US District Court Civil Docket as of 02/14/2011
Retrieved from the court on
February 14, 2011

 


United States District Court
Central District Of California (Western Division - Los Angeles)
CIVIL DOCKET FOR CASE #: 2:06-cv-05036-R -CW


Sonam Bakshi v. Henry Samueli et al
Assigned to: Judge Manuel L. Real
Referred to: Magistrate Judge Carla Woehrle
Lead case: 2:06-cv-03252-R -CW
Member cases:

    8:06-cv-00663-R-CW

    2:06-cv-05036-R -CW

    8:06-cv-00771-R-CW

 

Case in other court:

 9th CCA, 09-55632

 

9th CCA, 10-56435

 

9th CCA, 10-56436

Cause: 15:78m(a) Securities Exchange Act


Date Filed:
08/11/2006
Date Terminated:
08/12/2010
Jury Demand: Both
Nature of Suit: 850 Securities/Commodities
Jurisdiction: Federal Question

 

Plaintiff

 

Sonam Bakshi
individually and on behalf of all others similarly situated

represented by

David M. Cuppage
Climaco Lefkowitz Peca Wilcox and Garofoli
55 Public Square Suite 1950
Cleveland, OH 44113
216-621-848
Fax: 216-771-1632
Email: dmcupp@climacolaw.com
LEAD ATTORNEY
PRO HAC VICE
ATTORNEY TO BE NOTICED

John R Climaco
Climaco Wilcox Peca Tarantino and Garofoli Co LPA
55 Public Square Suite 1950
Cleveland, OH 44113
216-621-8484
Fax: 216-771-1632
Email: jrclim@climacolaw.com
LEAD ATTORNEY
PRO HAC VICE
ATTORNEY TO BE NOTICED

Juden Justice Reed
Schubert and Reed LLP
Three Embarcadero Center
Suite 1650
San Francisco, CA 94111
415-788-4220
LEAD ATTORNEY

Jules Brody
Stull Stull & Brody
6 East 45th Street Suite 500
New York, NY 10017
212-687-7230
Fax: 212-490-2022
Email: jbrody@ssbny.com
LEAD ATTORNEY
PRO HAC VICE
ATTORNEY TO BE NOTICED

Lewis S Kahn
Kahn Swick & Foti LLC
206 Covington Street
Madison, LA 70447
504-455-1400
Fax: 504-455-1498
Email: lewis.kahn@kgscounsel.com
LEAD ATTORNEY
PRO HAC VICE
ATTORNEY TO BE NOTICED

Michael D Braun
Braun Law Group PC
10680 West Pico Boulevard Suite 280
Los Angeles, CA 90064
310-836-6000
Fax: 310-836-6010
Email: service@braunlawgroup.com
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Michael A Swick
Kahn Gauthier Swick LLC
12 East 41st Street 12th Floor
New York, NY 10017
212-696-3730
TERMINATED: 11/15/2006
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Patrice L Bishop
Stull Stull and Brody
10940 Wilshire Boulevard Suite 2300
Los Angeles, CA 90024
310-209-2468
Fax: 310-209-2087
Email: service@ssbla.com
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Peter E Borkon
Hagens Berman Sobol Shapiro
715 Hearst Ave Ste 202
Berkeley, CA 94710
(510) 725-3000
Email: peterb@hbsslaw.com
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Robert C Schubert
Schubert & Reed
Three Embarcadero Center, Suite 1650
San Francisco, CA 94111
415-788-4220
Fax: 415-788-0161
Email: rschubert@schubert-reed.com
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Scott D Simpkins
Climaco Lefkowitz Peca Wilcox and Garofoli Co. LPA
55 Public Square Suite 1950
Cleveland, OH 44115
216-621-8484
Email: sdsimp@climacolaw.com
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Willem F Jonckheer
Schubert Jonckheer & Kolbe LLP
Three Embarcadero Center, Suite 1650
San Francisco, CA 94111
415-788-4220
Email: wjonckheer@schubertlawfirm.com
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Bryan L Crawford
Heins Mills & Olson
80 South 8th St
Minneapolis, MN 55402
612-338-4605
TERMINATED: 11/22/2006
ATTORNEY TO BE NOTICED

 

 

 

Plaintiff

 

 

New Mexico State Investment Council
Lead Plaintiff

represented by

Alan I Ellman
Labaton Sucharow LLP
140 Broadway
New York, NY 10005
212-907-0700
Fax: 212-818-0477
Email: aellman@labaton.com
LEAD ATTORNEY
PRO HAC VICE
ATTORNEY TO BE NOTICED

Andrei V Rado
Milberg LLP
One Pennsylvania Plaza
New York, NY 10119
212-594-5300
Fax: 212-868-1229
Email: arado@milberg.com
LEAD ATTORNEY
PRO HAC VICE

Christopher J Keller
Labaton Sucharow LLP
140 Broadway Avenue
New York, NY 10005
212-907-0853
Fax: 212-818-0477
Email: ckeller@labaton.com
LEAD ATTORNEY
PRO HAC VICE
ATTORNEY TO BE NOTICED

Glenn R Smith
Office of Attorney General
State of New Mexico
111 Lomas NW, Suite 300
Albuquerque, NM 98102
505-222-9000
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Joseph A Fonti
Labaton Sucharow and Rudoff
140 Broadway
New York, NY 10005
212-907-0700
Email: jfonti@labaton.com
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Lionel Zevi Glancy
Glancy Binkow & Goldberg LLP
1801 Avenue of the Stars Suite 311
Los Angeles, CA 90067
310-201-9150
Fax: 310-201-9160
Email: lglancy@glancylaw.com
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Michael Marc Goldberg
Glancy Binkow & Goldberg LLP
1801 Avenue of the Stars Suite 311
Los Angeles, CA 90067
310-201-9150
Fax: 310-201-9160
Email: mmgoldberg@glancylaw.com
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Michael H Rogers
Labaton Sucharow LLP
140 Broadway
New York, NY 10005
212-907-0814
Fax: 212-883-7514
Email: mrogers@labaton.com
LEAD ATTORNEY
PRO HAC VICE
ATTORNEY TO BE NOTICED

Patricia A Madrid
Office of Attorney General
State of New Mexico
408 Galisteo Street
Santa Fe, NM 87501
505-827-6000
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Peter A Binkow
Glancy Binkow and Goldberg LLP
1801 Avenue of the Stars Suite 311
Los Angeles, CA 90067
310-201-9150
Email: pbinkow@glancylaw.com
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Stephen W Tountas
Labaton Sucharow LLP
140 Broadway
New York, NY 10005
212-907-0700
Email: stountas@labaton.com
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Thomas A Dubbs
Labaton Sucharow LLP
140 Broadway
New York, NY 10005
212-907-0700
Fax: 212-818-0477
Email: tdubbs@labaton.com
LEAD ATTORNEY
PRO HAC VICE
ATTORNEY TO BE NOTICED

Zachary Shandler
Office of the Attorney General
State of New Mexico
408 Galisteo Street
Santa Fe, NM 87501
505-827-6921
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Nicole Lavallee
Berman DeValerio
One California Street Suite 900
San Francisco, CA 94111
415-433-3200
Fax: 415-433-6382
Email: nlavallee@bermandevalerio.com

Nicole M Zeiss
Labaton Sucharow LLP
140 Broadway
New York, NY 10005
212-907-0700
Fax: 212-808-0477
Email: NZeiss@labaton.com
PRO HAC VICE
ATTORNEY TO BE NOTICED

 

 

 

Plaintiff

 

 

Bakers Local No. 433 Pension Fund

represented by

Brian L Williams
Heins Mills & Olson
3550
IDS Ctr
80 South 8th St
Minneapolis, MN 55402
612-338-4605
TERMINATED: 06/27/2008
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Bryan L Crawford
Heins Mills & Olson
3550
IDS Ctr
80 South 8th St
Minneapolis, MN 55402
612-338-4605
TERMINATED: 06/27/2008
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Marc M Seltzer
Susman Godfrey LLP
1901 Avenue of the Stars Ste 950
Los Angeles, CA 90067-6029
310-789-3100
Fax: 310-789-3005
Email: mseltzer@susmangodfrey.com
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Samuel D Heins
Heins Mills & Olson
3550
IDS Ctr
80 South 8th St
Minneapolis, MN 55402
612-338-4605
Email: sheins@heinsmills.com
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Stacey L Mills
Heins Mills & Olson
310 Clifton Avenue
Minneapolis, MN 55403
612-338-4605
Email: smills@heinsmills.com
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

 

 

 

Plaintiff

 

 

Minnesota Bakers Union Pension Fund

represented by

Brian L Williams
(See above for address)
TERMINATED: 06/27/2008
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Bryan L Crawford
(See above for address)
TERMINATED: 06/27/2008
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Marc M Seltzer
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Samuel D Heins
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Stacey L Mills
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

 

 

 

Plaintiff

 

 

Twin Cities Bakery Drivers Pension Fund

represented by

Brian L Williams
(See above for address)
TERMINATED: 06/27/2008
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Bryan L Crawford
(See above for address)
TERMINATED: 06/27/2008
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Marc M Seltzer
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Samuel D Heins
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Stacey L Mills
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

 

 

 


V.

 

 

Movant

 

 

ITAIPU Pension Fund
TERMINATED:
10/27/2008

represented by

David M. Cuppage
(See above for address)
LEAD ATTORNEY
PRO HAC VICE
ATTORNEY TO BE NOTICED

John R Climaco
(See above for address)
LEAD ATTORNEY
PRO HAC VICE
ATTORNEY TO BE NOTICED

Juden Justice Reed
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Lewis S Kahn
(See above for address)
LEAD ATTORNEY
PRO HAC VICE
ATTORNEY TO BE NOTICED

Michael A Swick
(See above for address)
TERMINATED: 11/15/2006
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Robert C Schubert
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Scott D Simpkins
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

 

 

 

Movant

 

 

Justin Shenkarow

represented by

Jules Brody
(See above for address)
LEAD ATTORNEY
PRO HAC VICE
ATTORNEY TO BE NOTICED

Patrice L Bishop
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

 

 

 

Movant

 

 

State Teachers Retirement System of Ohio

represented by

Joseph J Tabacco , Jr
Berman DeValerio
One California Street, Suite 900
San Francisco, CA 94111
415-433-3200
Fax: 415-433-6382
Email: jtabacco@bermandevalerio.com
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Julie Juhyun Bai
Berman DeValerio
One California Street
Suite 900
San Francisco, CA 94111
415-433-3200
Email: jbai@bermandevalerio.com
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Nicole Lavallee
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

 

 

 

Movant

 

 

LECG, LLC

 

 

 

 

 


V.

 

 

Defendant

 

 

Henry Samueli

represented by

Charles E Weir
McDermott Will & Emery
2049 Century Park E, 34th Fl
Los Angeles, CA 90067-3208
310-284-6159
Email: cweir@mwe.com
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Gordon A Greenberg
McDermott Will and Emery LLP
2049 Century Park East 34th Floor
Los Angeles, CA 90067-3208
310-551-9398
Fax: 310-277-4730
Email: ggreenberg@mwe.com
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

 

 

 

Defendant

 

 

Scott A McGregor
TERMINATED:
10/27/2008

 

 

 

 

 

Defendant

 

 

William J Ruehle

represented by

Jerome F Birn , Jr
Wilson Sonsini Goodrich and Rosati
650 Page Mill Road
Palo Alto, CA 94304-1050
650-493-9300
Email: jbirn@wsgr.com
TERMINATED: 05/28/2009
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Kelley Moohr Kinney
Wilson Sonsini Goodrich and Rosati
650 Page Mill Road
Palo Alto, CA 94304
650-493-9300
Fax: 650-565-5100
Email: kkinney@wsgr.com
TERMINATED: 04/30/2009
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Merav Avital-Magen
Wilson Sonsini Goodrich & Rosati
650 Page Mill Road
Palo Alto, CA 94304
650-493-9300
TERMINATED: 05/28/2009
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Richard Marmaro
Skadden Arps Slate Meagher and Flom LLP
300 South Grand Avenue Suite 3400
Los Angeles, CA 90071-3144
213-687-5000
Fax: 213-687-5600
Email: rmarmaro@skadden.com
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

 

 

 

Defendant

 

 

Bruce E Kiddoo
TERMINATED:
10/27/2008

 

 

 

 

 

Defendant

 

 

Broadcom Corporation

represented by

Daniel P Lefler
Irell & Manella
1800 Avenue of the Stars, Ste 900
Los Angeles, CA 90067-4276
310-277-1010
Email: dlefler@irell.com
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

David Siegel
Irell & Manella LLP
1800 Avenue of the Stars Suite 900
Los Angeles, CA 90067
310-277-1010
Fax: 310-203-7199
Email: dsiegel@irell.com
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Garland Aycuff Kelley
Irell and Manella LLP
1800 Avenue of the Stars
Suite 900
Los Angeles, CA 90067-4276
310-277-1010
Email: gkelley@irell.com
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Layn R Phillips
Irell and Manella
840 Newport Center Drive Suite 400
Newport Beach, CA 92660-6324
949-760-0991
Fax: 949-760-5200
Email: lphillips@irell.com
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Glenn K Vanzura
Irell and Manella
1800 Avenue of the Stars, Suite 900
Los Angeles, CA 90067-4276
310-277-1010
Email: gvanzura@irell.com
ATTORNEY TO BE NOTICED

Stephen S Hasegawa
Irell and Manella LLP
1800 Avenue of the Stars Suite 900
Los Angeles, CA 90067-4276
310-277-1010
TERMINATED: 06/25/2008

 

 

 


V.

 

 

Consol Defendant

 

 

Henry T Nicholas, III
TERMINATED:
02/04/2009

represented by

George A Borden
Williams and Connolly LLP
725 Twelfth Street NW
Washington, DC 20005-5901
202-434-5563
Fax: 202-434-5029
Email: gborden@wc.com
LEAD ATTORNEY
PRO HAC VICE
ATTORNEY TO BE NOTICED

Kevin M Downey
Williams and Connolly LLP
725 Twelfth Street NW
Washington, DC 20005-5901
202-434-5460
Fax: 202-434-5029
Email: kdowney@wc.com
LEAD ATTORNEY
PRO HAC VICE
ATTORNEY TO BE NOTICED

Robert L Dell Angelo
Munger Tolles & Olson LLP
355 S Grand Avenue
35th Floor
Los Angeles, CA 90071-1560
213-683-9540
Fax: 213-683-4040
Email: robert.dellangelo@mto.com
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

 

 

 

Consol Defendant

 

 

David A Dull

represented by

Seth A Aronson
O'Melveny and Myers LLP
400 South Hope Street 15th Floor
Los Angeles, CA 90071-2899
213-430-7486
Fax: 213-430-6407
Email: saronson@omm.com
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Amy J Longo
O'Melveny and Myers
400 South Hope Street
Los Angeles, CA 90071
213-430-8351
Email: alongo@omm.com
ATTORNEY TO BE NOTICED

David I Hurwitz
O'Melveny and Myers
400 S Hope Street 15th Floor
Los Angeles, CA 90071
213-430-6000
Fax: 213-430-6407
Email: dhurwitz@omm.com
TERMINATED: 03/20/2009

J Jorge DeNeve
O'Melveny and Myers LLP
400 South Hope Street 15th Floor
Los Angeles, CA 90071-2899
213-430-6000
Fax: 213-430-6407
Email: jdeneve@omm.com
ATTORNEY TO BE NOTICED

Katherine L Buchanan
O'Melveny and Myers LLP
400 South Hope Street 15th Floor
Los Angeles, CA 90071-2899
213-430-6000
Fax: 213-430-6407
Email: kbuchanan@omm.com
ATTORNEY TO BE NOTICED

 

 

 

Consol Defendant

 

 

Alan E Ross

represented by

Karen S Chen
DLA Piper US LLP
401 B Street, Suite 1700
San Diego, CA 92101
619-699-2794
Email: karen.chen@dlapiper.com
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Noah A Katsell
DLA Piper Rudnick Gray Cary US
401 B Street, Suite 1700
San Diego, CA 92101
619-699-3665
Email: noah.katsell@dlapiper.com
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Shirli Fabbri Weiss
DLA Piper Rudnick Gray Cary US
401 B Street Suite 1700
San Diego, CA 92101-4297
619-699-2700
Fax: 619-699-2701
Email: shirli.weiss@dlapiper.com
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

 

 

 

Consol Defendant

 

 

Werner F Wolfen

represented by

Karen S Chen
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Noah A Katsell
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Shirli Fabbri Weiss
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

 

 

 

Consol Defendant

 

 

George L Farinsky

represented by

Daniel P Lefler
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

David Siegel
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Garland Aycuff Kelley
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Layn R Phillips
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Glenn K Vanzura
(See above for address)
ATTORNEY TO BE NOTICED

 

 

 

Consol Defendant

 

 

Ernst & Young LLP
TERMINATED:
03/31/2009

represented by

Robert B Hubbell
Gibson Dunn & Crutcher LLP
333 S Grand Avenue
Los Angeles, CA 90071

213-229-7000
Fax: 213-229-7520
Email: rhubbell@gibsondunn.com
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

William H Forman
Heller Ehrman LLP
333 South Hope Street
39th Floor
Los Angeles, CA 90071-3043
213-689-0200
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

 

 

 

Special Master

 

 

John Francis Carroll

 

 

 

 

 


V.

