ÿþ<HTML><HEAD><TITLE>Dynegy, Inc. - Securities Class Action</TITLE> <META NAME='DESCRIPTION' CONTENT='<b>Summary:</b> According to a press release dated July 13, 2005, on July 7, 2005, the U.S. District Court for the Southern District of Texas approved a deal reached in April requiring Dynegy to pay $468 million to settle a securities fraud class action suit surrounding the company's so-called "Project Alpha" transactions. In a press release dated April 15, 2005, the University of California, lead plaintiff in a securities fraud class-action suit against Dynegy, said Friday it reached a $468 million settlement with the power generator and some of its former executives. The University claimed Dynegy (DYN) violated securities law by misleading investors in the way it accounted for Project Alpha, a $300 million financing scheme based on a series of natural gas trades that overstated the power generator's cash flow for most of 2001. As part of the settlement, Dynegy agreed to appoint two plaintiff-nominated directors to help monitor corporate governance reforms put in place at the company. Dynegy said its director and officer insurance policies would cover $150 million of the settlement and another $68 million would come from a stock issue. Dynegy will also make cash payments of $250 million in two series: $175 million in the second quarter and another $75 million following federal court approval. Additionally, Dynegy agreed to pay $5 million in attorneys' fees and expenses related to derivative litigation. The complaint charges Dynegy and certain of its officers and directors with violations of the Securities Exchange Act of 1934. The complaint alleges that Dynegy and its top officers inflated the price of the Company's stock in order to pursue an accelerated securities sale program. Defendants knew that concealing Dynegy's true vehicle, Project Alpha, for creating cash flow from operations and the true impact it would have on the Company provided the only way that they could foster the perception in the business community that Dynegy was not "Enron Corp.," i.e., the only way Dynegy could post the revenue and earnings per share growth claimed by defendants. Prior to the Class Period, the Individual Defendants realized that many of their complicated deals to generate reported net income did not generate cash flows. The defendants knew that investors would eventually discover this discrepancy and the Company's stock price would collapse. To prevent this, Dynegy classified what was essentially a loan from CitiGroup Inc. as an operating activity rather than as a financing activity as required by Generally Accepted Accounting Principles. The defendants' wrongful course of business (i) artificially inflated the price of Dynegy's stock during the Class Period; (ii) deceived the investing public, including plaintiff and other Class members, into acquiring Dynegy's securities at artificially inflated prices; (iii) allowed the Individual Defendants to extract millions of dollars in bonuses for creating the appearance of the Company's phenomenal cash flow from operations growth; and (iv) allowed Dynegy to sell nearly half a billion dollars of its own securities to the unsuspecting public.'> <META NAME='KEYWORDS' CONTENT='Dynegy, Inc. - Securities Class Action, Class Action, Securities'></HEAD> <BODY background='/img/bg.gif' VLINK=#660000 ALINK=#DDDDDD LINK=#330066> <TABLE WIDTH=765> <TR><TD WIDTH=151><IMG SRC='/img/frond2.gif'></TD> <TD ALIGN='left'> <table width='600' border='0' cellspacing='0' cellpadding='0'> <tr> <td height='75'><img src='/img/scac_banner_600.jpg' width='600' height='85' usemap='#MapMapMap' border='0'><map name='MapMapMap'><area shape='rect' coords='338,56,591,77' href='http://www.cornerstone.com'><area shape='rect' coords='7,4,232,36' href='http://www.law.stanford.edu/'></map></td> </tr> <tr bgcolor='#330066'> <td height='35'> <table width='600' border='0' cellspacing='6' cellpadding='0' bgcolor='#330066' height='20'> <tr bgcolor='#330066'> <td height='20' width='297'><font