US District Court Civil Docket as of 02/09/2011
Retrieved from the court on February 12, 2011

U.S. District Court
California Northern District (San Jose)
CIVIL DOCKET FOR CASE #: 5:04-cv-04908-JW


In re: UTSTARCOM, INC. SECURITIES LITIGATION
Assigned to: Hon. James Ware
Referred to: Magistrate Judge Patricia V. Trumbull
Cause: 15:78m(a) Securities Exchange Act


Date Filed:
11/17/2004
Date Terminated:
08/31/2010
Jury Demand: Plaintiff
Nature of Suit: 850 Securities/Commodities
Jurisdiction: Federal Question

 

Plaintiff

 

Lawrence Joseph
On Behalf of himself and all others similarly situtated

represented by

Michael M. Goldberg
Glancy & Binkow LLP
1801 Avenue of the Stars, Suite 311
Los Angeles, CA 90067
310/201-9150
Fax: (310) 201-9160
Email: info@glancylaw.com
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Patrick J. Coughlin
Robbins Geller Rudman & Dowd LLP
655 West Broadway
Suite 1900
San Diego, CA 92101
619 231-1058
Fax: 619 231-7423
Email: PatC@rgrdlaw.com
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Darren Jay Robbins
Robbins Geller Rudman & Dowd LLP
655 West Broadway
Suite 1900
San Diego, CA 92101
619-231-1058
Fax: 619-231-7423
Email: e_file_sd@rgrdlaw.com
ATTORNEY TO BE NOTICED

Kimberly C. Epstein
Coughlin Stoia Geller Rudman & Robbins LLP
100 Pine Street, Suite 2600
San Francisco, CA 94111
(415) 288-4545
Fax: (415) 288-4534
Email: e_file_sf@csgrr.com
ATTORNEY TO BE NOTICED

William S. Lerach
Robbins Geller Rudman & Dowd LLP
655 West Broadway
Suite 1900
San Diego, CA 92101
619-231-1058
Fax: 619-231-7423
Email: e_file_sf@lerachlaw.com
ATTORNEY TO BE NOTICED

 

 

 

Plaintiff

 

 

Keith D. Schwanz

represented by

Darren Jay Robbins
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

William S. Lerach
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

 

 

 

Plaintiff

 

 

Jeffrey D. Lebzetter

represented by

Darren Jay Robbins
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Kimberly C. Epstein
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Sylvia Sum
Coughlin Stoia Geller Rudman & Robbins LLP
100 Pine Street, Suite 2600
San Francisco, CA 94111
415-288-4545
Fax: 415-288-4534
Email: SSum@csgrr.com
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

William S. Lerach
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Rachele R. Rickert
Wolf Haldenstein Adler Freeman & Herz LLP
Symphony Towers
750 B Street
Suite 2770
San Diego, CA 92101
619-239-4599
Fax: 619-234-4599
Email: rickert@whafh.com
ATTORNEY TO BE NOTICED

 

 

 

Plaintiff

 

 

Carla Tiemann

represented by

Darren Jay Robbins
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

William S. Lerach
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

 

 

 

Plaintiff

 

 

Randall J. Smith

represented by

Philip Howard Gordon ,
Gordon Law Offices Chartered
623 W. Hays
Boise, ID 83702-5512

208-345-7100
Fax: 208-345-0050
Email: pgordon@gordonlawoffices.com
ATTORNEY TO BE NOTICED

 

 

 

Plaintiff

 

 

Erwin DeBruycker
LEAD PLAINTIFF

represented by

Kimberly C. Epstein
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Shawn A. Williams
Robbins Geller Rudman & Dowd LLP
Post Montgomery Center
One Montgomery Street
Suite 1800
San Francisco, CA 94104
415-288-4545
Fax: 415-288-4534
Email: shawnw@rgrdlaw.com
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Christopher Paul Seefer
Robbins Geller Rudman & Dowd LLP
Post-Montgomery Center
One Montgomery Street, Suite 1800
San Francisco, CA 94104
415-288-4545
Fax: 415-288-4534
Email: chriss@rgrdlaw.com
TERMINATED: 01/20/2010

Daniel Jacob Pfefferbaum
Robbins Geller Rudman & Dowd LLP
100 Pine Street, Suite 2600
San Francisco, CA 94111
415-288-4545 x4434
Email: DPfefferbaum@rgrdlaw.com
ATTORNEY TO BE NOTICED

Gregory Phillip Freemon
Robbins Geller Rudman & Dowd LLP
Post Montgomery Center
One Montgomery Street
Suite 1800
San Francisco, CA 94104
415-288-4545
Fax: 415-288-4534
Email: GFreemon@rgrdlaw.com
ATTORNEY TO BE NOTICED

Keith F. Park
Robbins Geller Rudman & Dowd LLP
655 West Broadway
Suite 1900
San Diego, CA 92101
619-231-1058
Fax: 619-231-7423
Email: keithp@rgrdlaw.com
ATTORNEY TO BE NOTICED

Shirley H. Huang
Robbins Geller Rudman & Dowd LLP
Post Montgomery Center
One Montgomery Street, Suite 1800
San Francisco, CA 94104
415/288-4545
Fax: 415-288-4534
Email: shirleyh@rgrdlaw.com
ATTORNEY TO BE NOTICED

 

 

 

Plaintiff

 

 

Peter Rudolph

represented by

Mark Punzalan
Finkelstein, Thompson LLP
100 Bush Street
Suite 1450

San Francisco, CA 94104

415-398-8700
Fax: 415-398-8704
Email: mpunzalan@finkelsteinthompson.com
ATTORNEY TO BE NOTICED

 

 

 

Plaintiff

 

 

James R Bartholomew

represented by

Mark Punzalan
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Elizabeth K Tripodi
Finkelstein Thompson LLP
1050 30th Street, N.W.
Washington, DC 20007

202-337-8000
Email: ekt@ftllaw.com
PRO HAC VICE
ATTORNEY TO BE NOTICED

 

 

 

Plaintiff

 

 

Locals 302 and 612 International Union of Operating Engineers-Employers Construction Industry Retirement Trust
LEAD PLAINTIFF
also known as
Operating Engineers' Group

represented by

Daniel Jacob Pfefferbaum
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Darren Jay Robbins
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Shawn A. Williams
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Sylvia Sum
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Christopher Paul Seefer
(See above for address)
TERMINATED: 01/20/2010

Keith F. Park
(See above for address)
ATTORNEY TO BE NOTICED

Kimberly C. Epstein
(See above for address)
ATTORNEY TO BE NOTICED

Shirley H. Huang
(See above for address)
ATTORNEY TO BE NOTICED

 

 

 


V.

 

 

Defendant

 

 

UTSTARCOM, INC

represented by

Boris Feldman
Wilson Sonsini Goodrich & Rosati
650 Page Mill Road
Palo Alto, CA 94304-1050
650-493-9300
Fax: 650-565-5100
Email: boris.feldman@wsgr.com
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Cheryl Weisbard Foung
Wilson Sonsini Goodrich & Rosati
650 Page Mill Road
Palo Alto, CA 94304
(650) 493-9300
Fax: (650)565-5100
Email: cfoung@wsgr.com
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Terry T. Johnson
Wilson Sonsini Goodrich & Rosati
Professional Corporation
650 Page Mill Road
Palo Alto, CA 94304-1050
650-493-9300
Fax: 650-565-5100
Email: tjohnson@wsgr.com
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Bahram Seyedin-Noor
Wilson Sonsini Goodrich & Rosati
650 Page Mill Road
Palo Alto, CA 94304-1050
650-493-9300
Fax: 650-493-6811
Email: bnoor@wsgr.com
ATTORNEY TO BE NOTICED

Bruce Borders Kelson
Shearman & Sterling LLP
525 Market Street
15th Floor
San Francisco, CA 94105
415-616-1100
Fax: 415-616-1199
Email: bkelson@shearman.com
TERMINATED: 09/30/2005

Bryan Jacob Ketroser
Wilson Sonsini Goodrich & Rosati
One Market Street, Spear Tower, Suite 3300
San Francisco,, CA 94105
415-947-2000
Fax: 415-947-2099
Email: bketroser@wsgr.com
ATTORNEY TO BE NOTICED

Louis David Nefouse
Wilson Sonsini Goodrich & Rosati PC
601 S. California Ave
Palo Alto, CA 94107
650-565-3812
Fax: 650-493-6811
Email: dnefouse@wsgr.com
ATTORNEY TO BE NOTICED

Nicole M. Healy
Wilson Sonsini Goodrich & Rosati
650 Page Mill Road
Palo Alto, CA 94304
(650) 493-9300
Email: nhealy@wsgr.com
ATTORNEY TO BE NOTICED

Olga A. Tkachenko
Morrison & Foerster LLP
755 Page Mill Road
Palo Alto, CA 94304
650-813-5835
Fax: 650-494-0792
Email: otkachenko@mofo.com
TERMINATED: 03/26/2008

 

 

 

Defendant

 

 

Hong Liang Lu

represented by

Boris Feldman
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Cheryl Weisbard Foung
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Bahram Seyedin-Noor
(See above for address)
ATTORNEY TO BE NOTICED

Bruce Borders Kelson
(See above for address)
TERMINATED: 09/30/2005

Bryan Jacob Ketroser
(See above for address)
ATTORNEY TO BE NOTICED

Louis David Nefouse
(See above for address)
ATTORNEY TO BE NOTICED

Nicole M. Healy
(See above for address)
ATTORNEY TO BE NOTICED

Terry T. Johnson
(See above for address)
ATTORNEY TO BE NOTICED

 

 

 

Defendant

 

 

Michael J. Sophie

represented by

Boris Feldman
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Cheryl Weisbard Foung
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Bahram Seyedin-Noor
(See above for address)
ATTORNEY TO BE NOTICED

Bruce Borders Kelson
(See above for address)
TERMINATED: 09/30/2005

Bryan Jacob Ketroser
(See above for address)
ATTORNEY TO BE NOTICED

Louis David Nefouse
(See above for address)
ATTORNEY TO BE NOTICED

Nicole M. Healy
(See above for address)
ATTORNEY TO BE NOTICED

Terry T. Johnson
(See above for address)
ATTORNEY TO BE NOTICED

 

 

 

Defendant

 

 

Howard Kwock

represented by

Boris Feldman
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Cheryl Weisbard Foung
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Bahram Seyedin-Noor
(See above for address)
ATTORNEY TO BE NOTICED

Bruce Borders Kelson
(See above for address)
TERMINATED:
09/30/2005

Terry T. Johnson
(See above for address)
ATTORNEY TO BE NOTICED

 

 

 

Defendant

 

 

Gerald S. Soloway

represented by

Boris Feldman
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Cheryl Weisbard Foung
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Bahram Seyedin-Noor
(See above for address)
ATTORNEY TO BE NOTICED

Bruce Borders Kelson
(See above for address)
TERMINATED:
09/30/2005

Terry T. Johnson
(See above for address)
ATTORNEY TO BE NOTICED

 

 

 

Defendant

 

 

Shao-Ning J. Chou

represented by

Boris Feldman
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Cheryl Weisbard Foung
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Bahram Seyedin-Noor
(See above for address)
ATTORNEY TO BE NOTICED

Terry T. Johnson
(See above for address)
ATTORNEY TO BE NOTICED

 

 

 

Defendant

 

 

Bill Huang

represented by

Boris Feldman
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Cheryl Weisbard Foung
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Bahram Seyedin-Noor
(See above for address)
ATTORNEY TO BE NOTICED

Bruce Borders Kelson
(See above for address)
TERMINATED:
09/30/2005

Terry T. Johnson
(See above for address)
ATTORNEY TO BE NOTICED

 

 

 

Defendant

 

 

Thomas J. Toy

represented by

Boris Feldman
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Cheryl Weisbard Foung
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Bahram Seyedin-Noor
(See above for address)
ATTORNEY TO BE NOTICED

Bruce Borders Kelson
(See above for address)
TERMINATED: 09/30/2005

Bryan Jacob Ketroser
(See above for address)
ATTORNEY TO BE NOTICED

Louis David Nefouse
(See above for address)
ATTORNEY TO BE NOTICED

Nicole M. Healy
(See above for address)
ATTORNEY TO BE NOTICED

Terry T. Johnson
(See above for address)
ATTORNEY TO BE NOTICED

 

 

 

Defendant

 

 

Ying Wu

represented by

Boris Feldman
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Cheryl Weisbard Foung
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Bahram Seyedin-Noor
(See above for address)
ATTORNEY TO BE NOTICED

Bryan Jacob Ketroser
(See above for address)
ATTORNEY TO BE NOTICED

Louis David Nefouse
(See above for address)
ATTORNEY TO BE NOTICED

Nicole M. Healy
(See above for address)
ATTORNEY TO BE NOTICED

Terry T. Johnson
(See above for address)
ATTORNEY TO BE NOTICED

 

 

 

Defendant

 

 

Banc of America Securities LLC
TERMINATED:
07/21/2006

represented by

Amanda Lenore Kosowsky
Cadwalader, Wickersham & Taft LLP
One World Financial Center
New York, NY 10281
212-504-6340
Fax: 212-504-6666
Email: amanda.kosowsky@cwt.com
TERMINATED: 07/21/2006

Gregory A Markel
Cadwalader, Wickersham & Taft LLP
1 World Financial Center
New York, NY 10281
2125046112
Fax: 2125046666
Email: gregory.markel@cwt.com
TERMINATED: 07/21/2006

Inna Zatulovsky
Morgan, Lewis
1 Market Plaza
Spear Street Tower
28th Floor
San Francisco, CA 94105
415-442-1233
Fax: 415-442-1001
Email: izatulovsky@morganlewis.com
TERMINATED: 07/21/2006

Michael John Lawson
Morgan, Lewis & Bockius LLP
One Market
Spear Street Tower
San Francisco, CA 94105
415-442-1000
Fax: 415-442-1001
Email: michael.lawson@morganlewis.com
TERMINATED: 07/21/2006

Rachael Elizabeth Meny
Keker & Van Nest LLP
710 Sansome Street
San Francisco, CA 94111
415-391-5400
Email: rem@kvn.com
TERMINATED: 02/13/2006

Ronit Setton
Cadwalader, Wickersham & Taft LLP
New York
One World Financial Center
New York, NY 10281
212-504-6130
Fax: 212-504-6666
Email: ronit.setton@cwt.com
TERMINATED: 07/21/2006

Ronit Sutton's
Cadwalader, Wickersham & Taft LLP
One World Financial Center
New York, NY 10281
(212) 504-6000
Fax: 212-504-6666
TERMINATED: 07/21/2006

Vincent P. Finigan , Jr.
Mogan, Lewis & Bockius LLP
One Market, Spear Street Tower
San Francisco, CA 94105
415-442-0900
Fax: (415) 442-1010
Email: vfinigan@morganlewis.com
TERMINATED: 07/21/2006

 

 

 

Defendant

 

 

Softbank America Inc.,

represented by

Robert Andrew Sacks
Sullivan & Cromwell LLP
1888 Century Park East
Los Angeles, CA 90067
310-712-6600
Fax: 310-712-8800
Email: sacksr@sullcrom.com
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Amie Danielle Rooney
Sullivan & Cromwell
1870 Embarcadero Road
Palo Alto, CA 94303
650-461-5619
Email: rooneya@sullcrom.com
TERMINATED: 11/12/2009

Jason de Bretteville
Sullivan & Cromwell LLP
1870 Embarcadero Road
Palo Alto, CA 94303
650-461-5682
Fax: 650-461-5700
Email: debrettevillej@sullcrom.com
ATTORNEY TO BE NOTICED

Robert Jeremy Adamson
Sullivan & Cromwell LLP
1870 Embarcadero Road
Palo Alto, CA 94303
650-461-5652
Fax: 650-461-5700
Email: adamsonrj@sullcrom.com
TERMINATED: 07/22/2010

Scott Christensen Hall
Sullivan & Cromwell
1870 Embarcadero Road
Palo Alto, CA 94303
650-461-5600
Fax: 650-461-5700
Email: halls@sullcrom.com
TERMINATED: 11/12/2009

Sverker Kristoffer Hogberg
Sullivan & Cromwell LLP
1870 Embarcadero Road
Palo Alto, CA 94303
650-461-5600
Fax: 650-461-5700
Email: hogbergs@sullcrom.com
ATTORNEY TO BE NOTICED

 

 

 

Defendant

 

 

SoftBank Holdings Inc.,

represented by

Robert Andrew Sacks
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Amie Danielle Rooney
(See above for address)
TERMINATED: 11/12/2009

Jason de Bretteville
(See above for address)
ATTORNEY TO BE NOTICED

Robert Jeremy Adamson
(See above for address)
TERMINATED: 07/22/2010

Scott Christensen Hall
(See above for address)
TERMINATED: 11/12/2009

Sverker Kristoffer Hogberg
(See above for address)
ATTORNEY TO BE NOTICED

 

 

 

Defendant

 

 

Softbank Corporation

represented by

Robert Andrew Sacks
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Amie Danielle Rooney
(See above for address)
TERMINATED:
11/12/2009

Jason de Bretteville
(See above for address)
ATTORNEY TO BE NOTICED

Robert Jeremy Adamson
(See above for address)
TERMINATED:
07/22/2010

Sverker Kristoffer Hogberg
(See above for address)
ATTORNEY TO BE NOTICED

 

 

 


V.

 

 

Movant

 

 

Paul M. Bochner

represented by

Patricia I. Avery
Wolf Popper LLP
845 Third Avenue
New York, NY 10022

212-759-4600
Fax: 212-486-2093
Email: pavery@wolfpopper.com
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

 

 

 

Movant

 

 

The Stonefield Group

represented by

Rachele R. Rickert
(See above for address)
ATTORNEY TO BE NOTICED

 

 

 

Movant

 

 

Sam Brott

represented by

Stephanie L. Dieringer
HULETT HARPER STEWART LLP
550 WEST C STREET
SUITE 1770
SAN DIEGO, CA 92101
619-338-1133
Email: sldieringer@hulettharper.com
ATTORNEY TO BE NOTICED

 

 

 

Movant

 

 

The Ostroff Group

represented by

Elizabeth Pei Lin
Milberg LLP
One California Plaza
300 S. Grand Avenue, Suite 3900
Los Angeles, CA 90071
213/617-1200
Fax: 213/617-1975
Email: elin@milberg.com
ATTORNEY TO BE NOTICED

 

 

 

Movant

 

 

UTStarcom Investor Group

represented by

Lionel Z. Glancy
Glancy Binkow & Goldberg LLP
1801 Avenue of The Stars
Suite 311
Los Angeles, CA 90067
310-201-9150
Fax: 310-201-9160
Email: info@glancylaw.com
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Marvin L. Frank ,
Murray, Frank & Sailer LLP
275 Madison Avenue
8th Floor
New York, NY 10016
212-682-1818
Fax: 212-682-1892
Email: mfrank@murrayfrank.com
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Christopher J. Keller
Labaton Sucharow LLP
140 Broadway
New York, NY 10005
212-907-0700
Fax: 212-883-7053
Email: ckeller@labaton.com
ATTORNEY TO BE NOTICED

Dale MacDiarmid
Glancy Binkow & Goldberg LLP
1801 Avenue of the Stars
Suite 311
Los Angeles, CA 90067
310-201-9150
Fax: 310-201-9160
Email: info@glancylaw.com
ATTORNEY TO BE NOTICED

Eric J. Belfi
Labaton Sucharow & Rudoff LLP
100 Park Avenue
New York, NY 10017
212-907-0878
Fax: 212-818-0477
Email: ebelfi@labaton.com
ATTORNEY TO BE NOTICED

Michael M. Goldberg
(See above for address)
ATTORNEY TO BE NOTICED

Paul T. Curley
Murray Frank & Sailer LLP
275 Madison Avenue
Suite 801
New York, NY 10016
(212) 682-1818
ATTORNEY TO BE NOTICED

 

 

 

Miscellaneous

 

 

S. A. Siddiqui

represented by

S. A. Siddiqui
Siddiqui Legal Enterprise
P.O. Box 442067
Jacksonville, FL
904-710-3050
Fax: 904-739-9479
PRO SE

 

 

 

 

Date Filed

#

Docket Text

11/17/2004

1 

COMPLAINT (summons issued) against Thomas J. Toy, Ying Wu, UTSTARCOM, INC, Hong Liang Lu, Michael J. Sophie, Howard Kwock, Gerald S. Soloway, Shao-Ning J. Chou, Bill Huang ( Filing fee $ 150, receipt number 3366231.). Filed byLawrence Joseph. (cv, COURT STAFF) (Filed on 11/17/2004) Additional attachment(s) added on 3/9/2005 (cv, COURT STAFF). (Entered: 11/19/2004)

11/17/2004

2 

SEC CLASS ACTION SCHEDULING ORDER SEC Class Action Notice due by 12/7/2004. Case Management Conference set for 3/21/2005 10:00 AM.. Signed by Judge James Ware on 11/17/04. (Attachments: # 1 standing order)(cv, COURT STAFF) (Filed on 11/17/2004) (Entered: 11/19/2004)

11/17/2004

  

CASE DESIGNATED for Electronic Filing. (cv, COURT STAFF) (Filed on 11/17/2004) (Entered: 11/19/2004)

11/19/2004

  

Summons Issued as to Thomas J. Toy, Ying Wu, UTSTARCOM, INC, Hong Liang Lu, Michael J. Sophie, Howard Kwock, Gerald S. Soloway, Shao-Ning J. Chou, Bill Huang. (cv, COURT STAFF) (Filed on 11/19/2004) (Entered: 11/19/2004)

12/02/2004

  

clerk prepared related case order forward file to chambers. (cv, COURT STAFF) (Filed on 12/2/2004) (Entered: 12/02/2004)

12/02/2004

3 

CLERK'S NOTICE re: Failure to E-File the complaint and/or Failure to Register as an E-Filer (cv, COURT STAFF) (Filed on 12/2/2004) (Entered: 12/02/2004)

12/07/2004

4 

ORDER RELATING CASES. Signed by Judge JAMES WARE on 12/3/04. (rd, COURT STAFF) (Filed on 12/7/2004) (Entered: 12/07/2004)

01/05/2005

5 

NOTICE by Lawrence Joseph OF PUBLICATION (Epstein, Kimberly) (Filed on 1/5/2005) (Entered: 01/05/2005)

01/05/2005

6 

SUMMONS Returned Executed by Thomas J. Toy, Ying Wu, UTSTARCOM, INC, Hong Liang Lu, Michael J. Sophie, Howard Kwock, Gerald S. Soloway, Shao-Ning J. Chou, Bill Huang. Thomas J. Toy served on 12/13/2004, answer due 1/3/2005; Ying Wu served on 12/13/2004, answer due 1/3/2005; UTSTARCOM, INC served on 11/23/2004, answer due 12/13/2004; Hong Liang Lu served on 12/13/2004, answer due 1/3/2005; Michael J. Sophie served on 12/13/2004, answer due 1/3/2005; Howard Kwock served on 12/13/2004, answer due 1/3/2005; Gerald S. Soloway served on 12/13/2004, answer due 1/3/2005; Shao-Ning J. Chou served on 12/13/2004, answer due 1/3/2005; Bill Huang served on 12/13/2004, answer due 1/3/2005. (Epstein, Kimberly) (Filed on 1/5/2005) (Entered: 01/05/2005)

01/14/2005

7 

MOTION to Appoint Lead Plaintiff and Lead Counsel filed by Paul M. Bochner. Motion Hearing set for 2/22/2005 09:30 AM. (Avery, Patricia) (Filed on 1/14/2005) (Entered: 01/14/2005)

01/14/2005

8 

MEMORANDUM in Support re 7 MOTION to Appoint Lead Plaintiff and Lead Counsel filed byPaul M. Bochner. (Related document(s) 7 ) (Avery, Patricia) (Filed on 1/14/2005) (Entered: 01/14/2005)

01/14/2005

9 

Declaration of Robert C. Finkel in Support of 7 MOTION to Appoint Lead Plaintiff and Lead Counsel filed byPaul M. Bochner. (Related document(s) 7 ) (Avery, Patricia) (Filed on 1/14/2005) (Entered: 01/14/2005)

01/14/2005

10 

Proposed Order re 7 MOTION to Appoint Lead Plaintiff and Lead Counsel by Paul M. Bochner. (Avery, Patricia) (Filed on 1/14/2005) (Entered: 01/14/2005)

01/14/2005

11 

ORDER REMOVING DOCKET ENTRY NUMBER 11 on the civil docket (please see docket number #59)*** Modified on 3/20/2005 (cv, COURT STAFF). Additional attachment(s) added on 3/20/2005 (cv, COURT STAFF). (Entered: 01/14/2005)

01/14/2005

12 

MOTION to Appoint Lead Plaintiff and Lead Counsel ; Memorandum of Law in Support thereof filed by Sam Brott. Motion Hearing set for 2/21/2005 09:00 AM. (DIERINGER, STEPHANIE) (Filed on 1/14/2005) (Entered: 01/14/2005)

01/14/2005

13 

Declaration of Rachele R. Rickert in Support of 19 MOTION to Appoint Lead Plaintiff and Lead Counsel and for Consolidation filed byThe Stonefield Group. (Attachments: # 1 Exhibit A# 2 Exhibit B# 3 Exhibit C# 4 Exhibit D)(Related document(s) 11 ) (Rickert, Rachele) (Filed on 1/14/2005) Modified on 1/18/2005 (cv, COURT STAFF). (Entered: 01/14/2005)

01/14/2005

14 

Declaration of Kirk B. Hulett in Support of 12 MOTION to Appoint Lead Plaintiff and Lead Counsel ; Memorandum of Law in Support thereof filed bySam Brott. (Related document(s) 12 ) (DIERINGER, STEPHANIE) (Filed on 1/14/2005) (Entered: 01/14/2005)

01/14/2005

15 

Proposed Order re 12 MOTION to Appoint Lead Plaintiff and Lead Counsel ; Memorandum of Law in Support thereof by Sam Brott. (DIERINGER, STEPHANIE) (Filed on 1/14/2005) (Entered: 01/14/2005)

01/14/2005

16 

CERTIFICATE of Counsel re 12 MOTION to Appoint Lead Plaintiff and Lead Counsel ; Memorandum of Law in Support thereof by STEPHANIE L. DIERINGER, ESQ on behalf of Sam Brott (DIERINGER, STEPHANIE) (Filed on 1/14/2005) (Entered: 01/14/2005)

01/14/2005

17 

CERTIFICATE of Counsel re 12 MOTION to Appoint Lead Plaintiff and Lead Counsel ; Memorandum of Law in Support thereof by STEPHANIE L. DIERINGER, ESQ on behalf of Sam Brott (DIERINGER, STEPHANIE) (Filed on 1/14/2005) (Entered: 01/14/2005)

01/14/2005

18 

Proposed Order re 11 MOTION to Appoint Lead Plaintiff and Lead Counsel and for Consolidation by The Stonefield Group. (Rickert, Rachele) (Filed on 1/14/2005) (Entered: 01/14/2005)

01/14/2005

19 

MOTION to Appoint Lead Plaintiff and Lead Counsel and for Consolidation filed by The Stonefield Group. Motion Hearing set for 2/28/2005 09:00 AM. (Rickert, Rachele) (Filed on 1/14/2005) (Entered: 01/14/2005)

01/14/2005

20 

MOTION to Appoint Lead Plaintiff and Lead Counsel filed by The Ostroff Group. Motion Hearing set for 2/28/2005 09:00 AM. (Lin, Elizabeth) (Filed on 1/14/2005) (Entered: 01/14/2005)

