CLOSED, EAPJ, PHV

U.S. District Court
Western District of Missouri (Kansas City)
CIVIL DOCKET FOR CASE #: 4:06-cv-00236-ODS


In re HR Block Securities Litigation
Assigned to: District Judge Ortrie D. Smith

Case in other court:

 8th Circuit Court of Appeals, 08-01593

 

8th Circuit Court of Appeals, 08-01593, 08-01670

Cause: 15:78m(a) Securities Exchange Act


Date Filed: 03/17/2006
Date Terminated: 04/15/2010
Jury Demand: Plaintiff
Nature of Suit: 190 Contract: Other
Jurisdiction: Diversity

 

Plaintiff

 

Michael Nettie
06cv236

represented by

Charles F. Speer
4040 W. 1246 Terrace
Leawood, KS 66209
(816) 472-3560
Fax: (816)421-2150
Email: cspeer@speerlawfirm.com
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Diane A. Nygaard
Nygaard Law Firm, PA
11050 Roe Ave.
Ste. 212
Overland Park, KS 66211
(913) 469-5544
Fax: (913) 469-1561
Email: diane@nygaardlaw.com
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Teresa A. Woody
Woody Law Firm, PC
1621 Baltimore AVenue
Kansas City, MO 64109
(816) 421-4246
Fax: 816-471-4883
Email: teresa@woodylawfirm.com
TERMINATED: 06/18/2007
ATTORNEY TO BE NOTICED

 

 

 

Plaintiff

 

 

Iron Workers Local 16 Pension Fund
06cv466

represented by

Diane A. Nygaard
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Ira A. Schochet
Labaton Sucharow & Rudoff LLP
100 Park Avenue
New York, NY 10017
(212) 907-0700
Fax: (212) 818-0477
Email: ischochet@labaton.com
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Jason M. Kueser
The Kueser Law Firm, PC
PO Box 612
Lee's Summit, MO 64063
(816) 374-5865
Fax: (816) 374-5866
Email: jason@jmkesquire.com
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Laurence D Paskowitz
Paskowitz Law Firm PC
60 East 42nd Street
46th Floor
New York, NY 10165
212-68-0696
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Michael S. Marks
Labaton, Sucharow & Rudoff LLP
100 Park Avenue
12th Floor
New York, NY 10017
(212) 907-0700
Fax: (212) 883-7032
Email: mmarks@labaton.com
LEAD ATTORNEY

Susan F. Meagher
Nygaard Law Firm, PA
11050 Roe Ave.
Ste. 212
Overland Park, KS 66211
(913) 469-5544
Fax: (913) 469-1561
Email: susan@nygaardlaw.com
TERMINATED: 05/17/2007
LEAD ATTORNEY

Jonathan Gardner
Labaton Sucharow LLP
140 Broadway
New York, NY 10005
212-907-0700
Email: jgardner@labaton.com
ATTORNEY TO BE NOTICED

Mark S Goldman
Labaton Sucharow LLP
140 Broadway
New York, NY 10005
212-907-0700
Email: mgoldman@labaton.com
ATTORNEY TO BE NOTICED

 

 

 

Plaintiff

 

 

Feivel Gottlieb
06cv496

represented by

Diane A. Nygaard
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Harold B. Obstfeld
100 Park Ave
20th Floor
New York, NY 10017
212-696-1212
LEAD ATTORNEY

James S. Notis
440 Sylvan Ave
Ste. 110
Englewood Cliffs, NJ 07632
201-567-7377
LEAD ATTORNEY

John M. Parisi
Shamberg, Johnson & Bergman, Chartered
2600 Grand Blvd.
Suite 550
Kansas City, MO 64108
(816) 474-0004
Fax: (816) 474-0003
Email: jparisi@sjblaw.com
ATTORNEY TO BE NOTICED

 

 

 

Plaintiff

 

 

Adele Lebowitz
06cv495

represented by

Diane A. Nygaard
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

John M. Parisi
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Nadeem Faruqi
Faruqi & Faruqi, LLP
369 Lexington Avenue
10th Floor
New York, NY 10017-6531
(212) 983-9330
Fax: (212) 983-9331
Email: nfaruqi@faruqilaw.com
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

 

 

 

Plaintiff

 

 

Phyllis J Winters
06cv243

represented by

Diane A. Nygaard
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Jeffrey P. Campisi
Kaplan, Fox & Kilsheimer, LLP
805 Third Avenue
22nd Floor
New York, NY 10022
(212) 687-1980
Fax: (212) 687-7714
Email: jcampisi@kaplanfox.com
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Joel B. Strauss
Kaplan, Fox & Kilsheimer LLP
805 Third Avenue
14th Floor
New York, NY 10022
(212) 687-1980
Fax: (212) 687-7714
Email: jstrauss@kaplanfox.com
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Kenneth E. Nelson
Nelson Law Firm, PC
1100 Main Street
Ste. 2900
Kansas City, MO 64105
(816) 421-7225
Fax: (815) 642-8274
Email: kennelson@mclaw.com
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Teresa A. Woody
(See above for address)
TERMINATED: 06/18/2007
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

 

 

 

Plaintiff

 

 

Raymond J. Kadagian
06cv574

represented by

Diane A. Nygaard
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Jeffrey M. Norton
Wechsler, Harwood, L.L.P.
488 Madison Avenue
8th Floor
New York, NY 10022
212-935-7400
Fax: 212-753-3630
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

 

 

 

Plaintiff

 

 

Doris Staehr
06cv284

represented by

Diane A. Nygaard
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Jason M. Pottenger
Yonke & Pottenger, L.L.C.
1100 Main Street
Suite 2450
Kansas City, MO 64105
(816) 221-6000
Fax: (816) 221-6400
Email: jpottenger@yplawfirm.com
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Michael T. Yonke
Yonke & Pottenger, LLC
1100 Main St.
Suite 2450
Kansas City, MO 64105
(816)221-6000
Fax: (816) 221-6400
Email: myonke@yplawfirm.com
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

 

 

 

Plaintiff

 

 

Momentum Partners
06cv465

represented by

Diane A. Nygaard
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Ira A. Schochet
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Jason M. Kueser
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Laurence D Paskowitz
(See above for address)
LEAD ATTORNEY

Michael S. Marks
(See above for address)
LEAD ATTORNEY

Susan F. Meagher
(See above for address)
TERMINATED: 05/17/2007
LEAD ATTORNEY

Jonathan Gardner
(See above for address)
ATTORNEY TO BE NOTICED

Mark S Goldman
(See above for address)
ATTORNEY TO BE NOTICED

 

 

 

Plaintiff

 

 

Stephen T. Hibbard
06cv6059

represented by

Barbara Frankland
Gunderson Sharp & Walke, LLP
5301 W. 75th Street
Prairie Village, KS 66208
(913) 901-9099
Fax: (913) 901-0419
Email: bfrankland@midwest-law.com
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Diane A. Nygaard
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Rex A Sharp
Gunderson Sharp & Walke, LLP
5301 W. 75th Street
Prairie Village, KS 66208
(913) 901-0500
Fax: 913-901-0419
Email: rsharp@midwest-law.com
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Sara E. Collier
FEDERMAN & SHERWOOD
120 N. Robinson
Suite 2720
Oklahoma City, OK 73102
(405)235-1560
LEAD ATTORNEY

William B. Federman
Federman & Sherwood
10205 N. Pennsylvania Avenue
Oklahoma City, OK 73120
(405) 235-1560
Fax: (405) 239-2112
Email: wbf@federmanlaw.com
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

 

 

 


V.

 

 

Defendant

 

 

H & R Block
06cv236,06cv243,06cv284,06cv465,06cv466,06cv495,06cv496,06cv574,06cv6059

represented by

Christopher C. Javillonar
Bryan Cave, LLP-KCMO
1200 Main Street
Suite 3500
Kansas City, MO 64105
(816) 374-3200
Fax: (816) 374-3300
Email: christopher.javillonar@bryancave.com
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Diane A. Nygaard
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Gregory L. Watts
Wilson Sonsini Goodrich & Rosati
650 Page Mill Road
Palo Alto, CA 94304
(650) 565-3916
Fax: (65) 565-5100
Email: gwatts@wsgr.com
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Jerome F. Birn , Jr.
WILSON SONSINI GOODRICH & ROSATI, P.C.
650 Page Mill Road
Palo Alto, CA 94304
(650) 320-4858
Fax: (650) 565-5100
Email: jbirn@wsgr.com
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

John Michael Clear
Bryan Cave-StL
211 North Broadway
Suite 3600
St. Louis, MO 63102-2750
(314) 259-2283
Fax: (314) 552-8283
Email: jmclear@bryancave.com
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Richard L. Posen
WILLKIE FARR & GALLAGHER LLP
787 7th Ave
New York, NY 10019-6099
(212)728-8000
Fax: (212)728-8111
Email: rposen@willkie.com
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Robert M. Thompson
Bryan Cave, LLP
1200 Main Street
Suite 3500
Kansas City, MO 64105
(816) 374-3249
Fax: (816) 374-3300
Email: rmthompson@bryancave.com
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Sameer Advani
WILLKIE FARR & GALLAGHER LLP
787 7thAvenue
New York, NY 10019-6099
(212)728-8000
Fax: (212)728-8111
Email: sadvani@willkie.com
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Steven M. Schatz
WILSON SONSINI GOODRICH & ROSATI, P.C.
650 Page Mill Road
Palo Alto, CA 94304
(650) 320-4856
Fax: (650) 565-5100
Email: sschatz@wsgr.com
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Thomas H. Golden
WILLKIE FARR & GALLAGHER LLP
787 7th Avenue
New York, NY 10019-6099
(212)728-8000
Fax: (212)728-8111
Email: tgolden@willkie.com
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

