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_______________
Copyright (c) 2001
Stanford Law School


UTStarcom, Inc.
Summary: The original Complaint alleges that during the Class Period, UTStarcom violated federal securities laws by issuing materially false or misleading public statements. On August 10, 2004, UTStarcom disclosed that it had "filed a request with the Securities and Exchange Commission for a five-day extension with respect to the filing of its Quarterly Report on Form 10-Q for the period ended June 30, 2004. More specifically, the complaint alleges that defendants misrepresented material adverse facts during the Class Period, including, but not limited to: (a) significant problems with the Company's internal controls; (b) problems related to the Company's revenue recognition polices and procedures; and (c) supply chain problems that delayed recognition of certain revenues. On September 16, 2004, UTStarcom filed its second-quarter 2004 financial results with the Securities and Exchange Commission stating, among other things, that a Company-initiated review of a $290 million contract with Japan Telecom Co., Ltd. led management to conclude that certain significant control deficiencies exist related to the review and evaluation of criteria related to revenue recognition. Four days later, on September 20, 2004, UTStarcom announced that the Company was revising its financial guidance downward for third-quarter and full-year 2004 and, moreover, would defer recognition of the entire $290-million Japan Telecom contract, rather than recognize revenue of $220 million in the second half of 2004. On this news UTStarcom stock fell from a close of $17.95 per share on August 10, 2004, to close at $15.37 per share on August 11, 2004.

NOTE: The class consists of all persons who purchased the securities of UTStarcom, Inc. between April 16, 2003 and August 11, 2004, including all purchasers in the January 8, 2004 stock offering and the September 16, 2003 debt offering.

As summarized by the Company’s FORM 10-Q for the quarterly period ended March 31, 2009, beginning in October 2004, several shareholder class action lawsuits alleging federal securities violations were filed against the Company and various officers and directors of the Company. The actions have been consolidated in United States District Court for the Northern District of California under the caption In re UTStarcom, Inc. Securities Litigation, Master File No. C-04-4908-JW (PVT). The lead plaintiffs in the case filed a First Amended Consolidated Complaint on July 26, 2005. The First Amended Complaint alleged violations of the Securities Exchange Act of 1934, and was brought on behalf of a putative class of shareholders who purchased the Company’s stock after April 16, 2003 and before September 20, 2004. On April 13, 2006, the lead plaintiffs filed a Second Amended Complaint adding new allegations and extending the end of the class period to October 6, 2005. In addition to the Company defendants, the plaintiffs are also suing Softbank. Plaintiffs’ complaint seeks recovery of damages in an unspecified amount.

On June 2, 2006, the Company and the individual defendants filed a motion to dismiss the Second Amended Complaint. On March 21, 2007, the Court granted defendants’ motion and dismissed plaintiffs’ Second Amended Complaint. The Court granted plaintiffs leave to file a Third Amended Complaint, which plaintiffs filed on May 25, 2007. On July 13, 2007, the Company and the individual defendants filed a motion to dismiss and a motion to strike the Third Amended Complaint. On March 14, 2008, the Court granted defendants’ motion and dismissed plaintiffs’ Third Amended Complaint. The Court granted plaintiffs leave to file a Fourth Amended Complaint, which plaintiffs filed on May 14, 2008. On June 13, 2008, consistent with the Court’s March 14, 2008 dismissal order, the Company and the individual defendants filed objections to the form and content of the Fourth Amended Complaint. On July 24, 2008, the Court overruled the objections. On September 8, 2008, the Company and the individual defendants filed a motion to dismiss and a motion to strike certain allegations from the Fourth Amended Complaint. On March 27, 2009, the Court denied defendants’ motion to dismiss and granted defendants’ motion to strike.

On February 26, 2010, the plaintiffs filed a motion to certify the class. On April 1, 2010, a Stipulation of Settlement and a Motion for Preliminary Approval of Partial Settlement were filed. According to the Stipulation, the settling defendants, UTStarcom and Individual Defendants or their counsel shall cause the UTStarcom Defendants’ Insurers to transfer the principal amount of $30,000,000 in cash. The non-settling parties are defendants SoftBank Corporation, SoftBank America, Inc., and SoftBank Holdings, Inc.

On May 12, 2010, Judge James Ware granted the plaintiffs’ motion for class certification as to defendant SoftBank. On May 13, 2010, Judge Ware preliminarily approved the settlement. On August 31, 2010, the Court approved the settlement, approved the plan of allocation, awarded lead counsel attorneys’ fees and expenses, and dismissed the action with prejudice.

On October 8, 2010, a Stipulation of Settlement was filed. The proposed settlement is in the amount of $2.9 million and will settle claims with Defendants SoftBank Corporation, SoftBank America, Inc., and SoftBank Holdings, Inc. The proposed settlement was approved in November 2010. The final settlement hearing was set for February 7, 2011. On that day, the Court approved the settlement, approved the plan of allocation, and awarded attorney fees in the amount of 24.5% of the settlement fund and expenses in the amount of $190,000. The Court entered a Revised Final Judgment and Order of Dismissal with Prejudice on February 17, 2011.

INDUSTRY CLASSIFICATION:
SIC Code: 3669
Sector: Services
Industry: Communications Services


COMPANY/ISSUER NAME: UTStarcom, Inc.
COMPANY/ISSUER TICKER: UTSI
COMPANY WEBSITE: http://www.utstar.com