01/14/2005

21 

Declaration of Elizabeth P. Lin in Support of 20 MOTION to Appoint Lead Plaintiff and Lead Counsel filed byThe Ostroff Group. (Attachments: # 1 Exhibit A# 2 Exhibit B# 3 Exhibit C# 4 Exhibit D (part 1)# 5 Exhibit D (part 2))(Related document(s) 20 ) (Lin, Elizabeth) (Filed on 1/14/2005) (Entered: 01/14/2005)

01/14/2005

22 

MOTION to Appoint Counsel NOTICE OF MOTION AND MOTION TO APPOINT THE UTSTARCOM INVESTORS GROUP AS LEAD PLAINTIFF AND FOR APPOINTMENT OF LEAD COUNSEL; MEMORANDUM OF POINTS AND AUTHORITIES IN SUPPORT THEREOF filed by Lawrence Joseph. Motion Hearing set for 2/28/2005 09:00 AM. (Goldberg, Michael) (Filed on 1/14/2005) (Entered: 01/14/2005)

01/14/2005

23 

Proposed Order re 20 MOTION to Appoint Lead Plaintiff and Lead Counsel by The Ostroff Group. (Lin, Elizabeth) (Filed on 1/14/2005) (Entered: 01/14/2005)

01/14/2005

24 

CERTIFICATE OF SERVICE by The Ostroff Group re 20 MOTION to Appoint Lead Plaintiff and Lead Counsel (Lin, Elizabeth) (Filed on 1/14/2005) (Entered: 01/14/2005)

01/14/2005

25 

Declaration of Dale MacDiarmid in Support of 22 MOTION to Appoint Counsel NOTICE OF MOTION AND MOTION TO APPOINT THE UTSTARCOM INVESTORS GROUP AS LEAD PLAINTIFF AND FOR APPOINTMENT OF LEAD COUNSEL; MEMORANDUM OF POINTS AND AUTHORITIES IN SUPPORT THEREOF filed byLawrence Joseph. (Attachments: # 1 Exhibit A - C# 2 Exhibit D - F)(Related document(s) 22 ) (Goldberg, Michael) (Filed on 1/14/2005) (Entered: 01/14/2005)

01/14/2005

26 

Proposed Order re 22 MOTION to Appoint Counsel NOTICE OF MOTION AND MOTION TO APPOINT THE UTSTARCOM INVESTORS GROUP AS LEAD PLAINTIFF AND FOR APPOINTMENT OF LEAD COUNSEL; MEMORANDUM OF POINTS AND AUTHORITIES IN SUPPORT THEREOF by Lawrence Joseph. (Goldberg, Michael) (Filed on 1/14/2005) (Entered: 01/14/2005)

01/14/2005

27 

MOTION to Consolidate Cases THE UTSTARCOM INVESTORS GROUP?S NOTICE OF MOTION AND MOTION TO CONSOLIDATE ALL RELATED ACTIONS FOR ALL PURPOSES; MEMORANDUM OF POINTS AND AUTHORITIES IN SUPPORT THEREOF filed by Lawrence Joseph. Motion Hearing set for 2/28/2005 09:00 AM. (Goldberg, Michael) (Filed on 1/14/2005) (Entered: 01/14/2005)

01/14/2005

28 

Proposed Order re 27 MOTION to Consolidate Cases THE UTSTARCOM INVESTORS GROUP?S NOTICE OF MOTION AND MOTION TO CONSOLIDATE ALL RELATED ACTIONS FOR ALL PURPOSES; MEMORANDUM OF POINTS AND AUTHORITIES IN SUPPORT THEREOF by Lawrence Joseph. (Goldberg, Michael) (Filed on 1/14/2005) (Entered: 01/14/2005)

01/14/2005

29 

MOTION to Appoint Lead Plaintiff and Lead Counsel filed by Operating Engineers' Group. Motion Hearing set for 2/28/2005 09:00 AM. (Epstein, Kimberly) (Filed on 1/14/2005) (Entered: 01/14/2005)

01/14/2005

30 

MEMORANDUM in Support re 29 MOTION to Appoint Lead Plaintiff and Lead Counsel filed byOperating Engineers' Group. (Related document(s) 29 ) (Epstein, Kimberly) (Filed on 1/14/2005) (Entered: 01/14/2005)

01/14/2005

31 

Declaration of Kimberly C. Epstein in Support of 29 MOTION to Appoint Lead Plaintiff and Lead Counsel filed byOperating Engineers' Group. (Attachments: # 1 Exhibit A# 2 Exhibit B# 3 Exhibit C# 4 Exhibit D)(Related document(s) 29 ) (Epstein, Kimberly) (Filed on 1/14/2005) (Entered: 01/14/2005)

01/14/2005

32 

MOTION to Consolidate Cases and Memorandum in Support Thereof filed by Operating Engineers' Group. Motion Hearing set for 2/28/2005 09:00 AM. (Epstein, Kimberly) (Filed on 1/14/2005) (Entered: 01/14/2005)

01/14/2005

33 

Proposed Order re 32 MOTION to Consolidate Cases and Memorandum in Support Thereof by Operating Engineers' Group. (Epstein, Kimberly) (Filed on 1/14/2005) (Entered: 01/14/2005)

01/14/2005

34 

Proposed Order re 29 MOTION to Appoint Lead Plaintiff and Lead Counsel by Operating Engineers' Group. (Epstein, Kimberly) (Filed on 1/14/2005) (Entered: 01/14/2005)

01/18/2005

35 

CERTIFICATE of Counsel by William S. Lerach on behalf of Operating Engineers' Group (Lerach, William) (Filed on 1/18/2005) (Entered: 01/18/2005)

01/28/2005

36 

CERTIFICATE OF SERVICE by Lawrence Joseph PROOFS OF SERVICE OF NOTICE OF PUBLICATION (Epstein, Kimberly) (Filed on 1/28/2005) (Entered: 01/28/2005)

02/01/2005

37 

Renotice motion hearing re 7 MOTION to Appoint Lead Plaintiff and Lead Counsel filed byPaul M. Bochner. Motion Hearing set for 2/28/2005 09:00 AM. (Avery, Patricia) (Filed on 2/1/2005) (Entered: 02/01/2005)

02/01/2005

38 

STIPULATION and [Proposed] Order Removing Docket Entry Number 11 by The Stonefield Group. (Rickert, Rachele) (Filed on 2/1/2005) (Entered: 02/01/2005)

02/07/2005

39 

Memorandum in Opposition to the Competing Motions for Appointment as Lead Plaintiff and Approval of Lead Plaintiff's Choice of Lead Counsel filed byOperating Engineers' Group. (Epstein, Kimberly) (Filed on 2/7/2005) (Entered: 02/07/2005)

02/07/2005

40 

Declaration of Kimberly C. Epstein in Support of 29 MOTION to Appoint Lead Plaintiff and Lead Counsel filed byOperating Engineers' Group. (Attachments: # 1 Exhibit A)(Related document(s) 29 ) (Epstein, Kimberly) (Filed on 2/7/2005) (Entered: 02/07/2005)

02/07/2005

41 

CERTIFICATE OF SERVICE by Operating Engineers' Group re 39 Memorandum in Opposition, 40 Declaration in Support (Epstein, Kimberly) (Filed on 2/7/2005) (Entered: 02/07/2005)

02/08/2005

42 

NOTICE by The Stonefield Group re 19 MOTION to Appoint Lead Plaintiff and Lead Counsel and for Consolidation Notice of Withdrawal of Motion of the Stonefield Group for Appointment as Lead Plaintiff and Approval of its Selection of Counsel (Rickert, Rachele) (Filed on 2/8/2005) (Entered: 02/08/2005)

02/09/2005

43 

Notice of Withdrawal of Motion re 7 Appointment of Lead Plaintiff and Lead Counsel filed byPaul M. Bochner. (Avery, Patricia) (Filed on 2/9/2005) (Entered: 02/09/2005)

02/10/2005

44 

ORDER RELATING CASES c-04-5132 MJJ are related to c-04-4908 and c-04-4991. Signed by Judge JAMES WARE on 2/8/05. (rd, COURT STAFF) (Filed on 2/10/2005) (Entered: 02/10/2005)

02/11/2005

45 

Statement of Non-Opposition STATEMENT OF CERTAIN DEFENDANTS IN RESPONSE TO PLAINTIFFS' MOTIONS FOR CONSOLIDATION OF ACTIONS, APPOINTMENT OF LEAD PLAINTIFF AND APPROVAL OF LEAD COUNSEL filed byThomas J. Toy, UTSTARCOM, INC, Hong Liang Lu, Michael J. Sophie, Howard Kwock, Gerald S. Soloway, Bill Huang. (Kelson, Bruce) (Filed on 2/11/2005) (Entered: 02/11/2005)

02/14/2005

46 

NOTICE by Operating Engineers' Group of Non-Opposition to the Motion for Consolidation of Related Actions, Appointment as Lead Plaintiff and for Approval of its Selection of Lead Counsel (Epstein, Kimberly) (Filed on 2/14/2005) (Entered: 02/14/2005)

02/14/2005

47 

Reply Memorandum re 22 MOTION to Appoint Counsel NOTICE OF MOTION AND MOTION TO APPOINT THE UTSTARCOM INVESTORS GROUP AS LEAD PLAINTIFF AND FOR APPOINTMENT OF LEAD COUNSEL; MEMORANDUM OF POINTS AND AUTHORITIES IN SUPPORT THEREOF filed byLawrence Joseph. (Goldberg, Michael) (Filed on 2/14/2005) (Entered: 02/14/2005)

02/14/2005

48 

Reply Memorandum re 22 MOTION to Appoint Counsel NOTICE OF MOTION AND MOTION TO APPOINT THE UTSTARCOM INVESTORS GROUP AS LEAD PLAINTIFF AND FOR APPOINTMENT OF LEAD COUNSEL; MEMORANDUM OF POINTS AND AUTHORITIES IN SUPPORT THEREOF (CORRECTED) filed byLawrence Joseph. (Goldberg, Michael) (Filed on 2/14/2005) (Entered: 02/14/2005)

02/16/2005

49 

NOTICE by Sam Brott OF WITHDRAWAL OF PLAINTIFFS' MOTION FOR CONSOLIDATION, APPOINTMENT AS LEAD PLAINTIFFS, AND APPROVAL OF CHOICE OF LEAD COUNSEL (DIERINGER, STEPHANIE) (Filed on 2/16/2005) (Entered: 02/16/2005)

02/17/2005

50 

Ex Parte Application to Strike the UTStarcom Investors Group's Untimely Opposition filed by Operating Engineers' Group. (Epstein, Kimberly) (Filed on 2/17/2005) (Entered: 02/17/2005)

02/17/2005

51 

Declaration of Kimberly C. Epstein in Support of 50 Ex Parte Application to Strike the UTStarcom Investors Group's Untimely Opposition filed byOperating Engineers' Group. (Related document(s) 50 ) (Epstein, Kimberly) (Filed on 2/17/2005) (Entered: 02/17/2005)

02/17/2005

52 

Declaration of Tamara J. Driscoll in Support of 50 Ex Parte Application to Strike the UTStarcom Investors Group's Untimely Opposition filed byOperating Engineers' Group. (Attachments: # 1 Exhibit A)(Related document(s) 50 ) (Epstein, Kimberly) (Filed on 2/17/2005) (Entered: 02/17/2005)

02/17/2005

53 

Proposed Order re 50 Ex Parte Application to Strike the UTStarcom Investors Group's Untimely Opposition by Operating Engineers' Group. (Epstein, Kimberly) (Filed on 2/17/2005) (Entered: 02/17/2005)

02/23/2005

54 

NOTICE by UTStarcom Investors Group re 48 Reply Memorandum, OF WITHDRAWAL OF REPLY MEMORANDUM (Goldberg, Michael) (Filed on 2/23/2005) (Entered: 02/23/2005)

02/23/2005

55 

CERTIFICATE OF SERVICE by UTStarcom Investors Group re 54 Notice (Other) (OF UTSTARCOM INVESTORS GROUP?S NOTICE OF WITHDRAWAL OF REPLY MEMORANDUM) (Goldberg, Michael) (Filed on 2/23/2005) (Entered: 02/23/2005)

03/15/2005

56 

ORDER by Judge James Ware Consolidating Cases; Denying Request for Preservation of Evidence; Appointing Operating Engineers Group as Lead Plaintiff; and Approving Lead Plaintiff's Choice of Lead Counsel. (jwlc2, COURT STAFF) (Filed on 3/15/2005) (Entered: 03/15/2005)

03/16/2005

57 

ORDER Consolidating Related Actions C04-4991, C04-5136, C04-5132 ANY OTHER RELATED actions now pending or subsequently filed in, or transferred to, this district shall be CONSOLIDATED. Signed by Judge James Ware on March 16, 2005. (jwlc2, COURT STAFF) (Filed on 3/16/2005) Modified on 7/10/2007 (cv, COURT STAFF). (Entered: 03/16/2005)

03/16/2005

58 

ORDER Continuing Case Management Conference. Signed by Judge James Ware on March 16, 2005. (jwlc2, COURT STAFF) (Filed on 3/16/2005) (Entered: 03/16/2005)

03/18/2005

59 

ORDER GRANTING STIPULATED REQUEST TO REMOVE DOCKET ENTRY NUMBER 11.. Signed by Judge JAMES WARE on 3/17/05. (rd, COURT STAFF) (Filed on 3/18/2005) (Entered: 03/18/2005)

03/20/2005

  

clerk removed docket number #11 from docket sheet pursuant to order filed on 3/18/05 docket #59 (cv, COURT STAFF) (Filed on 3/20/2005) (Entered: 03/20/2005)

04/07/2005

60 

CERTIFICATE OF SERVICE by Jeffrey D. Lebzetter Declaration of Service Regarding Summons and Complaint (Rickert, Rachele) (Filed on 4/7/2005) (Entered: 04/07/2005)

04/20/2005

61 

STIPULATION AND PROPOSED ORDER FOR POSTPONEMENT OF FILING OF CASE MANAGEMENT CONFERENCE STATEMENT AND CASE MANAGEMENT CONFERENCE by Operating Engineers' Group. (Epstein, Kimberly) (Filed on 4/20/2005) Modified on 4/27/2005 (cv, COURT STAFF). (Entered: 04/20/2005)

04/27/2005

  

Received Document certified copy of order transferring case to this District and docket sheet to be consolidated with C04-4908 JW PVT from the District Court of Idaho their case number CV04-541-S-EJL. (cv, COURT STAFF) (Filed on 4/27/2005) Modified on 6/1/2005 (cv, COURT STAFF). (Entered: 05/26/2005)

04/28/2005

62 

STIPULATION AND ORDER*(MODIFIED BY THE COURT) CONTINUING CASE MANAGEMENT CONFERENCE UNTIL MON. AUGUST 29, 2005 AT 10:00 AM.. Signed by Judge JAMES WARE on 4/28/05. (rd, COURT STAFF) (Filed on 4/28/2005) (Entered: 04/28/2005)

05/10/2005

63 

STIPULATION AND PROPOSED ORDER TO extend the filing of the consolidated complaint to 6/2805 filed by Plaintiff's (Entered: 05/10/2005)

06/28/2005

64 

STIPULATION AND PROPOSED ORDER TO EXTEND THE FILING OF THE CONSOLIDATED COMPLAINT BY TWO DAYS TO JUNE 30, 2005 by Operating Engineers' Group. (Epstein, Kimberly) (Filed on 6/28/2005) Modified on 7/27/2005 (cv, COURT STAFF). (Entered: 06/28/2005)

06/30/2005

65 

CONSOLIDATED COMPLAINT against all defendants. Filed by Operating Engineers' Group. (Robbins, Darren) (Filed on 6/30/2005) Modified on 4/10/2009 (cv, COURT STAFF). Modified on 4/10/2009 (cv, COURT STAFF). (Entered: 07/01/2005)

07/01/2005

66 

CORRECTED CONSOLIDATED COMPLAINT for Violations of the Federal Securities Laws against Thomas J. Toy, Ying Wu, UTSTARCOM, INC, Hong Liang Lu, Michael J. Sophie, Howard Kwock, Gerald S. Soloway, Shao-Ning J. Chou, Bill Huang. Filed byOperating Engineers' Group. (Robbins, Darren) (Filed on 7/1/2005) Modified on 4/10/2009 (cv, COURT STAFF). Modified on 4/10/2009 (cv, COURT STAFF). (Entered: 07/01/2005)

07/01/2005

67 

CERTIFICATE OF SERVICE by Operating Engineers' Group re 66 Amended Complaint, Declaration of Service Via Hand Delivery (Robbins, Darren) (Filed on 7/1/2005) (Entered: 07/01/2005)

07/08/2005

68 

CERTIFICATE OF SERVICE by Operating Engineers' Group re 65 Amended Complaint, 66 Amended Complaint,, 67 Certificate of Service Corrected Declaration of Service (Robbins, Darren) (Filed on 7/8/2005) (Entered: 07/08/2005)

07/26/2005

69 

STIPULATION AND ORDER TO ALLOW PLAINTIFFS TO FILE AN AMENDED CONSOLIDATED COMPLAINT by 7/26/05 by Operating Engineers' Group. (Epstein, Kimberly) (Filed on 7/26/2005) Modified on 7/27/2005 (cv, COURT STAFF). (Entered: 07/26/2005)

07/26/2005

70 

FIRST AMENDED CONSOLIDATED COMPLAINT For Violation of the Federal Securities Laws against all defendants. Filed by Operating Engineers' Group. (Robbins, Darren) (Filed on 7/26/2005) Modified on 4/10/2009 (cv, COURT STAFF). (Entered: 07/26/2005)

07/27/2005

71 

AFFIDAVIT of Service for FIRST AMENDED CONSOLIDATED COMPLAINT FOR VIOLATION OF THE FEDERA SECURITIES LAWS served on Jeffrey S. Facter, Stephen D. Hibbard and Bruce B. Kelson of Shearman & Sterling LLP on 07/27/05, filed by Operating Engineers' Group. (Epstein, Kimberly) (Filed on 7/27/2005) (Entered: 07/27/2005)

07/27/2005

72 

STIPULATION AND ORDER EXTENDING THE FILING OF THE CONSOLIDATED COMPLT.. Signed by Judge JAMES WARE on 07/27/05. (rd, COURT STAFF) (Filed on 7/27/2005) (Entered: 07/27/2005)

07/27/2005

73 

STIPULATION AND ORDER ALLOWING PLAINTIFFS TO FILE AN AMENDED CONSOLIDATED COMPT.. Signed by Judge JAMES WARE on 07/27/05. (rd, COURT STAFF) (Filed on 7/27/2005) (Entered: 07/27/2005)

07/27/2005

  

Summons Issued as to SoftBank Holdings Inc.,, Banc of America Securities LLC, Softbank America Inc.,. (Entered: 07/27/2005)

07/28/2005

74 

SUMMONS Returned Executed by Operating Engineers' Group. Banc of America Securities LLC served on 7/27/2005, answer due 8/16/2005; Softbank America Inc., served on 7/28/2005, answer due 8/17/2005; SoftBank Holdings Inc., served on 7/28/2005, answer due 8/17/2005. (Epstein, Kimberly) (Filed on 7/28/2005) (Entered: 07/28/2005)

08/17/2005

75 

*** FILED IN ERROR. PLEASE SEE DOCKET # 76 . ***
STIPULATION STIPULATION REGARDING BRIEFING SCHEDULE (BANC OF AMERICA SECURITIES LLC) by Banc of America Securities LLC. (Sum, Sylvia) (Filed on 8/17/2005) Modified on 8/17/2005 (ewn, COURT STAFF). (Entered: 08/17/2005)

08/17/2005

76 

STIPULATION STIPULATION REGARDING BRIEFING SCHEDULE (Banc of America Securities LLC) - CORRECTION OF DOCKET # 75 by Operating Engineers' Group. (Sum, Sylvia) (Filed on 8/17/2005) (Entered: 08/17/2005)

08/18/2005

77 

STIPULATION STIPULATION REGARDING BRIEFING SCHEDULE (SOFTBANK HOLDINGS INC. AND SOFTBANK AMERICA INC.) by Operating Engineers' Group. (Attachments: # 1 Signature Page (Declarations/Stipulations))(Sum, Sylvia) (Filed on 8/18/2005) (Entered: 08/18/2005)

08/22/2005

78 

STIPULATION AND ORDER RE: BRIEFING SCHEDULE RE: SOFTBANK HOLDINGS.. Signed by Judge JAMES WARE on 8/22/05. (rd, COURT STAFF) (Filed on 8/22/2005) (Entered: 08/22/2005)

08/22/2005

79 

STIPULATION AND ORDER RE: BRIEFING SCHEDULE RE: BANC OF AMERICA SECURITIES. Signed by Judge JAMES WARE on 8/22/05. (rd, COURT STAFF) (Filed on 8/22/2005) (Entered: 08/22/2005)

09/19/2005

80 

NOTICE of Change of Firm Address by Lawrence Joseph (cv, COURT STAFF) (Filed on 9/19/2005) (Entered: 09/22/2005)

09/30/2005

81 

NOTICE of Substitution of Counsel by Bahram Seyedin-Noor for Defendants UTStarcom, Inc., Hong Liang Lu, Michael J. Sophie, Howad Kwock, Gerald S. Soloway, Shao-Ning J. Chou, William X. Huang, Thomas J. Toy and Ying Wu (Seyedin-Noor, Bahram) (Filed on 9/30/2005) (Entered: 09/30/2005)

09/30/2005

82 

CERTIFICATE OF SERVICE by Thomas J. Toy, Ying Wu, UTSTARCOM, INC, Hong Liang Lu, Michael J. Sophie, Howard Kwock, Gerald S. Soloway, Shao-Ning J. Chou, Bill Huang re 81 Notice of Substitution of Counsel, (Seyedin-Noor, Bahram) (Filed on 9/30/2005) (Entered: 09/30/2005)

10/06/2005

83 

STIPULATION Joint Stipulation and [Proposed] Order Expanding Page Limits For UTSTARCOM Defendants' Motion to Dismiss First Amended Consolidated Complaint, Plaintiffs' Opposition Brief, and Defendants' Reply Brief by Thomas J. Toy, Ying Wu, UTSTARCOM, INC, Hong Liang Lu, Michael J. Sophie, Howard Kwock, Gerald S. Soloway, Shao-Ning J. Chou, Bill Huang. (Attachments: # 1)(Johnson, Terry) (Filed on 10/6/2005) (Entered: 10/06/2005)

10/07/2005

84 

ORDER approving the parties stipulated request to expand page limits on briefs re: defendants' motion to dismiss. Signed by Judge JAMES WARE on 10/07/05. (rd, COURT STAFF) (Filed on 10/7/2005) (Entered: 10/07/2005)

10/07/2005

85 

Ex Parte Application filed by Operating Engineers' Group. (Epstein, Kimberly) (Filed on 10/7/2005) (Entered: 10/07/2005)

10/07/2005

86 

Declaration of Kimberly C. Epstein in Support of 85 Ex Parte Application filed byOperating Engineers' Group. (Attachments: # 1 Exhibit A# 2 Exhibit B# 3 Exhibit C# 4 Exhibit D# 5 Exhibit E# 6 Exhibit F)(Related document(s) 85 ) (Epstein, Kimberly) (Filed on 10/7/2005) (Entered: 10/07/2005)

10/07/2005

87 

Proposed Order re 85 Ex Parte Application by Operating Engineers' Group. (Epstein, Kimberly) (Filed on 10/7/2005) (Entered: 10/07/2005)

10/10/2005

88 

Memorandum in Opposition re 85 Ex Parte Application to Stay Briefing on Motions to Dismiss filed byUTSTARCOM, INC. (Feldman, Boris) (Filed on 10/10/2005) (Entered: 10/10/2005)

10/10/2005

89 

Proposed Order re 88 Memorandum in Opposition to Plaintiffs Ex Parte Application to Stay Briefing on Motions to Dismiss by UTSTARCOM, INC. (Feldman, Boris) (Filed on 10/10/2005) (Entered: 10/10/2005)

10/10/2005

90 

CERTIFICATE OF SERVICE by UTSTARCOM, INC re 88 Memorandum in Opposition, 89 Proposed Order (Feldman, Boris) (Filed on 10/10/2005) (Entered: 10/10/2005)

10/10/2005

91 

Memorandum in Opposition to Plaintiffs' Ex Parte Application to Stay Briefing on Motions to Dismiss filed byBanc of America Securities LLC. (Meny, Rachael) (Filed on 10/10/2005) (Entered: 10/10/2005)

10/26/2005

92 

ORDER by Judge James Ware granting 85 Ex Parte Application. (jwlc3, COURT STAFF) (Filed on 10/26/2005) (Entered: 10/26/2005)

11/23/2005

93 

MOTION for Leave to File NOTICE OF MOTION AND MOTION FOR LEAVE TO FILE THE SECOND AMENDED COMPLAINT AND MEMORANDUM OF POINTS AND AUTHORITIES IN SUPPORT THEREOF filed by Erwin DeBruycker, Operating Engineers' Group. Motion Hearing set for 2/13/2006 09:00 AM. (Epstein, Kimberly) (Filed on 11/23/2005) (Entered: 11/23/2005)

11/23/2005

94 

Proposed Order re 93 MOTION for Leave to File NOTICE OF MOTION AND MOTION FOR LEAVE TO FILE THE SECOND AMENDED COMPLAINT AND MEMORANDUM OF POINTS AND AUTHORITIES IN SUPPORT THEREOF by Operating Engineers' Group, Erwin DeBruycker. (Epstein, Kimberly) (Filed on 11/23/2005) (Entered: 11/23/2005)

12/01/2005

95 

NOTICE of Appearance by Amie Danielle Rooney (Rooney, Amie) (Filed on 12/1/2005) (Entered: 12/01/2005)

12/01/2005

96 

NOTICE of Appearance by Robert A. Sacks (Sacks, Robert) (Filed on 12/1/2005) (Entered: 12/01/2005)

12/02/2005

97 

MOTION for leave to appear in Pro Hac Vice of Attorney Ronit Setton (fee paid) filed by Banc of America Securities LLC. (cv, COURT STAFF) (Filed on 12/2/2005) (Entered: 12/05/2005)

12/02/2005

  

Proposed Order re 97 MOTION for leave to appear in Pro Hac Vice of Attorney Ronit Sutton by Banc of America Securities LLC. (cv, COURT STAFF) (Filed on 12/2/2005) (Entered: 12/05/2005)

12/02/2005

98 

MOTION for leave to appear in Pro Hac Vice of Attorney Gregory A. Markel (fee paid) filed by Banc of America Securities LLC. (cv, COURT STAFF) (Filed on 12/2/2005) (Entered: 12/05/2005)

12/02/2005

  

Received Order re 98 MOTION for leave to appear in Pro Hac Vice of Attorney Gregory A. Markels by Banc of America Securities LLC. (cv, COURT STAFF) (Filed on 12/2/2005) (Entered: 12/05/2005)

12/02/2005

100 

ORDER by Judge James Ware granting 98 Motion for Pro Hac Vice of Attorney Gregory A. Markel's (cv, COURT STAFF) (Filed on 12/2/2005) (Entered: 12/05/2005)

12/02/2005

101 

ORDER by Judge James Ware granting 97 Motion for Pro Hac Vice of Attorney Ronit Sutton's (cv, COURT STAFF) (Filed on 12/2/2005) (Entered: 12/05/2005)

12/05/2005

99 

CERTIFICATE OF SERVICE by Banc of America Securities LLC re 98 MOTION for leave to appear in Pro Hac Vice, Received Order, 97 MOTION for leave to appear in Pro Hac Vice, Proposed Order (cv, COURT STAFF) (Filed on 12/5/2005) (Entered: 12/05/2005)