W. Perry Brandt
Bryan Cave, LLP-KCMO
1200 Main Street
Suite 3500
Kansas City, MO 64105
(816) 374-3200
Fax: (816) 374-3300
Email: perry.brandt@bryancave.com
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

 

 

 

Defendant

 

 

Mark A. Ernst
06cv236,06cv243,06cv284,06cv465,06cv466,06cv495,06cv496,06cv574,06cv6059

represented by

Christopher C. Javillonar
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Diane A. Nygaard
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Gregory L. Watts
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Jerome F. Birn , Jr.
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

John Michael Clear
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Richard L. Posen
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Robert M. Thompson
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Sameer Advani
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Thomas H. Golden
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

W. Perry Brandt
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

 

 

 

Defendant

 

 

Frank J Cotroneo
06cv243,06cv495,06cv496

represented by

Christopher C. Javillonar
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Diane A. Nygaard
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Gregory L. Watts
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Jerome F. Birn , Jr.
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

John Michael Clear
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Richard L. Posen
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Robert M. Thompson
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Sameer Advani
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Steven M. Schatz
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Thomas H. Golden
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

W. Perry Brandt
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

 

 

 

Defendant

 

 

William L Trubeck
06cv243,06cv284,06cv495,06cv496,06cv574

represented by

Christopher C. Javillonar
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Diane A. Nygaard
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Gregory L. Watts
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Jerome F. Birn , Jr.
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

John Michael Clear
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Richard L. Posen
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Robert M. Thompson
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Sameer Advani
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Steven M. Schatz
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Thomas H. Golden
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

W. Perry Brandt
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

 

 

 

Defendant

 

 

James W. Yabuki
06cv284,06cv574

represented by

Christopher C. Javillonar
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Diane A. Nygaard
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

John Michael Clear
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Richard L. Posen
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Robert M. Thompson
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Sameer Advani
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Thomas H. Golden
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

W. Perry Brandt
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

 

 

 

Defendant

 

 

Bret G. Wilson
06cv284

represented by

Christopher C. Javillonar
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Diane A. Nygaard
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Gregory L. Watts
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Jerome F. Birn , Jr.
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

John Michael Clear
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Steven M. Schatz
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

W. Perry Brandt
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

 

 

 

Defendant

 

 

Thomas M Bloch
06cv284,06cv465,06cv466,06cv495,06cv496,06cv6059

represented by

Christopher C. Javillonar
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Diane A. Nygaard
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Gregory L. Watts
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Jerome F. Birn , Jr.
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

John Michael Clear
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Steven M. Schatz
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

W. Perry Brandt
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

 

 

 

Defendant

 

 

Donna R. Ecton
06cv284,06cv465,06cv466,06cv495,06cv496,06cv6059

represented by

Christopher C. Javillonar
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Diane A. Nygaard
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Gregory L. Watts
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Jerome F. Birn , Jr.
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

John Michael Clear
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Steven M. Schatz
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

W. Perry Brandt
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

 

 

 

Defendant

 

 

Henry F. Frigon
06cv284,06cv465,06cv466,06cv495,06cv496,06cv6059

represented by

Christopher C. Javillonar
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Diane A. Nygaard
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Gregory L. Watts
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Jerome F. Birn , Jr.
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

John Michael Clear
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Richard L. Posen
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Sameer Advani
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Steven M. Schatz
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Thomas H. Golden
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

W. Perry Brandt
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

 

 

 

Defendant

 

 

Roger W. Hale
06cv284,06cv465,06cv466,06cv495,06cv496,06cv6059

represented by

Christopher C. Javillonar
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Diane A. Nygaard
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Gregory L. Watts
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Jerome F. Birn , Jr.
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

John Michael Clear
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Richard L. Posen
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Sameer Advani
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Steven M. Schatz
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Thomas H. Golden
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

W. Perry Brandt
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

 

 

 

Defendant

 

 

Louis W. Smith
06cv284,06cv465,06cv466,06cv495,06cv496,06cv6059

represented by

Christopher C. Javillonar
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Diane A. Nygaard
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Gregory L. Watts
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Jerome F. Birn , Jr.
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

John Michael Clear
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Steven M. Schatz
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

W. Perry Brandt
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

 

 

 

Defendant

 

 

Rayford Wilkins, Jr.
06cv284,06cv465,06cv466,06cv495,06cv496,06cv6059

represented by

Christopher C. Javillonar
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Diane A. Nygaard
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Gregory L. Watts
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Jerome F. Birn , Jr.
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

John Michael Clear
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Steven M. Schatz
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

W. Perry Brandt
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

 

 

 

Defendant

 

 

David Baker Lewis
06cv284,06cv465,06cv466,06cv495,06cv496,06cv6059

represented by

Christopher C. Javillonar
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Diane A. Nygaard
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Gregory L. Watts
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Jerome F. Birn , Jr.
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

John Michael Clear
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Steven M. Schatz
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

W. Perry Brandt
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

 

 

 

Defendant

 

 

Len J. Lauer
06cv284,06cv465,06cv466,06cv495,06cv496,06cv6059

represented by

Christopher C. Javillonar
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Diane A. Nygaard
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Gregory L. Watts
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Jerome F. Birn , Jr.
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

John Michael Clear
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Steven M. Schatz
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

W. Perry Brandt
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

 

 

 

Defendant

 

 

G. Kenneth Baum
06cv284,06cv465,06cv466,06cv495,06cv496

represented by

Christopher C. Javillonar
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Diane A. Nygaard
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Gregory L. Watts
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Jerome F. Birn , Jr.
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

John Michael Clear
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Steven M. Schatz
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

W. Perry Brandt
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

 

 

 

Defendant

 

 

Tom D. Seip
06cv465,06cv466,06cv495,06cv496,06cv6059

represented by

Christopher C. Javillonar
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Diane A. Nygaard
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Gregory L. Watts
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Jerome F. Birn , Jr.
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

John Michael Clear
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Richard L. Posen
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Robert M. Thompson
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Sameer Advani
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Steven M. Schatz
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Thomas H. Golden
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

W. Perry Brandt
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

 

 

 

Defendant

 

 

Jeffrey E. Nachbor
06cv495,06cv496

represented by

Christopher C. Javillonar
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Diane A. Nygaard
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Gregory L. Watts
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Jerome F. Birn , Jr.
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

John Michael Clear
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Richard L. Posen
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Robert M. Thompson
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Sameer Advani
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Steven M. Schatz
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Thomas H. Golden
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

W. Perry Brandt
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

 

 

 

Defendant

 

 

Melanie K. Coleman
06cv495,06cv496

represented by

Christopher C. Javillonar
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Diane A. Nygaard
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Gregory L. Watts
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Jerome F. Birn , Jr.
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

John Michael Clear
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Richard L. Posen
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Robert M. Thompson
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Sameer Advani
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Steven M. Schatz
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Thomas H. Golden
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

W. Perry Brandt
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

 

 

 

interested party

 

 

City of Tallahassee Pension Plan
06cv236,06cv243

represented by

Diane A. Nygaard
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

R. Frederick Walters
Walters Bender Strohbehn & Vaughn, PC
1100 Main Street
2500 City Center Square
P.O. Box 26188
Kansas City, MO 64196
(816)421-6620
Fax: (816)421-4747
Email: fwalters@wbsvlaw.com
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

 

 

 

interested party

 

 

Horizon Asset Management, Inc.
06cv236,06cv243,06cv6059

represented by

Diane A. Nygaard
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Patrick J. Stueve
Stueve Siegel Hanson, LLP
460 Nichols Road
Suite 200
Kansas City, MO 64112
(816) 714-7110
Fax: (816) 714-7101
Email: stueve@sshwlaw.com
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Solomon B Cera
Gold Bennett Cera & Sidener LLP
595 Market Street
Suite 2300
San Francisco, CA 94105
(415) 777-2230
Fax: (415) 777-5189
Email: scera@gbcslaw.com
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Thomas C Bright
Gold Bennett Cera & Sidener LLP
595 Market Street
Suite 2300
San Francisco, CA 94105
(415) 777-2230
Fax: (415) 777-5189
Email: tcb@gbcslaw.com
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Matthew Lee Dameron
Missouri Attorney General's Office-JC
P.O. Box 899
Jefferson City, MO 65102
(573) 751-7052
Email: matt.dameron@ago.mo.gov
ATTORNEY TO BE NOTICED

 

 

 

interested party

 

 

Kinetics Asset Management, Inc.
06cv243

represented by

Diane A. Nygaard
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Teresa A. Woody
(See above for address)
TERMINATED: 06/18/2007
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

 

 

 

 

Date Filed

#

Docket Text

03/17/2006

1 

COMPLAINT against all defendants (Filing fee $250 receipt number 1221128) Service due by 7/17/2006, filed by Charles F. Speer on behalf of Michael Nettie. (Attachments: # 1 Exhibit 1)(Speer, Charles) (Entered: 03/17/2006)

03/17/2006

2 

Notice of EAPJ - Bankruptcy Judge Jerry W. Venters (Attachments: # 1 General Order)(Kee, Georgia) (Entered: 03/17/2006)

03/17/2006

  

NOTICE OF MAGISTRATE ASSIGNMENT This is a docket entry only. No document is attached. Emailed to counsel for plaintiff. Magistrate Return due by 4/6/2006 (Kee, Georgia) (Entered: 03/17/2006)

03/27/2006

  

SUMMONS ISSUED as to H & R Block, Mark A. Ernst. (Kee, Georgia) (Entered: 03/27/2006)