face='Garmond,Helvetica,Times' size=4 color=#330066><b><font color='#FFFFFF'>Company and Case Information</font></b></font></td> <td height='20' width='285'> <div align='right'><b><font face='Garmond, Helvetica, Times' size='1' color='#660000'><font color='#FFFFFF'><font face='Garmond,Helvetica,Times'> </font></font><a href='##' onClick='window.open ('/warning/disclaimer.htm', 'avance', 'toolbar=no,location=no,directories=no,status=no,menubar=no,scrollbars=no, resizable=no,valign=middle,align=center,width=480,h eight=465');'><font color='#FFFFFF'>IMPORTANT INFORMATION</font></a><font color='#FFFFFF'> | <a href='/search.shtml'><font color='#FFFFFF'></font></a></font><a href='/companies.html'><font color='#FFFFFF'>INDEX OF FILINGS</font></a><font color='#FFFFFF'> | <a href='/search.shtml'><font color='#FFFFFF'>SEARCH</font></a></font><font color='#FFFFFF'><a href='/search.shtml'></a></font><font color='#FFFFFF'><a href='/search.shtml'></a></font></font></b></div> </td> </tr> </table> </td> </tr> </table> </TD></TR> <TR><TD VALIGN='top'> <table width='136' border='0' cellspacing='7' cellpadding='0' height='558'> <tr valign='top' bgcolor='#330066'> <td height='770'> <p><font size='2' color='#000000'><font size='3' color='#FFFFFF'><a href='/index.html'><font face='Garmond,Helvetica,Times' color='#FFFFFF'>Home<br> <br> </font></a><a href='/companies.html'><font face='Garmond,Helvetica,Times' color='#FFFFFF'>Index of Filings</font></a><a href='/decisions.html'><font face='Garmond,Helvetica,Times'> </font></a><br> </font></font><br> <font size='3' color='#000000'><font color='#FFFFFF'><font size='3'><a href='/news.html'><font face='Garmond, Helvetica, Times' color='#FFFFFF'>News and Press Releases</font></a></font><br> </font></font><font size='3' color='#000000'><font color='#FFFFFF'><br> <a href='/filing.html'><font face='Garmond,Helvetica,Times' color='#FFFFFF'>Filings</font></a></font></font></p> <p><font size='3' color='#000000'><font color='#FFFFFF'><a href='/decisions.html'><font face='Garmond,Helvetica,Times' color='#FFFFFF'>Decisions</font></a></font></font></p> <p><font size='3' color='#000000'><font color='#FFFFFF'><a href='/research.html'><font face='Garmond,Helvetica,Times' color='#FFFFFF'></font></a></font><font size='3' color='#000000'><font color='#FFFFFF'><a href='/settle.html'><font face='Garmond,Helvetica,Times' color='#FFFFFF'>Settlements<br> </font></a></font></font></font></p> <p><font size='3' color='#000000'><font color='#FFFFFF'> </font></font><font size='3' color='#000000'><font color='#FFFFFF'><a href='/litigation_activity.html'><font face='Garmond,Helvetica,Times' color='#FFFFFF'>Litigation Activity Indices</font></a><br> </font></font></p> <p><font size='3' color='#000000'><font size='3' color='#000000'><font color='#FFFFFF'><a href='/top_ten_list.html'><font face='Garmond,Helvetica,Times' color='#FFFFFF'>Top Ten List</font></a></font></font></font></p> <p><font size='3' color='#000000'><font color='#FFFFFF'><a href='/annual_quarterly_updates.html'><font face='Garmond,Helvetica,Times' color='#FFFFFF'>Annual/Quarterly Updates</font></a> </font></font><font size='3'><br> <br> <font color='#000000'><font color='#FFFFFF'><a href='/clearinghouse_research.html'><font face='Garmond,Helvetica,Times' color='#FFFFFF'>Clearinghouse Research</font></a> </font></font><br> <a href='/news.html'><font face='Garmond, Helvetica, Times' color='#FFFFFF'><br> </font></a></font><font size='3' color='#000000'><font color='#FFFFFF'><a href='/research.html'><font face='Garmond,Helvetica,Times' color='#FFFFFF'>Articles & Papers</font><br> </a><a href='/lr.html'> <font face='Garmond,Helvetica,Times' color='#FFFFFF'> <br> </font></a><a href='/search.shtml'><font face='Garmond,Helvetica,Times' color='#FFFFFF'>Search</font></a> <br> <a href='/sites.html'><font face='Garmond,Helvetica,Times' color='#FFFFFF'><br> Related Sites</font></a><a href='/sponsor.html'><font face='Garmond,Helvetica,Times'><br> </font></a></font></font></p> <p><font size='3' color='#000000'><font color='#FFFFFF'><a href='/email.html'><font