ÿþ<HTML><HEAD><TITLE>UnitedHealth Group, Inc. - Securities Class Action</TITLE> <META NAME='DESCRIPTION' CONTENT='<b>Summary:</b> The original Complaint alleges that defendants UnitedHealth and certain of its officers and directors violated federal securities laws by issuing a series of materially false statements. Specifically, defendants misrepresented and omitted material facts concerning UnitedHealth's backdating of stock option grants to defendants the Company s CEO and the Company s COO. UnitedHealth represented that the exercise price of all stock options would be no less than the fair market value of UnitedHealth's common stock, measured by the publicly traded closing price for UnitedHealth stock on the day of the grant. However, in reality, those options were backdated so their exercise price correlated to a day on or near the day UnitedHealth stock hit its low price for the year, or directly in advance of sharp increases in the price of UnitedHealth stock. Defendants the Company s CEO and the Company s COO have collectively earned over $500 million by exercising these backdated options. As the truth concerning United Health's practice of backdating option grants became known to the market from a variety of sources, the price of UnitedHealth stock fell $6.76, or 12%, over several trading sessions. The lawsuit has been filed on behalf of all persons who purchased or otherwise acquired the publicly traded securities of UnitedHealth Group, Inc. during the Class Period, and also included are all those who acquired UnitedHealth's securities through its acquisitions of AmeriChoice, Mid Atlantic Medical, Oxford Health Plans and Pacificare Health. As summarized by the Company s FORM 10-K For The Fiscal Year Ended December 31, 2007, on May 5, 2006, the first of seven putative class actions alleging a violation of the federal securities laws was brought by an individual shareholder against certain of our current and former officers and directors in the United States District Court for the District of Minnesota. On December 8, 2006, a consolidated amended complaint was filed consolidating the actions into a single action. The action is captioned In re UnitedHealth Group Incorporated PSLRA Litigation. The action was brought by lead plaintiff California Public Employees Retirement System against the Company and certain of our current and former officers and directors. The consolidated amended complaint alleges that defendants, in connection with the same alleged course of conduct identified in the shareholder derivative actions described above, made misrepresentations and omissions during the period between January 20, 2005 and May 17, 2006, in press releases and public filings that artificially inflated the price of our common stock. The consolidated amended complaint also asserts that during the class period, certain defendants sold shares of our common stock while in possession of material, non-public information concerning the matters set forth in the complaint. The consolidated amended complaint alleges claims under Sections 10(b), 14(a), 20(a) and 20A of the Securities and Exchange Act of 1934 and Sections 11 and 15 of the 1933 Act. The action seeks unspecified money damages and equitable relief. Defendants moved to dismiss the consolidated amended complaint on February 6, 2007. The motion to dismiss was denied in an order filed on June 4, 2007 and discovery is ongoing. On July 18, 2007, the lead plaintiff moved for partial summary judgment on the Company s liability on the Section 11 claim. The court denied the motion for partial summary judgment on October 2, 2007. The parties are currently engaged in discovery and the case is currently scheduled to be ready for trial in July 2008. As summarized by the Company s Form 10-Q For The Quarterly Period Ended September 30, 2008, on March 18, 2008, the court granted plaintiffs motion for class certification. On July 2, 2008, the Company announced that it had reached an agreement in principle with the lead plaintiff CalPERS and plaintiff class representative Alaska Plumbing and Pipefitting Industry Pension Trust, on behalf of themselves and members of the class, to settle the lawsuit. The proposed settlement will fully resolve all claims against the Company, all current officers and directors of the Company named in the lawsuit, and certain former officers and directors of the Company named in the lawsuit. No parties admit any wrongdoing as part of the proposed settlement. Under the terms of the proposed settlement, the Company has paid $895 million into a settlement fund for the benefit of class members. In addition to the payment to the settlement fund, the Company will also supplement the substantial changes it has already implemented in its corporate governance policies with additional changes and enhancements. The proposed settlement, which has been approved by the boards of directors of CalPERS and the Company, is subject to completion of final documentation, and preliminary and final court approval. Further, the Company has the right to terminate the settlement if class members representing more than a specified amount of alleged securities losses elect to opt out of the settlement. On November 12, 2008, a Stipulation of Settlement was filed. According to the Stipulation, the proposed settlement is in the amount of $925.5 million in cash of which Defendant UnitedHealth Group Corporation will pay $825 million in cash. In addition, the former CEO and Chairman of UnitedHealth shall pay $30 million into the settlement fund and return a total of 3.675 million shares of stock options, and former General Counsel and Secretary of UnitedHealth shall pay $500,000 into the settlement fund. On November 24, 2008, the plaintiffs filed a motion for a $925.5 million settlement, which the judge preliminarily approved on December 23, 2008. A settlement hearing is set for March 16, 2009. According to an article dated February 6, 2009, attorneys for shareholders of UnitedHealth Group Inc. (UNH) asked a federal judge for $110 million in fees for their work on a $925.5 million settlement of a lawsuit alleging improper backdating of stock options. & A hearing for final approval is set for March 16. The fee request represents about 12 percent of the recovery and is based on a 2007 agreement with the lead investor plaintiff, the California Public Employees' Retirement System, lawyers from the law firm Coughlin Stoia Geller Rudman & Robbins said. On August 11, 2009, Judge James M. Rosenbaum granted the pending motion for settlement and further granted the motion for attorney fees. The settlement is approved and sets attorney fees in the amount of $64,785,000. Lead Plaintiff shall be reimbursed for its expenses in the amount of $25,291.10.'