FIRST IDENTIFIED COMPLAINT IN THE DATABASE
Lawrence Joseph, et al. v. UTStarcom, Inc., et al.
 COURT: N.D. California  DOCKET NUMBER: 04-CV-04908
 JUDGE NAME: Hon. James Ware
 DATE FILED: 11/17/2004  SOURCE: Notice of Filing
 CLASS PERIOD START: 04/16/2003  CLASS PERIOD END: 08/11/2004
 TYPE OF COMPLAINT: Complaint (Unamended and Unconsolidated)
 PLAINTIFF FIRMS NAMED IN COMPLAINT:
  • Dyer & Shuman, LLP
      801 East 17th Avenue, Denver, CO, 80218-1417
       (voice) 303.861.3003, (fax) 800.711.6483, info@dyershuman.com
  • Glancy and Binkow
      1801 Avenue of the Stars, suite 311, Los Angeles, CA, 90067
       (voice) 310-201-9150, (fax) , info@glancylaw.com
  • Law Offices of Charles J. Piven, P.A.
      World Trade Center-Baltimore,401 East Pratt Suite 2525, Baltimore, MD, 21202
       (voice) 410.332.0030, (fax) , pivenlaw@erols.com
  • Lerach Coughlin Stoia Geller Rudman & Robbin (San Francisco)
      100 Pine Street, Suite 2600, San Francisco, CA, 94111
       (voice) 415.288.4545, (fax) 415.288.4534, info@lerachlaw.com
  • Milberg Weiss Bershad & Schulman LLP (New York)
      One Pennsylvania Plaza, 49th Floor, New York, NY, 10119
       (voice) 212.594.5300, (fax) 212.868.1229, info@milbergweiss.com
  • Murray, Frank & Sailer LLP
      275 Madison Ave 34th Flr, New York, NY, 10016
       (voice) 212.682.1818, (fax) 212.682.1892, email@murrayfrank.com
  • Pomerantz Haudek Block Grossman & Gross LLP (New York)
      100 Park Avenue, 26th Floor, New York, NY, 10017-5516
       (voice) 212.661.1100, (fax) 212.661.8665, info@pomerantzlaw.com/
  • Schatz & Nobel, P.C.
      330 Main Street, Hartford, CT, 06106
       (voice) 800.797.5499, (fax) 860.493.6290, sn06106@AOL.com
  • Spector, Roseman & Kodroff (Philadelphia)
      1818 Market Street; Suite 2500, Philadelphia, PA, 19103
       (voice) 215.496.0300, (fax) 215.496.6610, classaction@srk-law.com
  • Wolf Haldenstein Adler Freeman & Herz LLP (New York)
      270 Madison Avenue, New York, NY, 10016
       (voice) 212.545.4600, (fax) 212.686.0114, newyork@whafh.com
    _____________________________________________
     TOTAL NUMBER OF PLAINTIFF FIRMS:  10

  •  DOCUMENTS FOR THE FIRST IDENTIFIED COMPLAINT
    Complaint For Violation Of The Federal Securities Laws
    Type: Complaint Date on the document: 11/17/2004
    Order Consolidating Cases; Denying Request For Preservation Of Evidence; Appointing Operating Engineers Group As Lead Plaintiff; And Approving Lead Plaintiff's Choice Of Lead Counsel
    Type: Order Date on the document: 03/15/2005
    Stipulation For Postponement Of Filing Of Case Management Conference Statement And Case Management Conference
    Type: Other Date on the document: 04/20/2005
    Stipulation For Postponement of Filing of Case Management Conference Statement and Case Management Conference - Order
    Type: Order Date on the document: 04/28/2005
    Stipulation To Extend The Filing Of The Consolidated Complaint To June 28, 2005
    Type: Other Date on the document: 05/10/2005
    Stipulation To Extend The Filing Of The Consolidated Complaint By Two Days To June 30, 2005
    Type: Other Date on the document: 06/28/2005

    REFERENCE COMPLAINT
    In Re: UTStarcom, Inc. Securities Litigation
     COURT: N.D. California  DOCKET NUMBER: 04-CV-04908
     JUDGE NAME: 
     DATE FILED: 05/14/2008  SOURCE: Docket
     CLASS PERIOD START: 02/21/2003  CLASS PERIOD END: 10/12/2007
     TYPE OF COMPLAINT: Fourth Amended and Consolidated
     PLAINTIFF FIRMS NAMED IN COMPLAINT:
  • Lerach Coughlin Stoia Geller Rudman & Robbin (San Francisco)
      100 Pine Street, Suite 2600, San Francisco, CA, 94111
       (voice) 415.288.4545, (fax) 415.288.4534, info@lerachlaw.com
  • Lerach Coughlin Stoia Geller Rudman & Robbins LLP (San Diego)
      401 B Street, Suite 1700, San Diego, CA, 92101
       (voice) 206.749.5544, (fax) 206.749.9978, info@lerachlaw.com
    _____________________________________________
     TOTAL NUMBER OF PLAINTIFF FIRMS:  2