 

 

Objector

 

 

Smokestack Lightening Ltd "Marisco"

represented by

Janine R Menhennet
Darrell Palmer Law Offices
603 North Highway 101 Suite A
Solana Beach, CA 92075
858-792-5600
Fax: 858-792-5655
ATTORNEY TO BE NOTICED

Joseph Darrell Palmer
Darrell Palmer Law Offices
603 North Highway 101 Suite A
Solana Beach, CA 92075
858-792-5600
Fax: 858-792-5655
Email: darrell.palmer@cox.net
ATTORNEY TO BE NOTICED

 

 

 

 

Date Filed

#

Docket Text

08/11/2006

COMPLAINT against defendants Henry Samueli, Scott A McGregor, William J Ruehle, Bruce E Kiddoo, Broadcom Corporation.(Filing fee $ 350) Jury Demanded. , filed by plaintiff Sonam Bakshi.(rrey, ) (Entered: 08/18/2006)

08/11/2006

  

20 Day Summons Issued re Complaint - (Discovery) 1 as to Henry Samueli, Scott A McGregor, William J Ruehle, Bruce E Kiddoo, Broadcom Corporation. (rrey, ) (Entered: 08/18/2006)

08/11/2006

CERTIFICATE AS TO Interested Parties filed by Plaintiff Sonam Bakshi. (rrey, ) (Entered: 08/18/2006)

08/11/2006

  

FAX number for Attorney Michael D Braun is 310-442-7756. (rrey, ) (Entered: 08/18/2006)

08/11/2006

  

FAX number for Attorney Peter E Borkon, Willem F Jonckheer, Juden Justice Reed is 415-788-0161. (rrey, ) (Entered: 08/18/2006)

08/11/2006

  

FAX number for Attorney John Climaco, Scott D Simpkins is 216-771-1632. (rrey, ) (Entered: 08/18/2006)

08/11/2006

  

FAX number for Attorney Lewis Kahn, Michael A Swick is 504-455-1498. (rrey, ) (Entered: 08/18/2006)

08/11/2006

  

NOTICE OF FILING FEE DUE on Pro Hac Vice Application mailed to attorney Michael A Swick for Plaintiff Sonam Bakshi. (rrey, ) (Entered: 08/18/2006)

08/11/2006

  

NOTICE OF FILING FEE DUE on Pro Hac Vice Application mailed to attorney Lewis Kahn for Plaintiff Sonam Bakshi. (rrey, ) (Entered: 08/18/2006)

08/11/2006

  

NOTICE OF FILING FEE DUE on Pro Hac Vice Application mailed to attorney Scott D Simpkins for Plaintiff Sonam Bakshi. (rrey, ) (Entered: 08/18/2006)

08/11/2006

  

NOTICE OF FILING FEE DUE on Pro Hac Vice Application mailed to attorney John Climaco for Plaintiff Sonam Bakshi. (rrey, ) (Entered: 08/18/2006)

08/21/2006

3 

ORDER RETURNING CASE FOR REASSIGNMENT by Judge J. Spencer Letts. ORDER case returned to the Clerk for random reassignment pursuant to General Order 224. Case randomly reassigned from Judge Charles F. Eick and J. Spencer Letts to Judge Percy Anderson and Charles F. Eick for all further proceedings. The case number will now reflect the initials of the transferee Judge CV 06-5036 PA (Ex).(rn, ) (Entered: 08/21/2006)

08/24/2006

4 

STANDING ORDER by Judge Percy Anderson (mg, ) (Entered: 08/24/2006)

08/24/2006

PROOF OF SERVICE Executed by plaintiff Sonam Bakshi, upon Broadcom Corporation; served on 8/17/2006, answer due 9/6/2006. The Summons and Complaint were served by personal service, by CCP 415.20 statute, upon Dena La Porte, National Registered Agents Inc (Authorized agent to accept service of process). Due Dilligence declaration not attached. Original Summons not returned. (mg, ) (Entered: 08/25/2006)

08/31/2006

NOTICE of Related Case(s) filed by Defendant Broadcom Corporation. Related Case(s): CV 06-3252 R (CWx,SACV 06-573 R (CWx, SACV 06-771 JVS (RNB) (rn, ) (Entered: 09/11/2006)

09/05/2006

STIPULATION Extending Time to Move, Answer or respond to the complain as to Broadcom Corporation: answer due 10/6/2006. Filed by defendant Broadcom Corporation. (mg, ) (Entered: 09/06/2006)

09/11/2006

  

PREPARED ORDER RE TRANSFER Pursuant to General Order 224 (Related Case) by Clerk; related to CV 06-3252 R (CWx). (rn, ) (Entered: 09/11/2006)

09/12/2006

8 

ORDER RE TRANSFER PURSUANT TO GENERAL ORDER 224 -Related Case- filed. Related Case No: CV 06-3252 R (CWx). Case transfered from Judge Percy Anderson and Charles F. Eick to Judge Manuel L. Real and Carla Woehrle for all further proceedings. The case number will now reflect the initials of the transferee Judge CV 06-5036 R (CWx).Signed by Judge Manuel L. Real (rn, ) (Entered: 09/12/2006)

09/12/2006

  

Cases associated with Lead Case CV 06-3252 R (CWx) (rn, ) (Entered: 09/12/2006)

09/18/2006

APPLICATION for attorney Scott D. Simpkins to Appear Pro Hac Vice. FEE PAID. filed by Plaintiff Sonam Bakshi. Lodged Proposed Order. (yl, ) (Entered: 09/20/2006)

09/18/2006

10 

APPLICATION for attorney John R. Climaco to Appear Pro Hac Vice. FEE PAID. filed by Plaintiff Sonam Bakshi. Lodged Proposed Order. (yl, ) (Entered: 09/20/2006)

09/19/2006

11 

ORDER by Judge Manuel L. Real GRANTING APPLICATION for attorney Scott D. Simpkins to Appear Pro Hac Vice. FEE PAID. 9 (yl, ) (Entered: 09/20/2006)

09/19/2006

12 

ORDER by Judge Manuel L. Real GRANTING APPLICATION for attorney John R. Climaco to Appear Pro Hac Vice: The Court having reviewing the accompanying Application of John R. Climaco for permission to appear and participate in the above-entitled action on behalf of Plaintiff Sonam Bakshi and the designation of Michael D. Braun as local counsel. FEE PAID. 10 (yl, ) Modified on 9/25/2006 (yl, ). (Entered: 09/21/2006)

10/04/2006

14 

APPLICATION of non-resident attorney Lewis Kahn to Appear Pro Hac Vice for Plaintiff Sonam Bakashi. FEE PAID. Filed by Plaintiff Sonam Bakshi. Lodged Proposed Order. (mg, ) (Entered: 10/11/2006)

10/06/2006

13 

ORDER by Judge Manuel L. Real granting Application of non-resident attorney Lewis Kahn to appear in a specific case for plaintiff Sonam Bakashi; designating Michael D Braun as local counsel(mg, ) (Entered: 10/10/2006)

10/11/2006

15 

STIPULATION AND ORDER by Judge Manuel L. Real granting Defendant Broadcom Corporation an extension of time to move, answer, or otherwise respond to Plaintiffs complaint to the later of: a) 11/28/2006, b) 60 days after the appointment of lead plaintiff by the Court, c) 60 days after notice of selection of lead counsel by the appointed lead plaintiff, or d) 60 days after the filing of any consolidated or amended complaint by the appointed lead plaintiff (mg, ) (Entered: 10/12/2006)

10/12/2006

16 

AMENDED CERTIFICATE OF SERVICE of Notice of Motion and Motion for Appointment as Lead Plaintiff and Approval of Selection of Lead Counsel; Memorandum of Points and Authorities; Declarat of Alan I. Ellman and Proposed Order, was served on 10/12/2006 filed by New Mexico State Investment Council. (jp) (Entered: 10/16/2006)

10/12/2006

17 

NOTICE OF MOTION AND MOTION by Justin Shenkarow for Appointment of Lead Plaintiff and Lead Counsel pursuant to Section 21D of the Securities and Exchange Act of 1934; filed by Movant Justin Shenkarow. Motion set for hearing on 11/6/2006 at 10:00 AM before Judge Manuel L. Real. Lodged Order. (mg, ) Modified on 10/19/2006 (mg, ). (Entered: 10/19/2006)

10/12/2006

18 

MEMORANDUM OF POINTS AND AUTHORITIES in Support of MOTION by Justin Shenkarow for Appointment of Lead Plaintiff and Lead Counsel pursuant to Section 21D of the Securities and Exchange Act of 1934 17 filed by Plaintiff Sonam Bakshi. (mg, ) (Entered: 10/19/2006)

10/12/2006

19 

DECLARATION of Patrice L Bishop in support of MOTION by Justin Shenkarow for Appointment of Lead Plaintiff and Lead Counsel pursuant to Section 21D of the Securities and Exchange Act of 1934 17 filed by Plaintiff Sonam Bakshi. (mg, ) (Entered: 10/19/2006)

10/12/2006

20 

CERTIFICATION of Interested Parties by proposed lead counsel for movant Justin Shenkarow (mg, ) (Entered: 10/19/2006)

10/12/2006

21 

PROOF OF SERVICE BY MAIL filed by movant, re MOTION for Appointment of Counsel 17 , Memorandum in Support of Motion 18 , Declaration 19 , Certificate of Interested Parties 20 ; served on 10/12/06. (mg, ) (Entered: 10/19/2006)

10/12/2006

22 

NOTICE OF MOTION AND MOTION of the ITAIPU Pension Fund for Appointment of Lead Plaintiff, to Consolidate Related Cases, and to Approve Proposed Lead Plaintiffs Choice of Counsel; Motion set for hearing on 11/20/2006 at 10:00 AM before Judge Manuel L. Real. Lodged order. (mg, ) Modified on 10/19/2006 (mg, ). (Entered: 10/19/2006)

10/12/2006

23 

DECLARATION of Aaron H Darsky in support of MOTION of the ITAIPU Pension Fund for Appointment of Lead Plaintiff, to Consolidate Related Cases, and to Approve Proposed Lead Plaintiffs Choice of Counsel 22 by proposed lead plaintiff ITAIPU Pension Fund (mg, ) (Entered: 10/19/2006)

10/12/2006

24 

MEMORANDUM OF POINTS AND AUTHORITIES in Support of MOTION of the ITAIPU Pension Fund for Appointment of Lead Plaintiff, to Consolidate Related Cases, and to Approve Proposed Lead Plaintiffs Choice of Counsel 22 filed by proposed lead plaintiff ITAIPU Pension Fund. (mg, ) (Entered: 10/19/2006)

10/12/2006

25 

PROOF OF SERVICE filed by proposed lead plaintiff ITAIPU Pension Fund re MOTION of the ITAIPU Pension Fund for Appointment of Lead Plaintiff, to Consolidate Related Cases, and to Approve Proposed Lead Plaintiffs Choice of Counsel 22 , Declaration 23 , Memorandum in Support of Motion 24 ; served on 10/12/06. (mg, ) (Entered: 10/19/2006)

10/12/2006

26 

NOTICE OF MOTION for appointment as lead plaintiff and approval of selection of lead counsel; filed by Movant New Mexico State Investment Council. Motion set for hearing on 11/20/2006 at 10:00 AM before Judge Manuel L. Real. Lodged proposed order. (mg, ) (Entered: 10/19/2006)

10/12/2006

27 

MEMORANDUM OF POINTS AND AUTHORITIES in Support of MOTION for appointment as lead plaintiff and approval of selection of lead counsel 26 filed by Movant New Mexico State Investment Council. (mg, ) (Entered: 10/19/2006)

10/12/2006

28 

DECLARATION of Thomas A Dubbs in support of the MOTION for appointment as lead plaintiff and approval of selection of lead counsel 26 filed by Movant New Mexico State Investment Council. (mg, ) (Entered: 10/19/2006)

10/12/2006

29 

CERTIFICATE OF SERVICE filed by Movant New Mexico State Investment Council, re MOTION for appointment as lead plaintiff and approval of selection of lead counsel 26 , Memorandum in Support of Motion 27 , Declaration 28 ; served on 10/12/06. (mg, ) (Entered: 10/19/2006)

10/12/2006

30 

NOTICE OF MOTION, MOTION and Memorandum of Points and Authorities in support of MOTION for appointment as lead plaintiff, approval of selection of lead Counsel, and Consolidation of related actions; filed by Movant State Teachers Retirement System of Ohio. Motion set for hearing on 11/6/2006 at 10:00 AM before Judge Manuel L. Real. Lodged order. (mg, ) (Entered: 10/19/2006)

10/12/2006

31 

DECLARATION of Joseph J Tabacco Jr in support of MOTION for appointment as lead plaintiff, approval of selection of lead Counsel, and Consolidation of related actions 30 filed by Movant State Teachers Retirement System of Ohio. (mg, ) (Entered: 10/19/2006)

10/12/2006

32 

CERTIFICATE OF SERVICE filed by Movant State Teachers Retirement System of Ohio, re MOTION for appointment as lead plaintiff, approval of selection of lead Counsel, and Consolidation of related actions 30 , Declaration 31 ; served on 10/12/06. (mg, ) (Entered: 10/19/2006)

10/13/2006

36 

SECOND AMENDED PROOF OF SERVICE filed by Movant New Mexico State Investment Council of Notice of Motion and Motion for Appointment as Lead Plaintiff and Approval of Selection of Lead counsel, Memorandum of Points and Authorities in support, Declaration of Alan I Ellman was served on 10/13/06. (ir, ) (Entered: 10/28/2006)

10/18/2006

33 

NOTICE OF ENTRY OF ORDER extending time for Broadcom Corporation to Move, Answer, or otherwise respond to complaint; filed by Defendant Broadcom Corporation. (mg, ) (Entered: 10/19/2006)

10/18/2006

34 

MINUTES (IN CHAMBERS ORDER) held before Judge Manuel L. Real: On the Courts own motion, the MOTION by Justin Shenkarow for Appointment of Lead Plaintiff and Lead Counsel pursuant to Section 21D of the Securities and Exchange Act of 1934 17 is hereby ordered continued to 11/20/2006 at 10:00 AM before Judge Manuel L. Real.Court Reporter: None Present. (mg, ) (Entered: 10/19/2006)

10/18/2006

35 

MINUTES (IN CHAMBERS ORDER) held before Judge Manuel L. Real: Counsel are notified that on the Courts own motion, the Motions for appointment of lead plaintiffs etc of State Teachers Retirement System etc and of Minnesota Bakers Union Pension Fund etc, are hereby Ordered continued from 11/6/06 at 10:00 am, to 11/20/06 at 10:00 am. Court Reporter: None Present. (mg, ) (Entered: 10/23/2006)

10/18/2006

  

Resetting hearing as to MOTION for appointment as lead plaintiff, for Appointment of Counsel, and to Consolidate Cases by State Teachers Retirement System 30 continued for hearing on 11/20/2006 at 10:00 AM before Judge Manuel L. Real, pursuant to 10/18/06 Minute Order. (mg, ) (Entered: 10/23/2006)

10/20/2006

37 

NOTICE OF MOTION AND MOTION to Consolidate Related Actions, Appoint Lead Plaintiffs, and Approve Selection of Lead Counsel, filed by Plaintiffs Minnesota Bakers Union Pension Fund, Twin Cities Bakery Drivers Pension Fund, Bakers Local No. 433 Pension Fund; Motion set for hearing on 11/20/2006 at 10:00 AM before Judge Manuel L. Real. Lodged proposed order. (mg, ) (Entered: 10/30/2006)

10/20/2006

38 

MEMORANDUM OF LAW in Support of MOTION to Consolidate Cases, to appoint lead plaintiffs nd approve selection of lead counsel 37 filed by Plaintiffs Bakers Local No. 433 Pension Fund, Minnesota Bakers Union Pension Fund, Twin Cities Bakery Drivers Pension Fund. (mg, ) (Entered: 10/30/2006)

10/20/2006

39 

DECLARATION of Bryan L Crawford in support of MOTION to Consolidate Cases, appoint lead plaintiffs, and approve selection of lead counsel 37 filed by Plaintiffs Bakers Local No. 433 Pension Fund, Minnesota Bakers Union Pension Fund, Twin Cities Bakery Drivers Pension Fund. (mg, ) (Entered: 10/30/2006)

10/24/2006

  

NOTICE OF FILING FEE DUE on Pro Hac Vice Application mailed to attorneys Thomas A Dubbs, Alan I Ellman, Christopher J Keller, Andrei V Rado for Movant New Mexico State Investment Council. (mg, ) (Entered: 10/24/2006)

10/24/2006

  

NOTICE OF FILING FEE DUE on Pro Hac Vice Application mailed to attorneys Aaron L Brody, Jules Brody for Plaintiff Sonam Bakshi. (mg, ) (Entered: 10/24/2006)

11/03/2006

40 

MINUTES (IN CHAMBERS ORDER) held before Judge Manuel L. Real: Counsel are notified that on the Courts own motion, all the motions for appointment of lead plaintiff and lead counsel and to consolidate related actions 17 , 22 , 26 , 30 , 37 , are hereby continued to 11/27/06 at 10:00 AM. The Opposition papers remain due on 11/6/06 and the Reply papers remain due on 11/13/06. Court Reporter: None Present. (mg, ) (Entered: 11/06/2006)

11/03/2006

57 

Notice of Withdrawal of MOTION to Consolidate Related Action, appoint lead plaintiffs, and approve selection of lead counsel 37 filed by Plaintiff Minnesota Bakers Union Pension Fund. (mg, ) (Entered: 11/16/2006)

11/03/2006

58 

Notice of Withdrawal of MOTION to appoint state teachers as lead plaintiff and approve lead Counsel 30 filed by Movant State Teachers Retirement System of Ohio. (mg, ) (Entered: 11/16/2006)

11/03/2006

59 

CERTIFICATE OF SERVICE filed by Movants State Teachers Retirement System of Ohio, re Notice of Withdrawal 58 ; served on 11/3/06. (mg, ) (Entered: 11/16/2006)

11/06/2006

41 

AMENDED PROOF OF SERVICE on Plaintiffs Notice of Withdrawal of Motion to consolidate related actions, appoint lead plaintiffs, and approve selection of lead counsel, filed by Plaintiff Minnesota Bakers Union Pension Fund. (mg, ) (Entered: 11/07/2006)

11/06/2006

60 

Notice of Withdrawal of MOTION for Appointment of Counsel, to Consolidate Cases, for approval of proposed lead plaintiffs choice of counsel 22 filed by Movant ITAIPU Pension Fund. (mg, ) (Entered: 11/17/2006)

11/06/2006

61 

PROOF OF SERVICE filed by Movant ITAIPU Pension Fund, re Notice of Withdrawal 60 ; served on 11/6/06. (mg, ) (Entered: 11/17/2006)

11/06/2006

62 

DECLARATION of Patrice L Bishop in support of Opposition to MOTIONS for appointment of lead plaintiffs and lead counsel 17 , 22 , 26 , 30 , 37 , filed by Plaintiff Sonam Bakshi. (mg, ) (Entered: 11/17/2006)

11/06/2006

63 

MEMORANDUM OF POINTS AND AUTHORITIES in Further Support of MOTION for appointment as lead plaintiff and for Approval of Counsel 26 and in opposition to the other motions; filed by Movant New Mexico State Investment Council. (mg, ) (Entered: 11/17/2006)

11/06/2006

64 

SECOND DECLARATION of Thomas A Dubbs in support of the MOTION for appointment as lead plaintiff and approval of Counsel 26 and in Opposition of other motions; filed by Movant New Mexico State Investment Council. (mg, ) (Entered: 11/17/2006)

11/08/2006

42 

APPLICATION for attorney Thomas A Dubbs to Appear Pro Hac Vice. Lionel Z Glancy is local counsel. FEE PAID. Filed by Movant New Mexico State Investment Council. Lodged proposed order. (mg, ) (Entered: 11/09/2006)

11/08/2006

43 

APPLICATION for attorney Alan I Ellman to Appear Pro Hac Vice. Lionel Z Glancy is local counsel. FEE PAID. filed by Movant New Mexico State Investment Council. Lodged proposed order. (mg, ) (Entered: 11/09/2006)

11/08/2006

44 

APPLICATION for attorney Christopher J Keller to Appear Pro Hac Vice. Lionel Z Glancy is local counsel. FEE PAID. Filed by Movant New Mexico State Investment Council. Lodged proposed order. (mg, ) (Entered: 11/09/2006)

11/08/2006

45 

APPLICATION for attorney Andrei J Rado to Appear Pro Hac Vice. Lionel Z Glancy is local counsel. FEE PAID. Filed by Movant New Mexico State Investment Council. Lodged proposed order. (mg, ) (Entered: 11/09/2006)

11/08/2006

46 

APPLICATION for attorney Patricia A Madrid to Appear Pro Hac Vice. Lionel Z Glancy is local counsel. FEE PAID. Filed by Movant New Mexico State Investment Council. Lodged proposed order. (mg, ) (Entered: 11/13/2006)

11/08/2006

47 

APPLICATION for attorney Zachary A Shandler to Appear Pro Hac Vice. Lionel Z Glancy is local counsel. FEE PAID. Filed by Movant New Mexico State Investment Council. Lodged proposed order. (mg, ) (Entered: 11/13/2006)

11/08/2006

48 

APPLICATION for attorney Glenn R Smith to Appear Pro Hac Vice. Local Counsel is Lionel Z Glancy. FEE PAID. Filed by Movant New Mexico State Investment Council. Lodged proposed order. (mg, ) (Entered: 11/13/2006)

11/08/2006

  

FAX number for Attorney Patricia A Madrid is 505-827-5826. (mg, ) (Entered: 11/13/2006)

11/08/2006

  

FAX number for Attorney Zachary Shandler is 505-827-6989. (mg, ) (Entered: 11/13/2006)

11/08/2006

  

FAX number for Attorney Glenn R Smith is 505-222-9183. (mg, ) (Entered: 11/13/2006)

11/13/2006

49 

ORDER by Judge Manuel L. Real granting APPLICATION for attorney Alan I Ellman to Appear Pro Hac Vice. FEE PAID. 43 (mg, ) (Entered: 11/13/2006)

11/13/2006

50 

ORDER by Judge Manuel L. Real granting APPLICATION for attorney Thomas A Dubbs to Appear Pro Hac Vice. FEE PAID. 42 (mg, ) (Entered: 11/13/2006)

11/13/2006

51 

ORDER by Judge Manuel L. Real granting APPLICATION for attorney Christopher J Keller to Appear Pro Hac Vice. FEE PAID. 44 (mg, ) (Entered: 11/13/2006)

11/13/2006

52 

ORDER by Judge Manuel L. Real granting APPLICATION for attorney Patricia A Madrid to Appear Pro Hac Vice. FEE PAID. 46 (mg, ) (Entered: 11/13/2006)

11/13/2006

53 

ORDER by Judge Manuel L. Real granting APPLICATION for attorney Zachary A Shandler to Appear Pro Hac Vice. FEE PAID. 47 (mg, ) (Entered: 11/13/2006)

11/13/2006

54 

ORDER by Judge Manuel L. Real granting APPLICATION for attorney Glenn R Smith to Appear Pro Hac Vice. FEE PAID. 48 (mg, ) (Entered: 11/13/2006)

