Case docket was last updated on: 09/06/00. Docket as of September 6, 2000 10:29 pm Page 1 Proceedings include all events. 1:96cv2583 Kronfeld, et al v. Bennett, et al LEAD LEAD U.S. District Court Southern District of New York - Civil Database (Foley Square) CIVIL DOCKET FOR CASE #: 96-CV-2583 Kronfeld, et al v. Bennett, et al Filed: 04/11/96 Assigned to: Judge John E. Sprizzo Jury demand: Both Demand: $0,000 Nature of Suit: 850 Lead Docket: None Jurisdiction: Federal Question Dkt# in other court: None Cause: 15:78m(a) Securities Exchange Act ARTHUR KRONFELD, on his own Jeffrey H. Squire, Esq. behalf and on behalf of a [COR LD NTC] class of persons similarly Kirby McInerney & Squire, LLP situated 830 Third Avenue, 10th fl. plaintiff New York, NY 10022 (212) 371-6600 ALL PLAINTIFFS plaintiff DAVID J. STERN Howard B. Sirota consolidated plaintiff [COR LD NTC] Sirota & Sirota 747 Third Avenue New York, NY 10017 (212) 759-5555 Edward S. Grossmann [COR LD NTC] Bernstein Litowitz Berger & Grossmann LLP 1285 Avenue of the Americas New York, NY 10019 (212) 554-1400 HENRIETTA GOLDSTEIN Howard B. Sirota consolidated plaintiff (See above) [COR LD NTC] Edward S. Grossmann (See above) [COR LD NTC] ERIC JON BECKER Howard B. Sirota Docket as of September 6, 2000 10:29 pm Page 2 Proceedings include all events. 1:96cv2583 Kronfeld, et al v. Bennett, et al LEAD consolidated plaintiff (See above) [COR LD NTC] Edward S. Grossmann (See above) [COR LD NTC] MARY BECKER Howard B. Sirota consolidated plaintiff (See above) [COR LD NTC] Edward S. Grossmann (See above) [COR LD NTC] BECKER ASSOCIATION PENSION Howard B. Sirota PLAN (See above) consolidated plaintiff [COR LD NTC] Edward S. Grossmann (See above) [COR LD NTC] LEONARD BECKER Howard B. Sirota consolidated plaintiff (See above) [COR LD NTC] Edward S. Grossmann (See above) [COR LD NTC] FREDA BECKER Howard B. Sirota consolidated plaintiff (See above) [COR LD NTC] Edward S. Grossmann (See above) [COR LD NTC] MARY BECKER Howard B. Sirota consolidated plaintiff (See above) [COR LD NTC] Edward S. Grossmann (See above) [COR LD NTC] MARCELLE GREENFIELD Irving Bizar Docket as of September 6, 2000 10:29 pm Page 3 Proceedings include all events. 1:96cv2583 Kronfeld, et al v. Bennett, et al LEAD consolidated plaintiff [COR LD NTC] Bizar & Martin 485 Madison Avenue New York, NY 10022 (212) 752-7200 ABIGAIL SPENCER Jeffrey M. Haber consolidated plaintiff [COR LD NTC] Wechsler Harwood Halebian & Feffer LLP 488 Madison Avenue, 8th fl New York, NY 10022 (212) 935-7400 ERIC SPENCER Jeffrey M. Haber consolidated plaintiff [COR LD NTC] Wechsler Harwood Halebian & Feffer LLP 488 Madison Avenue, 8th fl. New York, NY 10022 (212)935-7400 SARAH ARON Jeffrey M. Haber consolidated plaintiff (See above) [COR LD NTC] BARBARA SWITZER Jeffrey M. Haber consolidated plaintiff (See above) [COR LD NTC] NAOMI GLASER Marc Bogatin consolidated plaintiff [COR LD NTC] Marc Bogatin 6th Floor 52 Duane Street New York, NY 10007 (212) 406-9065 SETH GLASER Marc Bogatin consolidated plaintiff (See above) [COR LD NTC] HEINZ WILHELM Edward S. Grossmann consolidated plaintiff (See above) [COR LD NTC] Docket as of September 6, 2000 10:29 pm Page 4 Proceedings include all events. 1:96cv2583 Kronfeld, et al v. Bennett, et al LEAD RITA WILHELM Edward S. Grossmann consolidated plaintiff (See above) [COR LD NTC] RALF WILHELM Edward S. Grossmann consolidated plaintiff (See above) [COR LD NTC] JOE'S SELF SERVICE FOOD MARKET, Edward S. Grossmann INC., MONEY PURCHASE PENSION (See above) PLAN [COR LD NTC] consolidated plaintiff WILLIAM G. WOSNACK Edward S. Grossmann consolidated plaintiff (See above) [COR LD NTC] VICTOR A. FABIETTI Edward S. Grossmann consolidated plaintiff (See above) [COR LD NTC] AGOSTINO R. FABIETTI, JR. Edward S. Grossmann consolidated plaintiff (See above) [COR LD NTC] ARTHUR R. COSLOP Edward S. Grossmann consolidated plaintiff (See above) [COR LD NTC] NICHOLAS PETRUZZI, JR. Edward S. Grossmann consolidated plaintiff (See above) [COR LD NTC] CAROL NUGENT-HARRIS Edward S. Grossmann consolidated plaintiff (See above) [COR LD NTC] EMILIO VERRILLO Edward S. Grossmann consolidated plaintiff (See above) [COR LD NTC] CONCETTA VERRILLO Edward S. Grossmann consolidated plaintiff (See above) [COR LD NTC] Docket as of September 6, 2000 10:29 pm Page 5 Proceedings include all events. 1:96cv2583 Kronfeld, et al v. Bennett, et al LEAD MILTON GRALLA Robin F. Zwerling consolidated plaintiff [COR LD NTC] Zwerling, Schachter & Zwerling, LLP 767 Third Avenue New York, NY 10017-2023 212-223-3900 SHIRLEY GRALLA Robin F. Zwerling consolidated plaintiff (See above) [COR LD NTC] DEBBY SCHWARTZ Robin F. Zwerling consolidated plaintiff (See above) [COR LD NTC] LAWRENCE R. SPEEN Robin F. Zwerling consolidated plaintiff (See above) [COR LD NTC] SYDNEY SPEEN Robin F. Zwerling consolidated plaintiff (See above) [COR LD NTC] SHIRLEY SPEEN Robin F. Zwerling consolidated plaintiff (See above) [COR LD NTC] CHARLES FOX Robin F. Zwerling consolidated plaintiff (See above) [COR LD NTC] AUDREY FOX Robin F. Zwerling consolidated plaintiff (See above) [COR LD NTC] CHARLES FOX, as Trustee for Robin F. Zwerling Fred Lichtenstein Trust (See above) consolidated plaintiff [COR LD NTC] MARCIA DAVIS Robin F. Zwerling consolidated plaintiff (See above) [COR LD NTC] Docket as of September 6, 2000 10:29 pm Page 6 Proceedings include all events. 1:96cv2583 Kronfeld, et al v. Bennett, et al LEAD CARRIE NEWMAN Robin F. Zwerling consolidated plaintiff (See above) [COR LD NTC] RUTH BLOCK Robin F. Zwerling consolidated plaintiff (See above) [COR LD NTC] HENRY R. BLEIER Robin F. Zwerling consolidated plaintiff (See above) [COR LD NTC] ESTHER SKORR BLEIER Robin F. Zwerling consolidated plaintiff (See above) [COR LD NTC] MARC DUNEIER Robin F. Zwerling consolidated plaintiff (See above) [COR LD NTC] DANA DUNEIER Robin F. Zwerling consolidated plaintiff (See above) [COR LD NTC] HERBERT KORN Robin F. Zwerling consolidated plaintiff (See above) [COR LD NTC] BRETT KORN Robin F. Zwerling consolidated plaintiff (See above) [COR LD NTC] NICOLE KORN Robin F. Zwerling consolidated plaintiff (See above) [COR LD NTC] YLANA KORN Robin F. Zwerling consolidated plaintiff (See above) [COR LD NTC] HOWARD PAUL Robin F. Zwerling consolidated plaintiff (See above) Docket as of September 6, 2000 10:29 pm Page 7 Proceedings include all events. 1:96cv2583 Kronfeld, et al v. Bennett, et al LEAD [COR LD NTC] ISOBEL PAUL Robin F. Zwerling consolidated plaintiff (See above) [COR LD NTC] ALISA PAUL Robin F. Zwerling consolidated plaintiff (See above) [COR LD NTC] HARVEY DUNIER Robin F. Zwerling consolidated plaintiff (See above) [COR LD NTC] ISOBEL SCHAEFER Robin F. Zwerling consolidated plaintiff (See above) [COR LD NTC] MARVIN ZALK Robin F. Zwerling consolidated plaintiff (See above) [COR LD NTC] STUART PERRY, Esquire Robin F. Zwerling consolidated plaintiff (See above) [COR LD NTC] MILTON DUKE Robin F. Zwerling consolidated plaintiff (See above) [COR LD NTC] ARKIN-MEDO, INC. PROFIT Robin F. Zwerling SHARING PLAN (See above) consolidated plaintiff [COR LD NTC] DANIEL PERRY ROLLOVER IRA BY Robin F. Zwerling DANIEL PERRY (See above) consolidated plaintiff [COR LD NTC] DANIEL PERRY Robin F. Zwerling consolidated plaintiff [COR LD NTC] Zwerling, Schachter & Zwerling, LLP 767 Third Avenue New York, NY 10017-2023 Docket as of September 6, 2000 10:29 pm Page 8 Proceedings include all events. 1:96cv2583 Kronfeld, et al v. Bennett, et al LEAD 212-223-3900 MARLYN PERRY Robin F. Zwerling consolidated plaintiff (See above) [COR LD NTC] LEONARD BRUM G. Oliver Koppell consolidated plaintiff [COR LD NTC] Zwerling, Schachter & Zwerling, LLP 767 Third Avenue New York, NY 10017-2023 212-223-3900 PEARL BRUM G. Oliver Koppell consolidated plaintiff (See above) [COR LD NTC] DOUGLAS BRUM G. Oliver Koppell consolidated plaintiff (See above) [COR LD NTC] JOSEPH ELLENBERG Marc S. Moller consolidated plaintiff [term 02/23/98] [COR LD NTC] Kreindler & Kreindler 100 Park Avenue New York, NY 10017 USA (212) 687-8181 ELLEN FELDMAN Randall Keith Berger consolidated plaintiff [COR LD NTC] Kaufman Malchman Kirby & Squire, LLP 919 Third Avenue New York, NY 10022 (212) 371-6600 HAROLD GILLET Randall Keith Berger consolidated plaintiff (See above) [COR LD NTC] JAYE GILLET Randall Keith Berger consolidated plaintiff (See above) [COR LD NTC] Docket as of September 6, 2000 10:29 pm Page 9 Proceedings include all events. 1:96cv2583 Kronfeld, et al v. Bennett, et al LEAD MOLLY HSU Randall Keith Berger consolidated plaintiff (See above) [COR LD NTC] IRVING LICHTMAN REVOCABLE Randall Keith Berger TRUST (See above) consolidated plaintiff [COR LD NTC] JAMES KOO Randall Keith Berger consolidated plaintiff (See above) [COR LD NTC] EDWARD NORMAN Randall Keith Berger consolidated plaintiff (See above) [COR LD NTC] PAUL NORMAN Randall Keith Berger consolidated plaintiff (See above) [COR LD NTC] RUTH PENG Randall Keith Berger consolidated plaintiff (See above) [COR LD NTC] PHILLIP E. RICHARD Randall Keith Berger consolidated plaintiff (See above) [COR LD NTC] RAJESH SHAH Randall Keith Berger consolidated plaintiff (See above) [COR LD NTC] JOAN STARKMAN Randall Keith Berger consolidated plaintiff (See above) [COR LD NTC] THOMAS AYLWARD Randall Keith Berger consolidated plaintiff (See above) [COR LD NTC] LAWRENCE J. BONDY Randall Keith Berger consolidated plaintiff (See above) Docket as of September 6, 2000 10:29 pm Page 10 Proceedings include all events. 1:96cv2583 Kronfeld, et al v. Bennett, et al LEAD [COR LD NTC] BERT BRONHEIM Randall Keith Berger consolidated plaintiff (See above) [COR LD NTC] MARTA S. BRONHEIM Randall Keith Berger consolidated plaintiff (See above) [COR LD NTC] KEVIN FARLEY Randall Keith Berger consolidated plaintiff (See above) [COR LD NTC] CAROL FARLEY Randall Keith Berger consolidated plaintiff (See above) [COR LD NTC] GERALD FRITZ Randall Keith Berger consolidated plaintiff (See above) [COR LD NTC] HARVEY KARAN Randall Keith Berger consolidated plaintiff (See above) [COR LD NTC] ALAN LATIN Randall Keith Berger consolidated plaintiff (See above) [COR LD NTC] FLORENCE LATIN Randall Keith Berger consolidated plaintiff (See above) [COR LD NTC] PAUL LEVY Randall Keith Berger consolidated plaintiff (See above) [COR LD NTC] MARILYN LEVY Randall Keith Berger consolidated plaintiff (See above) [COR LD NTC] ADRIANNE LOEV Randall Keith Berger Docket as of September 6, 2000 10:29 pm Page 11 Proceedings include all events. 1:96cv2583 Kronfeld, et al v. Bennett, et al LEAD consolidated plaintiff (See above) [COR LD NTC] BERNARD LOEV Randall Keith Berger consolidated plaintiff (See above) [COR LD NTC] GLEN LOEV Randall Keith Berger consolidated plaintiff (See above) [COR LD NTC] MARVIN LOEV Randall Keith Berger consolidated plaintiff (See above) [COR LD NTC] WALTER LOEV Randall Keith Berger consolidated plaintiff (See above) [COR LD NTC] IRENE LOEV Randall Keith Berger consolidated plaintiff (See above) [COR LD NTC] RAYMOND MACKAY Randall Keith Berger consolidated plaintiff (See above) [COR LD NTC] MARY MACKAY Randall Keith Berger consolidated plaintiff (See above) [COR LD NTC] HARRY MANDELBAUM Randall Keith Berger consolidated plaintiff (See above) [COR LD NTC] BLANCHE MANDELBAUM Randall Keith Berger consolidated plaintiff (See above) [COR LD NTC] LILLIAN MITCHELL Randall Keith Berger consolidated plaintiff (See above) [COR LD NTC] Docket as of September 6, 2000 10:29 pm Page 12 Proceedings include all events. 1:96cv2583 Kronfeld, et al v. Bennett, et al LEAD LESLIE MITCHELL Randall Keith Berger consolidated plaintiff (See above) [COR LD NTC] ARTHUR MONDELLA Randall Keith Berger consolidated plaintiff (See above) [COR LD NTC] RALPH MONDELLA Randall Keith Berger consolidated plaintiff (See above) [COR LD NTC] ANTOINETTE MONDELLA Randall Keith Berger consolidated plaintiff (See above) [COR LD NTC] SAMUEL PUDER Randall Keith Berger consolidated plaintiff (See above) [COR LD NTC] BLANCHE MILLER RADER Randall Keith Berger consolidated plaintiff (See above) [COR LD NTC] STANLEY NORMAN RADER Randall Keith Berger consolidated plaintiff (See above) [COR LD NTC] AVRAHAM SCHECHTER Randall Keith Berger consolidated plaintiff (See above) [COR LD NTC] YEHUDIS SCHECHTER Randall Keith Berger consolidated plaintiff (See above) [COR LD NTC] ILENE Z. SEIVER Randall Keith Berger consolidated plaintiff (See above) [COR LD NTC] MARTIN L. SEIVER Randall Keith Berger consolidated plaintiff (See above) [COR LD NTC] Docket as of September 6, 2000 10:29 pm Page 13 Proceedings include all events. 1:96cv2583 Kronfeld, et al v. Bennett, et al LEAD ALBERT SILVERSTEIN Randall Keith Berger consolidated plaintiff (See above) [COR LD NTC] NINA BERNSTEIN Randall Keith Berger consolidated plaintiff (See above) [COR LD NTC] LAURA FARLEY Randall Keith Berger consolidated plaintiff (See above) [COR LD NTC] MARILYN FRIEDMAN Randall Keith Berger consolidated plaintiff (See above) [COR LD NTC] PETER KREUTER Randall Keith Berger consolidated plaintiff (See above) [COR LD NTC] MARY LEE KREUTER Randall Keith Berger consolidated plaintiff (See above) [COR LD NTC] JERRY LESSON Randall Keith Berger consolidated plaintiff (See above) [COR LD NTC] MELAN HOLDINGS LIMITED Randall Keith Berger PARTNERSHIP (See above) consolidated plaintiff [COR LD NTC] ABRAHAM RASHBAUM Randall Keith Berger consolidated plaintiff (See above) [COR LD NTC] JOSEPH ROSE Randall Keith Berger consolidated plaintiff (See above) [COR LD NTC] TERRY D. BARNETT Randall Keith Berger consolidated plaintiff (See above) [COR LD NTC] Docket as of September 6, 2000 10:29 pm Page 14 Proceedings include all events. 1:96cv2583 Kronfeld, et al v. Bennett, et al LEAD GEORGE BREZEL Randall Keith Berger consolidated plaintiff (See above) [COR LD NTC] JESS E. HENSLEE Randall Keith Berger consolidated plaintiff (See above) [COR LD NTC] JOYCE W. HENSLEE Randall Keith Berger consolidated plaintiff (See above) [COR LD NTC] BETTY KROLL Randall Keith Berger consolidated plaintiff (See above) [COR LD NTC] FREDERICK H. KROLL Randall Keith Berger consolidated plaintiff (See above) [COR LD NTC] PAUL MURFIN Randall Keith Berger consolidated plaintiff (See above) [COR LD NTC] HELEN MURFIN Randall Keith Berger consolidated plaintiff (See above) [COR LD NTC] DAVID ROSE Randall Keith Berger consolidated plaintiff (See above) [COR LD NTC] STANLEY A. SIMON Randall Keith Berger consolidated plaintiff (See above) [COR LD NTC] ANTHONY SPORBERG Randall Keith Berger consolidated plaintiff (See above) [COR LD NTC] CLEONE J. SPORBERG Randall Keith Berger consolidated plaintiff (See above) Docket as of September 6, 2000 10:29 pm Page 15 Proceedings include all events. 