  •  DOCUMENTS FOR THE REFERENCE COMPLAINT
    Consolidated Complaint For Violation Of The Federal Securities Laws
    Type: Complaint Date on the document: 06/30/2005
    [Corrected] Consolidated Complaint For Violation Of The Federal Securities Laws
    Type: Complaint Date on the document: 07/01/2005
    Declaration Of Service Via Hand Delivery
    Type: Declaration Date on the document: 07/01/2005
    Corrected Declaration Of Service
    Type: Declaration Date on the document: 07/08/2005
    First Amended Consolidated Complaint For Violation Of The Federal Securities Laws
    Type: Complaint Date on the document: 07/26/2005
    Stipulation To Allow Plaintiffs To File An Amended Consolidated Complaint
    Type: Other Date on the document: 07/26/2005
    Declaration Of Service By Personal Delivery
    Type: Declaration Date on the document: 07/27/2005
    Stipulation To Allow Plaintiffs To File An Amended Consolidated Complaint
    Type: Other Date on the document: 07/27/2005
    Stipulation To Extend The Filing Of The Consolidated Complaint By Two Days To June 30, 2005
    Type: Other Date on the document: 07/28/2005
    Summons In A Civil Case
    Type: Other Date on the document: 07/28/2005
    Stipulation Regarding Briefing Schedule (Banc Of America Securities LLC)
    Type: Other Date on the document: 08/17/2005
    Stipulation Regarding Briefing Schedule (SOFTBANK Holdings Inc. And SOFTBANK America Inc.)
    Type: Other Date on the document: 08/17/2005
    Stipulation Regarding Briefing Schedule (Banc Of America Securities LLC)
    Type: Order Date on the document: 08/22/2005
    Stipulation Regarding Briefing Schedule (SOFTBANK Holdings Inc. and SOFTBANK America Inc.)
    Type: Order Date on the document: 08/22/2005
    U.S. District Court Civil Docket
    Type: Docket Date on the document: 08/22/2005
    Certificate of Service
    Type: Other Date on the document: 09/30/2005
    Notice Of Substitution Of Counsel For Defendants, UTStarcom, Inc., Hong Liang Lu, Michael J. Sophie, Howard Kwock, Gerald S. Soloway, Shao-Ning J. Chou, William X. Huang, Thomas J. Toy And Ying Wu
    Type: Notice Date on the document: 09/30/2005
    Joint Stipulation And [Proposed] Order Expanding Page Limits For UTStarcom Defendants’ Motion To Dismiss First Amended Consolidated Complaint, Plaintiffs’ Opposition Brief, And Defendants’ Reply Brief
    Type: Other Date on the document: 10/06/2005
    Joint Stipulation And Order Expanding Page Limits For UTStarcom Defendants’ Motion To Dismiss First Amended Consolidated Complaint, Plaintiffs’ Opposition Brief, And Defendants’ Reply Brief
    Type: Order Date on the document: 10/06/2005
    Declaration Of Kimberly C. Epstein In Support Of Lead Plaintiffs’ Ex Parte Application To Stay Briefing On Motions To Dismiss, Notice Of Intent And Request To File Motion For Leave To Amend The First Amended Complaint
    Type: Declaration Date on the document: 10/07/2005
    Lead Plaintiffs’ Ex Parte Application To Stay Briefing On Motions To Dismiss, Notice Of Intent And Request To File Motion For Leave To Amend The First Amended Complaint
    Type: Other Date on the document: 10/07/2005
    [Proposed] Order Granting Lead Plaintiffs’ Ex Parte Application To Stay Briefing On Motions To Dismiss, Notice Of Intent And Request To File Motion For Leave To Amend The First Amended Complaint
    Type: Order Date on the document: 10/07/2005
    Certificate of Service
    Type: Other Date on the document: 10/10/2005
    Defendant Banc Of America Securities LLC's Response To Plaintiffs' Ex Parte Application To Stay Briefing On Motions To Dismiss
    Type: Other Date on the document: 10/10/2005
    [Proposed] Order Re Plaintiffs’ Ex Parte Application To Stay Briefing On Motions To Dismiss
    Type: Order Date on the document: 10/10/2005
    UTStarcom Defendants’ Opposition To Plaintiffs’ Ex Parte Application To Stay Briefing On Motions To Dismiss
    Type: Other Date on the document: 10/10/2005
    Order Granting Lead Plaintiff’s Ex Parte Application To Stay Briefing On Motions To Dismiss
    Type: Order Date on the document: 10/26/2005
    Notice Of Motion And Motion For Leave To File The Second Amended Complaint And Memorandum Of Points And Authorities In Support Thereof
    Type: Motion Date on the document: 11/23/2005
    [Proposed] Order Granting Plaintiffs’ Motion For Leave To File Second Amended Complaint
    Type: Order Date on the document: 11/23/2005
    Notice Of Appearance Of Counsel
    Type: Notice Date on the document: 12/01/2005
    Notice Of Appearance Of Counsel
    Type: Notice Date on the document: 12/01/2005
    Certificate of Service
    Type: Other Date on the document: 12/20/2005
    Declaration Of Cheryl W. Foung In Support Of UTStarcom Defendants’ Opposition To Motion For Leave To File Second Amended Consolidated Complaint For Violation Of The Federal Securities Laws
    Type: Declaration Date on the document: 12/20/2005
    Notice Of Appearance Of Counsel
    Type: Notice Date on the document: 12/20/2005
    UTStarcom Defendants’ Opposition To Motion For Leave To File Second Amended Consolidated Complaint For Violation Of The Federal Securities Laws
    Type: Other Date on the document: 12/20/2005
    Stipulation And [Proposed] Order Vacating January 9, 2006 Case Management Conference
    Type: Order Date on the document: 12/22/2005
    Stipulation And Order Vacating January 9, 2006 Case Management Conference
    Type: Order Date on the document: 12/28/2005
    Affidavit Of Service
    Type: Other Date on the document: 12/30/2005
    Defendant Banc Of America Securities LLC’s Opposition To Plaintiffs’ Motion For Leave To File Second Amended Consolidated Complaint For Violation Of The Federal Securities Laws
    Type: Other Date on the document: 12/30/2005
    Defendants Softbank Holdings, Inc. And Softbank America, Inc.’S Joinder In Opposition To Plaintiffs’ Motion For Leave To File Second Amended Complaint
    Type: Other Date on the document: 01/10/2006
    Declaration Of Shirley H. Huang In Support Of Plaintiffs’ Reply In Further Support Of Motion For Leave To File The Second Amended Complaint
    Type: Declaration Date on the document: 01/30/2006
    Plaintiffs’ Reply In Further Support Of Motion For Leave To File The Second Amended Complaint
    Type: Other Date on the document: 01/30/2006
    Statement Of Recent Decision In Support Of Plaintiffs’ Motion For Leave To File Second Amended Complaint
    Type: Other Date on the document: 02/08/2006
