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_______________
Copyright (c) 2001
Stanford Law School


Infineon Technologies AG
Summary: The original complaint charges Infineon and certain of its officers and directors with violations of the Securities Exchange Act of 1934. Infineon manufactures and markets a wide variety of polymer and specialty products.

Specifically, the complaint alleges that during the Class Period, defendants issued false and misleading statements about Infineon's business and prospects and concealed Infineon's involvement in price fixing activities. Specifically, the complaint alleges that during the Class Period, defendants concealed the following material adverse facts from the investing public: (a) from on or about July 1, 1999 until on or about June 15, 2002, Infineon and its co-conspirators entered into and engaged in a conspiracy in the United States and elsewhere to suppress and eliminate competition by fixing the prices of Dynamic Random Access Memory ('DRAM') to be sold to certain original equipment manufacturers ('OEMs') of personal computers and servers; (b) the conspiracy consisted of a continuing agreement, understanding, and concert of action among Infineon and its co-conspirators, the substantial terms of which were to agree to fix the prices for DRAM to be sold to certain OEMs; and (c) for the purpose of forming and carrying out the conspiracy, Infineon and its co-conspirators: (i) participated in meetings, conversations, and communications in the United States and elsewhere to discuss the prices of DRAM to be sold to certain OEMs; (ii) agreed during those meetings, conversations, and communications to charge prices for DRAM at certain levels to be sold to certain OEMs; (iii) issued price quotations in accordance with the agreements reached; and (iv) exchanged information on sales of DRAM to certain OEM customers for the purpose of monitoring and enforcing adherence to the agreed-upon prices and artificially inflating the Company's revenue and profits. As a result, the Company's shares traded at inflated prices, enabling the Company to consummate a $5.5 billion IPO and a $1 billion bond offering, together with stock-for-stock acquisitions using the Company's inflated shares as currency.

On July 19, 2004, defendants acknowledged the seriousness of a Justice Department investigation into Infineon's price fixing practices when they announced they had recorded a $190 million charge for the antitrust investigation. Then, on September 15, 2004, the Associated Press issued an article which stated: 'German computer chipmaker Infineon Technologies AG has agreed to plead guilty to price fixing and will pay a $160 million fine.... In a plea agreement filed in U.S. District Court in San Francisco, Infineon acknowledged conspiring with other companies to fix prices of widely used computer memory products between July 1999 and June 2002.'

As summarized by the Company’s FORM 20-F for the fiscal year ended September 30, 2008, between September and November 2004, seven securities class action complaints were filed against the Company and current or former officers in U.S. federal district courts, later consolidated in the Northern District of California, on behalf of a putative class of purchasers of the Company’s publicly-traded securities who purchased them during the period from March 2000 to July 2004 (the “Securities Class Actions”). The consolidated amended complaint alleges violations of the U.S. securities laws and asserts that the defendants made materially false and misleading public statements about the Company’s historical and projected financial results and competitive position because they did not disclose the Company’s alleged participation in DRAM price-fixing activities and that, by fixing the price of DRAM, defendants manipulated the price of the Company’s securities, thereby injuring its shareholders. The plaintiffs seek unspecified compensatory damages, interest, costs and attorneys’ fees.

In September 2006, the court dismissed the complaint with leave to amend. In October 2006, the plaintiffs filed a second amended complaint. In March 2007, pursuant to a stipulation agreed with the defendants, the plaintiffs withdrew the second amended complaint and were granted a motion for leave to file a third amended complaint. Plaintiffs filed a third amended complaint in July 2007. A hearing was held on November 19, 2007. On January 25, 2008, the court entered into an order granting in part and denying in part the defendants’ motions to dismiss the Securities Class Action complaint. The court denied the motion to dismiss with respect to plaintiffs’ claims under §§ 10(b) and 20(a) of the U.S. Securities Exchange Act of 1934 and dismissed the claim under § 20A of the act with prejudice. On August 13, 2008 the court denied a motion of the Company for summary judgment based on the statute of limitations. On August 25, 2008, the Company filed a motion for judgment on the pleadings against foreign purchasers, i.e., proposed class members who are neither residents nor citizens of the United States who bought securities of the Company on an exchange outside the United States. On August 25, 2008, the plaintiffs also filed a motion to certify the class.

On September 5, 2008, a notice was filed confirming the withdrawal of two lead plaintiffs. On November 10, 2008, a motion to intervene was filed naming an additional lead plaintiff. On March 6, 2009, the Court entered an Order by Judge James Ware denying the pending motion for judgment on the pleadings, granting the motion to certify the class, and granting the motion to intervene.

On May 13, 2009, Judge James Ware signed the Order staying the case. According to the Order, on May 5, 2009, the United States Court of Appeals for the Ninth Circuit granted Defendant permission to undertake an interlocutory appeal of the Court’s March 6, 2009 Order granting class certification. (See Docket Item No. 291.) In light of this appeal, the parties have filed a stipulation agreeing to postpone development of a plan with respect to class notice. (Docket Item No. 292.) Given that resolution of issues surrounding the propriety of class treatment are central to this action, the Court finds that this case should be stayed pending resolution of Defendant’s appeal by the Ninth Circuit.