03/28/2006

3 

RETURN OF SERVICE of complaint executed by Michael Nettie. H & R Block served on 3/27/2006, answer due 4/17/2006. (Speer, Charles) (Entered: 03/28/2006)

03/28/2006

4 

RETURN OF SERVICE of complaint executed by Michael Nettie. Mark A. Ernst served on 3/27/2006, answer due 4/17/2006. (Speer, Charles) (Entered: 03/28/2006)

04/14/2006

5 

Joint MOTION for order Adopt Stipulation for Enlargement of Time for Defendants to Answer, Move or Otherwise Respond to Complaint filed by Robert M. Thompson on behalf of all defendants Suggestions in opposition/response due by 5/1/2006 unless otherwise directed by the court (Attachments: # 1 Exhibit A)(Thompson, Robert) (Entered: 04/14/2006)

04/17/2006

6 

ORDER directing Clerk of Court to randomly reassign this case to an Article III District Judge. Signed by Judge Robert E. Larsen on 4/17/06. (Marullo, Carol) (Entered: 04/17/2006)

04/18/2006

  

NOTICE OF REASSIGNMENT from Judge Robert E. Larsen to Judge Ortrie D. Smith. PLEASE NOTE THE NEW CASE NUMBER IS 06-0236-CV-W-ODS. (Related document(s) 6 ) (Carr, Lori) (Entered: 04/18/2006)

05/16/2006

7 

MOTION to consolidate cases Notice of Motion of City of Tallahassee Pension Plan to Consolidate Actions, to be Appointed Lead Plaintiff and for Approval of Lead Plaintiff's Selection of Lead Counsel and Liason Counsel filed by R Frederick Walters on behalf of City of Tallahassee Pension Plan Suggestions in opposition/response due by 5/31/2006 unless otherwise directed by the court (Attachments: # 1 Exhibit A-Proposed Order)(Walters, R) (Entered: 05/16/2006)

05/16/2006

8 

SUGGESTIONS in support re 7 MOTION to consolidate cases Notice of Motion of City of Tallahassee Pension Plan to Consolidate Actions, to be Appointed Lead Plaintiff and for Approval of Lead Plaintiff's Selection of Lead Counsel and Liason Counsel filed by R Frederick Walters on behalf of Movant City of Tallahassee Pension Plan. (Related document(s) 7 ) (Walters, R) (Entered: 05/16/2006)

05/16/2006

9 

AFFIDAVIT re 7 MOTION to consolidate cases Notice of Motion of City of Tallahassee Pension Plan to Consolidate Actions, to be Appointed Lead Plaintiff and for Approval of Lead Plaintiff's Selection of Lead Counsel and Liason Counsel Affidavit of R. Frederick Walters in Support of the Motion of City of Tallahassee Pension Plan to Consolidate Actions, to be Appointed Lead Plaintiff and for Approval of Lead Plaintiff's Selection of Lead Counsel & Liason Counsel by City of Tallahassee Pension Plan. (Attachments: # 1 Exhibit A-Certification# 2 Exhibit B-Notice to Class# 3 Exhibit C-Tallahassee losses# 4 Exhibit D-Opinion# 5 Exhibit E-Schiffrin & Barroway resume# 6 Exhibit F-WBSV resume)(Related document(s) 7 ) (Walters, R) (Entered: 05/16/2006)

05/17/2006

  

NOTICE OF DOCKET MODIFICATION. A modification has been made to the document filed on 5/16/06 as Exhibit A - Proposed Order (Doc. #7-2). A document (Proposed Order) has been deleted from the entry. This is a text entry only - no document is attached. (Kee, Georgia) (Entered: 05/17/2006)

05/25/2006

10 

MOTION to withdraw document Withdrawal of Motion of City of Tallahassee Pension Plan to Consolidate Actions, to be Appointed Lead Plaintiff and for Approval of Lead Plaintiff's Selection of Lead Counsel and Liaison Counsel filed by R Frederick Walters on behalf of City of Tallahassee Pension Plan Suggestions in opposition/response due by 6/9/2006 unless otherwise directed by the court (Walters, R) (Entered: 05/25/2006)

05/26/2006

11 

MOTION to consolidate cases filed by Christopher C. Javillonar on behalf of all defendants Suggestions in opposition/response due by 6/12/2006 unless otherwise directed by the court (Javillonar, Christopher) (Entered: 05/26/2006)

05/26/2006

12 

SUGGESTIONS in support re 11 MOTION to consolidate cases filed by Christopher C. Javillonar on behalf of Defendants H & R Block, Mark A. Ernst. (Related document(s) 11 ) (Javillonar, Christopher) (Entered: 05/26/2006)

05/31/2006

13 

ORDER withdrawing 7 motion to consolidate cases from the record, granting 10 motion to withdraw document. Signed by Judge Ortrie D. Smith on 05/31/2006. (Will-Fees, Eva) (Entered: 05/31/2006)

05/31/2006

14 

SUGGESTIONS in opposition re 10 MOTION to withdraw document Withdrawal of Motion of City of Tallahassee Pension Plan to Consolidate Actions, to be Appointed Lead Plaintiff and for Approval of Lead Plaintiff's Selection of Lead Counsel and Liaison Counsel Suggestions in Opposition to Competing Motions filed by Teresa A. Woody on behalf of Plaintiff Michael Nettie. Reply suggestions due by 6/15/2006 unless otherwise directed by the court (Attachments: # 1 Exhibit 1# 2 Exhibit 2)(Related document(s) 10 ) (Woody, Teresa) (Entered: 05/31/2006)

05/31/2006

15 

AFFIDAVIT of service for Suggestions In Opposition Proof of Service served on US Mail on 5/31/06, filed by Michael Nettie. (Woody, Teresa) (Entered: 05/31/2006)

06/09/2006

16 

ORDER granting 5 motion for extension of time. Signed by Judge Ortrie D. Smith on 06/09/2006. (Will-Fees, Eva) (Entered: 06/09/2006)

06/12/2006

17 

SUGGESTIONS in opposition re 11 MOTION to consolidate cases Memorandum in Opposition of Interested Party, Lead Plaintiff Movant Horizon Asset Management, Inc. to Defendants' Motion to Consolidate Securities Class Actions with Shareholder Derivative Actions filed by Teresa A. Woody on behalf of Plaintiff Michael Nettie. Reply suggestions due by 6/27/2006 unless otherwise directed by the court (Related document(s) 11 ) (Woody, Teresa) (Entered: 06/12/2006)

06/22/2006

18 

Motion to allow Solomon B. Cera to appear pro hac vice (Pro Hac fee $50 receipt number 242144) filed by Teresa A. Woody on behalf of Michael Nettie (Woody, Teresa) (Entered: 06/22/2006)

06/22/2006

19 

Motion to allow Thomas C. Bright to appear pro hac vice (Pro Hac fee $50 receipt number 242143) filed by Teresa A. Woody on behalf of Michael Nettie (Woody, Teresa) (Entered: 06/22/2006)

06/26/2006

20 

REPLY SUGGESTIONS to motion re 11 MOTION to consolidate cases filed by Christopher C. Javillonar on behalf of Defendants H & R Block, Mark A. Ernst. (Related document(s) 11 ) (Javillonar, Christopher) (Entered: 06/26/2006)

07/05/2006

21 

DISCLOSURE OF CORPORATE INTERESTS filed by Christopher C. Javillonar on behalf of Defendants H & R Block, Mark A. Ernst.(Javillonar, Christopher) (Entered: 07/05/2006)

07/13/2006

22 

Motion to allow Richard Posen to appear pro hac vice (Pro Hac fee $50 receipt number 242423) filed by Christopher C. Javillonar on behalf of all defendants (Javillonar, Christopher) (Entered: 07/13/2006)

07/13/2006

23 

Motion to allow Sameer Advani to appear pro hac vice (Pro Hac fee $50 receipt number 242423) filed by Christopher C. Javillonar on behalf of all defendants (Javillonar, Christopher) (Entered: 07/13/2006)

07/13/2006

24 

Motion to allow Thomas Golden to appear pro hac vice (Pro Hac fee $50 receipt number 242420) filed by Christopher C. Javillonar on behalf of all defendants (Javillonar, Christopher) (Entered: 07/13/2006)

07/13/2006

25 

Motion to allow Steven M. Schatz to appear pro hac vice (Pro Hac fee $50 receipt number 242431) filed by Christopher C. Javillonar on behalf of all defendants (Javillonar, Christopher) (Entered: 07/13/2006)

07/13/2006

26 

Motion to allow Jerome F. Birn, Jr. to appear pro hac vice (Pro Hac fee $50 receipt number 242431) filed by Christopher C. Javillonar on behalf of all defendants (Javillonar, Christopher) (Entered: 07/13/2006)

07/13/2006

27 

Motion to allow Gregory L. Watts to appear pro hac vice (Pro Hac fee $50 receipt number 242431) filed by Christopher C. Javillonar on behalf of all defendants (Javillonar, Christopher) (Entered: 07/13/2006)

07/13/2006

28 

ORDER granting 25 motion to appear pro hac vice approved by Clerk of Court. Attorney Gregory L. Watts for H & R Block and Mark A. Ernst allowed to appear pro hac vice.
This is a text only entry and will serve as authorization for the pro hac participation by the attorney. No document is attached.
(Kee, Georgia) (Entered: 07/13/2006)

07/13/2006

29 

ORDER granting 27 motion to appear pro hac vice approved by Clerk of Court. Attorney Steven M. Schatzfor H & R Block and Mark A. Ernst allowed to appear pro hac vice.
This is a text only entry and will serve as authorization for the pro hac participation by the attorney. No document is attached.
(Kee, Georgia) . (Entered: 07/13/2006)

