ÿþ<HTML><HEAD><TITLE>Dana Corporation - Securities Class Action</TITLE> <META NAME='DESCRIPTION' CONTENT='<b>Summary:</b> Several purported shareholder class action lawsuits have been filed against Dana Corporation and certain of its executive officers and directors alleging violations of the Securities Exchange Act of 1934. Specifically, the Complaint alleges that by the beginning of the Class Period, Dana's profits were being negatively impacted by an increase in the price of raw materials - steel, in particular - which was disconcerting to investors. In order to assure the market that the Company's business was performing according to plan, and would continue to perform well even if steel prices did not decline materially, defendants artificially inflated Dana's net income through improper accounting and, in addition, issued earnings guidance that lacked any reasonable basis given the Company's true performance and prospects, which were known to defendants but not the investing public. In particular, defendants' Class Period representations regarding Dana's historical financial performance and condition and its expected 2005 earnings were materially false and misleading because: (a) the Company had improperly accounted for price increases, which materially artificially inflated its second quarter of 2005 income; (b) the Individual Defendants' assurances, made in written certifications filed with the SEC, that the second quarter Form 10-Q was free from misstatements and fairly presented the Company's financial condition and results of operations was patently false; (c) the Company's apparent success was the result of improper accounting, did not reflect the reality of its business and deceived investors; and (d) in light of these facts, which were known to defendants, defendants' guidance lacked any rational basis and could not be met without a material drop in raw material prices, contrary to defendants' repeated assurances to the contrary. The complaint further alleges that on or around September 15, 2005, before the open of ordinary trading, Dana issued a press release announcing that it would likely restate second quarter 2005 financial results and that it had dramatically lowered its 2005 earnings guidance, to $0.60 to $0.70 per share from $1.30 to $1.45, a more than 100% reduction. Because of the expected earnings shortfall, the Company may have to write down its U.S. deferred tax assets and may be in violation of covenants contained in a loan agreement, according to the press release. A main reason given for the halving of the 2005 guidance was high steel costs, a factor that defendants repeatedly assured the market was already considered, and accounted for, in the guidance. In reaction to this announcement, the price of Dana stock fell dramatically, from $12.78 per share on September 14, 2005 to $9.86 per share on September 15, 2005, a one-day drop of 22.8% on unusually heavy trading volume. NOTE: Under the Bankruptcy Code, the filing of the Company s petition on March 3, 2006, automatically stayed most actions against the Company. On January 18, 2006, the Court entered the Order signed by U.S. District Chief Judge James G. Carr granting the motions to consolidate the related actions, with 05-CV-7388 deemed as lead consolidated case. On March 27, 2006, the Court entered the Order granting the City of Philadelphia's motion to be appointed lead plaintiff and approving the City of Philadelphia's selection of Barrack, Rodos & Bacine as lead counsel. On April 7, 2006, the Court entered the Plaintiff Johnson s Notice of Voluntary Dismissal Without Prejudice. According to the Notice, Plaintiff does not intend by this voluntary dismissal to dismiss the other consolidated actions or to waive his right to participate and recover as a class member or shareholder in any action. Although the first filed civil action 05-CV-7388 was closed, the securities class action continued in related civil action 05-CV-07393. As summarized by the Company s FORM 10-Q for the quarterly period ended September 30, 2008, in a consolidated complaint filed in August 2006, lead plaintiffs alleged violations of the U.S. securities laws and claimed that the price at which the Company s stock traded at various times between April 2004 and October 2005 was artificially inflated as a result of the defendants alleged wrongdoing. In June 2007, the District Court denied lead plaintiffs motion for an order partially