size='3' color='#000000'><font color='#FFFFFF'></font></font></a><font size='3' color='#000000'><font color='#FFFFFF'><a href='/lr.html'><font size='3' color='#000000'><font color='#FFFFFF'></font></font></a><font size='3' color='#000000'><font color='#FFFFFF'><a href='/email.html'><font size='3' color='#000000'><font color='#FFFFFF'></font></font></a><font size='3' color='#000000'><font color='#FFFFFF'><a href='/info.html'><font face='Garmond,Helvetica,Times' color='#FFFFFF'>About Us<br> </font></a><a href='/search.shtml'><font face='Garmond,Helvetica,Times' color='#FFFFFF'></font></a></font></font><font face='Garmond,Helvetica,Times' color='#FFFFFF'></font></font></font><br> <a href='/lr.html'><font face='Garmond,Helvetica,Times' color='#FFFFFF'>Local Rules</font></a><br> <a href='/info.html'><font face='Garmond,Helvetica,Times' color='#FFFFFF'><br> </font></a></font></font><a href='/sponsor.html'><font face='Garmond,Helvetica,Times' color='#FFFFFF'>Sponsors</font></a></font><a href='/sponsor.html'><font face='Garmond,Helvetica,Times'><br> </font></a></font><br> <font size='3' color='#000000'><font color='#FFFFFF'><a href='/email.html'><font face='Garmond,Helvetica,Times' color='#FFFFFF'>Register</font></a></font></font></p> <p><font color='#000000'><img src='/img/nullbar.gif' width='120' height='8'></font><br> <font face='Garmond,Helvetica,Times' size='1' color='#FFFFFF'><b>_______________<br> </b></font><font face='Garmond,Helvetica,Times' size='1' color='#FFFFFF'><b>Copyright (c) 2001<br> Stanford Law School </b></font> </p> </td> </tr> </table> </TD><TD valign='top'><br><font FACE=Garmond,Helvetica,Times size=4 color=#330066><B> Dynegy, Inc.</B><font size=2> <form method='get' action='http://find.stanford.edu/search'> <input type='text' name='q' size='40' maxlength='255' value=''/> <font face='Garmond,Helvetica,Times' size=2 color=#330066><b><font size=1> <input type='submit' name='btnG' value='SEARCH CASE COURT FILINGS'/> </font></b></font> <input type='hidden' name='site' value='stanford'/> <input type='hidden' name='client' value='stanford'/> <input type='hidden' name='proxystylesheet' value='http://google.stanford.edu/stylesheet.xslt'/> <input type='hidden' name='output' value='xml_no_dtd'/> <input type='hidden' name='as_dt' value='i'/> <input type='hidden' name='as_sitesearch' value='http://securities.stanford.edu/1024/DYN02-01'> </form> </font></font> <font FACE=Garmond,Helvetica,Times size=2 color=#330066> <b>Summary:</b>&nbsp;According to a press release dated July 13, 2005, on July 7, 2005, the U.S. District Court for the Southern District of Texas approved a deal reached in April requiring Dynegy to pay $468 million to settle a securities fraud class action suit surrounding the company's so-called "Project Alpha" transactions. <br><br> In a press release dated April 15, 2005, the University of California, lead plaintiff in a securities fraud class-action suit against Dynegy, said Friday it reached a $468 million settlement with the power generator and some of its former executives. The University claimed Dynegy (DYN) violated securities law by misleading investors in the way it accounted for Project Alpha, a $300 million financing scheme based on a series of natural gas trades that overstated the power generator's cash flow for most of 2001. <br><br> As part of the settlement, Dynegy agreed to appoint two plaintiff-nominated directors to help monitor corporate governance reforms put in place at the company. Dynegy said its director and officer insurance policies would cover $150 million of the settlement and another $68 million would come from a stock issue. Dynegy will also make cash payments of $250 million in two series: $175 million in the second quarter and another $75 million following federal court approval. Additionally, Dynegy agreed to pay $5 million in attorneys' fees and expenses related to derivative litigation. <br><br> The complaint charges Dynegy and certain of its officers and directors with violations of the Securities Exchange Act of 1934. The complaint