07/13/2006

30 

ORDER granting 26 motion to appear pro hac vice approved by Clerk of Court. Attorney Jerome F. Birn, Jr for H & R Block and Mark A. Ernst allowed to appear pro hac vice.
This is a text only entry and will serve as authorization for the pro hac participation by the attorney. No document is attached.
(Kee, Georgia) (Entered: 07/13/2006)

07/13/2006

31 

ORDER granting 22 23 24 motions to appear pro hac vice approved by Clerk of Court. Attorneys Richard L. Posen, Thomas H. Golden, Sameer Advani for H & R Block and Mark A. Ernst allowed to appear pro hac vice.
This is a text only entry and will serve as authorization for the pro hac participation by the attorney. No document is attached. (Baldwin, Joella) (Entered: 07/13/2006)

07/26/2006

32 

NOTICE of filing by Michael Nettie Notice of Related Case (Woody, Teresa) (Entered: 07/26/2006)

09/20/2006

33 

ORDER granting 11 motion to consolidate cases, 06-0236-CV-W-ODS shall be lead case. Denying Plaintiffs' Motions to Remand and ordering parties to provide the Court with supplemental information. Signed by Judge Ortrie D. Smith on 09/20/2006. (Will-Fees, Eva) (Entered: 09/20/2006)

09/21/2006

34 

Rule 16 Noticeproposed scheduling order due by 12/28/2006, rule 26 conference due by 12/14/2006. Signed by Judge Ortrie D. Smith on 09/21/2006. (Will-Fees, Eva) (Entered: 09/21/2006)

09/25/2006

35 

AMENDED ORDER (1) denying Plaintiffs' Motions to Remand, (2) granting the parties' Motions to Consolidate and (3) ordering the parties to provide the Court with supplemental information. Signed by Judge Ortrie D. Smith on 09/25/2006. (Will-Fees, Eva) (Entered: 09/25/2006)

09/27/2006

36 

ORDER denying Motions to Dismiss without prejudice. Signed by Judge Ortrie D. Smith on 09/27/2006. (Will-Fees, Eva) (Entered: 09/28/2006)

10/05/2006

37 

NOTICE of filing by Horizon Asset Management, Inc. re 35 Order, Supplemental Suggestions Of Horizon Asset Management, Inc. to be Appointed as Institutional Co-Lead Plaintiff and for its Counsel to be Appointed Lead Counsel (Bright, Thomas) (Entered: 10/05/2006)

10/05/2006

38 

AFFIDAVIT re 37 Notice of filing of Thomas C. Bright in Support of Motion of Horizon Asset Management, Inc. to be Appointed as Institutional Co-Lead Plaintiff and for its Counsel to be Appointed Lead Counsel by Horizon Asset Management, Inc.. (Attachments: # 1 Exhibit A# 2 Exhibit B# 3 Exhibit C# 4 Exhibit D# 5 Exhibit E# 6 Exhibit F)(Related document(s) 37 ) (Bright, Thomas) (Entered: 10/05/2006)

10/05/2006

39 

AFFIDAVIT of service Supplemental Suggestions of Horizon Asset Management, Inc. to be Appointed as Institutional Co-Lead Plaintiff, and Declaration of Thomas C. Bright in Support of Motion of Horizon Asset Management, Inc. to be Appointed as Institutional Co-Lead Plaintiff, filed by Horizon Asset Management, Inc.. (Bright, Thomas) (Entered: 10/05/2006)

10/05/2006

40 

NOTICE of filing by Iron Workers Local 16 Pension Fund re 33 Order on Motion to Consolidate Cases, Suggestions in Support of Application of Iron Workers Local 16 Pension Fund for Appointment as Lead Plaintiff for the Shareholder's Derivative Actions and for Appointment of its Counsel as Lead Derivative Counsel (Meagher, Susan) (Entered: 10/05/2006)

10/05/2006

41 

AFFIDAVIT of Ira A. Schochet in Support of Application of Iron Workers Local 16 Pension Fund for Appointment as Lead Plaintiff for the Shareholder's Derivative Actions and for Appointment of its Counsel as Lead Derivative Counsel by Iron Workers Local 16 Pension Fund. (Attachments: # 1 Exhibit A - Order - In re Comverse Technology, Inc.# 2 Exhibit B - Order - In re OCA, Inc. Securities and Derivative Litigation# 3 Exhibit C - Resume of Labaton Sucharow & Rudoff)(Meagher, Susan) (Entered: 10/05/2006)

10/05/2006

42 

AFFIDAVIT re 40 Notice of filing,, 41 Affidavit,, of Lori K. DiCresece in Support of Application of Iron Workers Local 16 Pension Fund for Appointment as Lead Plaintiff for the Shareholder's Derivative Actions and for Appointment of its Counsel as Lead Derivative Counsel by Iron Workers Local 16 Pension Fund. (Related document(s) 40 , 41 ) (Meagher, Susan) (Entered: 10/05/2006)

10/10/2006

  

The document originally filed as Document #43, DESIGNATION Motion of Plaintiffs Feivel Gottlieb and Adele Lebowitz to Be Appointed Representative Derivative Plaintiffs and for Approval of Their Selection of Derivative Co-Lead Counsel and Derivative Liaison Counsel, has been deleted as the incorrect event was used. Counsel will refile the document using the correct event, Motion. Modified on 10/11/2006 (Jones, Robin). (Entered: 10/10/2006)

10/10/2006

  

The document originally filed as Document #44, DESIGNATION SUGGESTIONS IN SUPPORT OF MOTION OF PLAINITFFS FEIVEL GOTTLIEB AND ADELE LEBOWITZ TO BE APPOINTED REPRESENTATIVE DERIVATIVE PLAINTIFFS AND FOR APPROVAL OF THEIR SELECTION OF DERIVATIVE CO-COUNSEL AND DERIVATIVE CO-COUNSEL AND DERIVATIVE LIAISON COUNSEL, has been deleted as the incorrect event was used. Counsel will refile the document using the correct event, Suggestion in support of motion. Modified on 10/11/2006 (Jones, Robin). (Entered: 10/10/2006)

10/10/2006

43 

MOTION for order to Allow Feivel Gottlieb and Adele Lebowitz to Be Appointed Representative Derivative Plaintiffs and for Approval of Their Selection of Derivative Co-Lead Counsel and Derivative Liaison Counsel filed by John M. Parisi on behalf of Feivel Gottlieb Suggestions in opposition/response due by 10/26/2006 unless otherwise directed by the court (Attachments: # 1 Exhibit A (Declaration)# 2 Exhibit A to Declaration# 3 Exhibit B to Declaration# 4 Exhibit C to Declaration# 5 Exhibit D to Declaration)(Parisi, John) Modified on 10/11/2006 to correct date filed (Jones, Robin). (Entered: 10/11/2006)

10/10/2006

44 

SUGGESTIONS in support re 43 MOTION for order to Allow Feivel Gottlieb and Adele Lebowitz to Be Appointed Representative Derivative Plaintiffs and for Approval of Their Selection of Derivative Co-Lead Counsel and Derivative Liaison Counsel filed by John M. Parisi on behalf of Plaintiff Feivel Gottlieb. (Related document(s) 43 ) (Parisi, John) Modified on 10/11/2006 to correct date filed (Jones, Robin). (Entered: 10/11/2006)

10/11/2006

  

NOTICE OF DOCKET MODIFICATION. A modification has been made to the document filed on October 10, 2006 as Document No. 43, DESIGNATION Motion of Plaintiffs Feivel Gottlieb and Adele Lebowitz to Be Appointed Representative Derivative Plaintiffs and for Approval of Their Selection of Derivative Co-Lead Counsel and Derivative Liaison Counsel. The document has been deleted as the incorrect event was used when filing the document. Counsel will refile the document using the correct Motion event. This is a text entry only - no document is attached. (Jones, Robin) (Entered: 10/11/2006)

10/11/2006

  

NOTICE OF DOCKET MODIFICATION. A modification has been made to the document filed on October 10, 2006 as Document No. 44, DESIGNATION SUGGESTIONS IN SUPPORT OF MOTION OF PLAINITFFS FEIVEL GOTTLIEB AND ADELE LEBOWITZ TO BE APPOINTED REPRESENTATIVE DERIVATIVE PLAINTIFFS AND FOR APPROVAL OF THEIR SELECTION OF DERIVATIVE CO-COUNSEL AND DERIVATIVE CO-COUNSEL AND DERIVATIVE LIAISON COUNSEL. The document has been deleted as the incorrect event was used when filing the document. Counsel will refile the document using the correct event, Suggestions in support of motion. This is a text entry only - no document is attached. (Jones, Robin) (Entered: 10/11/2006)

10/12/2006

45 

ORDER any and all filings shall be filed under case number 06-0236-CV-W-ODS. Signed by Judge Ortrie D. Smith on 10/12/2006. (Will-Fees, Eva) (Entered: 10/12/2006)

10/23/2006

46 

SUGGESTIONS in opposition re 43 MOTION for order to Allow Feivel Gottlieb and Adele Lebowitz to Be Appointed Representative Derivative Plaintiffs and for Approval of Their Selection of Derivative Co-Lead Counsel and Derivative Liaison Counsel filed by Christopher C. Javillonar on behalf of Defendants Frank J Cotroneo, William L Trubeck, Robert Blasucci, Raymond J. Kadagian, James W. Yabuki, Bret G. Wilson, Thomas M Bloch, Donna R. Ecton, Henry F. Frigon, Roger W. Hale, Louis W. Smith, Rayford Wilkins, Jr, David Baker Lewis, Len J. Lauer, G. Kenneth Baum, Tom D. Seip, Jeffrey E. Nachbor, Melanie K. Coleman, H & R Block, Mark A. Ernst. Reply suggestions due by 11/7/2006 unless otherwise directed by the court (Related document(s) 43 ) (Javillonar, Christopher) (Entered: 10/23/2006)