lifting the statutory discovery stay which would have enabled them to obtain copies of certain documents produced to the Securities and Exchange Commission (SEC). By order dated August 21, 2007, the District Court granted the defendants motion to dismiss the consolidated complaint and entered a judgment closing the case. In September 2007, the lead plaintiffs filed a notice of appeal from the District Court s order and judgment. The appeal has been fully briefed and oral argument on the appeal was held on October 30, 2008. According to an article dated November 20, 2008, a federal appellate court has vacated and remanded a lower court's dismissal of a securities class action against two former officers of bankrupt auto parts maker Dana Corp., saying the district court didn't appropriately consider a recent Supreme Court decision when dismissing the case. A three-judge panel of the U.S. Court of Appeals for the Sixth Circuit said that Judge James G. Carr of the U.S. District Court for the Northern District of Ohio should have considered the high court's ruling in Tellabs Inc. v. Makor Issues & Rights Ltd. differently. On April 1, 2009, the defendants filed a motion to dismiss the Consolidated Complaint. On August 25, 2009, Judge James G. Carr granted the motion to dismiss. Judge Carr issued an Amended Order and Judgment Entry on August 28, 2009. The case is closed. On September 23, 2009, the lead plaintiffs filed a Notice of Appeal. According to a press release dated June 10, 2011, the U.S. Court of Appeals for the Sixth Circuit May 25 reinstated class securities fraud claims against two executives of an auto parts manufacturer who painted a rosy picture of the entity's financial well-being, even though they allegedly knew the entity was failing (Frank v. Dana Corp., 6th Cir., No. 09-4233, 5/25/11). In a decision by Judge Boyce Martin Jr., the court concluded that viewing the complaint  holistically, the plaintiffs adequately pleaded the requisite strong inference of scienter. According to a news article dated November 9, 2011, the U.S. Supreme Court on Monday refused to consider the Sixth Circuit's revival of a shareholder class action accusing two former Dana Corp. executives of accounting fraud in connection with a restatement the auto parts maker made in 2005. The high court rejected the defendants' contention that the Sixth Circuit decision warranted review because the complaint failed to meet the heightened securities fraud pleading requirements under the Private Securities Litigation Reform Act.'> <META NAME='KEYWORDS' CONTENT='Dana Corporation - Securities Class Action, Class Action, Securities'></HEAD> <BODY background='/img/bg.gif' VLINK=#660000 ALINK=#DDDDDD LINK=#330066> <TABLE WIDTH=765> <TR><TD WIDTH=151><IMG SRC='/img/frond2.gif'></TD> <TD ALIGN='left'> <table width='600' border='0' cellspacing='0' cellpadding='0'> <tr> <td height='75'><img src='/img/scac_banner_600.jpg' width='600' height='85' usemap='#MapMapMap' border='0'><map name='MapMapMap'><area shape='rect' coords='338,56,591,77' href='http://www.cornerstone.com'><area shape='rect' coords='7,4,232,36' href='http://www.law.stanford.edu/'></map></td> </tr> <tr bgcolor='#330066'> <td height='35'> <table width='600' border='0' cellspacing='6' cellpadding='0' bgcolor='#330066' 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face='Garmond,Helvetica,Times' size=2 color=#330066><b><font size=1> <input type='submit' name='btnG' value='SEARCH CASE COURT FILINGS'/> </font></b></font> <input type='hidden' name='site' value='stanford'/> <input type='hidden' name='client' value='stanford'/> <input type='hidden' name='proxystylesheet' value='http://google.stanford.edu/stylesheet.xslt'/> <input type='hidden' name='output' value='xml_no_dtd'/> <input type='hidden' name='as_dt' value='i'/> <input type='hidden' name='as_sitesearch' value='http://securities.stanford.edu/1035/DCN05_01'> </form> </font></font> <font FACE=Garmond,Helvetica,Times size=2 color=#330066> <b>Conclusion:</b>&nbsp;Several purported shareholder class action lawsuits have been filed against Dana Corporation and certain of its executive officers and directors alleging violations of the Securities Exchange Act of 1934. Specifically, the Complaint alleges that by the beginning of the Class Period, Dana's profits were being negatively impacted by an increase in the price of raw materials - steel, in particular - which was disconcerting to investors. In order