1:96cv2583 Kronfeld, et al v. Bennett, et al LEAD [COR LD NTC] EDWIN STEIN Randall Keith Berger consolidated plaintiff (See above) [COR LD NTC] ELSA STEIN Randall Keith Berger consolidated plaintiff (See above) [COR LD NTC] JOAN STEIN Randall Keith Berger consolidated plaintiff (See above) [COR LD NTC] ARLINE ZUCKER Randall Keith Berger consolidated plaintiff (See above) [COR LD NTC] ROBERT BRYANT Randall Keith Berger consolidated plaintiff (See above) [COR LD NTC] LEON ZUCKER Randall Keith Berger consolidated plaintiff (See above) [COR LD NTC] ROSE ROSE Randall Keith Berger consolidated plaintiff (See above) [COR LD NTC] DEBORAH ASCHHEIM Fred Taylor Isquith intervenor-plaintiff [COR LD NTC] Wolf Haldenstein Adler Freeman & Herz 270 Madison Avenue New York, NY 10016 (212)545-4690 RALPH CONFINO Fred Taylor Isquith intervenor-plaintiff (See above) [COR LD NTC] SYLVIA CONFINO Fred Taylor Isquith intervenor-plaintiff (See above) Docket as of September 6, 2000 10:29 pm Page 16 Proceedings include all events. 1:96cv2583 Kronfeld, et al v. Bennett, et al LEAD [COR LD NTC] MELVIN LYNN Fred Taylor Isquith intervenor-plaintiff (See above) [COR LD NTC] CARLO P. TOSCANO Fred Taylor Isquith intervenor-plaintiff (See above) [COR LD NTC] ELVIRA TOSCANO Fred Taylor Isquith intervenor-plaintiff (See above) [COR LD NTC] JUDITH TOSCANO Fred Taylor Isquith intervenor-plaintiff (See above) [COR LD NTC] PHILIP TOSCANO Fred Taylor Isquith intervenor-plaintiff (See above) [COR LD NTC] ROBERT WEISS Fred Taylor Isquith intervenor-plaintiff (See above) [COR LD NTC] v. PATRICK R. BENNETT defendant EDMUND T. BENNETT Gary J. Rotella defendant [COR LD NTC] Gary J. Rotella & Associates, P.A. Broward Financial Centre 500 East Broward Blvd., Penthouse II Fort Lauderdale, FL 33394-3084 (954) 763-2500 KATHLEEN M. BENNETT Gary J. Rotella defendant (See above) [COR LD NTC] Docket as of September 6, 2000 10:29 pm Page 17 Proceedings include all events. 1:96cv2583 Kronfeld, et al v. Bennett, et al LEAD KEVIN KUPPEL Bruce G. Soden defendant Suite 330 [COR LD NTC] Greene, Hershdorfer & Sharpe One Lincoln Center Syracuse, NY 13202-1309 (315)422-6154 WILLIAM P. CROWLEY Bruce G. Soden defendant (See above) [COR LD NTC] JOANNE CORASANITI defendant RICHARD MACPHERSON defendant ROBERT BRYANT defendant MERRILEE GOFFREDO Richard H. Sargent defendant [COR LD NTC] Sargent, Cramer & Myers, LLP 890 E. Brighton Avenue Syracuse, NY 13205 (315)492-1666 SHAUN O'NEILL defendant STEWART WEISMAN Stewart Weisman defendant [COR LD NTC] [PRO SE] 8060 Shadow Rock Box 598 Manlius, NY 13104-0598 LINDA CALABRIA defendant ROBERT MCCARTHY Robert McCarthy defendant [COR LD NTC] Sargent, Cramer & Myers, LLP Docket as of September 6, 2000 10:29 pm Page 18 Proceedings include all events. 1:96cv2583 Kronfeld, et al v. Bennett, et al LEAD 890 East Brighton Avenue Syracuse, NY 13205 (315)492-1666 Richard H. Sargent (See above) [COR LD NTC] ROBERT RUCKEL defendant TIMOTHY WHITE defendant [term 03/17/99] ALBERT CERIMELLI Emil M. Rossi defendant [term 07/09/97] Suite 500 [COR LD NTC] 108 West Jefferson Street Syracuse, NY 13202 (315)471-0126 Thomas C. Kingsley [COR LD NTC] 401 North Salina Street Syracuse, NY JOHN SULLIVAN defendant PAUL USZTOK defendant KENNETH KASARJIAN defendant LISA HENSON defendant RICKEL & ASSOCIATES, a A Glenn S. Kerner Registered Broker Dealer [COR LD NTC] defendant Schneck Weltman Hashmall & Mischel LLP 919 Third Avenue New York, NY 10019 Docket as of September 6, 2000 10:29 pm Page 19 Proceedings include all events. 1:96cv2583 Kronfeld, et al v. Bennett, et al LEAD (212)956-1500 HALPERT & COMPANY, a A. Ross Pearlson Registered Broker-Dealer [COR LD NTC] defendant Sills Cummis Zuckerman Radin Tischman Epstein & Gross 712 Fifth Avenue New York, NY 10019 (212)643-7000 GENARALI U.S. BRANCH Bruce E. Clark defendant [COR LD NTC] Sullivan & Cromwell 125 Broad Street New York, NY 10004 (212) 558-4000 GENERALI UNDERWRITERS, INC. Bruce E. Clark defendant (See above) [COR LD NTC] KIRKPATRICK & LOCKHART LLP defendant STORCH & BRENNER defendant ROBINSON, ST. JOHN & WAYNE defendant GLOBAL BENEFITS CORPORATION defendant ANTHONY DELSPINA Anthony DelSpina defendant [COR LD NTC] [PRO SE] 3400 So. Ocean Boulevard Unit 7 E South Tower Palm Beach, FL 33480 (561)582-3813 MERVIN GOLDMAN defendant RESOURCE PLANNING GROUP Docket as of September 6, 2000 10:29 pm Page 20 Proceedings include all events. 1:96cv2583 Kronfeld, et al v. Bennett, et al LEAD defendant ALVIN RAPP defendant BERNARD EYSSALENNE defendant SIMA INSURANCE COMPANY defendant PETER ROSENBAUM Mark S. Mulholland defendant [term 07/28/97] [COR LD NTC] Ruskin, Moscou, Evan & Faltischek, P.C. 170 Old Country Road Mineola, NY 11501 (516) 663-6500 Peter Rosenbaum [COR LD NTC] [PRO SE] PO Box 28 Albertson, NY 11507 MAHONEY COHEN RASHBA & POKART, Ronald H. Alenstein CPA, P.C. [COR LD NTC] defendant D'Amato & Lynch 70 Pine Street New York, NY 10270 (212) 269-0927 MICHAEL A. BENNETT consolidated defendant BENNETT FUNDING INTERNATIONAL, LTD. consolidated defendant BENNETT FINANCE, INC. consolidated defendant RESORT FUNDING, INC. consolidated defendant Docket as of September 6, 2000 10:29 pm Page 21 Proceedings include all events. 1:96cv2583 Kronfeld, et al v. Bennett, et al LEAD ALOHA CAPITAL consolidated defendant MAHONEY COHEN COMPANY, PC Ronald H. Alenstein consolidated defendant (See above) [COR LD NTC] JAMESON, DEWITT & ASSOCIATES, John N. Romans INC. [COR LD NTC] consolidated defendant Biedermann, Hoenig, Massamillo, & Ruff, PC 90 Park Avenue 36th Floor New York, NY 10016 (212) 697-6555 ALLEN R. ROSENBERG consolidated defendant AMERICAN EAGLE INVESTMENTS, INC. consolidated defendant ALAN P. HALPERT A. Ross Pearlson consolidated defendant (See above) [COR LD NTC] THE KENTON GROUP, INC. consolidated defendant CORPORATE SECURITIES GROUP, INC. consolidated defendant J.B. HANAUER & CO. consolidated defendant WALNUT STREET SECURITIES consolidated defendant HORIZON SECURITIES Howard M. Sommers consolidated defendant [COR LD NTC] Karp & Sommers Docket as of September 6, 2000 10:29 pm Page 22 Proceedings include all events. 1:96cv2583 Kronfeld, et al v. Bennett, et al LEAD 950 Third Avenue New York, NY 10022 935-9060 PETER DEAN INVESTMENTS Joel M. Leifer consolidated defendant [COR LD NTC] Joel Leifer & Associates 100 Park Avenue New York, NY 10017 (212) 983-0440 Alice K Jump [COR LD NTC] 100 Park Avenue New York, NY 10017 (212) 983-0440 PETER DEANGELIS Joel M. Leifer consolidated defendant (See above) [COR LD NTC] Alice K Jump (See above) [COR LD NTC] WEINER ABRAMS & COMPANY, INC. Craig S. Hilliard consolidated defendant [term 06/23/99] [COR LD NTC] Stark & Stark P.O. Box 5315 Princeton, NJ 08543-5315 Craig S. Hilliard [term 06/23/99] [COR LD NTC] Stark & Stark, P.C. PO Box 5315 Princeton, NJ 08543 (609)896-9060 David C. Berg [COR LD NTC] Law Offices of David C. Berg 1500 Broadway, 21st Floor New York, NY 10036 (212) 819-0700 MAHONEY COHEN & CO., P.C. Peter Alan Stroili consolidated defendant [COR LD NTC] D'AMATO & LYNCH Docket as of September 6, 2000 10:29 pm Page 23 Proceedings include all events. 1:96cv2583 Kronfeld, et al v. Bennett, et al LEAD 70 Pine Street New York, NY 10270 (212) 269-0927 Ronald H. Alenstein (See above) [COR LD NTC] MID-STATE SECURITIES Craig S. Hilliard consolidated defendant (See above) [COR LD NTC] Craig S. Hilliard (See above) [COR LD NTC] RANDOLPH MESSINA Craig S. Hilliard consolidated defendant (See above) [COR LD NTC] Craig S. Hilliard (See above) [COR LD NTC] ANTHONY ESPOSITO Craig S. Hilliard consolidated defendant (See above) [COR LD NTC] Craig S. Hilliard (See above) [COR LD NTC] STOEVER GLASS & CO. Craig S. Hilliard consolidated defendant (See above) [COR LD NTC] Craig S. Hilliard (See above) [COR LD NTC] FRED MUSTER consolidated defendant JOHN DOE 1-100, sellers of Craig S. Hilliard Bennett Funding Group, Inc. (See above) securities [COR LD NTC] consolidated defendant Docket as of September 6, 2000 10:29 pm Page 24 Proceedings include all events. 1:96cv2583 Kronfeld, et al v. Bennett, et al LEAD THOMAS DUNN Craig S. Hilliard consolidated defendant (See above) [COR LD NTC] DORFMAN, GOLDMAN, STOBEZKI AND GOLDMAN, P.C. consolidated defendant FIRST INTERREGIONAL EQUITY David J. Adler CORP. [COR LD NTC] consolidated defendant McCarter & English Four Gateway Center 100 Mulberry Street Newark, NJ 07102-4096 FIRST MIAMI SECURITIES, INC. Melvin A. Brosterman consolidated defendant [COR LD NTC] Stroock & Stroock & Lavan 180 Maiden Lane New York, NY 10038 (212)806-5400 Melvin A. Brosterman [COR LD NTC] Stroock & Stroock & Lavan 180 Maiden Lane New York, NY 10038 (212)806-5400 RESOURCE PLANNING GROUP consolidated defendant MONARCH FINANCIAL SERVICES Allison Manning consolidated defendant [COR LD NTC] Wright & Manning 641 Lexington Avenue New York, NY 10022 (212)832-3611 PATRICK R. BENNETT intervenor-defendant ======================== ALBERT CERIMELLI Emil M. Rossi Docket as of September 6, 2000 10:29 pm Page 25 Proceedings include all events. 1:96cv2583 Kronfeld, et al v. Bennett, et al LEAD cross-claimant [term 07/09/97] Suite 500 [COR LD NTC] 108 West Jefferson Street Syracuse, NY 13202 (315)471-0126 Thomas C. Kingsley 401 North Salina Street Syracuse, NY v. PATRICK R. BENNETT cross-defendant EDMUND T. BENNETT cross-defendant KATHLEEN M. BENNETT cross-defendant KEVIN KUPPEL Bruce G. Soden cross-defendant Suite 330 [COR LD NTC] Greene, Hershdorfer & Sharpe One Lincoln Center Syracuse, NY 13202-1309 (315)422-6154 WILLIAM P. CROWLEY cross-defendant JOANNE CORASANITI cross-defendant RICHARD MACPHERSON cross-defendant ROBERT BRYANT cross-defendant MERRILEE GOFFREDO cross-defendant Docket as of September 6, 2000 10:29 pm Page 26 Proceedings include all events. 1:96cv2583 Kronfeld, et al v. Bennett, et al LEAD SHAUN O'NEILL cross-defendant STEWART WEISMAN cross-defendant LINDA CALABRIA cross-defendant ROBERT MCCARTHY Robert McCarthy cross-defendant [COR LD NTC] Sargent, Cramer & Myers, LLP 890 East Brighton Avenue Syracuse, NY 13205 (315)492-1666 Richard H. Sargent [COR LD NTC] Sargent, Cramer & Myers, LLP 890 E. Brighton Avenue Syracuse, NY 13205 (315)492-1666 ROBERT RUCKEL cross-defendant TIMOTHY WHITE cross-defendant JOHN SULLIVAN cross-defendant PAUL USZTOK cross-defendant KENNETH KASARJIAN cross-defendant LISA HENSON cross-defendant RICKEL & ASSOCIATES Glenn S. Kerner Docket as of September 6, 2000 10:29 pm Page 27 Proceedings include all events. 1:96cv2583 Kronfeld, et al v. Bennett, et al LEAD cross-defendant [COR LD NTC] Schneck Weltman Hashmall & Mischel LLP 919 Third Avenue New York, NY 10019 (212)956-1500 HALPERT & COMPANY A. Ross Pearlson cross-defendant [COR LD NTC] Sills Cummis Zuckerman Radin Tischman Epstein & Gross 712 Fifth Avenue New York, NY 10019 (212)643-7000 GENARALI U.S. BRANCH cross-defendant GENERALI UNDERWRITERS, INC. cross-defendant KIRKPATRICK & LOCKHART LLP cross-defendant STORCH & BRENNER cross-defendant ROBINSON, ST. JOHN & WAYNE cross-defendant GLOBAL BENEFITS CORPORATION cross-defendant ANTHONY DELSPINA cross-defendant MERVIN GOLDMAN cross-defendant RESOURCE PLANNING GROUP cross-defendant ALVIN RAPP Docket as of September 6, 2000 10:29 pm Page 28 Proceedings include all events. 1:96cv2583 Kronfeld, et al v. Bennett, et al LEAD cross-defendant BERNARD EYSSALENNE cross-defendant SIMA INSURANCE COMPANY cross-defendant ======================== GENARALI U.S. BRANCH Bruce E. Clark cross-claimant [COR LD NTC] Sullivan & Cromwell 125 Broad Street New York, NY 10004 (212) 558-4000 GENERALI UNDERWRITERS, INC. Bruce E. Clark cross-claimant (See above) [COR LD NTC] v. HALPERT & COMPANY A. Ross Pearlson cross-defendant [COR LD NTC] Sills Cummis Zuckerman Radin Tischman Epstein & Gross 712 Fifth Avenue New York, NY 10019 (212)643-7000 BANKERS FINANCIAL CORP. cross-defendant BRIGHTON SECURITIES CORP. cross-defendant SAGE-RUTTY & COMPANY cross-defendant SUMMITT FINANCIAL SERVICES, INC. cross-defendant Docket as of September 6, 2000 10:29 pm Page 29 Proceedings include all events. 1:96cv2583 Kronfeld, et al v. Bennett, et al LEAD RICHARD C. BREEDEN, as trustee for the Bennett Funding Group, Inc. cross-defendant RESORT SERVICE COMPANY, INC. cross-defendant THE PROCESSING CENTER, INC. cross-defendant BENNETT RECEIVABLES CORPORATION cross-defendant ------------------------- GENARALI U.S. BRANCH Bruce E. Clark counter-claimant [COR LD NTC] Sullivan & Cromwell 125 Broad Street New York, NY 10004 (212) 558-4000 GENERALI UNDERWRITERS, INC. Bruce E. Clark counter-claimant (See above) [COR LD NTC] v. ALL PLAINTIFFS counter-defendant ======================== ANTHONY DELSPINA cross-claimant v. Docket as of September 6, 2000 10:29 pm Page 30 Proceedings include all events. 1:96cv2583 Kronfeld, et al v. Bennett, et al LEAD PATRICK R. BENNETT cross-defendant EDMUND T. BENNETT cross-defendant KATHLEEN M. BENNETT cross-defendant KEVIN KUPPEL Bruce G. Soden cross-defendant Suite 330 [COR LD NTC] Greene, Hershdorfer & Sharpe One Lincoln Center Syracuse, NY 13202-1309 (315)422-6154 WILLIAM P. CROWLEY cross-defendant JOANNE CORASANITI cross-defendant RICHARD MACPHERSON cross-defendant ROBERT BRYANT cross-defendant MERRILEE GOFFREDO Richard H. Sargent cross-defendant [COR LD NTC] Sargent, Cramer & Myers, LLP 890 E. Brighton Avenue Syracuse, NY 13205 (315)492-1666 SHAUN O'NEILL cross-defendant STEWART WEISMAN cross-defendant Docket as of September 6, 2000 10:29 pm Page 31 Proceedings include all events. 