alleges that Dynegy and its top officers inflated the price of the Company's stock in order to pursue an accelerated securities sale program. Defendants knew that concealing Dynegy's true vehicle, Project Alpha, for creating cash flow from operations and the true impact it would have on the Company provided the only way that they could foster the perception in the business community that Dynegy was not "Enron Corp.," i.e., the only way Dynegy could post the revenue and earnings per share growth claimed by defendants. Prior to the Class Period, the Individual Defendants realized that many of their complicated deals to generate reported net income did not generate cash flows. The defendants knew that investors would eventually discover this discrepancy and the Company's stock price would collapse. To prevent this, Dynegy classified what was essentially a loan from CitiGroup Inc. as an operating activity rather than as a financing activity as required by Generally Accepted Accounting Principles. The defendants' wrongful course of business (i) artificially inflated the price of Dynegy's stock during the Class Period; (ii) deceived the investing public, including plaintiff and other Class members, into acquiring Dynegy's securities at artificially inflated prices; (iii) allowed the Individual Defendants to extract millions of dollars in bonuses for creating the appearance of the Company's phenomenal cash flow from operations growth; and (iv) allowed Dynegy to sell nearly half a billion dollars of its own securities to the unsuspecting public.<br> <HR WIDTH=50% ALIGN=left> INDUSTRY CLASSIFICATION:<br> <b>SIC Code:</b> 1311<br> <b>Sector:</b> Energy<br> <b>Industry:</b> Oil & Gas Operations<br> </font><p></P><HR> <TABLE width='100%'> <TR> <TD ALIGN='left' width='30%'><font FACE=Garmond,Helvetica,Times size=1 color=#330066><B> COMPANY/ISSUER NAME:</B></font></TD> <TD ALIGN='left'><font FACE=Garmond,Helvetica,Times size=2 color=#330066><B> Dynegy, Inc.</B></font></TD> </TR> <TR> <TD ALIGN='left' width='30%'><font FACE=Garmond,Helvetica,Times size=1 color=#330066><B> COMPANY/ISSUER TICKER:</B></font></TD> <TD ALIGN='left'><font FACE=Garmond,Helvetica,Times size=2 color=#330066><B> DYN</B></font></TD> </TR> <TR> <TD ALIGN='left' width='30%'><font FACE=Garmond,Helvetica,Times size=1 color=#330066><B> COMPANY WEBSITE:</B></font></TD> <TD ALIGN='left'><font FACE=Garmond,Helvetica,Times size=2 color=#330066><B> <A HREF='http://www.dynegy.com/'>http://www.dynegy.com/</A></B></font></TD> </TR> </TABLE><HR> <TABLE BORDER=0 width=100%> <TR><TD COLSPAN = 4><B><font FACE=Garmond,Helvetica,Times size=2 color=#330066> FIRST IDENTIFIED COMPLAINT IN THE DATABASE</font></B></TD></TR> <TR><TD colspan=4 align='left' bgcolor='#330066'> <font FACE=Garmond,Helvetica,Times size=2 color=#FFFFFF><B>Pirelli Armstrong, et al. v. Dynegy, Inc., et al.</B></font></TD></TR> <TR><TD align='left' colspan='4'><div align='left'> <table width='100%' CELLPADDING='0' CELLSPACING='0' BORDER='1'> <TR><TD align='left'><font FACE=Garmond,Helvetica,Times size=2 color=#330066> &nbsp;COURT:&nbsp;<b>S.D. Texas</b></font></TD> <TD ALIGN='left'><font FACE=Garmond,Helvetica,Times size=2 color=#330066> &nbsp;DOCKET NUMBER:&nbsp;<b>02-CV-01571</b><font></font></font></TD></TR> <TR><TD align='left' colspan=2 bgcolor='#DDDDDD'> <font FACE=Garmond,Helvetica,Times size=2 color=#330066> &nbsp;JUDGE NAME:&nbsp;<b>Hon. Sim Lake</b></font></TD></TR> <TR><TD align='left'><font FACE=Garmond,Helvetica,Times size=2 color=#330066> &nbsp;DATE FILED:&nbsp;<b>4/26/2002</b></font></TD> <TD align='left'><font FACE=Garmond,Helvetica,Times size=2 color=#330066> &nbsp;SOURCE:&nbsp;<b>Business Wires<b></b></b></font></TD></TR> <TR><TD align='left' bgcolor='#DDDDDD'> <font FACE=Garmond,Helvetica,Times size=2 color=#330066> &nbsp;CLASS PERIOD START:&nbsp;<b>4/17/2001<b></b></b></font></td> <TD align='left' bgcolor='#DDDDDD'> <font FACE=Garmond,Helvetica,Times size=2 color=#330066> &nbsp;CLASS PERIOD END:&nbsp;<b>4/24/2002</b></font></TD></TR> <TR><TD align='left' colspan=2><font