to assure the market that the Company's business was performing according to plan, and would continue to perform well even if steel prices did not decline materially, defendants artificially inflated Dana's net income through improper accounting and, in addition, issued earnings guidance that lacked any reasonable basis given the Company's true performance and prospects, which were known to defendants but not the investing public. In particular, defendants' Class Period representations regarding Dana's historical financial performance and condition and its expected 2005 earnings were materially false and misleading because: (a) the Company had improperly accounted for price increases, which materially artificially inflated its second quarter of 2005 income; (b) the Individual Defendants' assurances, made in written certifications filed with the SEC, that the second quarter Form 10-Q was free from misstatements and fairly presented the Company's financial condition and results of operations was patently false; (c) the Company's apparent success was the result of improper accounting, did not reflect the reality of its business and deceived investors; and (d) in light of these facts, which were known to defendants, defendants' guidance lacked any rational basis and could not be met without a material drop in raw material prices, contrary to defendants' repeated assurances to the contrary. <br><br> The complaint further alleges that on or around September 15, 2005, before the open of ordinary trading, Dana issued a press release announcing that it would likely restate second quarter 2005 financial results and that it had dramatically lowered its 2005 earnings guidance, to $0.60 to $0.70 per share from $1.30 to $1.45, a more than 100% reduction. Because of the expected earnings shortfall, the Company may have to write down its U.S. deferred tax assets and may be in violation of covenants contained in a loan agreement, according to the press release. A main reason given for the halving of the 2005 guidance was high steel costs, a factor that defendants repeatedly assured the market was already considered, and accounted for, in the guidance. <br><br> In reaction to this announcement, the price of Dana stock fell dramatically, from $12.78 per share on September 14, 2005 to $9.86 per share on September 15, 2005, a one-day drop of 22.8% on unusually heavy trading volume. <br><br> NOTE: Under the Bankruptcy Code, the filing of the Company s petition on March 3, 2006, automatically stayed most actions against the Company. <br><br> On January 18, 2006, the Court entered the Order signed by U.S. District Chief Judge James G. Carr granting the motions to consolidate the related actions, with 05-CV-7388 deemed as lead consolidated case. On March 27, 2006, the Court entered the Order granting the City of Philadelphia's motion to be appointed lead plaintiff and approving the City of Philadelphia's selection of Barrack, Rodos & Bacine as lead counsel. On April 7, 2006, the Court entered the Plaintiff Johnson s Notice of Voluntary Dismissal Without Prejudice. According to the Notice, Plaintiff does not intend by this voluntary dismissal to dismiss the other consolidated actions or to waive his right to participate and recover as a class member or shareholder in any action. Although the first filed civil action 05-CV-7388 was closed, the securities class action continued in related civil action 05-CV-07393. <br><br> As summarized by the Company s FORM 10-Q for the quarterly period ended September 30, 2008, in a consolidated complaint filed in August 2006, lead plaintiffs alleged violations of the U.S. securities laws and claimed that the price at which the Company s stock traded at various times between April 2004 and October 2005 was artificially inflated as a result of the defendants alleged wrongdoing. In June 2007, the District Court denied lead plaintiffs motion for an order partially lifting the statutory discovery stay which would have enabled them to obtain copies of certain documents produced to the Securities and Exchange Commission (SEC). By order dated August 21, 2007, the District Court granted the defendants motion to dismiss the consolidated complaint and entered a judgment closing the case. In September 2007, the lead plaintiffs filed a notice of appeal from the District Court s order and judgment. The appeal has been fully briefed and oral argument on the appeal was held on October 30, 