1:96cv2583 Kronfeld, et al v. Bennett, et al LEAD LINDA CALABRIA cross-defendant ROBERT MCCARTHY Robert McCarthy cross-defendant [COR LD NTC] Sargent, Cramer & Myers, LLP 890 East Brighton Avenue Syracuse, NY 13205 (315)492-1666 Richard H. Sargent (See above) [COR LD NTC] ROBERT RUCKEL cross-defendant TIMOTHY WHITE cross-defendant ALBERT CERIMELLI Emil M. Rossi cross-defendant [term 07/09/97] Suite 500 [COR LD NTC] 108 West Jefferson Street Syracuse, NY 13202 (315)471-0126 JOHN SULLIVAN cross-defendant PAUL USZTOK cross-defendant KENNETH KASARJIAN cross-defendant LISA HENSON cross-defendant RICKEL & ASSOCIATES Glenn S. Kerner cross-defendant [COR LD NTC] Schneck Weltman Hashmall & Mischel LLP Docket as of September 6, 2000 10:29 pm Page 32 Proceedings include all events. 1:96cv2583 Kronfeld, et al v. Bennett, et al LEAD 919 Third Avenue New York, NY 10019 (212)956-1500 HALPERT & COMPANY A. Ross Pearlson cross-defendant [COR LD NTC] Sills Cummis Zuckerman Radin Tischman Epstein & Gross 712 Fifth Avenue New York, NY 10019 (212)643-7000 GENARALI U.S. BRANCH Bruce E. Clark cross-defendant [COR LD NTC] Sullivan & Cromwell 125 Broad Street New York, NY 10004 (212) 558-4000 GENERALI UNDERWRITERS, INC. Bruce E. Clark cross-defendant (See above) [COR LD NTC] KIRKPATRICK & LOCKHART LLP cross-defendant STORCH & BRENNER cross-defendant ROBINSON, ST. JOHN & WAYNE cross-defendant GLOBAL BENEFITS CORPORATION Lawrence B. Kahn cross-defendant [COR LD NTC] LAWRENCE B. KAHN 11 GRACE AVENUE GREAT NECK, NY 11021 (516) 466-6952 MERVIN GOLDMAN cross-defendant RESOURCE PLANNING GROUP cross-defendant Docket as of September 6, 2000 10:29 pm Page 33 Proceedings include all events. 1:96cv2583 Kronfeld, et al v. Bennett, et al LEAD ALVIN RAPP cross-defendant BERNARD EYSSALENNE cross-defendant SIMA INSURANCE COMPANY cross-defendant ======================== PATRICK R. BENNETT cross-defendant EDMUND T. BENNETT cross-defendant KATHLEEN M. BENNETT cross-defendant GENARALI U.S. BRANCH Bruce E. Clark cross-defendant [COR LD NTC] Sullivan & Cromwell 125 Broad Street New York, NY 10004 (212) 558-4000 GENERALI UNDERWRITERS, INC. Bruce E. Clark cross-defendant (See above) [COR LD NTC] ------------------------- ALAN P. HALPERT A. Ross Pearlson counter-claimant [COR LD NTC] Sills Cummis Zuckerman Radin Tischman Epstein & Gross 712 Fifth Avenue New York, NY 10019 (212)643-7000 v. Docket as of September 6, 2000 10:29 pm Page 34 Proceedings include all events. 1:96cv2583 Kronfeld, et al v. Bennett, et al LEAD ALL PLAINTIFFS counter-defendant ======================== PETER ROSENBAUM Mark S. Mulholland cross-claimant [term 07/28/97] [COR LD NTC] Ruskin, Moscou, Evan & Faltischek, P.C. 170 Old Country Road Mineola, NY 11501 (516) 663-6500 v. PATRICK R. BENNETT cross-defendant EDMUND T. BENNETT cross-defendant KATHLEEN M. BENNETT cross-defendant KEVIN KUPPEL Bruce G. Soden cross-defendant Suite 330 [COR LD NTC] Greene, Hershdorfer & Sharpe One Lincoln Center Syracuse, NY 13202-1309 (315)422-6154 WILLIAM P. CROWLEY cross-defendant JOANNE CORASANITI cross-defendant RICHARD MACPHERSON cross-defendant Docket as of September 6, 2000 10:29 pm Page 35 Proceedings include all events. 1:96cv2583 Kronfeld, et al v. Bennett, et al LEAD ROBERT BRYANT cross-defendant MERRILEE GOFFREDO Richard H. Sargent cross-defendant [COR LD NTC] Sargent, Cramer & Myers, LLP 890 E. Brighton Avenue Syracuse, NY 13205 (315)492-1666 SHAUN O'NEILL cross-defendant STEWART WEISMAN cross-defendant LINDA CALABRIA cross-defendant ROBERT MCCARTHY Robert McCarthy cross-defendant [COR LD NTC] Sargent, Cramer & Myers, LLP 890 East Brighton Avenue Syracuse, NY 13205 (315)492-1666 Richard H. Sargent (See above) [COR LD NTC] ROBERT RUCKEL cross-defendant TIMOTHY WHITE cross-defendant ALBERT CERIMELLI Emil M. Rossi cross-defendant [term 07/09/97] Suite 500 [COR LD NTC] 108 West Jefferson Street Syracuse, NY 13202 (315)471-0126 Thomas C. Kingsley Docket as of September 6, 2000 10:29 pm Page 36 Proceedings include all events. 1:96cv2583 Kronfeld, et al v. Bennett, et al LEAD 401 North Salina Street Syracuse, NY JOHN SULLIVAN cross-defendant PAUL USZTOK cross-defendant KENNETH KASARJIAN cross-defendant LISA HENSON cross-defendant RICKEL & ASSOCIATES Glenn S. Kerner cross-defendant [COR LD NTC] Schneck Weltman Hashmall & Mischel LLP 919 Third Avenue New York, NY 10019 (212)956-1500 HALPERT & COMPANY A. Ross Pearlson cross-defendant [COR LD NTC] Sills Cummis Zuckerman Radin Tischman Epstein & Gross 712 Fifth Avenue New York, NY 10019 (212)643-7000 GENARALI U.S. BRANCH Bruce E. Clark cross-defendant [COR LD NTC] Sullivan & Cromwell 125 Broad Street New York, NY 10004 (212) 558-4000 GENERALI UNDERWRITERS, INC. Bruce E. Clark cross-defendant (See above) [COR LD NTC] KIRKPATRICK & LOCKHART LLP cross-defendant Docket as of September 6, 2000 10:29 pm Page 37 Proceedings include all events. 1:96cv2583 Kronfeld, et al v. Bennett, et al LEAD STORCH & BRENNER cross-defendant ROBINSON, ST. JOHN & WAYNE cross-defendant GLOBAL BENEFITS CORPORATION Lawrence B. Kahn cross-defendant [COR LD NTC] LAWRENCE B. KAHN 11 GRACE AVENUE GREAT NECK, NY 11021 (516) 466-6952 ANTHONY DELSPINA Anthony DelSpina cross-defendant [COR LD NTC] [PRO SE] 3400 So. Ocean Boulevard Unit 7 E South Tower Palm Beach, FL 33480 (561)582-3813 MERVIN GOLDMAN cross-defendant RESOURCE PLANNING GROUP Eric Seiler cross-defendant [COR LD NTC] Friedman & Kaplan 875 Third Avenue New York, NY 10022 (212)833-1100 ALVIN RAPP Eric Seiler cross-defendant (See above) [COR LD NTC] BERNARD EYSSALENNE cross-defendant SIMA INSURANCE COMPANY cross-defendant ======================== PATRICK R. BENNETT Docket as of September 6, 2000 10:29 pm Page 38 Proceedings include all events. 1:96cv2583 Kronfeld, et al v. Bennett, et al LEAD cross-defendant EDMUND T. BENNETT cross-defendant KATHLEEN M. BENNETT cross-defendant KEVIN KUPPEL Bruce G. Soden cross-defendant Suite 330 [COR LD NTC] Greene, Hershdorfer & Sharpe One Lincoln Center Syracuse, NY 13202-1309 (315)422-6154 WILLIAM P. CROWLEY cross-defendant JOANNE CORASANITI cross-defendant RICHARD MACPHERSON cross-defendant ROBERT BRYANT cross-defendant MERRILEE GOFFREDO Richard H. Sargent cross-defendant [COR LD NTC] Sargent, Cramer & Myers, LLP 890 E. Brighton Avenue Syracuse, NY 13205 (315)492-1666 SHAUN O'NEILL cross-defendant STEWART WEISMAN cross-defendant LINDA CALABRIA cross-defendant Docket as of September 6, 2000 10:29 pm Page 39 Proceedings include all events. 1:96cv2583 Kronfeld, et al v. Bennett, et al LEAD ROBERT MCCARTHY Robert McCarthy cross-defendant [COR LD NTC] Sargent, Cramer & Myers, LLP 890 East Brighton Avenue Syracuse, NY 13205 (315)492-1666 Richard H. Sargent (See above) [COR LD NTC] ROBERT RUCKEL cross-defendant TIMOTHY WHITE cross-defendant ALBERT CERIMELLI Emil M. Rossi cross-defendant Suite 500 [COR LD NTC] 108 West Jefferson Street Syracuse, NY 13202 (315)471-0126 Thomas C. Kingsley 401 North Salina Street Syracuse, NY JOHN SULLIVAN cross-defendant PAUL USZTOK cross-defendant KENNETH KASARJIAN cross-defendant LISA HENSON Peter J. Cambs cross-defendant [COR LD NTC] Smith Sovik Kendrick & Sugnet, P.C. 250 South Clinton Street, Suite 600 Syracuse, NY 13202 (315) 474-2911 Docket as of September 6, 2000 10:29 pm Page 40 Proceedings include all events. 1:96cv2583 Kronfeld, et al v. Bennett, et al LEAD RICKEL & ASSOCIATES Glenn S. Kerner cross-defendant [COR LD NTC] Schneck Weltman Hashmall & Mischel LLP 919 Third Avenue New York, NY 10019 (212)956-1500 Glenn S. Kerner [COR LD NTC] Schneck Weltman & Hashmall LLP 1285 Avenue of the Americas New York, NY 10019 (212)956-1500 HALPERT & COMPANY A. Ross Pearlson cross-defendant [COR LD NTC] Sills Cummis Zuckerman Radin Tischman Epstein & Gross 712 Fifth Avenue New York, NY 10019 (212)643-7000 GENARALI U.S. BRANCH Bruce E. Clark cross-defendant [COR LD NTC] Sullivan & Cromwell 125 Broad Street New York, NY 10004 (212) 558-4000 GENERALI UNDERWRITERS, INC. Bruce E. Clark cross-defendant (See above) [COR LD NTC] KIRKPATRICK & LOCKHART LLP cross-defendant [term 06/27/97] STORCH & BRENNER cross-defendant [term 06/27/97] ROBINSON, ST. JOHN & WAYNE cross-defendant [term 06/27/97] Docket as of September 6, 2000 10:29 pm Page 41 Proceedings include all events. 1:96cv2583 Kronfeld, et al v. Bennett, et al LEAD GLOBAL BENEFITS CORPORATION cross-defendant ANTHONY DELSPINA Anthony DelSpina cross-defendant [COR LD NTC] [PRO SE] 3400 So. Ocean Boulevard Unit 7 E South Tower Palm Beach, FL 33480 (561)582-3813 MERVIN GOLDMAN cross-defendant BERNARD EYSSALENNE cross-defendant SIMA INSURANCE COMPANY cross-defendant ======================== PETER DEAN INVESTMENTS Joel M. Leifer third-party plaintiff [COR LD NTC] Joel Leifer & Associates 100 Park Avenue New York, NY 10017 (212) 983-0440 Alice K Jump [COR LD NTC] 100 Park Avenue New York, NY 10017 (212) 983-0440 PETER DEANGELIS Joel M. Leifer third-party plaintiff (See above) [COR LD NTC] Alice K Jump (See above) [COR LD NTC] v. Docket as of September 6, 2000 10:29 pm Page 42 Proceedings include all events. 1:96cv2583 Kronfeld, et al v. Bennett, et al LEAD FABIETTI & ASSOCIATES, P.A. Mark S. Halpern third-party defendant [COR LD NTC] Halpern & Levy, P.C. One Belmont Avenue Bala Cynwyd, PA 19004 (610) 668-5454 ROBINSON ST. JOHN third-party defendant ROBINSON ST. JOHN & WAYNE Janice DiGennaro third-party defendant [COR LD NTC] Rivkin, Radler & Kremer EAB Plaza Uniondale, NY 11556-0111 (516) 357-3000 ANDERSON KILL & OLICK P.C. R. Mark Keenan third-party defendant [COR LD NTC] Anderson Kill & Olick, P.C. 1252 Avenue of Americas New York, NY 10020 HARVEY MERKIN Howard M. Sommers third-party defendant [COR LD NTC] Karp & Sommers 950 Third Avenue New York, NY 10022 935-9060 WILLIAM MADDEN Howard M. Sommers third-party defendant (See above) [COR LD NTC] ALAN SOLOMON Alan Solomon third-party defendant [COR LD NTC] [PRO SE] 700 H Lake Street Ramsey, NJ 07446 ------------------------- PATRICK R. BENNETT cross-defendant EDMUND T. BENNETT Docket as of September 6, 2000 10:29 pm Page 43 Proceedings include all events. 1:96cv2583 Kronfeld, et al v. Bennett, et al LEAD cross-defendant KATHLEEN M. BENNETT cross-defendant KENNETH KASARJIAN cross-defendant ------------------------- PETER DEAN INVESTMENTS Joel M. Leifer counter-claimant [COR LD NTC] Joel Leifer & Associates 100 Park Avenue New York, NY 10017 (212) 983-0440 Alice K Jump [COR LD NTC] 100 Park Avenue New York, NY 10017 (212) 983-0440 PETER DEANGELIS Joel M. Leifer counter-claimant (See above) [COR LD NTC] Alice K Jump (See above) [COR LD NTC] v. WILLIAM G. WOSNACK Edward S. Grossmann counter-defendant [COR LD NTC] Bernstein Litowitz Berger & Grossmann LLP 1285 Avenue of the Americas New York, NY 10019 (212) 554-1400 VICTOR A. FABIETTI Edward S. Grossmann counter-defendant (See above) [COR LD NTC] Docket as of September 6, 2000 10:29 pm Page 44 Proceedings include all events. 1:96cv2583 Kronfeld, et al v. Bennett, et al LEAD AGOSTINO R. FABIETTI, JR. Edward S. Grossmann counter-defendant (See above) [COR LD NTC] ======================== PATRICK R. BENNETT cross-defendant EDMUND T. BENNETT cross-defendant KATHLEEN M. BENNETT cross-defendant KEVIN KUPPEL Bruce G. Soden cross-defendant Suite 330 [COR LD NTC] Greene, Hershdorfer & Sharpe One Lincoln Center Syracuse, NY 13202-1309 (315)422-6154 WILLIAM P. CROWLEY cross-defendant JOANNE CORASANITI cross-defendant RICHARD MACPHERSON cross-defendant ROBERT BRYANT cross-defendant MERRILEE GOFFREDO Richard H. Sargent cross-defendant [COR LD NTC] Sargent, Cramer & Myers, LLP 890 E. Brighton Avenue Syracuse, NY 13205 (315)492-1666 SHAUN O'NEILL Docket as of September 6, 2000 10:29 pm Page 45 Proceedings include all events. 1:96cv2583 Kronfeld, et al v. Bennett, et al LEAD cross-defendant STEWART WEISMAN cross-defendant LINDA CALABRIA cross-defendant ROBERT MCCARTHY Robert McCarthy cross-defendant [COR LD NTC] Sargent, Cramer & Myers, LLP 890 East Brighton Avenue Syracuse, NY 13205 (315)492-1666 Richard H. Sargent (See above) [COR LD NTC] ROBERT RUCKEL cross-defendant TIMOTHY WHITE cross-defendant ALBERT CERIMELLI Emil M. Rossi cross-defendant [term 06/27/97] [term 06/27/97] Suite 500 [COR LD NTC] 108 West Jefferson Street Syracuse, NY 13202 (315)471-0126 Thomas C. Kingsley 401 North Salina Street Syracuse, NY KENNETH KASARJIAN cross-defendant ======================== PATRICK R. BENNETT cross-defendant Docket as of September 6, 2000 10:29 pm Page 46 Proceedings include all events. 1:96cv2583 Kronfeld, et al v. Bennett, et al LEAD ======================== PATRICK R. BENNETT cross-defendant EDMUND T. BENNETT cross-defendant KATHLEEN M. BENNETT cross-defendant KEVIN KUPPEL Bruce G. Soden cross-defendant Suite 330 [COR LD NTC] Greene, Hershdorfer & Sharpe One Lincoln Center Syracuse, NY 13202-1309 (315)422-6154 WILLIAM P. CROWLEY cross-defendant JOANNE CORASANITI Peter J. Cambs cross-defendant [COR LD NTC] Smith Sovik Kendrick & Sugnet, P.C. 250 South Clinton Street, Suite 600 Syracuse, NY 13202 (315) 474-2911 RICHARD MACPHERSON cross-defendant ROBERT BRYANT cross-defendant MERRILEE GOFFREDO Richard H. Sargent cross-defendant [COR LD NTC] Sargent, Cramer & Myers, LLP 890 E. Brighton Avenue Syracuse, NY 13205 (315)492-1666 Docket as of September 6, 2000 10:29 pm Page 47 Proceedings include all events. 1:96cv2583 Kronfeld, et al v. Bennett, et al LEAD SHAUN O'NEILL cross-defendant STEWART WEISMAN cross-defendant LINDA CALABRIA Peter J. Cambs cross-defendant (See above) [COR LD NTC] ROBERT MCCARTHY Robert McCarthy cross-defendant [COR LD NTC] Sargent, Cramer & Myers, LLP 890 East Brighton Avenue Syracuse, NY 13205 (315)492-1666 Richard H. Sargent (See above) [COR LD NTC] ROBERT RUCKEL Peter J. Cambs cross-defendant (See above) [COR LD NTC] TIMOTHY WHITE cross-defendant ALBERT CERIMELLI Emil M. Rossi cross-defendant [term 07/09/97] Suite 500 [COR LD NTC] 108 West Jefferson Street Syracuse, NY 13202 (315)471-0126 Thomas C. Kingsley 401 North Salina Street Syracuse, NY KENNETH KASARJIAN cross-defendant ------------------------- Docket as of September 6, 2000 10:29 pm Page 48 Proceedings include all events. 