12/06/2005

  

Remark - clerk mailed copy of order filed on 12/2/05 to Attorney Gregory A. Markels along with the E-filing registration form. (cv, COURT STAFF) (Filed on 12/6/2005) (Entered: 12/06/2005)

12/06/2005

  

Remark - clerk mailed copy of order filed on 12/2/05 to Attorney Ronit Sutton's along with the E-Filing registration form. (cv, COURT STAFF) (Filed on 12/6/2005) (Entered: 12/06/2005)

12/20/2005

102 

Memorandum in Opposition to Motion for Leave to File Second Amended Consolidated Complaint for Violation of the Federal Securities Laws filed byThomas J. Toy, Ying Wu, UTSTARCOM, INC, Hong Liang Lu, Michael J. Sophie, Howard Kwock, Gerald S. Soloway, Shao-Ning J. Chou, Bill Huang. (Johnson, Terry) (Filed on 12/20/2005) (Entered: 12/20/2005)

12/20/2005

103 

Declaration of Cheryl W. Foung in Support of 102 Memorandum in Opposition, to Motion for Leave to File Second Amended Consolidated Complaint for Violation of the Federal Securities Laws filed byThomas J. Toy, Ying Wu, UTSTARCOM, INC, Hong Liang Lu, Michael J. Sophie, Howard Kwock, Gerald S. Soloway, Shao-Ning J. Chou, Bill Huang. (Attachments: # 1 Exhibit A)(Related document(s) 102 ) (Johnson, Terry) (Filed on 12/20/2005) (Entered: 12/20/2005)

12/20/2005

104 

EXHIBITS re 103 Declaration in Support, of Opposition to Motion for Leave to File Second Amended Consolidated Complaint for Violation of the Federal Securities Laws filed byThomas J. Toy, Ying Wu, UTSTARCOM, INC, Hong Liang Lu, Michael J. Sophie, Howard Kwock, Gerald S. Soloway, Shao-Ning J. Chou, Bill Huang. (Attachments: # 1 Exhibit C# 2 Exhibit D)(Related document(s) 103 ) (Johnson, Terry) (Filed on 12/20/2005) (Entered: 12/20/2005)

12/20/2005

105 

NOTICE by Thomas J. Toy, Ying Wu, UTSTARCOM, INC, Hong Liang Lu, Michael J. Sophie, Howard Kwock, Gerald S. Soloway, Shao-Ning J. Chou, Bill Huang re 103 Declaration in Support, Notice of Appearance of Counsel (Cheryl W. Foung) (Attachments: # 1 Supplement Certificate of Service)(Johnson, Terry) (Filed on 12/20/2005) (Entered: 12/20/2005)

12/22/2005

106 

STIPULATION AND PROPOSED ORDER VACATING JANUARY 9, 2006 CASE MANAGEMENT CONFERENCE by Operating Engineers' Group. (Huang, Shirley) (Filed on 12/22/2005) (Entered: 12/22/2005)

12/28/2005

107 

STIPULATION AND ORDER VACATING CASE MANAGEMENT CONFERENCE ON 01/09/06. Signed by Judge James Ware on 12/28/05. (mp, COURT STAFF) (Filed on 12/28/2005) (Entered: 12/28/2005)

12/30/2005

108 

Memorandum in Opposition re 93 MOTION for Leave to File NOTICE OF MOTION AND MOTION FOR LEAVE TO FILE THE SECOND AMENDED COMPLAINT AND MEMORANDUM OF POINTS AND AUTHORITIES IN SUPPORT THEREOF filed byBanc of America Securities LLC. (Attachments: # 1 Affidavit of Service)(Markel, Gregory) (Filed on 12/30/2005) (Entered: 12/30/2005)

01/10/2006

109 

Joinder in Opposition to Plaintiffs' Motion for Leave to File Second Amended Complaint by SoftBank Holdings Inc.,, Softbank America Inc.,. (Rooney, Amie) (Filed on 1/10/2006) (Entered: 01/10/2006)

01/30/2006

110 

RESPONSE in Support re 93 MOTION for Leave to File NOTICE OF MOTION AND MOTION FOR LEAVE TO FILE THE SECOND AMENDED COMPLAINT AND MEMORANDUM OF POINTS AND AUTHORITIES IN SUPPORT THEREOF PLAINTIFFS' REPLY IN FURTHER SUPPORT OF MOTION FOR LEAVE TO FILE THE SECOND AMENDED COMPLAINT filed byOperating Engineers' Group. (Huang, Shirley) (Filed on 1/30/2006) (Entered: 01/30/2006)

01/30/2006

111 

Declaration of SHIRLEY H. HUANG IN SUPPORT OF PLAINTIFFS' REPLY IN FURTHER SUPPORT OF MOTION FOR LEAVE TO FILE THE SECOND AMENDED COMPLAINT filed byOperating Engineers' Group. (Attachments: # 1 # 2)(Huang, Shirley) (Filed on 1/30/2006) (Entered: 01/30/2006)

02/08/2006

112 

STATEMENT OF RECENT DECISION pursuant to Civil Local Rule 7-3.d IN SUPPORT OF PLAINTIFFS' MOTION FOR LEAVE TO FILE SECOND AMENDED COMPLAINT filed byOperating Engineers' Group, Erwin DeBruycker. (Attachments: # 1)(Huang, Shirley) (Filed on 2/8/2006) (Entered: 02/08/2006)

02/10/2006

113 

STIPULATION and [Proposed] Order Regarding Defendant Banc of America Securities LLCs Substitution of Counsel and Notice of Appearance of Morgan Lewis & Bockius LLP by Banc of America Securities LLC. (Attachments: # 1 Exhibit A)(Meny, Rachael) (Filed on 2/10/2006) (Entered: 02/10/2006)

02/13/2006

114 

STIPULATION AND ORDER re: BANK OF AMERICA'S SUBSTITUTION OF COUNSEL. Signed by Judge James Ware on 02/13/06. (mp, COURT STAFF) (Filed on 2/13/2006) (Entered: 02/13/2006)

02/15/2006

115 

Minute Entry: Motion Hearing held on 2/13/2006 before James Ware (Date Filed: 2/15/2006). (Court Reporter Irene Rodriguez.) (mp, COURT STAFF) (Date Filed: 2/15/2006) (Entered: 02/15/2006)

02/16/2006

116 

NOTICE of Appearance by Christopher Paul Seefer NOTICE OF APPEARANCE OF COUNSEL (Seefer, Christopher) (Filed on 2/16/2006) (Entered: 02/16/2006)

02/21/2006

117 

NOTICE of Appearance by Vincent P. Finigan, Jr NOTICE OF APPEARANCE OF ADDITIONAL COUNSEL (Finigan, Vincent) (Filed on 2/21/2006) (Entered: 02/21/2006)

03/01/2006

118 

ORDER by Judge James Ware granting 93 Motion for Leave to File (jwlc2, COURT STAFF) (Filed on 3/1/2006). (Entered: 03/01/2006)

03/16/2006

119 

STIPULATION AND [PROPOSED] ORDER SETTING BRIEFING SCHEDULE by Operating Engineers' Group, Erwin DeBruycker. (Seefer, Christopher) (Filed on 3/16/2006) (Entered: 03/16/2006)

03/16/2006

120 

NOTICE of Appearance by Vincent P. Finigan, Jr Notice of Appearance of Additional Counsel - Amanda Kosowsky (Finigan, Vincent) (Filed on 3/16/2006) (Entered: 03/16/2006)

03/16/2006

121 

NOTICE of Appearance by Vincent P. Finigan, Jr Notice of Appearance of Additional Counsel - Ronit Setton (Finigan, Vincent) (Filed on 3/16/2006) (Entered: 03/16/2006)

03/17/2006

122 

STIPULATION AND ORDER SETTING BRIEFING SCHEDULE. Signed by Judge James Ware on 03/17/06. (mp, COURT STAFF) (Filed on 3/17/2006) (Entered: 03/17/2006)

04/13/2006

123 

NOTICE by Operating Engineers' Group, Erwin DeBruycker NOTICE OF COMPLIANCE WITH MARCH 1, 2006 ORDER (Seefer, Christopher) (Filed on 4/13/2006) (Entered: 04/13/2006)

04/13/2006

124 

SECOND AMENDED CONSOLIDATED COMPLAINT FOR VIOLATIONS OF THE FEDERAL SECURITIES LAWS against all defendants. Filed by Operating Engineers' Group, Erwin DeBruycker. (Attachments: # 1 Exhibit 1# 2 Exhibit 2# 3 Exhibit 3# 4 Exhibit 4)(Seefer, Christopher) (Filed on 4/13/2006) Modified on 4/10/2009 (cv, COURT STAFF). (Entered: 04/13/2006)

05/01/2006

125 

MOTION for Order to Republish Class Notice and Reappoint Lead Plaintiff; Memorandum in Support filed by Thomas J. Toy, Ying Wu, UTSTARCOM, INC, Hong Liang Lu, Michael J. Sophie, Howard Kwock, Gerald S. Soloway, Shao-Ning J. Chou, Bill Huang. Motion Hearing set for 6/5/2006 09:00 AM in Courtroom 8, 4th Floor, San Jose. (Attachments: # 1 Proposed Order # 2 Supplement Certificate of Service)(Johnson, Terry) (Filed on 5/1/2006) (Entered: 05/01/2006)

05/01/2006

126 

Declaration of Cheryl Foung in Support of 125 MOTION for Order to Republish Class Notice and Reappoint Lead Plaintiff; Memorandum in Support filed byThomas J. Toy, Ying Wu, UTSTARCOM, INC, Hong Liang Lu, Michael J. Sophie, Howard Kwock, Gerald S. Soloway, Shao-Ning J. Chou, Bill Huang. (Attachments: # 1 Exhibit 1# 2 Exhibit 2# 3 Exhibit 3# 4 Exhibit 4# 5 Exhibit 5# 6 Exhibit 6# 7 Exhibit 7)(Related document(s) 125 ) (Johnson, Terry) (Filed on 5/1/2006) (Entered: 05/01/2006)

05/01/2006

127 

EXHIBITS re 126 Declaration in Support, filed byThomas J. Toy, Ying Wu, UTSTARCOM, INC, Hong Liang Lu, Michael J. Sophie, Howard Kwock, Gerald S. Soloway, Shao-Ning J. Chou, Bill Huang. (Attachments: # 1 Exhibit 9)(Related document(s) 126 ) (Johnson, Terry) (Filed on 5/1/2006) (Entered: 05/01/2006)

05/04/2006

128 

MOTION for Joinder in Motion for Order to Republish Class Notice and Reappoint Lead Plaintiff filed by Softbank America Inc.,, SoftBank Holdings Inc.,. Motion Hearing set for 6/5/2006 09:00 AM in Courtroom 8, 4th Floor, San Jose. (Rooney, Amie) (Filed on 5/4/2006) (Entered: 05/04/2006)

05/12/2006

129 

NOTICE of Appearance by Jason de Bretteville (de Bretteville, Jason) (Filed on 5/12/2006) (Entered: 05/12/2006)

05/15/2006

130 

Memorandum in Opposition PLAINTIFFS' OPPOSITION TO UTSTARCOM DEFENDANTS' MOTION FOR ORDER TO REPUBLISH CLASS NOTICE AND REAPPOINT LEAD PLAINTIFF filed byOperating Engineers' Group, Erwin DeBruycker. (Seefer, Christopher) (Filed on 5/15/2006) (Entered: 05/15/2006)

05/15/2006

131 

Declaration of CHRISTOPHER P. SEEFER in Support of 130 Memorandum in Opposition, PLAINTIFFS' OPPOSITION TO UTSTARCOM DEFENDANTS' MOTION FOR ORDER TO REPUBLISH CLASS NOTICE AND REAPPOINT LEAD PLAINTIFF filed byOperating Engineers' Group, Erwin DeBruycker. (Attachments: # 1 Exhibit 1# 2 Exhibit 2# 3 Exhibit 3# 4 Exhibit 4, part 1# 5 Exhibit 4, part 2)(Related document(s) 130 ) (Seefer, Christopher) (Filed on 5/15/2006) (Entered: 05/15/2006)

05/22/2006

132 

REPLY to Response to Motion re 125 MOTION for Order to Republish Class Notice and Reappoint Lead Plaintiff; Memorandum in Support filed byThomas J. Toy, Ying Wu, UTSTARCOM, INC, Hong Liang Lu, Michael J. Sophie, Howard Kwock, Gerald S. Soloway, Shao-Ning J. Chou, Bill Huang. (Attachments: # 1 Supplement Certificate of Service)(Johnson, Terry) (Filed on 5/22/2006) (Entered: 05/22/2006)

05/22/2006

133 

Declaration of Cheryl Foung in Support of 132 Reply to Response to Motion, for Order to Republish Class Notice and Reappoint Lead Plaintiff filed byThomas J. Toy, Ying Wu, UTSTARCOM, INC, Hong Liang Lu, Michael J. Sophie, Howard Kwock, Gerald S. Soloway, Shao-Ning J. Chou, Bill Huang. (Attachments: # 1 Exhibit 10)(Related document(s) 132 ) (Johnson, Terry) (Filed on 5/22/2006) (Entered: 05/22/2006)

05/23/2006

134 

NOTICE of Appearance by Scott Christensen Hall (Hall, Scott) (Filed on 5/23/2006) (Entered: 05/23/2006)

05/24/2006

135 

ORDER by Judge James Ware continuing hearing. (jwlc2, COURT STAFF) (Filed on 5/24/2006). (Entered: 05/24/2006)

05/31/2006

136 

STIPULATION [JOINT] and [PROPOSED] ORDER EXPANDING PAGE LIMITS FOR UTSTARCOM DEFENDANTS' MOTION TO DISMISS SECOND AMENDED CONSOLIDATED COMPLAINT, PLAINTIFFS' OPPOSITION BRIEF AND DEFENDANTS' REPLY BRIEF by Thomas J. Toy, Ying Wu, UTSTARCOM, INC, Hong Liang Lu, Michael J. Sophie, Howard Kwock, Gerald S. Soloway, Shao-Ning J. Chou, Bill Huang. (Johnson, Terry) (Filed on 5/31/2006) (Entered: 05/31/2006)

05/31/2006

137 

CERTIFICATE OF SERVICE by Thomas J. Toy, Ying Wu, UTSTARCOM, INC, Hong Liang Lu, Michael J. Sophie, Howard Kwock, Gerald S. Soloway, Shao-Ning J. Chou, Bill Huang re 136 Stipulation, and [Proposed] Order Expanding Page Limits for UTStarcom Defendants' Motion to Dismiss Second Amended Consolidated Complaint, Plaintiffs' Opposition Brief and Defendants' Reply Brief (Johnson, Terry) (Filed on 5/31/2006) (Entered: 05/31/2006)

05/31/2006

138 

NOTICE of Appearance by Vincent P. Finigan, Jr Notice of Appearance by Inna Zatulovsky (Finigan, Vincent) (Filed on 5/31/2006) (Entered: 05/31/2006)

06/01/2006

139 

STIPULATION AND ORDER EXPANDING PAGE LIMITS FOR UTSTARCOM DEFENDANTS' MOTION TO DISMISS SECOND AMENDED COMPLAINT, PLAINTIFFS' OPPOSITION BRIEF, AND DEFENDANTS' REPLY BRIEF. Signed by Judge JAMES WARE on 06/01/06. (mp, COURT STAFF) (Filed on 6/1/2006) (Entered: 06/01/2006)

06/02/2006

140 

MOTION to Dismiss Second Amended Consolidated Complaint for Violation of the Federal Securities Laws; Memorandum in Support filed by Thomas J. Toy, Ying Wu, UTSTARCOM, INC, Hong Liang Lu, Michael J. Sophie, Howard Kwock, Gerald S. Soloway, Shao-Ning J. Chou, Bill Huang. Motion Hearing set for 9/11/2006 09:00 AM in Courtroom 8, 4th Floor, San Jose. (Attachments: # 1 Proposed Order)(Johnson, Terry) (Filed on 6/2/2006) (Entered: 06/02/2006)

06/02/2006

141 

Request for Judicial Notice re 140 MOTION to Dismiss Second Amended Consolidated Complaint for Violation of the Federal Securities Laws; Memorandum in Support filed byThomas J. Toy, Ying Wu, UTSTARCOM, INC, Hong Liang Lu, Michael J. Sophie, Howard Kwock, Gerald S. Soloway, Shao-Ning J. Chou, Bill Huang. (Related document(s) 140 ) (Johnson, Terry) (Filed on 6/2/2006) (Entered: 06/02/2006)

06/02/2006

142 

Declaration of Cheryl Foung in Support of 140 MOTION to Dismiss Second Amended Consolidated Complaint for Violation of the Federal Securities Laws; Memorandum in Support filed byThomas J. Toy, Ying Wu, UTSTARCOM, INC, Hong Liang Lu, Michael J. Sophie, Howard Kwock, Gerald S. Soloway, Shao-Ning J. Chou, Bill Huang. (Attachments: # 1 Exhibit 1# 2 Exhibit 2# 3 Exhibit 3# 4 Exhibit 4# 5 Exhibit 5# 6 Exhibit 6# 7 Exhibit 7# 8 Exhibit 8# 9 Exhibit 9# 10 Exhibit 10# 11 Exhibit 11# 12 Exhibit 12# 13 Exhibit 13# 14 Exhibit 14# 15 Exhibit 15# 16 Exhibit 16# 17 Exhibit 17# 18 Exhibit 18# 19 Exhibit 19# 20 Exhibit 20)(Related document(s) 140 ) (Johnson, Terry) (Filed on 6/2/2006) (Entered: 06/02/2006)

06/02/2006

143 

EXHIBITS re 142 Declaration in Support,, filed byThomas J. Toy, Ying Wu, UTSTARCOM, INC, Hong Liang Lu, Michael J. Sophie, Howard Kwock, Gerald S. Soloway, Shao-Ning J. Chou, Bill Huang. (Attachments: # 1 Exhibit 21# 2 Exhibit 22# 3 Exhibit 23# 4 Exhibit 24# 5 Exhibit 25# 6 Exhibit 26# 7 Exhibit 27# 8 Exhibit 28# 9 Supplement 29# 10 Exhibit 30# 11 Exhibit 31# 12 Exhibit 32# 13 Exhibit 33# 14 Exhibit 34# 15 Exhibit 35# 16 Exhibit 36# 17 Exhibit 37# 18 Exhibit 38# 19 Exhibit 39# 20 Exhibit 40# 21 Exhibit 41# 22 Exhibit 42# 23 Exhibit 43# 24 Exhibit 44# 25 Exhibit 45)(Related document(s) 142 ) (Johnson, Terry) (Filed on 6/2/2006) (Entered: 06/02/2006)

06/02/2006

144 

EXHIBITS re 142 Declaration in Support,, filed byThomas J. Toy, Ying Wu, UTSTARCOM, INC, Hong Liang Lu, Michael J. Sophie, Howard Kwock, Gerald S. Soloway, Shao-Ning J. Chou, Bill Huang. (Attachments: # 1 Exhibit 46# 2 Exhibit 47# 3 Exhibit 48# 4 Exhibit 49# 5 Exhibit 50# 6 Exhibit 51# 7 Exhibit 52# 8 Exhibit 53# 9 Exhibit 54# 10 Exhibit 55# 11 Exhibit 56# 12 Exhibit 57# 13 Exhibit 58# 14 Exhibit 59# 15 Exhibit 60A# 16 Exhibit 60B# 17 Exhibit 61# 18 Exhibit 62# 19 Exhibit 63# 20 Exhibit 64# 21 Exhibit 65# 22 Exhibit 66# 23 Exhibit 67)(Related document(s) 142 ) (Johnson, Terry) (Filed on 6/2/2006) (Entered: 06/02/2006)

06/02/2006

145 

CERTIFICATE OF SERVICE by Thomas J. Toy, Ying Wu, UTSTARCOM, INC, Hong Liang Lu, Michael J. Sophie, Howard Kwock, Gerald S. Soloway, Shao-Ning J. Chou, Bill Huang re 144 Exhibits,,, 141 Request for Judicial Notice,, 140 MOTION to Dismiss Second Amended Consolidated Complaint for Violation of the Federal Securities Laws; Memorandum in Support, 143 Exhibits,,, 142 Declaration in Support,, (Johnson, Terry) (Filed on 6/2/2006) (Entered: 06/02/2006)

06/02/2006

146 

MOTION to Dismiss Second Amended Complaint filed by Banc of America Securities LLC. Motion Hearing set for 9/11/2006 09:00 AM in Courtroom 8, 4th Floor, San Jose. (Attachments: # 1)(Markel, Gregory) (Filed on 6/2/2006) (Entered: 06/02/2006)

06/02/2006

147 

Request for Judicial Notice re 146 MOTION to Dismiss Second Amended Complaint filed byBanc of America Securities LLC. (Attachments: # 1 Exhibit A# 2 Exhibit B# 3 Exhibit C# 4 Exhibit D# 5 Exhibit E# 6 Exhibit F)(Related document(s) 146 ) (Markel, Gregory) (Filed on 6/2/2006) (Entered: 06/02/2006)

06/02/2006

148 

CERTIFICATE OF SERVICE by Banc of America Securities LLC re 146 MOTION to Dismiss Second Amended Complaint (Markel, Gregory) (Filed on 6/2/2006) (Entered: 06/02/2006)

06/02/2006

149 

MOTION to Dismiss Second Amended Consolidated Complaint and Memorandum of Law in Support Thereof filed by Softbank America Inc.,, SoftBank Holdings Inc.,. Motion Hearing set for 9/11/2006 09:00 AM in Courtroom 8, 4th Floor, San Jose. (de Bretteville, Jason) (Filed on 6/2/2006) (Entered: 06/02/2006)

06/02/2006

150 

Proposed Order re 149 MOTION to Dismiss Second Amended Consolidated Complaint and Memorandum of Law in Support Thereof by Softbank America Inc.,, SoftBank Holdings Inc.,. (de Bretteville, Jason) (Filed on 6/2/2006) (Entered: 06/02/2006)

06/02/2006

151 

Proposed Order re 146 MOTION to Dismiss Second Amended Complaint by Banc of America Securities LLC. (Markel, Gregory) (Filed on 6/2/2006) (Entered: 06/02/2006)

06/09/2006

152 

Minute Entry: Motion Hearing held on 6/9/2006 before James Ware (Date Filed: 6/9/2006). (Court Reporter Gina Colin.) (mp, COURT STAFF) (Date Filed: 6/9/2006) (Entered: 06/09/2006)

06/13/2006

  

Summons Issued as to Thomas J. Toy, Ying Wu, Banc of America Securities LLC, Softbank America Inc.,, SoftBank Holdings Inc.,, UTSTARCOM, INC, Hong Liang Lu, Softbank Corporation, Michael J. Sophie, Howard Kwock, Gerald S. Soloway, Shao-Ning J. Chou, Bill Huang. on the second amended complaint (cv, COURT STAFF) (Filed on 6/13/2006) (Entered: 06/13/2006)

06/26/2006

153 

ORDER by Judge James Ware denying 125 128 Motion for order to republish class notice and reappoint lead plaintiff. (jwlc2, COURT STAFF) (Filed on 6/26/2006). (Entered: 06/26/2006)

06/26/2006

154 

TRANSCRIPT of Proceedings held on 6/9/06 before Judge James Ware. Court Reporter: Georgina Galban Colin.. (cv, COURT STAFF) (Filed on 6/26/2006) (Entered: 06/26/2006)

07/21/2006

155 

Memorandum in Opposition LEAD PLAINTIFFS' OPPOSITION TO THE UTSTARCOM DEFENDANTS' MOTION TO DISMISS THE SECOND AMENDED CONSOLIDATED COMPLAINT filed byOperating Engineers' Group, Erwin DeBruycker. (Seefer, Christopher) (Filed on 7/21/2006) (Entered: 07/21/2006)

07/21/2006

156 

Memorandum in Opposition LEAD PLAINTIFFS' OPPOSITION TO DEFENDANTS SOFTBANK HOLDINGS INC. AND SOFTBANK AMERICA INC.'S MOTION TO DISMISS filed byOperating Engineers' Group, Erwin DeBruycker. (Seefer, Christopher) (Filed on 7/21/2006) (Entered: 07/21/2006)

07/21/2006

157 

Declaration of CHRISTOPHER P. SEEFER in Support of 155 Memorandum in Opposition,, 156 Memorandum in Opposition, DECLARATION OF CHRISTOPHER P. SEEFER IN SUPPORT OF LEAD PLAINTIFFS' OPPOSITIONS TO (1) THE UTSTARCOM DEFENDANTS' AND (2) DEFENDANTS SOFTBANK HOLDINGS INC. AND SOFTBANK AMERICA INC.'S MOTIONS TO DISMISS THE SECOND AMENDED CONSOLIDATED COMPLAINT filed byOperating Engineers' Group, Erwin DeBruycker. (Attachments: # 1 Exhibit 1# 2 Exhibit 2# 3 Exhibit 3# 4 Exhibit 4# 5 Exhibit 5# 6 Exhibit 6)(Related document(s) 155 , 156 ) (Seefer, Christopher) (Filed on 7/21/2006) (Entered: 07/21/2006)

07/21/2006

158 

MEMORANDUM in Opposition LEAD PLAINTIFFS' RESPONSE TO DEFENDANTS' REQUESTS FOR JUDICIAL NOTICE filed byOperating Engineers' Group, Erwin DeBruycker. (Seefer, Christopher) (Filed on 7/21/2006) (Entered: 07/21/2006)

07/21/2006

159 

NOTICE of Voluntary Dismissal NOTICE OF VOLUNTARY DISMISSAL OF BANC OF AMERICA SECURITIES, LLC by Operating Engineers' Group, Erwin DeBruycker (Seefer, Christopher) (Filed on 7/21/2006) (Entered: 07/21/2006)

08/18/2006

160 

REPLY to Response to Motion to Dismiss Second Amended Consolidated Complaint for Violation of the Federal Securities Laws; Memorandum in Support filed byThomas J. Toy, Ying Wu, UTSTARCOM, INC, Hong Liang Lu, Michael J. Sophie, Howard Kwock, Gerald S. Soloway, Shao-Ning J. Chou, Bill Huang. (Johnson, Terry) (Filed on 8/18/2006) (Entered: 08/18/2006)

08/18/2006

161 

Request for Judicial Notice re 160 Reply to Response to Motion, to Dismiss Second Amended Consolidated Complaint for Violation of the Federal Securities Laws filed byThomas J. Toy, Ying Wu, UTSTARCOM, INC, Hong Liang Lu, Michael J. Sophie, Howard Kwock, Gerald S. Soloway, Shao-Ning J. Chou, Bill Huang. (Related document(s) 160 ) (Johnson, Terry) (Filed on 8/18/2006) (Entered: 08/18/2006)

08/18/2006

162 

Declaration of Cheryl Foung in Support of 161 Request for Judicial Notice,, 160 Reply to Response to Motion, to Dismiss Second Amended Consolidated Complaint for Violation of the Federal Securities Laws filed byThomas J. Toy, Ying Wu, UTSTARCOM, INC, Hong Liang Lu, Michael J. Sophie, Howard Kwock, Gerald S. Soloway, Shao-Ning J. Chou, Bill Huang. (Attachments: # 1 Exhibit 68# 2 Exhibit 69# 3 Exhibit 70# 4 Exhibit 71# 5 Exhibit 72)(Related document(s) 161 , 160 ) (Johnson, Terry) (Filed on 8/18/2006) (Entered: 08/18/2006)