> <META NAME='KEYWORDS' CONTENT='UnitedHealth Group, Inc. - Securities Class Action, Class Action, Securities'></HEAD> <BODY background='/img/bg.gif' VLINK=#660000 ALINK=#DDDDDD LINK=#330066> <TABLE WIDTH=765> <TR><TD WIDTH=151><IMG SRC='/img/frond2.gif'></TD> <TD ALIGN='left'> <table width='600' border='0' cellspacing='0' cellpadding='0'> <tr> <td height='75'><img src='/img/scac_banner_600.jpg' width='600' height='85' usemap='#MapMapMap' border='0'><map name='MapMapMap'><area shape='rect' coords='338,56,591,77' href='http://www.cornerstone.com'><area shape='rect' coords='7,4,232,36' href='http://www.law.stanford.edu/'></map></td> </tr> <tr bgcolor='#330066'> <td height='35'> <table width='600' border='0' cellspacing='6' cellpadding='0' bgcolor='#330066' height='20'> <tr bgcolor='#330066'> <td height='20' width='297'><font face='Garmond,Helvetica,Times' size=4 color=#330066><b><font color='#FFFFFF'>Company and Case Information</font></b></font></td> <td height='20' width='285'> <div align='right'><b><font face='Garmond, Helvetica, Times' size='1' color='#660000'><font color='#FFFFFF'><font face='Garmond,Helvetica,Times'> </font></font><a href='##' onClick='window.open ('/warning/disclaimer.htm', 'avance', 'toolbar=no,location=no,directories=no,status=no,menubar=no,scrollbars=no, resizable=no,valign=middle,align=center,width=480,h eight=465');'><font color='#FFFFFF'>IMPORTANT INFORMATION</font></a><font color='#FFFFFF'> | <a href='/search.shtml'><font color='#FFFFFF'></font></a></font><a href='/companies.html'><font color='#FFFFFF'>INDEX OF FILINGS</font></a><font color='#FFFFFF'> | <a href='/search.shtml'><font color='#FFFFFF'>SEARCH</font></a></font><font color='#FFFFFF'><a href='/search.shtml'></a></font><font color='#FFFFFF'><a href='/search.shtml'></a></font></font></b></div> </td> </tr> </table> </td> </tr> </table> </TD></TR> <TR><TD VALIGN='top'> <table width='136' border='0' cellspacing='7' cellpadding='0' height='558'> <tr valign='top' bgcolor='#330066'> <td height='770'> <p><font size='2' color='#000000'><font size='3' color='#FFFFFF'><a href='/index.html'><font face='Garmond,Helvetica,Times' color='#FFFFFF'>Home<br> <br> </font></a><a href='/companies.html'><font face='Garmond,Helvetica,Times' color='#FFFFFF'>Index of Filings</font></a><a href='/decisions.html'><font face='Garmond,Helvetica,Times'> </font></a><br> </font></font><br> <font size='3' color='#000000'><font color='#FFFFFF'><font size='3'><a href='/news.html'><font face='Garmond, Helvetica, Times' color='#FFFFFF'>News and Press Releases</font></a></font><br> </font></font><font size='3' color='#000000'><font color='#FFFFFF'><br> <a href='/filing.html'><font face='Garmond,Helvetica,Times' color='#FFFFFF'>Filings</font></a></font></font></p> <p><font size='3' color='#000000'><font color='#FFFFFF'><a href='/decisions.html'><font face='Garmond,Helvetica,Times' color='#FFFFFF'>Decisions</font></a></font></font></p> <p><font size='3' color='#000000'><font color='#FFFFFF'><a href='/research.html'><font face='Garmond,Helvetica,Times' color='#FFFFFF'></font></a></font><font size='3' color='#000000'><font color='#FFFFFF'><a href='/settle.html'><font face='Garmond,Helvetica,Times' color='#FFFFFF'>Settlements<br> </font></a></font></font></font></p> <p><font size='3' color='#000000'><font color='#FFFFFF'> </font></font><font size='3' color='#000000'><font color='#FFFFFF'><a href='/litigation_activity.html'><font face='Garmond,Helvetica,Times' color='#FFFFFF'>Litigation Activity Indices</font></a><br> </font></font></p> <p><font size='3' color='#000000'><font size='3' color='#000000'><font color='#FFFFFF'><a href='/top_ten_list.html'><font face='Garmond,Helvetica,Times' color='#FFFFFF'>Top Ten List</font></a></font></font></font></p> <p><font size='3' color='#000000'><font color='#FFFFFF'><a href='/annual_quarterly_updates.html'><font face='Garmond,Helvetica,Times' color='#FFFFFF'>Annual/Quarterly Updates</font></a> </font></font><font size='3'><br> <br> <font color='#000000'><font color='#FFFFFF'><a href='/clearinghouse_research.html'><font face='Garmond,Helvetica,Times' color='#FFFFFF'>Clearinghouse Research</font></a> </font></font><br> <a href='/news.html'><font face='Garmond, Helvetica, Times' color='#FFFFFF'><br> </font></a></font><font size='3' color='#000000'><font color='#FFFFFF'><a href='/research.html'><font face='Garmond,Helvetica,Times' color='#FFFFFF'>Articles & Papers</font><br> </a><a href='/lr.html'> <font face='Garmond,Helvetica,Times' color='#FFFFFF'> <br> </font></a><a href='/search.shtml'><font face='Garmond,Helvetica,Times' color='#FFFFFF'>Search</font></a> <br> <a href='/sites.html'><font face='Garmond,Helvetica,Times' color='#FFFFFF'><br> Related Sites</font></a><a href='/sponsor.html'><font face='Garmond,Helvetica,Times'><br> </font></a></font></font></p> <p><font size='3' color='#000000'><font color='#FFFFFF'><a href='/email.html'><font size='3' color='#000000'><font color='#FFFFFF'></font></font></a><font size='3' color='#000000'><font color='#FFFFFF'><a href='/lr.html'><font size='3' color='#000000'><font color='#FFFFFF'></font></font></a><font size='3' color='#000000'><font color='#FFFFFF'><a href='/email.html'><font size='3' color='#000000'><font color='#FFFFFF'></font></font></a><font size='3' color='#000000'><font color='#FFFFFF'><a href='/info.html'><font face='Garmond,Helvetica,Times' color='#FFFFFF'>About Us<br> </font></a><a href='/search.shtml'><font face='Garmond,Helvetica,Times' color='#FFFFFF'></font></a></font></font><font face='Garmond,Helvetica,Times' color='#FFFFFF'></font></font></font><br> <a href='/lr.html'><font face='Garmond,Helvetica,Times' color='#FFFFFF'>Local Rules</font></a><br> <a href='/info.html'><font face='Garmond,Helvetica,Times' color='#FFFFFF'><br> </font></a></font></font><a href='/sponsor.html'><font face='Garmond,Helvetica,Times' color='#FFFFFF'>Sponsors</font></a></font><a href='/sponsor.html'><font face='Garmond,Helvetica,Times'><br> </font></a></font><br> <font size='3' color='#000000'><font color='#FFFFFF'><a href='/email.html'><font face='Garmond,Helvetica,Times' color='#FFFFFF'>Register</font></a></font></font></p> <p><font color='#000000'><img src='/img/nullbar.gif' width='120' height='8'></font><br> <font face='Garmond,Helvetica,Times' size='1' color='#FFFFFF'><b>_______________<br> </b></font><font face='Garmond,Helvetica,Times' size='1' color='#FFFFFF'><b>Copyright (c) 2001<br> Stanford Law School </b></font> </p> </td> </tr> </table> </TD><TD valign='top'><br><font FACE=Garmond,Helvetica,Times size=4 color=#330066><B> UnitedHealth Group, Inc.