1:96cv2583 Kronfeld, et al v. Bennett, et al LEAD HORIZON SECURITIES Howard M. Sommers counter-claimant [COR LD NTC] Karp & Sommers 950 Third Avenue New York, NY 10022 935-9060 v. VICTOR A. FABIETTI Edward S. Grossmann counter-defendant [COR LD NTC] Bernstein Litowitz Berger & Grossmann LLP 1285 Avenue of the Americas New York, NY 10019 (212) 554-1400 AGOSTINO R. FABIETTI, JR. Edward S. Grossmann counter-defendant (See above) [COR LD NTC] ======================== PATRICK R. BENNETT cross-defendant EDMUND T. BENNETT cross-defendant KATHLEEN M. BENNETT cross-defendant STEWART WEISMAN cross-defendant KENNETH KASARJIAN cross-defendant ======================== FABIETTI & ASSOCIATES, P.A. third-party defendant Docket as of September 6, 2000 10:29 pm Page 49 Proceedings include all events. 1:96cv2583 Kronfeld, et al v. Bennett, et al LEAD ROBINSON ST. JOHN & WAYNE Janice DiGennaro third-party defendant [COR LD NTC] Rivkin, Radler & Kremer EAB Plaza Uniondale, NY 11556-0111 (516) 357-3000 ROBINSON ST. JOHN & WAYNE third-party defendant ANDERSON KILL & OLICK P.C. third-party defendant HARVEY MERKIN third-party defendant WILLIAM MADDEN third-party defendant ALAN SOLOMON third-party defendant ------------------------- PATRICK R. BENNETT cross-defendant EDMUND T. BENNETT Gary J. Rotella cross-defendant [COR LD NTC] Gary J. Rotella & Associates, P.A. Broward Financial Centre 500 East Broward Blvd., Penthouse II Fort Lauderdale, FL 33394-3084 (954) 763-2500 KATHLEEN M. BENNETT Gary J. Rotella cross-defendant (See above) [COR LD NTC] STEWART WEISMAN Stewart Weisman Docket as of September 6, 2000 10:29 pm Page 50 Proceedings include all events. 1:96cv2583 Kronfeld, et al v. Bennett, et al LEAD cross-defendant [COR LD NTC] [PRO SE] 8060 Shadow Rock Box 598 Manlius, NY 13104-0598 KENNETH KASARJIAN cross-defendant ------------------------- WILLIAM G. WOSNACK Edward S. Grossmann counter-defendant [COR LD NTC] Bernstein Litowitz Berger & Grossmann LLP 1285 Avenue of the Americas New York, NY 10019 (212) 554-1400 VICTOR A. FABIETTI Edward S. Grossmann counter-defendant (See above) [COR LD NTC] AGOSTINO R. FABIETTI, JR. Edward S. Grossmann counter-defendant (See above) [COR LD NTC] Docket as of September 6, 2000 10:29 pm Page 51 Proceedings include all events. 1:96cv2583 Kronfeld, et al v. Bennett, et al LEAD 4/11/96 1 COMPLAINT filed; Summons issued and Notice pursuant to 28 U.S.C. 636(c); Jury Trial Dem. FILING FEE $ 120 RECEIPT # 258469 (sc) [Entry date 04/15/96] 4/11/96 -- CASE REFERRED TO Judge Sprizzo (sc) [Entry date 04/15/96] 4/25/96 -- Case accepted as related to 96 CV 2237. Notice of assignment to follow. (ricm) 4/25/96 2 Notice of asgmnt _ to Judge John E. Sprizzo Copy of notice and judge's rules mailed to Attorney(s) of record: Jeffrey H. Squire . (ricm) 4/25/96 3 Case Information Statement Addendum and Case Designation to a Magistrate Judge filed. Purs. to statement, it is suggested that the case be classified as unknown. Case is designated to Magistrate Judge Buchwald. (ricm) 5/5/96 271 ANSWER to Consolidated Class Action Complaint dated 9/16/96 by Robert Ruckel (Attorney Peter J. Cambs) (lam) [Entry date 05/07/98] 5/10/96 4 STIPULATION and ORDER, reset answer due for 6/7/96 for Patrick R. Bennett ( signed by Judge John E. Sprizzo ). (emil) 5/17/96 5 STIPULATION and ORDER, reset answer due for 6/20/96 for Robert Bryant ( signed by Judge John E. Sprizzo ). (emil) [Entry date 05/20/96] 6/14/96 6 STIPULATION and ORDER, reset answer due for 6/20/96 for Kevin Kuppel ( signed by Judge John E. Sprizzo ). (emil) [Entry date 06/17/96] 6/14/96 7 STIPULATION and ORDER, reset answer due for 6/20/96 for Stewart Weisman ( signed by Judge John E. Sprizzo ). (emil) [Entry date 06/17/96] 6/17/96 -- Pre-trial conference held (emil) [Entry date 06/26/96] 6/18/96 8 STIPULATION and ORDER, reset answer due for 6/20/96 for Lisa Henson, for Robert Ruckel, for Linda Calabria, for Joanne Corasaniti ( signed by Judge John E. Sprizzo ). (emil) [Entry date 06/19/96] Docket as of September 6, 2000 10:29 pm Page 52 Proceedings include all events. 1:96cv2583 Kronfeld, et al v. Bennett, et al LEAD 6/19/96 9 NOTICE OF MOTION by the Bennett Funding Plaintiffs Group to consolidate and coordinate all actions pending before this Court (96 CV 2583, 96 CV 2816, 96 CV 2903, 96 CV 2989, 96 CV 3567, 96 CV 3614, 96 CV 4186, 96 CV 4304, 96 CV 4417 and 96 CV 4487), for appointment of the Bennett Funding Plaintiffs Group (as defined in Grossman Affidavit) as Lead Plaintiffs, for approval of the Bennett Funding Pltffs Group's choice of counsel, for an order for entry of Pretrial Order No. 1 , Return date 7/25/96. Affidavit in support attached. Fld in night deposit on 6/19/96 at 9:47 p.m. (emil) [Entry date 06/21/96] [Edit date 06/21/96] 6/19/96 10 MEMORANDUM by the Bennett Funding Plaintiffs Group in support of [9-1] motion to consolidate and coordinate all actions pending before this Court (96 CV 2583, 96 CV 2816, 96 CV 2903, 96 CV 2989, 96 CV 3567, 96 CV 3614, 96 CV 4186, 96 CV 4304, 96 CV 4417 and 96 CV 4487, [9-2] motion for appointment of the Bennett Funding Plaintiffs Group (as defined in Grossman Affidavit) as Lead [9-3] motion for approval of the Bennett Funding Pltffs Group's choice of counsel, [9-4] motion for an order for entry of Pretrial Order No. 1. Fld in night deposit on 6/19/96 at 9:47 p.m. (emil) [Entry date 06/21/96] [Edit date 06/21/96] 6/21/96 11 NOTICE of attorney appearance for Robert McCarthy by Robert McCarthy (emil) [Entry date 06/24/96] 6/24/96 12 STIPULATION and ORDER, reset answer due for 6/28/96 for Merrilee Goffredo ( signed by Judge John E. Sprizzo ). (emil) [Entry date 06/25/96] 6/26/96 13 ORDER, pltff may file a motion to consolidate the actions mentioned in this order (96 CV 2816, 96 CV 2989, 96 CV 3657, 96 CV 3614 and 96 CV 4186) and any other related actions and a notice of motion for appointment of most adequate pltffs on or before 6/19/96. Any party in these actions may file a response to pltff's motions on or before 7/17/96, set pretrial conference for 12:00 7/25/96 ( signed by Judge John E. Sprizzo ); Copies mailed (emil) 7/3/96 14 ANSWER to Complaint by Rickel & Associates (Attorney Glenn S. Kerner) (emil) [Entry date 07/05/96] 7/17/96 15 MEMORANDUM of Marcelle Greenfield, individually and on behalf of all other persons similarly situtated in 96 CV 2903 (HB), in opposition to [9-1] motion to consolidate and coordinate all actions pending before this Court (96 CV 2583, 96 CV 2816, 96 CV 2903, 96 CV 2989, 96 CV 3567, 96 CV 3614, 96 CV 4186, 96 CV 4304, 96 CV 4417 and 96 CV 4487), [9-2] motion for appointment of the Bennett Funding Plaintiffs Group (as defined in Grossman Affidavit) as Lead Plaintiffs, [9-3] motion for approval of the Bennett Funding Pltffs Group's choice of counsel, [9-4] motion for an order for entry of Pretrial Order No. 1 (emil) Docket as of September 6, 2000 10:29 pm Page 53 Proceedings include all events. 1:96cv2583 Kronfeld, et al v. Bennett, et al LEAD [Entry date 07/18/96] 7/17/96 16 RESPONSE by Edmund T. Bennett, Kathleen M. Bennett & Michael Bennett to [9-1] motion to consolidate and coordinate all actions pending before this Court (96 CV 2583, 96 CV 2816, 96 CV 2903, 96 2989, 96 CV 3567, 96 CV 3614, 96 CV 4186, 96 CV 4304, 96 CV 4417 and 96 CV 4487), [9-2] motion for appointment of the Bennett Funding Plaintiffs Group (as defined in Grossman Affidavit) as Lead Plaintiffs, [9-3] motion for approval of the Bennett Funding Pltffs Group's choice of counsel, [9-4] motion for an order for entry of Pretrial Order No. 1 (emil) [Entry date 07/18/96] 7/17/96 17 AFFIDAVIT in opposition of Irving Bizar on behalf of pltffs in the Greenfield Action Re: [9-1] motion to consolidate and coordinate all actions pending before this Court (96 CV 2583, 96 CV 2816, 96 CV 2903, 96 CV 2989, 96 3567, 96 CV 3614, 96 CV 4186, 96 CV 4304, 96 CV 4417 and 96 CV 4487), [9-2] motion for appointment of the Bennett Funding Plaintiffs Group (as defined in Grossman Affidavit) as Lead Plaintiffs, [9-3] motion for approval of the Funding Pltffs Group's choice of counsel, [9-4] motion for an order for entry of Pretrial Order No. 1 (emil) [Entry date 07/18/96] 7/17/96 18 DECLARATION of Paul Kizel, on behalf of Halpert & Co., Inc., in response Re: [9-1] motion to consolidate and coordinate all actions pending before this Court (96 CV 2583, 96 CV 2816, 96 CV 2903, 96 CV 2989, 96 CV 3567, 96 CV 3614, 96 CV 4186, 96 CV 4304, 96 CV 4417 and 96 CV 4487), [9-2] motion for appointment of the Bennett Funding Plaintiffs Group (as defined in Grossman Affidavit) as Lead Plaintiffs, [9-3] motion for approval of the Bennett Funding Pltffs Group's choice of counsel, [9-4] motion for an order for entry of Pretrial Order No. 1 . (emil) [Entry date 07/18/96] 7/29/96 -- Pre-trial conference held (emil) [Entry date 08/05/96] 8/2/96 19 ORDER, pltffs may file a consolidated amended complaint on or before 9/16/96, staying defts time to file an answer until 10/11/96, staying discovery until 10/11/96, set pretrial conference for 1:00 10/11/96 ( signed by Judge John E. Sprizzo ); Copies mailed (emil) [Entry date 08/05/96] Docket as of September 6, 2000 10:29 pm Page 54 Proceedings include all events. 1:96cv2583 Kronfeld, et al v. Bennett, et al LEAD 8/2/96 20 PRETRIAL ORDER No. 1. The following actions pending in the SDNY are, until further Order of this Court, consolidated for all purposes purs. to Rule 42(a) of the FRCP: 96 CV 2583, 96 CV 2816, 96 CV 2903, 96 CV 2989, 96 CV 3567, 96 CV 3614, 96 CV 4186, 96 CV 4304, 96 CV 4417, 96 CV 4487, 96 CV 5177, 96 CV 5318, 96 CV 5321, 96 CV 5322 and 96 CV 5323. The caption of the Consolidated Actions shall be "In re Bennett Funding Group, Inc. Securities Litigation" and the files of this action shall be maintained under Master File N. 96 CV 2583 ( signed by Judge John E. Sprizzo ) (emil) [Entry date 08/05/96] 8/2/96 -- Consolidated Lead Case (emil) [Entry date 08/05/96] 8/5/96 21 CONSENT ORDER, substituting Greene, Hershdorfer & Sharpe in place of James F. Gaul as counsel for Kevin Kuppel ( signed by Judge John E. Sprizzo ) (emil) [Entry date 08/06/96] [Edit date 08/06/96] 8/5/96 22 STIPULATION and ORDER, the time for defts Kuppel and Crowley to answer is extended to 30 days after the ruling of Bankruptcy Judge Gerling on the Trustee's motion to stay all civil actions ( signed by Judge John E. Sprizzo ). (emil) [Entry date 08/06/96] 8/9/96 23 Affidavit of service as to Edmund T. Bennett by affixing to the door on 5/18/96 at 9:15am and 2:10pm, 5/20/96 at 6:05pm, 5/21/96 at 1:30pm and by Mail on 5/22/96 (kk) [Entry date 08/12/96] 8/9/96 23 Affidavit of service as to Kathleen M. Bennett by affixing to the door on 5/18/96 at 9:15am and 2:10pm, 5/20/96 at 6:05pm, 5/21/96 at 1:30pm and by Mail on 5/22/96. (kk) [Entry date 08/12/96] 8/9/96 23 Affidavit of service as to Rickel & Associates by delivering and leaving with Mr. Michael Torres, Managing Agent at 45 Essex Street, Millburn, NJ 07041 on 4/16/96 (kk) [Entry date 08/13/96] 8/9/96 23 Affidavit of service as to Halpert & Company by delivering and leaving with Alan Halpert, Managing Agent at 284 Millburn Avenue, Millburn, NJ 07041 on 4/16/96 (kk) [Entry date 08/13/96] 8/9/96 23 Affidavit of service as to Stewart Weisman by Personal Service serving 2 Clinton Square, Syracuse, NY on 5/1/96 (kk) [Entry date 08/13/96] 8/9/96 23 Affidavit of service as to Richard MacPherson by delivering and leaving with Janette Ripka, Manager at Coach Mac's Bar & Grille, Hotel Syracuse, 500 S. Warren Street, Syracuse, NY on 5/14/96 and by Mail on 5/15/96 (kk) [Entry date 08/13/96] Docket as of September 6, 2000 10:29 pm Page 55 Proceedings include all events. 1:96cv2583 Kronfeld, et al v. Bennett, et al LEAD 8/9/96 23 Affidavit of service as to William P. Crowley by Personal Service serving 4949 Beef Street, Marcellus, NY 13108 on 5/30/96 (kk) [Entry date 08/13/96] 8/9/96 23 Affidavit of service as to Merrilee Goffredo by Personal Service serving 248 Dale Street, Syracuse, NY 13208 on 5/17/96 (kk) [Entry date 08/13/96] 8/9/96 23 Affidavit of service as to Joanne Corasaniti by Personal Service serving 116 Lorian Drive, Syracuse, NY on 5/15/96 (kk) [Entry date 08/13/96] 8/9/96 23 Affidavit of service as to Robert Bryant by Personal Service serving 104 Lathrop Road (Town of Geddes), Syracuse, NY 13219 on 5/16/96 (kk) [Entry date 08/13/96] 8/9/96 23 Affidavit of service as to Kevin Kuppel by delivering and leaving with Mrs. Kuppel, wife and person of suitable age and discretion at 8187 Constable Drive, Liverpool, NY on 5/14/96 and by Mail on 5/15/96 (kk) [Entry date 08/13/96] 8/9/96 23 Affidavit of service as to Albert Cerimelli by Personal Service serving Lyncourt School, Ball Field, 2709 Court Street, Syracuse, NY 13208 on 6/3/96 (kk) [Entry date 08/13/96] 8/9/96 23 Affidavit of service as to Paul Usztok by delivering and leaving with Susan Usztok, wife and person of suitable age and discretion at 4499 Red Spruce Lane, Manlius, NY 13104 on 5/24/96 and by Mail on 5/28/96. (kk) [Entry date 08/13/96] 8/9/96 23 Affidavit of service as to Timothy White by delivering and leaving with Michelle LeCompte, wife and person of suitable age and discretion at 104 Sedgwick Drive, Syracuse, NY 13203 on 6/1/96 and by Mail on 6/3/96. (kk) [Entry date 08/13/96] 8/9/96 23 Affidavit of service as to Michael Bennett by delivering and leaving with Beverly Stanton, a person of suitable age and discretion at The Hotels of Syracuse, 500 S. Warren Street, Syracuse, NY on 5/1/96 and by Mail on 5/2/96 (kk) [Entry date 08/13/96] 9/6/96 24 Transcript of record of proceedings filed for dates of 7/29/96 (emil) [Entry date 09/10/96] 9/16/96 25 Consolidated Class Action Complaint filed by pltffs and pltffs' Executive Committee. (Fld in night deposit on 9/16/96 at 9:50 p.m.) (emil) [Entry date 10/01/96] 9/18/96 26 Fld Amended Caption to Consolidated Class Action Complaint (emil) [Entry date 09/23/96] Docket as of September 6, 2000 10:29 pm Page 56 Proceedings include all events. 