10/23/2006

47 

SUGGESTIONS in opposition re 43 MOTION for order to Allow Feivel Gottlieb and Adele Lebowitz to Be Appointed Representative Derivative Plaintiffs and for Approval of Their Selection of Derivative Co-Lead Counsel and Derivative Liaison Counsel and in Further Support of Application of Iron Workers Local 16 Pension Fund for Appointment as Lead Derivative Plaintiff filed by Susan F. Meagher on behalf of Plaintiffs Iron Workers Local 16 Pension Fund, Momentum Partners. Reply suggestions due by 11/7/2006 unless otherwise directed by the court (Related document(s) 43 ) (Meagher, Susan) (Entered: 10/23/2006)

11/03/2006

48 

ORDER appointing lead Plaintiff. Signed by Judge Ortrie D. Smith on 11/03/2006. (Will-Fees, Eva) (Entered: 11/03/2006)

11/08/2006

  

***Appeals Remark: Petition for writ of mandamus from Stephen Hibbard is denied. (Crespo, Wil) (Entered: 11/08/2006)

11/16/2006

49 

NOTICE of appearance by Patrick J. Stueve on behalf of Horizon Asset Management, Inc. (Stueve, Patrick) (Entered: 11/16/2006)

11/17/2006

50 

MOTION for leave to file excess pages in Suggestions in Support of Derivative Plaintiff Iron Worker's Motions for Reconsideration of Order Appointing Lead Counsel, for Modification of That Order and of the Prior Order Consolidating Class and Derivative Actions or, in the Alternative, for Certification of Certain Questions for Appeal to the Eighth Circuit Pursuant to 28 U.S. C. Section 1292(B) filed by Susan F. Meagher on behalf of Iron Workers Local 16 Pension FundSuggestions in opposition/response due by 12/4/2006 unless otherwise directed by the court. (Meagher, Susan) (Entered: 11/17/2006)

11/17/2006

51 

MOTION for reconsideration re 35 Order,, 48 Order Appointing Lead Counsel, for Modification of That Order and of the Prior Order Consolidating Class and Derivative Actions or, in the Alternative, For Certification of Certain Questions for Appeal to the Eighth Circuit Pursuant to 28 U.S.C. Section 1292(B) filed by Susan F. Meagher on behalf of Iron Workers Local 16 Pension FundSuggestions in opposition/response due by 12/4/2006 unless otherwise directed by the court. (Related document(s) 35 , 48 ) (Meagher, Susan) (Entered: 11/17/2006)

11/17/2006

52 

SUGGESTIONS in support re 51 MOTION for reconsideration re 35 Order,, 48 Order Appointing Lead Counsel, for Modification of That Order and of the Prior Order Consolidating Class and Derivative Actions or, in the Alternative, For Certification of Certain Questions for Appea filed by Susan F. Meagher on behalf of Plaintiff Iron Workers Local 16 Pension Fund. (Related document(s) 51 ) (Meagher, Susan) (Entered: 11/17/2006)

11/17/2006

53 

AFFIDAVIT re 51 MOTION for reconsideration re 35 Order,, 48 Order Appointing Lead Counsel, for Modification of That Order and of the Prior Order Consolidating Class and Derivative Actions or, in the Alternative, For Certification of Certain Questions for Appea, 52 Suggestions in Support of Motion, by Iron Workers Local 16 Pension Fund. (Attachments: # 1 Exhibit A - Horizon Opposition Brief)(Related document(s) 51 , 52 ) (Meagher, Susan) (Entered: 11/17/2006)

11/22/2006

54 

MOTION for extension of time to amend [Lead Plaintiff's Unopposed Motion For Extension Of Time To File Consolidated Amended Complaint] filed by Thomas C Bright on behalf of Horizon Asset Management, Inc. (Bright, Thomas) (Entered: 11/22/2006)

11/22/2006

55 

AFFIDAVIT re 54 MOTION for extension of time to amend [Lead Plaintiff's Unopposed Motion For Extension Of Time To File Consolidated Amended Complaint] [Declaration Of Thomas C. Bright In Support Of Lead Plaintiff's Unopposed Motion For Extension Of Time To File Consolidated Amended Complaint] by Horizon Asset Management, Inc.. (Related document(s) 54 ) (Bright, Thomas) (Entered: 11/22/2006)

11/22/2006

56 

AFFIDAVIT of service [Proof Of Service], filed by Horizon Asset Management, Inc.. (Bright, Thomas) (Entered: 11/22/2006)

11/28/2006

57 

ORDER granting 54 motion for extension of time to amend complaint. Signed by Judge Ortrie D. Smith on 11/28/2006. (Will-Fees, Eva) (Entered: 11/28/2006)

11/28/2006

58 

Consent MOTION for extension of time filed by Christopher C. Javillonar on behalf of Frank J Cotroneo, William L Trubeck, James W. Yabuki, Bret G. Wilson, Thomas M Bloch, Donna R. Ecton, Henry F. Frigon, Roger W. Hale, Louis W. Smith, Rayford Wilkins, Jr, David Baker Lewis, Len J. Lauer, G. Kenneth Baum, Tom D. Seip, Jeffrey E. Nachbor, Melanie K. Coleman, H & R Block, Mark A. ErnstSuggestions in opposition/response due by 12/13/2006 unless otherwise directed by the court. (Javillonar, Christopher) (Entered: 11/28/2006)

11/29/2006

59 

ORDER granting 58 motion for extension of time to file response to Motion for Reconsideration on or before 12/06/2006. Signed by Judge Ortrie D. Smith on 11/29/2006. (Will-Fees, Eva) (Entered: 11/29/2006)

11/29/2006

60 

ORDER granting 50 motion for leave to file excess pages. Signed by Judge Ortrie D. Smith on 11/29/2006. (Will-Fees, Eva) (Entered: 11/29/2006)

12/06/2006

61 

SUGGESTIONS in opposition re 51 MOTION for reconsideration re 35 Order,, 48 Order Appointing Lead Counsel, for Modification of That Order and of the Prior Order Consolidating Class and Derivative Actions or, in the Alternative, For Certification of Certain Questions for Appea filed by Christopher C. Javillonar on behalf of Defendants Frank J Cotroneo, William L Trubeck, James W. Yabuki, Bret G. Wilson, Thomas M Bloch, Donna R. Ecton, Henry F. Frigon, Roger W. Hale, Louis W. Smith, Rayford Wilkins, Jr, David Baker Lewis, Len J. Lauer, G. Kenneth Baum, Tom D. Seip, Jeffrey E. Nachbor, Melanie K. Coleman, H & R Block, Mark A. Ernst. Reply suggestions due by 12/21/2006 unless otherwise directed by the court (Related document(s) 51 ) (Javillonar, Christopher) (Entered: 12/06/2006)

12/14/2006

62 

MOTION for certificate of appealability of Derivative Plaintiffs Feivel Gottlieb and Adele Lebowitz of an interlocutory appeal pursuant to 28U.S.C. sec. 1292(b) filed by John M. Parisi on behalf of Adele LebowitzSuggestions in opposition/response due by 12/29/2006 unless otherwise directed by the court. (Parisi, John) (Entered: 12/14/2006)

12/14/2006

63 

SUGGESTIONS in support re 62 MOTION for certificate of appealability of Derivative Plaintiffs Feivel Gottlieb and Adele Lebowitz of an interlocutory appeal pursuant to 28U.S.C. sec. 1292(b) filed by John M. Parisi on behalf of Plaintiff Adele Lebowitz. (Related document(s) 62 ) (Parisi, John) (Entered: 12/14/2006)

12/15/2006

64 

MOTION for reconsideration of Certain Orders or Certification of Questions of Law Pursuant to 28 U.S.C. 1292(b) filed by Rex A Sharp on behalf of Stephen T. HibbardSuggestions in opposition/response due by 1/2/2007 unless otherwise directed by the court. (Sharp, Rex) (Entered: 12/15/2006)

12/15/2006

65 

SUGGESTIONS in support re 64 MOTION for reconsideration of Certain Orders or Certification of Questions of Law Pursuant to 28 U.S.C. 1292(b) filed by Rex A Sharp on behalf of Plaintiff Stephen T. Hibbard. (Related document(s) 64 ) (Sharp, Rex) (Entered: 12/15/2006)

12/20/2006

66 

RESPONSE to motion re 62 MOTION for certificate of appealability of Derivative Plaintiffs Feivel Gottlieb and Adele Lebowitz of an interlocutory appeal pursuant to 28U.S.C. sec. 1292(b), 64 MOTION for reconsideration of Certain Orders or Certification of Questions of Law Pursuant to 28 U.S.C. 1292(b) Lead Plaintiff's Response to Derivative Plaintiffs' Motions for Reconsideration and Certification filed by Thomas C Bright on behalf of interested party Horizon Asset Management, Inc.. Reply suggestions due by 1/4/2007 unless otherwise directed by the court (Related document(s) 62 , 64 ) (Bright, Thomas) (Entered: 12/20/2006)