On September 14, 2010, the Court entered the Mandate from the Ninth Circuit Court of Appeals. The plaintiffs were given leave to file a Fourth Amended Class Action Complaint, which they did on November 8, 2010. The defendants filed a motion to dismiss the Fourth Amended Complaint on December 10, 2010. The motion was granted in part and denied in part on March 17, 2011.

On June 20, 2011, a Stipulation of Settlement was filed. The proposed settlement is in the amount of $6.2 million in cash. On November 2, 2011, Judge James Ware granted the motion for settlement, motion for attorneys' fees and expenses, and approved the plan of allocation. The action is now dismissed with prejudice.
INDUSTRY CLASSIFICATION:
SIC Code: 3674
Sector: Technology
Industry: Semiconductors

COMPANY/ISSUER NAME: Infineon Technologies AG
COMPANY/ISSUER TICKER: IFX
COMPANY WEBSITE: http://www.infineon.com
FIRST IDENTIFIED COMPLAINT IN THE DATABASE
James Dolan, et al. v. Infineon Technologies AG, et al.
 COURT: N.D. California  DOCKET NUMBER: 04-CV-04156
 JUDGE NAME: Hon. James Ware
 DATE FILED: 09/30/2004  SOURCE: Business Wires
 CLASS PERIOD START: 03/13/2000  CLASS PERIOD END: 07/19/2004
 TYPE OF COMPLAINT: Complaint (Unamended and Unconsolidated)
 PLAINTIFF FIRMS NAMED IN COMPLAINT:
  • Lerach Coughlin Stoia Geller Rudman & Robbins LLP (San Diego)
      401 B Street, Suite 1700, San Diego, CA, 92101
       (voice) 206.749.5544, (fax) 206.749.9978, info@lerachlaw.com
  • Murray, Frank & Sailer LLP
      275 Madison Ave 34th Flr, New York, NY, 10016
       (voice) 212.682.1818, (fax) 212.682.1892, email@murrayfrank.com
  • Schatz & Nobel, P.C.
      330 Main Street, Hartford, CT, 06106
       (voice) 800.797.5499, (fax) 860.493.6290, sn06106@AOL.com
  • Schiffrin & Barroway LLP
      3 Bala Plaza E, Bala Cynwyd, PA, 19004
       (voice) 610.667.7706, (fax) 610.667.7056, info@sbclasslaw.com
  • Wechsler Harwood, LLP.
      488 Madison Avenue 8th Floor, New York, NY, 10022
       (voice) 212.935.7400, (fax) 212.753.3630, info@whesq.com
    _____________________________________________
     TOTAL NUMBER OF PLAINTIFF FIRMS:  5

    •  DOCUMENTS FOR THE FIRST IDENTIFIED COMPLAINT
    Class Action Complaint
    Type: Complaint Date on the document: 09/30/2004
    U.S. District Court Civil Docket
    Type: Docket Date on the document: 03/07/2005
    Plaintiffs’ Joint Stipulation And Order To Consolidate The Actions, Appoint Lead Plaintiff, And To Approve Lead Plaintiff’s Selection Of Co-Lead Counsel
    Type: Order Date on the document: 04/22/2005
    Joint Case Management Conference Statement And Proposed Scheduling Order
    Type: Other Date on the document: 06/08/2005
    Stipulation And [Proposed] Order Continuing Case Management Conference To Hearing On Defendants' Motion To Dismiss
    Type: Order Date on the document: 06/08/2005
    Stipulation And Order Continuing Case Management Conference To Hearing On Defendants' Motion To Dismiss
    Type: Order Date on the document: 06/10/2005
    REFERENCE COMPLAINT
    In Re: Infineon Technologies AG Securities Litigation
     COURT: N.D. California  DOCKET NUMBER: 04-CV-04156
     JUDGE NAME: 
     DATE FILED: 11/08/2010  SOURCE: Business Wires
     CLASS PERIOD START: 03/13/2000  CLASS PERIOD END: 07/19/2004
     TYPE OF COMPLAINT: Fourth Amended
     PLAINTIFF FIRMS NAMED IN COMPLAINT:
  • Lerach Coughlin Stoia Geller Rudman & Robbin (San Francisco)
      100 Pine Street, Suite 2600, San Francisco, CA, 94111
       (voice) 415.288.4545, (fax) 415.288.4534, info@lerachlaw.com
  • Lerach Coughlin Stoia Geller Rudman & Robbins LLP (San Diego)
      401 B Street, Suite 1700, San Diego, CA, 92101
       (voice) 206.749.5544, (fax) 206.749.9978, info@lerachlaw.com
  • Murray, Frank & Sailer LLP
      275 Madison Ave 34th Flr, New York, NY, 10016
       (voice) 212.682.1818, (fax) 212.682.1892, email@murrayfrank.com
    _____________________________________________
     TOTAL NUMBER OF PLAINTIFF FIRMS:  3

    •  DOCUMENTS FOR THE REFERENCE COMPLAINT
    Appendix To Consolidated Amended Complaint For Violations Of The Federal Securities Laws
    Type: Other Date on the document: 06/30/2005
    Consolidated Amended Complaint For Violations Of The Federal Securities Laws
    Type: Complaint Date on the document: 06/30/2005
    Summons In A Civil Case
    Type: Other Date on the document: 08/03/2005
    Certificate of Service
    Type: Other Date on the document: 08/12/2005
    Stipulation And [Proposed] Order Revising Schedule For Briefing And Hearing Defendants’ Motion To Dismiss Consolidated Amended Complaint
    Type: Order Date on the document: 08/12/2005
    U.S. District Court Civil Docket
    Type: Docket Date on the document: 08/12/2005
    Summons In A Civil Case
    Type: Other Date on the document: 10/05/2005
    Certificate of Service
    Type: Other Date on the document: 10/07/2005
    Declaration Of Mia Mazza In Support Of Stipulation Revising Schedule For Briefing And Hearing Defendants’ Motion To Dismiss Consolidated Amended Complaint