1:96cv2583 Kronfeld, et al v. Bennett, et al LEAD 10/11/96 -- Pre-trial conference held (emil) [Entry date 10/22/96] 10/21/96 27 ANSWER to Consolidated Class Action Complaint by Robert McCarthy (Attorney Richard H. Sargent), jury demand (emil) 10/21/96 28 ORDER, the law firm defts may file a motion to dismiss, accompanied by one brief limited to 25 pages in length, on or before 12/2/96. The auditor defts may file a motion to dismiss, accompanied by one brief limited to 25 pages in length, on or before 12/2/96. The broker defts may file a motion dismiss, accompanied by one brief limited to 25 pages in length, on or before 12/2/96. The insurance company defts may file a motion to dismiss, accompanied by one brief limited to 25 pages in length, on or before 12/2/96. Defts may file a motion to dismiss for failure to plead w/ particularity, accompanied by one brief limited to 10 pages in length, on or before 12/2/96. Pltff may file a motion in response to defts' motions, limited to 75 pages in length, on or before 1/20/97. Pltff may file a cross-motion as to the issue of class certification on or before 1/20/97. Defts may file one reply to pltff's cross-motion for class certification on or before 2/14/97, set oral argument for 1:30 4/18/97, reset answer due for 12/31/96, set discovery due for 6/30/97, set pretrial conference for 10:30 12/20/96 ( signed by Judge John E. Sprizzo ); Copies mailed (emil) [Entry date 10/22/96] 10/21/96 29 STIPULATION and ORDER, substituting Sills, Cummis, Zuckerman, Radin, Tishman, Epstein & Gross in place of Ravin, Sarasohn, Cook, Baumgarten, Fisch & Rosen as counsel for defts Halpert & Co., Inc. and Alan Halpert ( signed by Judge John E. Sprizzo ). (emil) [Entry date 10/22/96] 10/23/96 30 NOTICE of Change of Address (in Washington, DC) of counsel for pltff Charles Richer (emil) [Entry date 10/24/96] 10/30/96 31 Affidavit of service of summons, consolidated class action complaint upon Ms. Janice Witkowski of Triangle Insurance Management Ltd., Capital Insurance/Bennett on 9/30/96 (djc) 10/30/96 31 Affidavit of service of summons and complaint upon Mervin H. Goldman on 9/18/96 (djc) 10/30/96 31 Affidavit of service of summons and complaint as to Peter S. Rosenbaum upon Lourdes Felix on 9/19/96; also mailed copy of same to Peter S. Rosenbaum on the 20th of September, 1996. (djc) [Edit date 10/30/96] 10/30/96 31 Affidavit of service of summons and complaint as to Generali - U.S. Brance .. upon John J.DiGregoria on 9/18/96 (djc) Docket as of September 6, 2000 10:29 pm Page 57 Proceedings include all events. 1:96cv2583 Kronfeld, et al v. Bennett, et al LEAD 10/30/96 31 Affidavit of service of summons and complaint as to Generali Underwriters, Inc upon John J. DiGregoria on 9/18/96 (djc) 10/30/96 31 Affidavit of service of summons and complaint as to Global Benefits Corporation upon Arlene Resnick on 9/25/96 (djc) 10/30/96 31 Affidavit of service of summons and complaint upon Linda Ferreira on 9/19/96 as to Bernard W. Eyssalenne (djc) 10/30/96 31 Affidavit of service of summons and complaint as to Robinson St. John & Wayne upon Robert Wayne on 9/18/96 (djc) 10/30/96 31 Affidavit of service of summons and complaint as to Kirkpatrick & Lockhart upon Susan Calamia on 9/18/96 (djc) 10/30/96 31 Affidavit of service of summons and complaint as to Anthony Delspina upon Frances Delspina on 9/18/96 (djc) 10/30/96 31 Affidavit of service of summons and complaint as to Bennett Funding International upon Ed Gaudino on 9/19/96 (djc) 10/30/96 31 Affidavit of service of summons and complaint upon Mr. Storch on 9/19/96 (djc) 11/4/96 32 ORDER, the law firm defts may file a motion to dismiss, accompanied by one brief limited to 25 pages in length, on or before 12/2/96. The auditor defts may file a motion to dismiss, accompanied by one brief limited to 25 pages in length, on or before 12/2/96. The broker defts may file a motion to dismiss, accompanied by one brief limited to 25 pages in length, on or before 12/2/96. The insurance company defts may file a motion to dismiss, accompanied by one brief limited to 25 pages in length, on or before 12/2/96. Defts may file a motion to dismiss for failure to plead w/ particularity, accompanied by one brief limited to 10 pages in length, on or before 12/2/96. Pltff may file a motion in response to defts' motions, limited to 75 pages in length, on or before 1/20/97. Pltff may file a cross-motion as to the issue of class certification on or before 1/20/97. Defts may file one reply to pltff's cross-motion for class certification on or before 2/14/97, set oral argument for 1:30 4/18/97, reset defts' answer due for 12/31/96, set discovery due for 6/30/97, set pretrial conference for 10:30 12/20/96 ( signed by Judge John E. Sprizzo ); Copies mailed (emil) [Entry date 11/06/96] [Edit date 11/06/96] 11/8/96 33 Corrected Consolidated Class Action Complaint. (emil) [Entry date 11/12/96] 11/13/96 34 ORDER, the pretrial conference scheduled for 12/20/96, at 10:30 a.m. shall be adjourned sine die ( signed by Judge John E. Sprizzo ); Copies mailed (emil) Docket as of September 6, 2000 10:29 pm Page 58 Proceedings include all events. 1:96cv2583 Kronfeld, et al v. Bennett, et al LEAD [Entry date 11/14/96] 12/2/96 35 Transcript of record of proceedings filed for dates of 10/11/96 (emil) 12/4/96 36 ORDER, the law firm, auditor, broker, and insurance company defts shall include in their briefs any arguments directed at failure to plead w/ particularity. Those briefs shall continue to be limited to 25 pages in length. All other defts may each file a motion to dismiss for failure to plead w/ particularity, limited to 10 pages in length. The law firm, auditor, and insurance company defts' time for filing their motions to dismiss is extended until 12/9/96. Pltffs' response to defts' motions to dismiss and time for filing a cross-motion as to the issue of class certification is extended until 1/27/97. Defts' time to reply to pltffs' cross-motion as to the issue of class certification is extended until 2/21/97 ( signed by Judge John E. Sprizzo ); Copies mailed (emil) [Entry date 12/05/96] 12/9/96 37 NOTICE OF MOTION by Kirkpatrick & Lockhart LLP, Storch & Brenner, and Robinson St. John & Wayne for an order dismissing Count IX of the Consolidated Amended Class Action Complaint against the Law Firm Defts, purs. to Rule 12(b)(6) of the FRCP, for failure to state a claim upon which relief can be granted, and, purs. to Rule 9(b) of the FRCP, for failure to plead the circumstances constituting the alleged fraud w/ the requisite degree of particularity , Return date 4/18/97 (emil) [Entry date 12/10/96] 12/9/96 38 MEMORANDUM by Kirkpatrick & Lockhart LLP, Storch & Brenner, and Robinson, St. John & Wayne in support of [37-1] motion for an order dismissing Count IX of the Consolidated Amended Class Complaint against the Law Firm Defts, purs. to Rule of the FRCP, for failure to state a claim upon which relief can be granted, and, purs. to Rule 9(b) of the FRCP, for failure to plead the circumstances constituting the alleged fraud w/ the requisite degree of particularity (emil) [Entry date 12/10/96] 12/9/96 39 NOTICE OF MOTION by Mahoney Cohen & Co. for an order, purs. to Rules 9(b) and 12(b)(6) of the FRCP, and the Private Securities Litigation Reform Act of 1995, dismissing the complaint against Mahoney Cohen in its entirety , Return date 4/18/97. Affidavit in support attached. (emil) [Entry date 12/10/96] 12/9/96 40 MEMORANDUM by Mahoney Cohen & Co. in support of [39-1] motion for an order, purs. to Rules 9(b) and 12(b)(6) of the FRCP, and the Private Securities Litigation Reform Act of 1995, dismissing the complaint against Mahoney Cohen in its entirety (emil) [Entry date 12/10/96] Docket as of September 6, 2000 10:29 pm Page 59 Proceedings include all events. 1:96cv2583 Kronfeld, et al v. Bennett, et al LEAD 12/9/96 41 NOTICE OF MOTION by Rickel & Associates, Halpert & Co., Allen R. Rosenberg, American Eagle Inv., Alan P. Halpert, Horizon Securities, Peter Dean Invest., Peter DeAngelis, Weiner Abrams & Co., Mid-State Securities, Randolph Messina, Anthony Esposito, Stoever Glass & Co., Thomas Dunn, Dorfman, Goldman, First Interregional, First Miami Securiti, Resource Planning, Monarch Financial, Bernard Eyssalenne, Mervin Goldman, Alvin Rapp, Peter Rosenbaum, Allen Rosenberg, Global Benefits Corp. purs. to Rules 9(b) and 12(b)(6) of the FRCP, to dismiss in full Counts V, VII and XIV of pltffs' Complaint, and dismissing in part Counts I, II and III, w/ costs and expenses , Return date not indicated. Fld in night deposit on 12/9/96 at 10:09 p.m. 6/7/96 (emil) [Entry date 12/11/96] 12/9/96 42 MEMORANDUM by Rickel & Associates, Halpert & Co., Allen R. Rosenberg, American Eagle Inv., Alan P. Halpert, Horizon Securities, Peter Dean Invest., Peter DeAngelis, Weiner Abrams & Co., Mid-State Securities, Randolph Messina, Anthony Esposito, Stoever Glass & Co., Thomas Dunn, Dorfman, Goldman, First Interregional, First Miami Securiti, Resource Planning, Monarch Financial, Bernard Eyssalenne, Mervin Goldman, Alvin Rapp, Peter Rosenbaum, Global Benefits Corp in support of [41-1] motion purs. to Rules 9(b) and 12(b)(6) of the FRCP, to dismiss in full Counts V, VII and XIV of pltffs' Complaint, and dismissing in part Counts I, II and III, w/ costs and expenses. Fld in night deposit on 12/9/96 at 10:09 p.m. (emil) [Entry date 12/11/96] 12/9/96 43 NOTICE OF MOTION by Rickel & Associates, Halpert & Co., Allen R. Rosenberg, American Eagle Inv., Alan P. Halpert, Horizon Securities, Peter Dean Invest., Peter DeAngelis, Weiner Abrams & Co., Mid-State Securities, Randolph Messina, Anthony Esposito, Stoever Glass & Co., Thomas Dunn, Dorfman, Goldman, First Interregional, First Miami Securiti, Resource Planning, Monarch Financial, Bernard Eyssalenne, Mervin Goldman, Alvin Rapp, Peter Rosenbaum, Global Benefits Corp. purs. to Section 21D(b)(3) of the Private Sec. Litigation Reform Act of 1995, 15 USC 78u-4(b)(3), to stay all discovery and other proceedings during the pendency of the motion to dismiss filed this date by the Broker Indivduals and the Brokerage Firms , Return date not indicated. Fld in night deposit on 12/9/96 at 10:09 p.m. (emil) [Entry date 12/11/96] [Edit date 12/11/96] Docket as of September 6, 2000 10:29 pm Page 60 Proceedings include all events. 1:96cv2583 Kronfeld, et al v. Bennett, et al LEAD 12/9/96 44 MEMORANDUM by Rickel & Associates, Halpert & Co., Allen R. Rosenberg, American Eagle Inv., Alan P. Halpert, Horizon Securities, Peter Dean Invest., Peter DeAngelis, Weiner Abrams & Co., Mid-State Securities, Randolph Messina, Anthony Esposito, Stoever Glass & Co., Thomas Dunn, Dorfman, Goldman, First Interregional, First Miami Securiti, Resource Planning, Monarch Financial, Bernard Eyssalenne, Mervin Goldman, Peter Rosenbaum, Global Benefits Corp. in support of [43-1] motion purs. to Section 21D(b)(3) of the Private Sec. Litigation Reform Act of 1995, 15 USC 78u-4(b)(3), to stay all discovery and other proceedings during the pendency of the motion to dismiss filed this date by the Broker Indivduals and the Brokerage Firms. Fld in night deposit on 12/9/96 at 10:09 p.m. (emil) [Entry date 12/11/96] 12/9/96 45 NOTICE OF MOTION by Genarali U.S. Branch, Generali Underwriter purs. to Rules 12(b)(6), 12(b)(7) and 19 of the FRCP, to dismiss the complaint against the Generali Defts in its entirety , Return date 4/18/97. Fld in night deposit on 12/9/96 at 8:51 p.m. (emil) [Entry date 12/11/96] 12/9/96 46 MEMORANDUM by Genarali U.S. Branch, Generali Underwriter in support of [45-1] motion purs. to Rules 12(b)(6), 12(b)(7) and 19 of the FRCP, to dismiss the complaint against the Generali Defts in its entirety. Fld in night deposit on 12/9/96 at 8:51 p.m. (emil) [Entry date 12/11/96] 12/18/96 47 NOTICE OF MOTION by Robinson, St. John for an order, purs. to the Private Sec. Litigation Reform Act of 1995 15 USC 78U-4(b)(3)(B), for a stay of all discovery and other proceedings during the pendency of motions to dismiss filed in the action , Return date 4/18/97 (emil) [Entry date 12/19/96] 12/18/96 48 MEMORANDUM by Robinson, St. John in support of [47-1] motion for an order, purs. to the Private Sec. Litigation Reform Act of 1995 15 USC 78U-4(b)(3)(B), for a stay of all discovery and other proceedings during the pendency of motions to dismiss filed in the action (emil) [Entry date 12/19/96] 12/18/96 49 NOTICE OF MOTION by Storch & Brenner for a stay of all discovery and other proceedings during the pendency of all motions to dismiss filed in this action, purs. to the Private Sec. Litigation Reform Act of 1995, 15 USC 78U-4(b)(3)(B) , Return date not indicated. 4/18/97 (emil) [Entry date 12/19/96] 12/23/96 50 ANSWER to complaint and CROSSCLAIM by Albert Cerimelli (Attorney Emil M. Rossi) against all co-defts (emil) [Entry date 12/27/96] Docket as of September 6, 2000 10:29 pm Page 61 Proceedings include all events. 1:96cv2583 Kronfeld, et al v. Bennett, et al LEAD 12/30/96 51 ORDER, reset answer due for 2/1/97 for Merrilee Goffredo ( signed by Judge John E. Sprizzo ); Copies mailed (emil) [Entry date 12/31/96] 12/31/96 52 ANSWER to Complaint by Jameson, Dewitt (Attorney John N. Romans) (emil) [Entry date 01/02/97] 1/3/97 -- Pre-trial conference held (emil) [Entry date 02/04/97] 1/8/97 53 ANSWER by Kirkpatrick & Lock to [50-2] cross claim (emil) [Entry date 01/09/97] 1/13/97 54 ANSWER by Resource Planning, Alvin Rapp to [50-2] cross claim; by attorney Eric Seiler (emil) [Entry date 01/14/97] 1/13/97 55 NOTICE of Change of Address by counsel for First Miami Securiti (emil) [Entry date 01/14/97] 1/14/97 56 ANSWER by Mahoney Cohen & Co. to [50-2] cross claim (emil) [Entry date 01/15/97] 1/14/97 57 ANSWER by Peter Dean Invest., Peter DeAngelis to [50-2] cross claim (emil) [Entry date 01/16/97] 1/15/97 58 ANSWER by Robinson, St. John to [50-2] cross claim (emil) [Entry date 01/16/97] 1/15/97 59 ANSWER by First Miami Securiti to [50-2] cross claim (emil) [Entry date 01/16/97] 1/17/97 60 ANSWER by Global Benefits Corp to [50-2] cross claim (emil) [Entry date 01/21/97] 1/24/97 61 ANSWER by First Interregional to [50-2] cross claim; by attorney Stephen P. Younger (emil) [Entry date 01/27/97] 1/27/97 62 NOTICE OF MOTION by all plaintiffs purs. to Rule 23 of the FRCP: to certify this action as a class action on behalf of the following pltff class: all persons and entities (other than defts, members of their immediate families, heirs, affiliates, successors, and assigns) who purchased Bennett Securities or "rolled over" investments into Bennett Securities during the period from 3/29/92 through 3/29/96; for certification of the various pltff subclasses as listed in this motion; to certify a deft class (the "Broker Defendant Class"), consisting of all broker-dealers and other entities that sold the Bennett Securities, solely w/ respect to the pltffs' claim under Section 12(1) of the 1933 Act, set forth in Count I of the Complaint , Return date not indicated. Fld in night deposit on 1/27/97 at 9:31 p.m. (emil) [Entry date 01/29/97] [Edit date 01/29/97] Docket as of September 6, 2000 10:29 pm Page 62 Proceedings include all events. 