12/20/2006

67 

SUGGESTIONS in support re 51 MOTION for reconsideration re 35 Order,, 48 Order Appointing Lead Counsel, for Modification of That Order and of the Prior Order Consolidating Class and Derivative Actions or, in the Alternative, For Certification of Certain Questions for Appea l to the 8th Circuit Pursuant to 28 U.S.C. Section 1292(B) filed by Susan F. Meagher on behalf of Plaintiff Iron Workers Local 16 Pension Fund. (Related document(s) 51 ) (Meagher, Susan) (Entered: 12/20/2006)

12/26/2006

68 

SUGGESTIONS in opposition re 62 MOTION for certificate of appealability of Derivative Plaintiffs Feivel Gottlieb and Adele Lebowitz of an interlocutory appeal pursuant to 28U.S.C. sec. 1292(b), 64 MOTION for reconsideration of Certain Orders or Certification of Questions of Law Pursuant to 28 U.S.C. 1292(b) filed by Christopher C. Javillonar on behalf of Defendants Frank J Cotroneo, William L Trubeck, James W. Yabuki, Bret G. Wilson, Thomas M Bloch, Donna R. Ecton, Henry F. Frigon, Roger W. Hale, Louis W. Smith, Rayford Wilkins, Jr, David Baker Lewis, Len J. Lauer, G. Kenneth Baum, Tom D. Seip, Jeffrey E. Nachbor, Melanie K. Coleman, H & R Block, Mark A. Ernst. Reply suggestions due by 1/10/2007 unless otherwise directed by the court (Attachments: # 1 Notice of Exhibit Attachment)(Related document(s) 62 , 64 ) (Javillonar, Christopher) Modified on 12/28/2006 to acknowledge receipt of the exhibits in the Clerk's office on 12/27/06 (Beard, Melanie). (Entered: 12/26/2006)

01/10/2007

69 

REPLY SUGGESTIONS to motion re 62 MOTION for certificate of appealability of Derivative Plaintiffs Feivel Gottlieb and Adele Lebowitz of an interlocutory appeal pursuant to 28U.S.C. sec. 1292(b) (in support of their motion) filed by John M. Parisi on behalf of Plaintiff Feivel Gottlieb. (Related document(s) 62 ) (Parisi, John) (Entered: 01/10/2007)

01/10/2007

70 

REPLY SUGGESTIONS to motion re 64 MOTION for reconsideration of Certain Orders or Certification of Questions of Law Pursuant to 28 U.S.C. 1292(b) filed by Rex A Sharp on behalf of Plaintiff Stephen T. Hibbard. (Related document(s) 64 ) (Sharp, Rex) (Entered: 01/10/2007)

01/11/2007

71 

Second MOTION for extension of time to File Complaint filed by Solomon B Cera on behalf of Horizon Asset Management, Inc.Suggestions in opposition/response due by 1/26/2007 unless otherwise directed by the court. (Cera, Solomon) (Entered: 01/11/2007)

01/12/2007

72 

ORDER granting 71 motion for extension of time. Signed by Judge Ortrie D. Smith on 01/12/2007. (Will-Fees, Eva) (Entered: 01/12/2007)

01/23/2007

73 

ORDER directing parties to file disclosure of corporate interests. Signed by Judge Ortrie D. Smith on 01/23/2007. (Will-Fees, Eva) (Entered: 01/23/2007)

01/25/2007

74 

NOTICE of filing by Horizon Asset Management, Inc. re 73 Order Certificate of Corporate Interest (Cera, Solomon) (Entered: 01/25/2007)

01/31/2007

75 

NOTICE of change of address by Rex A Sharp (Sharp, Rex) (Entered: 01/31/2007)

01/31/2007

76 

NOTICE of filing by Iron Workers Local 16 Pension Fund re 73 Order Certificate of Corporate Interest (Meagher, Susan) (Entered: 01/31/2007)

02/02/2007

77 

NOTICE of filing by Momentum Partners re 73 Order Certificate of Corporate Interest (Meagher, Susan) (Entered: 02/02/2007)

02/02/2007

78 

DISCLOSURE OF CORPORATE INTERESTS filed by Christopher C. Javillonar on behalf of Defendant H & R Block.(Javillonar, Christopher) (Entered: 02/02/2007)

03/27/2007

79 

ORDER finding as moot 43 motion ; denying 51 motion for reconsideration ; denying 62 motion for certificate of appealability; denying 64 motion for reconsideration. Signed by Judge Ortrie D. Smith on 03/27/2007. (Will-Fees, Eva) (Entered: 03/27/2007)

03/30/2007

80 

Motion to allow John Michael Clear to appear pro hac vice (Pro Hac fee $50 receipt number 248614) filed by Christopher C. Javillonar on behalf of all defendants. (Javillonar, Christopher) (Entered: 03/30/2007)

04/02/2007

81 

ORDER granting 80 motion to appear pro hac vice approved by Clerk of Court. Attorney John Michael Clear for all defendants allowed to appear pro hac vice.
This is a text only entry and will serve as authorization for the pro hac participation by the attorney. No document is attached.
(Kee, Georgia) (Entered: 04/02/2007)

04/06/2007

82 

AMENDED COMPLAINT CONSOLIDATED CLASS ACTION COMPLAINT FOR VIOLATIONS OF THE FEDERAL SECURITIES LAWS against William L Trubeck, James W. Yabuki, H & R Block, Mark A. Ernst filed by Solomon B Cera on behalf of Horizon Asset Management, Inc.. (Attachments: # 1 Part II of Consolidated Class Action Complaint# 2 Part III of Consolidated Class Action Complaint)(Cera, Solomon) (Entered: 04/06/2007)

04/16/2007

83 

NOTICE of change of address by Nadeem Faruqi (Faruqi, Nadeem) (Entered: 04/16/2007)

04/18/2007

84 

Consent MOTION for extension of time to file answer re 82 Amended Complaint, and for Increase in Page Limit filed by Christopher C. Javillonar on behalf of William L Trubeck, James W. Yabuki, H & R Block, Mark A. Ernst. Suggestions in opposition/response due by 5/3/2007 unless otherwise directed by the court. (Related document(s) 82 ) (Javillonar, Christopher) (Entered: 04/18/2007)

04/23/2007

85 

ORDER granting 84 Motion for Extension of Time. Signed by Judge Ortrie D. Smith on 04/23/2007. (Will-Fees, Eva) (Entered: 04/23/2007)

05/16/2007

86 

MOTION to withdraw as attorney filed by Susan F. Meagher on behalf of Iron Workers Local 16 Pension Fund, Momentum Partners. Suggestions in opposition/response due by 6/1/2007 unless otherwise directed by the court. (Meagher, Susan) (Entered: 05/16/2007)

05/17/2007

87 

ORDER granting 86 motion to withdraw as attorney. Attorney Susan F. Meagher terminated. Signed by Judge Ortrie D. Smith on 05/17/2007. (Will-Fees, Eva) (Entered: 05/17/2007)

06/08/2007

88 

MOTION to dismiss case filed by W. Perry Brandt on behalf of William L Trubeck, James W. Yabuki, H & R Block, Mark A. Ernst. Suggestions in opposition/response due by 6/25/2007 unless otherwise directed by the court. (Brandt, W.) (Entered: 06/08/2007)

06/08/2007

89 

SUGGESTIONS in support re 88 MOTION to dismiss case filed by W. Perry Brandt on behalf of Defendants William L Trubeck, James W. Yabuki, H & R Block, Mark A. Ernst. (Attachments: # 1 Declaration of W. Perry Brandt# 2 Notice of Exhibit Attachment)(Related document(s) 88 ) (Brandt, W.) (Entered: 06/08/2007)

06/15/2007

90 

MOTION to withdraw as attorney filed by Teresa A. Woody on behalf of Horizon Asset Management, Inc.. Suggestions in opposition/response due by 7/2/2007 unless otherwise directed by the court. (Woody, Teresa) (Entered: 06/15/2007)

06/18/2007

91 

ORDER granting 90 motion to withdraw as attorney. Attorney Teresa A. Woody terminated. Signed by Judge Ortrie D. Smith on 06/18/2007. (Will-Fees, Eva) (Entered: 06/19/2007)

06/20/2007

92 

Joint MOTION for extension of time, Joint MOTION for leave to file excess pages filed by Solomon B Cera on behalf of Horizon Asset Management, Inc.. Suggestions in opposition/response due by 7/5/2007 unless otherwise directed by the court.Suggestions in opposition/response due by 7/5/2007 unless otherwise directed by the court. (Cera, Solomon) (Entered: 06/20/2007)

06/21/2007

93 

ORDER granting 92 motion for extension of time; granting 92 motion for leave to file excess pages. Signed by Judge Ortrie D. Smith on 06/21/2007. (Will-Fees, Eva) (Entered: 06/21/2007)

06/27/2007

94 

NOTICE of appearance by Matthew Lee Dameron on behalf of Horizon Asset Management, Inc. (Dameron, Matthew) (Entered: 06/27/2007)

06/27/2007

95 

NOTICE of change of address by Patrick J. Stueve (Stueve, Patrick) (Entered: 06/27/2007)

07/23/2007

96 

SUGGESTIONS in opposition re 88 MOTION to dismiss case filed by Solomon B Cera on behalf of interested party Horizon Asset Management, Inc.. Reply suggestions due by 8/9/2007 unless otherwise directed by the court (Attachments: # 1 Declaration of Thomas C. Bright# 2 Notice Regarding Exhibit Attachment)(Related document(s) 88 ) (Cera, Solomon) Modified on 7/24/2007 to reflect one copy of exhibits received in Clerk's Office this date. (Baldwin, Joella). (Entered: 07/23/2007)