2008. <br><br> According to an article dated November 20, 2008, a federal appellate court has vacated and remanded a lower court's dismissal of a securities class action against two former officers of bankrupt auto parts maker Dana Corp., saying the district court didn't appropriately consider a recent Supreme Court decision when dismissing the case. A three-judge panel of the U.S. Court of Appeals for the Sixth Circuit said that Judge James G. Carr of the U.S. District Court for the Northern District of Ohio should have considered the high court's ruling in Tellabs Inc. v. Makor Issues & Rights Ltd. differently. <br><br> On April 1, 2009, the defendants filed a motion to dismiss the Consolidated Complaint. On August 25, 2009, Judge James G. Carr granted the motion to dismiss. Judge Carr issued an Amended Order and Judgment Entry on August 28, 2009. The case is closed. <br><br> On September 23, 2009, the lead plaintiffs filed a Notice of Appeal. <br><br> According to a press release dated June 10, 2011, the U.S. Court of Appeals for the Sixth Circuit May 25 reinstated class securities fraud claims against two executives of an auto parts manufacturer who painted a rosy picture of the entity's financial well-being, even though they allegedly knew the entity was failing (Frank v. Dana Corp., 6th Cir., No. 09-4233, 5/25/11). In a decision by Judge Boyce Martin Jr., the court concluded that viewing the complaint  holistically, the plaintiffs adequately pleaded the requisite strong inference of scienter. <br><br> According to a news article dated November 9, 2011, the U.S. Supreme Court on Monday refused to consider the Sixth Circuit's revival of a shareholder class action accusing two former Dana Corp. executives of accounting fraud in connection with a restatement the auto parts maker made in 2005. The high court rejected the defendants' contention that the Sixth Circuit decision warranted review because the complaint failed to meet the heightened securities fraud pleading requirements under the Private Securities Litigation Reform Act.<br> <HR WIDTH=50% ALIGN=left> INDUSTRY CLASSIFICATION:<br> <b>SIC Code:</b> 3714<br> <b>Sector:</b> Consumer Cyclical<br> <b>Industry:</b> Auto & Truck Parts<br> </font><p></P><HR> <TABLE width='100%'> <TR> <TD ALIGN='left' width='30%'><font FACE=Garmond,Helvetica,Times size=1 color=#330066><B> COMPANY/ISSUER NAME:</B></font></TD> <TD ALIGN='left'><font FACE=Garmond,Helvetica,Times size=2 color=#330066><B> Dana Corporation</B></font></TD> </TR> <TR> <TD ALIGN='left' width='30%'><font FACE=Garmond,Helvetica,Times size=1 color=#330066><B> COMPANY/ISSUER TICKER:</B></font></TD> <TD ALIGN='left'><font FACE=Garmond,Helvetica,Times size=2 color=#330066><B> DCN</B></font></TD> </TR> <TR> <TD ALIGN='left' width='30%'><font FACE=Garmond,Helvetica,Times size=1 color=#330066><B> COMPANY WEBSITE:</B></font></TD> <TD ALIGN='left'><font FACE=Garmond,Helvetica,Times size=2 color=#330066><B> <A HREF='http://www.dana.com'>http://www.dana.com</A></B></font></TD> </TR> </TABLE><HR> <TABLE BORDER=0 width=100%> <TR><TD COLSPAN = 4><B><font FACE=Garmond,Helvetica,Times size=2 color=#330066> FIRST IDENTIFIED COMPLAINT IN THE DATABASE</font></B></TD></TR> <TR><TD colspan=4 align='left' bgcolor='#330066'> <font FACE=Garmond,Helvetica,Times size=2 color=#FFFFFF><B>John Johnson, et al. v. Dana Corporation, et al.</B></font></TD></TR> <TR><TD align='left' colspan='4'><div align='left'> <table width='100%' CELLPADDING='0' CELLSPACING='0' BORDER='1'> <TR><TD align='left'><font FACE=Garmond,Helvetica,Times size=2 color=#330066> &nbsp;COURT:&nbsp;<b>N.D. Ohio</b></font></TD> <TD ALIGN='left'><font FACE=Garmond,Helvetica,Times size=2 color=#330066> &nbsp;DOCKET NUMBER:&nbsp;<b>05-CV-07388</b><font></font></font></TD></TR> <TR><TD align='left' colspan=2 bgcolor='#DDDDDD'> <font FACE=Garmond,Helvetica,Times size=2 color=#330066> &nbsp;JUDGE NAME:&nbsp;<b>Hon. James G. Carr</b></font></TD></TR> <TR><TD align='left'><font FACE=Garmond,Helvetica,Times size=2 color=#330066> &nbsp;DATE FILED:&nbsp;<b>10/05/2005</b></font></TD> <TD align='left'><font FACE=Garmond,Helvetica,Times size=2 color=#330066> &nbsp;SOURCE:&nbsp;<b>Notice of Filing<b></b></b></font></TD></TR> <TR><TD align='left' bgcolor='#DDDDDD'> <font FACE=Garmond,Helvetica,Times size=2 color=#330066> &nbsp;CLASS PERIOD START:&nbsp;<b>03/23/2005<b></b></b></font></td> <TD align='left' bgcolor='#DDDDDD'> <font FACE=Garmond,Helvetica,Times