    Stipulation And (Proposed) Order Regarding Defendant Banc Of America Securities LLC's Substitution Of Counsel And Notice Of Appearance Of Morgan Lewis & Bockius LLP
    Type: Order Date on the document: 02/10/2006
    Stipulation And Order Regarding Defendant Banc Of America Securities LLC’s Substitution Of Counsel And Notice Of Appearance Of Morgan Lewis & Bockius LLP
    Type: Order Date on the document: 02/13/2006
    Civil Minutes
    Type: Other Date on the document: 02/15/2006
    Notice Of Appearance Of Counsel
    Type: Notice Date on the document: 02/16/2006
    Notice Of Appearance Of Additional Counsel
    Type: Notice Date on the document: 02/21/2006
    Order Granting Plaintiffs' Motion For Leave To File Second Amended Complaint
    Type: Order Date on the document: 03/01/2006
    Notice Of Appearance Of Additional Counsel
    Type: Notice Date on the document: 03/16/2006
    Notice Of Appearance Of Additional Counsel
    Type: Notice Date on the document: 03/16/2006
    Stipulation And [Proposed] Order Setting Briefing Schedule
    Type: Order Date on the document: 03/16/2006
    Stipulation And Order Setting Briefing Schedule
    Type: Order Date on the document: 03/17/2006
    Notice Of Compliance With March 1, 2006 Order
    Type: Notice Date on the document: 04/13/2006
    Second Amended Consolidated Complaint For Violations Of The Federal Securities Laws
    Type: Complaint Date on the document: 04/13/2006
    Certificate Of Service
    Type: Other Date on the document: 05/01/2006
    Declaration Of Cheryl Foung In Support Of Utstarcom Defendants' Motion For Order To Republish Class Notice And Reappoint Lead Plaintiff
    Type: Declaration Date on the document: 05/01/2006
    [Proposed] Order Granting UTStarcom Defendants' Motion For Order To Republish Class Notice And Reappoint Lead Plaintiff
    Type: Order Date on the document: 05/01/2006
    UTStarcom Defendants' Notice Of Motion And Motion For Order To Republish Class Notice And Reappoint Lead Plaintiff; Memorandum In Support
    Type: Motion Date on the document: 05/01/2006
    Defendants Softbank Holdings, Inc. And Softbank America, Inc.’s Joinder In Motion For Order To Republish Class Notice And Reappoint Lead Plaintiff
    Type: Motion Date on the document: 05/04/2006
    Notice Of Appearance Of Counsel
    Type: Notice Date on the document: 05/12/2006
    Declaration Of Christopher P. Seefer In Support Of Plaintiffs’ Opposition To UTStarcom Defendants’ Motion For Order To Republish Class Notice And Reappoint Lead Plaintiff
    Type: Declaration Date on the document: 05/15/2006
    Plaintiffs’ Opposition To UTStarcom Defendants’ Motion For Order To Republish Class Notice And Reappoint Lead Plaintiff
    Type: Other Date on the document: 05/15/2006
    Certificate Of Service
    Type: Other Date on the document: 05/22/2006
    Declaration Of Cheryl Foung In Support Of UTStarcom Defendants' Reply Re Motion For Order To Republish Class Notice And Reappoint Lead Plaintiff
    Type: Declaration Date on the document: 05/22/2006
    UTStarcom Defendants' Reply In Support Of Motion For Order To Republish Class Notice And Reappoint Lead Plaintiff
    Type: Other Date on the document: 05/22/2006
    Notice Of Appearance Of Counsel
    Type: Notice Date on the document: 05/23/2006
    Order Continuing Hearing On Defendant's Motion To Republish Class Notice And Reappoint Lead Plaintiff
    Type: Order Date on the document: 05/24/2006
    Cerificate of Service
    Type: Other Date on the document: 05/31/2006
    Joint Stipulation And [Proposed] Order Expanding Page Limits For UTStarcom Defendants’ Motion To Dismiss Second Amended Consolidated Complaint, Plaintiffs’ Opposition Brief, And Defendants’ Reply Brief
    Type: Order Date on the document: 05/31/2006
    Notice Of Appearance Of Additional Counsel
    Type: Notice Date on the document: 05/31/2006
    Joint Stipulation And Order Expanding Page Limits For UTStarcom Defendants’ Motion To Dismiss Second Amended Consolidated Complaint, Plaintiffs’ Opposition Brief, And Defendants’ Reply Brief
    Type: Order Date on the document: 06/01/2006
    Appendix Of Unpublished Authorities In Support Of Banc Of America LLC’s Motion To Dismiss
    Type: Other Date on the document: 06/02/2006
    Banc Of America Securities LLC’s Notice Of Motion And Motion To Dismiss The Second Amended Complaint And Memorandum Of Points And Authorities In Support Thereof
    Type: Motion Date on the document: 06/02/2006
    Banc Of America Securities LLC’s Request For Judicial Notice In Support Of Motion To Dismiss
    Type: Other Date on the document: 06/02/2006
    Certificate of Service
    Type: Other Date on the document: 06/02/2006
    Certificate of Service
    Type: Other Date on the document: 06/02/2006
    Declaration Of Cheryl Foung In Support Of UTStarcom Defendants’ Motion To Dismiss Second Amended Consolidated Complaint For Violation Of The Federal Securities Laws
    Type: Declaration Date on the document: 06/02/2006
    Defendants Softbank Holdings, Inc. And Softbank America, Inc.’s Notice Of Motion And Motion To Dismiss Second Amended Consolidated Complaint And Memorandum Of Law In Support Thereof
    Type: Motion Date on the document: 06/02/2006
    Exhibits 21 - 45 Of Declaration Of Cheryl Foung In Support Of Motion To Dismiss
    Type: Other Date on the document: 06/02/2006
    Exhibits 46 - 67 Of Declaration Of Cheryl Foung In Support Of Motion To Dismiss
    Type: Other Date on the document: 06/02/2006
    Proposed Order Granting Defendants Softbank Holdings, Inc. And Softbank America, Inc.’s Motions To Dismiss Second Amended Consolidated Complaint
    Type: Order Date on the document: 06/02/2006
    [Proposed] Order Granting Defendant Banc Of America Securities LLC’s Motion To Dismiss
    Type: Order Date on the document: 06/02/2006
    [Proposed] Order Granting UTStarcom Defendants’ Motion To Dismiss Second Amended Consolidated Complaint For Violation Of The Federal Securities Laws
    Type: Order Date on the document: 06/02/2006
    Request For Judicial Notice In Support Of UTStarcom Defendants’ Motion To Dismiss Second Amended Consolidated Complaint For Violation Of The Federal Securities Laws
    Type: Other Date on the document: 06/02/2006
    UTStarcom Defendants’ Notice Of Motion And Motion To Dismiss Second Amended Consolidated Complaint For Violation Of The Federal Securities Laws; Memorandum In Support
    Type: Motion Date on the document: 06/02/2006
    Civil Minutes
    Type: Other Date on the document: 06/09/2006
    Order Denying Motion For Order To Republish Class Notice And Reappoint Lead Plaintiff