11/13/2006

55 

ORDER by Judge Manuel L. Real granting APPLICATION for attorney Andrei J Rado to Appear Pro Hac Vice. FEE PAID. 45 (mg, ) (Entered: 11/13/2006)

11/13/2006

65 

DECLARATION of Andrei V Rado in Response to the Declaration of Patrice L Bishop 62 filed by Movant New Mexico State Investment Council. (mg, ) (Entered: 11/27/2006)

11/13/2006

66 

Notice of Withdrawal of MOTION by Justin Shenkarow for Appointment of Lead Plaintiff and Lead Counsel pursuant to Section 21D of the Securities and Exchange Act of 1934 17 filed by Movant Justin Shenkarow. (mg, ) (Entered: 11/27/2006)

11/13/2006

67 

DECLARATION of Andrei V Rado in Response to the Declaration of Patrice L Bishop 62 filed by Movant New Mexico State Investment Council. (mg, ) (Entered: 11/27/2006)

11/13/2006

68 

NOTICE OF NON-OPPOSITION to the MOTION for appointment as lead plaintiff 26 filed by Movant New Mexico State Investment Council. (mg, ) (Entered: 11/27/2006)

11/15/2006

56 

MINUTES (IN CHAMBERS ORDER) held before Judge Manuel L. Real: For failure to submit an application of non-resident attorney to appear in a specific case, along with the $185.00 pro hac vice appearance fee, Attorney Michael A Swick of Kahn Gauthier Swick, 650 Poydras Street, Suite 2150, New Orleans, LA 70130, is stricken as attorney of record for plaintiff in this case, and any papers filed by him on the plaintiffs behalf are likewise striken. It Is So Ordered.Court Reporter: None Present. (mg, ) (Entered: 11/16/2006)

11/22/2006

69 

APPLICATION for attorney Bryan L Crawford to Appear Pro Hac Vice. FEE PAID. Filed by Plaintiffs Bakers Local No. 433 Pension Fund, Minnesota Bakers Union Pension Fund, Twin Cities Bakery Drivers Pension Fund, Sonam Bakshi. Mark M Seltzer is local counsel. Lodged proposed order. (mg, ) (Entered: 11/27/2006)

11/22/2006

70 

APPLICATION for attorney Samuel D Heins to Appear Pro Hac Vice. FEE PAID. Filed by Plaintiffs Bakers Local No. 433 Pension Fund, Minnesota Bakers Union Pension Fund, Twin Cities Bakery Drivers Pension Fund. Local Counsel is Marc M Seltzer. Lodged proposed order. (mg, ) (Entered: 11/27/2006)

11/22/2006

71 

APPLICATION for attorney Brian L Williams to Appear Pro Hac Vice. FEE PAID. Filed by Plaintiffs Bakers Local No. 433 Pension Fund, Minnesota Bakers Union Pension Fund, Twin Cities Bakery Drivers Pension Fund. Local Counsel is Mark M Seltzer. Lodged proposed order. (mg, ) (Entered: 11/27/2006)

11/22/2006

72 

APPLICATION for attorney Joseph A Fonti to Appear Pro Hac Vice. FEE PAID. Filed by Movant New Mexico State Investment Council. Peter Binkow is local counsel. Lodged proposed order. (mg, ) (Entered: 11/27/2006)

11/22/2006

  

FAX number for Attorney Joseph A Fonti is 212-818-0477. (mg, ) (Entered: 11/27/2006)

11/22/2006

  

FINANCIAL ENTRY: Received $555.00 into the registry of the Court from Plaintiffs Bakers Local No. 433 Pension Fund, Minnesota Bakers Union Pension Fund, Twin Cities Bakery Drivers Pension Fund. Re: APPLICATIONS for attorneys Samuel D Heins, Bryan L Crawford and Brian L Williams to Appear Pro Hac Vice, 69 , 70 , 71 . (mg, ) (Entered: 11/30/2006)

11/27/2006

73 

ORDER by Judge Manuel L. Real granting APPLICATION for attorney Joseph A Fonti to Appear Pro Hac Vice 72 . FEE PAID(mg, ) (Entered: 11/27/2006)

11/27/2006

74 

ORDER by Judge Manuel L. Real granting APPLICATION for attorney Bryan L Crawford to Appear Pro Hac Vice for Bakers Local No. 433 Pension Fund, Minnesota Bakers Union Pension Fund, Twin Cities Bakery Drivers Pension Fund, Sonam Bakshi. Mark M Seltzer is local counsel 69 . FEE PAID(mg, ) (Entered: 11/28/2006)

11/27/2006

75 

ORDER by Judge Manuel L. Real granting APPLICATION for attorney Samuel D Heins to Appear Pro Hac Vice for Plaintiffs Bakers Local No. 433 Pension Fund, Minnesota Bakers Union Pension Fund, Twin Cities Bakery Drivers Pension Fund. Local Counsel is Marc M Seltzer 70 . FEE PAID(mg, ) (Entered: 11/28/2006)

11/27/2006

76 

ORDER by Judge Manuel L. Real granting APPLICATION for attorney Brian L Williams to Appear Pro Hac Vice for Plaintiffs Bakers Local No. 433 Pension Fund, Minnesota Bakers Union Pension Fund, Twin Cities Bakery Drivers Pension Fund. Local Counsel is Mark M Seltzer 71 . FEE PAID(mg, ) (Entered: 11/28/2006)

11/27/2006

78 

MINUTES of Motion Hearing held before Judge Manuel L. Real: The Court GRANTS New Mexico State Investments MOTION appointing them as lead plaintiff in these consolidated actons, but DENIES approval of their selection as lead Counsel 26 . The Court ORDERS that lead counsel in these actions shall be the same as already designated lead counsel in the previously consolidated actions uner lead case # CV 06-3252 R. There shall therefore be only one lead counsel in both sets of consolidated actions. Court Reporter: Leonore LeBlanc. (mg, ) (Entered: 11/30/2006)

11/29/2006

77 

STIPULATION AND ORDER by Judge Manuel L. Real: Lead Plaintiff shall file a consolidated class-action complaint within 60 days of Broadcoms filing of the Restatement with the US Securities and Exchange Commission. All parties shall be bound by the time limitations imposed by the Courts October 11 Order, and all deadlines applicable to Broadcom in the October 11 Order shall apply equally to all defendants (mg, ) (Entered: 11/29/2006)

11/29/2006

  

PLACED IN FILE - NOT USED re PROPOSED ORDER regarding consolidation the appointment of lead plaintiff, approval of selection of lead counsel and setting filing dates submitted by plaintiff New Mexico State Investment Council. (et ) (Entered: 12/02/2006)

11/29/2006

  

PLACED IN FILE - NOT USED re PROPOSED ORDER appointing The New Mexico State Investment Council as lead plaintiff and approval of selection of lead counsel submitted by plaintiff New Mexico State Investment Council. (et ) (Entered: 12/02/2006)

12/11/2006

79 

RECEIPT OF REPORTERS TRANSCRIPT of proceedings for the following dates: 11/27/06 Court Reporter: Leonore A. LeBlanc (et) (Entered: 12/13/2006)

12/11/2006

80 

TRANSCRIPT filed for proceedings held on 11/27/06. Court Reporter: Leonore A. LeBlanc. (et) (Entered: 12/13/2006)

12/14/2006

83 

NOTICE OF MOTION AND MOTION for Reconsideration and/or, in the alternative, for permission for interlocutory appeal pursuant to 28 USC, 1292(b); filed by Plaintiff New Mexico State Investment Council. Motion set for hearing on 1/16/2007 at 10:00 AM before Judge Manuel L. Real. (mg, ) (Entered: 01/08/2007)

12/14/2006

84 

MEMORANDUM OF LAW in Support of Lead Plaintiffs MOTION for Reconsideration 83 filed by Plaintiff New Mexico State Investment Council. (mg, ) (Entered: 01/08/2007)

12/14/2006

85 

DECLARATION of Thomas A Dubbs in support of Lead Plaintiffs MOTION for Reconsideration 83 filed by Lead Plaintiff New Mexico State Investment Council. (mg, ) (Entered: 01/08/2007)

12/15/2006

88 

PROOF OF SERVICE ON ADDITIONAL COUNSEL filed by Plaintiff New Mexico State Investment Council the Notice of Lead Plaintiff New Mexico State Investment Council's Motion for Reconsideration and/or in the Alternative for Permission for Interlocutory Appeal Pursuant to 28 USC, etc (See was served on 12/14/2006. (yl, ) (Entered: 01/12/2007)

12/21/2006

81 

APPLICATION of Non-Resident Attorney Jules Brody to appear on behalf of Movant Justin Shenkarow, and designating local counsel Patrice L. Bishop. FEE PAID. Lodged Proposed Order. (gk, ) (Entered: 12/27/2006)

12/21/2006

  

FAX number for Attorney Jules Brody is 212-490-2022. (gk, ) (Entered: 12/27/2006)

12/21/2006

  

FAX number for Attorney Patrice L Bishop is 310-209-2087. (gk, ) (Entered: 12/27/2006)

12/21/2006

89 

NOTICE OF JOINDER in NOTICE OF MOTION AND MOTION for Reconsideration and/or, in the alternative, for permission for interlocutory appeal pursuant to 28 USC, 1292(b) 83 filed by defendant Broadcom Corporation; Memorandum of Points and Authorities; declaration of Stephen Hasegawa. (jj, ) (Entered: 01/16/2007)

01/03/2007

82 

ORDER by Judge Manuel L. Real, GRANTED APPLICATION for attorney Jules Brody to Appear Pro Hac Vice. FEE PAID. 81 (bg, ) (Entered: 01/03/2007)

01/05/2007

86 

MINUTES (IN CHAMBERS ORDER) held before Judge Manuel L. Real: On the Courts own motion, New Mexico State Investments MOTION for Reconsideration, etc. 83 is hereby ordered continued to 1/22/2007 at 10:00 AM before Judge Manuel L. Real. Opposition papers remain due on 1/2/07, and the reply papers remain due on 1/9/07. Court Reporter: None Present. (mg, ) (Entered: 01/08/2007)

01/05/2007

90 

MEMORANDUM OF LAW IN RESPONSE to Lead Plaintiff New Mexico State Investment Councils MOTION for Reconsideration and/or in the alternative, for permission for interlocutory appeal pursuant to 28 USC, 1292(b) 83 filed by Plaintiffs (mg, ) (Entered: 01/18/2007)

01/05/2007

91 

DECLARATION of Geoffrey C Hazard Jr in Response to Lead Plaintiff New Mexico State Investment Councils MOTION for Reconsideration and/or in the alternative, for permission for interlocutory appeal pursuant to 28 USC, 1292(b) 83 filed by Plaintiffs (mg, ) (Entered: 01/18/2007)

01/05/2007

92 

DECLARATION of Peter E Leckman in Response to Lead Plaintiff New Mexico State Investment Councils MOTION for Reconsideration and/or in the alternative, for permission for interlocutory appeal pursuant to 28 USC, 1292(b) 83 filed by Plaintiffs (mg, ) (Entered: 01/18/2007)

01/09/2007

87 

MINUTES (IN CHAMBERS ORDER) held before Judge Manuel L. Real: Counsel are notified that on the Courts own motion, the MOTION for Reconsideration and/or for permission for interlocutory appeal 83 is hereby ordered continued to 2/5/2007 at 10:00 AM before Judge Manuel L. Real. Opposition papers remain due on 1/2/07, and the reply papers remain due on 1/9/07. Court Reporter: None Present. (mg, ) (Entered: 01/09/2007)

01/09/2007

93 

REPLY in support of Joinder of Defendant Broadcom Corporation in Lead Plaintiff New Mexico State Investment Councils MOTION for Reconsideration 83 filed by Defendant Broadcom Corporation. (mg, ) (Entered: 01/19/2007)

01/09/2007

94 

REPLY MEMORANDUM of Law in Further Support of MOTION for Reconsideration 83 filed by Plaintiff New Mexico State Investment Council. (mg, ) (Entered: 01/19/2007)

01/09/2007

95 

REPLY DECLARATION of Mark L Tuft in support of MOTION for Reconsideration 83 filed by Plaintiff New Mexico State Investment Council. (mg, ) (Entered: 01/19/2007)

01/09/2007

96 

PROOF OF SERVICE VIA US MAIL AND E-MAIL filed by Plaintiff New Mexico State Investment Council, re Reply Memorandum 94 , Declaration 95 ; served on 1/9/07. (mg, ) (Entered: 01/19/2007)

01/11/2007

97 

SUBSTITUTION of attorneys filed by Defendant Henry Samueli. (mg, ) (Entered: 01/22/2007)

02/05/2007

98 

MINUTES of Motion Hearing held before Judge Manuel L. Real: Proceedings: New Mexico State Investments MOTION for Reconsideration and/or for permission for interlocutory appeal 83 . The Court hears arguments of counsel. The Court denies te motion in its entirety. Court Reporter: Anne Kielwasser. (mg, ) (Entered: 02/06/2007)

02/07/2007

  

PLACED IN FILE - NOT USED re [Proposed] Order regarding coordination of discovery in derivative action and securities class action, submitted by Plantiff New Mexico State Investment Council. Lodged 1/9/07 (mg, ) (Entered: 02/13/2007)

03/01/2007

99 

OBJECTION TO COUNSEL'S EX PARTE CORRESPONDENCE to Court and REQUEST for Disclosure of Ex Parte Communications; Declaration of Layn R Phillps; Declaration of Daniel P Lefler; filed by Defendant Broadcom Corporation. Lodged order. (mg, ) (Entered: 03/02/2007)

03/01/2007

100 

ORDER by Judge Manuel L. Real re Defendants Objection to Ex Parte Letter. The Court Orders as follows: 1) Plaintiffs counsel is directed to disclose to Defendants' counsel the ex parte correspondence with the Court that Plaintiffs did not serve upon Defendant's counsel. 2) Plaintiffs' counsel is directed to comply with LR 83-2.11 in future communications with the Court in this and all related matters. (mg, ) (Entered: 03/02/2007)

03/13/2007

103 

PROOF OF SERVICE of Stipulation and proposed order Regarding the Deadline for Filing the Consolidated Complaint During the Pendency of Lead Plaintiffs Petition for Writ of Mandamus 101 , was served on 3/13/2007. filed by movant New Mexico State Investment Council (jp) (Entered: 03/29/2007)

03/14/2007

101 

ORDER by Judge Manuel L. Real DENYING Stipulation Regarding the Deadline for Filing the Consolidated Complaint During the Pendency of Lead Plaintiffs Petition for Writ of Mandamus. There appears to be no good cause why a consolidated complaint would not be filed as ordered. (mg, ) (Entered: 03/15/2007)

03/22/2007

102 

ORDER from 9th CCA filed as to Order 101 , CCA # 07-71032. Petitioners motion to stay the district courts 3/15/07 order is granted. Order received in this district on 3/26/07 (dmap ) (Entered: 03/27/2007)

04/05/2007

104 

ORDER from 9th CCA filed, CCA # 07-70132. Order received in this district on 4/09/07. Petitioners motion for an extension of time for amici to file their briefs is granted. Any amici wishing to file a brief must do so by April 12, 2007. Further extension of time will not be granted absent good cause. Any briefs filed by amici must conform to the requirements of Federal Rule of Civil Procedure 29, and must be accompanied by a motion for leave to file the brief. The court sua sponte grants the real party in interest, the district court, and Counsel Heimann an extension of time to file their responses. Within 14 days after the filing date of this order, the real party in interest may file a response. The district court may file a response if it so desires. Counsel, Richard Heimann, Esq., may also file a response if he so desires. Petitioners reply remains due within 5 days after service of the response(s) to the petition. The petition, response(s) and any reply shall be referred to the next available motions panel. The Clerk shall send a copy of this order to (1) the district court; (2) all parties; and (3) Richard Heimann at Lieff, Cabraser, Heimann and Bernstein, LLP, 275 Battery Street, 30th Floor, San Francisoc, CA 94111-3339, Tel(415 956-1000; Fax (415) 956-1008. (lr, ) (Entered: 04/10/2007)

04/06/2007

105 

ORDER from 9th CCA filed, CCA # 07-71032. Order received in this district on 4/12/07. This court is in receipt of a letter from counsel Joy Kruse, Esq., dated April 6, 2007, stating, In light of yesterdays order extending the deadline for Mr. Heimann to respond to New Mexicos petition for writ of mandamus, we request that our response filed yesterday, prior to receving this order, be returned to us via a courier who will pick up the documents from the Clerks office this morning. Alternatively, we ask that you confirm the documents have been destroyed. This letter is not a proper motion and does not contain a certificate of service showing that it was served on all parties to this case. Counsel is reminded that all papers filed with the court must be served on all parties to this case and must include a certificate of service. The court appreciates counsels offer to serve all parties to this case and the districtd court with a copy of the April 6, 2007 letter. Counsel shall file a proof of service with this court by regular mail. Counsel is further reminded that, before sending any papers to this court by facismile, counsel must call the court and receive permission for each facsimile transmittal counsel wishes to send, even if counsel has received permission in the past. The Clerk is to mark the letter dated April 6, 2007 as received, not filed. The relief requested in the letter is denied without prejudice to filing a motion to strike or for other appropriate relief, such as permission to file a substitutie response. If Heimann wishes to file a substitute response by the new deadeline, Heimann may file his new response along with a motion to file the substitute response. (lr, ) (Entered: 04/17/2007)

06/14/2007

106 

ORDER from 9th CCA filed, CCA # 07-71032. The motion filed by the Attorneys General for the States of Idaho, Montana, Nevada, and Oregon for leave to file an amicus brief in support of the petition for writ of mandamus is denied as uneccessary. The Clerk shall file the amicus brief of the Attorneys General received on 4/12/07. the petition for a writ of mandamus, responses, reply, motion of the California Public Employees Retirement System for permission to file an amicus brief, and acoompanying amicus brief are referred to the merits panel. The Clerk shall calendar this case in Psadena, California, during the week os 9/24/07. Order received in this district on 6/18/07. (car) (Entered: 06/19/2007)

08/03/2007

107 

RECORD ON APPEAL sent to Circuit Court re: Appeal number, 07-71032 Record consists of 1 through 4 volumes, 1 transcripts (car) (Entered: 08/06/2007)

11/01/2007

109 

NOTICE of Change of Attorney Information: changing address to Labaton Sucharow LLP, 140 Broadway New York NY 10005 for attorney Christopher J Keller. Filed by plaintiff Sonam Bakshi (ak) (Entered: 12/06/2007)

11/02/2007

108 

APPEAL RECORD RETURNED from 9th CCA Received: Volume(s): 1 thru 4; Transcripts(s): 1; RE: Appeal Record Sent to USCA (A-26) 107 (cbr) (Entered: 11/05/2007)

03/03/2008

110 

NOTICE of Change of Attorney Information for attorney Samuel D Heins counsel for Plaintiffs Bakers Local No. 433 Pension Fund, Minnesota Bakers Union Pension Fund, Twin Cities Bakery Drivers Pension Fund. Changing address to 310 Clifton Avenue, Minneapolis, MN 55403. Filed by Plaintiffs in Related Case MN. Bakers Union, et al. (Attachments: # 1 Certificate of Service)(Heins, Samuel) (Entered: 03/03/2008)

03/03/2008

111 

NOTICE of Change of Attorney Information for attorney Stacey L Mills counsel for Plaintiffs Bakers Local No. 433 Pension Fund, Minnesota Bakers Union Pension Fund, Twin Cities Bakery Drivers Pension Fund. Changing address to 310 Clifton Avenue, Minneapolis, MN 55403. Filed by Plaintiffs in Related Case MN Bakers Union, et al. (Attachments: # 1 Certificate of Service)(Mills, Stacey) (Entered: 03/03/2008)

03/05/2008

112 

ORDER by Judge Manuel L. Real, Pursuant to memorandum of the Court of Appeals, the appointment of Richard Heimann as lead counsel in the consolidated class action case is now rescinded. The attorney selected by New Mexico State Investment Counsel that this court appointed as class representative pursuant to the Private Securities Litigation Reform Act, (PSLRA) Thomas A. Dubbs of Labaton Sucharow & Rudoff is appointed as lead counsel. (pj) (Entered: 03/06/2008)

03/10/2008

113 

APPLICATION OF NON-RESIDENT ATTORNEY Michael H. Rogers for Leave to Appear Pro Hac Vice. FEE NOT PAID. filed by Plaintiff/Movant New Mexico State Investment Council. (Attachments: # 1 Proposed Order Granting Pro Hac Vice Application of Michael H. Rogers)(Binkow, Peter) (Entered: 03/10/2008)