08/18/2006

163 

EXHIBITS re 162 Declaration in Support,, of Motion to Dismiss Second Amended Consolidated Complaint for Violation of the Federal Securities Laws filed byThomas J. Toy, Ying Wu, UTSTARCOM, INC, Hong Liang Lu, Michael J. Sophie, Howard Kwock, Gerald S. Soloway, Shao-Ning J. Chou, Bill Huang. (Attachments: # 1 Exhibit 74# 2 Exhibit 75# 3 Exhibit 76# 4 Exhibit 77# 5 Exhibit 78# 6 Exhibit 79)(Related document(s) 162 ) (Johnson, Terry) (Filed on 8/18/2006) (Entered: 08/18/2006)

08/18/2006

164 

EXHIBITS re 162 Declaration in Support,, of Motion to Dismiss Second Amended Consolidated Complaint for Violation of the Federal Securities Laws filed byThomas J. Toy, Ying Wu, UTSTARCOM, INC, Hong Liang Lu, Michael J. Sophie, Howard Kwock, Gerald S. Soloway, Shao-Ning J. Chou, Bill Huang. (Attachments: # 1 Exhibit 81# 2 Exhibit 82# 3 Exhibit 83)(Related document(s) 162 ) (Johnson, Terry) (Filed on 8/18/2006) (Entered: 08/18/2006)

08/18/2006

165 

CERTIFICATE OF SERVICE by Thomas J. Toy, Ying Wu, UTSTARCOM, INC, Hong Liang Lu, Michael J. Sophie, Howard Kwock, Gerald S. Soloway, Shao-Ning J. Chou, Bill Huang re 161 Request for Judicial Notice,, 160 Reply to Response to Motion,, 163 Exhibits,, 162 Declaration in Support,,, 164 Exhibits, (Johnson, Terry) (Filed on 8/18/2006) (Entered: 08/18/2006)

08/18/2006

166 

Reply Memorandum of Defendants Softbank Holdings, Inc. and Softbank America, Inc. In Support of Motion to Dismiss Second Amended Complaint filed bySoftbank America Inc.,, SoftBank Holdings Inc.,. (Rooney, Amie) (Filed on 8/18/2006) (Entered: 08/18/2006)

08/23/2006

167 

STATEMENT OF RECENT DECISION pursuant to Civil Local Rule 7-3.d filed byOperating Engineers' Group, Erwin DeBruycker. (Attachments: # 1 Attachment (part 1)# 2 Attachment (part 2))(Seefer, Christopher) (Filed on 8/23/2006) (Entered: 08/23/2006)

09/01/2006

168 

STATEMENT OF RECENT DECISION pursuant to Civil Local Rule 7-3.d filed byOperating Engineers' Group, Erwin DeBruycker. (Attachments: # 1 Attachment)(Seefer, Christopher) (Filed on 9/1/2006) (Entered: 09/01/2006)

09/07/2006

169 

ORDER CONTINUING HEARINGS ON UTSTARCOM DEFENDANTS' MOTION TO DISMISS AND DEFENDANTS SOFTBANK HOLDINGS, INC. AND SOFTBANK AMERICA, INC.'S MOTION TO DISMISS (jwlc1, COURT STAFF) (Filed on 9/7/2006) (Entered: 09/07/2006)

09/13/2006

170 

STIPULATION AND [PROPOSED] ORDER CONTINUING HEARINGS ON UTSTARCOM DEFENDANTS' MOTION TO DISMISS DEFENDANTS SOFTBANK HOLDINGS, INC. AND SOFTBANK AMERICA, INC.'S MOTION TO DISMISS by Operating Engineers' Group, Erwin DeBruycker. (Huang, Shirley) (Filed on 9/13/2006) (Entered: 09/13/2006)

09/14/2006

171 

STIPULATION AND ORDER continued from 09/11/2006 to 10/23/2006 09:00 AM in Courtroom 8, 4th Floor, San Jose. Signed by Judge James Ware on 09/13/06. (ecg, COURT STAFF) (Filed on 9/14/2006) (Entered: 09/14/2006)

10/10/2006

172 

STIPULATION (JOINT) AND [PROPOSED] ORDER EXTENDING TIME TO RESPOND by Softbank Corporation. (Rooney, Amie) (Filed on 10/10/2006) (Entered: 10/10/2006)

10/11/2006

173 

STIPULATION AND ORDER Extending Softbank Corporation's Time to Respond. Signed by Judge James Ware on 10/11/06. (ecg, COURT STAFF) (Filed on 10/11/2006) (Entered: 10/11/2006)

10/18/2006

174 

ORDER VACATING HEARING ON UTSTARCOM DEFENDANTS' AND DEFENDANTS SOFTBANK HOLDINGS, INC. AND SOFTBANK AMERICA, INC.'S MOTIONS TO DISMISS SECOND AMENDED CONSOLIDATED COMPLAINT (jwlc1, COURT STAFF) (Filed on 10/18/2006) (Entered: 10/18/2006)

10/18/2006

175 

STATEMENT OF RECENT DECISION pursuant to Civil Local Rule 7-3.d in Support of Motion to Dismiss Second Amended Consolidated Complaint filed byThomas J. Toy, Ying Wu, UTSTARCOM, INC, Hong Liang Lu, Michael J. Sophie, Howard Kwock, Gerald S. Soloway, Shao-Ning J. Chou, Bill Huang. (Attachments: # 1 Exhibit A# 2 Exhibit B)(Johnson, Terry) (Filed on 10/18/2006) (Entered: 10/18/2006)

10/18/2006

176 

CERTIFICATE OF SERVICE by Thomas J. Toy, Ying Wu, UTSTARCOM, INC, Hong Liang Lu, Michael J. Sophie, Howard Kwock, Gerald S. Soloway, Shao-Ning J. Chou, Bill Huang re 175 Statement of Recent Decision, (Johnson, Terry) (Filed on 10/18/2006) (Entered: 10/18/2006)

10/18/2006

177 

MOTION for leave to appear in Pro Hac Vice of Attorney Marvin L. Frank (fee paid) receipt #5515599 filed by UTStarcom Investor Group. (cv, COURT STAFF) (Filed on 10/18/2006) (Entered: 10/19/2006)

10/19/2006

178 

ORDER by Judge James Ware granting 177 Motion for Pro Hac Vice of Attorney Marvin L. Frank. (cv, COURT STAFF) (Filed on 10/19/2006) (Entered: 10/19/2006)

10/19/2006

  

Remark clerk mailed copy of order docket #178 to Attorney Marvin L. Frank along with the E-Filing registration form. (cv, COURT STAFF) (Filed on 10/19/2006) (Entered: 10/19/2006)

10/23/2006

179 

Minute Entry: Motion Hearing not held on 10/23/2006 before James Ware please see minute order for further details (Date Filed: 10/23/2006). (Court Reporter Not Reported.) (ecg, COURT STAFF) (Date Filed: 10/23/2006) (Entered: 10/23/2006)

11/08/2006

180 

NOTICE by Operating Engineers' Group, Erwin DeBruycker NOTICE OF RECENT AUTHORITY IN SUPPORT OF LEAD PLAINTIFFS' OPPOSITIONS TO DEFENDANTS' MOTIONS TO DISMISS (Attachments: # 1 Exhibit A)(Huang, Shirley) (Filed on 11/8/2006) (Entered: 11/08/2006)

03/20/2007

181 

ORDER by Judge James Ware granting motions 140 , 146 , 149 to dismiss the Second Amended Complaint with leave to amend. Plaintiff's shall FILE AND SERVE a THIRD AMENDED COMPLAINT by 4/30/07 (jwlc1, COURT STAFF) (Filed on 3/20/2007) Modified on 3/21/2007 (cv, COURT STAFF). (Entered: 03/20/2007)

04/06/2007

182 

STIPULATION and Proposed Order Regarding Plaintiffs' Third Amended Consolidated Complaint and Briefing Schedule for Defendants' Motion to Dismiss by Operating Engineers' Group, Erwin DeBruycker. (Huang, Shirley) (Filed on 4/6/2007) (Entered: 04/06/2007)

04/09/2007

183 

ORDER Setting Hearing on Motion, GRANTING 182 Stipulation Regarding Plaintiffs' Third Amended Consolidated Complaint and Briefing Schedule for Defendants' Motion to Dismiss. Setting Motion Hearing set for 9/10/2007 09:00 AM in Courtroom 8, 4th Floor, San Jose. Signed by Judge James Ware on 4/9/2007. (ecg, COURT STAFF) (Filed on 4/9/2007) Modified on 4/9/2007 (ecg, COURT STAFF). (Entered: 04/09/2007)

05/10/2007

184 

STIPULATION (JOINT SUBMISSION BY PARTIES) AND [PROPOSED] ORDER REGARDING REVISED BRIEFING SCHEDULE FOR DEFENDANTS' MOTIONS TO DISMISS THE THIRD AMENDED CONSOLIDATED COMPLAINT by Thomas J. Toy, Ying Wu, UTSTARCOM, INC, Hong Liang Lu, Michael J. Sophie, Howard Kwock, Gerald S. Soloway, Shao-Ning J. Chou, Bill Huang. (Seyedin-Noor, Bahram) (Filed on 5/10/2007) (Entered: 05/10/2007)

05/10/2007

185 

STIPULATION AND ORDER Granting REVISED BRIEFING SCHEDULE FOR DEFENDANTS' MOTIONS TO DISMISS THE THIRD AMENDED CONSOLIDATED COMPLAINT and Continuning Hearing from 9/10/2007 to 10/15/2007 re 184 Stipulation filed by UTSTARCOM, INC, Hong Liang Lu, Michael J. Sophie, Howard Kwock, Gerald S. Soloway, Shao-Ning J. Chou, Bill Huang, Thomas J. Toy, Ying Wu. Motion Hearing set for 10/15/2007 09:00 AM in Courtroom 8, 4th Floor, San Jose. Signed by Judge James Ware on 5/10/2007. (ecg, COURT STAFF) (Filed on 5/10/2007) (Entered: 05/10/2007)

05/25/2007

186 

THIRD AMENDED CONSOLIDATED COMPLAINT FOR VIOLATIONS OF THE FEDERAL SECURITIES LAWS against all defendants. Filed byOperating Engineers' Group, Erwin DeBruycker. (Attachments: # 1 Exhibit 1# 2 Exhibit 2# 3 Exhibit 3# 4 Exhibit 4# 5 Exhibit 5# 6 Exhibit 6)(Seefer, Christopher) (Filed on 5/25/2007) Modified on 4/10/2009 (cv, COURT STAFF). (Entered: 05/25/2007)

07/06/2007

187 

STIPULATION and [Proposed] Order Expanding Page Limits for UTStarcom Defendants' Motion to Dismiss Third Amended Consolidated Complaint, Plaintiffs' Opposition Brief, and Defendants' Reply Brief by Thomas J. Toy, Ying Wu, UTSTARCOM, INC, Hong Liang Lu, Michael J. Sophie, Howard Kwock, Gerald S. Soloway, Shao-Ning J. Chou, Bill Huang. (Johnson, Terry) (Filed on 7/6/2007) (Entered: 07/06/2007)

07/09/2007

188 

STIPULATION AND ORDER Granting Expanding Page Limits for UTSTARCOM Defendants' Motion to Dismiss Third Amended Consolidated Complaint, Plaintiffs' Opposition Brief and Defendant's Reply Brief re 187 Stipulation, filed by Howard Kwock, Bill Huang, Ying Wu, Shao-Ning J. Chou, Gerald S. Soloway, Hong Liang Lu, UTSTARCOM, INC, Michael J. Sophie, Thomas J. Toy. Signed by Judge James Ware on 7/9/2007. (ecg, COURT STAFF) (Filed on 7/9/2007) (Entered: 07/09/2007)

07/13/2007

189 

MOTION to Dismiss Third Amended Consolidated Complaint for Violation of the Federal Securities Laws; Memorandum in Support filed by Thomas J. Toy, Ying Wu, UTSTARCOM, INC, Hong Liang Lu, Michael J. Sophie, Howard Kwock, Gerald S. Soloway, Shao-Ning J. Chou, Bill Huang. Motion Hearing set for 10/15/2007 09:00 AM in Courtroom 8, 4th Floor, San Jose. (Attachments: # 1 Proposed Order Granting UTStarcom Defendants' Motion to Dismiss Third Amended Consolidated Complaint for Violation of the Federal Securities Laws)(Johnson, Terry) (Filed on 7/13/2007) (Entered: 07/13/2007)

07/13/2007

190 

MOTION to Strike 186 Amended Complaint, filed by Thomas J. Toy, Ying Wu, UTSTARCOM, INC, Hong Liang Lu, Michael J. Sophie, Howard Kwock, Gerald S. Soloway, Shao-Ning J. Chou, Bill Huang. Motion Hearing set for 10/15/2007 09:00 AM in Courtroom 8, 4th Floor, San Jose. (Attachments: # 1 Proposed Order Granting UTStarcom Defendants' Motion to Strike Third Amended Consolidated Complaint for Violation of the Federal Securities Laws)(Johnson, Terry) (Filed on 7/13/2007) (Entered: 07/13/2007)

07/13/2007

191 

Declaration of Terry T. Johnson in Support of 189 MOTION to Dismiss Third Amended Consolidated Complaint for Violation of the Federal Securities Laws; Memorandum in Support filed byThomas J. Toy, Ying Wu, UTSTARCOM, INC, Hong Liang Lu, Michael J. Sophie, Howard Kwock, Gerald S. Soloway, Shao-Ning J. Chou, Bill Huang. (Attachments: # 1 Exhibit A# 2 Exhibit B# 3 Exhibit C)(Related document(s) 189 ) (Johnson, Terry) (Filed on 7/13/2007) (Entered: 07/13/2007)

07/13/2007

192 

CERTIFICATE OF SERVICE by Thomas J. Toy, Ying Wu, UTSTARCOM, INC, Hong Liang Lu, Michael J. Sophie, Howard Kwock, Gerald S. Soloway, Shao-Ning J. Chou, Bill Huang re 190 MOTION to Strike 186 Amended Complaint, MOTION to Strike 186 Amended Complaint,, 191 Declaration in Support, 189 MOTION to Dismiss Third Amended Consolidated Complaint for Violation of the Federal Securities Laws; Memorandum in Support (Johnson, Terry) (Filed on 7/13/2007) (Entered: 07/13/2007)

07/13/2007

193 

MOTION to Strike Third Amended Consolidated Complaint filed by Softbank America Inc.,, SoftBank Holdings Inc.,, Softbank Corporation. Motion Hearing set for 10/15/2007 09:00 AM. (Attachments: # 1 Exhibit A# 2 Exhibit B# 3 Proposed Order)(Rooney, Amie) (Filed on 7/13/2007) (Entered: 07/13/2007)

07/13/2007

194 

MOTION to Dismiss Third Amended Consolidated Complaint filed by Softbank America Inc.,, SoftBank Holdings Inc.,, Softbank Corporation. Motion Hearing set for 10/15/2007 09:00 AM. (Attachments: # 1 Proposed Order)(Rooney, Amie) (Filed on 7/13/2007) (Entered: 07/13/2007)

07/13/2007

195 

CERTIFICATE OF SERVICE by Softbank America Inc.,, SoftBank Holdings Inc.,, Softbank Corporation re 193 MOTION to Strike Third Amended Consolidated Complaint, 194 MOTION to Dismiss Third Amended Consolidated Complaint (Rooney, Amie) (Filed on 7/13/2007) (Entered: 07/13/2007)

08/21/2007

196 

Memorandum in Opposition re 189 MOTION to Dismiss Third Amended Consolidated Complaint for Violation of the Federal Securities Laws; Memorandum in Support PLAINTIFFS' OPPOSITION TO THE UTSTARCOM DEFENDANTS' MOTION TO DISMISS THE THIRD AMENDED CONSOLIDATED COMPLAINT filed byOperating Engineers' Group, Erwin DeBruycker. (Seefer, Christopher) (Filed on 8/21/2007) (Entered: 08/21/2007)

08/21/2007

197 

Memorandum in Opposition re 190 MOTION to Strike 186 Amended Complaint, MOTION to Strike 186 Amended Complaint,, 193 MOTION to Strike Third Amended Consolidated Complaint PLAINTIFFS OPPOSITIONS TO (1) THE UTSTARCOM DEFENDANTS and (2) defendants SOFTBANK HOLDINGS, INC., SOFTBANK AMERICA, INC. AND SOFTBANK CORPORATIONS MOTIONS TO STRIKE the THIRD AMENDED CONSOLIDATED COMPLAINT filed byOperating Engineers' Group, Erwin DeBruycker. (Seefer, Christopher) (Filed on 8/21/2007) (Entered: 08/21/2007)

08/21/2007

198 

Memorandum in Opposition re 194 MOTION to Dismiss Third Amended Consolidated Complaint PLAINTIFFS OPPOSITION TO DEFENDANTS SOFTBANK HOLDINGS, INC., SOFTBANK AMERICA, INC. AND SOFTBANK CORPORATIONS MOTION TO DISMISS THE THIRD AMENDED CONSOLIDATED COMPLAINT filed byOperating Engineers' Group, Erwin DeBruycker. (Seefer, Christopher) (Filed on 8/21/2007) (Entered: 08/21/2007)

08/21/2007

199 

Declaration of CHRISTOPHER P. SEEFER in Support of 196 Memorandum in Opposition, 197 Memorandum in Opposition,, 198 Memorandum in Opposition, DECLARATION OF CHRISTOPHER P. SEEFER IN SUPPORT OF PLAINTIFFS OPPOSITIONS TO MOTIONS TO STRIKE AND MOTIONS TO DISMISS THE THIRD AMENDED CONSOLIDATED COMPLAINT BY (1) THE UTSTARCOM DEFENDANTS AND (2) DEFENDANTS SOFTBANK HOLDINGS, INC., SOFTBANK AMERICA, INC. AND SOFTBANK CORPORATION filed byOperating Engineers' Group, Erwin DeBruycker. (Attachments: # 1 Exhibit 1# 2 Exhibit 2# 3 Exhibit 3# 4 Exhibit 4# 5 Exhibit 5# 6 Exhibit 6# 7 Exhibit 7# 8 Exhibit 8# 9 Exhibit 9# 10 Exhibit 10# 11 Exhibit 11# 12 Exhibit 12# 13 Exhibit 13)(Related document(s) 196 , 197 , 198 ) (Seefer, Christopher) (Filed on 8/21/2007) (Entered: 08/21/2007)

09/05/2007

200 

Joint Stipulation and [Proposed] Order Regarding Revised Schedule for Defendants' Reply Memoranda in Support of Motions to Dismiss and Strike the Third Amended Consolidated Complaint by Thomas J. Toy, Ying Wu, UTSTARCOM, INC, Hong Liang Lu, Michael J. Sophie, Howard Kwock, Gerald S. Soloway, Shao-Ning J. Chou, Bill Huang. (Foung, Cheryl) (Filed on 9/5/2007) Modified text on 9/19/2007 (cv, COURT STAFF). (Entered: 09/05/2007)

09/06/2007

201 

STIPULATION AND ORDER Granting Extension of Time to File Defendants' Reply Brief from 9/18/2007 to 9/27/2007 re 200 Stipulation filed by Howard Kwock, Bill Huang, Ying Wu, Shao-Ning J. Chou, Gerald S. Soloway, Hong Liang Lu, UTSTARCOM, INC, Michael J. Sophie, Thomas J. Toy. Signed by Judge James Ware on 9/6/2007. (ecg, COURT STAFF) (Filed on 9/6/2007) (Entered: 09/06/2007)

09/14/2007

202 

NOTICE by Operating Engineers' Group, Erwin DeBruycker Notice of Firm Name Change (Seefer, Christopher) (Filed on 9/14/2007) (Entered: 09/14/2007)

09/20/2007

203 

MOTION to Relate Case C04-4908 JW and C07-4578 SI TO CONSIDER WHETHER CASES SHOULD BE RELATED PURSUANT TO CIVIL LOCAL RULES 3-12 AND 7-11 filed by Operating Engineers' Group, Erwin DeBruycker. (Huang, Shirley) (Filed on 9/20/2007) Modified text on 9/21/2007 (cv, COURT STAFF). (Entered: 09/20/2007)

09/20/2007

204 

Declaration of CHRISTOPHER P. SEEFER in Support of 203 MOTION to Relate Case ADMINISTRATIVE MOTION TO CONSIDER WHETHER CASES SHOULD BE RELATED PURSUANT TO CIVIL LOCAL RULES 3-12 AND 7-11 filed byOperating Engineers' Group, Erwin DeBruycker. (Attachments: # 1 Exhibit A)(Related document(s) 203 ) (Seefer, Christopher) (Filed on 9/20/2007) (Entered: 09/20/2007)

09/20/2007

205 

Proposed Order re 203 MOTION to Relate Case ADMINISTRATIVE MOTION TO CONSIDER WHETHER CASES SHOULD BE RELATED PURSUANT TO CIVIL LOCAL RULES 3-12 AND 7-11 by Operating Engineers' Group, Erwin DeBruycker. (Huang, Shirley) (Filed on 9/20/2007) (Entered: 09/20/2007)

09/25/2007

206 

Memorandum in Opposition To Lead Plaintiffs Operating Engineers Group's Administrative 203 Motion to Consider Whether Cases Should Be Related Pursuant To Civil Local Rules 3-12 and 7-11 filed byPeter Rudolph. (Punzalan, Mark) (Filed on 9/25/2007) Modified on 10/9/2007,(counsel failed to link to motion) (cv, COURT STAFF). (Entered: 09/25/2007)

09/25/2007

207 

Proposed Order Denying Administrative 203 Motion To Consider Whether Cases Should Be Related Pursuant To Civil Local Rules 3-12 And 7-11 by Peter Rudolph. (Punzalan, Mark) (Filed on 9/25/2007) Modified on 10/9/2007,(counsel failed to link to motion) (cv, COURT STAFF). (Entered: 09/25/2007)

09/25/2007

208 

CERTIFICATE OF SERVICE 206 and 207 by Peter Rudolph (Punzalan, Mark) (Filed on 9/25/2007) Modified text on 10/9/2007 (cv, COURT STAFF). (Entered: 09/25/2007)

09/27/2007

209 

REPLY to Response to Motion re 189 MOTION to Dismiss Third Amended Consolidated Complaint for Violation of the Federal Securities Laws; Memorandum in Support filed byThomas J. Toy, Ying Wu, UTSTARCOM, INC, Hong Liang Lu, Michael J. Sophie, Howard Kwock, Gerald S. Soloway, Shao-Ning J. Chou, Bill Huang. (Johnson, Terry) (Filed on 9/27/2007) (Entered: 09/27/2007)

09/27/2007

210 

REPLY to Response to Motion re 190 MOTION to Strike 186 Amended Complaint, MOTION to Strike 186 Amended Complaint, filed byThomas J. Toy, Ying Wu, UTSTARCOM, INC, Hong Liang Lu, Michael J. Sophie, Howard Kwock, Gerald S. Soloway, Shao-Ning J. Chou, Bill Huang. (Johnson, Terry) (Filed on 9/27/2007) (Entered: 09/27/2007)

09/27/2007

211 

Declaration of Terry T. Johnson in Support of 209 Reply to Response to Motion, to Dismiss Third Amended Consolidated Complaint for Violation of the Federal Securities Law filed byThomas J. Toy, Ying Wu, UTSTARCOM, INC, Hong Liang Lu, Michael J. Sophie, Howard Kwock, Gerald S. Soloway, Shao-Ning J. Chou, Bill Huang. (Attachments: # 1 Exhibit D# 2 Exhibit E# 3 Exhibit F# 4 Exhibit G)(Related document(s) 209 ) (Johnson, Terry) (Filed on 9/27/2007) (Entered: 09/27/2007)

09/27/2007

212 

EXHIBITS H re 211 Declaration of Terry T. Johnson filed by Thomas J. Toy, Ying Wu, UTSTARCOM, INC, Hong Liang Lu, Michael J. Sophie, Howard Kwock, Gerald S. Soloway, Shao-Ning J. Chou, Bill Huang. (Related document(s) 211 ) (Johnson, Terry) (Filed on 9/27/2007) Modified on 10/11/2007 (cv, COURT STAFF). (Entered: 09/27/2007)

09/27/2007

213 

EXHIBITS I (2 parts) re 211 Declaration of Terry T. Johnson filed by Thomas J. Toy, Ying Wu, UTSTARCOM, INC, Hong Liang Lu, Michael J. Sophie, Howard Kwock, Gerald S. Soloway, Shao-Ning J. Chou, Bill Huang. (Attachments: # 1 Exhibit I (2 of 2))(Related document(s) 211 ) (Johnson, Terry) (Filed on 9/27/2007) Modified on 10/11/2007 (cv, COURT STAFF). (Entered: 09/27/2007)

09/27/2007

214 

CERTIFICATE OF SERVICE by Thomas J. Toy, Ying Wu, UTSTARCOM, INC, Hong Liang Lu, Michael J. Sophie, Howard Kwock, Gerald S. Soloway, Shao-Ning J. Chou, Bill Huang re 209 Reply to Response to Motion, 210 Reply to Response to Motion, 212 Exhibits, 213 Exhibits, 211 Declaration in Support, (Johnson, Terry) (Filed on 9/27/2007) (Entered: 09/27/2007)

09/27/2007

215 

*** FILED IN ERROR *** please see 216 amended RESPONSE in Support of Their 194 Motion to Dismiss Plaintiffs' Third Amended Consolidated Complaint filed by Softbank America Inc. SoftBank Holdings Inc. Softbank Corporation. (Rooney, Amie) (Filed on 9/27/2007) Modified on 10/11/2007,(counsel failed to link to motion) (cv, COURT STAFF). Modified text on 10/11/2007 (cv, COURT STAFF). (Entered: 09/27/2007)

09/27/2007

216 

AMENDED REPLY to Response to 194 Motion to Dismiss Third Amended Complaint CORRECTION OF DOCKET # 215 . filed by Softbank America Inc. SoftBank Holdings Inc. Softbank Corporation. (Rooney, Amie) (Filed on 9/27/2007) Modified on 10/11/2007,(counsel failed to link to motion) (cv, COURT STAFF). (Entered: 09/27/2007)

09/27/2007

217 

REPLY memorandum in support of 193 Motion to Strike Third Amended Consolidated Complaint filed by Softbank America Inc. SoftBank Holdings Inc. Softbank Corporation. (Rooney, Amie) (Filed on 9/27/2007) Modified on 10/11/2007,(counsel failed to link to motion) (cv, COURT STAFF). (Entered: 09/27/2007)

09/27/2007

218 

CERTIFICATE OF SERVICE 216 and 217 by Softbank America Inc. SoftBank Holdings Inc. Softbank Corporation (Rooney, Amie) (Filed on 9/27/2007) Modified text on 10/11/2007 (cv, COURT STAFF). (Entered: 09/27/2007)

10/09/2007

219 

CLERK'S NOTICE Continuing Motion Hearing from 10/15/2007 to 10/29/2007 re 189 MOTION to Dismiss Third Amended Consolidated Complaint, 190 MOTION to Strike, 193 MOTION to Strike Third Amended Consolidated Complaint, 194 MOTION to Dismiss Third Amended Consolidated Complaint. Motion Hearing set for 10/29/2007 09:00 AM in Courtroom 8, 4th Floor, San Jose before Hon. James Ware. (ecg, COURT STAFF) (Filed on 10/9/2007) (Entered: 10/09/2007)