FACE=Garmond,Helvetica,Times size=2 color=#330066> &nbsp;TYPE OF COMPLAINT:&nbsp;<b>Complaint (Unamended and Unconsolidated)</b></font></TD></TR> <TR><TD align='left' colspan=2 bgcolor='#DDDDDD'> <font FACE=Garmond,Helvetica,Times size=2 color=#330066> &nbsp;PLAINTIFF FIRMS NAMED IN COMPLAINT:</font></TD></TR> <TR><TD align='left' colspan=2><font FACE=Garmond,Helvetica,Times size=2 color=#330066><LI> <A HREF='http://www.a-g-s.com'>Abbey Gardy, LLP</A><BR>&nbsp;&nbsp;212 East 39th Street, New York, NY, 10016<BR> &nbsp;&nbsp; (voice) 212.889.3700, (fax) , info@abbeygardy.com <LI> <A HREF=''>Alfred G. Yates, Jr. Law Firm</A><BR>&nbsp;&nbsp;429 Forbes Avenue, 519 Allegheny Building, Pittsburgh Av, PA, 15219<BR> &nbsp;&nbsp; (voice) 412.391.5164, (fax) , <LI> <A HREF='http://www.bergermontague.com/'>Berger & Montague PC</A><BR>&nbsp;&nbsp;1622 Locust Street, Philadelphia, PA, 19103<BR> &nbsp;&nbsp; (voice) 800.424.6690, (fax) 215.875.4604, investorprotect@bm.net <LI> <A HREF='http://www.bernlieb.com/'>Bernstein Liebhard & Lifshitz LLP (New York, NY)</A><BR>&nbsp;&nbsp;10 E. 40th Street, 22nd Floor, New York, NY, 10016<BR> &nbsp;&nbsp; (voice) 800.217.1522, (fax) , info@bernlieb.com <LI> <A HREF='http://www.cauleygeller.com'>Cauley Geller Bowman Coates & Rudman LLP (Little Rock, AR)</A><BR>&nbsp;&nbsp;P.O. Box 25438, Little Rock, AR, 72221-5438<BR> &nbsp;&nbsp; (voice) 501.312.8500, (fax) 501.312.8505, <LI> <A HREF='http://www.federmanlaw.com/'>Federman & Sherwood</A><BR>&nbsp;&nbsp;120 North Robinson, Suite 2720, Oklahoma City, OK, 73102<BR> &nbsp;&nbsp; (voice) 405-235-1560, (fax) , wfederman@aol.com <LI> <A HREF='http://www.kaplanfox.com'>Kaplan Fox & Kilsheimer, LLP (New York, NY)</A><BR>&nbsp;&nbsp;805 Third Avenue, 22nd Floor, New York, NY, 10022<BR> &nbsp;&nbsp; (voice) 212.687.1980, (fax) 212.687.7714, info@kaplanfox.com <LI> <A HREF=''>Law Offices of Charles J. Piven, P.A.</A><BR>&nbsp;&nbsp;World Trade Center-Baltimore,401 East Pratt Suite 2525, Baltimore, MD, 21202<BR> &nbsp;&nbsp; (voice) 410.332.0030, (fax) , pivenlaw@erols.com <LI> <A HREF='http://members.aol.com/mhenzel182/frame.htm'>Law Offices of Marc S. Henzel</A><BR>&nbsp;&nbsp;335 Central Avenue, Lawrence, NY, 11559<BR> &nbsp;&nbsp; (voice) 516.374.0707, (fax) 516.295.3473, securitiesfraud@comcast.net <LI> <A HREF='http://www.SecuritiesAttorney.com'>Leo W. Desmond</A><BR>&nbsp;&nbsp;2161 Palm Beach Lakes Boulevard, Suite 204, West Palm Beach, FL, 33409<BR> &nbsp;&nbsp; (voice) 561.712.8000, (fax) 561.712.8000, stocklaw@bellsouth.net <stocklaw@bellsouth.net> <LI> <A HREF=''>Mark McNair </A><BR>&nbsp;&nbsp;1919 Pennsylvania Avenue, NW, Suite 800, Washington, DC, 20006<BR> &nbsp;&nbsp; (voice) 703.273.3070, (fax) , wmmcnair@justice4investors.com <LI> <A HREF='http://www.milberg.com'>Milberg Weiss Bershad Hynes & Lerach LLP (New York, NY)</A><BR>&nbsp;&nbsp;One Pennsylvania Plaza, New York, NY, 10119-1065<BR> &nbsp;&nbsp; (voice) 212.594.5300, (fax) , <LI> <A HREF='http://www.pomerantzlaw.com'>Pomerantz Haudek Block Grossman & Gross LLP</A><BR>&nbsp;&nbsp;100 Park Avenue, 26th Floor, New York, NY, 10017-5516ven<BR> &nbsp;&nbsp; (voice) 212.661.1100, (fax) 212.661.8665, info@pomerantzlaw.com/ <LI> <A HREF='http://www.murrayfrank.com/'>Rabin & Peckel LLP</A><BR>&nbsp;&nbsp;275 Madison Avenue, 34th Floor, New York, NY, 10016<BR> &nbsp;&nbsp; (voice) 212.682.1818, (fax) 212.682.1892, email@rabinlaw.com <LI> <A HREF='http://www.sbclasslaw.com'>Schiffrin & Barroway LLP</A><BR>&nbsp;&nbsp;3 Bala Plaza E, Bala Cynwyd, PA, 19004<BR> &nbsp;&nbsp; (voice) 610.667.7706, (fax) 610.667.7056, info@sbclasslaw.com <LI> <A HREF='http//www.ssbny.com'>Stull, Stull & Brody (New York)</A><BR>&nbsp;&nbsp;6 East 45th Street, New York, NY, 10017<BR> &nbsp;&nbsp; (voice) 310.209.2468, (fax) 310.209.2087, SSBNY@aol.com <LI> <A HREF='http://www.emersonpoynter.com'>The Emerson Firm</A><BR>&nbsp;&nbsp;2228 Cottondale Avenue, Suite 100, Little Rock, AR, 72202<BR> &nbsp;&nbsp; (voice) 800.663.9817, (fax) 501.907.2556, epllp@emersonpoynter.com <LI> <A