</B><font size=2> <form method='get' action='http://find.stanford.edu/search'> <input type='text' name='q' size='40' maxlength='255' value=''/> <font face='Garmond,Helvetica,Times' size=2 color=#330066><b><font size=1> <input type='submit' name='btnG' value='SEARCH CASE COURT FILINGS'/> </font></b></font> <input type='hidden' name='site' value='stanford'/> <input type='hidden' name='client' value='stanford'/> <input type='hidden' name='proxystylesheet' value='http://google.stanford.edu/stylesheet.xslt'/> <input type='hidden' name='output' value='xml_no_dtd'/> <input type='hidden' name='as_dt' value='i'/> <input type='hidden' name='as_sitesearch' value='http://securities.stanford.edu/1036/UNH_01'> </form> </font></font> <font FACE=Garmond,Helvetica,Times size=2 color=#330066> <b>Summary:</b>&nbsp;The original Complaint alleges that defendants UnitedHealth and certain of its officers and directors violated federal securities laws by issuing a series of materially false statements. Specifically, defendants misrepresented and omitted material facts concerning UnitedHealth's backdating of stock option grants to defendants the Company s CEO and the Company s COO. UnitedHealth represented that the exercise price of all stock options would be no less than the fair market value of UnitedHealth's common stock, measured by the publicly traded closing price for UnitedHealth stock on the day of the grant. However, in reality, those options were backdated so their exercise price correlated to a day on or near the day UnitedHealth stock hit its low price for the year, or directly in advance of sharp increases in the price of UnitedHealth stock. Defendants the Company s CEO and the Company s COO have collectively earned over $500 million by exercising these backdated options. <br><br> As the truth concerning United Health's practice of backdating option grants became known to the market from a variety of sources, the price of UnitedHealth stock fell $6.76, or 12%, over several trading sessions. <br><br> The lawsuit has been filed on behalf of all persons who purchased or otherwise acquired the publicly traded securities of UnitedHealth Group, Inc. during the Class Period, and also included are all those who acquired UnitedHealth's securities through its acquisitions of AmeriChoice, Mid Atlantic Medical, Oxford Health Plans and Pacificare Health. <br><br> As summarized by the Company s FORM 10-K For The Fiscal Year Ended December 31, 2007, on May 5, 2006, the first of seven putative class actions alleging a violation of the federal securities laws was brought by an individual shareholder against certain of our current and former officers and directors in the United States District Court for the District of Minnesota. On December 8, 2006, a consolidated amended complaint was filed consolidating the actions into a single action. The action is captioned In re UnitedHealth Group Incorporated PSLRA Litigation. The action was brought by lead plaintiff California Public Employees Retirement System against the Company and certain of our current and former officers and directors. The consolidated amended complaint alleges that defendants, in connection with the same alleged course of conduct identified in the shareholder derivative actions described above, made misrepresentations and omissions during the period between January 20, 2005 and May 17, 2006, in press releases and public filings that artificially inflated the price of our common stock. The consolidated amended complaint also asserts that during the class period, certain defendants sold shares of our common stock while in possession of material, non-public information concerning the matters set forth in the complaint. The consolidated amended complaint alleges claims under Sections 10(b), 14(a), 20(a) and 20A of the Securities and Exchange Act of 1934 and Sections 11 and 15 of the 1933 Act. The action seeks unspecified money damages and equitable relief. Defendants moved to dismiss the consolidated amended complaint on February 6, 2007. The motion to dismiss was denied in an order filed on June 4, 2007 and discovery is ongoing. On July 18, 2007, the lead plaintiff moved for partial summary judgment on the Company s liability on the Section 11 claim. The court denied the motion for partial summary judgment on October 2, 2007. The parties are currently engaged in discovery and the case is currently scheduled to be ready for trial in July 2008. <br><br> As summarized by the Company s Form 10-Q For The Quarterly Period Ended September 30, 2008, on March 18, 2008, the court granted plaintiffs motion for class certification. On July 2, 2008, the Company announced that it had reached an agreement in principle with the lead plaintiff CalPERS and plaintiff class representative Alaska Plumbing and Pipefitting Industry Pension Trust, on behalf of themselves and members of the class, to settle the lawsuit. The proposed settlement will fully resolve all claims against the Company, all current officers and directors of the Company named in the lawsuit, and certain former officers and directors of the Company named in the lawsuit. No parties admit any wrongdoing as part of the proposed settlement. Under the terms of the proposed settlement, the Company has paid $895 million into a settlement fund for the benefit of class members. In addition to the payment to the settlement fund, the Company will also supplement the substantial changes it has already implemented in its corporate governance policies with additional changes and enhancements. The proposed settlement, which has been approved by the boards of directors of CalPERS and the Company, is subject to completion of final documentation, and preliminary and final court approval. Further, the Company has the right to terminate the settlement if class members representing more than a specified amount of alleged securities losses elect to opt out of the settlement. <br><br> On November 12, 2008, a Stipulation of Settlement was filed. According to the Stipulation, the proposed settlement is in the amount of $925.5 million in cash of which Defendant UnitedHealth Group Corporation will pay $825 million in cash. In addition, the former CEO and Chairman of UnitedHealth shall pay $30 million into the settlement fund and return a total of 3.675 million shares of stock options, and former General Counsel and Secretary of UnitedHealth shall pay $500,000 into the settlement fund. On November 24, 2008, the plaintiffs filed a motion for a $925.5 million settlement, which the judge preliminarily approved on December 23, 2008. A settlement hearing is set for March 16, 2009. <br><br> According to an article dated February 6, 2009, attorneys for shareholders of UnitedHealth Group Inc. (UNH) asked a federal judge for $110 million in fees for their work on a $925.5 million settlement of a lawsuit alleging improper backdating of stock options. & A hearing for final approval is set for March 16. The fee request represents about 12 percent of the recovery and is based on a 2007 agreement with the lead investor plaintiff, the California Public Employees' Retirement System, lawyers from the law firm Coughlin Stoia Geller Rudman & Robbins said. <br><br> On August 11, 2009, Judge James M. Rosenbaum granted the pending motion for settlement and further granted the motion for attorney fees. The settlement is approved and sets attorney fees in the amount of $64,785,000. Lead Plaintiff shall be reimbursed for its expenses in the amount of $25,291.10.