03/25/2008

114 

APPLICATION OF NON-RESIDENT ATTORNEY Stephen W. Tountas for Leave to Appear Pro Hac Vice. FEE NOT PAID. filed by Plaintiff New Mexico State Investment Council. (Attachments: # 1 Proposed Order Granting Motion of Stehen W. Tountas To Appear Pro Hac Vice)(Binkow, Peter) (Entered: 03/25/2008)

03/27/2008

118 

ORDER by Judge Manuel L. Real Granting APPLICATION OF NON-RESIDENT ATTORNEY Stephen W. Tountas for Leave to Appear Pro Hac Vice. 114] by Stephen W Toutas to appear on behalf of Plaintiff New Mexico State Investment Council. Peter Binkow is designated as local counsel. (pj) (Entered: 04/01/2008)

03/31/2008

115 

NOTICE of Appearance filed by attorney Merav Magen on behalf of Defendant William J Ruehle (Magen, Merav) (Entered: 03/31/2008)

03/31/2008

116 

CERTIFICATION AND NOTICE of Interested Parties filed by Defendant William J Ruehle. (Magen, Merav) (Entered: 03/31/2008)

03/31/2008

117 

CERTIFICATE OF SERVICE filed by Defendant William J Ruehle, re Notice of Appearance 115 , Certificate of Interested Parties 116 served on March 31, 2008. (Magen, Merav) (Entered: 03/31/2008)

04/02/2008

119 

ORDER by Judge Manuel L. Real Granting APPLICATION OF NON-RESIDENT ATTORNEY Michael H. Rogers for Leave to Appear Pro Hac Vice. 113 by Michael H Rogers to appear on behalf of Movant New Mexico State Investment Council. Peter Binkow is designated as local counsel.. (pj) (Entered: 04/07/2008)

04/03/2008

121 

MANDATE of 9th CCA filed re: Order, 101 , CCA # 07-71032. The Petition Granted. Mandate received in this district on 4/7/08. (car) (Entered: 04/18/2008)

04/17/2008

120 

MINUTES OF IN CHAMBERS ORDER held before Judge Manuel L. Real: THE COURT HEREBY SETS A HEARING ON MAY 12, 2008 AT 11:00 A.M. ON THE MANDATE OF THE U.S.C.A. 9TH CIRCUIT RE NEW MEXICO STATE INVESTMENT COUNCILS PETITION FOR WRIT OF MANDAMUS. (shb) (Entered: 04/18/2008)

04/21/2008

122 

CONSOLIDATED CLASS ACTION COMPLAINT related to: Complaint - (Discovery) 1 ,filed by plaintiff New Mexico State Investment Council (pj) Additional attachment(s) added on 4/28/2008 (pj, ). (Entered: 04/28/2008)

04/21/2008

  

20 DAY Summons Issued re Consolidated Complaint 122 as to defendants Henry Samueli, William J Ruehle, Broadcom Corporation, Henry T Nicholas, III, David A Dull, Alan E Ross, Werner F Wolfen, George L Farinsky, Ernst & Young LLP. (pj) (Entered: 04/28/2008)

04/21/2008

123 

PROOF OF SERVICE filed by lead plaintiffs' New Mexico State Investment Council, re Summons Issued, Consolidated Complaint 122 served on 4/21/08. (bp) (Entered: 04/28/2008)

05/19/2008

124 

MINUTES OF Motion Hearing held before Judge Manuel L. Real: Hearing on U.S.C.A. 9th Circuit New Mexico State Investment Counsel's petition for writ of mandamus 121 : The Mandate of the U.S.C.A. Court of appeals is filed and spread upon the records of this Court. The Court has previously appointed Thomas Dubbs as lead counsel for the class; this appointment is as to Mr. Dubbs personally, not his firm. The Court instructs counsel on all future papers filed in this consolidated class action under Lead Case No. CV-06-5036-R, to use the caption title of: In Re Broadcom Corporation Class Action Litigation.Court Reporter: Sheri Kleeger. (ps) (Entered: 05/19/2008)

05/23/2008

125 

NOTICE of Change of Firm Name filed by Plaintiff Sonam Bakshi. (Jonckheer, Willem) (Entered: 05/23/2008)

06/19/2008

126 

Certification / Notice of Interested Parties filed by Defendant David A Dull, identifying New Mexico State Investment Council, Broadcom Corporation, Henry Samueli, Henry Nicholas, William Ruehle, David Dull, Alan Ross, Werner Wolfen, George Farinsky, Ernst & Young LLP, XL Specialty Insurance Co., Great American Ins. Co., Federal Insurance Company, National Union Fire Insurance Company, Arch Insurance Company, Allied World Assurance Company, XL Insurance Ltd., Starr Excess Liability Insurance International Ltd., Continental Casualty Company, Twin City Fire Insurance Company. (Hurwitz, David) (Entered: 06/19/2008)

06/19/2008

127 

Proof OF SERVICE filed by Defendant David A Dull, re Certificate/Notice of Interested Parties,, 126 served on 6/19/2008. (Hurwitz, David) (Entered: 06/19/2008)

06/20/2008

128 

APPLICATION OF NON-RESIDENT ATTORNEY George Borden for Leave to Appear Pro Hac Vice. FEE PAID. filed by Defendant Henry T Nicholas, III. (Dell Angelo, Robert) (Entered: 06/20/2008)

06/20/2008

129 

APPLICATION OF NON-RESIDENT ATTORNEY Kevin M. Downey for Leave to Appear Pro Hac Vice. FEE PAID. filed by Defendant Henry T Nicholas, III. (Dell Angelo, Robert) (Entered: 06/20/2008)

06/20/2008

130 

NOTICE OF MOTION AND MOTION to Dismiss Case ( Motion set for hearing on 9/15/2008 at 10:00 AM before Judge Manuel L. Real.), MOTION to Dismiss Plaintiff's Consolidated Class Action Complaint filed by Defendant Ernst & Young LLP. (Attachments: # 1 Proposed Order Granting Ernst & Young LLP's Motion to Dismiss Plaintiff's Consolidated Class Action Complaint)(Forman, William) (Entered: 06/20/2008)

06/20/2008

131 

APPLICATION OF NON-RESIDENT ATTORNEY George A. Borden for Leave to Appear Pro Hac Vice. FEE PAID. filed by Defendant Henry T Nicholas, III. (Attachments: # 1 Proposed Order)(Dell Angelo, Robert) (Entered: 06/20/2008)

06/20/2008

132 

NOTICE of Motion to Dismiss Consolidated Class Action Complaint filed by Defendants Alan E Ross, Werner F Wolfen. (Weiss, Shirli) (Entered: 06/20/2008)

06/20/2008

133 

APPLICATION OF NON-RESIDENT ATTORNEY Kevin M. Downey for Leave to Appear Pro Hac Vice. FEE PAID. filed by Defendant Henry T Nicholas, III. (Attachments: # 1 Proposed Order)(Dell Angelo, Robert) (Entered: 06/20/2008)

06/20/2008

134 

MEMORANDUM in Support of MOTION to Dismiss Case MOTION to Dismiss Plaintiff's Consolidated Class Action Complaint 130 filed by Consol Defendant Ernst & Young LLP. (Forman, William) (Entered: 06/20/2008)

06/20/2008

135 

REQUEST FOR JUDICIAL NOTICE re MOTION to Dismiss Case MOTION to Dismiss Plaintiff's Consolidated Class Action Complaint 130 filed by Defendant Ernst & Young LLP. (Forman, William) (Entered: 06/20/2008)

06/20/2008

136 

NOTICE OF MOTION AND MOTION to Dismiss Case Consolidated Class Action Complaint filed by Defendants Alan E Ross, Werner F Wolfen. Motion set for hearing on 9/15/2008 at 10:00 AM before Judge Manuel L. Real. (Attachments: # 1 Declaration Declaration of Gerard A. Trippitelli in Support of Motion to Dismiss)(Weiss, Shirli) (Entered: 06/20/2008)

06/20/2008

137 

PROOF OF SERVICE filed by Defendant Ernst & Young LLP, re MOTION to Dismiss Case MOTION to Dismiss Plaintiff's Consolidated Class Action Complaint 130 , Request for Judicial Notice, Request for Relief, 135 , Memorandum in Support of Motion 134 served on 6/20/2008. (Forman, William) (Entered: 06/20/2008)

06/20/2008

138 

REQUEST FOR JUDICIAL NOTICE re MOTION to Dismiss Case Consolidated Class Action Complaint 136 filed by Defendants Alan E Ross, Werner F Wolfen. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3, # 4 Exhibit 4, # 5 Exhibit 5)(Weiss, Shirli) (Entered: 06/20/2008)

06/20/2008

139 

NOTICE of Interested Parties filed by Defendants Alan E Ross, Werner F Wolfen. (Weiss, Shirli) (Entered: 06/20/2008)

06/20/2008

140 

CERTIFICATE AND NOTICE of Interested Parties filed by Defendant Ernst & Young LLP, identifying New Mexico State Investment Council, Broadcom Corporation, Henry Samueli, Henry Nicholas, William Ruehle, David Dull, Alan Ross, Werner Wolfen, George Farinsky and Ernst & Young LLP. (Forman, William) (Entered: 06/20/2008)

06/20/2008

141 

NOTICE of Interested Parties filed by Defendant Broadcom Corporation, (Vanzura, Glenn) (Entered: 06/20/2008)

06/20/2008

142 

PROOF OF SERVICE filed by Defendant Ernst & Young LLP, re Certificate/Notice of Interested Parties, 140 served on 6/20/2008. (Forman, William) (Entered: 06/20/2008)

06/20/2008

143 

[Proposed] Order Granting Individual Defendants Alan E. Ross and Werner F. Wolfen's Motion to Dismiss and Request for Judicial Notice filed by Consol Defendants Alan E Ross, Werner F Wolfen re: MOTION to Dismiss Case Consolidated Class Action Complaint 136 (Weiss, Shirli) (Entered: 06/20/2008)

06/20/2008

144 

NOTICE OF MOTION AND MOTION to Dismiss Case filed by Defendant Henry Samueli. Motion set for hearing on 9/15/2008 at 10:00 AM before Judge Manuel L. Real. (Attachments: # 1 Memorandum of Points and Authorities, # 2 Declaration Gordon Greenberg -- Part 1 of 2, # 3 Declaration Gordon Greenberg -- Part 2 of 2, # 4 Appendix Authorities, # 5 Proposed Order Dismiss)(Greenberg, Gordon) (Entered: 06/20/2008)

06/20/2008

145 

NOTICE OF MOTION AND MOTION to Dismiss Case [Consolidated Class Action Complaint] filed by Defendant Broadcom Corporation. Motion set for hearing on 9/15/2008 at 10:00 AM before Judge Manuel L. Real. (Attachments: # 1 Proposed Order Granting Broadcom Corporation's Motion to Dismiss Consolidated Class Action Complaint)(Vanzura, Glenn) (Entered: 06/20/2008)

06/20/2008

146 

Notice of Interested Parties filed by Defendant Henry Samueli, (Greenberg, Gordon) (Entered: 06/20/2008)

06/20/2008

147 

MEMORANDUM in Support of MOTION to Dismiss Case [Consolidated Class Action Complaint] MOTION to Dismiss Case [Consolidated Class Action Complaint] 145 filed by Defendant Broadcom Corporation. (Vanzura, Glenn) (Entered: 06/20/2008)

06/20/2008

148 

DECLARATION of Daniel P. Lefler in support of MOTION to Dismiss Case [Consolidated Class Action Complaint] MOTION to Dismiss Case [Consolidated Class Action Complaint] 145 filed by Defendant Broadcom Corporation. (Vanzura, Glenn) (Entered: 06/20/2008)

06/20/2008

149 

REQUEST FOR JUDICIAL NOTICE re MOTION to Dismiss Case [Consolidated Class Action Complaint] MOTION to Dismiss Case [Consolidated Class Action Complaint] 145 filed by Defendant Broadcom Corporation. (Vanzura, Glenn) (Entered: 06/20/2008)

06/20/2008

150 

REQUEST for Joinder in MOTION to Dismiss Case [Consolidated Class Action Complaint] MOTION to Dismiss Case [Consolidated Class Action Complaint] 145 filed by Defendant William J Ruehle. Request set for hearing on 9/15/2008 at 10:00 AM before Judge Manuel L. Real. (Avital-Magen, Merav) (Entered: 06/20/2008)

06/20/2008

151 

CERTIFICATE OF SERVICE filed by Defendant William J Ruehle, re Request for Joinder,, Request for Relief, 150 served on 6/20/2008. (Avital-Magen, Merav) (Entered: 06/20/2008)

06/20/2008

152 

PROOF OF SERVICE filed by Defendant Broadcom Corporation, re Declaration (Motion related) 148 , Memorandum in Support of Motion 147 , Request for Judicial Notice, Request for Relief 149 , MOTION to Dismiss Case [Consolidated Class Action Complaint] MOTION to Dismiss Case [Consolidated Class Action Complaint] 145 , Certificate/Notice of Interested Parties 146 served on June 20, 2008. (Vanzura, Glenn) (Entered: 06/20/2008)

06/20/2008

153 

NOTICE of Interested Parties filed by Defendant George L Farinsky, (Vanzura, Glenn) (Entered: 06/20/2008)

06/20/2008

154 

NOTICE OF MOTION AND MOTION to Dismiss Case [Consolidated Class Action Complaint] filed by Defendant George L Farinsky. Motion set for hearing on 9/15/2008 at 10:00 AM before Judge Manuel L. Real. (Attachments: # 1 Proposed Order Granting George L. Farinsky's Motion to Dismiss Consolidated Complaint)(Vanzura, Glenn) (Entered: 06/20/2008)

06/20/2008

155 

MEMORANDUM in Support of MOTION to Dismiss Case [Consolidated Class Action Complaint] MOTION to Dismiss Case [Consolidated Class Action Complaint] 154 filed by Consol Defendant George L Farinsky. (Vanzura, Glenn) (Entered: 06/20/2008)

06/20/2008

156 

OF SERVICE filed by Defendant George L Farinsky, re Certificate/Notice of Interested Parties 153 , MOTION to Dismiss Case [Consolidated Class Action Complaint] MOTION to Dismiss Case [Consolidated Class Action Complaint] 154 , Memorandum in Support of Motion 155 served on June 20, 2008. (Vanzura, Glenn) (Entered: 06/20/2008)

06/20/2008

157 

NOTICE OF MOTION AND MOTION to Dismiss Case (Dismiss the Complaint and Memorandum in Support) filed by Defendant Henry T Nicholas, III. Motion set for hearing on 9/15/2008 at 10:00 AM before Judge Manuel L. Real. (Dell Angelo, Robert) (Entered: 06/20/2008)

06/20/2008

158 

NOTICE OF MOTION AND MOTION to Dismiss Case / Consolidated Class Action Complaint filed by Defendant David A Dull. Motion set for hearing on 9/15/2008 at 10:00 AM before Judge Manuel L. Real. (Attachments: # 1 Proposed Order)(Hurwitz, David) (Entered: 06/20/2008)

06/20/2008

159 

JOINDER in MOTION to Dismiss Case [Consolidated Class Action Complaint] MOTION to Dismiss Case [Consolidated Class Action Complaint] 145 filed by Consol Defendant David A Dull. (Hurwitz, David) (Entered: 06/20/2008)

06/20/2008

160 

Proof OF SERVICE filed by Defendant David A Dull, re Joinder (Motion Related) 159 served on 6/20/2008. (Hurwitz, David) (Entered: 06/20/2008)

06/20/2008

161 

MEMORANDUM in Support of MOTION to Dismiss Case / Consolidated Class Action Complaint 158 filed by Consol Defendant David A Dull. (Hurwitz, David) (Entered: 06/20/2008)

06/20/2008

162 

REQUEST FOR JUDICIAL NOTICE re MOTION to Dismiss Case / Consolidated Class Action Complaint 158 filed by Defendant David A Dull. (Hurwitz, David) (Entered: 06/20/2008)

06/20/2008

163 

DECLARATION of Louise C. Chen In Support MOTION to Dismiss Case / Consolidated Class Action Complaint 158 filed by Consol Defendant David A Dull. (Attachments: # 1 Exhibit A, # 2 Exhibit B)(Hurwitz, David) (Entered: 06/20/2008)

06/20/2008

164 

Certification / Notice of Interested Parties filed by Defendant David A Dull, identifying New Mexico State Investment Council, Broadcom Corporation, Henry Samueli, Henry Nicholas, William Ruehle, David Dull, Alan Ross, Werner Wolfen, George Farinsky, Ernst & Young, XL Specialty Insurance Co., Great American Ins. Company, Federal Insurance Company, National Union Fire Insurance Company, Arch Insurance Company, Allied World Assurance Company, XL Insurance Ltd., Starr Excess Liability Insurance International Ltd., AXIS Reinsurance Company, Twin City Insurance Company. (Hurwitz, David) (Entered: 06/20/2008)

06/20/2008

165 

Notice / Certification of Interested Parties filed by Defendant David A Dull, identifying New Mexico State Investment Council, Broadcom Corporation, Henry Samueli, Henry Nicholas, William Ruehle, David Dull, Alan Ross, Werner Wolfen, George Farinsky, Ernst & Young, XL Specialty Insurance Co., Great American Ins. Company, Federal Insurance Company, National Union Fire Insurance company, Arch Insurance Company, Allied World Assurance Company, XL Insurance Ltd., Starr Excess Liability Insurance International Ltd., AXIS Reinsurance Company, Twin City Fire Insurance company. (Hurwitz, David) (Entered: 06/20/2008)

06/20/2008

166 

Proof OF SERVICE filed by Defendant David A Dull, re Declaration (Motion related) 163 , Memorandum in Support of Motion 161 , Request for Judicial Notice, Request for Relief 162 , Certificate/Notice of Interested Parties,, 164 , MOTION to Dismiss Case / Consolidated Class Action Complaint 158 served on 6/20/2008. (Hurwitz, David) (Entered: 06/20/2008)

06/24/2008

170 

ORDER by Judge Manuel L. Real Granting APPLICATION OF NON-RESIDENT ATTORNEY George Borden for Leave to Appear Pro Hac Vice 128 on behalf of Consol Defendant Henry T Nicholas, III. Robert L. Dell Angelo is designated as local counsel. Fee PAID. (bm) (Entered: 06/26/2008)

06/24/2008

171 

ORDER by Judge Manuel L. Real Granting APPLICATION OF NON-RESIDENT ATTORNEY Kevin M. Downey for Leave to Appear Pro Hac Vice 133 on behalf of Consol Defendant Henry T Nicholas, III. Robert L. Dell Angelo is designated as local counsel. Fee PAID. (bm) (Entered: 06/26/2008)

06/25/2008

167 

PROOF OF SERVICE Executed State Teachers Retirement System of Ohio, upon Henry T Nicholas, III served on 5/6/2008, answer due 5/27/2008; David A Dull served on 5/6/2008, answer due 5/27/2008; Alan E Ross served on 5/6/2008, answer due 5/27/2008; Werner F Wolfen served on 5/6/2008, answer due 5/27/2008; Ernst & Young LLP served on 5/6/2008, answer due 5/27/2008. The Summons and Complaint were served by Waiver service, by Federal statute, upon Counsel. Due Dilligence declaration no. Original Summons not returned. (Lavallee, Nicole) (Entered: 06/25/2008)

06/25/2008

168 

NOTICE AND CERTIFICATION of Interested Parties filed by Defendant Henry T Nicholas, III, identifying Henry T. Nicholas, III and Parties previously identified by the other Defendants. (Dell Angelo, Robert) (Entered: 06/25/2008)

06/25/2008

169 

NOTICE of Change of Attorney Information for attorney Stephen Hasegawa, former counsel for Defendants Broadcom Corporation and Bruce E. Kiddoo filed by Defendants Broadcom Corporation. (Vanzura, Glenn) (Entered: 06/25/2008)

