFICATE OF SERVICE filed by Lead Plaintiff New York State Teachers' Retirement System, re Reply (Motion related), Reply (Motion related), Reply (Motion related) 500 served on 10/29/10. (Graziano, Salvatore) (Entered: 10/29/2010)

11/08/2010

502 

MINUTES OF SETTLEMENT HEARING (COURT ORDERED 08-09-10) MOTION FOR SETTLEMENT APPROVAL OF FINAL APPROVAL OF SETTLEMENTS AND PLAN OF ALLOCATION FILED BY PLAINTIFF NEW YORK STATE TEACHERS' RETIREMENT SYSTEM 494 ; MOTION FOR ATTORNEY FEES LEAD COUNSEL'S NOTICE OF MOTION AND MOTION FOR ATTORNEYS' FEES ANDREIMBURSEMENT OF LITIGATION EXPENSES FILED BY PLAINTIFF NEW YORK STATE TEACHERS' RETIREMENT SYSTEM 496 Motion Hearing held before Judge Dean D. Pregerson: Court hears oral argument and takes the matters under submission.Court Reporter: Bridget Montero. (lc) (Entered: 11/09/2010)

11/15/2010

503 

OFFICER AND DIRECTOR FINAL JUDGMENT AND ORDER OF DISMISSAL WITH PREJUDICE 484 by Judge Dean D. Pregerson: The Global Officer And Director Settlement embodied in the Global Officer And Director Stipulation is hereby finally approved in all respects. The Consolidated Class Action and all claims contained therein aredismissed with prejudice as to the Class Individual Defendants.The Parties are to bear their own costs, except as otherwise provided in the Global Officer And Director Stipulation. (see document for specific details). (lc) (Entered: 11/15/2010)

11/15/2010

504 

ORDER GRANTING LEAD COUNSELS MOTION FOR AN AWARD OF ATTORNEYS FEES ANDREIMBURSEMENT OF EXPENSES 496 by Judge Dean D. Pregerson: The Court hereby awards attorneys fees of $14,410,933.80 (approximately 11.5% of the total settlement amount) payable to Lead Counsel Bernstein Litowitz Berger & Grossmann LLP (Bernstein Litowitz or Lead Counsel). The Court also awards Lead Counsel reimbursement of litigation expenses in the amount of $3,064,348.82 payable to Lead Counsel Bernstein Litowitz. The Court awards interest that has accrued on the attorneys fees and the expenses awarded, at the same rate as earned by the settlement funds. Pursuant to the Stipulations, Lead Counsel shall have the sole authority to allocate the Court awarded attorneys fees amongst Plaintiffs Counsel in a manner which it, in goodfaith, believes reflects the contributions of such counsel to the prosecution and settlement of the action.The Court also grants the request of Lead Plaintiff New York State Teachers Retirement System for an award of $6,611.27, and the request of Plaintiff Hooten for an award of $3,650, pursuant to 15 U.S.C. § 78u-4(a)(4). (see document for specifics). (lc) (Entered: 11/15/2010)

11/15/2010

505 

UNDERWRITER DEFENDANTS FINAL JUDGMENT ANDORDER OF DISMISSAL WITH PREJUDICE by Judge Dean D. Pregerson:The Consolidated Action and all claims contained therein aredismissed with prejudice as to the Underwriter Defendants. The parties are to beartheir own costs, except as otherwise provided in the Underwriter Stipulation.(see document for specifics). (lc) (Entered: 11/15/2010)

11/15/2010

506 

KPMG FINAL JUDGMENT AND ORDER OF DISMISSAL WITH PREJUDICE by Judge Dean D. Pregerson: The Consolidated Action and all claims contained therein aredismissed with prejudice as to KPMG. The parties are to bear their own costs,except as otherwise provided in the KPMG Stipulation. (see document for specifics)(MD JS-6, Case Terminated). (lc) (Entered: 11/15/2010)

11/15/2010

507 

EXHIBIT Filed filed by Consol Plaintiff New York State Teachers' Retirement System. Exhibit A as to Judgment, 505 , Judgment, 506 , Judgment,, 503 . (Graziano, Salvatore) (Entered: 11/15/2010)

11/15/2010

508 

CERTIFICATE OF SERVICE filed by Lead Plaintiff New York State Teachers' Retirement System, re Exhibit (non-trial) 507 served on 11-15-2010. (Graziano, Salvatore) (Entered: 11/15/2010)

 

 

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