<br> <HR WIDTH=50% ALIGN=left> INDUSTRY CLASSIFICATION:<br> <b>SIC Code:</b> 6324<br> <b>Sector:</b> Financial<br> <b>Industry:</b> Insurance (Accident & Health)<br> </font><p></P><HR> <TABLE width='100%'> <TR> <TD ALIGN='left' width='30%'><font FACE=Garmond,Helvetica,Times size=1 color=#330066><B> COMPANY/ISSUER NAME:</B></font></TD> <TD ALIGN='left'><font FACE=Garmond,Helvetica,Times size=2 color=#330066><B> UnitedHealth Group, Inc.</B></font></TD> </TR> <TR> <TD ALIGN='left' width='30%'><font FACE=Garmond,Helvetica,Times size=1 color=#330066><B> COMPANY/ISSUER TICKER:</B></font></TD> <TD ALIGN='left'><font FACE=Garmond,Helvetica,Times size=2 color=#330066><B> UNH</B></font></TD> </TR> <TR> <TD ALIGN='left' width='30%'><font FACE=Garmond,Helvetica,Times size=1 color=#330066><B> COMPANY WEBSITE:</B></font></TD> <TD ALIGN='left'><font FACE=Garmond,Helvetica,Times size=2 color=#330066><B> <A HREF='http://www.unitedhealthgroup.com'>http://www.unitedhealthgroup.com</A></B></font></TD> </TR> </TABLE><HR> <TABLE BORDER=0 width=100%> <TR><TD COLSPAN = 4><B><font FACE=Garmond,Helvetica,Times size=2 color=#330066> FIRST IDENTIFIED COMPLAINT IN THE DATABASE</font></B></TD></TR> <TR><TD colspan=4 align='left' bgcolor='#330066'> <font FACE=Garmond,Helvetica,Times size=2 color=#FFFFFF><B>James C. Krause, et al. v. UnitedHealth Group, Inc., et al.</B></font></TD></TR> <TR><TD align='left' colspan='4'><div align='left'> <table width='100%' CELLPADDING='0' CELLSPACING='0' BORDER='1'> <TR><TD align='left'><font FACE=Garmond,Helvetica,Times size=2 color=#330066> &nbsp;COURT:&nbsp;<b>D. Minnesota</b></font></TD> <TD ALIGN='left'><font FACE=Garmond,Helvetica,Times size=2 color=#330066> &nbsp;DOCKET NUMBER:&nbsp;<b>06-CV-01691</b><font></font></font></TD></TR> <TR><TD align='left' colspan=2 bgcolor='#DDDDDD'> <font FACE=Garmond,Helvetica,Times size=2 color=#330066> &nbsp;JUDGE NAME:&nbsp;<b>Hon. James M. Rosenbaum</b></font></TD></TR> <TR><TD align='left'><font FACE=Garmond,Helvetica,Times size=2 color=#330066> &nbsp;DATE FILED:&nbsp;<b>05/05/2006</b></font></TD> <TD align='left'><font FACE=Garmond,Helvetica,Times size=2 color=#330066> &nbsp;SOURCE:&nbsp;<b>Notice of Filing<b></b></b></font></TD></TR> <TR><TD align='left' bgcolor='#DDDDDD'> <font FACE=Garmond,Helvetica,Times size=2 color=#330066> &nbsp;CLASS PERIOD START:&nbsp;<b>05/04/2001<b></b></b></font></td> <TD align='left' bgcolor='#DDDDDD'> <font FACE=Garmond,Helvetica,Times size=2 color=#330066> &nbsp;CLASS PERIOD END:&nbsp;<b>04/07/2006</b></font></TD></TR> <TR><TD align='left' colspan=2><font FACE=Garmond,Helvetica,Times size=2 color=#330066> &nbsp;TYPE OF COMPLAINT:&nbsp;<b>Complaint (Unamended and Unconsolidated)</b></font></TD></TR> <TR><TD align='left' colspan=2 bgcolor='#DDDDDD'> <font FACE=Garmond,Helvetica,Times size=2 color=#330066> &nbsp;PLAINTIFF FIRMS NAMED IN COMPLAINT:</font></TD></TR> <TR><TD align='left' colspan=2><font FACE=Garmond,Helvetica,Times size=2 color=#330066><LI> <A HREF='http://www.a-g-s.com'>Abbey Gardy, LLP (New York)</A><BR>&nbsp;&nbsp;212 East 39th Street, New York, NY, 10016<BR> &nbsp;&nbsp; (voice) 212.889.3700, (fax) , info@abbeygardy.com <LI> <A HREF='http://www.abbeyspanier.com'>Abbey Spanier Rodd Abrams & Paradis, LLP (New York)</A><BR>&nbsp;&nbsp;212 East 39th Street, New York, NY, 10016<BR> &nbsp;&nbsp; (voice) 212-889-3700, (fax) 212-684-519, info@abbeyspanier.com <LI> <A HREF='http://www.bergermontague.com/'>Berger & Montague PC</A><BR>&nbsp;&nbsp;1622 Locust Street, Philadelphia, PA, 19103<BR> &nbsp;&nbsp; (voice) 800.424.6690, (fax) 215.875.4604, investorprotect@bm.net <LI> <A HREF='http://www.brodsky-smith.com '>Brodsky & Smith, LLC (former Pennysylvania)</A><BR>&nbsp;&nbsp;11 Bala Avenue, Suite 39, Bala Cynwyd, PA, 19004<BR> &nbsp;&nbsp; (voice) 610.668.7987, (fax) 610.660.0450, esmith@Brodsky-Smith.com <LI> <A HREF=''>Charles H. Johnson & Associates</A><BR>&nbsp;&nbsp;2599 Mississippi Street, New Brighton, MN, 55112<BR> &nbsp;&nbsp; (voice) 651.633.5685, (fax) , <LI> <A HREF='http://www.chitwoodlaw.com'>Chitwood Harley Harnes LLP (Atlanta)</A><BR>&nbsp;&nbsp;2300 Promenade II; 1230 Peachtree Street, N.E., Atlanta, GA, 30309<BR> &nbsp;&nbsp; (voice) 888.873.3999, (fax) 404.876.4476, info@chitwoodlaw.com <LI> <A HREF='http://www.chvv.com'>Coleman Hull & van Vliet, PLLP</A><BR>&nbsp;&nbsp;8500 Normandale Lake Blvd Ste 2110, Minneapolis, MN, 55437<BR> &nbsp;&nbsp; (voice) 952.841.0001, (fax) 952.841.0041, info@chvv.com <LI> <A HREF='http://www.federmanlaw.com/'>Federman & Sherwood (Oklahoma City)</A><BR>&nbsp;&nbsp;120 North Robinson, Suite 2720, Oklahoma City, OK, 73102<BR> &nbsp;&nbsp; (voice) 405-235-1560, (fax) , wfederman@aol.com <LI> <A HREF='http://www.ftllaw.com/'>Finkelstein, Thompson & Loughran</A><BR>&nbsp;&nbsp;1050 30th Street, NW, Washington, DC, 20007<BR> &nbsp;&nbsp; (voice) 202.337.8000, (fax) 202.337.8090, contact@ftllaw.com <LI> <A HREF=''>Gustafson Gluek PLLC</A><BR>&nbsp;&nbsp;608 2nd Ave S Ste 650, Minneapolis, MN, 55402<BR> &nbsp;&nbsp; (voice) , (fax) , <LI> <A HREF='http://www.heinsmills.com'>Heins Mills & Olson PLC</A><BR>&nbsp;&nbsp;3550 IDS Center, 80 South Eighth Street, Minneapolis, MN, 55402<BR> &nbsp;&nbsp; (voice) 612.338.4605, (fax) 612.338.4692, info@heinsmills.com <LI> <A HREF='http://www.kaplanfox.com'>Kaplan Fox & Kilsheimer, LLP (former New York, NY)</A><BR>&nbsp;&nbsp;805 Third Avenue, 22nd Floor, New York, NY, 10022<BR> &nbsp;&nbsp; (voice) 212.687.1980, (fax) 212.687.7714, info@kaplanfox.com <LI> <A HREF=''>Klari Neuwelt</A><BR>&nbsp;&nbsp;110 E 59th St 29th Flr, New York, NY, 10022<BR> &nbsp;&nbsp; (voice) 212.593.8800, (fax) , <LI> <A HREF='http://www.krauserollins.com'>Krause & Rollins</A><BR>&nbsp;&nbsp;310 Groveland Ave, Minneapolis, MN, 55403<BR> &nbsp;&nbsp; (voice) 612.874.8550, (fax) 612.874.9362, info@krauserollins.com <LI> <A HREF='http://www.lcsr.com/'>Lerach Coughlin Stoia Geller Rudman & Robbins LLP (Melville)</A><BR>&nbsp;&nbsp;58 South Service Road, Suite 200, Melville, NY, 11747<BR> &nbsp;&nbsp; (voice) 631.367.7100, (fax) 