06/27/2008

172 

NOTICE of Change of Attorney Information for attorney Stacey L Mills counsel for Plaintiffs Bakers Local No. 433 Pension Fund, Minnesota Bakers Union Pension Fund, Twin Cities Bakery Drivers Pension Fund.Bryan L. Crawford is no longer attorney of record for the aforementioned party in this case for the reason indicated in the G-06 Notice. Filed by Plaintiffs Minnesota Bakers Union Pension Fund, Twin Cities Bakery Drivers Fund, and Bakers Local No. 433 Pension Fund (Mills, Stacey) (Entered: 06/27/2008)

06/27/2008

173 

NOTICE of Change of Attorney Information for attorney Stacey L Mills counsel for Plaintiffs Bakers Local No. 433 Pension Fund, Minnesota Bakers Union Pension Fund, Twin Cities Bakery Drivers Pension Fund.Brian L. Williams is no longer attorney of record for the aforementioned party in this case for the reason indicated in the G-06 Notice. Filed by Plaintiffs Minnesota Bakers Union Pension Fund, Twin Cities Bakery Drivers Fund, and Bakers Local No. 433 Pension Fund (Mills, Stacey) (Entered: 06/27/2008)

06/27/2008

174 

CERTIFICATE OF SERVICE filed by Plaintiffs Bakers Local No. 433 Pension Fund, Minnesota Bakers Union Pension Fund, Twin Cities Bakery Drivers Pension Fund, re Notice of Change of Attorney Information (G-06), Notice of Change of Attorney Information (G-06) 172 served on 06/27/2008. (Mills, Stacey) (Entered: 06/27/2008)

06/27/2008

175 

CERTIFICATE OF SERVICE filed by Plaintiffs Bakers Local No. 433 Pension Fund, Minnesota Bakers Union Pension Fund, Twin Cities Bakery Drivers Pension Fund, re Notice of Change of Attorney Information (G-06), Notice of Change of Attorney Information (G-06) 173 served on 06/27/2008. (Mills, Stacey) (Entered: 06/27/2008)

07/02/2008

176 

NOTICE OF ERRATA filed by Plaintiff New Mexico State Investment Council. correcting Service of Summons and Complaint Returned Executed (20 days), Service of Summons and Complaint Returned Executed (20 days), Service of Summons and Complaint Returned Executed (20 days) 167 Incorrect Party/Filer Entered (Lavallee, Nicole) (Entered: 07/02/2008)

07/02/2008

177 

PROOF OF SERVICE Executed by plaintiff New Mexico State Investment Council, upon Defendants Henry T. Nicholas III, David Dull, Alan E. Ross, Werner F. Wolfen, Ernst & Young LLP The Summons and Complaint were served by Waiver via Overnight Delivery service, by Federal statute, upon Counsel. Due Dilligence declaration No. Original Summons not returned., WAIVER OF SERVICE Returned Executed filed by plaintiff New Mexico State Investment Council. Waiver of Service signed by Counsel. (Lavallee, Nicole) (Entered: 07/02/2008)

07/25/2008

178 

STIPULATION for Hearing, STIPULATION to Reschedule Briefing Schedule and Hearing Date filed by Lead Plaintff New Mexico State Investment Council. (Attachments: # 1 Proposed Order, # 2 Declaration Thomas A. Dubbs)(Tountas, Stephen) (Entered: 07/25/2008)

07/25/2008

179 

PROOF OF SERVICE filed by Lead Plaintiff New Mexico State Investment Council, re Stipulation for Hearing, Stipulation to Reschedule 178 served on July 25, 2008. (Tountas, Stephen) (Entered: 07/25/2008)

07/31/2008

180 

ORDER by Judge Manuel L. Real,, Lead Plaintiff shall file an Omnibus Memorandum of Law in Opposition to the motions to dismiss and/or joinders filed by: (i) Broadcom Corp.; (ii) Henry Samueli; (iii) Henry T. Nicholas, III; (iv) David A. Dull; (v) William J. Ruehle, and (vi) George L. Farinsky by no later than August 15, 2008. LeadPlaintiffs opposition brief shall not exceed 65 pages; Lead Plaintiff shall file a Memorandum of Law in Opposition to the motion to dismiss filed by Werner F. Wolfen and Alan E. Ross by no later thanAugust 15, 2008, and shall not exceed 15 pages; Lead Plaintiff shall file a Memorandum of Law in Opposition to themotion to dismiss filed by Ernst & Young LLP by no later than August 15, 2008;and Defendants shall file their Reply Memoranda of Law, if any, by nolater than September 19, 2008.he Court will hear oral argument on Defendants motions to dismiss on October 6, 2008 at 10:00 a.m. (pj) (Entered: 08/04/2008)

08/15/2008

181 

MEMORANDUM in Opposition to MOTION to Dismiss Case Consolidated Class Action Complaint 136 Wolfen and Ross filed by Plaintiff New Mexico State Investment Council. (Dubbs, Thomas) (Entered: 08/15/2008)

08/15/2008

182 

MEMORANDUM in Opposition to MOTION to Dismiss Case MOTION to Dismiss Plaintiff's Consolidated Class Action Complaint 130 Ernst & Young LLP filed by Plaintiff New Mexico State Investment Council. (Dubbs, Thomas) (Entered: 08/15/2008)

08/15/2008

183 

MEMORANDUM in Opposition to MOTION to Dismiss Case [Consolidated Class Action Complaint] MOTION to Dismiss Case [Consolidated Class Action Complaint] 145 Broadcom-Omnibus filed by Plaintiff New Mexico State Investment Council. (Dubbs, Thomas) (Entered: 08/15/2008)

08/15/2008

184 

DECLARATION of Thomas A. Dubbs in Opposition to MOTION to Dismiss Case MOTION to Dismiss Plaintiff's Consolidated Class Action Complaint 130 , MOTION to Dismiss Case 144 , MOTION to Dismiss Case (Dismiss the Complaint and Memorandum in Support) 157 , MOTION to Dismiss Case [Consolidated Class Action Complaint] MOTION to Dismiss Case [Consolidated Class Action Complaint] 145 , MOTION to Dismiss Case Consolidated Class Action Complaint 136 , MOTION to Dismiss Case / Consolidated Class Action Complaint 158 , MOTION to Dismiss Case [Consolidated Class Action Complaint] MOTION to Dismiss Case [Consolidated Class Action Complaint] 154 filed by Plaintiff New Mexico State Investment Council. (Dubbs, Thomas) (Entered: 08/15/2008)

08/15/2008

185 

REQUEST FOR JUDICIAL NOTICE re MOTION to Dismiss Case MOTION to Dismiss Plaintiff's Consolidated Class Action Complaint 130 , MOTION to Dismiss Case 144 , MOTION to Dismiss Case (Dismiss the Complaint and Memorandum in Support) 157 , MOTION to Dismiss Case [Consolidated Class Action Complaint] MOTION to Dismiss Case [Consolidated Class Action Complaint] 145 , MOTION to Dismiss Case Consolidated Class Action Complaint 136 , MOTION to Dismiss Case / Consolidated Class Action Complaint 158 , MOTION to Dismiss Case [Consolidated Class Action Complaint] MOTION to Dismiss Case [Consolidated Class Action Complaint] 154 filed by Plaintiff New Mexico State Investment Council. (Dubbs, Thomas) (Entered: 08/15/2008)

08/15/2008

186 

OF SERVICE filed by Lead Plaintiff New Mexico State Investment Council, re Motion Related Document,, 185 , MEMORANDUM in Opposition to Motion 182 , MEMORANDUM in Opposition to Motion, 183 , Declaration (Motion related), Declaration (Motion related), Declaration (Motion related), Declaration (Motion related) 184 , MEMORANDUM in Opposition to Motion 181 served on 8/15/08. (Dubbs, Thomas) (Entered: 08/16/2008)

09/17/2008

187 

OPPOSITION to MOTION to Dismiss Case [Consolidated Class Action Complaint] MOTION to Dismiss Case [Consolidated Class Action Complaint] 145 Request for Judicial Notice in Further Support filed by Plaintiff New Mexico State Investment Council. (Dubbs, Thomas) (Entered: 09/17/2008)

09/17/2008

188 

DECLARATION of Thomas A. Dubbs in Further Support of Lead Plaintiff's Opposition to MOTION to Dismiss Case [Consolidated Class Action Complaint] MOTION to Dismiss Case [Consolidated Class Action Complaint] 145 filed by Plaintiff New Mexico State Investment Council. (Dubbs, Thomas) (Entered: 09/17/2008)

09/17/2008

189 

OF SERVICE filed by Lead Plaintiff New Mexico State Investment Council, re Response in Opposition to Motion, 187 , Declaration (Motion related), Declaration (Motion related) 188 served on 9/17/2008. (Dubbs, Thomas) (Entered: 09/17/2008)

09/19/2008

190 

REPLY in support of a motion MOTION to Dismiss Case [Consolidated Class Action Complaint] MOTION to Dismiss Case [Consolidated Class Action Complaint] 145 filed by Defendant Broadcom Corporation. (Vanzura, Glenn) (Entered: 09/19/2008)

09/19/2008

191 

PROOF OF SERVICE filed by Defendant Broadcom Corporation, re Reply (Motion related) 190 served on September 19, 2008. (Vanzura, Glenn) (Entered: 09/19/2008)

09/19/2008

192 

REPLY in support of a motion MOTION to Dismiss Case [Consolidated Class Action Complaint] MOTION to Dismiss Case [Consolidated Class Action Complaint] 154 filed by Consol Defendant George L Farinsky. (Vanzura, Glenn) (Entered: 09/19/2008)

09/19/2008

193 

PROOF OF SERVICE filed by Defendant George L Farinsky, re Reply (Motion related) 192 served on September 19, 2008. (Vanzura, Glenn) (Entered: 09/19/2008)

09/19/2008

194 

REPLY In Support Of MOTION to Dismiss Case (Dismiss the Complaint and Memorandum in Support) 157 filed by Consol Defendant Henry T Nicholas, III. (Borden, George) (Entered: 09/19/2008)

09/19/2008

195 

REPLY in support MOTION to Dismiss Case 144 filed by Defendant Henry Samueli. (Weir, Charles) (Entered: 09/19/2008)

09/19/2008

196 

MEMORANDUM of Points and Authorities in Opposition to Plaintiffs' Request for Judicial Notice Re: Response in Opposition to Motion, 187 (Weir, Charles) (Entered: 09/19/2008)

09/19/2008

197 

REPLY Support Joinder in Defendant Broadcom Corporation's Reply in Support of Motion to Dismiss Plaintiff's Consolidated Class Action Complaint filed by Defendant William J Ruehle. (Avital-Magen, Merav) (Entered: 09/19/2008)

09/19/2008

198 

Certificate OF SERVICE filed by Defendant William J Ruehle, re Reply (Motion related) 197 Joinder in Defendant Broadcom Corporation's Reply in Support of Motion to Dismiss Plaintiff's Consolidated Class Action Complaint served on 9/19/2008. (Avital-Magen, Merav) (Entered: 09/19/2008)

09/19/2008

199 

REPLY Support MOTION to Dismiss Case / Consolidated Class Action Complaint 158 filed by Consol Defendant David A Dull. (Attachments: # 1 Declaration, # 2 Exhibit 1, # 3 Proof of Service)(Hurwitz, David) (Entered: 09/19/2008)

09/19/2008

200 

REPLY IN SUPPORT OF MOTION to Dismiss Case MOTION to Dismiss Plaintiff's Consolidated Class Action Complaint 130 filed by Consol Defendant Ernst & Young LLP. (Hubbell, Robert) (Entered: 09/19/2008)

09/19/2008

201 

REQUEST FOR JUDICIAL NOTICE IN SUPPORT OF REPLY RE MOTION TO DISMISS filed by defendant Ernst & Young LLP. (Hubbell, Robert) (Entered: 09/19/2008)

09/19/2008

202 

PROOF OF SERVICE filed by defendant Ernst & Young LLP, re Request for Judicial Notice 201 , Reply (Motion related) 200 served on 9/19/2008. (Hubbell, Robert) (Entered: 09/19/2008)

09/19/2008

203 

RESPONSE IN SUPPORT of MOTION to Dismiss Case Consolidated Class Action Complaint 136 Reply Memorandum In Support of Defendant Alan Ross's and Werner Wolfen's Motion to Dismiss Consolidated Class Action Complaint filed by Consol Defendants Alan E Ross, Werner F Wolfen. (Trippitelli, Gerard) (Entered: 09/19/2008)

10/06/2008

204 

MINUTES OF Motion Hearing held before Judge Manuel L. Real:, 1) Defendant Broadcom's motion to dismiss consolidated class action complaint 2) Defendant Ruehle's joinder in Broadcom's motion to dismiss 3) Defendant Dull's joinder in Broadcom's motion to dismiss 4) Defendant Dull's motion to dismiss consolidated class action complaint 5) Defendant Farinsky's motion to dismiss consolidated class action complaint 6) Defendant Samueli's motion to dismiss consolidated class action complaint 7) Defendant Nicholas III's motion to dismiss consolidated class action complaint8) Defendants Ross & Wolfen's motion to dismiss consolidated class action complaint 9) Defendant Ernst & Young LLP's motion to dismiss consolidated class action complaint. The Court GRANTS each of the above-listed motions to dismiss, with 20 days leave to the plaintiffs to file an amended consolidated class action complaint.IT IS SO ORDERED. RE: 130 , 144 ,, 150 , 157 , 145 , 136 , 158 , 154 Court Reporter: Walter Ledge. (pj) (Entered: 10/06/2008)

10/17/2008

205 

STIPULATION for Extension of Time to File Responses and stipulate briefing schedule and hearing date filed by Defendant Broadcom Corporation. (Attachments: # 1 Proposed Order Regarding briefing schedule and hearing date for defendants' responses to the consolidated amended class action complaint)(Vanzura, Glenn) (Entered: 10/17/2008)

10/21/2008

206 

ORDER REGARDING BRIEFING SCHEDULE AND HEARING DATE FOR DEFENDANTS' RESPONSES TO THE CONSOLIDATED AMENDED CLASS ACTION COMPLAINT 205 ,The deadline for Defendants to move, answer or otherwise respond tothe Consolidated Amended Class Action Complaint shall be November 24, 2008. Defendants' motions to dismiss will be calendared for hearing onJanuary 20, 2009 at 10:00 a.m. defendant Broadcom Corporation answer due 11/24/2008; George L Farinsky answer due 11/24/2008 by Judge Manuel L. Real (pj) (Entered: 10/22/2008)

10/23/2008

207 

NOTICE of Change of Attorney Information for attorney Robert B Hubbell counsel for Consol Defendant Ernst & Young LLP. Changing Firm Name to Gibson, Dunn & Crutcher LLP, 333 S. Grand Ave., Los Angeles, CA 90071. Changing email to rhubbell@gibsondunn.com. Filed by Defendant Ernst & Young LLP (Hubbell, Robert) (Entered: 10/23/2008)

10/27/2008

208 

CONSOLIDATED AMENDED CLASS ACTION COMPLAINT related to: Consolidated Complaint 122 ,filed by Lead Plaintiff New Mexico State Investment Council individually and on behalf of all other persons and entities who purchased or other wise acquired the Class A common sotck of Broadcom Corp (pj) (Entered: 10/30/2008)

10/27/2008

209 

PROOF OF SERVICE Executed by Plaintiff New Mexico State Investment Council, upon William J Ruehle served on 10/27/2008, answer due 11/16/2008; Broadcom Corporation served on 10/27/2006, answer due 11/16/2006; Henry T Nicholas, III served on 10/27/2008, answer due 11/16/2008; David A Dull served on 10/27/2008, answer due 11/16/2008; Alan E Ross served on 10/27/2008, answer due 11/16/2008; Werner F Wolfen served on 10/27/2008, answer due 11/16/2008; George L Farinsky served on 10/27/2008, answer due 11/16/2008; Ernst & Young LLP served on 10/27/2008, answer due 11/16/2008. The CONSOLIDATED AMENDED CLASS ACTION COMPLAINT and PROOF OF SERVICE were served by FedEx service. Due Dilligence declaration not attached. Original Summons not returned. (pj) (Entered: 10/30/2008)

11/24/2008

210 

NOTICE OF MOTION AND MOTION to Dismiss Case Consolidated Amended Class Action Complaint filed by Defendant Broadcom Corporation. Motion set for hearing on 1/20/2009 at 10:00 AM before Judge Manuel L. Real. (Vanzura, Glenn) (Entered: 11/24/2008)

11/24/2008

211 

MEMORANDUM in Support of MOTION to Dismiss Case Consolidated Amended Class Action Complaint 210 filed by Defendant Broadcom Corporation. (Vanzura, Glenn) (Entered: 11/24/2008)

11/24/2008

212 

REQUEST FOR JUDICIAL NOTICE re MOTION to Dismiss Case Consolidated Amended Class Action Complaint 210 filed by Defendant Broadcom Corporation. (Attachments: # 1 Exhibit, # 2 Exhibit)(Vanzura, Glenn) (Entered: 11/24/2008)

11/24/2008

213 

DECLARATION of Daniel P. Lefler in support of MOTION to Dismiss Case Consolidated Amended Class Action Complaint 210 filed by Defendant Broadcom Corporation. (Vanzura, Glenn) (Entered: 11/24/2008)

11/24/2008

214 

PROOF OF SERVICE filed by Defendant Broadcom Corporation, re Request for Judicial Notice, Request for Relief 212 , MOTION to Dismiss Case Consolidated Amended Class Action Complaint 210 , Declaration (Motion related) 213 , Memorandum in Support of Motion 211 served on November 24, 2008. (Vanzura, Glenn) (Entered: 11/24/2008)

11/24/2008

215 

NOTICE OF MOTION AND MOTION to Dismiss Case Consolidated Amended Class Action Complaint filed by Defendant George L Farinsky. Motion set for hearing on 1/20/2009 at 10:00 AM before Judge Manuel L. Real. (Vanzura, Glenn) (Entered: 11/24/2008)

11/24/2008

216 

MEMORANDUM in Support of MOTION to Dismiss Case Consolidated Amended Class Action Complaint 215 filed by Consol Defendant George L Farinsky. (Vanzura, Glenn) (Entered: 11/24/2008)

11/24/2008

217 

REQUEST FOR JUDICIAL NOTICE re MOTION to Dismiss Case Consolidated Amended Class Action Complaint 215 filed by Defendant George L Farinsky. (Vanzura, Glenn) (Entered: 11/24/2008)

11/24/2008

218 

DECLARATION of Daniel P. Lefler in support of MOTION to Dismiss Case Consolidated Amended Class Action Complaint 215 filed by Consol Defendant George L Farinsky. (Vanzura, Glenn) (Entered: 11/24/2008)

11/24/2008

219 

PROOF OF SERVICE filed by Defendant George L Farinsky, re Request for Judicial Notice, Request for Relief 217 , Memorandum in Support of Motion 216 , MOTION to Dismiss Case Consolidated Amended Class Action Complaint 215 , Declaration (Motion related) 218 served on November 24, 2008. (Vanzura, Glenn) (Entered: 11/24/2008)

11/24/2008

220 

JOINDER in MOTION to Dismiss Case Consolidated Amended Class Action Complaint 210 filed by Defendant William J Ruehle. (Birn, Jerome) (Entered: 11/24/2008)

11/24/2008

221 

NOTICE OF MOTION AND MOTION to Dismiss Case filed by Defendant Henry T Nicholas, III. Motion set for hearing on 1/20/2009 at 10:00 AM before Judge Manuel L. Real. (Borden, George) (Entered: 11/24/2008)

11/24/2008

222 

CERTIFICATE OF SERVICE filed by defendant William J Ruehle, re Joinder (Motion Related) 220 served on November 24, 2008. (Avital-Magen, Merav) (Entered: 11/24/2008)

11/24/2008

223 

NOTICE OF MOTION AND MOTION to Dismiss Case [Consolidated Amended Class Action Complaint] filed by Defendants Alan E Ross, Werner F Wolfen. Motion set for hearing on 1/20/2009 at 10:00 AM before Judge Manuel L. Real. (Attachments: # 1 Proposed Order)(Weiss, Shirli) (Entered: 11/24/2008)

11/24/2008

224 

MEMORANDUM in Support of MOTION to Dismiss Case [Consolidated Amended Class Action Complaint] MOTION to Dismiss Case [Consolidated Amended Class Action Complaint] 223 filed by Consol Defendants Alan E Ross, Werner F Wolfen. (Weiss, Shirli) (Entered: 11/24/2008)