    Type: Order Date on the document: 06/26/2006
    Declaration Of Christopher P. Seefer In Support Of Lead Plaintiffs’ Oppositions To (1) The UTStarcom Defendants’ And (2) Defendants Softbank Holdings Inc. And Softbank America Inc.’s Motions To Dismiss The Second Amended Consolidated Complaint
    Type: Declaration Date on the document: 07/21/2006
    Lead Plaintiffs’ Opposition To Defendants Softbank Holdings Inc. And Softbank America Inc.’s Motion To Dismiss
    Type: Other Date on the document: 07/21/2006
    Lead Plaintiffs’ Opposition To The UTStarcom Defendants’ Motion To Dismiss The Second Amended Consolidated Complaint
    Type: Other Date on the document: 07/21/2006
    Lead Plaintiffs’ Response To Defendants’ Requests For Judicial Notice
    Type: Other Date on the document: 07/21/2006
    Notice Of Voluntary Dismissal Of Banc Of America Securities, LLC
    Type: Notice Date on the document: 07/21/2006
    Certificate of Service
    Type: Other Date on the document: 08/18/2006
    Reply Memorandum Of Defendants Softbank Holdings, Inc. And Softbank America, Inc. In Support Of Motion To Dismiss Second Amended Consolidated Complaint
    Type: Memorandum Date on the document: 08/18/2006
    Supplemental Declaration Of Cheryl Foung In Support Of UTStarcom Defendants' Motion To Dismiss Second Amended Consolidated Complaint For Violation Of The Federal Securities Laws
    Type: Declaration Date on the document: 08/18/2006
    UTStarcom Defendants' Reply In Support Of Motion To Dismiss Second Amended Consolidated Complaint For Violation Of The Federal Securities Laws; Memorandum In Support
    Type: Other Date on the document: 08/18/2006
    UTStarcom Defendants' Reply In Support Of Request For Judicial Notice Re Motion To Dismiss; Request For Judicial Notice Of Additional Documents
    Type: Other Date on the document: 08/18/2006
    Statement Of Recent Decision
    Type: Order Date on the document: 08/23/2006
    Statement Of Recent Decision
    Type: Other Date on the document: 09/01/2006
    Order Continuing Hearings On UTStarcom Defendants’ Motion To Dismiss And Defendants Softbank Holdings, Inc. And Softbank America, Inc.’s Motion To Dismiss
    Type: Order Date on the document: 09/07/2006
    Stipulation And [Proposed] Order Continuing Hearings On UTStarcom Defendants’ Motion To Dismiss Defendants Softbank Holdings, Inc. And Softbank America, Inc.’s Motion To Dismiss
    Type: Order Date on the document: 09/13/2006
    Stipulation And Order Continuing Hearings On UTStarcom Defendants’ Motion To Dismiss Defendants Softbank Holdings, Inc. And Softbank America, Inc.’s Motion To Dismiss
    Type: Order Date on the document: 09/14/2006
    Joint Stipulation And [Proposed] Order Extending Softbank Corporation’s Time To Respond
    Type: Order Date on the document: 10/10/2006
    Joint Stipulation And Order Extending Softbank Corporation’s Time To Respond
    Type: Order Date on the document: 10/11/2006
    Certificate of Service
    Type: Other Date on the document: 10/18/2006
    Order Vacating Hearing On UTStarcom Defendants’ And Defendants Softbank Holdings, Inc. And Softbank America, Inc.’s Motions To Dismiss Second Amended Consolidated Complaint
    Type: Order Date on the document: 10/18/2006
    UTStarcom Defendants' Statement Of Recent Decisions In Support Of Motion To Dismiss Second Amended Consolidated Complaint
    Type: Other Date on the document: 10/18/2006
    Civil Minutes
    Type: Other Date on the document: 10/23/2006
    Notice Of Recent Authority In Support Of Lead Plaintiffs’ Oppositions To Defendants’ Motions To Dismiss
    Type: Notice Date on the document: 11/08/2006
    U.S. District Court Civil Docket
    Type: Docket Date on the document: 11/08/2006
    Order Granting Defendants’ Motions To Dismiss The Second Amended Consolidated Complaint With Leave To Amend
    Type: Order Date on the document: 03/20/2007
    Stipulation And [Proposed] Order Regarding Plaintiffs’ Third Amended Consolidated Complaint And Briefing Schedule For Defendants’ Motions To Dismiss
    Type: Order Date on the document: 04/06/2007
    Stipulation And Order Regarding Plaintiffs’ Third Amended Consolidated Complaint And Briefing Schedule For Defendants’ Motions To Dismiss
    Type: Order Date on the document: 04/06/2007
    Joint Stipulation And [Proposed] Order Regarding Revised Briefing Schedule For Defendants’ Motions To Dismiss The Third Amended Consolidated Complaint
    Type: Order Date on the document: 05/10/2007
    Joint Stipulation And Order Regarding Revised Briefing Schedule For Defendants’ Motions To Dismiss The Third Amended Consolidated Complaint
    Type: Order Date on the document: 05/10/2007
    Third Amended Consolidated Complaint For Violations Of The Federal Securities Laws
    Type: Complaint Date on the document: 05/25/2007
    Joint Stipulation And [Proposed] Order Expanding Page Limits For UTStarcom Defendants' Motion To Dismiss Third Amended Consolidated Complaint, Plaintiffs' Opposition Brief, And Defendants' Reply Brief
    Type: Order Date on the document: 07/06/2007
    Joint Stipulation And Order Expanding Page Limits For UTStarcom Defendants' Motion To Dismiss Third Amended Consolidated Complaint, Plaintiffs' Opposition Brief, And Defendants' Reply Brief
    Type: Order Date on the document: 07/09/2007
    Certificate of Service
    Type: Other Date on the document: 07/13/2007
    Certificate of Service
    Type: Other Date on the document: 07/13/2007
    Declaration Of Terry T. Johnson In Support Of UTStarcom Defendants' Motion To Dismiss Third Amended Consolidated Complaint For Violation Of The Federal Securities Laws
    Type: Declaration Date on the document: 07/13/2007
    Defendants Softbank Holdings, Inc., Softbank America, Inc. And Softbank Corporation's Notice Of Motion And Motion To Dismiss Third Amended Consolidated Complaint; Memorandum Of Law In Support Thereof
    Type: Motion Date on the document: 07/13/2007
    Defendants Softbank Holdings, Inc., Softbank America, Inc. And Softbank Corporation's Notice Of Motion And Motion To Strike Third Amended Consolidated Complaint; Memorandum Of Law In Support Thereof
    Type: Motion Date on the document: 07/13/2007
    UTStarcom Defendants' Notice Of Motion And Motion To Dismiss Third Amended Consolidated Complaint For Violation Of The Federal Securities Laws; Memorandum In Support
    Type: Motion Date on the document: 07/13/2007