10/29/2007

221 

Minute Entry: Motion Hearing held on 10/29/2007 before James Ware (Date Filed: 10/29/2007) re 190 MOTION to Strike 186 Amended Complaint, MOTION to Strike 186 Amended Complaint, 193 MOTION to Strike Third Amended Consolidated Complaint, 189 MOTION to Dismiss Third Amended Consolidated Complaint for Violation of the Federal Securities Laws, 194 MOTION to Dismiss Third Amended Consolidated Complaint. Matters under submission after oral argument. The Court to issue further order on motions. (Court Reporter Irene Rodriguez.) (ecg, COURT STAFF) (Date Filed: 10/29/2007) (Entered: 10/31/2007)

10/30/2007

220 

Letter Brief filed byOperating Engineers' Group, Erwin DeBruycker. (Seefer, Christopher) (Filed on 10/30/2007) (Entered: 10/30/2007)

10/31/2007

222 

Letter Brief OF PLAINTIFF PETER RUDOLPH IN RESPONSE TO LEAD PLAINTIFF'S LETTER RE ADMINISTRATIVE MOTION TO CONSIDER WHETHER CASES SHOULD BE RELATED filed byPeter Rudolph. (Punzalan, Mark) (Filed on 10/31/2007) (Entered: 10/31/2007)

11/01/2007

223 

NOTICE of Change In Counsel by Terry T. Johnson (Johnson, Terry) (Filed on 11/1/2007) (Entered: 11/01/2007)

11/29/2007

224 

Letter Brief in Response to Letter Briefs Filed by Lead Plaintiffs and Peter Rudolph filed byThomas J. Toy, Ying Wu, UTSTARCOM, INC, Hong Liang Lu, Michael J. Sophie, Howard Kwock, Gerald S. Soloway, Shao-Ning J. Chou, Bill Huang. (Seyedin-Noor, Bahram) (Filed on 11/29/2007) (Entered: 11/29/2007)

11/30/2007

225 

ORDER by Judge James Ware denying 203 Motion to Relate Case (jwlc1, COURT STAFF) (Filed on 11/30/2007) (Entered: 11/30/2007)

11/30/2007

226 

RELATED CASE ORDER. The court has reviewed the motion and determined that cases C 04-0404908 JW In re UTSTARCOM, Inc. Securities Litigation and C 07-04578 SI Rudolph v. UTStarcom et al are NOT RELATED and no reassignments shall occur. Please see Order 225 Order Denying Administrative Motion to Relate Cases for further specifics. Signed by Judge James Ware on 11/30/2007. Signed by Judge James Ware on 11/30/2007. (ecg, COURT STAFF) (Filed on 11/30/2007) (Entered: 11/30/2007)

12/21/2007

227 

NOTICE by Softbank America Inc., SoftBank Holdings Inc., Softbank Corporation Notice Of Recent Authority In Support Of Their Motion To Dismiss The Third Amended Complaint (Attachments: # 1 Exhibit A)(Rooney, Amie) (Filed on 12/21/2007) (Entered: 12/21/2007)

12/21/2007

228 

CERTIFICATE OF SERVICE by Softbank America Inc., SoftBank Holdings Inc., Softbank Corporation re 227 Notice (Other) (Rooney, Amie) (Filed on 12/21/2007) Modified on 1/16/2008 (cfe, Court Staff). (Entered: 12/21/2007)

01/03/2008

229 

TRANSCRIPT of Proceedings held on October 29, 2007 before Judge James Ware. Court Reporter: Irene Rodriguez. (bw, COURT STAFF) (Filed on 1/3/2008) (Entered: 01/04/2008)

01/16/2008

230 

NOTICE by Softbank America Inc., SoftBank Holdings Inc., Softbank Corporation Notice of Recent Authority (Attachments: # 1 Exhibit Exhibit A)(de Bretteville, Jason) (Filed on 1/16/2008) Modified on 1/17/2008 (cfe, Court Staff). (Entered: 01/16/2008)

01/16/2008

231 

CERTIFICATE OF SERVICE by Softbank America Inc., SoftBank Holdings Inc., Softbank Corporation re 230 Notice (Other) Certificate of Service (de Bretteville, Jason) (Filed on 1/16/2008) Modified on 1/17/2008 (cfe, Court Staff). (Entered: 01/16/2008)

03/14/2008

232 

ORDER by Judge James Ware granting 189 Motion to Dismiss;granting 194 Motion to Dismiss;finding as moot 190 Motion to Strike;finding as moot 193 Motion to Strike.(jwlc3, COURT STAFF) (Filed on 3/14/2008) (Entered: 03/14/2008)

03/14/2008

  

Set/Reset Hearings: set pursuant to 232 Order. Case Management Conference set for 6/23/2008 10:00 AM in Courtroom 8, 4th Floor San Jose before Hon. James Ware. (ecg, COURT STAFF) (Filed on 3/14/2008) (Entered: 06/10/2008)

03/31/2008

233 

ORDER ADMINISTRATIVELY CLOSING CASES. Signed by Judge James Ware on March 31, 2008. (jwlc1, COURT STAFF) (Filed on 3/31/2008) (Entered: 04/08/2008)

05/14/2008

234 

FOURTH AMENDED CONSOLIDATED COMPLAINT FOR VIOLATIONS OF THE FEDERAL SECURITIES LAWS against Thomas J. Toy, Ying Wu, Softbank America Inc.,, SoftBank Holdings Inc.,, UTSTARCOM, INC, Hong Liang Lu, Softbank Corporation, Michael J. Sophie. Filed by Operating Engineers' Group, Erwin DeBruycker. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3)(Seefer, Christopher) (Filed on 5/14/2008) Modified on 5/15/2008 (cv, COURT STAFF). (Entered: 05/14/2008)

05/14/2008

235 

NOTICE of Voluntary Dismissal without prejudice OF CLAIMS PURSUANT TO FED. R. CIV. P. 41(a)(1) against Softbank Corporation, Softbank America,Inc., and SoftBank Holdings, inc., and dismisses without prejudice ALL CLAIMS against defendants Howard Kwock, Shao-Ning J. Chou, Gerald S. Soloway and William (Bill) Huang. by Operating Engineers' Group, Erwin DeBruycker (Seefer, Christopher) (Filed on 5/14/2008) Modified text on 5/15/2008 (cv, COURT STAFF). (Entered: 05/14/2008)

06/09/2008

236 

JOINT CASE MANAGEMENT STATEMENT and [Proposed] Order filed by Thomas J. Toy, Operating Engineers' Group, Ying Wu, Erwin DeBruycker, UTSTARCOM, INC, Hong Liang Lu, Michael J. Sophie. (Ketroser, Bryan) (Filed on 6/9/2008) (Entered: 06/09/2008)

06/13/2008

237 

OBJECTIONS to 234 Fourth Amended Consolidated Complaint for Violations of the Federal Securities Laws by Thomas J. Toy, Ying Wu, UTSTARCOM, INC, Hong Liang Lu, Michael J. Sophie. (Johnson, Terry) (Filed on 6/13/2008) Modified on 6/13/2008,(counsel failed to link to which document it relates to.) (cv, COURT STAFF). (Entered: 06/13/2008)

06/13/2008

238 

Declaration of Cheryl W. Foung in Support of 237 Objection to Fourth Amended Consolidated Complaint for Violations of the Federal Securities Laws filed byThomas J. Toy, Ying Wu, UTSTARCOM, INC, Hong Liang Lu, Michael J. Sophie. (Attachments: # 1 Exhibit A)(Related document(s) 237 ) (Johnson, Terry) (Filed on 6/13/2008) (Entered: 06/13/2008)

06/13/2008

239 

OBJECTIONS to the Fourth Amended Consolidated Complaint for Violation of the Federal Securities Laws by Softbank America Inc.,, SoftBank Holdings Inc.,, Softbank Corporation. (Sacks, Robert) (Filed on 6/13/2008) (Entered: 06/13/2008)

06/18/2008

240 

RESPONSE to DEFENDANTS' 237 OBJECTIONS TO THE FOURTH AMENDED CONSOLIDATED COMPLAINT FOR VIOLATIONS OF THE FEDERAL SECURITIES LAWS by Operating Engineers' Group, Erwin DeBruycker. (Seefer, Christopher) (Filed on 6/18/2008) Modified on 6/19/2008(counsel failed to link to which document relates to.) (cv, COURT STAFF). (Entered: 06/18/2008)

06/23/2008

241 

Minute Entry: Further Case Management Conference held on 6/23/2008 before Judge James Ware (Date Filed: 6/23/2008). The Court took Defendants' objections to Amended Complaint under submission. The Court to issue further order following Case Management Conference and scheduling deadlines. (Court Reporter Not Reported.) (ecg, COURT STAFF) (Date Filed: 6/23/2008) (Entered: 06/23/2008)

07/24/2008

242 

ORDER OVERRULING DEFENDANTS' OBJECTIONS TO PLAINTIFFS' FOURTH AMENDED COMPLAINT 239 Objection, 237 Objection,. Signed by Judge James Ware on 7/24/2008. (jwlc2, COURT STAFF) (Filed on 7/24/2008) Modified on 7/29/2008 (sp, COURT STAFF). (Entered: 07/24/2008)

08/01/2008

243 

STIPULATION and [Proposed] Order Regarding Briefing Schedule and Expanded Page Limits for Defendants' Motions to Dismiss the Fourth Amended Consolidated Complaint by Thomas J. Toy, Ying Wu, UTSTARCOM, INC, Hong Liang Lu, Michael J. Sophie. (Ketroser, Bryan) (Filed on 8/1/2008) (Entered: 08/01/2008)

08/06/2008

244 

STIPULATION AND ORDER as Modified by the Court Regarding Briefing Schedule and Expanded Page Limits for Defendants' Motions to Dismiss the Fourth Amended Consolidated Complaint re 243 Stipulation. Motion Hearing set for 12/8/2008 09:00 AM in Courtroom 8, 4th Floor, San Jose. Signed by Judge James Ware on 8/6/2008. (ecg, COURT STAFF) (Filed on 8/6/2008) (Entered: 08/06/2008)

08/25/2008

245 

MOTION to Relate C04-4908 JW and C07-4578 SI Cases filed by Thomas J. Toy, Ying Wu, UTSTARCOM, INC, Hong Liang Lu, Michael J. Sophie. (Ketroser, Bryan) (Filed on 8/25/2008) Modified text on 8/26/2008 (cv, COURT STAFF). (Entered: 08/25/2008)

08/25/2008

246 

Declaration of Bahram Seyedin-Noor in Support of 245 MOTION to Relate Case filed byThomas J. Toy, Ying Wu, UTSTARCOM, INC, Hong Liang Lu, Michael J. Sophie. (Attachments: # 1 Exhibit A)(Related document(s) 245 ) (Ketroser, Bryan) (Filed on 8/25/2008) (Entered: 08/25/2008)

08/25/2008

247 

Proposed Order re 245 MOTION to Relate Case by Thomas J. Toy, Ying Wu, UTSTARCOM, INC, Hong Liang Lu, Michael J. Sophie. (Ketroser, Bryan) (Filed on 8/25/2008) (Entered: 08/25/2008)

08/25/2008

248 

CERTIFICATE OF SERVICE by Thomas J. Toy, Ying Wu, UTSTARCOM, INC, Hong Liang Lu, Michael J. Sophie re 245 MOTION to Relate Case (Ketroser, Bryan) (Filed on 8/25/2008) (Entered: 08/25/2008)

08/28/2008

249 

Memorandum in Opposition re 245 MOTION to Relate Case Pursuant to Civil Local Rules 3-12 and 7-11 filed byJames R Bartholomew. (Attachments: # 1 Proposed Order Denying Defendants' Motion to Relate Cases Pursuant to Civil Local Rules 3-12 and 7-11)(Punzalan, Mark) (Filed on 8/28/2008) (Entered: 08/28/2008)

08/28/2008

250 

CERTIFICATE OF SERVICE by James R Bartholomew re 249 Memorandum in Opposition, to Motion to Relate Cases Pursuant to Civil Local Rules 3-12 and 7-11; and Proposed Order Denying Defendants' Motion to Relate Cases Pursuant to Civil Local Rules 3-12 and 7-11 (Punzalan, Mark) (Filed on 8/28/2008) (Entered: 08/28/2008)

08/29/2008

251 

RESPONSE to JAMES R. BARTHOLOMEW'S 249 OPPOSITION TO DEFENDANTS' 245 MOTION TO CONSIDER WHETHER CASES SHOULD BE RELATED PURSUANT TO CIVIL LOCAL RULES 3-12 AND 7-11 by Operating Engineers' Group, Erwin DeBruycker. (Seefer, Christopher) (Filed on 8/29/2008) Modified on 9/2/2008 ,(counsel failed to properly link to motion (cv, COURT STAFF). (Entered: 08/29/2008)

09/04/2008

252 

MOTION to Intervene for the SOLE purpose of striking the options backdating allegations. filed by James R Bartholomew. Motion Hearing set for 10/20/2008 09:00 AM. (Attachments: # 1 Proposed Order Granting Motion to Intervene)(Punzalan, Mark) (Filed on 9/4/2008) Modified on 9/5/2008 (cv, COURT STAFF). (Entered: 09/04/2008)

09/04/2008

253 

MOTION to Strike Allegations from the 234 Fourth Amended Complaint filed by James R Bartholomew. Motion Hearing set for 10/20/2008 09:00 AM. (Attachments: # 1 Proposed Order Granting the Motion to Strike)(Punzalan, Mark) (Filed on 9/4/2008) Modified on 9/5/2008 (cv, COURT STAFF). (Entered: 09/04/2008)

09/04/2008

254 

Declaration of Mark Punzalan in Support of 252 MOTION to Intervene, 253 MOTION to Strike Options Backdating Allegations from the Fourth Amended Complaint filed byJames R Bartholomew. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E, # 6 Exhibit F, # 7 Exhibit G, # 8 Exhibit H)(Related document(s) 252 , 253 ) (Punzalan, Mark) (Filed on 9/4/2008) (Entered: 09/04/2008)

09/04/2008

255 

CERTIFICATE OF SERVICE by James R Bartholomew re 252 MOTION to Intervene, 253 MOTION to Strike Options Backdating Allegations from the Fourth Amended Complaint, 254 Declaration in Support, (Punzalan, Mark) (Filed on 9/4/2008) (Entered: 09/04/2008)

09/05/2008

256 

ORDER by Judge James Ware DENYING 245 Motion to Relate Case C07-4578 SI. (jwlc3, COURT STAFF) (Filed on 9/5/2008) Modified on 9/8/2008 (cv, COURT STAFF). (Entered: 09/05/2008)

09/08/2008

257 

MOTION to Dismiss Fourth Amended Consolidated Complaint for Violation of the Federal Securities Laws; Memorandum in Support filed by Thomas J. Toy, Ying Wu, UTSTARCOM, INC, Hong Liang Lu, Michael J. Sophie. Motion Hearing set for 12/8/2008 09:00 AM in Courtroom 8, 4th Floor, San Jose. (Attachments: # 1 Proposed Order)(Johnson, Terry) (Filed on 9/8/2008) (Entered: 09/08/2008)

09/08/2008

258 

MOTION to Strike Options Allegations From Fourth Amended Consolidated Complaint for Violation of the Federal Securities Laws; Memorandum in Support filed by Thomas J. Toy, Ying Wu, UTSTARCOM, INC, Hong Liang Lu, Michael J. Sophie. Motion Hearing set for 12/8/2008 09:00 AM in Courtroom 8, 4th Floor, San Jose. (Attachments: # 1 Proposed Order)(Johnson, Terry) (Filed on 9/8/2008) (Entered: 09/08/2008)

09/08/2008

259 

Request for Judicial Notice re 258 MOTION to Strike Options Allegations From Fourth Amended Consolidated Complaint for Violation of the Federal Securities Laws; Memorandum in Support, 257 MOTION to Dismiss Fourth Amended Consolidated Complaint for Violation of the Federal Securities Laws; Memorandum in Support filed byThomas J. Toy, Ying Wu, UTSTARCOM, INC, Hong Liang Lu, Michael J. Sophie. (Related document(s) 258 , 257 ) (Johnson, Terry) (Filed on 9/8/2008) (Entered: 09/08/2008)

09/08/2008

260 

Declaration of Cheryl W. Foung in Support 258 MOTION to Strike Options Allegations From Fourth Amended Consolidated Complaint for Violation of the Federal Securities Laws; 257 MOTION to Dismiss Fourth Amended Consolidated Complaint for Violation of the Federal Securities Laws; filed byThomas J. Toy, Ying Wu, UTSTARCOM, INC, Hong Liang Lu, Michael J. Sophie. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3)(Related document(s) 259 , 258 , 257 ) (Johnson, Terry) (Filed on 9/8/2008) Modified on 9/8/2008 (cv, COURT STAFF). (Entered: 09/08/2008)

09/08/2008

261 

EXHIBITS 4 re 260 Declaration of C. W. Foung filed by Thomas J. Toy, Ying Wu, UTSTARCOM, INC, Hong Liang Lu, Michael J. Sophie. (Attachments: # 1 Exhibit 5, # 2 Exhibit 6, # 3 Exhibit 7, # 4 Exhibit 8, # 5 Exhibit 9, # 6 Exhibit 10, # 7 Exhibit 11, # 8 Exhibit 12, # 9 Exhibit 13)(Related document(s) 260 ) (Johnson, Terry) (Filed on 9/8/2008) Modified on 9/8/2008 (cv, COURT STAFF). (Entered: 09/08/2008)

09/08/2008

262 

EXHIBITS14 re 260 Declaration of C. W. Foung filed by Thomas J. Toy, Ying Wu, UTSTARCOM, INC, Hong Liang Lu, Michael J. Sophie. (Attachments: # 1 Exhibit 15, # 2 Exhibit 16)(Related document(s) 260 ) (Johnson, Terry) (Filed on 9/8/2008) Modified on 9/8/2008 (cv, COURT STAFF). (Entered: 09/08/2008)

09/08/2008

263 

EXHIBITS17 re 260 Declaration of C. W. Foung filed by Thomas J. Toy, Ying Wu, UTSTARCOM, INC, Hong Liang Lu, Michael J. Sophie. (Attachments: # 1 Exhibit 18)(Related document(s) 260 ) (Johnson, Terry) (Filed on 9/8/2008) Modified on 9/8/2008 (cv, COURT STAFF). (Entered: 09/08/2008)

09/08/2008

264 

EXHIBITS 19 re 260 Declaration of C. W. Foung filed by Thomas J. Toy, Ying Wu, UTSTARCOM, INC, Hong Liang Lu, Michael J. Sophie. (Related document(s) 260 ) (Johnson, Terry) (Filed on 9/8/2008) Modified on 9/8/2008 (cv, COURT STAFF). (Entered: 09/08/2008)

09/08/2008

265 

EXHIBITS 20 re 260 Declaration of C. W. Foung filed by Thomas J. Toy, Ying Wu, UTSTARCOM, INC, Hong Liang Lu, Michael J. Sophie. (Attachments: # 1 Exhibit 21, # 2 Exhibit 22, # 3 Exhibit 23, # 4 Exhibit 24, # 5 Exhibit 25, # 6 Exhibit 26, # 7 Exhibit 27, # 8 Exhibit 28, # 9 Exhibit 29, # 10 Exhibit 30, # 11 Exhibit 31, # 12 Exhibit 32, # 13 Exhibit 33, # 14 Exhibit 34, # 15 Exhibit 35, # 16 Exhibit 36, # 17 Exhibit 37, # 18 Exhibit 38, # 19 Exhibit 39)(Related document(s) 260 ) (Johnson, Terry) (Filed on 9/8/2008) Modified on 9/8/2008 (cv, COURT STAFF). (Entered: 09/08/2008)

09/08/2008

266 

EXHIBIT 40 re 260 Declaration of C. W. Foung filed by Thomas J. Toy, Ying Wu, UTSTARCOM, INC, Hong Liang Lu, Michael J. Sophie. (Attachments: # 1 Exhibit 41, # 2 Exhibit 42, # 3 Exhibit 43, # 4 Exhibit 44, # 5 Exhibit 45, # 6 Exhibit 46, # 7 Exhibit 47, # 8 Exhibit 48, # 9 Exhibit 49)(Related document(s) 260 ) (Johnson, Terry) (Filed on 9/8/2008) Modified on 9/8/2008 (cv, COURT STAFF). (Entered: 09/08/2008)

09/08/2008

267 

EXHIBITS 50 part 1 of 2 re 260 Declaration of C. W. Foung filed by Thomas J. Toy, Ying Wu, UTSTARCOM, INC, Hong Liang Lu, Michael J. Sophie. (Attachments: # 1 Exhibit 50, Part 2 of 2)(Related document(s) 260 ) (Johnson, Terry) (Filed on 9/8/2008) Modified on 9/8/2008 (cv, COURT STAFF). (Entered: 09/08/2008)

09/08/2008

268 

EXHIBITS 51 re 260 Declaration of C. W. Foung filed by Thomas J. Toy, Ying Wu, UTSTARCOM, INC, Hong Liang Lu, Michael J. Sophie. (Related document(s) 260 ) (Johnson, Terry) (Filed on 9/8/2008) Modified on 9/8/2008 (cv, COURT STAFF). (Entered: 09/08/2008)

09/08/2008

269 

EXHIBITS 52 re 260 Declaration of C. W. Foung filed by Thomas J. Toy, Ying Wu, UTSTARCOM, INC, Hong Liang Lu, Michael J. Sophie. (Attachments: # 1 Exhibit 53, # 2 Exhibit 54)(Related document(s) 260 ) (Johnson, Terry) (Filed on 9/8/2008) Modified on 9/8/2008 (cv, COURT STAFF). (Entered: 09/08/2008)

09/08/2008

270 

CERTIFICATE OF SERVICE by Thomas J. Toy, Ying Wu, UTSTARCOM, INC, Hong Liang Lu, Michael J. Sophie re 259 Request for Judicial Notice, 260 Declaration in Support,, 263 Exhibits, 265 Exhibits,, 267 Exhibits, 269 Exhibits, 261 Exhibits, 262 Exhibits, 264 Exhibits, 268 Exhibits, 266 Exhibits, 258 MOTION to Strike Options Allegations From Fourth Amended Consolidated Complaint for Violation of the Federal Securities Laws; Memorandum in Support, 257 MOTION to Dismiss Fourth Amended Consolidated Complaint for Violation of the Federal Securities Laws; Memorandum in Support (Johnson, Terry) (Filed on 9/8/2008) (Entered: 09/08/2008)

09/08/2008

271 

MOTION to Dismiss Plaintiffs' Fourth Amended Consolidated Complaint filed by Softbank America Inc.,, SoftBank Holdings Inc.,, Softbank Corporation. Motion Hearing set for 12/4/2008 09:00 AM. (Attachments: # 1 Proposed Order)(de Bretteville, Jason) (Filed on 9/8/2008) (Entered: 09/08/2008)

09/09/2008

272 

CERTIFICATE OF SERVICE by Softbank America Inc.,, SoftBank Holdings Inc.,, Softbank Corporation re 271 MOTION to Dismiss Plaintiffs' Fourth Amended Consolidated Complaint (de Bretteville, Jason) (Filed on 9/9/2008) (Entered: 09/09/2008)

09/09/2008

273 

CLERK'S NOTICE Continuing Motion Hearing re [252,] 253 , 257 , 258 , 271 . Motion Hearing set for 12/8/2008 09:00 AM in Courtroom 8, 4th Floor, San Jose. (ecg, COURT STAFF) (Filed on 9/9/2008) (Entered: 09/09/2008)

10/14/2008

274 

CLERKS NOTICE Continuing Motions Hearing from 12/8/2008 to 12/22/2008 re 252 , 253 , 257 , 258 , 271 . Motion Hearing set for 12/22/2008 09:00 AM in Courtroom 8, 4th Floor, San Jose. (ecg, COURT STAFF) (Filed on 10/14/2008) (Entered: 10/14/2008)

10/15/2008

275 

CLERKS NOTICE Advancing Motion Hearing from 12/22/2008 to 12/15/2008 re 252 , 253 , 257 , 258 , 271 . Motion Hearing set for 12/15/2008 09:00 AM in Courtroom 8, 4th Floor, San Jose. (ecg, COURT STAFF) (Filed on 10/15/2008) (Entered: 10/15/2008)

10/24/2008

276 

Memorandum in Opposition re 258 MOTION to Strike Options Allegations From Fourth Amended Consolidated Complaint , and 257 MOTION to Dismiss Fourth Amended Consolidated Complaint filed by Operating Engineers' Group, Erwin DeBruycker. (Seefer, Christopher) (Filed on 10/24/2008) Modified on 10/28/2008 (cv, COURT STAFF). (Entered: 10/24/2008)

10/24/2008

277 

Memorandum in Opposition re 271 MOTION to Dismiss Plaintiffs' Fourth Amended Consolidated Complaint filed byOperating Engineers' Group, Erwin DeBruycker. (Seefer, Christopher) (Filed on 10/24/2008) (Entered: 10/24/2008)

10/24/2008

278 

RESPONSE to 259 Request for Judicial Notice, filed by Operating Engineers' Group, Erwin DeBruycker. (Related document(s) 259 ) (Seefer, Christopher) (Filed on 10/24/2008) Modified on 10/28/2008 (cv, COURT STAFF). (Entered: 10/24/2008)

11/20/2008

279 

ORDER CONTINUING HEARING ON MOTIONS from 12/15/2008 to 1/16/2009 re 252 MOTION to Intervene, 253 MOTION to Strike Allegations from the Fourth Amended Complaint, 258 MOTION to Strike Options Allegations From Fourth Amended Consolidated Complaint for Violation of the Federal Securities Laws, 271 MOTION to Dismiss Plaintiffs' Fourth Amended Consolidated Complaint, 257 MOTION to Dismiss Fourth Amended Consolidated Complaint for Violation of the Federal Securities Laws. Signed by Judge James Ware on 11/20/2008. (ecg, COURT STAFF) (Filed on 11/20/2008) (Entered: 11/20/2008)

11/20/2008

  

Set/Reset Deadlines as to 271 MOTION to Dismiss Plaintiffs' Fourth Amended Consolidated Complaint, 257 MOTION to Dismiss Fourth Amended Consolidated Complaint for Violation of the Federal Securities Laws; Memorandum in Support, 253 MOTION to Strike Allegations from the Fourth Amended Complaint, 252 MOTION to Intervene SOLE purpose of striking the options backdating allegations., 258 MOTION to Strike Options Allegations From Fourth Amended Consolidated Complaint for Violation of the Federal Securities Laws; Memorandum in Support. Motion Hearing set for 1/16/2009 09:00 AM in Courtroom 8, 4th Floor, San Jose. (ecg, COURT STAFF) (Filed on 11/20/2008) (Entered: 11/20/2008)

11/24/2008

280 

REPLY in support of 257 MOTION to Dismiss Fourth Amended Consolidated Complaint for Violation of the Federal Securities Laws; filed by Thomas J. Toy, Ying Wu, UTSTARCOM, INC, Hong Liang Lu, Michael J. Sophie. (Johnson, Terry) (Filed on 11/24/2008) Modified on 11/24/2008 (cv, COURT STAFF). (Entered: 11/24/2008)

11/24/2008

281 

REPLY in support of 258 MOTION to Strike Options Allegations From Fourth Amended Consolidated Complaint for Violation of the Federal Securities Laws filed by Thomas J. Toy, Ying Wu, UTSTARCOM, INC, Hong Liang Lu, Michael J. Sophie. (Johnson, Terry) (Filed on 11/24/2008) Modified on 11/24/2008 (cv, COURT STAFF). (Entered: 11/24/2008)