1:96cv2583 Kronfeld, et al v. Bennett, et al LEAD 1/27/97 63 MEMORANDUM by all plaintiffs in support of [62-1] motion purs. to Rule 23 of the FRCP: to certify this action as a class action on behalf of the following pltff class: all persons and entities (other than defts, members of their immediate families, heirs, affiliates, successors, and assigns) who purchased Bennett Securities or "rolled over" investments into Bennett Securities during the period from 3/29/92 through 3/29/96; for certification of the various pltff subclasses as listed in this motion; to certify a deft class (the "Broker Defendant Class"), consisting of all broker-dealers and other entities that sold the Bennett Securities, solely w/ respect to the pltffs' claim under Section 12(1) of the 1933 Act, set forth in Count I of the Complaint. Fld in night deposit on 1/27/97 at 9:31 p.m. (emil) [Entry date 01/29/97] 1/27/97 64 AFFIDAVIT in support of Edward A. Grossman by all plaintiffs Re: [62-1] motion purs. to Rule 23 of the FRCP: to certify this action as a class action on behalf of the following pltff class: all persons and entities (other than defts, members of their immediate families, heirs, affiliates, successors, and assigns) who purchased Bennett Securities or "rolled over" investments into Bennett Securities during the period from 3/29/92 through 3/29/96; for certification of the various pltff subclasses as listed in this motion; to certify a deft class (the "Broker Defendant Class"), consisting of all broker-dealers and other entities that sold the Bennett Securities, solely w/ respect to the pltffs' claim under Section 12(1) of the 1933 Act, set forth in Count I of the Complaint. Fld in night deposit on 1/27/97 at 9:32 p.m. (emil) [Entry date 01/29/97] 1/27/97 65 MEMORANDUM by all plaintiffs in response re: [39-1] motion for an order, purs. to Rules 9(b) and 12(b)(6) of the FRCP, and Private Securities Litigation Reform Act of 1995, to dismiss the complaint against Mahoney Cohen in its entirety; [37-1] motion for an order dismissing Count IX of the Consolidated Amended Class Action Complaint against the Law Firm Defts, purs. to Rule 12(b)(6) of the FRCP, for failure to state a claim upon which relief can be granted, and, purs. to Rule 9(b) of the FRCP, for failure to plead the circumstances constituting the alleged fraud w/ the requisite degree of particularity; [45-1] motion purs. to Rules 12(b)(6), 12(b)(7) and 19 of the FRCP, to dismiss the complaint against the Generali Defts in its entirety; [41-1] motion purs. to Rules 9(b) and 12(b)(6) of the FRCP, to dismiss in full Counts V, VII and XIV of pltffs' Complaint, and dismissing in part Counts I, II and III, w/ costs and expenses. Fld in night deposit on 1/27/97 at 9:32 p.m. (emil) [Entry date 01/29/97] 1/27/97 66 ANSWER by Peter Rosenbaum to [50-2] cross claim (emil) [Entry date 01/30/97] Docket as of September 6, 2000 10:29 pm Page 63 Proceedings include all events. 1:96cv2583 Kronfeld, et al v. Bennett, et al LEAD 1/29/97 67 STIPULATION and ORDER, the time within which Generali may answer the crossclaim of Albert Cerimeli is enlarged to and including the 20th day after Generali answers the Consolidated Class Action Complaint ( signed by Judge John E. Sprizzo ). (emil) [Entry date 01/30/97] 1/29/97 68 REPLY by Stewart Weisman Re: [50-2] cross claim (emil) [Entry date 01/31/97] 1/31/97 71 REPLY by Jameson, Dewitt Re: [50-1] cross-claim (emil) [Entry date 02/04/97] 2/3/97 69 ANSWER by Weiner Abrams & Co., Mid-State Securities, Randolph Messina, Anthony Esposito, Stoever Glass & Co., Thomas Dunn to [50-2] cross claim (emil) 2/3/97 70 ORDER, reset oral argument on defts' motions to dismiss for 4:00 p.m. on 3/4/97 ( signed by Judge John E. Sprizzo ); Copies mailed (emil) [Entry date 02/04/97] 2/3/97 72 ANSWER by Anthony DelSpina to [50-2] cross claim (emil) [Entry date 02/04/97] 2/6/97 73 ANSWER by Albert Cerimelli to co-deft Mahoney Cohen & Co.'s cross-claims (emil) [Entry date 02/11/97] 2/7/97 74 ANSWER by Storch & Brenner to [50-2] cross claim. Fld in night deposit on 2/7/97 at 5:46 p.m. (emil) [Entry date 02/11/97] 2/7/97 -- Pre-trial conference held (emil) [Entry date 02/19/97] 2/10/97 75 ANSWER by Michael A. Bennett to [50-2] cross claim (emil) [Entry date 02/11/97] 2/10/97 76 ANSWER by First Interregional to [50-2] cross claim (emil) [Entry date 02/11/97] 2/11/97 77 CONSENT ORDER, substituting Sargent, Cramer & Myers in place of Joseph Fahey as counsel for Merrilee M. Goffredo ( signed by Judge John E. Sprizzo ) (emil) [Entry date 02/13/97] 2/13/97 78 ANSWER by Storch & Brenner to [50-2] cross claim. Fld in night deposit on 2/13/97 at 6:24 p.m. (emil) [Entry date 02/14/97] 2/13/97 79 ORDER from MDL Panel that this action is transferred to the SDNY and is assigned to Judge Sprizzo for coordinated or consolidated pretrial proceedings w/ the actions pending in this dist. (emil) [Entry date 02/18/97] Docket as of September 6, 2000 10:29 pm Page 64 Proceedings include all events. 1:96cv2583 Kronfeld, et al v. Bennett, et al LEAD 2/13/97 81 NOTICE of Change of Name of firm representing Milton Gralla, Shirley Gralla, Debby Schwartz, Lawrence R. Speen, Sydney Speen, Shirley Speen, Charles Fox, Audrey Fox, Charles Fox, Marcia Davis, Carrie Newman, Ruth Block, Henry R. Bleier, Esther Skorr Bleier, Marc Duneier, Dana Duneier, Herbert Korn, Brett Korn, Nicole Korn, Ylana Korn, Howard Paul, Isobel Paul, Alisa Paul, Harvey Dunier, Isobel Schaefer, Marvin Zalk, Stuart Perry, Milton Duke, Arkin-Medo, Inc., Daniel Perry Roll., Daniel Perry, Marlyn Perry, Leonard Brum, Pearl Brum, Douglas Brum (emil) [Entry date 02/19/97] 2/18/97 80 ORDER, for the reasons set forth on the Record during the pretrial conference, held on 2/7/97, certain broker-defts' request to stay the arbitration proceedings pending before the NYSE and the NASD is denied. All current and/or prospective class members who choose to proceed in arbitration w/ broker-defts in accordance w/ the terms of their brokerage contracts may "opt-out" of the class action claims against these brokers by filing an Affidavit attesting to this decision on or before 3/7/97. All current and/or prospective class members and broker-defts who mutually agree not to proceed in arbitration and instead choose to litigate in this action must "opt-in" by filing a Stip & Order to that effect on or before 3/7/97, or within 30 days of having received notice, orally or in writing, of the terms of this Order, but in no event later than 6/30/97. Failure to file the aforementioned Stip as specified above will result in the waiver of that current and/or prospective class member's right to "opt-in" to this litigation as against that broker-deft at a later date. Deft's application to adjust the briefing schedule establised by the Court is denied. Defts' time to file one Response to pltff's cross-motion for class certification is extended until 2/28/97, reset oral argument for 2:00 p.m. on p.m. on 4/25/97 ( signed by Judge John E. Sprizzo ); Copies mailed (emil) [Entry date 02/19/97] 2/20/97 82 NOTICE OF MOTION & MOTION by the SEC for an order granting the SEC leave to file a brief amicus curiae, Return date 3/4/97 (emil) [Entry date 02/21/97] 2/24/97 83 ORDER, substituting Craig S. Hilliard in place of Mark J. Hyland as counsel for defts Weiner Abrams & Co., Inc., Randolph L. Messina, Thomas Dunn, Anthony Esposito, Mid-State Securities Corp. and Stoever Glass & Co. Inc. ( signed by Judge John E. Sprizzo ); Copies mailed (emil) [Entry date 02/25/97] 2/25/97 84 ORDER granting [82-1] motion for an order granting the SEC leave to file a brief amicus curiae ( signed by Judge John E. Sprizzo ); Copies mailed (emil) [Entry date 02/26/97] Docket as of September 6, 2000 10:29 pm Page 65 Proceedings include all events. 1:96cv2583 Kronfeld, et al v. Bennett, et al LEAD 2/28/97 85 MEMORANDUM of Balkin Case Pltffs in partial opposition to [62-1] motion purs. to Rule 23 of the FRCP: to certify this action as a class action on behalf of the following pltff class: all persons and entities (other than defts, members of their immediate families, heirs, affiliates, successors, and assigns) who purchased Bennett Securities or "rolled over" investments into Bennett Securities during the period from 3/29/92 through 3/29/96; for certification of the various pltff subclasses as listed in this motion; to certify a deft class (the "Broker Defendant Class"), consisting of all broker-dealers and other entities that sold the Bennett Securities, solely w/ respect to the pltffs' claim under Section 12(1) of the 1933 Act, set forth in Count I of the Complaint (emil) [Entry date 03/03/97] 3/3/97 86 AFFIDAVIT of Sofia Zeldin, putative member of the class of Pltffs Re: affiant states that she elects to opt out of 96 CV 2583 w/ respect to broker-deft Halpert & Company, Inc. (emil) 3/3/97 87 AFFIDAVIT of Aleksandr Stolyar, putative member of the class of Pltffs Re: affiant states that he elects to opt out of 96 CV 2583 w/ respect to broker-deft Halpert & Co., Inc. (emil) 3/3/97 88 AFFIDAVIT of Boris Zeldin, putative member of the class of Pltffs Re: affiant states that he elects to opt out of 96 CV 2583 w/ respect to broker-deft, Halpert & Co., Inc. (emil) 3/4/97 89 Transcript of record of proceedings filed for dates of 1/3/97 (emil) [Entry date 03/05/97] 3/6/97 90 AFFIDAVIT of Marvin Witten Re: to inform the Court that affiant prefers that his claims be heard in the pending arbtiration action, and that when given the option, he will "opt out" of the class of pltffs in case number 96 CV 2583 (emil) 3/6/97 91 AFFIDAVIT of Lillian Witten Re: to inform the Court that affiant prefers for her claims to be heard in the pending arbitration action and, that when given the option, she will "opt out" of the class of pltffs in case number 96 CV 2583 (emil) 3/7/97 92 Filed Memo-Endorsement on letter addressed to Judge Sprizzo from Nancy Jansen Rishel, dated 3/4/97, granting request for an add'l 60 days to comply w/ the requirements for opting out ( signed by Judge John E. Sprizzo ) (emil) [Entry date 03/10/97] Docket as of September 6, 2000 10:29 pm Page 66 Proceedings include all events. 1:96cv2583 Kronfeld, et al v. Bennett, et al LEAD 3/12/97 93 Filed Memo-Endorsement on letter dated 3/6/97, granting Generali's request for leave to file a separate brief, not to exceed seven pages in length, in response to the class certification motion ( signed by Judge John E. Sprizzo ) (emil) [Entry date 03/13/97] 3/17/97 95 ANSWER by Rickel & Associates to [50-2] cross claim; by attorney Glenn S. Kerner for cross-defendant Rickel & Associates (emil) [Entry date 03/19/97] 3/18/97 94 STIPULATION and ORDER, reset Mahoney Cohen's answer due for 3/28/97 ( signed by Judge John E. Sprizzo ). (emil) [Entry date 03/19/97] 3/19/97 96 ANSWER by Genarali U.S. Branch, Generali Underwriter to [50-2] cross claim (emil) [Entry date 03/20/97] 3/19/97 97 Rule 9 certificate filed by Genarali U.S. Branch, Generali Underwriter (emil) [Entry date 03/20/97] 3/19/97 98 ANSWER to Consolidated Class Action Complaint and INTERPLEADER COUNTERCLAIM by Genarali U.S. Branch, Generali Underwriter (Attorney Bruce E. Clark) against all plaintiffs (emil) [Entry date 03/21/97] [Edit date 03/21/97] 3/19/97 98 INTERPLEADER CROSSCLAIM by Genarali U.S. Branch, Generali Underwriter against Halpert & Co., Horizon Securities, Monarch, and add'l crossclaim defts Bankers Financial Corp., Brighton Securities Corp., Sage-Rutty & Company, Summit Financial Services, Inc. and Richard C. Breeden as trustee for the Bennett Funding Group, Inc., Resort Service Company, Inc., The Processing Center, Inc. and Bennett Receivables Corporation (emil) [Entry date 03/21/97] 3/26/97 99 NOTICE OF MOTION for an order granting Deborah Aschheim, Ralph Confino, Sylvia Confino, Melvin Lynn, Carlo P. Toscano, Elvira Toscano, Judith Toscano, Philip Toscano, Robert Weiss leave to intervene in this action, Return date 4/25/97. (emil) [Entry date 03/27/97] 3/26/97 100 MEMORANDUM by Deborah Aschheim, Ralph Confino, Sylvia Confino, Melvin Lynn, Carlo P. Toscano, Elvira Toscano, Judith Toscano, Philip Toscano, Robert Weiss in support of [99-1] motion for an order granting Deborah Aschheim, Ralph Confino, Sylvia Confino, Melvin Lynn, Carlo P. Toscano, Elvira Toscano, Judith Toscano, Philip Toscano, Robert Weiss leave to intervene in this action (emil) [Entry date 03/27/97] Docket as of September 6, 2000 10:29 pm Page 67 Proceedings include all events. 1:96cv2583 Kronfeld, et al v. Bennett, et al LEAD 4/2/97 101 BRIEF by Genarali U.S. Branch, Generali Underwriter in response re: [62-1] motion purs. to Rule 23 of the FRCP: to certify this action as a class action on behalf of the following pltff class: all persons and entities (other than defts, members of their immediate families, heirs, affiliates, successors, and assigns) who purchased Bennett Securities or "rolled over" investments into Bennett Securities during the period from 3/29/92 through 3/29/96; for certification of the various pltff subclasses as listed in this motion; to certify a deft class (the "Broker Defendant Class"), consisting of all broker-dealers and other entities that sold the Bennett Securities, solely w/ respect to the pltffs' claim under Section 12(1) of the 1933 Act, set in Count I of the Complaint (emil) [Entry date 04/03/97] 4/3/97 102 Transcript of record of proceedings filed for dates of 2/7/97 (emil) [Entry date 04/04/97] 4/3/97 103 STIPULATION and ORDER, reset answer due for 4/4/97 for Mahoney Cohen ( signed by Judge John E. Sprizzo ). (emil) [Entry date 04/04/97] 4/3/97 104 NOTICE OF MOTION by Michael Balkin and Ann Fein for an order certifying Michael S. Balkin and Ann Fein as class representatives of the class or subclass w/ regard to all claims asserted in this action against Generali Underwriters, Inc., Assicurazioni Generali S.p.A. and Generali U.S. Branch and for an order certifying Law Office of Klari Neuwelt and Bragar & Wexler, P.C., as class or subclass Co-Lead Counsel w/ respect to all claims asserted in this action against Generali, Return date 4/25/97 (emil) [Entry date 04/04/97] 4/3/97 105 MEMORANDUM of Michael S. Balkin and Ann Fein in support of [104-1] motion for an order certifying Michael S. Balkin and Ann Fein as class representatives of the class or subclass w/ regard to all claims asserted in this action against Generali Underwriters, Inc., Assicurazioni Generali S.p.A. and Generali U.S. Branch, [104-2] motion for an order Law Office of Klari Neuwelt and Bragar & Wexler, P.C., as class or subclass Co-Lead Counsel w/ respect to all claims asserted in this action against Generali (emil) [Entry date 04/04/97] Docket as of September 6, 2000 10:29 pm Page 68 Proceedings include all events. 