    UTStarcom Defendants' Notice Of Motion And Motion To Strike Third Amended Consolidated Complaint For Violation Of The Federal Securities Laws; Memorandum In Support
    Type: Motion Date on the document: 07/13/2007
    Declaration Of Christopher P. Seefer In Support Of Plaintiffs' Oppositions To Motions To Strike And Motions To Dismiss The Third Amended Consolidated Complaint By (1) The UTStarcom Defendants And (2) Defendants Softbank Holdings, Inc., Softbank America, Inc. And Softbank Corporation
    Type: Declaration Date on the document: 08/21/2007
    Plaintiffs' Opposition To Defendants Softbank Holdings, Inc., Softbank America, Inc. And Softbank Corporation's Motion To Dismiss The Third Amended Consolidated Complaint
    Type: Other Date on the document: 08/21/2007
    Plaintiffs' Opposition To The UTStarcom Defendants' Motion To Dismiss The Third Amended Consolidated Complaint
    Type: Other Date on the document: 08/21/2007
    Plaintiffs' Oppositions To (1) The UTStarcom Defendants And (2) Defendants Softbank Holdings, Inc., Softbank America, Inc. And Softbank Corporation's Motions To Strike The Third Amended Consolidated Complaint
    Type: Other Date on the document: 08/21/2007
    Stipulation And [Proposed] Order Regarding Revised Schedule For Defendants' Reply Memoranda In Support Of Motions To Dismiss And Strike The Third Amended Consolidated Complaint
    Type: Order Date on the document: 09/05/2007
    Stipulation And Order Regarding Revised Schedule For Defendants' Reply Memoranda In Support Of Motions To Dismiss And Strike The Third Amended Consolidated Complaint
    Type: Order Date on the document: 09/06/2007
    Notice Of Firm Name Change
    Type: Notice Date on the document: 09/14/2007
    Administrative Motion To Consider Whether Cases Should Be Related Pursuant To Civil Local Rules 3-12 And 7-11
    Type: Motion Date on the document: 09/20/2007
    Declaration Of Christopher P. Seefer In Support Of Administrative Motion To Consider Whether Cases Should Be Related Purusant To Civil Local Rules 3-12 And 7-11
    Type: Declaration Date on the document: 09/20/2007
    [Proposed] Order Granting Administrative Motion To Consider Whether Cases Should Be Related Purusant To Civil Local Rules 3-12 And 7-11
    Type: Order Date on the document: 09/20/2007
    Certificate Of Service
    Type: Other Date on the document: 09/25/2007
    Plaintiff Peter Rudolph's Opposition To Lead Plaintiffs The Operating Engineers Group's Administrative Motion To Consider Whether Cases Should Be Related Pursuant To Civil Local Rules 3-12 And 7-11
    Type: Other Date on the document: 09/25/2007
    [Proposed] Order Denying Administrative Motion To Consider Whether Cases Should Be Related Purusnat To Civil Local Rules 3-12 And 7-11
    Type: Order Date on the document: 09/25/2007
    Certifcate of Service
    Type: Other Date on the document: 09/27/2007
    Defendants Softbank Holdings, Inc., Softbank America, Inc. And Softbank Corporation's Reply In Support Of Their Motion To Dismiss Plaintiffs' Third Amended Consolidated Complaint
    Type: Other Date on the document: 09/27/2007
    Defendants Softbank Holdings, Inc., Softbank America, Inc. And Softbank Corporation's Reply In Support Of Their Motion To Dismiss Plaintiffs' Third Amended Consolidated Complaint
    Type: Other Date on the document: 09/27/2007
    Defendants Softbank Holdings, Inc., Softbank America, Inc. And Softbank Corporation's Reply Memorandum Of Law In Support Of Its Motion To Strike Plaintiffs' Third Amended Consolidated Complaint
    Type: Memorandum Date on the document: 09/27/2007
    Civil Minutes
    Type: Other Date on the document: 10/29/2007
    Letter to The Honorable James Ware
    Type: Other Date on the document: 10/30/2007
    Letter to The Honorable James Ware
    Type: Other Date on the document: 10/31/2007
    Notice of Change of Counsel
    Type: Notice Date on the document: 11/01/2007
    Letter to The Honorable James Ware
    Type: Other Date on the document: 11/29/2007
    Order Denying Administrative Motion To Relate Cases
    Type: Order Date on the document: 11/30/2007
    Related Case Order
    Type: Order Date on the document: 11/30/2007
    Certificate of Service
    Type: Other Date on the document: 12/21/2007
    Defendants Softbank Holdings, Inc., Softbank America, Inc. And Softbank Corporation's Notice Of Recent Authority In Support Of Their Motion To Dismiss The Third Amended Complaint
    Type: Notice Date on the document: 12/21/2007
    Certificate of Service
    Type: Other Date on the document: 01/16/2008
    Defendants Softbank Holdings, Inc., Softbank America, Inc. And Softbank Corporation's Notice Of Recent Authority
    Type: Notice Date on the document: 01/16/2008
    U.S. District Court Civil Docket
    Type: Docket Date on the document: 01/16/2008
    Order Granting Defendants’ Motions To Dismiss With Leave To Amend
    Type: Order Date on the document: 03/14/2008
    Order Administratively Closing Cases
    Type: Order Date on the document: 03/31/2008
    Fourth Amended Consolidated Complaint For Violations Of The Federal Securities Laws
    Type: Complaint Date on the document: 05/14/2008
    Order Denying Defendants' Motion To Relate Cases
    Type: Order Date on the document: 09/05/2008
    Certificate Of Service
    Type: Other Date on the document: 09/08/2008
    Declaration Of Cheryl W. Foung In Support Of UTSTARCOM Defendants' Motions To Dismiss Fourth Amended Consolidated Complaint For Violation Of The Federal Securities Laws And To Strike Options Allegations
    Type: Declaration Date on the document: 09/08/2008
    Defendants Softbank Holdings, Inc., Softbank America, Inc. And Softbank Corporation's Notice Of Motion And Motion To Dismiss Plaintiffs' Fourth Amended Consolidated Complaint; Memorandum Of Law In Support Thereof.
    Type: Motion Date on the document: 09/08/2008
    Defendants Softbank Holdings, Inc., Softbank America, Inc. And Softbank Corporation's Notice Of Motion And Motion To Dismiss Plaintiffs' Fourth Amended Consolidated Complaint; Memorandum Of Law In Support Thereof
    Type: Notice Date on the document: 09/08/2008
    [Proposed] Order Granting Softbank Holdings Inc., Softbank America, Inc., And Softbank Corporation's Motion To Dismiss Plaintiffs' Fourth Amended Consolidated Complaint For Violation Of The Federal Securities Laws, And To Show Cause Why Sanctions Should Not Issue
    Type: Order Date on the document: 09/08/2008
    [Proposed] Order Granting UTSTARCOM Defendants' Motion To Dismiss Fourth Amended Consolidated Complaint For Violation Of The Federal Securities Laws