11/24/2008

225 

DECLARATION of Noah A. Katsell In Support of MOTION to Dismiss Case [Consolidated Amended Class Action Complaint] MOTION to Dismiss Case [Consolidated Amended Class Action Complaint] 223 filed by Consol Defendants Alan E Ross, Werner F Wolfen. (Weiss, Shirli) (Entered: 11/24/2008)

11/24/2008

226 

NOTICE OF MOTION AND MOTION to Dismiss Case (Consolidated Amended Class Action Complaint) filed by Defendant Ernst & Young LLP. Motion set for hearing on 1/20/2009 at 10:00 AM before Judge Manuel L. Real. (Hubbell, Robert) (Entered: 11/24/2008)

11/24/2008

227 

REQUEST FOR JUDICIAL NOTICE re MOTION to Dismiss Case [Consolidated Amended Class Action Complaint] MOTION to Dismiss Case [Consolidated Amended Class Action Complaint] 223 filed by Defendants Alan E Ross, Werner F Wolfen. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3, # 4 Exhibit 4, # 5 Exhibit 5)(Weiss, Shirli) (Entered: 11/24/2008)

11/24/2008

228 

MEMORANDUM in Support of MOTION to Dismiss Case (Consolidated Amended Class Action Complaint) 226 filed by Consol Defendant Ernst & Young LLP. (Hubbell, Robert) (Entered: 11/24/2008)

11/24/2008

229 

REQUEST FOR JUDICIAL NOTICE re MOTION to Dismiss Case (Consolidated Amended Class Action Complaint) 226 filed by Defendant Ernst & Young LLP. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E, # 6 Exhibit F, # 7 Exhibit G, # 8 Exhibit H, # 9 Exhibit I, # 10 Exhibit J, # 11 Exhibit K)(Hubbell, Robert) (Entered: 11/24/2008)

11/24/2008

230 

NOTICE OF MOTION AND MOTION to Dismiss Case filed by Defendant Henry Samueli. Motion set for hearing on 1/20/2009 at 10:00 AM before Judge Manuel L. Real. (Attachments: # 1 Memorandum of Points and Authorities, # 2 Request for Judicial Notice, # 3 Declaration Gordon A. Greenberg, # 4 Proposed Order)(Greenberg, Gordon) (Entered: 11/24/2008)

11/24/2008

231 

JOINDER in MOTION to Dismiss Case Consolidated Amended Class Action Complaint 210 filed by Broadcom Corporation filed by Consol Defendant Ernst & Young LLP. (Hubbell, Robert) (Entered: 11/24/2008)

11/24/2008

232 

[PROPOSED] ORDER GRANTING ERNST & YOUNG LLP'S MOTION TO DISMISS PLAINTIFF'S CONSOLIDATED AMENDED CLASS ACTION COMPLAINT re MOTION to Dismiss Case (Consolidated Amended Class Action Complaint) 226 filed by Consol Defendant Ernst & Young LLP. (Hubbell, Robert) (Entered: 11/24/2008)

11/24/2008

233 

CERTIFICATE OF SERVICE filed by Defendant Ernst & Young LLP, re Motion Related Document, 232 , MOTION to Dismiss Case (Consolidated Amended Class Action Complaint) 226 , Joinder (Motion Related) 231 , Memorandum in Support of Motion 228 , Request for Judicial Notice,, Request for Relief, 229 served on 11/24/2008. (Hubbell, Robert) (Entered: 11/24/2008)

11/24/2008

234 

SUPPLEMENT to MOTION to Dismiss Case 230 Appendix of Foreign Authorities filed by Defendant Henry Samueli. (Attachments: # 1 Appendix Appendix of Foreign Authorities Part 2)(Greenberg, Gordon) (Entered: 11/24/2008)

11/24/2008

235 

NOTICE OF MOTION AND MOTION to Dismiss Case / The Consolidated Amended Class Action Complaint filed by Defendant David A Dull. Motion set for hearing on 1/20/2009 at 10:00 AM before Judge Manuel L. Real. (Attachments: # 1 Declaration Of Demeke, # 2 Proposed Order)(Aronson, Seth) (Entered: 11/24/2008)

11/24/2008

236 

MEMORANDUM in Support of MOTION to Dismiss Case / The Consolidated Amended Class Action Complaint 235 filed by Consol Defendant David A Dull. (Aronson, Seth) (Entered: 11/24/2008)

11/24/2008

237 

REQUEST FOR JUDICIAL NOTICE re MOTION to Dismiss Case / The Consolidated Amended Class Action Complaint 235 / in Support Of Motion filed by Defendant David A Dull. (Aronson, Seth) (Entered: 11/24/2008)

11/24/2008

238 

JOINDER in MOTION to Dismiss Case / The Consolidated Amended Class Action Complaint 235 / And Notice filed by Consol Defendant David A Dull. (Aronson, Seth) (Entered: 11/24/2008)

11/24/2008

239 

PROOF OF SERVICE filed by Defendant David A Dull, re Joinder (Motion Related) 238 , Request for Judicial Notice, Request for Relief 237 , MOTION to Dismiss Case / The Consolidated Amended Class Action Complaint 235 , Memorandum in Support of Motion 236 served on 11/24/2008. (Aronson, Seth) (Entered: 11/24/2008)

12/22/2008

240 

MEMORANDUM in Opposition to MOTION to Dismiss Case [Consolidated Amended Class Action Complaint] MOTION to Dismiss Case [Consolidated Amended Class Action Complaint] 223 in Opposition to Ross and Wolfen filed by Plaintiff New Mexico State Investment Council. (Dubbs, Thomas) (Entered: 12/22/2008)

12/22/2008

241 

MEMORANDUM in Opposition to MOTION to Dismiss Case / The Consolidated Amended Class Action Complaint 235 , MOTION to Dismiss Case 221 , MOTION to Dismiss Case 230 , MOTION to Dismiss Case Consolidated Amended Class Action Complaint 215 , MOTION to Dismiss Case Consolidated Amended Class Action Complaint 210 Broadcom-Omnibus filed by Plaintiff New Mexico State Investment Council. (Dubbs, Thomas) (Entered: 12/22/2008)

12/22/2008

242 

MEMORANDUM in Opposition to MOTION to Dismiss Case (Consolidated Amended Class Action Complaint) 226 Opposition to Ernst & Young LLP filed by Plaintiff New Mexico State Investment Council. (Dubbs, Thomas) (Entered: 12/22/2008)

12/22/2008

243 

PROOF OF SERVICE filed by Lead Plaintiff New Mexico State Investment Council, re MEMORANDUM in Opposition to Motion 242 , MEMORANDUM in Opposition to Motion, 241 , MEMORANDUM in Opposition to Motion, 240 served on 12/22/08. (Dubbs, Thomas) (Entered: 12/22/2008)

01/02/2009

244 

Joint STIPULATION for Extension of Time to File DEFENDANTS MOTIONS TO DISMISS REPLY, Joint STIPULATION for Hearing filed by Lead Plaintiff New Mexico State Investment Council. (Attachments: # 1 Declaration DECLARATION OF THOMAS A. DUBBS IN SUPPORT OF THE STIPULATION REGARDING THE BRIEFING SCHEDULE AND HEARING DATE FOR DEFENDANTS MOTIONS TO DISMISS, # 2 Proposed Order [PROPOSED] ORDER REGARDING THE BRIEFING SCHEDULE AND HEARING DATE FOR DEFENDANTS MOTIONS TO DISMISS)(Dubbs, Thomas) (Entered: 01/02/2009)

01/06/2009

245 

ORDER by Judge Manuel L. Real Regarding the Briefing Schedule and Hearing Date for Defendants' Motions to Dismiss 210 , 215 , 220 221 , 223 , 226 , 230 , 235 , 238 . Having considered the parties' Stipulation 244 , IT IS ORDERED that defendants shall file their replies no later than 1/21/2009. The Court will hear oral argument on defendants' Motions to Dismiss on 2/2/2009 at 10:00 AM before Judge Manuel L. Real. (mg) (Entered: 01/07/2009)

01/08/2009

246 

NOTICE of Change of Address by Nicole Lavallee attorney for Plaintiff New Mexico State Investment Council, changing firm name to Berman DeValerio. Filed by plaintiff New Mexico State Investment Council (Lavallee, Nicole) (Entered: 01/08/2009)

01/21/2009

247 

REPLY in support of MOTION to Dismiss Case Consolidated Amended Class Action Complaint 215 filed by Consol Defendant George L Farinsky. (Vanzura, Glenn) (Entered: 01/21/2009)

01/21/2009

248 

REPLY in support MOTION to Dismiss Case 230 filed by Defendant Henry Samueli. (Greenberg, Gordon) (Entered: 01/21/2009)

01/21/2009

249 

PROOF OF SERVICE filed by defendant George L Farinsky, re Reply (Motion related) 247 served on January 21, 2009. (Vanzura, Glenn) (Entered: 01/21/2009)

01/21/2009

250 

REPLY In Support MOTION to Dismiss Case / The Consolidated Amended Class Action Complaint 235 filed by Consol Defendant David A Dull. (Attachments: # 1 Proof Of Service)(Aronson, Seth) (Entered: 01/21/2009)

01/21/2009

251 

REPLY in Support of MOTION to Dismiss Case 221 filed by Consol Defendant Henry T Nicholas, III. (Attachments: # 1 Exhibit)(Borden, George) (Entered: 01/21/2009)

01/21/2009

252 

REPLY in support of MOTION to Dismiss Case Consolidated Amended Class Action Complaint 210 filed by Defendant Broadcom Corporation. (Vanzura, Glenn) (Entered: 01/21/2009)

01/21/2009

253 

DECLARATION of Daniel P. Lefler in support of MOTION to Dismiss Case Consolidated Amended Class Action Complaint 210 (Supplemental) filed by Defendant Broadcom Corporation. (Vanzura, Glenn) (Entered: 01/21/2009)

01/21/2009

254 

REQUEST FOR JUDICIAL NOTICE re MOTION to Dismiss Case Consolidated Amended Class Action Complaint 210 (Supplemental) filed by defendant Broadcom Corporation. (Vanzura, Glenn) (Entered: 01/21/2009)

01/21/2009

255 

PROOF OF SERVICE filed by defendant Broadcom Corporation, re Declaration (Motion related) 253 , Reply (Motion related) 252 , Request for Judicial Notice, Request for Relief 254 served on January 21, 2009. (Vanzura, Glenn) (Entered: 01/21/2009)

01/21/2009

256 

REPLY in Support of MOTION to Dismiss Case [Consolidated Amended Class Action Complaint] MOTION to Dismiss Case [Consolidated Amended Class Action Complaint] 223 filed by Consol Defendants Alan E Ross, Werner F Wolfen. (Weiss, Shirli) (Entered: 01/21/2009)

01/21/2009

257 

NOTICE OF MOTION AND MOTION for Joinder in Reply (Motion related) 252 DEFENDANT WILLIAM J. RUEHLE'S JOINDER IN DEFENDANT BROADCOM CORPORATION'S REPLY IN SUPPORT OF MOTION TO DISMISS PLAINTIFF'S CONSOLIDATED AMENDED CLASS ACTION COMPLAINT filed by Defendant William J Ruehle. Motion set for hearing on 2/2/2009 at 10:00 AM before Judge Manuel L. Real. (Birn, Jerome) (Entered: 01/21/2009)

01/21/2009

258 

CERTIFICATE OF SERVICE filed by Defendant William J Ruehle, re MOTION for Joinder in Reply (Motion related) 252 DEFENDANT WILLIAM J. RUEHLE'S JOINDER IN DEFENDANT BROADCOM CORPORATION'S REPLY IN SUPPORT OF MOTION TO DISMISS PLAINTIFF'S CONSOLIDATED AMENDED CLASS ACTION COMPLAINT MOTION for Joinder in Reply (Motion related) 252 DEFENDANT WILLIAM J. RUEHLE'S JOINDER IN DEFENDANT BROADCOM CORPORATION'S REPLY IN SUPPORT OF MOTION TO DISMISS PLAINTIFF'S CONSOLIDATED AMENDED CLASS ACTION COMPLAINT 257 served on 1/21/09. (Birn, Jerome) (Entered: 01/21/2009)

01/21/2009

259 

REPLY in support of a motion to Dismiss Plaintiff's Consolidated Amended Class Action Complaint filed by Consol Defendant Ernst & Young LLP. (Hubbell, Robert) (Entered: 01/21/2009)

01/23/2009

260 

REPLY in support of a motion (supplemental certificate of service) filed by Consol Defendant Ernst & Young LLP. (Hubbell, Robert) (Entered: 01/23/2009)

01/29/2009

261 

NOTICE of Change of Attorney Information for attorney Shirli Fabbri Weiss counsel for Consol Defendants Alan E Ross, Werner F Wolfen. Adding Noah A. Katsell as attorney as counsel of record for Defendants Alan E. Ross and Werner F. Wolfen for the reason indicated in the G-06 Notice. Filed by Defendants Alan E. Ross and Werner F. Wolfen (Weiss, Shirli) (Entered: 01/29/2009)

01/29/2009

262 

NOTICE of Change of Attorney Information for attorney Shirli Fabbri Weiss counsel for Consol Defendants Alan E Ross, Werner F Wolfen. Adding Karen S. Chen as attorney as counsel of record for Defendants Alan E. Ross and Werner F. Wolfen for the reason indicated in the G-06 Notice. Filed by Defendants Alan E. Ross and Werner F. Wolfen (Weiss, Shirli) (Entered: 01/29/2009)

02/02/2009

274 

MINUTES OF IN CHAMBERS before Judge Manuel L. Real: Court and counsel confer regarding the complaint and disclosures. The Court DENIES Broadcom's MOTION to Dismiss Consolidated Amended Class Action Complaint 210 , 257 for reasons stated on the record. Plaintiff shall prepare order. The Court DENIES Dull's MOTION to Dismiss The Consolidated Amended Class Action Complaint 235 for reasons stated on the record. Plaintiff shall prepare the order. The Court GRANTS Farinsky's MOTION to Dismiss Consolidated Amended Class Action Complaint 215 with 10 days leave to amend. Defendant shall prepare the order. The Court DENIES Samueli's MOTION to Dismiss 230 for reasons stated on the record. Plaintiff shall prepare the order. The Court takes Nichalos III's MOTION to Dismiss 221 UNDER SUBMISSION. The Court DENIES Ross & Wolfen's MOTION to Dismiss [Consolidated Amended Class Action Complaint] 223 for reasons stated on the record. Plaintiff shall prepare the order. The Court GRANTS Ernst & Young's MOTION to Dismiss (Consolidated Amended Class Action Complaint) 226 with 10 days leave to amend. Defendant shall prepare the order. (jp) (Entered: 02/09/2009)

02/03/2009

263 

TRANSCRIPT for proceedings held on 2-2-09;11:17 a.m. Court Reporter/Electronic Court Recorder: Bridget Montero, phone number bridgetmontero@yahoo.com. Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Electronic Court Recorder before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Notice of Intent to Redact due within 7 days of this date. Redaction Request due 2/24/2009. Redacted Transcript Deadline set for 3/6/2009. Release of Transcript Restriction set for 5/4/2009. (Montero, Bridget) (Entered: 02/03/2009)

02/03/2009

264 

NOTICE OF FILING TRANSCRIPT filed for proceedings 2-2-09; 11:17 a.m. (Montero, Bridget) (Entered: 02/03/2009)

02/04/2009

273 

ORDER by Judge Manuel L. Real GRANTING Dr Henry Nicholas III's MOTION to Dismiss Plaintiff's Consolidated Amended Class Action 221 . IT IS ORDERED that Lead Plaintiff's Section 10(b) claim and Section 20(a) claim against Nicholas are DISMISSED WITH PREJUDICE. (jp) (Entered: 02/09/2009)

02/05/2009

265 

NOTICE OF LODGING filed Notice of Lodgment of [Proposed] Order Granting Ernst & Young LLP's Motion to Dismiss Plaintiff's Consolidated Amended Class Action Complaint re MOTION to Dismiss Case (Consolidated Amended Class Action Complaint) 226 (Attachments: # 1 Proposed Order Granting Ernst & Young LLP's Motion to Dismiss Plaitiff's Consolidated Amended Class Action Complaint)(Hubbell, Robert) (Entered: 02/05/2009)

02/05/2009

266 

CERTIFICATE OF SERVICE filed by Defendant Ernst & Young LLP, re Notice of Lodging, 265 served on February 5, 2009. (Hubbell, Robert) (Entered: 02/05/2009)

02/05/2009

267 

DECLARATION of Glenn K. Vanzura in support of MOTION to Dismiss Case Consolidated Amended Class Action Complaint 215 filed by Consol Defendant George L Farinsky. (Attachments: # 1 Proposed Order)(Vanzura, Glenn) (Entered: 02/05/2009)

02/05/2009

268 

NOTICE OF LODGING filed [Proposed] Order Denying Defendants' Motions to Dismiss Lead Plaintiff's Consolidated Amended Class Action Complaint re Joinder (Motion Related) 238 , Transcript (CV), Transcript (CV), Transcript (CV) 263 , Joinder (Motion Related) 231 , MOTION to Dismiss Case / The Consolidated Amended Class Action Complaint 235 , MOTION to Dismiss Case 221 , MOTION to Dismiss Case 230 , MOTION to Dismiss Case Consolidated Amended Class Action Complaint 210 , MOTION to Dismiss Case [Consolidated Amended Class Action Complaint] MOTION to Dismiss Case [Consolidated Amended Class Action Complaint] 223 , Notice of Filing Transcript (G-46) 264 , Joinder (Motion Related) 220 (Attachments: # 1 Exhibit A - Proposed Order)(Lavallee, Nicole) (Entered: 02/05/2009)

02/05/2009

269 

PROOF OF SERVICE filed by Plaintiff New Mexico State Investment Council, re Notice of Lodging,,, 268 served on 2/5/09. (Lavallee, Nicole) (Entered: 02/05/2009)

02/06/2009

270 

NOTICE OF LODGING filed Amended Notice of Lodging of [Proposed] Order Denying Defendants' Motions to Dismiss Lead Plaintiff's Consolidated Amended Class Action Complaint re Joinder (Motion Related) 238 , Notice of Lodging,,, 268 , Transcript (CV), Transcript (CV), Transcript (CV) 263 , Joinder (Motion Related) 231 , MOTION to Dismiss Case / The Consolidated Amended Class Action Complaint 235 , MOTION to Dismiss Case 221 , MOTION to Dismiss Case 230 , MOTION to Dismiss Case Consolidated Amended Class Action Complaint 210 , MOTION to Dismiss Case [Consolidated Amended Class Action Complaint] MOTION to Dismiss Case [Consolidated Amended Class Action Complaint] 223 , Notice of Filing Transcript (G-46) 264 , Joinder (Motion Related) 220 (Attachments: # 1 Exhibit A - Proposed Order)(Lavallee, Nicole) (Entered: 02/06/2009)

02/06/2009

271 

DECLARATION of Nicole Lavallee re Notice of Lodging,,, 270 filed by Plaintiff New Mexico State Investment Council. (Lavallee, Nicole) (Entered: 02/06/2009)

02/06/2009

272 

PROOF OF SERVICE filed by Plaintiff New Mexico State Investment Council, re Notice of Lodging,,, 270 , Declaration (non-motion) 271 served on 2/6/09. (Lavallee, Nicole) (Entered: 02/06/2009)

02/10/2009

280 

ORDER by Judge Manuel L. Real GRANTING Ernst & Young LLP's MOTION to Dismiss Plaintiff's Consolidated Amended Class Action Complaint 226 . IT IS HEREBY ORDERED that Plaintiff's Section 10(b) claim against EY is DISMISSED WITHOUT PREJUDICE. Plaintiff may file an amended complaint by February 18, 2009. (mg) (Entered: 02/13/2009)

02/10/2009

281 

ORDER GRANTING GEORGE L. FARINSKY'S MOTION TO DISMISS CONSOLIDATED AMENDED CLASS ACTION COMPLAINTby Judge Manuel L. Real: IT IS HEREBY ORDERED that Defendant George L. Farinsky's Motion to Dismiss the Amended Complaint is GRANTED and all claims against Mr. Farinsky are DISMISSED with leave to amend, for the reasons the Court set forth at the Hearing. 226 (ake) (Entered: 02/17/2009)