631.367.1173, <LI> <A HREF='http://www.rwblawfirm.com'>Reinhardt, Wendorf & Blanchfield Attorneys at Law</A><BR>&nbsp;&nbsp;E-1000 First National Bank Building, 332 Minnesota Street, St. Paul, MN, 55101<BR> &nbsp;&nbsp; (voice) 800.465.1592, (fax) 651.297.6543, info@ralawfirm.com <LI> <A HREF='http://www.sbclasslaw.com'>Schiffrin & Barroway LLP</A><BR>&nbsp;&nbsp;3 Bala Plaza E, Bala Cynwyd, PA, 19004<BR> &nbsp;&nbsp; (voice) 610.667.7706, (fax) 610.667.7056, info@sbclasslaw.com <LI> <A HREF='http://www.scott-scott.com/'>Scott & Scott LLC (Connecticut)</A><BR>&nbsp;&nbsp;P.O. Box 192, 108 Norwich Avenue, Colchester, CT, 06415<BR> &nbsp;&nbsp; (voice) 860.537.5537, (fax) 860.537.4432, scottlaw@scott-scott.com <LI> <A HREF='http//www.ssbny.com'>Stull, Stull & Brody (New York)</A><BR>&nbsp;&nbsp;6 East 45th Street, New York, NY, 10017<BR> &nbsp;&nbsp; (voice) 310.209.2468, (fax) 310.209.2087, SSBNY@aol.com <LI> <A HREF='http://www.zimmreed.com'>Zimmerman Reed, PLLP</A><BR>&nbsp;&nbsp;651 Nicollet Mall, Suite 501, Minneapolis, MN, 55402<BR> &nbsp;&nbsp; (voice) 612.341.0400, (fax) 612.341.0844, info@zimmreed.com <LI> <A HREF='http://www.zsz.com/ '>Zwerling Schachter & Zwerling LLP</A><BR>&nbsp;&nbsp;845 Third Avenue, New York, NY, 10022<BR> &nbsp;&nbsp; (voice) 212-223-3900, (fax) 212-371-5969, inquiry@zsz.com <BR> <font face='Garmond,Helvetica,Times' size=1 color='#330066'> _____________________________________________ </font><BR> &nbsp;TOTAL NUMBER OF PLAINTIFF FIRMS:&nbsp; <b>21</b></font></TD></tr> </table></div> </TD></TR> </TABLE> <BR> <TABLE CELLPADDING=0 CELLSPACING=0 BORDER=1 width=100%> <TR><TD COLSPAN=4 bgcolor=#330066><font FACE=Garmond,Helvetica,Times size=2 color=#FFFFFF> &nbsp;DOCUMENTS FOR THE FIRST IDENTIFIED COMPLAINT</font></TD></TR><TR> <TD COLSPAN=4 bgcolor=#DDDDDD><font FACE=Garmond,Helvetica,Times size=2 color=#330066><b><A HREF='/1036/UNH_01/200655_f01c_061691.pdf'>Class Action Complaint for Violations of the Federal Securities Laws - Jury Trial Demanded</A></b></font> </TD> </TR> <TR> <TD COLSPAN=2 align='left'><font FACE=Garmond,Helvetica,Times size=2 color=#330066>Type:&nbsp;Complaint</font> </TD> <TD COLSPAN=2 align='left'><font FACE=Garmond,Helvetica,Times size=2 color=#330066>Date on the document:&nbsp;05/05/2006</font> </TD> </TR><TR> <TD COLSPAN=4 bgcolor=#DDDDDD><font FACE=Garmond,Helvetica,Times size=2 color=#330066><b><A HREF='/1036/UNH_01/2006814_f01oc_06691.pdf'>Order</A></b></font> </TD> </TR> <TR> <TD COLSPAN=2 align='left'><font FACE=Garmond,Helvetica,Times size=2 color=#330066>Type:&nbsp;Order of Consolidation</font> </TD> <TD COLSPAN=2 align='left'><font FACE=Garmond,Helvetica,Times size=2 color=#330066>Date on the document:&nbsp;08/14/2006</font> </TD> </TR><TR> <TD COLSPAN=4 bgcolor=#DDDDDD><font FACE=Garmond,Helvetica,Times size=2 color=#330066><b><A HREF='/1036/UNH_01/2006914_f01x_061691.pdf'>Order Designating Lead Plaintiff And Plaintiff's Counsel</A></b></font> </TD> </TR> <TR> <TD COLSPAN=2 align='left'><font FACE=Garmond,Helvetica,Times size=2 color=#330066>Type:&nbsp;Order Appointing LP/LC</font> </TD> <TD COLSPAN=2 align='left'><font FACE=Garmond,Helvetica,Times size=2 color=#330066>Date on the document:&nbsp;09/14/2006</font> </TD> </TR><TR> <TD COLSPAN=4 bgcolor=#DDDDDD><font FACE=Garmond,Helvetica,Times size=2 color=#330066><b><A HREF='/1036/UNH_01/20061013_f01k_061691.pdf'>U.S. District Court Civil Docket</A></b></font> </TD> </TR> <TR> <TD COLSPAN=2 align='left'><font FACE=Garmond,Helvetica,Times size=2 color=#330066>Type:&nbsp;Docket</font> </TD> <TD COLSPAN=2 align='left'><font FACE=Garmond,Helvetica,Times size=2 color=#330066>Date on the document:&nbsp;11/28/2006</font> </TD> </TR></TABLE><TABLE BORDER=0 width=100%> <TR><TD COLSPAN = 4> <font FACE=Garmond,Helvetica,Times size=2 color=#330066><b> <HR>REFERENCE COMPLAINT</b></font></TD></TR> <TR><TD colspan=4 align='left' bgcolor='#330066'> <font FACE=Garmond,Helvetica,Times size=2 color=#FFFFFF> <b>In re UnitedHealth Group Incorporated PSLRA Litigation</b></font></TD></TR> <TR><TD align='left' colspan='4'><div align='left'> <table width='100%' CELLPADDING='0' CELLSPACING='0' BORDER='1'> <TR><TD align='left'><font FACE=Garmond,Helvetica,Times size=2 color=#330066> &nbsp;COURT:&nbsp;<b>D. Minnesota</b></font></TD> <TD align='left'><font FACE=Garmond,Helvetica,Times size=2 color=#330066> &nbsp;DOCKET NUMBER:&nbsp;<b>06-CV-01691</b></font></TD></TR> <TR><TD align='left' colspan=2 bgcolor='#DDDDDD'> <font FACE=Garmond,Helvetica,Times size=2 color=#330066> &nbsp;JUDGE NAME:&nbsp;<b>Hon. James M. Rosenbaum</b></font></TD></TR> <TR><TD align='left'><font FACE=Garmond,Helvetica,Times size=2 color=#330066> &nbsp;DATE FILED:&nbsp<b>12/08/2006</b></font></TD> <TD align='left'><font FACE=Garmond,Helvetica,Times size=2 color=#330066> &nbsp;SOURCE:&nbsp;<b>Docket</b></font></TD></TR> <TR><TD align='left' bgcolor='#DDDDDD'> <font FACE=Garmond,Helvetica,Times size=2 color=#330066> &nbsp;CLASS PERIOD START:&nbsp;<b>01/20/2005</b></font></TD> <TD align='left' bgcolor='#DDDDDD'><font FACE=Garmond,Helvetica,Times size=2 color=#330066> &nbsp;CLASS PERIOD END:&nbsp;<b>05/17/2006</b></font></TD></TR> <TR><TD align='left' colspan=2><font FACE=Garmond,Helvetica,Times size=2 color=#330066> &nbsp;TYPE OF COMPLAINT:&nbsp;<b>Consolidated Complaint</b></font></TD></TR> <TR><TD align='left' colspan=2 bgcolor='#DDDDDD'> <font FACE=Garmond,Helvetica,Times size=2 color=#330066> &nbsp;PLAINTIFF FIRMS NAMED IN COMPLAINT:</font></TD></TR> <TR><TD align='left' colspan=2><font FACE=Garmond,Helvetica,Times size=2 color=#330066><LI> <A HREF='http://www.lcsr.com/'>Lerach Coughlin Stoia Geller Rudman & Robbins LLP (Los Angeles)</A><BR>&nbsp;&nbsp;355 S. Grand Avenue, Suite 4170, Los Angeles, CA, 90071<BR> &nbsp;&nbsp; (voice) 213.617.9007, (fax) 213.617.9185, info@lerachlaw.com <LI> <A HREF='http://www.lcsr.com/'>Lerach Coughlin Stoia Geller Rudman & Robbins LLP (San Diego)</A><BR>&nbsp;&nbsp;655 West Broadway, Suite 1900, San Diego, CA, 92101<BR> &nbsp;&nbsp; (voice) 619.231.1058, (fax) 619.231.7423, <BR> <font face='Garmond,Helvetica,Times' size=1 color='#330066'> _____________________________________________ </font><BR> &nbsp;TOTAL NUMBER OF PLAINTIFF FIRMS:&nbsp; <b>2</b></font></TD></TR> </table></div> </TABLE><BR> <TABLE CELLPADDING=0 CELLSPACING=0 BORDER=1 width=100%> <TR><TD COLSPAN=4 bgcolor=#330066><font FACE=Garmond,Helvetica,Times size=2 color=#FFFFFF> &nbsp;DOCUMENTS FOR THE REFERENCE COMPLAINT</font></TD></TR><TR> <TD COLSPAN=4 bgcolor=#DDDDDD><font FACE=Garmond,Helvetica,Times size=2 color=#330066><b><A HREF='/1036/UNH_01/2006128_r01c_0601691.pdf'>Consolidated Complaint For Violation Of The Federal Securities Laws Seeking Money Damages And