    Type: Order Date on the document: 09/08/2008
    [Proposed] Order Granting UTSTARCOM Defendants' Motion To Strike Options Allegations From Fourth Amended Consolidated Complaint For Violation Of The Federal Securities Laws
    Type: Order Date on the document: 09/08/2008
    Request For Judicial Notice In Support Of UTSTARCOM Defendants' Motions To Dismiss Fourth Amended Consolidated Complaint For Violation Of The Federal Securities Laws And To Strike Options Allegations
    Type: Notice Date on the document: 09/08/2008
    UTSTARCOM Defendants' Notice Of Motion And Motion To Dismiss Fourth Amended Consolidated Complaint For Violation Of The Federal Securities Laws; Memorandum In Support
    Type: Notice Date on the document: 09/08/2008
    UTSTARCOM Defendants' Notice Of Motion And Motion To Strike Options Allegations From Fourth Amended Consolidated Complaint For Violation Of The Federal Securities Laws; Memorandum In Support
    Type: Notice Date on the document: 09/08/2008
    Certificate Of Service
    Type: Other Date on the document: 09/09/2008
    Certificate Of Service
    Type: Other Date on the document: 11/24/2008
    Certificate of Service
    Type: Other Date on the document: 11/24/2008
    Defendants Softbank Holdings, Inc., Softbank America, Inc. And Softbank Corporation's Reply In Support Of Their Motion To Dismiss Plaintiffs' Fourth Amended Consolidated Complaint
    Type: Brief Date on the document: 11/24/2008
    Supplemental Declaration Of Cheryl W. Foung In Support Of UTStarcom Defendants' Motions To Dismiss Fourth Amended Consolidated Complaint For Violation Of The Federal Securities Laws And To Strike Options Allegations
    Type: Declaration Date on the document: 11/24/2008
    UTStarcom Defendants' Reply In Support Of Motion To Dismiss Fourth Amended Consolidated Complaint For Violation Of The Federal Securities Laws
    Type: Other Date on the document: 11/24/2008
    UTStarcom Defendants' Reply In Support Of Motion To Strike Options Allegations From Fourth Amended Consolidated Complaint For Violation Of The Federal Securities Laws
    Type: Other Date on the document: 11/24/2008
    UTStarcom Defendants' Reply In Support Of Request For Judicial Notice Re Motion To Dismiss; Request For Judicial Notice Of Additional Documents
    Type: Other Date on the document: 11/24/2008
    Certificate of Service
    Type: Other Date on the document: 12/08/2008
    UTStarcom Defendants' Statement Of Recent Ninth Circuit Decision
    Type: Other Date on the document: 12/08/2008
    UTStarcom Defendants Statement Of Recent Ninth Circuit Decision
    Type: Other Date on the document: 01/14/2009
    Order Denying Defendants’ Motions To Dismiss; Granting Defendants’ Motions To Strike; Denying Motions To Intervene And To Strike As Moot
    Type: Order Date on the document: 03/27/2009
    US District Court Civil Docket
    Type: Docket Date on the document: 05/26/2009
    Plaintiffs’ Notice Of Motion And Motion For Class Certification; Memorandum Of Points And Authorities In Support Of Motion For Class Certification
    Type: Motion Date on the document: 10/23/2009
    Certificate of Service
    Type: Other Date on the document: 11/12/2009
    Notice of Change in Counsel
    Type: Notice Date on the document: 11/12/2009
    Notice Of Substitution Of Counsel
    Type: Notice Date on the document: 11/12/2009
    Stipulation And Order Regarding Class Certification Briefing Schedule
    Type: Other Date on the document: 11/17/2009
    Stipulation of Settlement
    Type: Settlement Date on the document: 01/13/2010
    Joint Status Report, Further Case Management Statement Pursuant To The Court's December 18, 2009 Order Staying Class Certification Briefing And [Proposed] Order
    Type: Order Date on the document: 02/12/2010
    Declaration Of Erwin Debruycker In Support Of Plaintiffs' Motion For Class Certification
    Type: Declaration Date on the document: 02/26/2010
    Declaration Of Jane D. Nettesheim In Support Of Plaintiff's Motion For Class Certification
    Type: Declaration Date on the document: 02/26/2010
    Declaration Of Malcolm J. Auble In Support Of Plaintiffs' Motion For Class Certification
    Type: Declaration Date on the document: 02/26/2010
    Declaration Of Robert Lee Weese In Support Of Plaintiffs' Motion For Class Certification
    Type: Complaint Date on the document: 02/26/2010
    Declaration Of Shirley H. Huang In Support Of Plaintiffs' Motion For Class Certification
    Type: Declaration Date on the document: 02/26/2010
    Plaintiffs' Notice Of Motion And Motion For Class Certification, memorandum Of Points And Authorities In Support Of Motion For Class Certification
    Type: Notice Date on the document: 02/26/2010
    Notice Of Pendency And Proposed Settlement Of Class Action; Exhibit A-1
    Type: Notice Date on the document: 04/01/2010
    Plaintiffs’ Notice Of Motion And Motion For Preliminary Approval Of Partial Settlement, Certification Of A Settlement Class, Partial Payment Of Expenses, And Memorandum Of Points And Authorities In Support Thereof
    Type: Motion Date on the document: 04/01/2010
    Plaintiffs' Notice Of Motion And Motion For Preliminary Approval Of Partial Settlement, Certification Of A Settlement Class, Partial Payment Of Expenses, And Memorandum Ofpoints And Authorities In Support Thereof
    Type: Settlement Date on the document: 04/01/2010
    Proof of Claim and Release; Exhibit A-2
    Type: Other Date on the document: 04/01/2010
    [Proposed] Final Judgment And Order Of Dismissal With Prejudice; Exhibit B
    Type: Order Date on the document: 04/01/2010
    [Proposed] Order Preliminarily Approving Settlement And Providing For Notice
    Type: Order Date on the document: 04/01/2010
    Summary Notice; Exhibit A-3
    Type: Notice Date on the document: 04/01/2010
    UTStarcom Defendants' Statement Regarding Plaintiff's Motion For Class Certification And The Softbank Defendants' Opposition To Plaintiffs' Motion For Class Certification
    Type: Other Date on the document: 04/14/2010
    Certificate Of Service
    Type: Other Date on the document: 04/19/2010
    Certificate Of Service
    Type: Other Date on the document: 04/19/2010
    Defendants Softbank Holdings, Inc., Softbank America, Inc. And Softbank Corporation's Opposition To Plaintiffs' Motion To Strike Defendants' Affirmative Defenses To Plaintiffs' Fourth Amended Consolidated Complaint
    Type: Other Date on the document: 04/19/2010
    Opposition To Plaintiffs' Motion For Preliminary Approval Of Partial Settlement, Certification Of A Settlement Class, Partial Payment Of Expenses