02/11/2009

275 

NOTICE OF OBJECTION TO DEFENDANT ERNST & YOUNG LLP'S FORM OF PROPOSED ORDER filed by Lead Plaintiff New Mexico State Investment Council. (Attachments: # 1 Proposed Order)(Dubbs, Thomas) (Entered: 02/11/2009)

02/11/2009

276 

NOTICE of Errata filed by Lead Plaintiff New Mexico State Investment Council. correcting NOTICE OF OBJECTION TO DEFENDANT ERNST & YOUNG LLP'S FORM OF PROPOSED ORDER (Dubbs, Thomas) (Entered: 02/11/2009)

02/11/2009

277 

NOTICE CORRECTED NOTICE OF OBJECTION TO DEFENDANT ERNST & YOUNG LLP'S FORM OF PROPOSED ORDER filed by Lead Plaintiff New Mexico State Investment Council. (Attachments: # 1 Proposed Order)(Dubbs, Thomas) (Entered: 02/11/2009)

02/11/2009

278 

Proof OF SERVICE filed by Lead Plaintiff New Mexico State Investment Council, re Notice (Other) 277 served on 2/11/09. (Dubbs, Thomas) (Entered: 02/11/2009)

02/11/2009

279 

ORDER by Judge Manuel L. Real DENYING Defendants' Motions to Dismiss Lead Plaintiff's Consolidated Amended Class Action Complaint. It Is Hereby Ordered: Broadcom's Motion to Dismiss 210 , joined by Ruehle 220 , Ernst & Young LLP 231 , Nicholas 221 , and Dull 238 , is DENIED. Samueli's Motion to Dismiss 230 is DENIED. Dull's Motion to Dismiss 235 is DENIED. Ross' and Wolfen's Motion to Dismiss 223 is DENIED. Nicholas' Motion to Dismiss 221 REMAINS UNDER SUBMISSION. Lead Plaintiff shall file an amendment to the Amended Complaint if any, no later than ten (10) days following entry of the Order concerning Nicholas's Motion To Dismiss 221 . Defendant Nicholas shall have 20 days from the filing of the Second Amended Complaint, if any, to answer or otherwise respond. Defendants Broadcom, Samueli, Ruehle, Dull, Wolfen, and Ross shall have 30 days from the entry of an Order concerning Nicholas' Motion To Dismiss to answer the Amended Complaint or the Second Amended Complaint, if such is filed. (mg) (Entered: 02/13/2009)

02/18/2009

282 

NOTICE LEAD PLAINTIFFS NOTICE OF INTENT NOT TO AMEND THE CONSOLIDATED AMENDED CLASS ACTION COMPLAINT filed by Lead Plaintiff New Mexico State Investment Council. (Dubbs, Thomas) (Entered: 02/18/2009)

02/18/2009

283 

PROOF OF SERVICE filed by Lead Plaintiff New Mexico State Investment Council, re Notice (Other) 282 OF INTENT NOT TO AMEND THE CONSOLIDATED AMENDED CLASS ACTION COMPLAINT served on 2/18/09. (Dubbs, Thomas) (Entered: 02/18/2009)

02/27/2009

284 

Joint STIPULATION for Order To Appoint Special Master For Discovery and Other Pre-Trial Proceedings filed by Defendant Broadcom Corporation. (Attachments: # 1 Proposed Order Appointing Special Master For Discovery and Other Pre-Trial Proceedings)(Vanzura, Glenn) (Entered: 02/27/2009)

03/04/2009

285 

ORDER by Judge Manuel L. Real, re Stipulation for Order, 284 IT IS ORDERED that John Francis Carroll is appointed Special Master herein, for all purposes. 1. In order to accomplish this reference, the Special Master shall have andis granted the powers set forth in the Federal Rules of Civil Procedure, the Local Rules of the Central District, the Judges Procedures and General Orders Judge Manuel L. Real, and shall include the following:, John Francis Carroll added. (pj) (Entered: 03/06/2009)

03/09/2009

286 

STIPULATION for Extension of Time to File Response as to Consolidated Complaint, 208 filed by Defendant William J. Ruehle William J Ruehle. (Attachments: # 1 Proposed Order)(Birn, Jerome) (Entered: 03/09/2009)

03/10/2009

287 

STIPULATION for Extension of Time to File as to Consolidated Complaint, 208 filed by Defendants Alan E Ross, Werner F Wolfen. (Attachments: # 1 Proposed Order)(Weiss, Shirli) (Entered: 03/10/2009)

03/10/2009

288 

ORDER granting Stipulation for Extension of Time to File Response/Reply 286 ,IT IS HEREBY ORDERED that the deadline for Defendant William J.Ruehle to answer Lead Plaintiffs Consolidated Amended Class Action Complaintshall be March 18, 2009. (pj) (Entered: 03/11/2009)

03/11/2009

289 

ANSWER to Consolidated Complaint, 208 Consolidated Amended Class Action Complaint filed by Defendant Broadcom Corporation.(Vanzura, Glenn) (Entered: 03/11/2009)

03/11/2009

290 

ANSWER to Consolidated Complaint, 208 filed by Defendant David A Dull. (Attachments: # 1 Proof Of Service)(Buchanan, Katherine) (Entered: 03/11/2009)

03/11/2009

291 

ANSWER to Consolidated Complaint, 208 filed by Defendant Henry Samueli.(Weir, Charles) (Entered: 03/11/2009)

03/11/2009

292 

ORDER REGARDING EXTENSION OF TIME FOR DEFENDANTS ALAN E. ROSS AND WERNER F. WOLFEN TO ANSWER LEAD PLAINTIFFS CONSOLIDATED AMENDED CLASS ACTION COMPLAINT by Judge Manuel L. Real: The Court, having considered the Parties Stipulation Regarding Extension of Time for Defendants Alan E. Ross and Werner F. Wolfen to Answer Lead Plaintiffs Consolidated Amended Class Action Complaint, IT IS HEREBY ORDERED that the deadline for Defendants Alan E. Rossand Werner F. Wolfen to answer Lead Plaintiffs Consolidated Amended ClassAction Complaint shall be March 18, 2009. 287 (ake) (Entered: 03/12/2009)

03/18/2009

293 

STIPULATION for Extension of Time to File Answer filed by Defendant William J Ruehle. (Attachments: # 1 Proposed Order Regarding Extension of Time for Defendant William J. Ruehle to Answer Lead Plaintiff's Consolidated Amended Class Action Complaint)(Birn, Jerome) (Entered: 03/18/2009)

03/18/2009

294 

ANSWER to Consolidated Complaint, 208 JURY DEMAND. filed by Defendant Alan E Ross.(Weiss, Shirli) (Entered: 03/18/2009)

03/18/2009

295 

ANSWER to Consolidated Complaint, 208 filed by Defendant Werner F Wolfen.(Weiss, Shirli) (Entered: 03/18/2009)

03/18/2009

300 

ORDER regarding extension of time for defendant William J ruehle to Answer Lead Plaintiffs Consolidated Amended Class Action Complaint, 293 , defendant William J Ruehle answer due 3/25/2009 by Judge Manuel L. Real (pj) (Entered: 03/23/2009)

03/20/2009

296 

NOTICE of Change of Attorney Information for attorney David I Hurwitz counsel for Consol Defendant David A Dull.David I. Hurwitz is no longer attorney of record for the aforementioned party in this case for the reason indicated in the G-06 Notice. Filed by Defendant David I. Hurwitz (Hurwitz, David) (Entered: 03/20/2009)

03/20/2009

297 

NOTICE of Change of Attorney Information for attorney Amy J Longo counsel for Consol Defendant David A Dull. Adding Amy Longo as attorney as counsel of record for David A. Dull for the reason indicated in the G-06 Notice. Filed by Defendant Amy Longo (Longo, Amy) (Entered: 03/20/2009)

03/20/2009

298 

NOTICE of Change of Attorney Information for attorney J Jorge DeNeve counsel for Consol Defendant David A Dull. Adding J. Jorge deNeve as attorney as counsel of record for David A. Dull for the reason indicated in the G-06 Notice. Filed by Defendant J. Jorge deNeve (DeNeve, J) (Entered: 03/20/2009)

03/20/2009

299 

Proof OF SERVICE filed by Defendant David A Dull, re Notice of Change of Attorney Information (G-06), Notice of Change of Attorney Information (G-06) 297 , Notice of Change of Attorney Information (G-06), Notice of Change of Attorney Information (G-06) 298 , Notice of Change of Attorney Information (G-06), Notice of Change of Attorney Information (G-06) 296 served on 03/20/2009. (Buchanan, Katherine) (Entered: 03/20/2009)

03/25/2009

301 

ANSWER to Plaintiff's Consolidated Amended Class Action Complaint filed by Defendant William J Ruehle.(Birn, Jerome) (Entered: 03/25/2009)

03/31/2009

302 

STIPULATION for Judgment as to Ernst & Young LLP filed by Lead Plaintiff New Mexico State Investment Council. (Attachments: # 1 Proposed Final Judgment Under Rule 54(b) as to Ernst & Young LLP, # 2 Proposed Order Entering Final Judgment as to Ernst & Young LLP)(Dubbs, Thomas) (Entered: 03/31/2009)

03/31/2009

303 

OF SERVICE filed by Lead Plaintiff New Mexico State Investment Council, re Stipulation for Judgment, 302 re: Rule 54(b) as to Ernst & Young LLP served on 3/31/2009. (Dubbs, Thomas) (Entered: 03/31/2009)

03/31/2009

304 

ORDER ENTERING FINAL JUDGMENT TO ERNST & YOUNG LLP by Judge Manuel L. Real, re Stipulation for Judgment, 302 (pj) (Entered: 04/03/2009)

03/31/2009

305 

FINAL JUDGMENT by Judge Manuel L. Real, is entered on behalf of Ernst & Young LLP against Lead Plaintiff New Mexico State Investment Council (pj) (Entered: 04/03/2009)

04/17/2009

306 

STIPULATION for Protective Order filed by Defendant Broadcom Corporation. (Attachments: # 1 Proposed Order)(Vanzura, Glenn) (Entered: 04/17/2009)

04/20/2009

307 

ORDER RE STIPULATION FOR PROTECTIVE ORDER by Judge Manuel L. Real (pj) (Entered: 04/20/2009)

04/28/2009

308 

NOTICE OF APPEAL to the 9th CCA filed by Lead Plaintiff New Mexico State Investment Council. Appeal of Judgment 305 , Order, 280 . (Filing fee $455, receipt number 09730000000005239306.) (Attachments: # 1 Exhibit A, # 2 Exhibit B)(Fonti, Joseph) (Entered: 04/28/2009)

04/28/2009

309 

Civil Appeals Docketing Statement received from Lead Plaintiff New Mexico State Investment Council forwarded to 9th CCA. RE: Notice of Appeal to 9th Circuit Court of Appeals, 308 (Fonti, Joseph) (Entered: 04/28/2009)

04/28/2009

310 

REQUEST to Substitute attorney Richard Marmaro in place of attorney Jerome F. Birn, Jr. filed by Defendant William J Ruehle. (Attachments: # 1 Proposed Order)(Birn, Jerome) (Entered: 04/28/2009)

04/28/2009

311 

REQUEST to Substitute attorney Richard Marmaro in place of attorney Kelley M. Kinney filed by Defendant William J Ruehle. (Attachments: # 1 Proposed Order)(Kinney, Kelley) (Entered: 04/28/2009)

04/28/2009

312 

REQUEST to Substitute attorney Richard Marmaro in place of attorney Merav Avital-Magen filed by Defendant William J Ruehle. (Attachments: # 1 Proposed Order)(Avital-Magen, Merav) (Entered: 04/28/2009)

04/29/2009

313 

NOTICE OF APPEAL NOTIFICATION form issued regarding Notice of Appeal to 9th Circuit Court of Appeals, 308 as to Plaintiff New Mexico State Investment Council. (lr) (Entered: 04/29/2009)

04/29/2009

314 

NOTIFICATION by Circuit Court of Appellate Docket Number 09-55632, 9th CCA regarding Notice of Appeal to 9th Circuit Court of Appeals, 308 as to Plaintiff New Mexico State Investment Council. (lr) (Entered: 05/01/2009)

04/30/2009

315 

ORDER ON REQUEST FOR APPROVAL OF SUBSTITUTION OF ATTORNEY by Judge Manuel L. Real: granting 311 Request to Substitute Attorney. Added attorney Richard Marmaro of Skadden, Arps, Slate, Meagher & Flom LLP for William J Ruehle. Attorney Kelley Moohr Kinney terminated of Wilson Sonsini Goodrich & Rosati, P. (pj) (Entered: 05/04/2009)

05/28/2009

316 

TRANSCRIPT DESIGNATION AND ORDERING FORM For Dates: 10/6/08, 2/2/09; Court Reporter: Walter Ledge, Bridget Montero; Court of Appeals Case Number: 09-55632; Re: 308 (Fonti, Joseph) (Entered: 05/28/2009)

05/28/2009

317 

PROOF OF SERVICE filed by plaintiff New Mexico State Investment Council, re Transcript Designation and Order Form to the 9th CCA (A-9) 316 served on 5/28/09. (Fonti, Joseph) (Entered: 05/28/2009)

05/28/2009

318 

ORDER ON REQUEST FOR APPROVAL OF SUBSTITUTION OF ATTORNEY by Judge Manuel L. Real: GRANTING 312 Request to Substitute Attorney Richard Marmaro in placed and in stead of Merav Avital-Magen. Attorney Merav Avital-Magen terminated. (ca) (Entered: 05/29/2009)

05/28/2009

319 

ORDER ON REQUEST FOR APPROVAL OF SUBSTITUTION OF ATTORNEY by Judge Manuel L. Real: GRANTING 310 Request to Substitute Attorney Richard Marmaro in placed and instead of Jerome F Birn, Jr. Attorney Jerome F Birn, Jr terminated. (ca) (Entered: 05/29/2009)

06/03/2009

320 

NOTICE of Change of Attorney Information for attorney Jerome F Birn, Jr counsel for Defendant William J Ruehle.Jerome F. Birn, Jr. is no longer attorney of record for the aforementioned party in this case for the reason indicated in the G-06 Notice. Filed by Defendant William J. Ruehle (Birn, Jerome) (Entered: 06/03/2009)

06/03/2009

321 

Not-Party Kaye Scholer's Acknowledgement and Agreement to be Bound to Protective Order (Barnes, Robert) (Entered: 06/03/2009)

06/03/2009

322 

NOTICE of Change of Attorney Information for attorney Kelley Moohr Kinney counsel for Defendant William J Ruehle.Kelley M. Kinney is no longer attorney of record for the aforementioned party in this case for the reason indicated in the G-06 Notice. Filed by Defendant William J. Ruehle (Kinney, Kelley) (Entered: 06/03/2009)

06/08/2009

323 

NOTICE of Change of Attorney Information for attorney Merav Avital-Magen counsel for Defendant William J Ruehle.Merav Avital-Magen is no longer attorney of record for the aforementioned party in this case for the reason indicated in the G-06 Notice. Filed by Defendant William J. Ruehle (Avital-Magen, Merav) (Entered: 06/08/2009)

06/25/2009

324 

JOINDER (Schmid, Fernanda) (Entered: 06/25/2009)

07/14/2009

325 

AFFIDAVIT re Protective Order 307 Acknowledgment and Agreement To Be Bound - Morgan Stanley & Co., Incorporated (Wallis, Eric) (Entered: 07/14/2009)

07/15/2009

326 

CERTIFICATE OF SERVICE filed by Interested Party Morgan Stanley & Co. Incorporated, re Affidavit 325 served on July 14, 2009. (Wallis, Eric) (Entered: 07/15/2009)

09/28/2009

328 

ORDER GRANTING CLASS PLAINTIFFS APPLICATION FOR LIMITED RELIEF FROM THE STAY by Judge Manuel L. Real (pj) (Entered: 10/02/2009)

09/29/2009

327 

Non-party National Hockey League's Acknowledgment And Agreement To Be Bound By Protective Order re: Protective Order 307 (Adler, Douglas) (Entered: 09/29/2009)

10/08/2009

329 

AMENDED ORDER by Judge Manuel L. Real Staying Class Action 328 . IT IS HEREBY ORDERED that: All proceedings and formal discovery in the above-captioned action shall be stayed until the trials of Henry T. Nicholas III and William J. Ruehle in United States of America v. Henry Nicholas, III, et al., Case No. SA-CR-08-00139-CJC, have been resolved. In the event that the trial of Henry T. Nicholas, III is continued, the stay shall be partially lifted on May 1, 2010. (See document for further details). (mg) (Entered: 10/08/2009)

04/28/2010

330 

RECORD ON APPEAL sent to Circuit Court re: Appeal number, 09-55632. The record consists of Four (4) volumes; One (1) transcript re Notice of Appeal to 9th Circuit Court of Appeals 308 . (dmap) (Entered: 04/28/2010)

04/29/2010

331 

APPLICATION for attorney Nicole M. Zeiss to Appear Pro Hac Vice (PHV FEE NOT PAID.) filed by Plaintiff New Mexico State Investment Council. (Attachments: # 1 Proposed Order)(Lavallee, Nicole) (Entered: 04/29/2010)

04/30/2010

332 

NOTICE OF MOTION AND MOTION for Settlement Approval of PROPOSED CLASS ACTION SETTLEMENT WITH BROADCOM DEFENDANTS filed by Lead Plaintiff New Mexico State Investment Council. Motion set for hearing on 5/17/2010 at 10:00 AM before Judge Manuel L. Real. (Attachments: # 1 Memorandum LEAD PLAINTIFFS UNOPPOSED MOTION FOR PRELIMINARY APPROVAL OF PROPOSED CLASS ACTION SETTLEMENT WITH BROADCOM DEFENDANTS AND MEMORANDUM OF POINTS AND AUTHORITIES IN SUPPORT THEREOF, # 2 Declaration DECLARATION OF THOMAS A. DUBBS IN SUPPORT OF LEAD PLAINTIFFS UNOPPOSED MOTION FOR PRELIMINARY APPROVAL OF PROPOSED CLASS ACTION SETTLEMENT WITH BROADCOM DEFENDANTS, # 3 Exhibit Exhibit 1, # 4 Exhibit Exhibit 2, # 5 Declaration DECLARATION OF JOHN FRANCIS CARROLL, MEDIATOR AND COURT-APPOINTED SPECIAL MASTER, IN SUPPORT OF MOTION FOR PRELIMINARY APPROVAL OF SETTLEMENT, # 6 Proposed Order [PROPOSED] PRELIMINARY APPROVAL ORDER PROVIDING FOR NOTICE AND HEARING IN CONNECTION WITH PROPOSED CLASS ACTION SETTLEMENT WITH BROADCOM DEFENDANTS)(Dubbs, Thomas) (Entered: 04/30/2010)

04/30/2010

333 

PROOF OF SERVICE filed by LEAD PLAINTIFF New Mexico State Investment Council, re MOTION for Settlement Approval of PROPOSED CLASS ACTION SETTLEMENT WITH BROADCOM DEFENDANTS 332 served on 4/30/2010. (Dubbs, Thomas) (Entered: 04/30/2010)

05/03/2010

334 

ORDER by Judge Manuel L. Real: Granting 331 Application to Appear Pro Hac Vice by Attorney Nicole M. Zeiss on behalf of Plaintiff New Mexico State Investment Council and the Class, designating Nicole Lavallee as local counsel. (mg) (Entered: 05/05/2010)

05/06/2010

335 

NOTICE OF FILING FEE DUE on Pro Hac Vice Application filed 4/29/10 by attorney Nicole M Zeiss for Plaintiff New Mexico State Investment Council. As of todays date, the court has not yet received the application fee of $185.00. Please remit the fee and this notice immediately. (vh) (Entered: 05/06/2010)

05/06/2010

336 

MINUTES: (IN CHAMBERS) COUNSEL ARE NOTIFIED that on the Court's own motion the:Lead Plaintiffs Unopposed Motion for preliminary approval of proposed Class Action settlement with Broadcom defendants 332 is hereby ORDERED CONTINUED FROM MAY 17, 2010 AT 10:00 A.M. TO JUNE 1, 2010 AT 9:00 A.M. Please note the change in time as well as the change in date by Judge Manuel L. Real. (ir) (Entered: 05/06/2010)