size=2 color=#330066> &nbsp;CLASS PERIOD END:&nbsp;<b>09/14/2005</b></font></TD></TR> <TR><TD align='left' colspan=2><font FACE=Garmond,Helvetica,Times size=2 color=#330066> &nbsp;TYPE OF COMPLAINT:&nbsp;<b>Complaint (Unamended and Unconsolidated)</b></font></TD></TR> <TR><TD align='left' colspan=2 bgcolor='#DDDDDD'> <font FACE=Garmond,Helvetica,Times size=2 color=#330066> &nbsp;PLAINTIFF FIRMS NAMED IN COMPLAINT:</font></TD></TR> <TR><TD align='left' colspan=2><font FACE=Garmond,Helvetica,Times size=2 color=#330066><LI> <A HREF='http://www.a-g-s.com'>Abbey Gardy, LLP (New York)</A><BR>&nbsp;&nbsp;212 East 39th Street, New York, NY, 10016<BR> &nbsp;&nbsp; (voice) 212.889.3700, (fax) , info@abbeygardy.com <LI> <A HREF='http://www.brodsky-smith.com '>Brodsky & Smith, LLC (former Pennysylvania)</A><BR>&nbsp;&nbsp;11 Bala Avenue, Suite 39, Bala Cynwyd, PA, 19004<BR> &nbsp;&nbsp; (voice) 610.668.7987, (fax) 610.660.0450, esmith@Brodsky-Smith.com <LI> <A HREF='http://www.cmht.com '>Cohen, Milstein, Hausfeld & Toll, P.L.L.C. (Washington, DC)</A><BR>&nbsp;&nbsp;1100 New York Avenue, N.W., Suite 500, West Tower, Washington, DC, 20005<BR> &nbsp;&nbsp; (voice) 202.408.4600, (fax) 202.408.4699, lawinfo@cmht.com <LI> <A HREF='http://www.dyershuman.com'>Dyer & Shuman, LLP</A><BR>&nbsp;&nbsp;801 East 17th Avenue, Denver, CO, 80218-1417<BR> &nbsp;&nbsp; (voice) 303.861.3003, (fax) 800.711.6483, info@dyershuman.com <LI> <A HREF='http://www.federmanlaw.com/'>Federman & Sherwood (Oklahoma City)</A><BR>&nbsp;&nbsp;120 North Robinson, Suite 2720, Oklahoma City, OK, 73102<BR> &nbsp;&nbsp; (voice) 405-235-1560, (fax) , wfederman@aol.com <LI> <A HREF=''>Law Offices of Brian M. Felgoise, P.C.</A><BR>&nbsp;&nbsp;Esquire at 261 Old York Road, Suite 423, Jenkintown, PA, 19046<BR> &nbsp;&nbsp; (voice) 215.886.1900, (fax) , securitiesfraud@comcast.net <LI> <A HREF=''>Law Offices of Charles J. Piven, P.A.</A><BR>&nbsp;&nbsp;World Trade Center-Baltimore,401 East Pratt Suite 2525, Baltimore, MD, 21202<BR> &nbsp;&nbsp; (voice) 410.332.0030, (fax) , pivenlaw@erols.com <LI> <A HREF='http://www.locklaw.com/'>Lockridge, Grindal, Nauen P.L.L.P.</A><BR>&nbsp;&nbsp;Suite 301, 660 Pennsylvania Avenue Southeast, Washington, DC, 20003-4335<BR> &nbsp;&nbsp; (voice) 202.544.9840, (fax) 202.544.9850, <LI> <A HREF=''>Mager & Goldstein LLP (Coral Springs)</A><BR>&nbsp;&nbsp;2825 University Drive, Suite 350, Coral Springs, FL, 33065<BR> &nbsp;&nbsp; (voice) 866-274-8258, (fax) 954-341-0855, jgoldstein@mwg-law.com <LI> <A HREF='http://www.milbergweiss.com '>Milberg Weiss Bershad & Schulman LLP (New York)</A><BR>&nbsp;&nbsp;One Pennsylvania Plaza, 49th Floor, New York, NY, 10119<BR> &nbsp;&nbsp; (voice) 212.594.5300, (fax) 212.868.1229, info@milbergweiss.com <LI> <A HREF='http://www.snlaw.net/'>Schatz & Nobel, P.C.</A><BR>&nbsp;&nbsp;330 Main Street, Hartford, CT, 06106<BR> &nbsp;&nbsp; (voice) 800.797.5499, (fax) 860.493.6290, sn06106@AOL.com <LI> <A HREF='http://www.sbclasslaw.com'>Schiffrin & Barroway LLP</A><BR>&nbsp;&nbsp;3 Bala Plaza E, Bala Cynwyd, PA, 19004<BR> &nbsp;&nbsp; (voice) 610.667.7706, (fax) 610.667.7056, info@sbclasslaw.com <LI> <A HREF=''>Smith & Smith LLP</A><BR>&nbsp;&nbsp;3070 Bristol Pike, Suite 112, Bensalem, PA, 19020<BR> &nbsp;&nbsp; (voice) 215.638.4847, (fax) 215.638.4867, <LI> <A HREF='http://www.srk-law.com'>Spector, Roseman & Kodroff (Philadelphia)</A><BR>&nbsp;&nbsp;1818 Market Street; Suite 2500, Philadelphia, PA, 19103<BR> &nbsp;&nbsp; (voice) 215.496.0300, (fax) 215.496.6610, classaction@srk-law.com <LI> <A HREF='http//www.ssbny.com'>Stull, Stull & Brody (New York)</A><BR>&nbsp;&nbsp;6 East 45th Street, New York, NY, 10017<BR> &nbsp;&nbsp; (voice) 310.209.2468, (fax) 310.209.2087, SSBNY@aol.com <LI> <A HREF='http://www.zsz.com/ '>Zwerling Schachter & Zwerling LLP</A><BR>&nbsp;&nbsp;845 Third Avenue, New York, NY, 10022<BR> &nbsp;&nbsp; (voice) 212-223-3900, (fax) 212-371-5969, inquiry@zsz.com <BR> <font face='Garmond,Helvetica,Times' size=1 color='#330066'> _____________________________________________ </font><BR> &nbsp;TOTAL NUMBER OF PLAINTIFF FIRMS:&nbsp; <b>16</b></font></TD></tr> </table></div> </TD></TR> </TABLE> <BR> <TABLE CELLPADDING=0 CELLSPACING=0 BORDER=1 width=100%> <TR><TD COLSPAN=4 bgcolor=#330066><font FACE=Garmond,Helvetica,Times size=2 color=#FFFFFF> &nbsp;DOCUMENTS FOR THE FIRST IDENTIFIED COMPLAINT</font></TD></TR><TR> <TD COLSPAN=4 bgcolor=#DDDDDD><font FACE=Garmond,Helvetica,Times