HREF='http://www.whesq.com'>Wechsler Harwood LLP</A><BR>&nbsp;&nbsp;488 Madison Avenue 8th Floor, New York, NY, 10022<BR> &nbsp;&nbsp; (voice) 212.935.7400, (fax) , info@whhf.com <LI> <A HREF='http://www.whafh.com/'>Wolf Haldenstein Adler Freeman & Herz LLP</A><BR>&nbsp;&nbsp;270 Madison Avenue, New York, NY, 10016<BR> &nbsp;&nbsp; (voice) 212.545.4600, (fax) 212.686.0114, newyork@whafh.com <LI> <A HREF='http://www.wolfpopper.com'>Wolf Popper, LLP</A><BR>&nbsp;&nbsp;845 Third Avenue, New York, NY, 10022-6689Ave<BR> &nbsp;&nbsp; (voice) 877.370.7703, (fax) 212.486.2093, IRRep@wolfpopper.com <BR> <font face='Garmond,Helvetica,Times' size=1 color='#330066'> _____________________________________________ </font><BR> &nbsp;TOTAL NUMBER OF PLAINTIFF FIRMS:&nbsp; <b>20</b></font></TD></tr> </table></div> </TD></TR> </TABLE> <BR> <TABLE CELLPADDING=0 CELLSPACING=0 BORDER=1 width=100%> <TR><TD COLSPAN=4 bgcolor=#330066><font FACE=Garmond,Helvetica,Times size=2 color=#FFFFFF> &nbsp;DOCUMENTS FOR THE FIRST IDENTIFIED COMPLAINT</font></TD></TR><TR> <TD COLSPAN=4 bgcolor=#DDDDDD><font FACE=Garmond,Helvetica,Times size=2 color=#330066><b><A HREF='//'></A></b></font> </TD> </TR> <TR> <TD COLSPAN=2 align='left'><font FACE=Garmond,Helvetica,Times size=2 color=#330066>Type:&nbsp;</font> </TD> <TD COLSPAN=2 align='left'><font FACE=Garmond,Helvetica,Times size=2 color=#330066>Date on the document:&nbsp;</font> </TD> </TR></TABLE><TABLE BORDER=0 width=100%> <TR><TD COLSPAN = 4> <font FACE=Garmond,Helvetica,Times size=2 color=#330066><b> <HR>REFERENCE COMPLAINT</b></font></TD></TR> <TR><TD colspan=4 align='left' bgcolor='#330066'> <font FACE=Garmond,Helvetica,Times size=2 color=#FFFFFF> <b>In Re: Dynegy, Inc. Securities Litigation</b></font></TD></TR> <TR><TD align='left' colspan='4'><div align='left'> <table width='100%' CELLPADDING='0' CELLSPACING='0' BORDER='1'> <TR><TD align='left'><font FACE=Garmond,Helvetica,Times size=2 color=#330066> &nbsp;COURT:&nbsp;<b>S.D. Texas</b></font></TD> <TD align='left'><font FACE=Garmond,Helvetica,Times size=2 color=#330066> &nbsp;DOCKET NUMBER:&nbsp;<b>02-CV-01571</b></font></TD></TR> <TR><TD align='left' colspan=2 bgcolor='#DDDDDD'> <font FACE=Garmond,Helvetica,Times size=2 color=#330066> &nbsp;JUDGE NAME:&nbsp;<b>Hon. Sim Lake</b></font></TD></TR> <TR><TD align='left'><font FACE=Garmond,Helvetica,Times size=2 color=#330066> &nbsp;DATE FILED:&nbsp<b>1/30/2004</b></font></TD> <TD align='left'><font FACE=Garmond,Helvetica,Times size=2 color=#330066> &nbsp;SOURCE:&nbsp;<b>Business Wires</b></font></TD></TR> <TR><TD align='left' bgcolor='#DDDDDD'> <font FACE=Garmond,Helvetica,Times size=2 color=#330066> &nbsp;CLASS PERIOD START:&nbsp;<b>4/17/2001</b></font></TD> <TD align='left' bgcolor='#DDDDDD'><font FACE=Garmond,Helvetica,Times size=2 color=#330066> &nbsp;CLASS PERIOD END:&nbsp;<b>4/24/2002</b></font></TD></TR> <TR><TD align='left' colspan=2><font FACE=Garmond,Helvetica,Times size=2 color=#330066> &nbsp;TYPE OF COMPLAINT:&nbsp;<b>Consolidated and/or Amended</b></font></TD></TR> <TR><TD align='left' colspan=2 bgcolor='#DDDDDD'> <font FACE=Garmond,Helvetica,Times size=2 color=#330066> &nbsp;PLAINTIFF FIRMS NAMED IN COMPLAINT:</font></TD></TR> <TR><TD align='left' colspan=2><font FACE=Garmond,Helvetica,Times size=2 color=#330066><LI> <A HREF='http://www.milberg.com '>Milberg Weiss Bershad Hynes & Lerach LLP (San Diego, CA)</A><BR>&nbsp;&nbsp;600 West Broadway, 1800 One America Plaza, San Diego, CA, 92101<BR> &nbsp;&nbsp; (voice) 800.449.4900, (fax) , support@milberg.com <BR> <font face='Garmond,Helvetica,Times' size=1 color='#330066'> _____________________________________________ </font><BR> &nbsp;TOTAL NUMBER OF PLAINTIFF FIRMS:&nbsp; <b>1</b></font></TD></TR> </table></div> </TABLE><BR> <TABLE CELLPADDING=0 CELLSPACING=0 BORDER=1 width=100%> <TR><TD COLSPAN=4 bgcolor=#330066><font FACE=Garmond,Helvetica,Times size=2 color=#FFFFFF> &nbsp;DOCUMENTS FOR THE REFERENCE COMPLAINT</font></TD></TR><TR> <TD COLSPAN=4 bgcolor=#DDDDDD><font FACE=Garmond,Helvetica,Times size=2 color=#330066><b><A