05/26/2010

337 

NOTICE OF MOTION AND MOTION for Settlement Approval of UNOPPOSED NOTICE OF FILING [REVISED PROPOSED] PRELIMINARY APPROVAL ORDER PROVIDING FOR NOTICE AND HEARING IN CONNECTION WITH PROPOSED CLASS ACTION SETTLEMENT WITH BROADCOM DEFENDANTS filed by Lead Plaintiff New Mexico State Investment Council. Motion set for hearing on 6/1/2010 at 09:00 AM before Judge Manuel L. Real. (Attachments: # 1 Proposed Order [REVISED PROPOSED] PRELIMINARY APPROVAL ORDER PROVIDING FOR NOTICE AND HEARING IN CONNECTION WITH PROPOSED CLASS ACTION SETTLEMENT WITH BROADCOM DEFENDANTS)(Dubbs, Thomas) (Entered: 05/26/2010)

05/26/2010

338 

PROOF OF SERVICE filed by Lead Plaintiff New Mexico State Investment Council, re MOTION for Settlement Approval of UNOPPOSED NOTICE OF FILING [REVISED PROPOSED] PRELIMINARY APPROVAL ORDER PROVIDING FOR NOTICE AND HEARING IN CONNECTION WITH PROPOSED CLASS ACTION SETTLEMENT WITH BROADCOM DEFENDANTS MOTION for Settlement Approval of UNOPPOSED NOTICE OF FILING [REVISED PROPOSED] PRELIMINARY APPROVAL ORDER PROVIDING FOR NOTICE AND HEARING IN CONNECTION WITH PROPOSED CLASS ACTION SETTLEMENT WITH BROADCOM DEFENDANTS MOTION for Settlement Approval of UNOPPOSED NOTICE OF FILING [REVISED PROPOSED] PRELIMINARY APPROVAL ORDER PROVIDING FOR NOTICE AND HEARING IN CONNECTION WITH PROPOSED CLASS ACTION SETTLEMENT WITH BROADCOM DEFENDANTS 337 served on 5/26/10. (Dubbs, Thomas) (Entered: 05/26/2010)

06/01/2010

339 

PRELIMINARY APPROVAL ORDER PROVIDING FOR NOTICE AND HEARING IN CONNECTION WITH PROPOSED CLASS ACTION SETTLEMENT WITH BROADCOM DEFENDANTS by Judge Manuel L. Real, ( Settlement Conference set for 8/2/2010 10:00 AM before Judge Manuel L. Real.) (pj) (Entered: 06/01/2010)

06/01/2010

340 

MINUTES OF Lead Plaintiff New Mexico State Investment Council and the Class's unopposed motion forpreliminary approval of proposed Class Action settlement with Broadcom defendants (fld 4-30-10). The Court hears arguments of counsel.The Court GRANTS the motion and signs the proposed order. 332 held before Judge Manuel L. Real: 332 Court Reporter: Bridget Montero. (pj) (Entered: 06/01/2010)

06/16/2010

341 

APPEAL RECORD RETURNED from 9th CCA Received: Volume(s): 1 through 4; Transcripts(s): 1; RE: Appeal Record Sent to USCA (A-26) 330 (car) (Entered: 06/16/2010)

07/12/2010

342 

NOTICE OF MOTION AND MOTION for Settlement Approval of FINAL APPROVAL OF PROPOSED CLASS ACTION SETTLEMENT WITH BROADCOM DEFENDANTS filed by Lead Plaintiff New Mexico State Investment Council. Motion set for hearing on 8/2/2010 at 10:00 AM before Judge Manuel L. Real. (Attachments: # 1 Memorandum LEAD PLAINTIFFS UNOPPOSED MOTION FOR FINAL APPROVAL OF PROPOSED CLASS ACTION SETTLEMENT WITH BROADCOM DEFENDANTS AND MEMORANDUM OF POINTS AND AUTHORITIES IN SUPPORT THEREOF, # 2 Proposed Order [PROPOSED] ORDER APPROVING PLAN OF ALLOCATION)(Dubbs, Thomas) (Entered: 07/12/2010)

07/12/2010

343 

DECLARATION of Thomas A. Dubbs re MOTION for Settlement Approval of FINAL APPROVAL OF PROPOSED CLASS ACTION SETTLEMENT WITH BROADCOM DEFENDANTS 342 filed by Plaintiff New Mexico State Investment Council. (Attachments: # 1 Exhibit Ex. 1, # 2 Exhibit Ex. 2, # 3 Exhibit Ex. 3, # 4 Exhibit Ex. 4, # 5 Exhibit Ex. 5, # 6 Exhibit Ex. 6, # 7 Exhibit Ex. 7, # 8 Exhibit Ex. 8, # 9 Exhibit Ex. 9)(Dubbs, Thomas) (Entered: 07/12/2010)

07/12/2010

344 

NOTICE OF MOTION AND MOTION for Attorney Fees filed by Lead Plaintiff New Mexico State Investment Council. Motion set for hearing on 8/2/2010 at 10:00 AM before Judge Manuel L. Real. (Attachments: # 1 Memorandum LEAD COUNSELS UNOPPOSED MOTION FOR ATTORNEYS FEES AND REIMBURSEMENT OF LITIGATION EXPENSES AND MEMORANDUM OF POINTS AND AUTHORITIES IN SUPPORT THEREOF, # 2 Proposed Order [PROPOSED] ORDER AWARDING LEAD COUNSEL ATTORNEYS FEES AND REIMBURSEMENT OF LITIGATION EXPENSES)(Dubbs, Thomas) (Entered: 07/12/2010)

07/12/2010

345 

PROOF OF SERVICE filed by Lead Plaintiff New Mexico State Investment Council, re MOTION for Attorney Fees 344 , Declaration (non-motion), Declaration (non-motion) 343 , MOTION for Settlement Approval of FINAL APPROVAL OF PROPOSED CLASS ACTION SETTLEMENT WITH BROADCOM DEFENDANTS 342 served on 7/12/2010. (Dubbs, Thomas) (Entered: 07/12/2010)

07/14/2010

346 

NOTICE OF ERRATA filed by Plaintiff New Mexico State Investment Council. correcting Declaration (non-motion), Declaration (non-motion) 343 of Thomas A. Dubbs re MOTION for Settlement Approval of FINAL APPROVAL OF PROPOSED CLASS ACTION SETTLEMENT WITH BROADCOM DEFENDANTS to add executed Exhibit 9 (Attachments: # 1 Proof of Service)(Dubbs, Thomas) (Entered: 07/14/2010)

07/14/2010

347 

EXHIBIT Filed filed by Plaintiff New Mexico State Investment Council. as to Declaration (non-motion), Declaration (non-motion) 343 . (Dubbs, Thomas) (Entered: 07/14/2010)

07/19/2010

348 

OBJECTIONS to proposed settlement and notice of intent to appear 342 filed by Objector Smokestack Lightening LTD "Marisco". (lc) (pj). (Entered: 07/20/2010)

07/26/2010

349 

REPLY Support MOTION for Attorney Fees 344 , MOTION for Settlement Approval of FINAL APPROVAL OF PROPOSED CLASS ACTION SETTLEMENT WITH BROADCOM DEFENDANTS 342 ; and Opposition to OBJECTIONS to proposed settlement filed by Objector Smokestack Lightening LTD "Marisco"; filed by Plaintiff New Mexico State Investment Council. (Attachments: # 1 Declaration REPLY DECLARATION OF THOMAS A. DUBBS, # 2 Exhibit 1, # 3 Exhibit 2, # 4 Exhibit 3, # 5 Exhibit 4, # 6 Proposed Order [PROPOSED] FINAL ORDER AND JUDGMENT AS TO BROADCOM DEFENDANTS, # 7 Proposed Order [PROPOSED] ORDER DENYING OBJECTION AND REQUIRING APPEAL BOND)(Dubbs, Thomas) (Entered: 07/26/2010)

07/26/2010

350 

PROOF OF SERVICE filed by LEAD PLAINTIFF New Mexico State Investment Council, re Reply (Motion related), Reply (Motion related), Reply (Motion related) 349 served on 7/26/2010. (Dubbs, Thomas) (Entered: 07/26/2010)

07/30/2010

351 

TRANSCRIPT for proceedings held on 6--1-10 9:27 a.m. Court Reporter/Electronic Court Recorder: Bridget Montero, phone number www.bridgetmontero.com. Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Electronic Court Recorder before the deadline for Release of Transcript Restriction. After that date it may be obtained through the Court Reporter, www.bridgetmontero.com, or PACER. Notice of Intent to Redact due within 7 days of this date. Redaction Request due 8/20/2010. Redacted Transcript Deadline set for 8/30/2010. Release of Transcript Restriction set for 10/28/2010. (Montero, Bridget) (Entered: 07/30/2010)

07/30/2010

352 

NOTICE OF FILING TRANSCRIPT filed for proceedings 6-1-10 9:27 a.m. (Montero, Bridget) (Entered: 07/30/2010)

08/02/2010

353 

MINUTES OF 1) Lead Plaintiff New Mexico State Investment Council and the Class's unopposed motion for finalapproval of proposed Class Action settlement with Broadcom defendants (fld 7-12-10)2) Lead Plaintiff New Mexico State Investment Council and the Class's unopposed motion forattorney's fees and reimbursement of litigation expenses (fld 7-12-10) 342 344 ; Motion Hearing held before Judge Manuel L. Real: There are no objectors to the settlement present. The Court GRANTS each of the above-listed motions, for reasonsas stated on the record. Lead plaintiff shall submit proposed orders.Court Reporter: Sheri Kleeger. (pj) (Entered: 08/04/2010)

08/11/2010

354 

ORDER APPROVING PLAN OF ALLOCATION by Judge Manuel L. Real, re MOTION for Settlement Approval of FINAL APPROVAL OF PROPOSED CLASS ACTION SETTLEMENT WITH BROADCOM DEFENDANTS 342 : IT IS HEREBY ORDERED, ADJUDGED AND DECREED that: 1. Pursuant to and in compliance with Rule 23 of the Federal Rules of Civil Procedure, this Court hereby finds and concludes that due and adequate notice was directed to persons and entities who are Class Members, advising them of the Plan of Allocation and of their right to object thereto, and a full and fair opportunity was accorded to persons and entities who are Class Members to be heard with respect to the Plan of Allocation. 2. No objections have been received concerning the Plan of Allocation. 3. The Court hereby finds and concludes that the formula in the Plan of Allocation for the calculation of the claims of Authorized Claimants that is set forth in the Notice of Pendency of Class Action and Proposed Settlement With Broadcom Defendants (the "Notice") disseminated to Class Members, provides a fair and reasonable basis upon which to allocate the net settlement proceeds among Class Members. 4. The Court hereby finds and concludes that the Plan of Allocation set forth in the Notice is, in all respects, fair and reasonable and the Court hereby approves the Plan of Allocation. (bm) (Entered: 08/12/2010)

08/11/2010

355 

ORDER AWARDING LEAD COUNSEL ATTORNEYS' FEES AND REIMBURSEMENT OF LITIGATION EXPENSES by Judge Manuel L. Real, re MOTION for Settlement Approval of FINAL APPROVAL OF PROPOSED CLASS ACTION SETTLEMENT WITH BROADCOM DEFENDANTS 342 : IT IS HEREBY ORDERED, ADJUDGED AND DECREED that: 1. All of the capitalized terms used herein shall have the same meanings as set forth in the Stipulation and Agreement of Settlement With Broadcom Defendants, dated as of April 30, 2010 (the "Stipulation"), and filed with the Court. 2. This Court has jurisdiction over the subject matter of this application and all matters relating thereto, including all Members of the Settlement Class who have not timely and validly requested exclusion. 3. The Court hereby awards Lead Counsel attorneys' fees of 18.5% of the Settlement Fund, plus reimbursement of litigation expenses in the amount of $625,043, together with the interest earned thereon for the same time period and at the same rate as that earned on the Settlement Fund until paid. The Court finds that the amount of fees awarded is appropriate and is fair and reasonable under the "percentage-of-recovery" method, given the result obtained for the Settlement Class, the substantial risks of non-recovery, the time and effort involved, and the quality of Lead Counsel's work. See Vizcaino v. Microsoft Corp., 290 F.3d 1043 (9th Cir. 2002). 4. The fees shall be allocated among counsel for the Lead Plaintiff by Lead Counsel in a manner that reflects each such counsel's contribution to the institution, prosecution, and resolution of the captioned action. 5. The awarded attorneys fees and expenses, and interest earned thereon, shall be paid to Lead Counsel subject to the terms, conditions, and obligations of the Stipulation, and pursuant to the timing set forth in 13 thereof, which terms, conditions and obligations are incorporated herein. 6. The Court hereby awards Lead Plaintiff New Mexico State Investment Council, as Class Representative, reimbursement of its reasonable lost wages directly relating to its representation of the Settlement Class, pursuant to the Private Securities Litigation Reform Act ("PSLRA"), 15 U.S.C. §78u-4 (a)(4). The Court awards Lead Plaintiff the requested amount of $12,250, which may be paid upon entry of this order. (bm) (Entered: 08/12/2010)

08/11/2010

356 

ORDER DENYING OBJECTION AND REQUIRING APPEAL BOND by Judge Manuel L. Real: NOW, THEREFORE, after due deliberation, IT IS ORDERED, ADJUDGED AND DECREED that: 1. This Order incorporates by reference the definitions in the Stipulation, and all capitalized terms used herein shall have the same meanings as set forth in the Stipulation. 2. The Objection is overruled in its entirety. 3. If Smokestack Lightening Ltd "Marisco" appeals from the denial of its Objection, it will be required to post a $10,000 bond, pursuant to Fed. R. App. P. 7. (bm) (Entered: 08/12/2010)

08/12/2010

357 

FINAL ORDER AND JUDGMENTAS TO BROADCOM DEFENDANTS by Judge Manuel L. Real, This Judgment incorporates by reference the definitions in the Stipulation, and all capitalized terms used herein shall have the same meanings as set forth in the Stipulation. This Court has jurisdiction ove r the subject matter of the Litigation and over all Settling Parties to the Litigation, including all members of the Settlement Class. The Court hereby appoints New Mexico State Investment Council as Class Representative and Labaton Sucharow LLP as Class Counsel. Without affecting the finality of this Judgment in any way, this Courthereby retains continuing jurisdiction over (see attached order and judgment for further details) (MD JS-6, Case Terminated). (pj) (Entered: 08/12/2010)

09/10/2010

358 

NOTICE OF APPEAL to the 9th CCA filed by objector Smokestack Lightening Ltd "Marisco". Appeal of Order,, 356 (Appeal fee FEE NOT PAID.) (Palmer, Joseph) (Entered: 09/10/2010)

09/10/2010

359 

NOTICE OF APPEAL to the 9th CCA filed by objector Smokestack Lightening Ltd "Marisco". Appeal of Order,,,,,,,,, 355 , Judgment,, 357 (Appeal fee FEE NOT PAID.) (Palmer, Joseph) (Entered: 09/10/2010)

09/14/2010

360 

NOTIFICATION by Circuit Court of Appellate Docket Number 10-56435 9th CCA regarding Notice of Appeal to 9th Circuit Court of Appeals 358 as to Objector Smokestack Lightening Ltd "Marisco". (dmap) (Entered: 09/14/2010)

09/14/2010

361 

NOTIFICATION by Circuit Court of Appellate Docket Number 10-56436 9th CCA regarding Notice of Appeal to 9th Circuit Court of Appeals 359 as to Objector Smokestack Lightening Ltd "Marisco". (dmap) (Entered: 09/14/2010)

09/23/2010

366 

ORDER from 9th CCA filed re: Notice of Appeal to 9th Circuit Court of Appeals 358 filed by Smokestack Lightening Ltd "Marisco", Notice of Appeal to 9th Circuit Court of Appeals 359 filed by Smokestack Lightening Ltd "Marisco", CCA # 10-56435, 10-56436. The court consolidates these appeals. Appeal Nos. 10-56435 and 10-56436 are consolidated. A review of this court's docket reflects that the filing and docketing fees for these consolidated appeals remain due. Within 21 days after the date of this order, appellant shall pay to the district court the $455.00 filing and docketing fees for each appeal and file in this court of proof of such payment. Failure to pay the fees shall result in the automatic dismissal of these appeals by the Clerk for failure to prosecute. See 9th Cir. R. 42-1. If appellant pays the filing fees, the following briefing schedule shall govern these consolidated appeals: the consolidate opening brief and excerpts of record are due February 22, 2011; the consolidated answering brief is due March 24, 2011; and the consolidated optional reply brief is due within 14 days after service of the answering brief. Order received in this district on 10/18/2010. (lr) (Entered: 10/18/2010)

09/24/2010

362 

TRANSCRIPT DESIGNATION AND ORDERING FORM For Dates: 8/2/2010; Court Reporter: Sheri Kleeger; Court of Appeals Case Number: 10-56435; Re: 358 (Palmer, Joseph) (Entered: 09/24/2010)

09/24/2010

363 

TRANSCRIPT DESIGNATION AND ORDERING FORM For Dates: 8/2/2010; Court Reporter: Sheri Keegler; Court of Appeals Case Number: 10-56436; Re: 359 (Palmer, Joseph) (Entered: 09/24/2010)

09/24/2010

364 

STATEMENT Statement of Issues on Appeal filed by Objector Smokestack Lightening Ltd "Marisco" re: Notice of Appeal to 9th Circuit Court of Appeals 358 . (Palmer, Joseph) (Entered: 09/24/2010)

09/24/2010

365 

STATEMENT Statement of Issues on Appeal filed by Objector Smokestack Lightening Ltd "Marisco" re: Notice of Appeal to 9th Circuit Court of Appeals 359 . (Palmer, Joseph) (Entered: 09/24/2010)

10/18/2010

367 

MANDATE of 9th CCA filed re: Notice of Appeal to 9th Circuit Court of Appeals 358 , CCA # 10-56435, 10-56436. These consolidated appeals are dismissed. Mandate received in this district on 10/18/10. (car) (Entered: 10/19/2010)

11/04/2010

368 

MANDATE from 9th CCA filed re: Notice of Appeal to 9th Circuit Court of Appeals 358 filed by Smokestack Lightening Ltd "Marisco", CCA # 10-56435. The court vacates its order filed on October 18, 2010 as issued in error. Appellant's motion for voluntary dismissal of this appeal is granted. This appeal is dismissed. See Fed. R. App. P. 42(b). This order served on the district court shall act as and for the mandate of this court. Mandate received in this district on 11/04/2010. (lr) (Entered: 11/05/2010)

12/17/2010

369 

NOTICE OF MOTION AND MOTION for Settlement Approval of Distribution Order filed by Lead Plaintiff New Mexico State Investment Council. Motion set for hearing on 2/7/2011 at 10:00 AM before Judge Manuel L. Real. (Attachments: # 1 Proposed Order)(Dubbs, Thomas) (Entered: 12/17/2010)

12/17/2010

370 

MEMORANDUM in Support of MOTION for Settlement Approval of Distribution Order 369 filed by Plaintiff New Mexico State Investment Council. (Dubbs, Thomas) (Entered: 12/17/2010)

12/17/2010

371 

DECLARATION of Thomas A. Dubbs in Support of MOTION for Settlement Approval of Distribution Order 369 filed by Plaintiff New Mexico State Investment Council. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2)(Dubbs, Thomas) (Entered: 12/17/2010)

12/17/2010

372 

Proof OF SERVICE filed by Lead Plaintiff New Mexico State Investment Council, re Declaration (Motion related) 371 , MOTION for Settlement Approval of Distribution Order 369 , Memorandum in Support of Motion 370 served on 12/17/2010. (Dubbs, Thomas) (Entered: 12/17/2010)

01/31/2011

373 

MINUTE IN CHAMBERS by Judge Manuel L. Real: COUNSEL ARE NOTIFIED that on the Court own motion the: Lead plaitniff and the Class UNOPPOSED MOTION for Distribution Order etc 369 is hereby ORDERED CONTINUED FROM 2/7/2011 at 10:00 AM., to 2/14/2011 at 10:00 AM. (jp) (Entered: 02/01/2011)

02/14/2011

374 

MINUTES OF Lead Plaintiff New Mexico State Investment Council and the Class's unopposed motion for distribution order approving administrative determinations and directing payment of net settlement fund (fld 12-17-10) 369 held before Judge Manuel L. Real: Counsel submit on their papers as filed. The Court GRANTS the motion for reasons as stated on the record. Plaintiff shall submit a proposed order. Court Reporter: Sheri Kleeger. (im) (Entered: 02/15/2011)

 

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