size=2 color=#330066><b><A HREF='/1035/DCN05_01/2005105_f01c_Johnson.pdf'>Class Action Complaint for Violations of the Federal Securities Laws - Jury Trial Demanded</A></b></font> </TD> </TR> <TR> <TD COLSPAN=2 align='left'><font FACE=Garmond,Helvetica,Times size=2 color=#330066>Type:&nbsp;Complaint</font> </TD> <TD COLSPAN=2 align='left'><font FACE=Garmond,Helvetica,Times size=2 color=#330066>Date on the document:&nbsp;10/05/2005</font> </TD> </TR><TR> <TD COLSPAN=4 bgcolor=#DDDDDD><font FACE=Garmond,Helvetica,Times size=2 color=#330066><b><A HREF='/1035/DCN05_01/2005105_f02c_Johnson.pdf'>Amended Class Action Complaint for Violations of the Federal Securities Laws - Jury Trial Demanded</A></b></font> </TD> </TR> <TR> <TD COLSPAN=2 align='left'><font FACE=Garmond,Helvetica,Times size=2 color=#330066>Type:&nbsp;Complaint</font> </TD> <TD COLSPAN=2 align='left'><font FACE=Garmond,Helvetica,Times size=2 color=#330066>Date on the document:&nbsp;10/06/2005</font> </TD> </TR><TR> <TD COLSPAN=4 bgcolor=#DDDDDD><font FACE=Garmond,Helvetica,Times size=2 color=#330066><b><A HREF='/1035/DCN05_01/200647_f01o_057388.pdf'>Plaintiff Johnson's Notice Of Voluntary Dismissal Without Prejudice Pursuant To Fed. R. Civ. P.41(A)(1)</A></b></font> </TD> </TR> <TR> <TD COLSPAN=2 align='left'><font FACE=Garmond,Helvetica,Times size=2 color=#330066>Type:&nbsp;Order</font> </TD> <TD COLSPAN=2 align='left'><font FACE=Garmond,Helvetica,Times size=2 color=#330066>Date on the document:&nbsp;4/7/2006</font> </TD> </TR><TR> <TD COLSPAN=4 bgcolor=#DDDDDD><font FACE=Garmond,Helvetica,Times size=2 color=#330066><b><A HREF='/1035/DCN05_01/2006823_f01k_057388.pdf'>U.S. District Court Civil Docket</A></b></font> </TD> </TR> <TR> <TD COLSPAN=2 align='left'><font FACE=Garmond,Helvetica,Times size=2 color=#330066>Type:&nbsp;Docket</font> </TD> <TD COLSPAN=2 align='left'><font FACE=Garmond,Helvetica,Times size=2 color=#330066>Date on the document:&nbsp;08/23/2006</font> </TD> </TR></TABLE><TABLE BORDER=0 width=100%> <TR><TD COLSPAN = 4> <font FACE=Garmond,Helvetica,Times size=2 color=#330066><b> <HR>REFERENCE COMPLAINT</b></font></TD></TR> <TR><TD colspan=4 align='left' bgcolor='#330066'> <font FACE=Garmond,Helvetica,Times size=2 color=#FFFFFF> <b>Howard Frank, et al. v. Dana Corporation, et al.</b></font></TD></TR> <TR><TD align='left' colspan='4'><div align='left'> <table width='100%' CELLPADDING='0' CELLSPACING='0' BORDER='1'> <TR><TD align='left'><font FACE=Garmond,Helvetica,Times size=2 color=#330066> &nbsp;COURT:&nbsp;<b>N.D. Ohio</b></font></TD> <TD align='left'><font FACE=Garmond,Helvetica,Times size=2 color=#330066> &nbsp;DOCKET NUMBER:&nbsp;<b>05-CV-07393</b></font></TD></TR> <TR><TD align='left' colspan=2 bgcolor='#DDDDDD'> <font FACE=Garmond,Helvetica,Times size=2 color=#330066> &nbsp;JUDGE NAME:&nbsp;<b></b></font></TD></TR> <TR><TD align='left'><font FACE=Garmond,Helvetica,Times size=2 color=#330066> &nbsp;DATE FILED:&nbsp<b>08/15/2006</b></font></TD> <TD align='left'><font FACE=Garmond,Helvetica,Times size=2 color=#330066> &nbsp;SOURCE:&nbsp;<b>Docket</b></font></TD></TR> <TR><TD align='left' bgcolor='#DDDDDD'> <font FACE=Garmond,Helvetica,Times size=2 color=#330066> &nbsp;CLASS PERIOD START:&nbsp;<b>04/21/2004</b></font></TD> <TD align='left' bgcolor='#DDDDDD'><font FACE=Garmond,Helvetica,Times size=2 color=#330066> &nbsp;CLASS PERIOD END:&nbsp;<b>10/07/2005</b></font></TD></TR> <TR><TD align='left' colspan=2><font FACE=Garmond,Helvetica,Times size=2 color=#330066> &nbsp;TYPE OF COMPLAINT:&nbsp;<b>Consolidated Complaint</b></font></TD></TR> <TR><TD align='left' colspan=2 bgcolor='#DDDDDD'> <font FACE=Garmond,Helvetica,Times size=2 color=#330066> &nbsp;PLAINTIFF FIRMS NAMED IN COMPLAINT:</font></TD></TR> <TR><TD align='left' colspan=2><font FACE=Garmond,Helvetica,Times size=2 color=#330066><LI> <A HREF='http://www.lcsr.com/'>Lerach Coughlin Stoia Geller Rudman & Robbins LLP (San Diego)</A><BR>&nbsp;&nbsp;655 West Broadway, Suite 1900, San Diego, CA, 92101<BR> &nbsp;&nbsp; (voice) 619.231.1058, (fax) 619.231.7423, <BR> <font face='Garmond,Helvetica,Times' size=1 color='#330066'> _____________________________________________ </font><BR> &nbsp;TOTAL NUMBER OF PLAINTIFF FIRMS:&nbsp; <b>1</b></font></TD></TR> </table></div> </TABLE><BR> <TABLE CELLPADDING=0 CELLSPACING=0 BORDER=1 width=100%> <TR><TD COLSPAN=4 bgcolor=#330066><font FACE=Garmond,Helvetica,Times size=2 color=#FFFFFF> &nbsp;DOCUMENTS FOR THE