1:96cv2583 Kronfeld, et al v. Bennett, et al LEAD 4/4/97 106 NOTICE of Intention to opt into class action filed by the following: Linda Klompus, as Trustee of the Bright Family Trust and the Bennett Family Trust; Albert J. Carpel, as Trustee for the Albert J. Carpel Revocable Trust; Daniel Ungar and Evelyn Ungar as Co-Trustees of the Evelyn Ungar Trust; Daniel Ungar; Evelyn Ungar; Albert Fader; Carol Fader; Herbert Miller; Jack Bellock as Trustee under Agreement Dated 8/24/84; Florence Bellock as Trustee under Agreement Dated 8/24/84; Jack Bellock as General Partner of Alf Realty Associates of Teaneck, NJ; Florence Goldberg; Bernard Hoffer (emil) 4/4/97 107 MEMORANDUM by Rickel & Associates, Alan P. Halpert, Peter Dean Invest., Peter DeAngelis, Weiner Abrams & Co., Mid-State Securities, Randolph Messina, Anthony Esposito, Stoever Glass & Co., Thomas Dunn, First Miami Securiti, Monarch Financial, Anthony DelSpina in partial opposition to [62-1] motion purs. to Rule 23 of the FRCP: to certify this action as a class action on behalf of the following pltff class: all persons and entities (other than defts, members of their immediate families, heirs, affiliates, successors, and assigns) who purchased Bennett Securities or "rolled over" investments into Bennett Securities during the period from 3/29/92 through 3/29/96; for certification of the various pltff subclasses as listed in this motion; to certify a deft class (the "Broker Defendant Class"), consisting of all broker-dealers and other entities that sold the Bennett Securities, solely w/ respect to the pltffs' claim under Section 12(1) of the 1933 Act, set forth in Count I of the Complaint (emil) [Entry date 04/08/97] 4/7/97 108 Affidavit of Filing and Mailing Re: deft Robert H. McCarthy's Response to Pltff's First Request for Production of Documents to BFG Executives (emil) [Entry date 04/08/97] 4/9/97 109 STIPULATION and ORDER, Mahoney Cohen's time to answer the consolidated class action complaint is extended to the date to be included in a scheduling order now being circulated for review by all counsel purs. to the Court's instructions ( signed by Judge John E. Sprizzo ). (emil) [Entry date 04/10/97] 4/9/97 110 STIPULATION and ORDER, extending time to 4/3/97 for Mahoney Cohen to file a brief on pltffs' motion for class certification ( signed by Judge John E. Sprizzo ). (emil) [Entry date 04/10/97] Docket as of September 6, 2000 10:29 pm Page 69 Proceedings include all events. 1:96cv2583 Kronfeld, et al v. Bennett, et al LEAD 4/14/97 112 RESPONSE by Richard C. Breeden in partial opposition Re: [104-1] motion for an order certifying Michael S. Balkin and Ann Fein as class representatives of the class or subclass w/ regard to all claims asserted in this action against Generali Underwriters, Inc., Assicurazioni Generali S.p.A. and Generali U.S. Branch, [104-2] motion for an order certifying Law Office of Klari Neuwelt and Bragar & Wexler, P.C., as class or subclass Co-Lead Counsel w/ respect to all claims asserted in this action against Generali (emil) [Entry date 04/15/97] 4/14/97 113 MEMORANDUM by Richard C. Breeden in partial opposition to [99-1] motion for an order granting Deborah Aschheim, Ralph Confino, Sylvia Confino, Melvin Lynn, Carlo P. Toscano, Elvira Toscano, Judith Toscano, Philip Toscano, Robert Weiss leave to intervene in this action (emil) [Entry date 04/15/97] 4/14/97 111 DECLARATION in partial opposition by Richard C. Breeden, Resort Service Co., The Processing Cntr., Bennett Receivables [99-1] motion for an order granting Deborah Aschheim, Ralph Confino, Sylvia Confino, Melvin Lynn, Carlo P. Toscano, Elvira Toscano, Judith Toscano, Philip Toscano, Robert Weiss leave to intervene in this action (emil) [Entry date 04/30/97] 4/17/97 114 Filed Memo-Endorsement on letter, dated 4/11/97, granting request of Boris Zeldin, Sofia Zeldin and Alexandr Stolyar to be reconstituted as pltffs in this matter ( signed by Judge John E. Sprizzo ) (emil) [Entry date 04/18/97] 4/21/97 115 MEMORANDUM by Deborah Aschheim, Ralph Confino, Sylvia Confino, Melvin Lynn, Carlo P. Toscano, Elvira Toscano, Judith Toscano, Philip Toscano, Robert Weiss re: in reply to the Trustee's partial opposition to motion for intervention. Fld in night deposit on 4/21/97 at 6:13 p.m. (emil) [Entry date 04/23/97] 4/28/97 116 Affidavit of Filing and Mailing of deft Merrilee Goffredo's Response to pltff's First Request for Production of Documents upon parties listed on attached service list by regular mail on 4/17/97 (emil) 4/28/97 117 Fld AFFIDAVITS of various individuals attesting to decision to "opt-out" of Bennett Class Action claims against Broker-Defts (emil) Docket as of September 6, 2000 10:29 pm Page 70 Proceedings include all events. 1:96cv2583 Kronfeld, et al v. Bennett, et al LEAD 4/30/97 118 ANSWER to Consolidated Class Action Complaint, JURY DEMAND and CROSSCLAIM by Anthony DelSpina (Appearing Pro Se) against Patrick R. Bennett, Edmund Bennett, Kathleen M. Bennett, Kevin Kuppel, William P. Crowley, Joanne Corasaniti, Richard MacPherson, Robert Bryant, Merrilee Goffredo, Shaun O'Neill, Stewart Weisman, Linda Calabria, Robert McCarthy, Robert Ruckel, Timothy White, Albert Cerimelli, John Sullivan, Paul Usztok, Kenneth Kasarjian, Lisa Henson, Rickel & Associates, Halpert & Co., Genarali U.S. Branch, Generali Underwriter, Kirkpatrick & Lock, Storch & Brenner, Robinson, St. John, Global Benefits Corp, Mervin Goldman, Resource Planning, Alvin Rapp, Bernard Eyssalenne, Sima Ins. Co. (emil) [Entry date 05/08/97] 5/2/97 119 ANSWER by Albert Cerimelli to [118-2] cross claim; by attorney Emil M. Rossi for cross-defendant Albert Cerimelli (emil) [Entry date 05/08/97] 5/5/97 120 REPLY by Stewart Weisman Re: [118-2] cross claim (emil) [Entry date 05/08/97] 5/8/97 121 Transcript of record of proceedings filed for dates of 3/4/97 (emil) [Entry date 05/09/97] 5/9/97 122 ANSWER by Resource Planning, Alvin Rapp to [118-2] cross claim; by attorney Robert S. Loigman (emil) [Entry date 05/13/97] 5/13/97 123 ANSWER by Mahoney Cohen & Co. to [118-2] cross claim; by attorney Peter A. Stroili (emil) [Entry date 05/14/97] 5/20/97 126 Class Action Intervenor Pleading by Deborah Aschheim, Ralph Confino, Sylvia Confino, Melvin Lynn, Carlo P. Toscano, Elvira Toscano, Judith Toscano, Philip Toscano, Robert Weiss against Patrick R. Bennett , the Broker Class, and in the Alternative, the Brokers. (lam) [Entry date 05/29/97] 5/22/97 124 ANSWER by Weiner Abrams & Co., Mid-State Securities, Randolph Messina, Anthony Esposito, Stoever Glass & Co., Thomas Dunn to [118-2] cross claim ; by attorney Craig S. Hilliard. (lam) [Entry date 05/27/97] 5/23/97 125 ANSWER by First Miami Securities to [118-2] cross claim of deft Anthony Del Spina ; by atty Melvin A. Brosterman. (lam) [Entry date 05/29/97] 5/27/97 127 ANSWER by Peter DeAngelis to [118-2] cross claim ; by attorney Joel Leifer (lam) [Entry date 05/29/97] 6/2/97 128 CONSENT ORDER to change attorney; substituting attorney McCarter & English in place and stead Patterson Belknap et al as atty of record for First Interregional Equity Corp ( signed by Judge John E. Sprizzo ); (lam) [Entry date 06/03/97] Docket as of September 6, 2000 10:29 pm Page 71 Proceedings include all events. 1:96cv2583 Kronfeld, et al v. Bennett, et al LEAD 6/5/97 129 ANSWER by Global Benefits Corp to [118-2] cross claim of deft Anthony Del Spina ; by attorney Lawrence B. Kahn. (lam) [Entry date 06/06/97] 6/5/97 130 ANSWER by Peter Rosenbaum to [118-2] cross claim of Anthony Del Spinqa; by attorney Mark S. Mulholland (lam) [Entry date 06/06/97] 6/6/97 133 ANSWER to complaint and CROSSCLAIM by Peter Rosenbaum (Attorney Mark S. Mulholland) against Patrick R. Bennett, Edmund T. Bennett, Kathleen M. Bennett, Kevin Kuppel, William P. Crowley, Joanne Corasaniti, Richard MacPherson, Robert Bryant, Merrilee Goffredo, Shaun O'Neill, Stewart Weisman, Linda Calabria, Robert McCarthy, Robert Ruckel, Timothy White, Albert Cerimelli, John Sullivan, Paul Usztok, Kenneth Kasarjian, Lisa Henson, Rickel & Associates, Halpert & Co., Genarali U.S. Branch, Generali Underwriter, Kirkpatrick & Lock, Storch & Brenner, Robinson, St. John, Global Benefits Corp, Anthony DelSpina, Mervin Goldman, Resource Planning, Alvin Rapp, Bernard Eyssalenne, Sima Ins. Co. (lam) [Entry date 06/10/97] 6/6/97 134 ANSWER to Complaint by Mahoney Cohen Co. (Attorney Ronald H. Alenstein) (lam) [Entry date 06/10/97] 6/9/97 131 ANSWER by Michael A. Bennett to [118-2] cross claim by Anthony Del Spina. (lam) 6/9/97 132 ANSWER by Alan P. Halpert (Attorney A. Ross Pearlson) to second consolidated amended class action complaint; by attorney A. Ross Pearlson (lam) [Entry date 06/10/97] 6/9/97 132 CROSSCLAIM by Alan P. Halpert against Patrick R. Bennett, Edmund T. Bennett, Kathleen M. Bennett, The BFG Executive, Mahoney Cohen Co., Sphere Drake, Genarali, Generali Underwriter and BIC. (lam) [Entry date 06/10/97] 6/9/97 132 COUNTERCLAIM by Alan P. Halpert against "Note subclass Plaintiffs" (lam) [Entry date 06/10/97] 6/9/97 135 ANSWER to Consolidated Class Action Complaint by Alvin Rapp, Resource Planning (Attorney Eric Seiler) (lam) [Entry date 06/10/97] 6/9/97 136 Rule 1.9 certificate filed by Alvin Rapp, Resource Planning (lam) [Entry date 06/10/97] Docket as of September 6, 2000 10:29 pm Page 72 Proceedings include all events. 1:96cv2583 Kronfeld, et al v. Bennett, et al LEAD 6/9/97 135 CROSSCLAIM by Alvin Rapp, Resource Planning brought against all of the other defts named in the Consolidated Class Action Complaint (collectively the "Cross-Claim Defts") Patrick R. Bennett, Edmund T. Bennett, Kathleen M. Bennett, Kevin Kuppel, William P. Crowley, Joanne Corasaniti, Richard MacPherson, Robert Bryant, Merrilee Goffredo, Shaun Stewart Weisman, Linda Calabria, Robert McCarthy, Robert Ruckel, Timothy White, Albert Cerimelli, John Sullivan, Usztok, Kenneth Kasarjian, Lisa Henson, Rickel & Halpert & Co., Genarali U.S. Branch, Generali Underwriter, Kirkpatrick & Lock, Storch & Brenner, Robinson, St. John, Global Benefits Corp, Anthony DelSpina, Mervin Goldman, Bernard Eyssalenne, Sima Ins. Co. (lam) [Entry date 06/17/97] 6/10/97 138 ANSWER to Complaint by First Miami Securiti (Attorney Melvin A. Brosterman) (lam) [Entry date 06/13/97] 6/10/97 139 Rule 9 certificate filed by First Miami Securiti (lam) [Entry date 06/13/97] 6/12/97 137 ANSWER to the Consolidated Class Action Complaint by Peter Dean Invest., and Peter DeAngelis. (Attorney Joel M. Leifer, and Alice K Jump) (kw) 6/12/97 137 COUNTERCLAIM by Peter Dean Invest., and Peter DeAngelis against Victor A. Fabietti, Agostino R. Fabietti Jr., and William G. Wosnack. (kw) [Entry date 06/13/97] 6/12/97 137 CROSSCLAIM by Peter Dean Invest., and Peter DeAngelis against Patrick R. Bennett, Edmund T. Bennett, Kathleen M. Bennett, Michael A. Bennett, Kenneth Kasarjian, Mahoney Cohen Co., Horizon Securities and Stuart Weisman. (kw) [Entry date 06/13/97] 6/12/97 137 THIRD-PARTY COMPLAINT by Peter Dean Invest., and Peter DeAngelis against Fabietti & Associate, Robinson St. John, Robinson St. John &, Anderson Kill & Olic, Harvey Merkin, William Madden, and Alan Solomon. (kw) [Entry date 06/13/97] 6/12/97 140 ANSWER to Complaint by Global Benefits Corp (Attorney Lawrence B. Kahn) (lam) [Entry date 06/16/97] 6/12/97 141 Rule 9 certificate filed by Global Benefits Corp (lam) [Entry date 06/16/97] 6/16/97 142 ANSWER to Complaint by Monarch Financial (Attorney Allison Manning) (lam) [Entry date 06/17/97] 6/16/97 143 Rule 1.9 certificate filed by Monarch Financial (lam) [Entry date 06/17/97] 6/16/97 144 ANSWER by First Miami Securities to [133-2] cross claim of deft Peter Rosenbaum (lam) [Entry date 06/17/97] Docket as of September 6, 2000 10:29 pm Page 73 Proceedings include all events. 1:96cv2583 Kronfeld, et al v. Bennett, et al LEAD 6/16/97 145 ANSWER by First Miami Securities to [135-1] cross claim of Alvin Rapp and Resource Planning Group (lam) [Entry date 06/17/97] 6/18/97 146 ANSWER by Alvin Rapp, Resource Planning to [133-2] cross claim of Peter rosenbaum; by attorney Robert Loigman. (lam) [Entry date 06/19/97] 6/18/97 147 ANSWER to Complaint by Weiner Abrams & Co., Mid-State Securities, Randolph Messina, Anthony Esposito, Stoever Glass & Co., Thomas Dunn (Attorney Craig S. Hilliard) (lam) [Entry date 06/20/97] 6/18/97 147 CROSSCLAIM by Weiner Abrams & Co., Mid-State Securities, Randolph Messina, Anthony Esposito, Stoever Glass & Co., Thomas Dunn against Patrick R. Bennett, Edmund T. Bennett, Kathleen M. Bennett, Kevin Kuppel, William P. Crowley, Joanne Corasaniti, Richard MacPherson, Robert Bryant, Merrilee Goffredo, Shaun O'Neill, Stewart Weisman, Linda Calabria, Robert McCarthy, Robert Ruckel, Timothy White, Albert Cerimelli, Kenneth Kasarjian, Michael A. Bennett, Bennett Funding Int., Bennett Finance, Mahoney Cohen & Co., Genarali U.S. Branch, Generali Underwriter (lam) [Entry date 06/20/97] 6/18/97 148 Rule 1.9 certificate filed by Weiner Abrams & Co., Mid-State Securities, Randolph Messina, Anthony Esposito, Stoever Glass & Co., Thomas Dunn (lam) [Entry date 06/20/97] 6/20/97 149 APPLICATION by Bernard Eyssalenne for appointment of counsel (lam) [Entry date 06/23/97] 6/20/97 150 ANSWER by Monarch Financial to Peter Rosenbaum's [133-2] cross claim by attorney Alison Manning (lam) [Entry date 06/24/97] 6/20/97 151 ANSWER by Monarch Financial to Alvin Rapp and Resource Planning Group's [135-1] cross claim by attorney Allison Manning. (lam) [Entry date 06/24/97] 6/20/97 152 ANSWER by Monarch Financial to Anthony Delspina's [118-2] cross claim by attorney Allison Manning. (lam) [Entry date 06/24/97] 6/24/97 153 REPLY by Stewart Weisman to Peter Rosenbaum's [133-2] cross claim (lam) [Entry date 06/25/97] [Edit date 06/25/97] 6/24/97 154 REPLY by Stewart Weisman to Alvin Rapp and Resource Planning Group's [135-1] cross claim (lam) [Entry date 06/25/97] [Edit date 06/25/97] 6/24/97 155 REPLY by Stewart Weisman to [147-1] cross claim of Weiner Abrams & Co. et al (lam) [Entry date 06/25/97] Docket as of September 6, 2000 10:29 pm Page 74 Proceedings include all events. 