    Type: Declaration Date on the document: 10/07/2005
    [Proposed] Order Revising Schedule For Briefing And Hearing Defendants’ Motion To Dismiss Consolidated Amended Complaint
    Type: Order Date on the document: 10/07/2005
    Stipulation Revising Schedule For Briefing And Hearing Defendants’ Motion To Dismiss Consolidated Amended Complaint
    Type: Other Date on the document: 10/07/2005
    Appendix Of Unpublished Authorities Cited In Defendants' Motion To Dismiss The Consolidated Amended Complaint For Violations Of The Federal Securities Laws
    Type: Other Date on the document: 10/12/2005
    Certificate of Service
    Type: Other Date on the document: 10/12/2005
    Declaration Of Mark R.S. Foster In Support Of Motion To Dismiss The Consolidated Amended Complaint For Violations Of The Federal Securities Laws
    Type: Declaration Date on the document: 10/12/2005
    Defendants’ Request For Judicial Notice In Support Of Motion To Dismiss
    Type: Other Date on the document: 10/12/2005
    Notice Of Motion And Motion By Heinrich Florian And T. Rudd Corwin To Dismiss Consolidated Amended Complaint For Violations Of The Federal Securities Laws; Supporting Memorandum Of Points And Authorities
    Type: Motion Date on the document: 10/12/2005
    Notice Of Motion And Motion By Infineon Technologies AG, Infineon Technologies North America Corp., Ulrich Schumacher, And Peter J. Fischl To Dismiss Consolidated Amended Complaint; Supporting Memorandum Of Points & Authorities
    Type: Motion Date on the document: 10/12/2005
    Order Revising Schedule For Briefing And Hearing Defendants’ Motion To Dismiss Consolidated Amended Complaint
    Type: Order Date on the document: 10/12/2005
    [Proposed] Order Granting Defendants’ Motions To Dismiss The Consolidated Amended Complaint For Violations Of The Federal Securities Laws
    Type: Order Date on the document: 10/12/2005
    Order Continuing Case Management Conference
    Type: Order Date on the document: 11/21/2005
    Plaintiffs’ Opposition To Defendants’ Motions To Dismiss The Consolidated Complaint
    Type: Other Date on the document: 12/05/2005
    Stipulation And [Proposed] Order
    Type: Order Date on the document: 12/05/2005
    Order Revising Schedule For Briefing And Hearing Defendants’ Motion To Dismiss Consolidated Amended Complaint
    Type: Order Date on the document: 12/20/2005
    Stipulation And Order
    Type: Order Date on the document: 12/21/2005
    Appendix Of Unpublished Authorities Cited In Defendants’ Reply Briefs In Support Of Motions To Dismiss The Consolidated Amended Complaint For Violations Of The Federal Securities Laws
    Type: Other Date on the document: 01/09/2006
    Certificate Of Service
    Type: Other Date on the document: 01/09/2006
    Reply Brief Of Defendants Heinrich Florian And T. Rudd Corwin In Support Of Motion To Dismiss Consolidated Amended Complaint For Violations Of The Federal Securities Laws
    Type: Brief Date on the document: 01/09/2006
    Reply Brief Of Defendants Infineon Technologies Ag, Infineon Technologies North America Corp., Ulrich Schumacher, And Peter J. Fischl In Support Of Motion To Dismiss Consolidated Amended Complaint For Violations Of The Federal Securities Laws
    Type: Brief Date on the document: 01/09/2006
    Supplemental Declaration Of Mark R.S. Foster In Support Of Motion To Dismiss The Consolidated Amended Complaint For Violations Of The Federal Securities Laws
    Type: Declaration Date on the document: 01/09/2006
    Reply Brief Of Defendants Heinrich Florian And T. Rudd Corwin In Support Of Motion To Dismiss Consolidated Amended Complaint For Violations Of The Federal Securities Laws
    Type: Brief Date on the document: 01/11/2006
    Plaintiffs’ Notice Of Subsequent Authority
    Type: Notice Date on the document: 02/13/2006
    Plaintiffs’ Notice Of Subsequent Authority
    Type: Notice Date on the document: 02/14/2006
    Order Continuing Case Management Conference
    Type: Order Date on the document: 02/15/2006
    Certificate Of Service
    Type: Other Date on the document: 02/21/2006
    Defendants’ Request For Leave To File Statement Of Recent Decisions
    Type: Other Date on the document: 02/21/2006
    Defendants’ Statement Of Recent Decisions
    Type: Other Date on the document: 02/21/2006
    [Proposed] Order Granting Defendants’ Request For Leave To File Statement Of Recent Decisions
    Type: Order Date on the document: 02/21/2006
    Certificate Of Service
    Type: Other Date on the document: 03/09/2006
    Defendants’ Request For Leave To File Second Statement Of Recent Decision
    Type: Other Date on the document: 03/09/2006
    Defendants’ Second Statement Of Recent Decision
    Type: Other Date on the document: 03/09/2006
    [Proposed] Order Granting Defendants’ Request For Leave To File Second Statement Of Recent Decision
    Type: Order Date on the document: 03/09/2006
    Certificate Of Service
    Type: Other Date on the document: 04/04/2006