REFERENCE COMPLAINT</font></TD></TR><TR> <TD COLSPAN=4 bgcolor=#DDDDDD><font FACE=Garmond,Helvetica,Times size=2 color=#330066><b><A HREF='/1035/DCN05_01/2006524_r01x_0507393.pdf'>Order</A></b></font> </TD> </TR> <TR> <TD COLSPAN=2 align='left'><font FACE=Garmond,Helvetica,Times size=2 color=#330066>Type:&nbsp;Order Appointing LP/LC</font> </TD> <TD COLSPAN=2 align='left'><font FACE=Garmond,Helvetica,Times size=2 color=#330066>Date on the document:&nbsp;05/24/2006</font> </TD> </TR><TR> <TD COLSPAN=4 bgcolor=#DDDDDD><font FACE=Garmond,Helvetica,Times size=2 color=#330066><b><A HREF='/1035/DCN05_01/2006815_r01c_0507393.pdf'>Consolidated Class Action Complaint For Violation Of The Securities Exchange Act Of 1934</A></b></font> </TD> </TR> <TR> <TD COLSPAN=2 align='left'><font FACE=Garmond,Helvetica,Times size=2 color=#330066>Type:&nbsp;Complaint</font> </TD> <TD COLSPAN=2 align='left'><font FACE=Garmond,Helvetica,Times size=2 color=#330066>Date on the document:&nbsp;8/15/2006</font> </TD> </TR><TR> <TD COLSPAN=4 bgcolor=#DDDDDD><font FACE=Garmond,Helvetica,Times size=2 color=#330066><b><A HREF='/1035/DCN05_01/2007821_r01o_0507393.pdf'>Judgment</A></b></font> </TD> </TR> <TR> <TD COLSPAN=2 align='left'><font FACE=Garmond,Helvetica,Times size=2 color=#330066>Type:&nbsp;Order</font> </TD> <TD COLSPAN=2 align='left'><font FACE=Garmond,Helvetica,Times size=2 color=#330066>Date on the document:&nbsp;8/21/2007</font> </TD> </TR><TR> <TD COLSPAN=4 bgcolor=#DDDDDD><font FACE=Garmond,Helvetica,Times size=2 color=#330066><b><A HREF='/1035/DCN05_01/2007821_r02o_0507393.pdf'>Order</A></b></font> </TD> </TR> <TR> <TD COLSPAN=2 align='left'><font FACE=Garmond,Helvetica,Times size=2 color=#330066>Type:&nbsp;Order</font> </TD> <TD COLSPAN=2 align='left'><font FACE=Garmond,Helvetica,Times size=2 color=#330066>Date on the document:&nbsp;8/21/2007</font> </TD> </TR><TR> <TD COLSPAN=4 bgcolor=#DDDDDD><font FACE=Garmond,Helvetica,Times size=2 color=#330066><b><A HREF='/1035/DCN05_01/2007918_r01x_0507393.pdf'>Notice Of Appeal</A></b></font> </TD> </TR> <TR> <TD COLSPAN=2 align='left'><font FACE=Garmond,Helvetica,Times size=2 color=#330066>Type:&nbsp;Notice of Appeal</font> </TD> <TD COLSPAN=2 align='left'><font FACE=Garmond,Helvetica,Times size=2 color=#330066>Date on the document:&nbsp;09/18/2007</font> </TD> </TR><TR> <TD COLSPAN=4 bgcolor=#DDDDDD><font FACE=Garmond,Helvetica,Times size=2 color=#330066><b><A HREF='/1035/DCN05_01/2009825_r01o_05CV07393.pdf'>Order</A></b></font> </TD> </TR> <TR> <TD COLSPAN=2 align='left'><font FACE=Garmond,Helvetica,Times size=2 color=#330066>Type:&nbsp;Order</font> </TD> <TD COLSPAN=2 align='left'><font FACE=Garmond,Helvetica,Times size=2 color=#330066>Date on the document:&nbsp;08/25/2009</font> </TD> </TR><TR> <TD COLSPAN=4 bgcolor=#DDDDDD><font FACE=Garmond,Helvetica,Times size=2 color=#330066><b><A HREF='/1035/DCN05_01/2009828_r01o_05CV07393.pdf'>Amended Order</A></b></font> </TD> </TR> <TR> <TD COLSPAN=2 align='left'><font FACE=Garmond,Helvetica,Times size=2 color=#330066>Type:&nbsp;Order</font> </TD> <TD COLSPAN=2 align='left'><font FACE=Garmond,Helvetica,Times size=2 color=#330066>Date on the document:&nbsp;08/28/2009</font> </TD> </TR><TR> <TD COLSPAN=4 bgcolor=#DDDDDD><font FACE=Garmond,Helvetica,Times size=2 color=#330066><b><A HREF='/1035/DCN05_01/2009923_r01n_05CV07393.pdf'>Notice of Appeal</A></b></font> </TD> </TR> <TR> <TD COLSPAN=2 align='left'><font FACE=Garmond,Helvetica,Times size=2 color=#330066>Type:&nbsp;Notice</font> </TD> <TD COLSPAN=2 align='left'><font FACE=Garmond,Helvetica,Times size=2 color=#330066>Date on the document:&nbsp;09/23/2009</font> </TD> </TR><TR> <TD COLSPAN=4 bgcolor=#DDDDDD><font FACE=Garmond,Helvetica,Times size=2 color=#330066><b><A HREF='/1035/DCN05_01/201167_r01k_05CV07393.html'>U.S. District Court Civil Docket</A></b></font> </TD> </TR> <TR> <TD COLSPAN=2 align='left'><font FACE=Garmond,Helvetica,Times size=2 color=#330066>Type:&nbsp;Docket</font> </TD> <TD COLSPAN=2 align='left'><font FACE=Garmond,Helvetica,Times size=2 color=#330066>Date on the document:&nbsp;11/11/2011</font> </TD> </TR></TABLE><BR> <TABLE CELLPADDING=0 CELLSPACING=0 BORDER=1 width=100%><TR><TD COLSPAN=4 bgcolor=#330066><font FACE=Garmond,Helvetica,Times size=2 color=#FFFFFF> &nbsp;OTHER DOCUMENTS</font></TD></TR><TR><TD COLSPAN=4 bgcolor=#DDDDDD> <font FACE=Garmond,Helvetica,Times size=2 color=#330066><b> <A HREF='/1035/DCN05_01/2005107_o01c_Frank.pdf'>Class Action Complaint for Violations of Federal Securities Laws - Jury Trial Demanded</A></b></font></TD></TR> <TR><TD COLSPAN=4 align='left'> <font FACE=Garmond,Helvetica,Times size=2 color=#330066> Case Name and/or Number:&nbsp;Howard Frank, et al. v. Dana Corporation, et al.