HREF='/1024/DYN02-01/2005311_r05s_02CV01571.pdf'>Settlement Agreement With Defendant Arthur Andersen LLP</A></b></font> </TD> </TR> <TR> <TD COLSPAN=2 align='left'><font FACE=Garmond,Helvetica,Times size=2 color=#330066>Type:&nbsp;Settlement</font> </TD> <TD COLSPAN=2 align='left'><font FACE=Garmond,Helvetica,Times size=2 color=#330066>Date on the document:&nbsp;03/10/2005</font> </TD> </TR><TR> <TD COLSPAN=4 bgcolor=#DDDDDD><font FACE=Garmond,Helvetica,Times size=2 color=#330066><b><A HREF='/1024/DYN02-01/2005311_r06n_02CV01571.pdf'>Notice Of Proposed Settlement Of Class Action With Arthur Andersen LLP, And Of Settlement Fairness Hearing</A></b></font> </TD> </TR> <TR> <TD COLSPAN=2 align='left'><font FACE=Garmond,Helvetica,Times size=2 color=#330066>Type:&nbsp;Notice</font> </TD> <TD COLSPAN=2 align='left'><font FACE=Garmond,Helvetica,Times size=2 color=#330066>Date on the document:&nbsp;03/11/2005</font> </TD> </TR><TR> <TD COLSPAN=4 bgcolor=#DDDDDD><font FACE=Garmond,Helvetica,Times size=2 color=#330066><b><A HREF='/1024/DYN02-01/2005311_r07o_02CV01571.pdf'>Order Granting Preliminary Approval To Proposed Settlement And Form Of Notice, And Directing That Notice Be Sent To The Settlement Class </A></b></font> </TD> </TR> <TR> <TD COLSPAN=2 align='left'><font FACE=Garmond,Helvetica,Times size=2 color=#330066>Type:&nbsp;Order</font> </TD> <TD COLSPAN=2 align='left'><font FACE=Garmond,Helvetica,Times size=2 color=#330066>Date on the document:&nbsp;03/11/2005</font> </TD> </TR><TR> <TD COLSPAN=4 bgcolor=#DDDDDD><font FACE=Garmond,Helvetica,Times size=2 color=#330066><b><A HREF='/1024/DYN02-01/2005311_r08x_02CV01571.pdf'>Proof Of Claim And Release</A></b></font> </TD> </TR> <TR> <TD COLSPAN=2 align='left'><font FACE=Garmond,Helvetica,Times size=2 color=#330066>Type:&nbsp;Other</font> </TD> <TD COLSPAN=2 align='left'><font FACE=Garmond,Helvetica,Times size=2 color=#330066>Date on the document:&nbsp;03/11/2005</font> </TD> </TR><TR> <TD COLSPAN=4 bgcolor=#DDDDDD><font FACE=Garmond,Helvetica,Times size=2 color=#330066><b><A HREF='/1024/DYN02-01/2005429_r04k_02CV01571.pdf'>U.S. District Court Civil Docket</A></b></font> </TD> </TR> <TR> <TD COLSPAN=2 align='left'><font FACE=Garmond,Helvetica,Times size=2 color=#330066>Type:&nbsp;Docket</font> </TD> <TD COLSPAN=2 align='left'><font FACE=Garmond,Helvetica,Times size=2 color=#330066>Date on the document:&nbsp;04/29/2005</font> </TD> </TR><TR> <TD COLSPAN=4 bgcolor=#DDDDDD><font FACE=Garmond,Helvetica,Times size=2 color=#330066><b><A HREF='/1024/DYN02-01/200578_r01o_021571.pdf'>Order and Final Judgment </A></b></font> </TD> </TR> <TR> <TD COLSPAN=2 align='left'><font FACE=Garmond,Helvetica,Times size=2 color=#330066>Type:&nbsp;Order</font> </TD> <TD COLSPAN=2 align='left'><font FACE=Garmond,Helvetica,Times size=2 color=#330066>Date on the document:&nbsp;07/08/2005</font> </TD> </TR><TR> <TD COLSPAN=4 bgcolor=#DDDDDD><font FACE=Garmond,Helvetica,Times size=2 color=#330066><b><A HREF='/1024/DYN02-01/2006310_r01o_0201571.pdf'>Order</A></b></font> </TD> </TR> <TR> <TD COLSPAN=2 align='left'><font FACE=Garmond,Helvetica,Times size=2 color=#330066>Type:&nbsp;Order</font> </TD> <TD COLSPAN=2 align='left'><font FACE=Garmond,Helvetica,Times size=2 color=#330066>Date on the document:&nbsp;3/10/2006</font> </TD> </TR><TR> <TD COLSPAN=4 bgcolor=#DDDDDD><font FACE=Garmond,Helvetica,Times size=2 color=#330066><b><A HREF='/1024/DYN02-01/200661_r01k_0201571.pdf'>US District Court Civil Docket</A></b></font> </TD> </TR> <TR> <TD COLSPAN=2 align='left'><font FACE=Garmond,Helvetica,Times size=2 color=#330066>Type:&nbsp;Docket</font> </TD> <TD COLSPAN=2 align='left'><font FACE=Garmond,Helvetica,Times size=2 color=#330066>Date on the document:&nbsp;6/1/2006</font> </TD> </TR></TABLE><BR> <TABLE CELLPADDING=0 CELLSPACING=0 BORDER=1 width=100%><TR><TD COLSPAN=4 bgcolor=#330066><font FACE=Garmond,Helvetica,Times size=2 color=#FFFFFF> &nbsp;OTHER DOCUMENTS</font></TD></TR><TR><TD COLSPAN=4 bgcolor=#DDDDDD> <font FACE=Garmond,Helvetica,Times size=2 color=#330066><b> <A