    Defendants’ Request For Leave To File Defendants’ Third Statement Of Recent Decision
    Type: Other Date on the document: 04/04/2006
    Defendants’ Third Statement Of Recent Decision
    Type: Other Date on the document: 04/04/2006
    [Proposed] Order Granting Defendants’ Request For Leave To File Defendants’ Third Statement Of Recent Decision
    Type: Order Date on the document: 04/04/2006
    Certificate Of Service
    Type: Other Date on the document: 04/13/2006
    Defendants’ Fourth Statement Of Recent Decisions
    Type: Other Date on the document: 04/13/2006
    Defendants’ Request For Leave To File Defendants’ Fourth Statement Of Recent Decisisions
    Type: Other Date on the document: 04/13/2006
    [Proposed] Order Granting Defendants’ Request For Leave To File Defendants’ Fourth Statement Of Recent Decisions
    Type: Order Date on the document: 04/13/2006
    Plaintiffs’ Notice Of Subsequent Authority
    Type: Notice Date on the document: 04/21/2006
    Joint Case Management Conference Statement
    Type: Other Date on the document: 05/09/2006
    Order Granting In Part And Denying In Part Motions To Dismiss; Order Rescheduling Case Management Conference
    Type: Order Date on the document: 05/16/2006
    Corrected Order Granting In Part And Denying In Part Motions To Dismiss
    Type: Order Date on the document: 05/22/2006
    Appendix Of Unpublished Authorities Cited In Motion For Leave To File For Partial Reconsideration Of May 22, 2006 Order And [Proposed] Motion For Partial Reconsideration Attached As Exhibit A Thereto
    Type: Other Date on the document: 06/12/2006
    Certificate of Service
    Type: Other Date on the document: 06/12/2006
    Notice Of Motion And Motion By Infineon Technologies AG, Infineon Technologies North America Corp., Ulrich Schumacher, And Peter J. Fischl For Leave To File Motion For Partial Reconsideration Of May 22, 2006 Order; Memorandum Of Points And Authorities
    Type: Motion Date on the document: 06/12/2006
    [Proposed] Order Granting Infineon Technologies AG, Infineon Technologies North America Corp., Ulrich Schumacher, And Peter J. Fischl Leave To File Motion For Partial Reconsideration Of May 22, 2006 Order
    Type: Order Date on the document: 06/12/2006
    Certificate of Service
    Type: Other Date on the document: 06/16/2006
    Defendants’ [Proposed] Scheduling Order
    Type: Order Date on the document: 06/16/2006
    Joint Case Management Statement
    Type: Other Date on the document: 06/16/2006
    Plaintiffs’ [Proposed] Case Management Order
    Type: Order Date on the document: 06/16/2006
    Plaintiffs’ Opposition To Defendants’ Motion For Leave To File Motion For Partial Reconsideration Of May 22, 2006 Order
    Type: Other Date on the document: 06/20/2006
    Certificate of Service
    Type: Other Date on the document: 06/21/2006
    Notice Of Motion And Motion By Infineon Technologies AG, Infineon Technologies North America Corp., Ulrich Schumacher, And Peter J. Fischl For Partial Reconsideration Of May 22, 2006 Order; Memorandum Of Points And Authorities
    Type: Motion Date on the document: 06/21/2006
    Order Granting Motion For Leave To File Motion For Reconsideration
    Type: Order Date on the document: 06/21/2006
    Order Rescheduling Case Management Conference
    Type: Order Date on the document: 06/21/2006
    Certificate of Service
    Type: Other Date on the document: 06/27/2006
    Order Granting Application For Admission Of Attorney Pro Hac Vice
    Type: Order Date on the document: 06/27/2006
    Stipulation And [Proposed] Order Revising Schedule For Briefing And Hearing On Defendants’ Motion For Partial Reconsideration
    Type: Order Date on the document: 06/27/2006
    Stipulation And Order Revising Schedule For Briefing And Hearing On Defendants’ Motion For Partial Reconsideration
    Type: Order Date on the document: 06/28/2006
    Plaintiffs' Opposition To Defendants' Motion For Partial Reconsideration Of May 22, 2006 Order
    Type: Other Date on the document: 07/14/2006
    Appendix Of Unpublished Authorities Cited In Reply Brief In Support Of Motion For Partial Reconsideration Of May 22, 2006 Order
    Type: Other Date on the document: 07/28/2006
    Certificate Of Service
    Type: Other Date on the document: 7/28/2006
    Reply Brief Of Defendants Infineon Technologies Ag, Infineon Technologies North America Corp., Ulrich Schumacher, And Peter J. Fischl In Support Of Motion For Partial Reconsideration Of May 22, 2006 Order
    Type: Brief Date on the document: 07/28/2006
    Certificate Of Service
    Type: Other Date on the document: 09/09/2006
    Defendants’ Statement Of Recent Decision Relevant To Their Motion For Partial Reconsideration Of May 22, 2006 Order
    Type: Other Date on the document: 09/09/2006
    Civil Minutes
    Type: Other Date on the document: 09/11/2006
    Order Granting Defendants’ Motion For Reconsideration Of The Court’s May 22, 2006 Order
    Type: Order Date on the document: 09/11/2006
    Appendix To Second Amended Complaint For Violations Of The Federal Securities Laws