08/01/2007

97 

REPLY SUGGESTIONS to motion re 88 MOTION to dismiss case filed by Christopher C. Javillonar on behalf of Defendants William L Trubeck, James W. Yabuki, H & R Block, Mark A. Ernst. (Attachments: # 1 Exhibit Reply Declaration of W. Perry Brandt)(Related document(s) 88 ) (Javillonar, Christopher) (Entered: 08/01/2007)

10/04/2007

98 

ORDER granting 88 motion to dismiss. Signed by Judge Ortrie D. Smith on 10/04/2007. (Will-Fees, Eva) (Entered: 10/04/2007)

10/19/2007

99 

MOTION for extension of time to File First Amended Consolidated Class Action Complaint for Violations of the Federal Securities Laws filed by Thomas C Bright on behalf of Horizon Asset Management, Inc.. Suggestions in opposition/response due by 11/5/2007 unless otherwise directed by the court. (Bright, Thomas) (Entered: 10/19/2007)

10/19/2007

100 

AFFIDAVIT re 99 MOTION for extension of time to File First Amended Consolidated Class Action Complaint for Violations of the Federal Securities Laws by Horizon Asset Management, Inc.. (Related document(s) 99 ) (Bright, Thomas) (Entered: 10/19/2007)

10/23/2007

101 

RESPONSE to motion re 99 MOTION for extension of time to File First Amended Consolidated Class Action Complaint for Violations of the Federal Securities Laws filed by W. Perry Brandt on behalf of Defendants William L Trubeck, James W. Yabuki, H & R Block, Mark A. Ernst. Reply suggestions due by 11/8/2007 unless otherwise directed by the court (Related document(s) 99 ) (Brandt, W.) (Entered: 10/23/2007)

10/24/2007

102 

ORDER granting 99 motion for extension of time. Signed by Judge Ortrie D. Smith on 10/24/2007. (Will-Fees, Eva) (Entered: 10/24/2007)

11/19/2007

103 

AMENDED COMPLAINT First Amended Consolidated Class Action Complaint for Violations of the Federal Securities Laws against William L Trubeck, H & R Block, Mark A. Ernst filed by Solomon B Cera on behalf of Horizon Asset Management, Inc.. (Attachments: # 1 First Amended Consolidated Class Action Complaint Part 2# 2 First Amended Consolidated Class Action Complaint Part 3)(Cera, Solomon) (Entered: 11/19/2007)

12/07/2007

104 

MOTION to dismiss case filed by Christopher C. Javillonar on behalf of William L Trubeck, H & R Block, Mark A. Ernst. Suggestions in opposition/response due by 12/24/2007 unless otherwise directed by the court. (Javillonar, Christopher) (Entered: 12/07/2007)

12/07/2007

105 

SUGGESTIONS in support re 104 MOTION to dismiss case filed by Christopher C. Javillonar on behalf of Defendants William L Trubeck, H & R Block, Mark A. Ernst. (Attachments: # 1 Declaration of W. Perry Brandt# 2 Notice of Exhibit Attachment)(Related document(s) 104 ) (Javillonar, Christopher) Modified on 12/11/2007 to reflect two copies of exhibits received in Clerk's Office on 12/10/2007. (Baldwin, Joella). (Entered: 12/07/2007)

12/17/2007

106 

ORDER administratively closing cases for statistical purposes. Signed by Judge Ortrie D. Smith on 12/17/2007. (Will-Fees, Eva) (Entered: 12/17/2007)

12/17/2007

107 

MOTION for extension of time Lead Plaintiff's Unopposed Motion for Extension of Time to File Suggestions in Oppositions to Defendants' Motion to Dismiss filed by Thomas C Bright on behalf of Horizon Asset Management, Inc.. Suggestions in opposition/response due by 1/3/2008 unless otherwise directed by the court. (Bright, Thomas) (Entered: 12/17/2007)

12/17/2007

108 

AFFIDAVIT re 107 MOTION for extension of time Lead Plaintiff's Unopposed Motion for Extension of Time to File Suggestions in Oppositions to Defendants' Motion to Dismiss Declaration of Thomas C. Bright in Support of Lead Plaintiff's Unopposed Motion for Extension of Time to File Suggestions in Opposition to Defendants' Motion to Dismiss by Horizon Asset Management, Inc.. (Related document(s) 107 ) (Bright, Thomas) (Entered: 12/17/2007)

12/18/2007

109 

ORDER granting 107 motion for extension of time, plaintiff shall file opposition to motion to dismiss on or before 01/10/2008. Signed by Judge Ortrie D. Smith on 12/18/2007. (Will-Fees, Eva) (Entered: 12/18/2007)

01/10/2008

110 

SUGGESTIONS in opposition re 104 MOTION to dismiss case filed by Solomon B Cera on behalf of interested party Horizon Asset Management, Inc.. Reply suggestions due by 1/25/2008 unless otherwise directed by the court (Related document(s) 104 ) (Cera, Solomon) (Entered: 01/10/2008)

01/10/2008

111 

SUGGESTIONS in opposition re 104 MOTION to dismiss case Request for Judicial Notice in Opposition to Defendants' Motion to Dismiss filed by Solomon B Cera on behalf of interested party Horizon Asset Management, Inc.. Reply suggestions due by 1/25/2008 unless otherwise directed by the court (Related document(s) 104 ) (Cera, Solomon) (Entered: 01/10/2008)

01/25/2008

112 

REPLY SUGGESTIONS to motion re 104 MOTION to dismiss case (First Amended Consolidated Class Action Complaint) filed by W. Perry Brandt on behalf of Defendants William L Trubeck, James W. Yabuki, Bret G. Wilson, Louis W. Smith, Rayford Wilkins, Jr, David Baker Lewis, Len J. Lauer, Tom D. Seip, Jeffrey E. Nachbor. (Related document(s) 104 ) (Brandt, W.) (Entered: 01/25/2008)

01/25/2008

113 

MOTION for leave to file Notice of Supplemental Authority filed by Solomon B Cera on behalf of Horizon Asset Management, Inc.. Suggestions in opposition/response due by 2/11/2008 unless otherwise directed by the court. (Cera, Solomon) (Entered: 01/25/2008)

01/30/2008

114 

RESPONSE to motion re 113 MOTION for leave to file Notice of Supplemental Authority filed by W. Perry Brandt on behalf of Defendants Frank J Cotroneo, William L Trubeck, James W. Yabuki, Bret G. Wilson, Thomas M Bloch, Donna R. Ecton, Henry F. Frigon, Roger W. Hale, Louis W. Smith, Rayford Wilkins, Jr, David Baker Lewis, Len J. Lauer, G. Kenneth Baum, Tom D. Seip, Jeffrey E. Nachbor, Melanie K. Coleman, H & R Block, Mark A. Ernst. Reply suggestions due by 2/14/2008 unless otherwise directed by the court (Related document(s) 113 ) (Brandt, W.) (Entered: 01/30/2008)

02/19/2008

115 

ORDER and OPINION granting 104 motion to dismiss. Signed by District Judge Ortrie D. Smith on 02/19/2008. (Will-Fees, Eva) (Entered: 02/19/2008)

02/19/2008

116 

CLERK'S JUDGMENT (Will-Fees, Eva) (Entered: 02/19/2008)

03/11/2008

117 

NOTICE OF APPEAL by Horizon Asset Management, Inc.. Filing fee $ 455, receipt number 08660000000001734540. (Attachments: # 1 Appellant's Form A)(Stueve, Patrick) (Entered: 03/11/2008)

03/11/2008

118 

TRANSMISSION of Notice of Appeal Supplement to US Court of Appeals, 8th Circuit via electronic mail. Related document 117 Notice of Appeal. (Crespo, Wil) (Entered: 03/11/2008)

03/18/2008

119 

USCA Case Number from 8th Circuit Court of Appeals is 08-1593 for 117 Notice of Appeal filed by Horizon Asset Management, Inc.. Briefing schedule entered by the Court of Appeals is attached. (Attachments: # 1 Schedule)(Crespo, Wil) (Entered: 03/18/2008)

03/18/2008

120 

NOTICE OF APPEAL as to 79 Order on Motion for Miscellaneous Relief, Order on Motion for Reconsideration, Order on Motion for Certificate of Appealability, 116 Clerk's Judgment, 48 Order by Iron Workers Local 16 Pension Fund, Momentum Partners. Filing fee $ 455, receipt number 08660000000001744083. (Attachments: # 1 Appellants' Form A, # 2 Appellants' Form A)(Kueser, Jason) (Entered: 03/18/2008)

03/19/2008

121 

TRANSMISSION of Notice of Appeal Supplement to US Court of Appeals, 8th Circuit via electronic mail. Related document 120 Notice of Appeal,. (Crespo, Wil) (Entered: 03/19/2008)

03/27/2008

122 

USCA Case Number from 8th Circuit Court of Appeals is 08-1670 for 120 Notice of Appeal, filed by Iron Workers Local 16 Pension Fund, Momentum Partners. No briefing schedule entered by the Court of Appeals. (Crespo, Wil) (Entered: 03/27/2008)

03/27/2008

123 

USCA Consolidated Briefing Schedule from 8th Circuit Court of Appeals for case number's 08-1593, 08-1670 for 120 Notice of Appeal, filed by Iron Workers Local 16 Pension Fund, Momentum Partners, 117 Notice of Appeal filed by Horizon Asset Management, Inc. Consolidated briefing schedule entered by the Court of Appeals. (Crespo, Wil) (Entered: 03/27/2008)

09/09/2009

124 

USCA Judgment and/or Opinion as to 120 Notice of Appeal, filed by Iron Workers Local 16 Pension Fund, Momentum Partners, 117 Notice of Appeal filed by Horizon Asset Management, Inc. This is a preliminary judgment and/or opinion of U.S. Court of Appeals; jurisdiction is not recovered until the Mandate is issued by the U.S Court of Appeals. It is hereby ordered and adjudged that the judgment of the district court in these causes is affirmed in part, reversed in part, and remanded to the district court. (Attachments: # 1 Opinion)(Crespo, Wil) (Entered: 09/09/2009)