HREF='/1024/DYN02-01/20020429_o01c_Oliver.pdf'>Class Action Complaint For Violations Of The Federal Securities Laws</A></b></font></TD></TR> <TR><TD COLSPAN=4 align='left'> <font FACE=Garmond,Helvetica,Times size=2 color=#330066> Case Name and/or Number:&nbsp;Oliver</font> </TD></TR> <TR> <TD COLSPAN=2 align='left'> <font FACE=Garmond,Helvetica,Times size=2 color=#330066> Type:&nbsp;Complaint</font></TD> <TD COLSPAN=2 align='left'> <font FACE=Garmond,Helvetica,Times size=2 color=#330066> Date on the document:&nbsp;04/29/2002</font></TD> </TR><TR><TD COLSPAN=4 bgcolor=#DDDDDD> <font FACE=Garmond,Helvetica,Times size=2 color=#330066><b> <A HREF='/1024/DYN02-01/20020503_f01c_021672.pdf'>Class Action Complaint For Violations Of The Federal Securities Laws</A></b></font></TD></TR> <TR><TD COLSPAN=4 align='left'> <font FACE=Garmond,Helvetica,Times size=2 color=#330066> Case Name and/or Number:&nbsp;021672</font> </TD></TR> <TR> <TD COLSPAN=2 align='left'> <font FACE=Garmond,Helvetica,Times size=2 color=#330066> Type:&nbsp;Complaint</font></TD> <TD COLSPAN=2 align='left'> <font FACE=Garmond,Helvetica,Times size=2 color=#330066> Date on the document:&nbsp;05/03/2002</font></TD> </TR><TR><TD COLSPAN=4 bgcolor=#DDDDDD> <font FACE=Garmond,Helvetica,Times size=2 color=#330066><b> <A HREF='/1024/DYN02-01/2002612_o01c_Baca.pdf'>Class Action Complaint for Violation of the Federal Securities Laws - Demand for Jury Trial</A></b></font></TD></TR> <TR><TD COLSPAN=4 align='left'> <font FACE=Garmond,Helvetica,Times size=2 color=#330066> Case Name and/or Number:&nbsp;Steven Baca, et al. v. Dynegy, Inc., et al.</font> </TD></TR> <TR> <TD COLSPAN=2 align='left'> <font FACE=Garmond,Helvetica,Times size=2 color=#330066> Type:&nbsp;Complaint</font></TD> <TD COLSPAN=2 align='left'> <font FACE=Garmond,Helvetica,Times size=2 color=#330066> Date on the document:&nbsp;06/12/2002</font></TD> </TR><TR><TD COLSPAN=4 bgcolor=#DDDDDD> <font FACE=Garmond,Helvetica,Times size=2 color=#330066><b> <A HREF='/1024/DYN02-01/2002628_o03k_02CV1672.pdf'>U.S. District Court Civil Docket</A></b></font></TD></TR> <TR><TD COLSPAN=4 align='left'> <font FACE=Garmond,Helvetica,Times size=2 color=#330066> Case Name and/or Number:&nbsp;Kaminsky, et al. v. Dynegy, Inc., et al.</font> </TD></TR> <TR> <TD COLSPAN=2 align='left'> <font FACE=Garmond,Helvetica,Times size=2 color=#330066> Type:&nbsp;Docket</font></TD> <TD COLSPAN=2 align='left'> <font FACE=Garmond,Helvetica,Times size=2 color=#330066> Date on the document:&nbsp;6/28/2002</font></TD> </TR></TABLE> <font FACE=Garmond,Helvetica,Times size=2 color=#330066> <HR><b>WARNING AND DISCLAIMER OF LIABILITY:</b><br> The information included on this Web site, whether provided by personnel employed by Stanford Law School or by third parties, is provided for research and teaching purposes only. Neither Stanford University, Stanford Law School, nor any of their employees, agents, contractors, or affiliates warrant the accuracy or completeness of the information or analyses displayed herein, and we caution all readers that inclusion of any information on this site does not constitute an endorsement of the truthfulness or accuracy of that information. In particular, this Web site contains complaints and other documents filed in federal and state courts, which make allegations that may or may not be accurate. No reader should, on the basis of information contained in or referenced by this Web site, assume that any of these allegations are truthful. <HR> </font> <font FACE=Garmond,Helvetica,Times size=1 color=#330066> Go to <A HREF='/search.shtml'> <font FACE=Garmond,Helvetica,Times size=1 color=#330066>Search</font></A> &nbsp;page |</font> <font FACE=Garmond,Helvetica,Times size=1 color=#330066> Go to <A HREF='/companies.html'> <font FACE=Garmond,Helvetica,Times size=1 color=#330066>Case Index</font></A> &nbsp;page |</font> <font FACE=Garmond,Helvetica,Times size=1 color=#330066> Back to <A HREF=#top><font FACE=Garmond,Helvetica,Times size=1 color=#330066> Top</font></A><BR><BR></font><BR> </TD></TR></TABLE></BODY></HTML>