    Type: Other Date on the document: 10/11/2006
    Second Amended Complaint For Violations Of The Federal Securities Laws
    Type: Complaint Date on the document: 10/11/2006
    Certificate Of Service
    Type: Other Date on the document: 10/23/2006
    Stipulation And [Proposed] Order Setting Schedule For Briefing And Hearing On Defendants’ Motions To Dismiss The Second Amended Complaint For Violations Of The Federal Securities Laws
    Type: Order Date on the document: 10/23/2006
    Stipulation And Order Setting Schedule For Briefing And Hearing On Defendants’ Motions To Dismiss The Second Amended Complaint For Violations Of The Federal Securities Laws
    Type: Order Date on the document: 10/25/2006
    Appendix Of Unreported Cases Cited In Defendants' Motions To Dismiss The Second Amended Complaint For Violations Of The Federal Securities Laws
    Type: Memorandum Date on the document: 11/17/2006
    Certificate of Service
    Type: Other Date on the document: 11/17/2006
    Declaration Of Mark Foster In Support Of Motion To Dismiss The Second Amended Complaint For Violations Of The Federal Securities Laws
    Type: Declaration Date on the document: 11/17/2006
    Defendants’ Request For Judicial Notice Filed In Support Of Their Motion To Dismiss The Second Amended Complaint For Violations Of The Federal Securities Laws
    Type: Other Date on the document: 11/17/2006
    Notice Of Motion And Motion By Heinrich Florian And T. Rudd Corwin To Dismiss The Second Amended Complaint For Violations Of The Federal Securities Laws; Supporting Memorandum Of Points And Authorities
    Type: Motion Date on the document: 11/17/2006
    Notice Of Motion And Motion By Infineon Technologies Ag, Infineon Technologies North America Corp., Ulrich Schumacher, And Peter J. Fischl To Dismiss The Second Amended Complaint For Violations Of The Federal Securities Laws; Supporting Memorandum Of Points And Authorities
    Type: Motion Date on the document: 11/17/2006
    [Proposed] Order Granting Defendants’ Motions To Dismiss The Second Amended Complaint For Violations Of The Federal Securities Laws
    Type: Order Date on the document: 11/17/2006
    Declaration Of John K. Grant In Support Of Plaintiffs’ Opposition To Motion To Dismiss Second Amended Complaint Filed By Infineon Technologies AG, Infineon Technologies North America Corp., Ulrich Schumacher, And Peter J. Fischl
    Type: Declaration Date on the document: 12/29/2006
    Plaintiffs’ Opposition To Motion To Dismiss Second Amended Complaint Filed By Heinrich Florian And T. Rudd Corwin
    Type: Other Date on the document: 12/29/2006
    Plaintiffs’ Opposition To Motion To Dismiss Second Amended Complaint Filed By Infineon Technologies AG, Infineon Technologies North America Corp., Ulrich Schumacher, And Peter J. Fischl
    Type: Other Date on the document: 12/29/2006
    Appendix Of Unreported Cases Cited In Defendants' Reply Briefs In Support Of Their Motions To Dismiss The Second Amended Complaint
    Type: Other Date on the document: 01/22/2007
    Certificate Of Service
    Type: Other Date on the document: 01/22/2007
    Reply Brief Of Defendants Heinrich Florian And T. Rudd Corwin In Support Of Their Motion To Dismiss The Second Amended Complaint
    Type: Brief Date on the document: 01/22/2007
    Reply Brief Of Infineon Technologies AG, Infineon Technologies North America Corp., Ulrich Schumacher, And Peter J. Fischl In Support Of Their Motion To Dismiss The Second Amended Complaint
    Type: Brief Date on the document: 01/22/2007
    Order Continuing Hearing On Defendant's Motion To Dismiss
    Type: Order Date on the document: 02/06/2007
    Statement Of Recent Decision In Support Of Plaintiffs’ Oppositions To Defendants’ Motions To Dismiss
    Type: Other Date on the document: 03/08/2007
    Clerk's Notice
    Type: Notice Date on the document: 03/13/2007
    Appendix To Motion For Leave To File Third Amended Complaint For Violation Of The Federal Securities Laws
    Type: Other Date on the document: 03/26/2007
    Appendix To Third Amended Complaint For Violations Of The Federal Securities Laws
    Type: Other Date on the document: 03/26/2007
    Notice Of Motion And Motion For Leave To File Third Amended Complaint For Violation Of The Federal Securities Laws
    Type: Motion Date on the document: 03/26/2007
    [Proposed] Order Granting Plaintiffs’ Motion For Leave To File Third Amended Complaint
    Type: Order Date on the document: 03/26/2007
    [Proposed] Third Amended Complaint For Violations Of The Federal Securities Laws
    Type: Complaint Date on the document: 03/26/2007
    Stipulation And [Proposed] Order Regarding Motions To Dismiss The Second Amended Complaint, The Filing Of A Third Amended Complaint, And Vacating Hearing Dates
    Type: Order Date on the document: 03/30/2007
    Stipulation And Order Regarding Motions To Dismiss The Second Amended Complaint, The Filing Of A Third Amended Complaint, And Vacating Hearing Dates
    Type: Order Date on the document: 04/02/2007