    Type: Other Date on the document: 04/19/2010
    [Proposed] Order Denying Partial Settlement, Certification Of A Settlement Class, Partial Payment of Expenses
    Type: Order Date on the document: 04/19/2010
    [Proposed] Order Denying Plaintiffs' Motion To Strike Defendants' Affirmative Defenses To Plaintiffs' Fourth Amended Consolidated Complaint
    Type: Order Date on the document: 04/19/2010
    Declaration Of Shirley H. Huang In Support Of Plaintiffs' Reply In Support Of Motion For Class Certification
    Type: Declaration Date on the document: 04/23/2010
    Plaintiffs' Reply In Support Of Motion For Class Certification
    Type: Other Date on the document: 04/23/2010
    Plaintiffs' Reply To Softbank Defendants' Opposition To Plaintiffs' Motion For Preliminary Approval Of Partial Settlement, Certification Of A Settlement Class, Partial Payment Of Expenses
    Type: Other Date on the document: 04/26/2010
    UTStarcom Defendants' Response To Softbank Defendants' Opposition To Plaintiffs' Motion For Preliminary Approval Of Partial Settlement, Certification Of A Settlement Class, Partial Payment Of Expenses
    Type: Other Date on the document: 04/26/2010
    Order Granting Plaintiffs' Motion For Class Certification As To Defendant Softbank
    Type: Order Date on the document: 05/12/2010
    Order Preliminarily Approving Settlement And Providing For Notice
    Type: Order Date on the document: 05/13/2010
    Declaration Of Keith F. Park Filed On Behalf Of Robbins Geller Rudman & Dowd LLP In Support Of Application For Award Of Attorneys’ Fees And Expenses
    Type: Declaration Date on the document: 06/18/2010
    Declaration Of Shirley H. Huang In Support Of Plaintiffs’ Motion For (1) Final Approval Of Class Action Settlement; (2) Approval Of The Plan Of Allocation Of Settlement Proceeds; And (3) Lead Counsel’s Application For Attorneys’ Fees And Expenses And Plaintiffs’ Expenses
    Type: Declaration Date on the document: 06/18/2010
    Notice Of Motion And Motion For Final Approval Of Class Action Settlement And The Plan Of Allocation Of Settlement Proceeds And Memorandum Of Points And Authorities In Support Thereof
    Type: Motion Date on the document: 06/18/2010
    Plaintiffs’ Notice Of Motion And Motion For An Award Of Attorneys’ Fees And Expenses And Memorandum Of Points And Authorities In Support Thereof
    Type: Motion Date on the document: 06/18/2010
    [Proposed[ Order Approving Plan Of Allocation of Settlement Proceeds
    Type: Order Date on the document: 08/19/2010
    [Proposed] Final Judgment And Order Of Dismissal With Prejudice
    Type: Order Date on the document: 08/19/2010
    [Proposed] Order Awarding Lead Counsel's Attorneys' Fees And Expenses
    Type: Order Approving AF&E Date on the document: 08/19/2010
    Final Judgment And Order Of Dismissal With Prejudice
    Type: Order Date on the document: 08/31/2010
    Order Awarding Lead Counsel's Attorneys' Fees And Expenses
    Type: Order Approving AF&E Date on the document: 08/31/2010
    Stipulation Of Settlement
    Type: Settlement Date on the document: 09/08/2010
    Plaintiffs' Notice Of Motion And Motion For Preliminary Approval Of Settlement And Memorandum Of Points And Authorities In Support Thereof
    Type: Motion Date on the document: 10/08/2010
    Status Statement Regarding Settlement
    Type: Other Date on the document: 10/08/2010
    Stipulation Of Settlement
    Type: Settlement Date on the document: 10/08/2010
    Supplemental Memorandum In Support Of Motion For Preliminary Approval of Settlement
    Type: Memorandum Date on the document: 10/18/2010
    [Second Revised] Order Preliminarily Approving Settlement And Providing For Notice
    Type: Order Date on the document: 11/17/2010
    Declaration Of Keith F. Park Filed On Behalf Of Robbins Geller Rudman & Dowd Llp In Support Of Award Of Attorneys' Fees And Expenses
    Type: Declaration Date on the document: 12/09/2010
    Declaration Of Shawn A. Williams IN Support Of Plaintiffs' Motion For (1) Final Approval Of Class Action Settlement; (2) Approval Of The Plan Of Allocation Of Settlement Proceeds; And (3) Attorneys' Fees And Expenses And Plaintiffs' Expenses
    Type: Declaration Date on the document: 12/13/2010
    Notice Of Motion And Motion For Final Approval Of Class Action Settlement And The Plan Of Allocation Of Settlement Proceeds And Memorandum Of Points And Authorities In Support Thereof
    Type: Motion Date on the document: 12/13/2010
    Plaintiffs' Notice Of Motion And Motion For An Award Of Attorneys' Fees And Expenses And Plaintiffs' Expenses And Memorandum Of Points And Authorities In Support Thereof
    Type: Motion Date on the document: 12/13/2010
    Plaintiffs' Supplemental Memorandum In Further Support Of Final Approval Of Class Action Settlement, Plan Of Allocation Of Settlement Proceeds, And An Award Of Attorneys' Fees And Expenses And Plaintiffs' Expenses
    Type: Memorandum Date on the document: 01/20/2011
    [Proposed] Final Judgment And Order Of Dismissal With Prejudice
    Type: Order Date on the document: 01/20/2011
    [Proposed] Order Approving Plan Of Allocation Of Settlement Proceeds
    Type: Order Date on the document: 01/20/2011
    [Proposed] Order Awarding Attorneys' Fees And Expenses And Plaintiffs' Expenses
    Type: Order Approving AF&E Date on the document: 01/20/2011
    Order Approving Plan Allocation Of Settlement Proceeds
    Type: Order Date on the document: 02/09/2011
    Order Awarding Attorneys' Fees and Expenses and Plaintiffs' Expenses
    Type: Order Date on the document: 02/09/2011
    U.S. District Court Civil Docket
    Type: Docket Date on the document: 02/09/2011
    Notice Of Submission Of Revised [Proposed] Final Judgment And Order Of Dismissal With Prejudice
    Type: Notice Date on the document: 02/16/2011
    Revised [Proposed] Final Judgment And Order Of Dismissal With Prejudice
    Type: Order Date on the document: 02/16/2011
    Revised Final Judgment And Order of Dismissal With Prejudice
    Type: Order Date on the document: 02/17/2011
    U.S. District Court Civil Docket
    Type: Docket Date on the document: 02/17/2011

     OTHER DOCUMENTS
    Class Action Complaint for Violation of Federal Securities Laws - Jury Trial Demanded
    Case Name and/or Number: KEITH D. SCHWANZ, Individually and On Behalf of All Others Similarly Situated
    Type: Complaint Date on the document: 11/24/2004

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