Equitable Relief</A></b></font> </TD> </TR> <TR> <TD COLSPAN=2 align='left'><font FACE=Garmond,Helvetica,Times size=2 color=#330066>Type:&nbsp;Complaint</font> </TD> <TD COLSPAN=2 align='left'><font FACE=Garmond,Helvetica,Times size=2 color=#330066>Date on the document:&nbsp;12/08/2006</font> </TD> </TR><TR> <TD COLSPAN=4 bgcolor=#DDDDDD><font FACE=Garmond,Helvetica,Times size=2 color=#330066><b><A HREF='/1036/UNH_01/200764_r01o_061691.pdf'>Amended Order</A></b></font> </TD> </TR> <TR> <TD COLSPAN=2 align='left'><font FACE=Garmond,Helvetica,Times size=2 color=#330066>Type:&nbsp;Order</font> </TD> <TD COLSPAN=2 align='left'><font FACE=Garmond,Helvetica,Times size=2 color=#330066>Date on the document:&nbsp;06/04/2007</font> </TD> </TR><TR> <TD COLSPAN=4 bgcolor=#DDDDDD><font FACE=Garmond,Helvetica,Times size=2 color=#330066><b><A HREF='/1036/UNH_01/200764_r02o_061691.pdf'>Order</A></b></font> </TD> </TR> <TR> <TD COLSPAN=2 align='left'><font FACE=Garmond,Helvetica,Times size=2 color=#330066>Type:&nbsp;Order</font> </TD> <TD COLSPAN=2 align='left'><font FACE=Garmond,Helvetica,Times size=2 color=#330066>Date on the document:&nbsp;06/04/2007</font> </TD> </TR><TR> <TD COLSPAN=4 bgcolor=#DDDDDD><font FACE=Garmond,Helvetica,Times size=2 color=#330066><b><A HREF='/1036/UNH_01/2008228_r01x_0601691.pdf'>Notice Of Appeal</A></b></font> </TD> </TR> <TR> <TD COLSPAN=2 align='left'><font FACE=Garmond,Helvetica,Times size=2 color=#330066>Type:&nbsp;Notice of Appeal</font> </TD> <TD COLSPAN=2 align='left'><font FACE=Garmond,Helvetica,Times size=2 color=#330066>Date on the document:&nbsp;02/28/2008</font> </TD> </TR><TR> <TD COLSPAN=4 bgcolor=#DDDDDD><font FACE=Garmond,Helvetica,Times size=2 color=#330066><b><A HREF='/1036/UNH_01/2008922_r01o_0601691.pdf'>Stipulation And Order Regarding Settlement Funds</A></b></font> </TD> </TR> <TR> <TD COLSPAN=2 align='left'><font FACE=Garmond,Helvetica,Times size=2 color=#330066>Type:&nbsp;Order</font> </TD> <TD COLSPAN=2 align='left'><font FACE=Garmond,Helvetica,Times size=2 color=#330066>Date on the document:&nbsp;09/22/2008</font> </TD> </TR><TR> <TD COLSPAN=4 bgcolor=#DDDDDD><font FACE=Garmond,Helvetica,Times size=2 color=#330066><b><A HREF='/1036/UNH_01/2008117_r01s_0601691.pdf'>Memorandum Of Understanding</A></b></font> </TD> </TR> <TR> <TD COLSPAN=2 align='left'><font FACE=Garmond,Helvetica,Times size=2 color=#330066>Type:&nbsp;Settlement</font> </TD> <TD COLSPAN=2 align='left'><font FACE=Garmond,Helvetica,Times size=2 color=#330066>Date on the document:&nbsp;11/07/2008</font> </TD> </TR><TR> <TD COLSPAN=4 bgcolor=#DDDDDD><font FACE=Garmond,Helvetica,Times size=2 color=#330066><b><A HREF='/1036/UNH_01/20081112_r01x_0601691.pdf'>Stipulation Of Settlement</A></b></font> </TD> </TR> <TR> <TD COLSPAN=2 align='left'><font FACE=Garmond,Helvetica,Times size=2 color=#330066>Type:&nbsp;Other</font> </TD> <TD COLSPAN=2 align='left'><font FACE=Garmond,Helvetica,Times size=2 color=#330066>Date on the document:&nbsp;11/12/2008</font> </TD> </TR><TR> <TD COLSPAN=4 bgcolor=#DDDDDD><font FACE=Garmond,Helvetica,Times size=2 color=#330066><b><A HREF='/1036/UNH_01/20081124_r02o_0601691.pdf'>Order Granting Request For Voluntary Dismissal Pursuant To Fed. R. Civ. P. 41(A)(2)</A></b></font> </TD> </TR> <TR> <TD COLSPAN=2 align='left'><font FACE=Garmond,Helvetica,Times size=2 color=#330066>Type:&nbsp;Order</font> </TD> <TD COLSPAN=2 align='left'><font FACE=Garmond,Helvetica,Times size=2 color=#330066>Date on the document:&nbsp;11/24/2008</font> </TD> </TR><TR> <TD COLSPAN=4 bgcolor=#DDDDDD><font FACE=Garmond,Helvetica,Times size=2 color=#330066><b><A HREF='/1036/UNH_01/20081124_r01t_0601691.pdf'>Plaintiffs' Joint Motion For Preliminary Approval Of Settlement</A></b></font> </TD> </TR> <TR> <TD COLSPAN=2 align='left'><font FACE=Garmond,Helvetica,Times size=2 color=#330066>Type:&nbsp;Motion</font> </TD> <TD COLSPAN=2 align='left'><font FACE=Garmond,Helvetica,Times size=2 color=#330066>Date on the document:&nbsp;11/24/2008</font> </TD> </TR><TR> <TD COLSPAN=4 bgcolor=#DDDDDD><font FACE=Garmond,Helvetica,Times size=2 color=#330066><b><A HREF='/1036/UNH_01/20081222_r01n_0601691.pdf'>Notice Of Pendency And Settlement Of Class Action</A></b></font> </TD> </TR> <TR> <TD COLSPAN=2 align='left'><font FACE=Garmond,Helvetica,Times size=2 color=#330066>Type:&nbsp;Notice</font> </TD> <TD COLSPAN=2 align='left'><font FACE=Garmond,Helvetica,Times size=2 color=#330066>Date on the document:&nbsp;12/22/2008</font> </TD> </TR><TR> <TD COLSPAN=4 bgcolor=#DDDDDD><font FACE=Garmond,Helvetica,Times size=2 color=#330066><b><A HREF='/1036/UNH_01/20081223_r01o_0601691.pdf'>Order Preliminarily Approving Settlement And Providing For Notice</A></b></font> </TD> </TR> <TR> <TD COLSPAN=2 align='left'><font FACE=Garmond,Helvetica,Times size=2 color=#330066>Type:&nbsp;Order</font> </TD> <TD COLSPAN=2 align='left'><font FACE=Garmond,Helvetica,Times size=2 color=#330066>Date on the document:&nbsp;12/22/2008</font> </TD> </TR><TR> <TD COLSPAN=4 bgcolor=#DDDDDD><font FACE=Garmond,Helvetica,Times size=2 color=#330066><b><A HREF='/1036/UNH_01/20081222_r03x_0601691.pdf'>Proof Of Claim And Release</A></b></font> </TD> </TR> <TR> <TD COLSPAN=2 align='left'><font FACE=Garmond,Helvetica,Times size=2 color=#330066>Type:&nbsp;Other</font> </TD> <TD COLSPAN=2 align='left'><font FACE=Garmond,Helvetica,Times size=2 color=#330066>Date on the document:&nbsp;12/22/2008</font> </TD> </TR><TR> <TD COLSPAN=4 bgcolor=#DDDDDD><font FACE=Garmond,Helvetica,Times size=2 color=#330066><b><A HREF='/1036/UNH_01/2009811_r01o_06CV01691.pdf'>Order</A></b></font> </TD> </TR> <TR> <TD COLSPAN=2 align='left'><font FACE=Garmond,Helvetica,Times size=2 color=#330066>Type:&nbsp;Order</font> </TD> <TD COLSPAN=2 align='left'><font FACE=Garmond,Helvetica,Times size=2 color=#330066>Date on the document:&nbsp;08/11/2009</font> </TD> </TR><TR> <TD COLSPAN=4 bgcolor=#DDDDDD><font FACE=Garmond,Helvetica,Times size=2 color=#330066><b><A HREF='/1036/UNH_01/20071016_r01k_0601691.pdf'>U.S. District Court Civil Docket</A></b></font> </TD> </TR> <TR> <TD COLSPAN=2 align='left'><font FACE=Garmond,Helvetica,Times size=2 color=#330066>Type:&nbsp;Docket</font> </TD> <TD COLSPAN=2 align='left'><font FACE=Garmond,Helvetica,Times size=2 color=#330066>Date on the document:&nbsp;08/25/2009</font> </TD> </TR><TR> <TD COLSPAN=4 bgcolor=#DDDDDD><font FACE=Garmond,Helvetica,Times size=2 color=#330066><b><A HREF='/1036/UNH_01/2009831_r01x_06CV01691.pdf'>Notice Of Appeal</A></b></font> </TD> </TR> <TR> <TD COLSPAN=2 align='left'><font FACE=Garmond,Helvetica,Times size=2 color=#330066>Type:&nbsp;Notice of Appeal</font> </TD> <TD COLSPAN=2 align='left'><font FACE=Garmond,Helvetica,Times size=2 color=#330066>Date on the