    Stipulation And [Proposed] Order Regarding (1) The Filing Of Plaintiffs’ Third Amended Complaint And (2) A Briefing And Hearing Schedule For Defendants’ Motions To Dismiss The Third Amended Complaint
    Type: Order Date on the document: 05/02/2007
    Stipulation And Order Regarding (1) The Filing Of Plaintiffs’ Third Amended Complaint And (2) A Briefing And Hearing Schedule For Defendants’ Motions To Dismiss The Third Amended Complaint
    Type: Order Date on the document: 05/04/2007
    Stipulation And [Proposed] Order On Schedule For Filing Amended Complaint And Defendants' Motions To Dismiss
    Type: Order Date on the document: 07/16/2007
    Appendix to Third Amended Complaint For Violations Of The Federal Securities Laws
    Type: Other Date on the document: 07/17/2007
    Stipulation And Order On Schedule For Filing Amended Complaint And Defendants' Motions To Dismiss
    Type: Order Date on the document: 07/17/2007
    Third Amended Complaint For Violations Of The Federal Securities Laws
    Type: Complaint Date on the document: 07/17/2007
    Appendix Of Unreported Cases Cited In Support Of Defendants' Motions To Dismiss The Third Amended Complaint And Request For Judicial Notice
    Type: Other Date on the document: 08/27/2007
    Certificate of Service
    Type: Other Date on the document: 08/27/2007
    Declaration Of Mark Foster In Support Of Motion To Dismiss Plaintiffs' Third Amended Complaint Filed By Infineon Technologies AG, Infineon Technologies North America Corp., Ulrich Schumacher, And Peter J. Fischl
    Type: Declaration Date on the document: 08/27/2007
    Defendants' Request For Judicial Notice Filed In Support Of Their Motion To Dismiss The Third Amended Complaint
    Type: Other Date on the document: 08/27/2007
    Notice Of Motion And Motion By Heinrich Florian And T. Rudd Corwin To Dismiss The Third Amended Complaint; Notice Of Joinder And Joinder; And Supporting Memorandum Of Points And Authorities
    Type: Motion Date on the document: 08/27/2007
    Notice Of Motion And Motion To Dismiss Plaintiffs' Third Amended Complaint Filed By Infineon Technologies AG, Infineon Technologies North America Corp., Ulrich Schumacher, And Peter J. Fischl; Supporting Memorandum Of Points And Authorities
    Type: Motion Date on the document: 08/27/2007
    [Proposed] Order Granting Defendants' Motions To Dismiss The Third Amended Complaint
    Type: Order Date on the document: 08/27/2007
    Supplemental Declaration Of Joni Ostler In Support Of Defendants' Motion To Dismiss Amended Consolidated Class Action Complaint
    Type: Declaration Date on the document: 08/27/2007
    Notice of Firm Name Change
    Type: Notice Date on the document: 09/12/2007
    Notice Of Change Of Firm Name And Address
    Type: Notice Date on the document: 10/01/2007
    Declaration Of John K. Grant In Support Of Plaintiffs' Opposition To Motion To Dismiss The Third Amended Complaint Filed By Infineon Technologies AG, Infineon Technologies North America Corp., Ulrich Schumacher, And Peter J. Fischl
    Type: Declaration Date on the document: 10/2/2007
    Plaintiffs’ Opposition To Motion To Dismiss The Third Amended Complaint Filed By Heinrich Florian And T. Rudd Corwin
    Type: Other Date on the document: 10/02/2007
    Plaintiffs’ Opposition To Motion To Dismiss The Third Amended Complaint Filed By Infineon Technologies AG, Infineon Technologies North America Corp., Ulrich Schumacher, And Peter J. Fischl
    Type: Other Date on the document: 10/02/2007
    Appendix Of Unreported Cases Cited In Support Of Reply To Defendants' Motions To Dismiss The Third Amended Complaint And Request For Judicial Notice
    Type: Other Date on the document: 10/24/2007
    Certificate of Service
    Type: Other Date on the document: 10/24/2007
    Defendants' Supplemental Request For Judicial Notice Filed In Support Of Their Motion To Dismiss The Third Amended Complaint
    Type: Other Date on the document: 10/24/2007
    Reply Brief Of Defendants Heinrich Florian And T. Rudd Corwin In Support Of Their Motion To Dismiss The Third Amended Complaint
    Type: Brief Date on the document: 10/24/2007
    Reply Brief Of Infineon Technologies AG, Infineon Technologies North America Corp., Ulrich Schumacher, And Peter J. Fischl In Support Of Their Motion To Dismiss The Third Amended Complaint
    Type: Brief Date on the document: 10/24/2007
    Supplemental Declaration Of Mark R.S. Foster In Support Of The Motion To Dismiss Plaintiffs' Third Amended Complaint Filed By Infineon Technologies AG, Infineon Technologies North America Corp., Ulrich Schumacher, And Peter J. Fischl
    Type: Declaration Date on the document: 10/24/2007
    Civil Minutes
    Type: Other Date on the document: 11/19/2007
    Plaintiff's Motion For Administrative Relief For Leave To Submit Authority Responsive To Court Inquiry
    Type: Motion Date on the document: 11/21/2007
    [Proposed] Order On Plaintiffs' Motion For Administrative Relief For Leave To Submit Authority Responsive To Court Inquiry