</font> </TD></TR> <TR> <TD COLSPAN=2 align='left'> <font FACE=Garmond,Helvetica,Times size=2 color=#330066> Type:&nbsp;Complaint</font></TD> <TD COLSPAN=2 align='left'> <font FACE=Garmond,Helvetica,Times size=2 color=#330066> Date on the document:&nbsp;10/07/2005</font></TD> </TR><TR><TD COLSPAN=4 bgcolor=#DDDDDD> <font FACE=Garmond,Helvetica,Times size=2 color=#330066><b> <A HREF='/1035/DCN05_01/20051019_o01c_Bates.pdf'>Class Action Complaint - Jury Trial Demanded</A></b></font></TD></TR> <TR><TD COLSPAN=4 align='left'> <font FACE=Garmond,Helvetica,Times size=2 color=#330066> Case Name and/or Number:&nbsp;Kent Bates, et al. v. Dana Corporation, et al.</font> </TD></TR> <TR> <TD COLSPAN=2 align='left'> <font FACE=Garmond,Helvetica,Times size=2 color=#330066> Type:&nbsp;Complaint</font></TD> <TD COLSPAN=2 align='left'> <font FACE=Garmond,Helvetica,Times size=2 color=#330066> Date on the document:&nbsp;10/19/2005</font></TD> </TR><TR><TD COLSPAN=4 bgcolor=#DDDDDD> <font FACE=Garmond,Helvetica,Times size=2 color=#330066><b> <A HREF='/1035/DCN05_01/20071010_o01x_074235.pdf'>Letter Noting Appeal Entry</A></b></font></TD></TR> <TR><TD COLSPAN=4 align='left'> <font FACE=Garmond,Helvetica,Times size=2 color=#330066> Case Name and/or Number:&nbsp;Howard Frank, et al. v. Dana Corporation, et al.</font> </TD></TR> <TR> <TD COLSPAN=2 align='left'> <font FACE=Garmond,Helvetica,Times size=2 color=#330066> Type:&nbsp;Other</font></TD> <TD COLSPAN=2 align='left'> <font FACE=Garmond,Helvetica,Times size=2 color=#330066> Date on the document:&nbsp;10/10/2007</font></TD> </TR><TR><TD COLSPAN=4 bgcolor=#DDDDDD> <font FACE=Garmond,Helvetica,Times size=2 color=#330066><b> <A HREF='/1035/DCN05_01/20081119_o02x_074235.pdf'>Decision</A></b></font></TD></TR> <TR><TD COLSPAN=4 align='left'> <font FACE=Garmond,Helvetica,Times size=2 color=#330066> Case Name and/or Number:&nbsp;Howard Frank, et al. v. Dana Corporation, et al.</font> </TD></TR> <TR> <TD COLSPAN=2 align='left'> <font FACE=Garmond,Helvetica,Times size=2 color=#330066> Type:&nbsp;Other</font></TD> <TD COLSPAN=2 align='left'> <font FACE=Garmond,Helvetica,Times size=2 color=#330066> Date on the document:&nbsp;11/19/2008</font></TD> </TR><TR><TD COLSPAN=4 bgcolor=#DDDDDD> <font FACE=Garmond,Helvetica,Times size=2 color=#330066><b> <A HREF='/1035/DCN05_01/20081119_o01k_074235.pdf'>US Court of Appeals Docket</A></b></font></TD></TR> <TR><TD COLSPAN=4 align='left'> <font FACE=Garmond,Helvetica,Times size=2 color=#330066> Case Name and/or Number:&nbsp;Howard Frank, et al. v. Dana Corporation, et al.</font> </TD></TR> <TR> <TD COLSPAN=2 align='left'> <font FACE=Garmond,Helvetica,Times size=2 color=#330066> Type:&nbsp;Docket</font></TD> <TD COLSPAN=2 align='left'> <font FACE=Garmond,Helvetica,Times size=2 color=#330066> Date on the document:&nbsp;11/19/2008</font></TD> </TR><TR><TD COLSPAN=4 bgcolor=#DDDDDD> <font FACE=Garmond,Helvetica,Times size=2 color=#330066><b> <A HREF='/1035/DCN05_01/20081215_o01x_0507393.pdf'>Mandate</A></b></font></TD></TR> <TR><TD COLSPAN=4 align='left'> <font FACE=Garmond,Helvetica,Times size=2 color=#330066> Case Name and/or Number:&nbsp;Howard Frank, et al. v. Dana Corporation, et al.</font> </TD></TR> <TR> <TD COLSPAN=2 align='left'> <font FACE=Garmond,Helvetica,Times size=2 color=#330066> Type:&nbsp;Other</font></TD> <TD COLSPAN=2 align='left'> <font FACE=Garmond,Helvetica,Times size=2 color=#330066> Date on the document:&nbsp;12/15/2008</font></TD> </TR></TABLE> <font FACE=Garmond,Helvetica,Times size=2 color=#330066> <HR><b>WARNING AND DISCLAIMER OF LIABILITY:</b><br> The information included on this Web site, whether provided by personnel employed by Stanford Law School or by third parties, is provided for research and teaching purposes only. Neither Stanford University, Stanford Law School, nor any of their employees, agents, contractors, or affiliates warrant the accuracy or completeness of the information or analyses displayed herein, and we caution all readers that inclusion of any information on this site does not constitute an endorsement of the truthfulness or accuracy of that information. 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