document:&nbsp;08/31/2009</font> </TD> </TR><TR> <TD COLSPAN=4 bgcolor=#DDDDDD><font FACE=Garmond,Helvetica,Times size=2 color=#330066><b><A HREF='/1036/UNH_01/2009923_r01o_06CV01691.pdf'>Final Judgment And Order Of Dismissal With Prejudice</A></b></font> </TD> </TR> <TR> <TD COLSPAN=2 align='left'><font FACE=Garmond,Helvetica,Times size=2 color=#330066>Type:&nbsp;Order</font> </TD> <TD COLSPAN=2 align='left'><font FACE=Garmond,Helvetica,Times size=2 color=#330066>Date on the document:&nbsp;09/23/2009</font> </TD> </TR><TR> <TD COLSPAN=4 bgcolor=#DDDDDD><font FACE=Garmond,Helvetica,Times size=2 color=#330066><b><A HREF='/1036/UNH_01/20101025_r01k_0601691.html'>U.S. District Court Civil Docket</A></b></font> </TD> </TR> <TR> <TD COLSPAN=2 align='left'><font FACE=Garmond,Helvetica,Times size=2 color=#330066>Type:&nbsp;Docket</font> </TD> <TD COLSPAN=2 align='left'><font FACE=Garmond,Helvetica,Times size=2 color=#330066>Date on the document:&nbsp;10/25/2010</font> </TD> </TR></TABLE><BR> <TABLE CELLPADDING=0 CELLSPACING=0 BORDER=1 width=100%><TR><TD COLSPAN=4 bgcolor=#330066><font FACE=Garmond,Helvetica,Times size=2 color=#FFFFFF> &nbsp;OTHER DOCUMENTS</font></TD></TR><TR><TD COLSPAN=4 bgcolor=#DDDDDD> <font FACE=Garmond,Helvetica,Times size=2 color=#330066><b> <A HREF='/1036/UNH_01/2006329_o01c_060121.pdf'>Verified Derivative Action Complaint</A></b></font></TD></TR> <TR><TD COLSPAN=4 align='left'> <font FACE=Garmond,Helvetica,Times size=2 color=#330066> Case Name and/or Number:&nbsp;Jan Brandin, et al. v. William C. Mcguire, et al</font> </TD></TR> <TR> <TD COLSPAN=2 align='left'> <font FACE=Garmond,Helvetica,Times size=2 color=#330066> Type:&nbsp;Complaint</font></TD> <TD COLSPAN=2 align='left'> <font FACE=Garmond,Helvetica,Times size=2 color=#330066> Date on the document:&nbsp;03/29/2006</font></TD> </TR><TR><TD COLSPAN=4 bgcolor=#DDDDDD> <font FACE=Garmond,Helvetica,Times size=2 color=#330066><b> <A HREF='/1036/UNH_01/2006515_o01c_Smith.pdf'>Class Action Complaint - Jury Trial Demanded</A></b></font></TD></TR> <TR><TD COLSPAN=4 align='left'> <font FACE=Garmond,Helvetica,Times size=2 color=#330066> Case Name and/or Number:&nbsp;Richard L. Smith, et al. v. UnitedHealth Group, Inc., et al.</font> </TD></TR> <TR> <TD COLSPAN=2 align='left'> <font FACE=Garmond,Helvetica,Times size=2 color=#330066> Type:&nbsp;Complaint</font></TD> <TD COLSPAN=2 align='left'> <font FACE=Garmond,Helvetica,Times size=2 color=#330066> Date on the document:&nbsp;05/15/2006</font></TD> </TR><TR><TD COLSPAN=4 bgcolor=#DDDDDD> <font FACE=Garmond,Helvetica,Times size=2 color=#330066><b> <A HREF='/1036/UNH_01/2006519_o01c_0602051.pdf'>Class Action Complaint for Violations of Federal Securities Laws</A></b></font></TD></TR> <TR><TD COLSPAN=4 align='left'> <font FACE=Garmond,Helvetica,Times size=2 color=#330066> Case Name and/or Number:&nbsp;Archdiocese of Milwaukee Supporting Fund Inc., et al. v. UnitedHealth Group, Inc., et al.</font> </TD></TR> <TR> <TD COLSPAN=2 align='left'> <font FACE=Garmond,Helvetica,Times size=2 color=#330066> Type:&nbsp;Complaint</font></TD> <TD COLSPAN=2 align='left'> <font FACE=Garmond,Helvetica,Times size=2 color=#330066> Date on the document:&nbsp;05/19/2006</font></TD> </TR><TR><TD COLSPAN=4 bgcolor=#DDDDDD> <font FACE=Garmond,Helvetica,Times size=2 color=#330066><b> <A HREF='/1036/UNH_01/200662_o01c_062228.pdf'>Class Action Complaint</A></b></font></TD></TR> <TR><TD COLSPAN=4 align='left'> <font FACE=Garmond,Helvetica,Times size=2 color=#330066> Case Name and/or Number:&nbsp;Ruth Polishook, et al. v. UnitedHealth Group, Inc., et al.</font> </TD></TR> <TR> <TD COLSPAN=2 align='left'> <font FACE=Garmond,Helvetica,Times size=2 color=#330066> Type:&nbsp;Complaint</font></TD> <TD COLSPAN=2 align='left'> <font FACE=Garmond,Helvetica,Times size=2 color=#330066> Date on the document:&nbsp;06/02/2006</font></TD> </TR><TR><TD COLSPAN=4 bgcolor=#DDDDDD> <font FACE=Garmond,Helvetica,Times size=2 color=#330066><b> <A HREF='/1036/UNH_01/200662_o02c_062235.pdf'>Class Action Complaint - Jury Trial Demanded</A></b></font></TD></TR> <TR><TD COLSPAN=4 align='left'> <font FACE=Garmond,Helvetica,Times size=2 color=#330066> Case Name and/or Number:&nbsp;James Ziolkowski, et al. v. UnitedHealth Group, Inc., et al.</font> </TD></TR> <TR> <TD COLSPAN=2 align='left'> <font FACE=Garmond,Helvetica,Times size=2 color=#330066> Type:&nbsp;Complaint</font></TD> <TD COLSPAN=2 align='left'> <font FACE=Garmond,Helvetica,Times size=2 color=#330066> Date on the document:&nbsp;06/02/2006</font></TD> </TR><TR><TD COLSPAN=4 bgcolor=#DDDDDD> <font FACE=Garmond,Helvetica,Times size=2 color=#330066><b> <A HREF='/1036/UNH_01/200662_o03c_062237.pdf'>Class Action Complaint for Violation of ERISA</A></b></font></TD></TR> <TR><TD COLSPAN=4 align='left'> <font FACE=Garmond,Helvetica,Times size=2 color=#330066> Case Name and/or Number:&nbsp;Matthew T. Zilhaver, et al. v. UnitedHealth Group, Inc., et al.</font> </TD></TR> <TR> <TD COLSPAN=2 align='left'> <font FACE=Garmond,Helvetica,Times size=2 color=#330066> Type:&nbsp;Complaint</font></TD> <TD COLSPAN=2 align='left'> <font FACE=Garmond,Helvetica,Times size=2 color=#330066> Date on the document:&nbsp;06/02/2006</font></TD> </TR><TR><TD COLSPAN=4 bgcolor=#DDDDDD> <font FACE=Garmond,Helvetica,Times size=2 color=#330066><b> <A HREF='/1036/UNH_01/2006629_o01c_Rosa.pdf'>Class Action Complaint - Jury Trial Demanded</A></b></font></TD></TR> <TR><TD COLSPAN=4 align='left'> <font FACE=Garmond,Helvetica,Times size=2 color=#330066> Case Name and/or Number:&nbsp;Lisa De La Rosa, et al. v. UnitedHealth Group, Inc., et al.</font> </TD></TR> <TR> <TD COLSPAN=2 align='left'> <font FACE=Garmond,Helvetica,Times size=2 color=#330066> Type:&nbsp;Complaint</font></TD> <TD COLSPAN=2 align='left'> <font FACE=Garmond,Helvetica,Times size=2 color=#330066> Date on the document:&nbsp;06/29/2006</font></TD> </TR><TR><TD COLSPAN=4 bgcolor=#DDDDDD> <font FACE=Garmond,Helvetica,Times size=2 color=#330066><b> <A HREF='/1036/UNH_01/200677_o01c_0602939.pdf'>Class Action Complaint For Violation Of The Federal Securities Laws Seeking Money Damages And Equitable Relief</A></b></font></TD></TR> <TR><TD COLSPAN=4 align='left'> <font FACE=Garmond,Helvetica,Times size=2 color=#330066> Case Name and/or Number:&nbsp;California Public Employees Retirement System, et al. v. UnitedHealth Group, Inc., et al.</font> </TD></TR> <TR> <TD COLSPAN=2 align='left'> <font FACE=Garmond,Helvetica,Times size=2 color=#330066> Type:&nbsp;Complaint</font></TD> <TD COLSPAN=2 align='left'> <font FACE=Garmond,Helvetica,Times size=2 color=#330066> Date on the document:&nbsp;07/07/2006</font></TD> </TR><TR><TD COLSPAN=4 bgcolor=#DDDDDD> <font FACE=Garmond,Helvetica,Times size=2 color=#330066><b> <A HREF='/1036/UNH_01/2006728_o01k_062237.pdf'>U.S. District Court Civil Docket</A></b></font></TD></TR> <TR><TD COLSPAN=4 align='left'> <font FACE=Garmond,Helvetica,Times size=2 color=#330066> Case Name and/or Number:&nbsp;Matthew T. Zilhaver, et al. v. UnitedHealth Group, Inc., et al.