    Type: Order Date on the document: 11/21/2007
    Certificate of Service
    Type: Other Date on the document: 11/27/2007
    Defendants' Opposition To Plaintiffs ' Motion For Administrative Relief For Leave To Submit Authority And Argument
    Type: Other Date on the document: 11/27/2007
    Certificate of Service
    Type: Other Date on the document: 01/15/2008
    Defendants' Request For Leave To File Statement Of Recent Supreme Court Decision
    Type: Other Date on the document: 01/15/2008
    Defendants' Statement Of Recent Supreme Court Decision
    Type: Other Date on the document: 01/15/2008
    [Proposed] Order Granting Defendants' Request For Leave To File Statement Of Recent Supreme Court Decision
    Type: Order Date on the document: 01/15/2008
    Plaintiffs' Limited Objection To Defendants' Request For Leave To File Statement Of Recent Supreme Court Decision
    Type: Other Date on the document: 01/17/2008
    Plaintiffs' Request For Leave To File Statement Of Recent Decision
    Type: Other Date on the document: 01/18/2008
    Plaintiffs' Statement Of Recent Decision
    Type: Other Date on the document: 01/18/2008
    [Proposed] Order Granting Plaintiffs' Request For Leave To File Statement Of Recent Decision
    Type: Order Date on the document: 01/18/2008
    U.S. District Court Civil Docket
    Type: Docket Date on the document: 01/18/2008
    Certificate Of Service
    Type: Other Date on the document: 01/22/2008
    Defendants' Request For Leave To File Statement Of Recent Supreme Court Orders
    Type: Other Date on the document: 01/22/2008
    Defendants' Statement Of Recent Supreme Court Orders
    Type: Other Date on the document: 01/22/2008
    [Proposed] Order Granting Defendants' Request For Leave To File Statement Of Recent Supreme Court Orders
    Type: Order Date on the document: 01/22/2008
    Order Granting In Part And Denying In Part Defendants' Motions To Dismiss
    Type: Order Date on the document: 01/25/2008
    Plaintiffs' Limited Objection To Defendants' January 22, 2008 Request For Leave To File Statement Of Recent Supreme Court Orders
    Type: Other Date on the document: 01/25/2008
    Plaintiffs' Notice Of Motion And Motion For Leave To File Motion For Partial Reconsideration Of January 25, 2008 Order
    Type: Motion Date on the document: 02/08/2008
    [Proposed] Order Granting Plaintiffs' Request For Leave To File Motion For Partial Reconsideration Of January 25, 2008 Order
    Type: Order Date on the document: 02/08/2008
    Certificate of Service
    Type: Other Date on the document: 02/11/2008
    Defendants' Opposition To Plaintiffs' Motion For Leave To File Motion For Partial Reconsideration Of January 25, 2008 Order
    Type: Other Date on the document: 02/11/2008
    Order Denying Leave To File Additional Authorities; Denying Plaintiffs' Motion For Leave To File Motion For Reconsideration
    Type: Order Date on the document: 02/14/2008
    Joint Case Management Statement And [Proposed] Order
    Type: Order Date on the document: 02/15/2008
    Scheduling Order
    Type: Order Date on the document: 02/26/2008
    ADR Certification By Parties And Counsel
    Type: Other Date on the document: 03/11/2008
    Stipulation And [Proposed] Order Selecting ADR Process
    Type: Order Date on the document: 03/11/2008
    Stipulation And Order Selecting ADR Pjcess
    Type: Order Date on the document: 03/13/2008
    Certificate of Service
    Type: Other Date on the document: 03/24/2008
    Declaration Of Mark R.S. Foster In Support Of Defendants' Motion For Summary Judgment Based On The Statute Of Limitations
    Type: Declaration Date on the document: 03/24/2008
    Defendants' Notice Of Motion And Motion For Summary Judgment Based On The Statute Of Limitations; Supporting Memorandum Of Points And Authorities
    Type: Motion Date on the document: 03/24/2008
    Defendants' Request For Judicial Notice Filed In Support Of Their Motion For Summary Judgment Based On The Statute Of Limitations
    Type: Other Date on the document: 03/24/2008
    [Proposed] Order Granting Defendants' Motion For Summary Judgment Based On The Statute Of Limitations
    Type: Order Date on the document: 03/24/2008
    Order Administratively Closing Cases
    Type: Order Date on the document: 03/31/2008
    Order Granting Application For Admission Of Attorney Pro Hac Vice
    Type: Order Date on the document: 04/10/2008
    Declaration Of John K. Grant In Support Of Plaintiffs' Opposition To Defendants' Motion For Summary Judgment Based On The Statute Of Limitations
    Type: Declaration Date on the document: 04/16/2008
    Plaintiffs' Opposition To Defendants' Motion For Summary Judgment Based On The Statute Of Limitations
    Type: Other Date on the document: 04/16/2008
    Plaintiffs' Request For Judicial Notice Filed In Support Of Their Opposition To Defendants' Motion For Summary Judgment Based On The Statute Of Limitations
    Type: Other Date on the document: 04/16/2008