10/01/2009

125 

MANDATE of US COURT OF APPEALS as to 120 Notice of Appeal, filed by Iron Workers Local 16 Pension Fund, Momentum Partners, 117 Notice of Appeal filed by Horizon Asset Management, Inc. with mandate issued on 10/1/09. (Crespo, Wil) (Entered: 10/01/2009)

10/07/2009

126 

USCA Corrected Opinion as to 120 Notice of Appeal, filed by Iron Workers Local 16 Pension Fund, Momentum Partners, 117 Notice of Appeal filed by Horizon Asset Management, Inc. This is a preliminary judgment and/or opinion of U.S. Court of Appeals; jurisdiction is not recovered until the Mandate is issued by the U.S Court of Appeals. Corrected to show on page 16, Part B, first sentence, the word "interference" is changed to "inference". (Crespo, Wil) (Entered: 10/07/2009)

11/06/2009

127 

Motion to allow Jonathan Gardner to appear pro hac vice (Pro Hac fee $50 receipt number 277864) filed by Diane A. Nygaard on behalf of Iron Workers Local 16 Pension Fund, Momentum Partners. (Wheeler, LaTandra) (Entered: 11/06/2009)

11/06/2009

128 

Motion to allow Mark Goldman to appear pro hac vice (Pro Hac fee $50 receipt number 277863) filed by Diane A. Nygaard on behalf of Iron Workers Local 16 Pension Fund, Momentum Partners. (Wheeler, LaTandra) (Entered: 11/06/2009)

11/09/2009

129 

ORDER granting 127 and 128 motion to appear pro hac vice approved by Clerk of Court. Attorney Jonathan Gardner,Mark S Goldman for Iron Workers Local 16 Pension Fund and for Momentum Partners allowed to appear pro hac vice. This entry will serve as authorization for the pro hac participation by the attorney. Signed by Unassigned on 11/9/09. This is a TEXT ONLY ENTRY. No document is attached.(Kee, Georgia) (Entered: 11/09/2009)

12/02/2009

130 

ORDER implementing court of Appeals' Mandate. Signed by District Judge Ortrie D. Smith on 12/02/2009. (Will-Fees, Eva) (Entered: 12/02/2009)

12/30/2009

131 

Joint MOTION for extension of time to amend Complaint filed by Diane A. Nygaard on behalf of G. Kenneth Baum, Thomas M Bloch, City of Tallahassee Pension Plan, Melanie K. Coleman, Frank J Cotroneo, Donna R. Ecton, Mark A. Ernst, Henry F. Frigon, Feivel Gottlieb, H & R Block, Roger W. Hale, Stephen T. Hibbard, Horizon Asset Management, Inc., Iron Workers Local 16 Pension Fund, Raymond J. Kadagian, Kinetics Asset Management, Inc., Len J. Lauer, Adele Lebowitz, David Baker Lewis, Momentum Partners, Jeffrey E. Nachbor, Michael Nettie, Tom D. Seip, Louis W. Smith, Doris Staehr, William L Trubeck, Rayford Wilkins, Jr, Bret G. Wilson, Phyllis J Winters, James W. Yabuki. Suggestions in opposition/response due by 1/19/2010 unless otherwise directed by the court. (Nygaard, Diane) (Entered: 12/30/2009)

12/30/2009

132 

STIPULATION re 131 Joint MOTION for extension of time to amend Complaint by G. Kenneth Baum, Thomas M Bloch, City of Tallahassee Pension Plan, Melanie K. Coleman, Frank J Cotroneo, Donna R. Ecton, Mark A. Ernst, Henry F. Frigon, Feivel Gottlieb, H & R Block, Roger W. Hale, Stephen T. Hibbard, Horizon Asset Management, Inc., Iron Workers Local 16 Pension Fund, Raymond J. Kadagian, Kinetics Asset Management, Inc., Len J. Lauer, Adele Lebowitz, David Baker Lewis, Momentum Partners, Jeffrey E. Nachbor, Michael Nettie, Tom D. Seip, Louis W. Smith, Doris Staehr, William L Trubeck, Rayford Wilkins, Jr, Bret G. Wilson, Phyllis J Winters, James W. Yabuki. (Related document(s) 131 ) (Nygaard, Diane) (Entered: 12/30/2009)

01/04/2010

133 

ORDER adopting parties'stipulation. Signed by District Judge Ortrie D. Smith on 01/04/2010. (Will-Fees, Eva) (Entered: 01/04/2010)

02/02/2010

134 

Joint MOTION for extension of time for Plaintiffs to File a Consolidated Complaint filed by Diane A. Nygaard on behalf of G. Kenneth Baum, Thomas M Bloch, City of Tallahassee Pension Plan, Melanie K. Coleman, Frank J Cotroneo, Donna R. Ecton, Mark A. Ernst, Henry F. Frigon, Feivel Gottlieb, H & R Block, Roger W. Hale, Stephen T. Hibbard, Horizon Asset Management, Inc., Iron Workers Local 16 Pension Fund, Raymond J. Kadagian, Kinetics Asset Management, Inc., Len J. Lauer, Adele Lebowitz, David Baker Lewis, Momentum Partners, Jeffrey E. Nachbor, Michael Nettie, Tom D. Seip, Louis W. Smith, Doris Staehr, William L Trubeck, Rayford Wilkins, Jr, Bret G. Wilson, Phyllis J Winters, James W. Yabuki. Suggestions in opposition/response due by 2/19/2010 unless otherwise directed by the court. (Nygaard, Diane) (Entered: 02/02/2010)

02/02/2010

135 

STIPULATION re 134 Joint MOTION for extension of time for Plaintiffs to File a Consolidated Complaint by G. Kenneth Baum, Thomas M Bloch, City of Tallahassee Pension Plan, Melanie K. Coleman, Frank J Cotroneo, Donna R. Ecton, Mark A. Ernst, Henry F. Frigon, Feivel Gottlieb, H & R Block, Roger W. Hale, Stephen T. Hibbard, Horizon Asset Management, Inc., Iron Workers Local 16 Pension Fund, Raymond J. Kadagian, Kinetics Asset Management, Inc., Len J. Lauer, Adele Lebowitz, David Baker Lewis, Momentum Partners, Jeffrey E. Nachbor, Michael Nettie, Tom D. Seip, Louis W. Smith, Doris Staehr, William L Trubeck, Rayford Wilkins, Jr, Bret G. Wilson, Phyllis J Winters, James W. Yabuki. (Related document(s) 134 ) (Nygaard, Diane) (Entered: 02/02/2010)

02/02/2010

136 

ORDER granting 134 motion and adopting paraties' stipulation. Signed on 02/02/2010 by District Judge Ortrie D. Smith. (Will-Fees, Eva) (Entered: 02/03/2010)

03/04/2010

137 

Joint MOTION for extension of time for Plaintiffs to File a Consolidated Complaint filed by Diane A. Nygaard on behalf of G. Kenneth Baum, Thomas M Bloch, City of Tallahassee Pension Plan, Melanie K. Coleman, Frank J Cotroneo, Donna R. Ecton, Mark A. Ernst, Henry F. Frigon, Feivel Gottlieb, H & R Block, Roger W. Hale, Stephen T. Hibbard, Horizon Asset Management, Inc., Iron Workers Local 16 Pension Fund, Raymond J. Kadagian, Kinetics Asset Management, Inc., Len J. Lauer, Adele Lebowitz, David Baker Lewis, Momentum Partners, Jeffrey E. Nachbor, Michael Nettie, Tom D. Seip, Louis W. Smith, Doris Staehr, William L Trubeck, Rayford Wilkins, Jr, Bret G. Wilson, Phyllis J Winters, James W. Yabuki. Suggestions in opposition/response due by 3/22/2010 unless otherwise directed by the court. (Nygaard, Diane) (Entered: 03/04/2010)

03/04/2010

138 

STIPULATION re 137 Joint MOTION for extension of time for Plaintiffs to File a Consolidated Complaint by G. Kenneth Baum, Thomas M Bloch, City of Tallahassee Pension Plan, Melanie K. Coleman, Frank J Cotroneo, Donna R. Ecton, Mark A. Ernst, Henry F. Frigon, Feivel Gottlieb, H & R Block, Roger W. Hale, Stephen T. Hibbard, Horizon Asset Management, Inc., Iron Workers Local 16 Pension Fund, Raymond J. Kadagian, Kinetics Asset Management, Inc., Len J. Lauer, Adele Lebowitz, David Baker Lewis, Momentum Partners, Jeffrey E. Nachbor, Michael Nettie, Tom D. Seip, Louis W. Smith, Doris Staehr, William L Trubeck, Rayford Wilkins, Jr, Bret G. Wilson, Phyllis J Winters, James W. Yabuki. (Related document(s) 137 ) (Nygaard, Diane) (Entered: 03/04/2010)

03/10/2010

139 

ORDER denying 137 motion to adopt parties' stipluation. Signed on 03/10/2010 by District Judge Ortrie D. Smith. (Will-Fees, Eva) (Entered: 03/11/2010)

04/14/2010

140 

LETTER from Mark S Goldman (Kee, Georgia) (Entered: 04/19/2010)

04/15/2010

141 

ORDER DISMISSING CASE re 140 Letter. Signed on 4/15/10 by District Judge Ortrie D. Smith. (Kee, Georgia) (Entered: 04/19/2010)