</font> </TD></TR> <TR> <TD COLSPAN=2 align='left'> <font FACE=Garmond,Helvetica,Times size=2 color=#330066> Type:&nbsp;Docket</font></TD> <TD COLSPAN=2 align='left'> <font FACE=Garmond,Helvetica,Times size=2 color=#330066> Date on the document:&nbsp;07/28/2006</font></TD> </TR><TR><TD COLSPAN=4 bgcolor=#DDDDDD> <font FACE=Garmond,Helvetica,Times size=2 color=#330066><b> <A HREF='/1036/UNH_01/2006814_o01k_062051.pdf'>U.S. District Court Civil Docket</A></b></font></TD></TR> <TR><TD COLSPAN=4 align='left'> <font FACE=Garmond,Helvetica,Times size=2 color=#330066> Case Name and/or Number:&nbsp;Archdiocese of Milwaukee Supporting Fund, Inc., et al. v. UnitedHealth Group, Inc., et al.</font> </TD></TR> <TR> <TD COLSPAN=2 align='left'> <font FACE=Garmond,Helvetica,Times size=2 color=#330066> Type:&nbsp;Docket</font></TD> <TD COLSPAN=2 align='left'> <font FACE=Garmond,Helvetica,Times size=2 color=#330066> Date on the document:&nbsp;08/14/2006</font></TD> </TR><TR><TD COLSPAN=4 bgcolor=#DDDDDD> <font FACE=Garmond,Helvetica,Times size=2 color=#330066><b> <A HREF='/1036/UNH_01/2006918_o01k_061784.pdf'>U.S. District Court Civil Docket</A></b></font></TD></TR> <TR><TD COLSPAN=4 align='left'> <font FACE=Garmond,Helvetica,Times size=2 color=#330066> Case Name and/or Number:&nbsp;Richard L. Smith, et al. v. UnitedHealth Group, Inc., et al.</font> </TD></TR> <TR> <TD COLSPAN=2 align='left'> <font FACE=Garmond,Helvetica,Times size=2 color=#330066> Type:&nbsp;Docket</font></TD> <TD COLSPAN=2 align='left'> <font FACE=Garmond,Helvetica,Times size=2 color=#330066> Date on the document:&nbsp;09/18/2006</font></TD> </TR><TR><TD COLSPAN=4 bgcolor=#DDDDDD> <font FACE=Garmond,Helvetica,Times size=2 color=#330066><b> <A HREF='/1036/UNH_01/2006918_o02k_062228.pdf'>U.S. District Court Civil Docket</A></b></font></TD></TR> <TR><TD COLSPAN=4 align='left'> <font FACE=Garmond,Helvetica,Times size=2 color=#330066> Case Name and/or Number:&nbsp;Ruth Polishook, et al. v. UnitedHealth Group, Inc., et al.</font> </TD></TR> <TR> <TD COLSPAN=2 align='left'> <font FACE=Garmond,Helvetica,Times size=2 color=#330066> Type:&nbsp;Docket</font></TD> <TD COLSPAN=2 align='left'> <font FACE=Garmond,Helvetica,Times size=2 color=#330066> Date on the document:&nbsp;09/18/2006</font></TD> </TR><TR><TD COLSPAN=4 bgcolor=#DDDDDD> <font FACE=Garmond,Helvetica,Times size=2 color=#330066><b> <A HREF='/1036/UNH_01/2006918_o03k_062235.pdf'>U.S. District Court Civil Docket</A></b></font></TD></TR> <TR><TD COLSPAN=4 align='left'> <font FACE=Garmond,Helvetica,Times size=2 color=#330066> Case Name and/or Number:&nbsp;James Ziolkowksi, et al. v. UnitedHealth Group, Inc., et al.</font> </TD></TR> <TR> <TD COLSPAN=2 align='left'> <font FACE=Garmond,Helvetica,Times size=2 color=#330066> Type:&nbsp;Docket</font></TD> <TD COLSPAN=2 align='left'> <font FACE=Garmond,Helvetica,Times size=2 color=#330066> Date on the document:&nbsp;09/18/2006</font></TD> </TR><TR><TD COLSPAN=4 bgcolor=#DDDDDD> <font FACE=Garmond,Helvetica,Times size=2 color=#330066><b> <A HREF='/1036/UNH_01/2006918_o04k_062797.pdf'>U.S. District Court Civil Docket</A></b></font></TD></TR> <TR><TD COLSPAN=4 align='left'> <font FACE=Garmond,Helvetica,Times size=2 color=#330066> Case Name and/or Number:&nbsp;Lisa De La Rosa, et al. v. UnitedHealth Group, Inc., et al.</font> </TD></TR> <TR> <TD COLSPAN=2 align='left'> <font FACE=Garmond,Helvetica,Times size=2 color=#330066> Type:&nbsp;Docket</font></TD> <TD COLSPAN=2 align='left'> <font FACE=Garmond,Helvetica,Times size=2 color=#330066> Date on the document:&nbsp;09/18/2006</font></TD> </TR><TR><TD COLSPAN=4 bgcolor=#DDDDDD> <font FACE=Garmond,Helvetica,Times size=2 color=#330066><b> <A HREF='/1036/UNH_01/2006918_o05k_062939.pdf'>U.S. District Court Civil Docket</A></b></font></TD></TR> <TR><TD COLSPAN=4 align='left'> <font FACE=Garmond,Helvetica,Times size=2 color=#330066> Case Name and/or Number:&nbsp;California Public Employees Retirement System, et al. v. UnitedHealth Group, Inc., et al.</font> </TD></TR> <TR> <TD COLSPAN=2 align='left'> <font FACE=Garmond,Helvetica,Times size=2 color=#330066> Type:&nbsp;Docket</font></TD> <TD COLSPAN=2 align='left'> <font FACE=Garmond,Helvetica,Times size=2 color=#330066> Date on the document:&nbsp;09/18/2006</font></TD> </TR><TR><TD COLSPAN=4 bgcolor=#DDDDDD> <font FACE=Garmond,Helvetica,Times size=2 color=#330066><b> <A HREF='/1036/UNH_01/20101117_o01x_06CV01691.pdf'>Mandate</A></b></font></TD></TR> <TR><TD COLSPAN=4 align='left'> <font FACE=Garmond,Helvetica,Times size=2 color=#330066> Case Name and/or Number:&nbsp;In re UnitedHealth Group Incorporated PSLRA Litigation</font> </TD></TR> <TR> <TD COLSPAN=2 align='left'> <font FACE=Garmond,Helvetica,Times size=2 color=#330066> Type:&nbsp;Other</font></TD> <TD COLSPAN=2 align='left'> <font FACE=Garmond,Helvetica,Times size=2 color=#330066> Date on the document:&nbsp;11/17/2010</font></TD> </TR></TABLE> <font FACE=Garmond,Helvetica,Times size=2 color=#330066> <HR><b>WARNING AND DISCLAIMER OF LIABILITY:</b><br> The information included on this Web site, whether provided by personnel employed by Stanford Law School or by third parties, is provided for research and teaching purposes only. Neither Stanford University, Stanford Law School, nor any of their employees, agents, contractors, or affiliates warrant the accuracy or completeness of the information or analyses displayed herein, and we caution all readers that inclusion of any information on this site does not constitute an endorsement of the truthfulness or accuracy of that information. In particular, this Web site contains complaints and other documents filed in federal and state courts, which make allegations that may or may not be accurate. No reader should, on the basis of information contained in or referenced by this Web site, assume that any of these allegations are truthful. <HR> </font> <font FACE=Garmond,Helvetica,Times size=1 color=#330066> Go to <A HREF='/search.shtml'> <font FACE=Garmond,Helvetica,Times size=1 color=#330066>Search</font></A> &nbsp;page |</font> <font FACE=Garmond,Helvetica,Times size=1 color=#330066> Go to <A HREF='/companies.html'> <font FACE=Garmond,Helvetica,Times size=1 color=#330066>Case Index</font></A> &nbsp;page |</font> <font FACE=Garmond,Helvetica,Times size=1 color=#330066> Back to <A HREF=#top><font FACE=Garmond,Helvetica,Times size=1 color=#330066> Top</font></A><BR><BR></font><BR> </TD></TR></TABLE></BODY></HTML>