    Defendants' Reply Brief In Support Of Their Motion For Summary Judgment Based On The Statute Of Limitations
    Type: Brief Date on the document: 05/14/2008
    Certificate of Service
    Type: Other Date on the document: 05/15/2008
    Defendants’ Answer To Third Amended Complaint For Violations Of The Federal Securities Laws
    Type: Other Date on the document: 05/15/2008
    Order Denying Defendants' Motion for Summary Judgment
    Type: Order Date on the document: 08/13/2008
    Defendants' Notice Of Motion And Motion For Judgment On The Pleadings As To Reinhard Schroeder And All Other "Foreign Purchasers" Or, In The Alternative, To Dismiss For Lack Of Subject Matter Jurisdiction; Supporting Memorandum Of Points And Authorities
    Type: Motion Date on the document: 08/25/2008
    Notice of Confirmation of Withdrawal of Lead Plaintiffs Karen Gurvey and Mark Gurvey
    Type: Notice Date on the document: 09/05/2008
    Defendants' Opposition To Plaintiffs' Motion For Class Certification
    Type: Other Date on the document: 11/14/2008
    Reply In Support Of Defendants' Motion For Judgment On The Pleadings As To Reinhard Schroeder And All Other "Foreign Purchasers" Or, In The Alternative, To Dismiss For Lack Of Subject Matter Jurisdiction
    Type: Other Date on the document: 12/05/2008
    Stipulation And Order Setting Hearing For Plaintiffs’ Motion For Class Certification And Defendants’ Motion For Judgment On The Pleadings Or In The Alternative To Dismiss For Lack Of Subject Matter Jurisdiction
    Type: Other Date on the document: 12/11/2008
    Order Denying Defendants' Motion for Partial Summary Judgment; Granting Plaintiffs' Motion for Joinder; Granting Plaintiffs' Motion for Class Certification
    Type: Order Date on the document: 03/06/2009
    Notice of Entry of Ninth Circuit Order Granting Defendants' Rule 23(f) Petition for Permission to Appeal This Court's March 6, 2009 Class Certification Order
    Type: Notice Date on the document: 05/05/2009
    Order Staying Case
    Type: Order Date on the document: 05/13/2009
    Further Joint Case Management Conference Statement
    Type: Other Date on the document: 10/22/2010
    Appendix To The Fourth Amended Complaint For Violations Of The Federal Securities Laws
    Type: Other Date on the document: 11/08/2010
    Fourth Amended Complaint For Violations Of The Federal Securities Laws
    Type: Complaint Date on the document: 11/08/2010
    Declaration Of John K. Grant In Support Of Plaintiffs' Opposition To Defendants' Motion To Dismiss Fourth Amended Complaint
    Type: Declaration Date on the document: 01/24/2011
    Plaintiffs' Opposition To Defendants' Motion To Dismiss Fourth Amended Complaint
    Type: Other Date on the document: 01/24/2011
    Plaintiffs' Opposition To Defendants' Motion To Strike Portions Of Plaintiffs' Fourth Amended Complaint
    Type: Other Date on the document: 02/14/2011
    Order Granting In Part And Denying In Part Defendants’ Motion To Dismiss With Leave To Amend; Granting In Part And Denying In Part Defendants’ Motion To Strike
    Type: Order Date on the document: 03/17/2011
    Stipulation Of Settlement
    Type: Other Date on the document: 06/20/2011
    [Proposed] Order Awarding Colead Counsel Attorneys’ Fees And Expenses
    Type: Order Date on the document: 10/17/2011
    Supplemental Memorandum In Support Of Final Approval Of Class Action Settlement And The Plan Of Allocation Of Settlement Proceeds; And Award Of Attorneys’ Fee And Expenses
    Type: Memorandum Date on the document: 10/17/2011
    Declaration Of Joy Ann Bull Providing Further Information Regarding Opt-Out
    Type: Declaration Date on the document: 10/25/2011
    Final Judgment And Order Of Dismissal With Prejudice
    Type: Other Date on the document: 11/01/2011
    Order Approving Plan Of Allocation Of Settlement Proceeds
    Type: Other Date on the document: 11/02/2011
    Order Awarding Co-Lead Counsel Attorneys’ Fees And Expenses
    Type: Other Date on the document: 11/02/2011
    U.S. District Court Civil Docket
    Type: Docket Date on the document: 11/02/2011

     OTHER DOCUMENTS
    Class Action Complaint
    Case Name and/or Number: 04-CV-4189; Hadfield
    Type: Complaint Date on the document: 10/04/2004
    Notice of Change of Firm Name
    Case Name and/or Number: 04-CV-4189; Hadfield
    Type: Notice Date on the document: 10/29/2004
    U.S. District Court Civil Docket
    Case Name and/or Number: Thomas Hadfield, et al. v. Infineon Technologies AG, et al.
    Type: Docket Date on the document: 03/07/2005
    Civil Minutes
    Case Name and/or Number: In Re: Infineon Technologies AG Securities Litigation
    Type: Other Date on the document: 02/25/2008
    Appellants’ Reply Brief
    Case Name and/or Number: In Re: Infineon Technologies AG Securities Litigation
    Type: Brief Date on the document: 12/16/2009
    Mandate
    Case Name and/or Number: James Dolan, et al. v. Infineon Technologies AG, et al.
    Type: Other Date on the document: 09/14/2010
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