11/24/2008

282 

REPLY in support of 259 Request for Judicial Notice re Motion to Dismiss; Request for Judicial Notice of Additional Documents filed by Thomas J. Toy, Ying Wu, UTSTARCOM, INC, Hong Liang Lu, Michael J. Sophie. (Johnson, Terry) (Filed on 11/24/2008) Modified on 11/24/2008 (cv, COURT STAFF). (Entered: 11/24/2008)

11/24/2008

283 

SUPPLEMENTAL Declaration of Cheryl W. Foung in Support of 258 MOTION to Strike 257 MOTION to Dismiss Fourth Amended Consolidated Complaint filed by Thomas J. Toy, Ying Wu, UTSTARCOM, INC, Hong Liang Lu, Michael J. Sophie. (Attachments: # 1 Exhibit 55, # 2 Exhibit 56, # 3 Exhibit 57, # 4 Exhibit 58)(Related document(s) 258 , 257 ) (Johnson, Terry) (Filed on 11/24/2008) Modified on 11/24/2008 (cv, COURT STAFF). (Entered: 11/24/2008)

11/24/2008

284 

CERTIFICATE OF SERVICE by Thomas J. Toy, Ying Wu, UTSTARCOM, INC, Hong Liang Lu, Michael J. Sophie re 280 Reply to Response to Motion, 281 Reply to Response to Motion, 283 Declaration in Support,, 282 Reply to Response to Motion, (Johnson, Terry) (Filed on 11/24/2008) (Entered: 11/24/2008)

11/24/2008

285 

Reply in Support of 271 Motion to Dismiss Plaintiffs' Fourth Amended Consolidated Complaint filed by Softbank America Inc.,SoftBank Holdings Inc., Softbank Corporation. (de Bretteville, Jason) (Filed on 11/24/2008) Modified on 11/26/2008 ,(counsel failed to link to motion.) (cv, COURT STAFF). (Entered: 11/24/2008)

11/24/2008

286 

CERTIFICATE OF SERVICE by Softbank America Inc.,, SoftBank Holdings Inc.,, Softbank Corporation re 285 Reply to Opposition (de Bretteville, Jason) (Filed on 11/24/2008) (Entered: 11/24/2008)

12/08/2008

287 

STATEMENT OF RECENT DECISION pursuant to Civil Local Rule 7-3.d filed byThomas J. Toy, Ying Wu, UTSTARCOM, INC, Hong Liang Lu, Michael J. Sophie. (Attachments: # 1 Exhibit A)(Johnson, Terry) (Filed on 12/8/2008) (Entered: 12/08/2008)

12/08/2008

288 

CERTIFICATE OF SERVICE by Thomas J. Toy, Ying Wu, UTSTARCOM, INC, Hong Liang Lu, Michael J. Sophie re 287 Statement of Recent Decision (Johnson, Terry) (Filed on 12/8/2008) (Entered: 12/08/2008)

12/24/2008

289 

Memorandum in Opposition re 252 MOTION to Intervene SOLE purpose of striking the options backdating allegations. filed byOperating Engineers' Group, Erwin DeBruycker. (Seefer, Christopher) (Filed on 12/24/2008) (Entered: 12/24/2008)

12/24/2008

290 

Memorandum in Opposition re 253 MOTION to Strike Allegations from the Fourth Amended Complaint filed byOperating Engineers' Group, Erwin DeBruycker. (Seefer, Christopher) (Filed on 12/24/2008) (Entered: 12/24/2008)

01/02/2009

291 

Reply Memorandum re 252 MOTION to Intervene SOLE purpose of striking the options backdating allegations. filed byJames R Bartholomew. (Punzalan, Mark) (Filed on 1/2/2009) (Entered: 01/02/2009)

01/02/2009

292 

Reply Memorandum re 253 MOTION to Strike Allegations from the Fourth Amended Complaint filed byJames R Bartholomew. (Punzalan, Mark) (Filed on 1/2/2009) (Entered: 01/02/2009)

01/06/2009

293 

MOTION for leave to appear in Pro Hac Vice of Attorney E. K. Tripodi ( Filing fee $ 210, receipt number 54611004476.) filed by James R Bartholomew. (cv, COURT STAFF) (Filed on 1/6/2009) . (Entered: 01/08/2009)

01/06/2009

294 

Proposed Order re 293 MOTION for leave to appear in Pro Hac Vice of Attorney E. K. Tripodi by James R Bartholomew. (cv, COURT STAFF) (Filed on 1/6/2009). (Entered: 01/08/2009)

01/14/2009

295 

STATEMENT OF RECENT DECISION pursuant to Civil Local Rule 7-3.d filed byThomas J. Toy, Ying Wu, UTSTARCOM, INC, Hong Liang Lu, Michael J. Sophie. (Attachments: # 1 Exhibit A)(Johnson, Terry) (Filed on 1/14/2009) (Entered: 01/14/2009)

01/14/2009

296 

CERTIFICATE OF SERVICE by Thomas J. Toy, Ying Wu, UTSTARCOM, INC, Hong Liang Lu, Michael J. Sophie re 295 Statement of Recent Decision (Johnson, Terry) (Filed on 1/14/2009) (Entered: 01/14/2009)

01/15/2009

297 

CLERKS NOTICE ADVANCING TIME FOR Motion Hearing re 252 , 253 , 257 , 258 , 271 Motion Hearing set for 1/16/2009 08:30 AM in Courtroom 8, 4th Floor, San Jose. (ecg, COURT STAFF) (Filed on 1/15/2009) (Entered: 01/15/2009)

01/15/2009

298 

ORDER Granting 293 Motion for Pro Hac Vice for Attorney E. K. Tripodi. Signed by Judge James Ware on 1/15/2009. (ecg, COURT STAFF) (Filed on 1/15/2009) (Entered: 01/15/2009)

01/15/2009

299 

ERRATA re 280 Reply to Response to Motion, 257 MOTION to Dismiss Fourth Amended Consolidated Complaint for Violation of the Federal Securities Laws; Memorandum in Support of Motion to Dismiss Fourth Amended Consolidated Complaint by Thomas J. Toy, Ying Wu, UTSTARCOM, INC, Hong Liang Lu, Michael J. Sophie. (Attachments: # 1 Errata Corrected Exhibit 1, # 2 Errata Corrected Exhibit 30, # 3 Errata Corrected Exhibit 32)(Johnson, Terry) (Filed on 1/15/2009) (Entered: 01/15/2009)

01/16/2009

300 

Minute Entry: Motion Hearing held on 1/16/2009 before Judge James Ware (Date Filed: 1/16/2009) re 252 MOTION to Intervene, 253 MOTION to Strike Allegations from the Fourth Amended Complaint, 258 MOTION to Strike Options Allegations From Fourth Amended Consolidated Complaint for Violation of the Federal Securities Laws; Memorandum in Support, 271 MOTION to Dismiss Plaintiffs' Fourth Amended Consolidated Complaint, 257 MOTION to Dismiss Fourth Amended Consolidated Complaint for Violation of the Federal Securities Laws. Matter submitted after oral argument. The Court to issue further order on Motions. (Court Reporter Kristen Moody.) (ecg, COURT STAFF) (Date Filed: 1/16/2009) (Entered: 01/16/2009)

02/11/2009

301 

STATEMENT OF RECENT DECISION pursuant to Civil Local Rule 7-3.d filed byThomas J. Toy, Ying Wu, UTSTARCOM, INC, Hong Liang Lu, Michael J. Sophie. (Attachments: # 1 Exhibit A, # 2 Proposed Order)(Johnson, Terry) (Filed on 2/11/2009) (Entered: 02/11/2009)

03/27/2009

302 

ORDER by Judge James Ware denying 252 Motion to Intervene; denying 253 Motion to Strike ; denying 257 Motion to Dismiss; granting 258 Motion to Strike ; denying 271 Motion to Dismiss (jwlc3, COURT STAFF) (Filed on 3/27/2009) (Entered: 03/27/2009)

03/27/2009

  

Set Deadlines/Hearings: Joint Case Management Statement due by 4/17/2009. Further Case Management Conference set for 4/27/2009 10:00 AM in Courtroom 8, 4th Floor, San Jose before Hon. James Ware. (ecg, COURT STAFF) (Filed on 3/27/2009) (Entered: 03/30/2009)

04/02/2009

303 

STIPULATION AND [PROPOSED] ORDER for EXTENSION OF TIME TO ANSWER to 234 FOURTH AMENDED CLASS ACTION COMPLAINT by 5/8/09 (JOINT SUBMISSION) by Thomas J. Toy, Ying Wu, UTSTARCOM, INC, Hong Liang Lu, Michael J. Sophie. (Seyedin-Noor, Bahram) (Filed on 4/2/2009) Modified on 4/10/2009 (cv, COURT STAFF). (Entered: 04/02/2009)

04/07/2009

304 

STIPULATION AND [PROPOSED] ORDER REGARDING CONTINUING FURTHER CASE MANAGEMENT CONFERENCE from 4/27/09 to 5/4/09 Joint Case Management Statement due from 4/17/09 to 4/24/09 by Operating Engineers' Group, Erwin DeBruycker. (Huang, Shirley) (Filed on 4/7/2009) Modified on 4/10/2009 (cv, COURT STAFF). (Entered: 04/07/2009)

04/13/2009

305 

STIPULATION AND ORDER EXTENSION OF TIME TO ANSWER to 234 FOURTH AMENDED CLASS ACTION COMPLAINT re 303 Stipulation. Signed by Judge James Ware on 4/13/2009. (ecg, COURT STAFF) (Filed on 4/13/2009) (Entered: 04/13/2009)

04/13/2009

306 

STIPULATION AND ORDER REGARDING CONTINUING FURTHER CASE MANAGEMENT CONFERENCE from 4/27/09 to 5/4/09; Joint Case Management Statement due from 4/17/09 to 4/24/09 re 304 Stipulation. Joint Case Management Statement due 4/24/2009. Initial Case Management Conference set for 5/4/2009 10:00 AM in Courtroom 8, 4th Floor, San Jose before Hon. James Ware. Signed by Judge James Ware on 4/13/2009. (ecg, COURT STAFF) (Filed on 4/13/2009) (Entered: 04/13/2009)

04/24/2009

307 

JOINT CASE MANAGEMENT STATEMENT and [Proposed] Order filed by Operating Engineers' Group, Erwin DeBruycker. (Seefer, Christopher) (Filed on 4/24/2009) (Entered: 04/24/2009)

04/29/2009

308 

SCHEDULING ORDER: The Case Management Conference scheduled for 5/4/2009 is VACATED. The parties are ordered to comply with the following scheduling order: Deadline to file Motion for Class Certification due 7/10/2009; Opposition due 8/7/2009; Reply due 9/4/2009; Class Certification Motion Hearing set for 9/21/2009 09:00 AM in Courtroom 8, 4th Floor, San Jose. Close of All Discovery due by 7/12/2010. Last Date to Hear Dispositive Motions by 9/13/2010 at 9:00 AM. Preliminary Pretrial Conference statement due 6/4/2010. Preliminary Pretrial Conference set for 6/14/2010 11:00 AM in Courtroom 8, 4th Floor, San Jose. Please see Order for further specifics. Signed by Judge James Ware on 4/29/2009. (ecg, COURT STAFF) (Filed on 4/29/2009) Modified on 5/21/2009 (ecg, COURT STAFF). (Entered: 04/29/2009)

05/05/2009

309 

STIPULATION and [Proposed] Protective Order by Thomas J. Toy, Ying Wu, UTSTARCOM, INC, Hong Liang Lu, Michael J. Sophie. (Nefouse, Louis) (Filed on 5/5/2009) Modified on 5/7/2009 (cv, COURT STAFF). (Entered: 05/05/2009)

05/08/2009

310 

ANSWER to 234 Fourth Amended Complaint by Thomas J. Toy, Ying Wu, UTSTARCOM, INC, Hong Liang Lu, Michael J. Sophie. (Ketroser, Bryan) (Filed on 5/8/2009) Modified on 5/20/2009 (cv, COURT STAFF). (Entered: 05/08/2009)

05/08/2009

311 

ANSWER to 234 Fourth Amended Complaint by SoftBank Holdings Inc.,. (de Bretteville, Jason) (Filed on 5/8/2009) Modified on 5/20/2009 (cv, COURT STAFF). (Entered: 05/08/2009)

05/08/2009

312 

ANSWER to 234 Fourth Amended Complaint by Softbank America Inc.,. (de Bretteville, Jason) (Filed on 5/8/2009) Modified on 5/20/2009 (cv, COURT STAFF). (Entered: 05/08/2009)

05/08/2009

313 

ANSWER to 234 Fourth Amended Complaint by Softbank Corporation. (de Bretteville, Jason) (Filed on 5/8/2009) Modified on 5/20/2009 (cv, COURT STAFF). (Entered: 05/08/2009)

05/08/2009

314 

CERTIFICATE OF SERVICE by Softbank America Inc.,, SoftBank Holdings Inc.,, Softbank Corporation re 313 Answer to Amended Complaint, 312 Answer to Amended Complaint, 311 Answer to Amended Complaint (de Bretteville, Jason) (Filed on 5/8/2009) (Entered: 05/08/2009)

05/11/2009

315 

ORDER re 309 Parties Proposed Form of Protective Order. Signed by Judge Patricia V. Trumbull on 5/8/09. (pvtlc1) (Filed on 5/11/2009) (Entered: 05/11/2009)

05/12/2009

316 

STIPULATION and [Proposed] Protective Order by Thomas J. Toy, Ying Wu, UTSTARCOM, INC, Hong Liang Lu, Michael J. Sophie. (Nefouse, Louis) (Filed on 5/12/2009) Modified on 5/12/2009 (cv, COURT STAFF). (Entered: 05/12/2009)

05/12/2009

317 

STIPULATED PROTECTIVE ORDER re 316 . Signed by Judge Patricia V. Trumbull on 5/12/09. (pvtlc1) (Filed on 5/12/2009) (Entered: 05/12/2009)

05/20/2009

318 

STIPULATION and [Proposed] Order for extension of time to file a motion to strike defendants re 310 Answer to Fourth Amended Complaint, 313 Answer to Fourth Amended Complaint, 312 Answer to Fourth Amended Complaint, 311 Answer to Fourth Amended Complaint. related document 234 Fourth Amended Complaint by Operating Engineers' Group, Erwin DeBruycker. (Seefer, Christopher) (Filed on 5/20/2009) Modified on 5/20/2009 (cv, COURT STAFF). (Entered: 05/20/2009)

05/22/2009

319 

STIPULATION AND ORDER Extension of Time to File a Motion to Strike defendants re 318 Stipulation. Signed by Judge James Ware on 5/21/2009. (ecg, COURT STAFF) (Filed on 5/22/2009) (Entered: 05/22/2009)

05/28/2009

320 

Stipulation and [PROPOSED] order REGARDING CLASS CERTIFICATION BRIEFING 308 SCHEDULE by Operating Engineers' Group, Erwin DeBruycker. (Seefer, Christopher) (Filed on 5/28/2009) Modified on 5/28/2009 (cv, COURT STAFF). Modified on 6/12/2009 (cv, COURT STAFF). (Entered: 05/28/2009)

06/12/2009

321 

AMENDED Stipulation and [PROPOSED] Order STAYING CASE UNTIL COMPLETION OF MEDIATION amendment to 320 by Erwin DeBruycker, Operating Engineers' Group. (Seefer, Christopher) (Filed on 6/12/2009) Modified on 6/12/2009 (cv, COURT STAFF). Modified on 6/12/2009 (cv, COURT STAFF). (Entered: 06/12/2009)

06/12/2009

322 

STIPULATION AND ORDER REGARDING CLASS CERTIFICATION BRIEFING re 320 Stipulation. The parties may not modify the schedule without first seeking leave of Court. Motion Hearing set for 12/7/2009 09:00 AM in Courtroom 8, 4th Floor, San Jose. Signed by Judge James Ware on 6/11/2009. (ecg, COURT STAFF) (Filed on 6/12/2009) (Entered: 06/12/2009)

07/02/2009

323 

STIPULATION AND ORDER AS MODIFIED to Continue Motion Hearing re 321 Stipulation. Motion Hearing re Class Certification set for 1/25/2010 09:00 AM in Courtroom 8, 4th Floor, San Jose. Signed by Judge James Ware on 7/1/2009. (ecg, COURT STAFF) (Filed on 7/2/2009) (Entered: 07/02/2009)

10/23/2009

324 

MOTION to Withdraw Gennadiy Sherman as a Named Plaintiff without prejudice to his rights as a member of any class that may be certified in this action. (Huang, Shirley) (Filed on 10/23/2009) Modified on 10/26/2009,(counsel selected incorrect event.) (cv, COURT STAFF). (Entered: 10/23/2009)

10/23/2009

325 

MOTION to Certify Class Plaintiffs' Notice of Motion and Motion for Class Certification; Memorandum of Points and Authorities in Support of Motion for Class Certification filed by Erwin DeBruycker, Locals 302 and 612 International Union of Operating Engineers-Employers Construction Industry Retirement Trust. Motion Hearing set for 1/25/2010 09:00 AM. (Attachments: # 1 Proposed Order)(Seefer, Christopher) (Filed on 10/23/2009) (Entered: 10/23/2009)

10/23/2009

326 

Declaration of Shirley H. Huang in Support of 325 MOTION to Certify Class Plaintiffs' Notice of Motion and Motion for Class Certification; Memorandum of Points and Authorities in Support of Motion for Class Certification filed byErwin DeBruycker, Locals 302 and 612 International Union of Operating Engineers-Employers Construction Industry Retirement Trust. (Attachments: # 1 Exhibit A, # 2 Exhibit B)(Related document(s) 325 ) (Seefer, Christopher) (Filed on 10/23/2009) (Entered: 10/23/2009)

10/23/2009

327 

Declaration of Malcolm J. Auble in Support of 325 MOTION to Certify Class Plaintiffs' Notice of Motion and Motion for Class Certification; Memorandum of Points and Authorities in Support of Motion for Class Certification filed byErwin DeBruycker, Locals 302 and 612 International Union of Operating Engineers-Employers Construction Industry Retirement Trust. (Related document(s) 325 ) (Seefer, Christopher) (Filed on 10/23/2009) (Entered: 10/23/2009)

10/23/2009

328 

Declaration of Erwin DeBruycker in Support of 325 MOTION to Certify Class Plaintiffs' Notice of Motion and Motion for Class Certification; Memorandum of Points and Authorities in Support of Motion for Class Certification filed byErwin DeBruycker, Locals 302 and 612 International Union of Operating Engineers-Employers Construction Industry Retirement Trust. (Related document(s) 325 ) (Huang, Shirley) (Filed on 10/23/2009) (Entered: 10/23/2009)

10/23/2009

329 

Declaration of Robert Lee Weese in Support of 325 MOTION to Certify Class Plaintiffs' Notice of Motion and Motion for Class Certification; Memorandum of Points and Authorities in Support of Motion for Class Certification filed byErwin DeBruycker, Locals 302 and 612 International Union of Operating Engineers-Employers Construction Industry Retirement Trust. (Related document(s) 325 ) (Huang, Shirley) (Filed on 10/23/2009) (Entered: 10/23/2009)

10/23/2009

330 

Declaration of Jane D. Nettesheim in Support of 325 MOTION to Certify Class Plaintiffs' Notice of Motion and Motion for Class Certification; Memorandum of Points and Authorities in Support of Motion for Class Certification filed byErwin DeBruycker, Locals 302 and 612 International Union of Operating Engineers-Employers Construction Industry Retirement Trust. (Related document(s) 325 ) (Huang, Shirley) (Filed on 10/23/2009) (Entered: 10/23/2009)

10/29/2009

331 

ORDER by Judge James Ware granting 324 Motion to Withdraw (jwlc1, COURT STAFF) (Filed on 10/29/2009) (Entered: 10/29/2009)

11/12/2009

332 

STIPULATION and [Proposed] Order Regarding Class Certification Briefing Schedule by Hong Liang Lu, Michael J. Sophie, Thomas J. Toy, UTSTARCOM, INC, Ying Wu. (Ketroser, Bryan) (Filed on 11/12/2009) (Entered: 11/12/2009)

11/12/2009

333 

NOTICE of Substitution of Counsel by Jason de Bretteville (de Bretteville, Jason) (Filed on 11/12/2009) (Entered: 11/12/2009)

11/12/2009

334 

NOTICE of Change In Counsel by Jason de Bretteville (de Bretteville, Jason) (Filed on 11/12/2009) (Entered: 11/12/2009)

11/12/2009

335 

CERTIFICATE OF SERVICE by SoftBank Holdings Inc.,, Softbank America Inc.,, Softbank Corporation re 334 Notice of Change In Counsel, 333 Notice of Substitution of Counsel (de Bretteville, Jason) (Filed on 11/12/2009) (Entered: 11/12/2009)

11/17/2009

336 

STIPULATION AND ORDER TO CONTINUE HEARING ON CLASS CERTIFICATION MOTION FROM 1/25/2010 TO 2/22/2010 re 332 Stipulation, 325 MOTION to Certify Class Plaintiffs' Notice of Motion and Motion for Class Certification. Objections due by 12/18/2009. Replies due by 1/22/2010. Motion Hearing set for 2/22/2010 09:00 AM in Courtroom 8, 4th Floor, San Jose. Signed by Judge James Ware on 11/17/2009. (ecg, COURT STAFF) (Filed on 11/17/2009) (Entered: 11/17/2009)

12/04/2009

337 

MOTION to Withdraw as Attorney for plaintiffs. Mr Seefer is taking a temporary leave of absence from Coughlin Stoia Geller Rudman & Robbins LLP by Erwin DeBruycker, Locals 302 and 612 International Union of Operating Engineers-Employers Construction Industry Retirement Trust NOTICE OF WITHDRAWAL (Seefer, Christopher) (Filed on 12/4/2009) Modified on 12/7/2009,(counsel selected incorrect event.) (cv, COURT STAFF). (Entered: 12/04/2009)

12/07/2009

338 

Transcript of Proceedings held on 02/13/06, before Judge Ware. Court Reporter/Transcriber Irene L. Rodriguez, Telephone number (408)947-8160. Per General Order No. 59 and Judicial Conference policy, this transcript may be viewed only at the Clerks Office public terminal or may be purchased through the Court Reporter/Transcriber until the deadline for the Release of Transcript Restriction.After that date it may be obtained through PACER. Any Notice of Intent to Request Redaction, if required, is due no later than 5 business days from date of this filing. Redaction Request due 12/28/2009. Redacted Transcript Deadline set for 1/4/2010. Release of Transcript Restriction set for 3/4/2010. (Rodriguez, Irene) (Filed on 12/7/2009) (Entered: 12/07/2009)

12/15/2009

339 

STIPULATION and [Proposed] Order Staying Class Certification Briefing by Hong Liang Lu, Michael J. Sophie, Thomas J. Toy, UTSTARCOM, INC, Ying Wu. (Ketroser, Bryan) (Filed on 12/15/2009) (Entered: 12/15/2009)

12/18/2009

340 

STIPULATION AND ORDER Staying Class Certification Briefing; Setting Further Case Management Conference re 339 Stipulation. Status Report due by 2/12/2010. Further Case Management Conference set for 2/22/2010 10:00 AM in Courtroom 8, 4th Floor, San Jose. Signed by Judge James Ware on 12/18/2009. (ecg, COURT STAFF) (Filed on 12/18/2009) (Entered: 12/18/2009)

01/20/2010

341 

ORDER Granting Withdraw as Attorney for Plaintiffs re 337 MOTION to Withdraw as Attorney. Attorney Christopher Paul Seefer terminated. Signed by Judge James Ware on 1/20/2010. (ecg, COURT STAFF) (Filed on 1/20/2010) (Entered: 01/20/2010)

02/12/2010

342 

JOINT CASE MANAGEMENT STATEMENT Joint Status Report, Further Case Management Statement Pursuant to the Court's December 18, 2009 Order Staying Class Certification Briefing and [Proposed] Order filed by Erwin DeBruycker, Locals 302 and 612 International Union of Operating Engineers-Employers Construction Industry Retirement Trust. (Huang, Shirley) (Filed on 2/12/2010) (Entered: 02/12/2010)

02/17/2010

343 

SCHEDULING ORDER: On or before 4/16/2010, the parties shall file their Joint Motion for Preliminary Approval with a Proposed Order supported by appropriate declarations. With respect to the SoftBank Defendants, the parties shall adhere to the following schedule: On or before 2/26/2010, Plaintiffs shall renotice their Motion for Class Certification. Opposition due 3/26/2010, Reply due 4/16/2010. Motion Hearing set for 5/10/2010 09:00 AM in Courtroom 8, 4th Floor, San Jose. The Court finds good cause to grant the parties' request a brief extension of the Case Schedule. Accordingly, the new Case Schedule is as follows: Close of All Discovery due by 10/15/2010. Last Date for Hearing Dispositive Motions due by 12/13/2010. Preliminary Pretrial Order due by 9/10/2010. Pretrial Conference set for 9/20/2010 11:00 AM in Courtroom 8, 4th Floor, San Jose. Please see Order for further specifics. Signed by Judge James Ware on 2/16/2010. (ecg, COURT STAFF) (Filed on 2/17/2010) (Entered: 02/17/2010)

02/24/2010

344 

CASE MANAGEMENT STATEMENT Plaintiffs' Supplement to the Parties' February 12, 2010 Joint Status Report and Further Case Management Statement Pursuant to the Court's December 18, 2009 Order Staying Class Certification Briefing filed by Erwin DeBruycker, Locals 302 and 612 International Union of Operating Engineers-Employers Construction Industry Retirement Trust. (Williams, Shawn) (Filed on 2/24/2010) (Entered: 02/24/2010)

02/24/2010

345 

Declaration of Shirley H. Huang in Support of 344 Case Management Statement, Plaintiffs' Supplement to the Parties' February 12, 2010 Joint Status Report and Further Case Management Statement Pursuant to the Court's December 18, 2009 Order Staying Class Certification and Briefing filed byErwin DeBruycker, Locals 302 and 612 International Union of Operating Engineers-Employers Construction Industry Retirement Trust. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C)(Related document(s) 344 ) (Williams, Shawn) (Filed on 2/24/2010) (Entered: 02/24/2010)

02/26/2010

346 

MOTION to Certify Class Plaintiffs' Notice of Motion and Motion for Class Certification; Memorandum of Points and Authorities in Support of Motion for Class Certification filed by Erwin DeBruycker, Locals 302 and 612 International Union of Operating Engineers-Employers Construction Industry Retirement Trust. Motion Hearing set for 5/10/2010 09:00 AM in Courtroom 8, 4th Floor, San Jose. (Attachments: # 1 Proposed Order)(Williams, Shawn) (Filed on 2/26/2010) (Entered: 02/26/2010)

02/26/2010

347 

Declaration of Malcolm J. Auble in Support of 346 MOTION to Certify Class Plaintiffs' Notice of Motion and Motion for Class Certification; Memorandum of Points and Authorities in Support of Motion for Class Certification filed byErwin DeBruycker, Locals 302 and 612 International Union of Operating Engineers-Employers Construction Industry Retirement Trust. (Related document(s) 346 ) (Williams, Shawn) (Filed on 2/26/2010) (Entered: 02/26/2010)

02/26/2010

348 

Declaration of Erwin DeBruycker in Support of 346 MOTION to Certify Class Plaintiffs' Notice of Motion and Motion for Class Certification; Memorandum of Points and Authorities in Support of Motion for Class Certification filed byErwin DeBruycker, Locals 302 and 612 International Union of Operating Engineers-Employers Construction Industry Retirement Trust. (Related document(s) 346 ) (Williams, Shawn) (Filed on 2/26/2010) (Entered: 02/26/2010)

02/26/2010

349 

Declaration of Robert Lee Weese in Support of 346 MOTION to Certify Class Plaintiffs' Notice of Motion and Motion for Class Certification; Memorandum of Points and Authorities in Support of Motion for Class Certification filed byErwin DeBruycker, Locals 302 and 612 International Union of Operating Engineers-Employers Construction Industry Retirement Trust. (Related document(s) 346 ) (Williams, Shawn) (Filed on 2/26/2010) (Entered: 02/26/2010)

02/26/2010

350 

Declaration of Jane D. Nettesheim in Support of 346 MOTION to Certify Class Plaintiffs' Notice of Motion and Motion for Class Certification; Memorandum of Points and Authorities in Support of Motion for Class Certification filed byErwin DeBruycker, Locals 302 and 612 International Union of Operating Engineers-Employers Construction Industry Retirement Trust. (Related document(s) 346 ) (Williams, Shawn) (Filed on 2/26/2010) (Entered: 02/26/2010)

02/26/2010

351 

Declaration of Shirley H. Huang in Support of 346 MOTION to Certify Class Plaintiffs' Notice of Motion and Motion for Class Certification; Memorandum of Points and Authorities in Support of Motion for Class Certification filed byErwin DeBruycker, Locals 302 and 612 International Union of Operating Engineers-Employers Construction Industry Retirement Trust. (Attachments: # 1 Exhibit A)(Related document(s) 346 ) (Williams, Shawn) (Filed on 2/26/2010) (Entered: 02/26/2010)

02/26/2010

352 

MOTION to Strike 313 Answer to Amended Complaint, 312 Answer to Amended Complaint, 311 Answer to Amended Complaint filed by Erwin DeBruycker, Locals 302 and 612 International Union of Operating Engineers-Employers Construction Industry Retirement Trust. Motion Hearing set for 4/5/2010 09:00 AM in Courtroom 8, 4th Floor, San Jose. (Attachments: # 1 Proposed Order)(Huang, Shirley) (Filed on 2/26/2010) Modified on 3/2/2010 (cv, COURT STAFF). (Entered: 02/26/2010)

02/26/2010

353 

Declaration of SHIRLEY H. HUANG in Support of 352 MOTION to Strike 313 Answer to Amended Complaint, 312 Answer to Amended Complaint, 311 Answer to Amended Complaint filed by Erwin DeBruycker, Locals 302 and 612 International Union of Operating Engineers-Employers Construction Industry Retirement Trust. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E, # 6 Exhibit F, # 7 Exhibit G)(Related document(s) 352 ) (Huang, Shirley) (Filed on 2/26/2010) Modified on 3/2/2010,(redundant docket entry) (cv, COURT STAFF). (Entered: 02/26/2010)

03/10/2010

354 

STIPULATION and [Proposed] Order Extending Class Certification Briefing by SoftBank Holdings Inc.,, Softbank America Inc.,, Softbank Corporation. (Adamson, Robert) (Filed on 3/10/2010) (Entered: 03/10/2010)

03/12/2010

355 

CLERKS NOTICE Continuing 352 Motion for Hearing. Motion Hearing set for 5/10/2010 09:00 AM in Courtroom 8, 4th Floor, San Jose. (ecg, COURT STAFF) (Filed on 3/12/2010) (Entered: 03/12/2010)

03/12/2010

356 

STIPULATION AND ORDER Granting Extension of Class Certification Briefing re 354 Stipulation. Signed by Judge James Ware on 3/12/2010. (ecg, COURT STAFF) (Filed on 3/12/2010) (Entered: 03/12/2010)

03/22/2010

357 

NOTICE by Erwin DeBruycker, Locals 302 and 612 International Union of Operating Engineers-Employers Construction Industry Retirement Trust NOTICE OF FIRM NAME CHANGE (Williams, Shawn) (Filed on 3/22/2010) (Entered: 03/22/2010)

04/01/2010

358 

STIPULATION of Settlement by Erwin DeBruycker, Locals 302 and 612 International Union of Operating Engineers-Employers Construction Industry Retirement Trust. (Attachments: # 1 Exhibit A, # 2 Exhibit A-1, # 3 Exhibit A-2, # 4 Exhibit A-3, # 5 Exhibit B)(Park, Keith) (Filed on 4/1/2010) (Entered: 04/01/2010)

04/01/2010

359 

MOTION for Settlement Plaintiffs' Notice of Motion and Motion for Preliminary Approval of Partial Settlement, Certification of a Settlement Class, Partial Payment of Expenses, and Memorandum of Points and Authorities in Support Thereof filed by Erwin DeBruycker, Locals 302 and 612 International Union of Operating Engineers-Employers Construction Industry Retirement Trust. Motion Hearing set for 5/10/2010 09:00 AM in Courtroom 8, 4th Floor, San Jose. (Attachments: # 1 Proposed Order)(Park, Keith) (Filed on 4/1/2010) (Entered: 04/01/2010)

04/02/2010

360 

*** DOCUMENT LOCKED *** (counsel will file motion to remove document) Memorandum in Opposition to Plaintiffs' Motion for Class Certification filed by SoftBank Holdings Inc.,, Softbank America Inc.,, Softbank Corporation. (Attachments: # 1 Proposed Order)(Adamson, Robert) (Filed on 4/2/2010) Modified on 4/5/2010 (cv, COURT STAFF). (Entered: 04/02/2010)

04/02/2010

361 

*** DOCUMENT LOCKED *** (counsel will file motion to remove document from docket) Declaration of R. Jeremy Adamson in Support of 360 Memorandum in Opposition to Motion for Class Certification filed by SoftBank Holdings Inc.,, Softbank America Inc.,, Softbank Corporation. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3, # 4 Exhibit 4, # 5 Exhibit 5, # 6 Exhibit 6, # 7 Proposed Order 7, # 8 Exhibit 8, # 9 Exhibit 9, # 10 Exhibit 10, # 11 Exhibit 11, # 12 Exhibit 12, # 13 Exhibit 13, # 14 Exhibit 14, # 15 Exhibit 15, # 16 Exhibit 16, # 17 Exhibit 17, # 18 Exhibit 18, # 19 Exhibit 19, # 20 Exhibit 20, # 21 Exhibit 21, # 22 Exhibit 22, # 23 Exhibit 23, # 24 Exhibit 24, # 25 Exhibit 25, # 26 Exhibit 26, # 27 Exhibit 27, # 28 Exhibit 28, # 29 Exhibit 29, # 30 Exhibit 30)(Related document(s) 360 ) (Adamson, Robert) (Filed on 4/2/2010) Modified on 4/5/2010 (cv, COURT STAFF). (Entered: 04/02/2010)

04/02/2010

362 

*** DOCUMENT LOCKED *** (counsel will file motion to remove document from docket) Declaration of Michael A. Keable in Support of 360 Memorandum in Opposition to Plaintiffs' Motion for Class Certification filed bySoftBank Holdings Inc.,, Softbank America Inc.,, Softbank Corporation. (Related document(s) 360 ) (Adamson, Robert) (Filed on 4/2/2010) Modified on 4/5/2010 (cv, COURT STAFF). (Entered: 04/02/2010)

04/02/2010

363 

*** DOCUMENT LOCKED *** (counsel will file motion to remove document from docket)CERTIFICATE OF SERVICE by SoftBank Holdings Inc.,, Softbank America Inc.,, Softbank Corporation re 360 Memorandum in Opposition to Plaintiffs' Motion for Class Certification (Adamson, Robert) (Filed on 4/2/2010) Modified on 4/5/2010 (cv, COURT STAFF). (Entered: 04/02/2010)

04/02/2010

364 

Memorandum in Opposition of Plaintiffs 346 Motion for Class Certification filed by Softbank Corporation. (Attachments: # 1 Proposed Order Proposed Order)(Adamson, Robert) (Filed on 4/2/2010) Modified on 4/6/2010,(counsel failed to properly link to motion.) (cv, COURT STAFF). (Entered: 04/02/2010)

04/02/2010

365 

Declaration of R. Jeremy Adamson in Support of Defendants SoftBank Holdings, Inc., SoftBank America, Inc. and SoftBank Corporation's Opposition to 346 Plaintiffs' Motion for Class Certification filed by Softbank Corporation. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3, # 4 Exhibit 4, # 5Exhibit 5, # 6 Exhibit 6, # 7 Exhibit 7, # 8 Exhibit 8, # 9Exhibit 9, # 10 Exhibit 10, # 11 Exhibit 11, # 12Exhibit 12, # 13 Exhibit Exhibit 13, # 14 Exhibit 14, # 15 Exhibit 15, # 16 Exhibit Exhibit 16, # 17 Exhibit 17, # 18 Exhibit 18, # 19 Exhibit Exhibit 19, # 20 Exhibit 20, # 21 Exhibit 21, # 22 Exhibit Exhibit 22, # 23Exhibit 23, # 24 Exhibit 24, # 25 Exhibit Exhibit 25, # 26 Exhibit 26, # 27Exhibit 27, # 28 Exhibit Exhibit 28, # 29 Exhibit 29, # 30 Exhibit 30)(Adamson, Robert) (Filed on 4/2/2010) Modified on 4/6/2010,(counsel failed to properly link to motion.) (cv, COURT STAFF). (Entered: 04/02/2010)

04/02/2010

366 

Declaration of Michael A. Keable in Support of SoftBank Holdings, Inc., SoftBank America, Inc. and SoftBank Corporation's Opposition to Plaintiffs' 346 Motion for Class Certification filed by SoftBank Holdings Inc.,, Softbank America Inc.,, Softbank Corporation. (Adamson, Robert) (Filed on 4/2/2010) Modified on 4/6/2010,(counsel failed to properly link to motion.) (cv, COURT STAFF). (Entered: 04/02/2010)

04/02/2010

367 

CERTIFICATE OF SERVICE by SoftBank Holdings Inc.,, Softbank America Inc.,, Softbank Corporation (Adamson, Robert) (Filed on 4/2/2010) (Entered: 04/02/2010)

04/06/2010

368 

MOTION to Seal Portions of Opposition to Plaintiffs' Motion for Class Certification and Supporting Declarations Under Seal filed by SoftBank Holdings Inc.,, Softbank America Inc.,, Softbank Corporation. (Adamson, Robert) (Filed on 4/6/2010) Modified on 4/6/2010,(counsel selected incorrect event.) (cv, COURT STAFF). (Entered: 04/06/2010)

04/06/2010

369 

Declaration of R. Jeremy Adamson in Support of 368 MOTION to Seal Document Administrative Motion to File Portions of Softbank Holdings, Inc., Softbank America, Inc. and Softbank Corporation's Opposition to Plaintiffs' Motion for Class Certification and Supporting Declarations Under Seal filed bySoftBank Holdings Inc.,, Softbank America Inc.,, Softbank Corporation. (Related document(s) 368 ) (Adamson, Robert) (Filed on 4/6/2010) (Entered: 04/06/2010)

04/06/2010

370 

CERTIFICATE OF SERVICE by SoftBank Holdings Inc.,, Softbank America Inc.,, Softbank Corporation re 369 Declaration in Support, 368 MOTION to Seal Document Administrative Motion to File Portions of Softbank Holdings, Inc., Softbank America, Inc. and Softbank Corporation's Opposition to Plaintiffs' Motion for Class Certification and Supporting Declarations Under Seal (Adamson, Robert) (Filed on 4/6/2010) (Entered: 04/06/2010)

04/06/2010

  

Received Document Opposition (submitted) under seal. (cv, COURT STAFF) (Filed on 4/6/2010) (Entered: 04/06/2010)

04/06/2010

  

Received Document Declaration (submitted) under seal. (cv, COURT STAFF) (Filed on 4/6/2010) (Entered: 04/06/2010)

04/06/2010

  

Received Document Declaration (submitted) under seal. (cv, COURT STAFF) (Filed on 4/6/2010) (Entered: 04/06/2010)

04/06/2010

391 

Memorandum in Opposition (UNDER SEAL) (cv, COURT STAFF) (Filed on 4/6/2010) (Entered: 05/07/2010)

04/06/2010

392 

Declaration (UNDER SEAL) (cv, COURT STAFF) (Filed on 4/6/2010) (Entered: 05/07/2010)

04/06/2010

393 

Declaration (UNDER SEAL) (cv, COURT STAFF) (Filed on 4/6/2010) (Entered: 05/07/2010)

04/12/2010

371 

RESPONSE to re 368 MOTION to Seal Plaintiffs' Response to Defendants' Administrative Motion to File Under Seal Portions of Softbank Holdings, Inc., Softbank America, Inc. and Softbank Corporation's Opposition to Plaintiffs' Motion for Class Certification and Supporting Declarations by Erwin DeBruycker, Locals 302 and 612 International Union of Operating Engineers-Employers Construction Industry Retirement Trust. (Attachments: # 1 Proposed Order)(Huang, Shirley) (Filed on 4/12/2010) (Entered: 04/12/2010)

04/12/2010

372 

Declaration of Shirley H. Huang in Support of 371 Response ( Non Motion ), Response ( Non Motion ), Response ( Non Motion ) Declaration of Shirley H. Huang (1) in Support of Plaintiffs' Response to Defendants' Administrative Motion to File Under Seal Portions of Softbank Holdings, Inc., Softbank America, Inc. and Softbank Corporation's Opposition to Plaintiffs' Motion for Class Certification and Supporting Declarations; and (2) Pursuant to Civil L.R. 79-5(d) filed byErwin DeBruycker, Locals 302 and 612 International Union of Operating Engineers-Employers Construction Industry Retirement Trust. (Related document(s) 371 ) (Huang, Shirley) (Filed on 4/12/2010) (Entered: 04/12/2010)

04/14/2010

373 

Statement regarding Plaintiffs' 346 Motion for Class Certification and The Softbank Defendants' Opposition to Plaintiffs' 346 Motion for Class Certification by Hong Liang Lu, Michael J. Sophie, Thomas J. Toy, UTSTARCOM, INC, Ying Wu. (Healy, Nicole) (Filed on 4/14/2010) Modified on 4/15/2010,(counsel failed to properly link to motion.) (cv, COURT STAFF). (Entered: 04/14/2010)

04/19/2010

374 

Memorandum in Opposition re 359 MOTION for Settlement Plaintiffs' Notice of Motion and Motion for Preliminary Approval of Partial Settlement, Certification of a Settlement Class, Partial Payment of Expenses, and Memorandum of Points and Authorities in Support Thereof filed bySoftBank Holdings Inc.,, Softbank America Inc.,, Softbank Corporation. (Attachments: # 1 Proposed Order)(Adamson, Robert) (Filed on 4/19/2010) (Entered: 04/19/2010)

04/19/2010

375 

CERTIFICATE OF SERVICE by SoftBank Holdings Inc.,, Softbank America Inc.,, Softbank Corporation re 374 Memorandum in Opposition, (Adamson, Robert) (Filed on 4/19/2010) (Entered: 04/19/2010)

04/19/2010

376 

Memorandum in Opposition re 352 MOTION to Strike affirmative defenses to Fourth Amended Consolidated Complaint filed by SoftBank Holdings Inc., Softbank America Inc., Softbank Corporation. (Attachments: # 1 Proposed Order)(Adamson, Robert) (Filed on 4/19/2010) Modified on 4/21/2010,(redundant docket entry.) (cv, COURT STAFF). (Entered: 04/19/2010)

04/19/2010

377 

CERTIFICATE OF SERVICE by SoftBank Holdings Inc.,, Softbank America Inc.,, Softbank Corporation re 376 Memorandum in Opposition,, (Adamson, Robert) (Filed on 4/19/2010) (Entered: 04/19/2010)

04/23/2010

  

Received Document Reply (submitted) under seal. *** please note pursuant to LR 79-5(b) counsel did not e-file the Administrative motion to File Under Seal *** (cv, COURT STAFF) (Filed on 4/23/2010) (Entered: 04/23/2010)

04/23/2010

  

Received Document Declaration (submitted) under seal. (cv, COURT STAFF) (Filed on 4/23/2010) (Entered: 04/23/2010)

04/23/2010

378 

MOTION to Seal Portions of Plaintiffs' Reply in Support of Motion for Class Certification filed by Erwin DeBruycker, Locals 302 and 612 International Union of Operating Engineers-Employers Construction Industry Retirement Trust. (Attachments: # 1 Proposed Order)(Huang, Shirley) (Filed on 4/23/2010) Modified on 4/27/2010,(counsel selected incorrect event.) (cv, COURT STAFF). (Entered: 04/23/2010)

04/23/2010

379 

Declaration of SHIRLEY H. HUANG in Support of 378 MOTION to Seal Document Plaintiffs' Administrative Motion to File Under Seal Portions of Plaintiffs' Reply in Support of Motion for Class Certification filed byErwin DeBruycker, Locals 302 and 612 International Union of Operating Engineers-Employers Construction Industry Retirement Trust. (Related document(s) 378 ) (Huang, Shirley) (Filed on 4/23/2010) (Entered: 04/23/2010)

04/23/2010

380 

Reply Memorandum re 346 MOTION to Certify Class Plaintiffs' Notice of Motion and Motion for Class Certification; Memorandum of Points and Authorities in Support of Motion for Class Certification (Filed Under Seal) filed byErwin DeBruycker, Locals 302 and 612 International Union of Operating Engineers-Employers Construction Industry Retirement Trust. (Huang, Shirley) (Filed on 4/23/2010) (Entered: 04/23/2010)

04/23/2010

381 

STIPULATION and [Proposed] Order Regarding Non-Waiver of Protected Material for Documents Produced by UTStarcom Defendants by Hong Liang Lu, Michael J. Sophie, Thomas J. Toy, UTSTARCOM, INC, Ying Wu. (Ketroser, Bryan) (Filed on 4/23/2010) (Entered: 04/23/2010)

04/23/2010

382 

Declaration of SHIRLEY H. HUANG in Support of 380 Reply Memorandum, (Filed Under Seal) filed byErwin DeBruycker, Locals 302 and 612 International Union of Operating Engineers-Employers Construction Industry Retirement Trust. (Attachments: # 1 Exhibit C, # 2 Exhibit D, # 3 Exhibit E, # 4 Exhibit F, # 5 Exhibit G, # 6 Exhibit H, # 7 Exhibit I, # 8 Exhibit J, # 9 Exhibit K, # 10 Exhibit L, # 11 Exhibit M, # 12 Exhibit N, # 13 Exhibit O, # 14 Exhibit P, # 15 Exhibit Q, # 16 Exhibit R, # 17 Exhibit S, # 18 Exhibit T, # 19 Exhibit U, # 20 Exhibit V, # 21 Exhibit W, # 22 Exhibit X, # 23 Exhibit Y, # 24 Exhibit Z, # 25 Exhibit AA, # 26 Exhibit BB, # 27 Exhibit CC)(Related document(s) 380 ) (Huang, Shirley) (Filed on 4/23/2010) (Entered: 04/23/2010)

04/23/2010

383 

*** FILED IN ERROR *** PLEASE SEE [388-1] CORRECTED STIPULATION AND [PROPOSED] ORDER REGARDING NON-WAIVER OF PROTECTED MATERIAL FOR DOCUMENT PRODUCTIONS BY SOFTBANK DEFENDANTS by Erwin DeBruycker, Locals 302 and 612 International Union of Operating Engineers-Employers Construction Industry Retirement Trust. (Huang, Shirley) (Filed on 4/23/2010) Modified on 4/28/2010 (cv, COURT STAFF). (Entered: 04/23/2010)

04/23/2010

394 

RESPONSE in Support (UNDER SEAL) (cv, COURT STAFF) (Filed on 4/23/2010) (Entered: 05/07/2010)

04/23/2010

395 

Declaration (UNDER SEAL) (cv, COURT STAFF) (Filed on 4/23/2010) (Entered: 05/07/2010)

04/26/2010

384 

RESPONSE to Softbank Defendants' Opposition to Plaintiffs' Motion for Preliminary Approval of Partial Settlement, Certification of a Settlement Class, Partial Payment of Expenses by Hong Liang Lu, Michael J. Sophie, Thomas J. Toy, UTSTARCOM, INC, Ying Wu. (Healy, Nicole) (Filed on 4/26/2010) (Entered: 04/26/2010)

04/26/2010

385 

Reply to Opposition re 359 MOTION for Settlement Plaintiffs' Notice of Motion and Motion for Preliminary Approval of Partial Settlement, Certification of a Settlement Class, Partial Payment of Expenses, and Memorandum of Points and Authorities in Support Thereof Plaintiffs' Reply to SoftBank Defendants' Opposition filed byErwin DeBruycker, Locals 302 and 612 International Union of Operating Engineers-Employers Construction Industry Retirement Trust. (Huang, Shirley) (Filed on 4/26/2010) (Entered: 04/26/2010)

04/26/2010

386 

Reply Memorandum re 352 MOTION to Strike Softbank Defendants Affirmative Defenses to plaintiff's 4th amended complaint filed by Erwin DeBruycker, Locals 302 and 612 International Union of Operating Engineers-Employers Construction Industry Retirement Trust. (Pfefferbaum, Daniel) (Filed on 4/26/2010) Modified on 4/28/2010,(redundant docket entry)(cv, COURT STAFF). (Entered: 04/26/2010)

04/26/2010

387 

Declaration of SHIRLEY H. HUANG in Support of 386 Reply to Strike SoftBank Defendants' Affirmative Defenses to Plaintiffs' Fourth Amended Consolidated Complaint filed by Erwin DeBruycker, Locals 302 and 612 International Union of Operating Engineers-Employers Construction Industry Retirement Trust. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E, # 6 Exhibit F, # 7 Exhibit G, # 8 Exhibit H, # 9 Exhibit I, # 10 Exhibit J, # 11 Exhibit K)(Related document(s) 386 ) (Huang, Shirley) (Filed on 4/26/2010) Modified on 4/28/2010 (cv, COURT STAFF). (Entered: 04/26/2010)

04/27/2010

388 

ERRATA to correct a typographical error in re 383 Stipulation, Stipulation and [Proposed] Order Regarding Non-Waiver of Protected Material for Document Productions by SoftBank Defendants by Erwin DeBruycker, Locals 302 and 612 International Union of Operating Engineers-Employers Construction Industry Retirement Trust. (Attachments: # 1 Attachment - Corrected Stipulation to 383 )(Huang, Shirley) (Filed on 4/27/2010) Modified on 4/28/2010 (cv, COURT STAFF). (Entered: 04/27/2010)

05/06/2010

389 

ORDER Granting 368 Motion to Seal. Signed by Judge James Ware on 5/6/2010. (ecg, COURT STAFF) (Filed on 5/6/2010) (Entered: 05/06/2010)

05/06/2010

390 

ORDER Granting 378 Motion to Seal. Signed by Judge James Ware on 5/6/2010. (ecg, COURT STAFF) (Filed on 5/6/2010) (Entered: 05/06/2010)

05/10/2010

396 

Minute Entry: Motion Hearing held on 5/10/2010 before Judge James Ware (Date Filed: 5/10/2010) re 359 Plaintiffs' Notice of Motion and Motion for Preliminary Approval of Partial Settlement, Certification of a Settlement Class, Partial Payment of Expenses, 352 MOTION to Strike 313 Answer to Amended Complaint, 346 Plaintiffs' Notice of Motion and Motion for Class Certification. The Court took the matter under submission after oral argument. The Court to issue further Order following hearing. (Court Reporter Irene Rodriguez.) (ecg, COURT STAFF) (Date Filed: 5/10/2010) (Entered: 05/10/2010)

05/12/2010

397 

ORDER GRANTING PLAINTIFFS MOTION FOR CLASS CERTIFICATION AS TO DEFENDANT SOFTBANK; Denying 352 Motion to Strike. On or before 5/28/2010, the parties shall file a proposed form of class notice and a joint proposal for dissemination of notice. Signed by Judge James Ware on 5/12/2010 (jwlc2, COURT STAFF) (Filed on 5/12/2010) Modified text on 5/12/2010 (ecg, COURT STAFF). (Entered: 05/12/2010)

05/13/2010

398 

[Proposed] Preliminarily Approving Settlement and Providing for Notice related document 397 by Erwin DeBruycker, Locals 302 and 612 International Union of Operating Engineers-Employers Construction Industry Retirement Trust. (Attachments: # 1 Exhibit A1 Notice of Pendency and Proposed Settlement of Class Action, # 2 Exhibit A2 Proof of Claim and Release, # 3 Exhibit A3 Summary Notice)(Park, Keith) (Filed on 5/13/2010) Modified on 5/13/2010 (cv, COURT STAFF). Modified on 5/13/2010 (cv, COURT STAFF). (Entered: 05/13/2010)

05/13/2010

399 

ORDER Approving Settlement and Providing For Notice re 398 Proposed Order. Fairness hearing set for 8/30/2010 at 9:00 AM in Courtroom 8, 4th Floor, San Jose. Signed by Judge James Ware on 5/13/2010. (ecg, COURT STAFF) (Filed on 5/13/2010) (Entered: 05/13/2010)

06/07/2010

400 

Administrative Motion to File Under Seal Exhibit F to the Declaration of Shirley H. Huang in Support of Plaintiffs' Administrative Motion: (1) to Compel Production of Notes Relied Upon, Reviewed and Read During the Fed. R. Civ. P. 30(b)(6) Deposition of SoftBank Corporation; and (2) For An Order Prohibiting Improper Counsel Conduct at Depositions filed by Erwin DeBruycker, Locals 302 and 612 International Union of Operating Engineers-Employers Construction Industry Retirement Trust. (Attachments: # 1 Declaration, # 2 Proposed Order)(Huang, Shirley) (Filed on 6/7/2010) (Entered: 06/07/2010)

06/07/2010

401 

MOTION to Compel Plaintiffs' Administrative Motion: (1) to Compel Production of Notes Relied Upon, Reviewed and Read During the Fed. R. Civ. P. 30(b)(6) Deposition of SoftBank Corporation; and (2) for an Order Prohibiting Improper Counsel Conduct at Depositions filed by Erwin DeBruycker, Locals 302 and 612 International Union of Operating Engineers-Employers Construction Industry Retirement Trust. (Attachments: # 1 Proposed Order)(Huang, Shirley) (Filed on 6/7/2010) (Entered: 06/07/2010)

06/07/2010

402 

Declaration of Shirley H. Huang in Support of 401 MOTION to Compel Plaintiffs' Administrative Motion: (1) to Compel Production of Notes Relied Upon, Reviewed and Read During the Fed. R. Civ. P. 30(b)(6) Deposition of SoftBank Corporation; and (2) for an Order Prohibiting Improper Counsel Cond MOTION to Compel Plaintiffs' Administrative Motion: (1) to Compel Production of Notes Relied Upon, Reviewed and Read During the Fed. R. Civ. P. 30(b)(6) Deposition of SoftBank Corporation; and (2) for an Order Prohibiting Improper Counsel Cond filed byErwin DeBruycker, Locals 302 and 612 International Union of Operating Engineers-Employers Construction Industry Retirement Trust. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E, # 6 Exhibit G, # 7 Exhibit H, # 8 Exhibit I, # 9 Exhibit J)(Related document(s) 401 ) (Huang, Shirley) (Filed on 6/7/2010) (Entered: 06/07/2010)

06/11/2010

403 

Memorandum in Opposition re 401 MOTION to Compel Plaintiffs' Administrative Motion: (1) to Compel Production of Notes Relied Upon, Reviewed and Read During the Fed. R. Civ. P. 30(b)(6) Deposition of SoftBank Corporation; and (2) for an Order Prohibiting Improper Counsel Cond MOTION to Compel Plaintiffs' Administrative Motion: (1) to Compel Production of Notes Relied Upon, Reviewed and Read During the Fed. R. Civ. P. 30(b)(6) Deposition of SoftBank Corporation; and (2) for an Order Prohibiting Improper Counsel Cond filed bySoftBank Holdings Inc.,, Softbank America Inc.,, Softbank Corporation. (Adamson, Robert) (Filed on 6/11/2010) (Entered: 06/11/2010)

06/11/2010

404 

Declaration of Jason de Bretteville in Support of 403 Memorandum in Opposition,, filed bySoftBank Holdings Inc.,, Softbank America Inc.,, Softbank Corporation. (Attachments: # 1 Exhibit Exhibit A, # 2 Exhibit Exhibit B, # 3 Exhibit Exhibit C, # 4 Exhibit Exhibit D, # 5 Exhibit Exhibit E)(Related document(s) 403 ) (Adamson, Robert) (Filed on 6/11/2010) (Entered: 06/11/2010)

06/11/2010

405 

CERTIFICATE OF SERVICE by SoftBank Holdings Inc.,, Softbank America Inc.,, Softbank Corporation re 403 Memorandum in Opposition,, (Adamson, Robert) (Filed on 6/11/2010) (Entered: 06/11/2010)

06/11/2010

406 

Proposed Order re 403 Memorandum in Opposition,, by SoftBank Holdings Inc.,, Softbank America Inc.,, Softbank Corporation. (Adamson, Robert) (Filed on 6/11/2010) (Entered: 06/11/2010)

06/18/2010

407 

MOTION for Final Approval of Class action Settlement and the Plan of Allocation of Settlement Proceeds and Memorandum of Points and Authorities in Support Thereof filed by Erwin DeBruycker, Locals 302 and 612 International Union of Operating Engineers-Employers Construction Industry Retirement Trust. Motion Hearing set for 8/30/2010 09:00 AM in Courtroom 8, 4th Floor, San Jose. (Park, Keith) (Filed on 6/18/2010) Modified on 6/18/2010 (cv, COURT STAFF). (Entered: 06/18/2010)

06/18/2010

408 

MOTION for Attorney Fees Plaintiffs' Notice of Motion and Motion for an Award of Attorneys' Fees and Expenses and Memorandum of Points and Authorities in Support Thereof filed by Erwin DeBruycker, Locals 302 and 612 International Union of Operating Engineers-Employers Construction Industry Retirement Trust. Motion Hearing set for 8/30/2010 09:00 AM in Courtroom 8, 4th Floor, San Jose. (Park, Keith) (Filed on 6/18/2010) (Entered: 06/18/2010)

06/18/2010

409 

Declaration of Shirley H. Huang in Support of 408 MOTION for an Award of Attorneys' Fees and Expenses and , 407 MOTION for Final Approval of Class Action Settlement and the Plan of Allocation of Settlement Proceeds filed by Erwin DeBruycker, Locals 302 and 612 International Union of Operating Engineers-Employers Construction Industry Retirement Trust. (Related document(s) 408 , 407 ) (Park, Keith) (Filed on 6/18/2010) Modified on 6/18/2010 (cv, COURT STAFF). (Entered: 06/18/2010)

06/18/2010

410 

Declaration of Carole K. Sylvester re: A) Mailing of the Notice of Pendency and Proposed Settlement of Class action and the Proof of Claim and Release Form, and B) Publication of the Summary Notice filed by Erwin DeBruycker, Locals 302 and 612 International Union of Operating Engineers-Employers Construction Industry Retirement Trust. (Related document(s) 408 , 407 ) (Park, Keith) (Filed on 6/18/2010) Modified text on 6/18/2010,(to conform with document posted by counsel.) (cv, COURT STAFF). (Entered: 06/18/2010)

06/18/2010

411 

Declaration of Erwin L. DeBruycker in Support of 408 MOTION for an Award of Attorneys' Fees and Expenses , 407 MOTION for Final Approval of Class Action Settlement and the Plan of Allocation of Settlement Proceeds . filed by Erwin DeBruycker, Locals 302 and 612 International Union of Operating Engineers-Employers Construction Industry Retirement Trust. (Related document(s) 408 , 407 ) (Park, Keith) (Filed on 6/18/2010) Modified on 6/18/2010 (cv, COURT STAFF). (Entered: 06/18/2010)

06/18/2010

412 

Declaration of Robert Lee Weese in Support of 408 MOTION for an Award of Attorneys' Fees and Expenses and 407 MOTION for Final Approval of Class Action Settlement and the Plan of Allocation of Settlement Proceeds. filed by Erwin DeBruycker, Locals 302 and 612 International Union of Operating Engineers-Employers Construction Industry Retirement Trust. (Related document(s) 408 , 407 ) (Park, Keith) (Filed on 6/18/2010) Modified on 6/18/2010 (cv, COURT STAFF). (Entered: 06/18/2010)

06/18/2010

413 

Declaration of Malcolm J. Auble in Support of 408 MOTION for an Award of Attorneys' Fees and, 407 MOTION for Final Approval of Class Action Settlement and the Plan of Allocation of Settlement Proceeds . filed by Erwin DeBruycker, Locals 302 and 612 International Union of Operating Engineers-Employers Construction Industry Retirement Trust. (Related document(s) 408 , 407 ) (Park, Keith) (Filed on 6/18/2010) Modified on 6/18/2010 (cv, COURT STAFF). (Entered: 06/18/2010)

06/18/2010

414 

Declaration of Keith F. Park in Support of 408 MOTION for Attorney Fees Plaintiffs' Notice of Motion and Motion for an Award of Attorneys' Fees and Expenses and Memorandum of Points and Authorities in Support Thereof filed byErwin DeBruycker, Locals 302 and 612 International Union of Operating Engineers-Employers Construction Industry Retirement Trust. (Attachments: # 1 Exhibit A Part 1 of 2, # 2 Exhibit A Part 2 of 2)(Related document(s) 408 ) (Park, Keith) (Filed on 6/18/2010) (Entered: 06/18/2010)

06/21/2010

415 

ORDER by Judge Patricia V. Trumbull Denying Without Prejudice 401 Plaintiffs' "Administrative Motion." (pvtlc1) (Filed on 6/21/2010) (Entered: 06/21/2010)

07/15/2010

416 

STIPULATION AND [PROPOSED] ORDER MODIFYING THE FEBRUARY 17, 2010 SCHEDULING ORDER by Erwin DeBruycker, Locals 302 and 612 International Union of Operating Engineers-Employers Construction Industry Retirement Trust. (Huang, Shirley) (Filed on 7/15/2010) (Entered: 07/15/2010)

07/19/2010

417 

NOTICE by Samir Adeel Siddigui dismisses any claims. (cv, COURT STAFF) (Filed on 7/19/2010) (Entered: 07/20/2010)

07/22/2010

418 

NOTICE of Substitution of Counsel by Jason de Bretteville (de Bretteville, Jason) (Filed on 7/22/2010) (Entered: 07/22/2010)

07/26/2010

419 

ORDER DENYING STIPULATION TO MODIFY FEBRUARY 17, 2010 SCHEDULING ORDER re 416 Stipulation, filed by Erwin DeBruycker, Locals 302 and 612 International Union of Operating Engineers-Employers Construction Industry Retirement Trust. Signed by Judge James Ware on July 26, 2010. (jwlc1, COURT STAFF) (Filed on 7/26/2010) (Entered: 07/26/2010)

07/29/2010

420 

STIPULATION AND [PROPOSED] ORDER APPROVING FORM AND MANNER OF NOTICE by Erwin DeBruycker, Locals 302 and 612 International Union of Operating Engineers-Employers Construction Industry Retirement Trust. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2)(Williams, Shawn) (Filed on 7/29/2010) (Entered: 07/29/2010)

08/02/2010

421 

STIPULATION and [PROPOSED] Order Modifying the 343 Scheduling Order February 17, 2010 re: EXPERT DISCOVERY by SoftBank Holdings Inc.,, Softbank America Inc.,, Softbank Corporation. (de Bretteville, Jason) (Filed on 8/2/2010) Modified on 8/3/2010 (cv, COURT STAFF). (Entered: 08/02/2010)

08/09/2010

422 

STIPULATION AND ORDER APPROVING FORM AND MANNER OF NOTICE re 420 Stipulation. Signed by Judge James Ware on 8/9/2010. (ecg, COURT STAFF) (Filed on 8/9/2010) (Entered: 08/09/2010)

08/09/2010

423 

STIPULATION AND ORDER Modifying the 343 Scheduling Order February 17, 2010 re: EXPERT DISCOVERY re 421 Stipulation. Signed by Judge James Ware on 8/9/2010. (ecg, COURT STAFF) (Filed on 8/9/2010) (Entered: 08/09/2010)

08/19/2010

424 

SUPPLEMENTAL MEMORANDUM in further Support 407 MOTION for Final Approval of Class action Settlement and the Plan of Allocation of Settlement Proceeds filed by Erwin DeBruycker, Locals 302 and 612 International Union of Operating Engineers-Employers Construction Industry Retirement Trust. (Attachments: # 1 Proposed Order Approving Plan of Allocation of Settlement Proceeds, # 2 Proposed Order Awarding Lead Counsel's Fees and Expenses, # 3 Proposed Order Final Judgment and Order of Dismissal with Prejudice)(Park, Keith) (Filed on 8/19/2010) Modified text on 8/20/2010,conform with document posted by counsel.) (cv, COURT STAFF). Modified on 8/20/2010 (cv, COURT STAFF). (Entered: 08/19/2010)

08/19/2010

425 

SUPPLEMENTAL Declaration of Carole K. Sylvester Regarding Mailing the Notice of Pendency and Proposed Settlement of Class Action and the Proof of Claim and Release Form filed by Erwin DeBruycker, Locals 302 and 612 International Union of Operating Engineers-Employers Construction Industry Retirement Trust. (Related document(s) 408 , 407 ) (Park, Keith) (Filed on 8/19/2010) Modified text on 8/20/2010,(to conform with document posted by counsel.) (cv, COURT STAFF). (Entered: 08/19/2010)

08/23/2010

426 

NOTICE of Change of Address by Shawn A. Williams (Williams, Shawn) (Filed on 8/23/2010) (Entered: 08/23/2010)

08/30/2010

427 

Minute Entry: Motion Hearing held on 8/30/2010 before Judge James Ware (Date Filed: 8/30/2010) re 408 MOTION for Attorney Fees Plaintiffs' Notice of Motion and Motion for an Award of Attorneys' Fees and Expenses, 407 MOTION for Final Approval of Class action Settlement and the Plan of Allocation of Settlement Proceeds. The Court took the matter under submission after oral argument. The Court to issue further Order following hearing. (Court Reporter Leo Mankiewicz.) (ecg, COURT STAFF) (Date Filed: 8/30/2010) (Entered: 08/30/2010)

08/31/2010

428 

ORDER APPROVING PLAN OF ALLOCATION OF SETTLEMENT PROCEEDS. by Judge James Ware granting 359 Motion for Settlement; granting 400 Administrative Motion to File Under Seal; granting 407 Motion for Settlement (jwlc1, COURT STAFF) (Filed on 8/31/2010) Modified on 9/2/2010 (cv, COURT STAFF). (Entered: 08/31/2010)

08/31/2010

429 

ORDER AWARDING LEAD COUNSEL ATTORNEYS' FEES AND EXPENSES.by Judge James Ware granting 408 Motion for Attorney Fees (jwlc1, COURT STAFF) (Filed on 8/31/2010) Modified on 9/2/2010 (cv, COURT STAFF). (Entered: 08/31/2010)

08/31/2010

430 

FINAL JUDGMENT AND ORDER OF DISMISSAL WITH PREJUDICE AS MODIFIED. Clerk SHALL CLOSE this file Signed by Judge James Ware on August 31, 2010. (jwlc1, COURT STAFF) (Filed on 8/31/2010) Modified on 9/2/2010 (cv, COURT STAFF). Modified on 9/2/2010 (cv, COURT STAFF). (Entered: 08/31/2010)

09/07/2010

431 

MOTION to Shorten Time filed by SoftBank Holdings Inc.,, Softbank America Inc.,, Softbank Corporation. (Sacks, Robert) (Filed on 9/7/2010) (Entered: 09/07/2010)

09/07/2010

432 

Declaration of Jason de Bretteville in Support of 431 MOTION to Shorten Time filed bySoftBank Holdings Inc.,, Softbank America Inc.,, Softbank Corporation. (Attachments: # 1 Exhibit A-E)(Related document(s) 431 ) (Sacks, Robert) (Filed on 9/7/2010) (Entered: 09/07/2010)

09/07/2010

433 

Proposed Order re 431 MOTION to Shorten Time by SoftBank Holdings Inc.,, Softbank America Inc.,, Softbank Corporation. (Sacks, Robert) (Filed on 9/7/2010) (Entered: 09/07/2010)

09/07/2010

434 

MOTION to Determine the Sufficiency of Plaintiffs' Responses to the Softbank Defendants' First Set of Requests for Admissions filed by SoftBank Holdings Inc.,, Softbank America Inc.,, Softbank Corporation. Motion Hearing set for 9/21/2010 10:00 AM in Courtroom 5, 4th Floor, San Jose. (Sacks, Robert) (Filed on 9/7/2010) (Entered: 09/07/2010)

09/07/2010

435 

Declaration of Jason de Bretteville in Support of 434 MOTION to Determine the Sufficiency of Plaintiffs' Responses to the Softbank Defendants' First Set of Requests for Admissions filed bySoftBank Holdings Inc.,, Softbank America Inc.,, Softbank Corporation. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E, # 6 Exhibit F, # 7 Exhibit G, # 8 Exhibit H, # 9 Exhibit I)(Related document(s) 434 ) (Sacks, Robert) (Filed on 9/7/2010) (Entered: 09/07/2010)

09/07/2010

436 

Proposed Order re 434 MOTION to Determine the Sufficiency of Plaintiffs' Responses to the Softbank Defendants' First Set of Requests for Admissions by SoftBank Holdings Inc.,, Softbank America Inc.,, Softbank Corporation. (Sacks, Robert) (Filed on 9/7/2010) (Entered: 09/07/2010)

09/08/2010

437 

ORDER by Judge Patricia V. Trumbull Denying 431 Softbank Defendants' Motion to Shorten Time. (pvtlc1) (Filed on 9/8/2010) (Entered: 09/08/2010)

09/08/2010

438 

NOTICE OF EXCLUSION by S. A. Siddiqui (dhm, COURT STAFF) (Filed on 9/8/2010) (Entered: 09/08/2010)

09/10/2010

439 

STIPULATION and [Proposed] Order Regarding Settlement and Case Schedule Stay by Erwin DeBruycker, Locals 302 and 612 International Union of Operating Engineers-Employers Construction Industry Retirement Trust. (Huang, Shirley) (Filed on 9/10/2010) (Entered: 09/10/2010)

09/14/2010

440 

STIPULATION AND ORDER AS MODIFIED BY THE COURT REGARDING SETTLEMENT AND CASE SCHEDULED STAY re 439 Stipulation. Joint Status Statement due by 10/8/2010. Status Conference set for 10/18/2010 10:00 AM in Courtroom 8, 4th Floor, San Jose. Signed by Judge James Ware on 9/14/2010. (ecg, COURT STAFF) (Filed on 9/14/2010) (Entered: 09/14/2010)

09/20/2010

441 

Letter from Anita Montez. (cv, COURT STAFF) (Filed on 9/20/2010) (Entered: 09/20/2010)

09/24/2010

442 

NOTICE by Erwin DeBruycker, Locals 302 and 612 International Union of Operating Engineers-Employers Construction Industry Retirement Trust Notice of Withdrawal of Appearance (Williams, Shawn) (Filed on 9/24/2010) (Entered: 09/24/2010)

09/27/2010

443 

Letter from Chris Moseder Process Specialist dated 9/20/10. (Attachments: # 1 Exhibit Letter)(cv, COURT STAFF) (Filed on 9/27/2010) (Entered: 09/27/2010)

10/08/2010

444 

STATUS REPORT STATUS STATEMENT REGARDING SETTLEMENT by Erwin DeBruycker, Locals 302 and 612 International Union of Operating Engineers-Employers Construction Industry Retirement Trust. (Park, Keith) (Filed on 10/8/2010) (Entered: 10/08/2010)

10/08/2010

445 

STIPULATION OF SETTLEMENT by Erwin DeBruycker, Locals 302 and 612 International Union of Operating Engineers-Employers Construction Industry Retirement Trust. (Attachments: # 1 Exhibit A, # 2 Exhibit A1, # 3 Exhibit A2, # 4 Exhibit A3, # 5 Exhibit B)(Park, Keith) (Filed on 10/8/2010) (Entered: 10/08/2010)

10/08/2010

446 

MOTION for Settlement Plaintiffs' Notice of Motion and Motion for Preliminary Approval of Settlement and Memorandum of Points and Authorities in Support Thereof filed by Erwin DeBruycker, Locals 302 and 612 International Union of Operating Engineers-Employers Construction Industry Retirement Trust. Motion Hearing set for 10/18/2010 10:00 AM in Courtroom 8, 4th Floor, San Jose. (Attachments: # 1 Proposed Order)(Park, Keith) (Filed on 10/8/2010) (Entered: 10/08/2010)

10/14/2010

447 

ORDER ORDER SETTING HEARING FOR PRELIMINARY APPROVAL OF CLASS SETTLEMENT AS TO THE SOFTBANK DEFENDANTS; VACATING STATUS CONFERENCE re 446 MOTION for Settlement Plaintiffs' Notice of Motion and Motion for Preliminary Approval of Settlement. The parties request that the Court convert the October 18 Status Conference to a hearing on the Motion. The Court finds that the late filing of the Motion does not provide the Court with sufficient time to evaluate the Motion prior to the October 18 hearing. ***Set/Reset Deadlines: Motion Hearing re 446 Motion for Preliminary Approval of Settlement set for 11/15/2010 09:00 AM in Courtroom 8, 4th Floor, San Jose. Revised Proposed Order due by 11/1/2010. Final Approval of Class Settlement set for 2/7/2011 09:00 AM in Courtroom 8, 4th Floor, San Jose. Signed by Judge James Ware on 10/13/2010. (ecg, COURT STAFF) (Filed on 10/14/2010) (Entered: 10/14/2010)

10/14/2010

  

Set/Reset Deadlines as to 446 MOTION for Settlement Plaintiffs' Notice of Motion and Motion for Preliminary Approval of Settlement and Memorandum of Points and Authorities in Support Thereof. Motion Hearing set for 11/15/2010 09:00 AM in Courtroom 8, 4th Floor, San Jose. (ecg, COURT STAFF) (Filed on 10/14/2010) (Entered: 10/14/2010)

10/18/2010

448 

Supplemental Memorandum in Support of 446 Motion for Preliminary Approval of Settlement filed by Locals 302 and 612 International Union of Operating Engineers-Employers Construction Industry Retirement Trust. (Attachments: # 1 Proposed Order)(Park, Keith) (Filed on 10/18/2010) Modified text on 10/18/2010 (cv, COURT STAFF). (Entered: 10/18/2010)

11/08/2010

449 

Letter from Chris Moseder Process Specialist dated 11/4/10. (cv, COURT STAFF) (Filed on 11/8/2010) (Entered: 11/10/2010)

11/15/2010

450 

Second Revised Proposed Order Preliminarily Approving Settlement and Providing for Notice related document 446 by Erwin DeBruycker, Locals 302 and 612 International Union of Operating Engineers-Employers Construction Industry Retirement Trust. (Attachments: # 1 Exhibit A-1 Notice of Proposed Settlement of Class Action, # 2Exhibit A-2 Proof of Claim and Release, # 3 Exhibit A-3 Summary Notice)(Park, Keith) (Filed on 11/15/2010) Modified on 11/15/2010 (cv, COURT STAFF). (Entered: 11/15/2010)

11/15/2010

451 

Minute Entry: Motion Hearing held on 11/15/2010 before Judge James Ware (Date Filed: 11/15/2010) re 446 MOTION for Settlement Plaintiffs' Notice of Motion and Motion for Preliminary Approval of Settlement. The Court took the matter under submission after oral argument. The Court to issue further Order following hearing.(Court Reporter Summer Fisher.) (ecg, COURT STAFF) (Date Filed: 11/15/2010) (Entered: 11/15/2010)

11/17/2010

452 

Order Granting Second Revised Order Preliminarily Approving Settlement and Providing for Notice re 450 Proposed Order. Signed by Judge James Ware on 11/17/2010. (ecg, COURT STAFF) (Filed on 11/17/2010) Modified text on 11/17/2010 (ecg, COURT STAFF). (Entered: 11/17/2010)

12/13/2010

453 

MOTION for Final Approval of Class Action Settlement and the Plan of Allocation of Settlement Proceeds and Memorandum of Points and Authorities in Support Thereof filed by Erwin DeBruycker, Locals 302 and 612 International Union of Operating Engineers-Employers Construction Industry Retirement Trust. Motion Hearing set for 2/7/2011 09:00 AM in Courtroom 8, 4th Floor, San Jose. (Park, Keith) (Filed on 12/13/2010) Modified on 12/15/2010 (cv, COURT STAFF). (Entered: 12/13/2010)

12/13/2010

454 

MOTION for Attorney Fees and Expenses and Memorandum of Points and Authorities in Support Thereof filed by Erwin DeBruycker, Locals 302 and 612 International Union of Operating Engineers-Employers Construction Industry Retirement Trust. Motion Hearing set for 2/7/2011 09:00 AM in Courtroom 8, 4th Floor, San Jose. (Park, Keith) (Filed on 12/13/2010) Modified on 12/15/2010 (cv, COURT STAFF). (Entered: 12/13/2010)

12/13/2010

455 

Declaration in Support of 454 MOTION for Attorney Fees and Expenses Memorandum of Points and Authorities in Support Thereof, 453 Motion for Final Approval of Class Action Settlement and the Plan of Allocation of Settlement Proceeds and Memorandum of Points and Authorities in Support Thereof Declaration of Shawn A. Williams filed by Erwin DeBruycker, Locals 302 and 612 (Related document(s) 454 , 453 ) (Park, Keith) (Filed on 12/13/2010) Modified on 12/15/2010 (cv, COURT STAFF). (Entered: 12/13/2010)

12/13/2010

456 

Declaration of Carole K. Sylvester Re A) Mailing of the Notice of Proposed Settlement of Class Action, B) Publication of the Summary Notice, and C) Internet Posting filed by Erwin DeBruycker, Locals 302 and 612 International Union of Operating Engineers-Employers Construction Industry Retirement Trust. (Related document(s) 454 , 453 ) (Park, Keith) (Filed on 12/13/2010) Modified text on 12/15/2010,(to conform with document posted by counsel.) (cv, COURT STAFF). (Entered: 12/13/2010)

12/13/2010

457 

Declaration of Keith F. Park in Support of 454 MOTION for Attorney Fees Plaintiffs' Notice of Motion and Motion for an Award of Attorneys' Fees and Expenses and Plaintiffs' Expenses and Memorandum of Points and Authorities in Support Thereof filed byErwin DeBruycker, Locals 302 and 612 International Union of Operating Engineers-Employers Construction Industry Retirement Trust. (Attachments: # 1 Exhibit A)(Related document(s) 454 ) (Park, Keith) (Filed on 12/13/2010) (Entered: 12/13/2010)

12/13/2010

458 

Declaration of Robert Lee Weese in Support of 454 MOTION for Attorney Fees and Expenses and Memorandum of Points and Authorities in Support Thereof, 453 MOTION for Settlement and the Plan of Allocation of Settlement Proceeds and Memorandum of Points and Authorities in Support Thereof filed by Erwin DeBruycker, Locals 302 and 612 (Related document(s) 454 , 453 ) (Park, Keith) (Filed on 12/13/2010) Modified on 12/15/2010 (cv, COURT STAFF). (Entered: 12/13/2010)

12/13/2010

459 

Declaration of Erwin L. DeBruycker in Support of 454 MOTION for Attorney Fees and Expenses and Memorandum of Points and Authorities in Support Thereof, 453 MOTION for Settlement and the Plan of Allocation of Settlement Proceeds and Memorandum of Points and Authorities in Support Thereof filed by Erwin DeBruycker, Locals 302 and 612 International Union of Operating Engineers-Employers Construction Industry Retirement Trust. (Related document(s) 454 , 453 ) (Park, Keith) (Filed on 12/13/2010) Modified on 12/15/2010 (cv, COURT STAFF). (Entered: 12/13/2010)

12/16/2010

460 

Letter from CT Corporation dated 12/9/10. (cv, COURT STAFF) (Filed on 12/16/2010) (Entered: 12/16/2010)

12/16/2010

461 

Letter from CT Corporation dated 12/13/10. (cv, COURT STAFF) (Filed on 12/16/2010) (Entered: 12/16/2010)

12/17/2010

462 

Declaration of Malcolm J. Auble as Representative of Locals 302 and 612 of the International Union of Operating Engineers-Employers Construction Industry Retirement Trust in Support of 454 MOTION for Attorney Fees, 453 MOTION for Settlement filed byErwin DeBruycker, Locals 302 and 612 International Union of Operating Engineers-Employers Construction Industry Retirement Trust. (Related document(s) 454 , 453 ) (Park, Keith) (Filed on 12/17/2010) (Entered: 12/17/2010)

12/17/2010

463 

Letter from CT Corporation dated 12/13/10. (cv, COURT STAFF) (Filed on 12/17/2010) (Entered: 12/17/2010)

12/17/2010

464 

Letter CT Corporation dated 12/13/10. (cv, COURT STAFF) (Filed on 12/17/2010) (Entered: 12/17/2010)

12/21/2010

465 

Letter from CT Corporation dated 12/8/10. (cv, COURT STAFF) (Filed on 12/21/2010) (Entered: 12/21/2010)

01/20/2011

466 

RESPONSE in Support re 454 MOTION for Attorney Fees, 453 MOTION for Settlement filed byErwin DeBruycker, Locals 302 and 612 International Union of Operating Engineers-Employers Construction Industry Retirement Trust. (Attachments: # 1 Proposed Order Approving Plan of Allocation of Settlement Proceeds, # 2 Proposed Order Awarding Attorneys' Fees and Expenses and Plaintiffs' Expenses, # 3 Proposed Order Final Judgment and Order of Dismissal with Prejudice)(Park, Keith) (Filed on 1/20/2011) (Entered: 01/20/2011)

02/07/2011

467 

Minute Entry: Motion Hearing held on 2/7/2011 before Judge James Ware (Date Filed: 2/7/2011) re 454 MOTION for Attorney Fees filed by Erwin DeBruycker, Locals 302 and 612 International Union of Operating Engineers-Employers Construction Industry Retirement Trust, 453 MOTION for Settlement filed by Erwin DeBruycker, Locals 302 and 612 International Union of Operating Engineers-Employers Construction Industry Retirement Trust. The Court took the matter under submission after oral argument. The Court to issue further Order following hearing. (Court Reporter Lee-Anne Shortridge.) (ecg, COURT STAFF) (Date Filed: 2/7/2011) (Entered: 02/07/2011)

02/09/2011

468 

ORDER APPROVING PLAN OF ALLOCATION OF SETTLEMENT PROCEEDS re 453 Motion for Settlement. Signed by Judge James Ware on 2/9/2011. (ecg, COURT STAFF) (Filed on 2/9/2011) (Entered: 02/09/2011)

02/09/2011

469 

ORDER AWARDING ATTORNEYS' FEES AND EXPENSES AND PLAINTIFFS' EXPENSES re 454 Motion for Attorney Fees. Signed by Judge James Ware on 2/9/2011. (ecg, COURT STAFF) (Filed on 2/9/2011) (Entered: 02/09/2011)

 

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