1:96cv2583 Kronfeld, et al v. Bennett, et al LEAD [Edit date 06/25/97] 6/24/97 156 REPLY by Stewart Weisman to Alan P. Halpert's [132-1] cross claim (lam) [Entry date 06/25/97] [Edit date 06/25/97] 6/24/97 157 REPLY by Stewart Weisman to Peter Dean Investments and Peter DeAnelis' [137-1] cross claim (lam) [Entry date 06/25/97] 6/27/97 158 STIPULATION OF DISMISSAL of the cross-claims of deft Albert Cerimeli against the Law firm defts w/prejudice and w/o costs to any party (signed by Judge John E. Sprizzo). (kg) 6/30/97 159 ANSWER by Peter Rosenbaum to [135-1] cross-claim; by attorney Mark S. Mulholland. (kg) [Entry date 07/01/97] 6/30/97 160 ANSWER by Peter DeAngelis and Peter Dean Investment to [133-2] cross claim ; by attorney Joel Leifer for cross-defendant Peter Rosenbaum (sac) [Entry date 07/01/97] [Edit date 07/02/97] 6/30/97 161 ANSWER by Peter De Angelis and Peter Dean Investment to [135-1] cross claim ; by attorney Joel Leifer for cross-defendant Alan Rapp and Resource Planning Group. (sac) [Entry date 07/01/97] [Edit date 07/02/97] 6/30/97 162 Rule 9 certificate filed by Peter Dean Investment Inc. (sac) [Entry date 07/01/97] 6/30/97 163 ANSWER by Weiner Abrams & Co., Inc., Randolph L. Messina, Thomas Dunn, Anthony Esposito, Mid-State Securities Corp., and Stoever Glass & Co., Inc. to [133-2] cross-claim; by attorney Craig S. Hilliard. (kg) [Entry date 07/01/97] 6/30/97 164 ANSWER by Weiner Abrams & Co., Inc., Randolph Messina, Thomas Dunn, Anthony Esposito, Mid-State Securities, Stoever Glass & Co. to [135-1] cross-claim; by attorney Craig S. Hilliard. (kg) [Entry date 07/01/97] 6/30/97 165 AMENDED ANSWER to Complaint by Mahoney Cohen Rashba & Pokart, CPA, P.C. (Attorney Ronald H. Alenstein); by attorney Ronald H. Alenstein. (kg) [Entry date 07/01/97] 6/30/97 165 CROSSCLAIM by Mahoney Cohen Co. against Patrick R. Bennett (kg) [Entry date 07/01/97] 7/1/97 166 ANSWER to Complaint and COUNTERCLAIM by Horizon Securities, Inc. (Attorney Howard M. Sommers) against Victor A. Fabietti and Agostino Fabietti. (kg) [Entry date 07/02/97] 7/1/97 167 ANSWER by Horizon Securities, Inc. to [137-1] cross-claim; by attorney Howard M. Sommers. (kg) [Entry date 07/02/97] Docket as of September 6, 2000 10:29 pm Page 75 Proceedings include all events. 1:96cv2583 Kronfeld, et al v. Bennett, et al LEAD 7/2/97 168 ANSWER by Monarch Financial Corporation of America to interpleader [98-1] cross-lai; by attorney Allison Manning. (kg) [Entry date 07/03/97] 7/2/97 168 ANSWER by Monarch Financial Corporation of America to interpleader [98-2] counter-claim; by attorney Allison Manning. (kg) [Entry date 07/03/97] 7/2/97 169 ANSWER by Monarch Financial Corporation of America (Attorney Allison Manning) to amended consolidated complaint. (kg) [Entry date 07/03/97] 7/2/97 169 CROSSCLAIM by Monarch Financial Corporation of America against Patrick R. Bennett, Michael A. Bennett, Edmund T. Bennett, Kathleen M. Bennett, Kenneth Kasarjian, Mahoney Cohen & Co., Stewart Weisman. (kg) [Entry date 07/03/97] 7/2/97 170 CERTIFICATE OF SERVICE by Monarch Financial Corp. of America. (kg) [Entry date 07/03/97] 7/2/97 171 Answer by Global Benefits Corp. to [135-1] cross-claim; by attorney Lawrence B. Kahn for cross-defendant Global Benefits Corp. (kg) [Entry date 07/03/97] 7/2/97 172 ANSWER by Global Benefits Corp. to [133-2] cross-claim; by attorney Lawrence B. Kahn for cross-defendant Global Benefits Corp. (kg) [Entry date 07/03/97] 7/2/97 173 ANSWER by Horizon Securities, Inc. to [135-1] cross-claim; by attorney Howard M. Sommers. (kg) [Entry date 07/03/97] 7/2/97 174 ANSWER by Horizon Securities, Inc. to [133-2] cross-claim; by attorney Howard M. Sommers. (kg) [Entry date 07/03/97] 7/2/97 175 ANSWER by Horizon Securities, Inc. to [50-2] cross-claim; by attorney Howard M. Sommers. (kg) [Entry date 07/03/97] 7/2/97 176 ANSWER by Horizon Securities, Inc. to [118-2] cross-claim; by attorney Howard M. Sommers. (kg) [Entry date 07/03/97] 7/2/97 177 REPLY by Mahoney Cohen Rashba & Pokart, CPA, P.C. to [137-1] cross-claim; by attorney Ronald H. Alenstein. (kg) [Entry date 07/03/97] [Edit date 07/03/97] 7/2/97 178 REPLY by Mahoney Cohen Rashba & Pokart, CPA, P.C. to [166-1] cross-claim; by attorney Ronald H. Alenstein. (kg) [Entry date 07/03/97] 7/2/97 179 REPLY by Mahoney Cohen Rashba & Pokart, CPA, P.C. to [147-1] cross-claim; by attorney Ronald A. Alenstein. (kg) [Entry date 07/03/97] 7/2/97 180 REPLY by Mahoney Cohen Rashba & Pokart, CPA, P.C. to [135-1] cross-claim; by attorney Ronald H. Alenstein. (kg) Docket as of September 6, 2000 10:29 pm Page 76 Proceedings include all events. 1:96cv2583 Kronfeld, et al v. Bennett, et al LEAD [Entry date 07/03/97] 7/2/97 181 REPLY by Mahoney Cohen Rashba & Pokart, CPA, P.C. to [133-2] cross-claim; by attorney Ronald H. Alenstein. (kg) [Entry date 07/03/97] 7/2/97 182 REPLY by Mahoney Cohen Rashba & Pokart, CPA, P.C. to [132-1] cross-claim; by attorney Ronald H. Alenstein. (kg) [Entry date 07/03/97] 7/3/97 183 ANSWER by Peter DeAngelis and Peter Dean Investments, Inc. to [169-1] cross claim by attorney Joel Leifer (pl) 7/3/97 184 NOTICE OF MOTION by Gary J. Rotella, Esq. for Gary J. Rotella, Esq. to appear pro hac vice for Edmund Bennett and Kathleen Bennett; Return date not indicated. (kg) 7/3/97 185 NOTICE OF MOTION by Edmund T. Bennett and Kathleen M. Bennett to dismiss cross-claim of Weiner Abrams & Co., Inc.; Return date not indicated. (kg) 7/3/97 186 ANSWER by Edmund T. Bennett, Kathleen M. Bennett to [137-1] cross-claim; by attorney Gary J. Rotella, Esq. (kg) [Entry date 07/08/97] 7/7/97 188 Reply by Stewart Weisman to [166-1] cross-claim. (kg) [Entry date 07/09/97] 7/8/97 187 ANSWER by Edmund T. Bennett and Kathleen M. Bennett to [137-1] cross-claim; by attorney Gary J. Rotella, Esq. (kg) [Entry date 07/09/97] 7/9/97 189 CONSENT ORDER TO CHANGE ATTORNEY, substituting attorney Thomas C. Kingsley of No. 401 North Salina Street, Syracuse, NY in place of the (signed by Judge John E. Sprizzo); Copies mailed. (kg) [Entry date 07/10/97] 7/9/97 190 ANSWER by Peter DeAngelis to [166-1] cross-claim; by attorney Joel Leifer. (kg) [Entry date 07/10/97] 7/11/97 191 NOTICE OF MOTION by Edmund T. Bennett and Kathleen M. Bennett to dismiss cross-claim of Horizon Securities, Inc. ; Return date not indicated. (kg) 7/11/97 192 ANSWER by Global Benefits Corp to [169-1] cross claim ; by attorney Lawrence B. Kahn for cross-defendant Global Benefits Corp (lam) [Entry date 07/14/97] 7/14/97 193 STIPULATION, reset answer to third party complaint due for 8/1/97 for Anderson Kill & Olick. ( signed by Judge John E. Sprizzo ). (lam) [Entry date 07/15/97] Docket as of September 6, 2000 10:29 pm Page 77 Proceedings include all events. 1:96cv2583 Kronfeld, et al v. Bennett, et al LEAD 7/14/97 194 ANSWER by Weiner Abrams & Co., Mid-State Securities, Randolph Messina, Anthony Esposito, Stoever Glass & Co., Thomas Dunn (by attorney Craig S. Hilliard) to [169-1] cross claim of Monarch Financial Corp. (lam) [Entry date 07/15/97] 7/15/97 195 Transcript of record of proceedings filed for dates of 6/18/97 @11:30 before Judge Sprizzo. (lam) 7/17/97 196 STIPULATION and ORDER, reset answer or move with respect to the Third Party Complaint of Peter DeAngelis and Peter Dean Investments due for 8/1/97 for Alan Solomon ( signed by Judge John E. Sprizzo ). (lam) [Entry date 07/18/97] 7/17/97 197 STIPULATION, reset answer with respect to the third-party complaint due for 8/1/97 for Robinson St. John & ( signed by Judge John E. Sprizzo ). (lam) [Entry date 07/18/97] 7/18/97 198 ORDER granting [184-1] motion for Gary J. Rotella, Esq. to appear pro hac vice for Edmund Bennett and Kathleen Bennett ( signed by Judge John E. Sprizzo ); Copies mailed (lam) [Entry date 07/21/97] 7/22/97 199 ANSWER by Alvin Rapp, Resource Planning to [169-1] cross claim of Monarch Financial Corp; by attorney Eric Seiler (lam) [Entry date 07/23/97] 7/22/97 200 ANSWER by Edmund T. Bennett, Kathleen M. Bennett to [169-1] cross claim of Monarch Financial Corp; by attorney Gary J. Rotella. (lam) [Entry date 07/23/97] 7/22/97 -- Limited Pre-trial conference held with counsel for third party pltff Peter DeAngelis and third party deft Robinson , St. John & Wayne before Judge Sprizzo. (lam) [Entry date 07/29/97] 7/23/97 201 ANSWER by Mahoney Cohen Rashba to [169-1] cross claim ; by attorney Ronald H. Alenstein. (lam) [Entry date 07/24/97] 7/24/97 202 CONSENT ORDER, to change attorney; substituing Peter Rosenbaum as deft pro se in place of Ruskin Moscous et al ( signed by Judge John E. Sprizzo ); (lam) [Entry date 07/28/97] 7/24/97 206 Affidavit of service as to Fabietti & Associates by personal service, leaving with Victor Fabietti on 6/23/97. Answer due on 7/14/97 for Fabietti & Associates. (lam) [Entry date 07/28/97] 7/24/97 206 Affidavit of service as to Robinson, St. John by personal service, leaving with Helen Simmons, Director of Finance on 6/20/97. Answer due on 7/10/97 for Robinson, St. John. (lam) [Entry date 07/28/97] Docket as of September 6, 2000 10:29 pm Page 78 Proceedings include all events. 1:96cv2583 Kronfeld, et al v. Bennett, et al LEAD 7/24/97 206 Affidavit of service as to Anderson Kill & Olic by personal service, leaving with Wayn Autry, Asst. Managing Clerk on 6/19/97. Answer due on 7/9/97 for Anderson Kill & Olic. (lam) [Entry date 07/28/97] 7/24/97 206 Affidavit of service as to Harvey Merkin by personal service, leaving with Jill Merkin, wife on 7/12/97. Answer due on 8/1/97 for Harvey Merkin. (lam) [Entry date 07/28/97] 7/24/97 206 Affidavit of service as to Harvey Merkin by mail on 7/23/97 Answer due on 8/12/97 for Harvey Merkin (lam) [Entry date 07/28/97] 7/24/97 206 Affidavit of service as to William Madden by personal service, leaving with deft on 6/20/97. Answer due on 7/10/97 for William Madden. (lam) [Entry date 07/29/97] 7/24/97 206 Affidavit of service as to Alan Solomon by personal service, leaving with deft on 6/20/97. Answer due on 7/10/97 for Alan Solomon. (lam) [Entry date 07/29/97] 7/25/97 203 REPLY by Stewart Weisman to Amended Cross-Claim of Monarch Financial Corp. [169-1] cross claim ; by deft pro se. (lam) [Entry date 07/28/97] 7/25/97 203 COUNTER CROSSCLAIM by Stewart Weisman against Monarch Financial (lam) [Entry date 07/28/97] 7/25/97 204 First demand for production of documents (lam) [Entry date 07/28/97] 7/25/97 205 Demand for names & addresses of witnesses and their statements. (lam) [Entry date 07/28/97] 7/28/97 207 ORDER, set third party deft Robinson, St. John & Wayne's motion to dismiss the third party complaint filing deadline for 8/15/97; Response by third party pltff DeAngelis due by 9/9/97; oral argument set for 1:30 9/19/97 ( signed by Judge John E. Sprizzo ); Copies mailed (lam) [Entry date 07/29/97] 7/30/97 208 STIPULATION and ORDER, reset answer due to the third- party complaint of Peter DeAngelis and Peter Dean Investments for 9/2/97 for Alan Solomon ( signed by Judge John E. Sprizzo ). (lam) 8/4/97 209 NOTICE OF MOTION by Fabietti & Associates to dismiss, and /or to strike Third Party Complaint of Peter DeAngelis and Peter Dean Investments Inc. With Memorandum and Law attached. Return date not indicated. (lam) 8/6/97 210 SUGGESTION OF BANKRUPTCY by Arthur Kronfeld as to Michael A. Bennett (lam) [Entry date 08/07/97] Docket as of September 6, 2000 10:29 pm Page 79 Proceedings include all events. 1:96cv2583 Kronfeld, et al v. Bennett, et al LEAD 8/8/97 211 STIPULATION, reset answer to third-party complaint due for 9/3/97 for Anderson Kill & Olick ( signed by Judge John E. Sprizzo ). (lam) [Entry date 08/11/97] 8/15/97 212 NOTICE OF MOTION by Robinson, St. John to dismiss the third-party Complaint against them, purs to Rule 12(b)(6) of the FRCP. Return date 9/19/97. (lam) [Entry date 08/18/97] 8/15/97 213 MEMORANDUM by Robinson, St. John in support of [212-1] motion to dismiss the third-party Complaint against them, purs to Rule 12(b)(6) of the FRCP (lam) [Entry date 08/18/97] 8/21/97 214 STIPULATION and ORDER, reset answer to the counterclaims and third party complaint due for 9/1/97 for Fabietti & Associates, Victor Fabietti and Augustino Fabietti (signed by Judge John E. Sprizzo ). (lam) 8/28/97 215 ANSWER by pltffs to counterclaim of defts Jeffrey Halpert and Mathew Cohen [132-1] counter claim ; by atty Patricia S. Gillane. (lam) [Entry date 08/29/97] 8/28/97 216 ANSWER by William G. Wosnack to [137-1] counter claim ; by attorney Ann D. White. (lam) [Entry date 08/29/97] 8/28/97 217 ANSWER by Consolidated Pltffs' to [132-1] counter claim ; by attorney Patricia S. Gillane and Jeffrey H. Squire. (lam) [Entry date 08/29/97] 8/28/97 218 ANSWER by William G. Wosnack, Trustee for the Atlantic OB/Gyn Grp., PA P)ension Plan and Atlantic OB/Gyn Gr[. {A Profit Sharing Plan to Counterclaim of Horizon Securities, Inc. by attorney Ann B. White. (lam) [Entry date 08/29/97] 8/29/97 219 STIPULATION reset answer due for 10/1/97 for William Madden, for Harvey Merkin in response to the third-party complaint by Peter DeAngelis. ( signed by Judge John Sprizzo ). (lam) [Entry date 09/02/97] 9/3/97 220 ANSWER by pltff/counter-deft Victor A. Fabietti to defts/Counterpltffs Peter DeAngelis and Peter Dean Investment's [137-1] counter claim ; by attorney Lisanne L. Mikula. (lam) [Entry date 09/04/97] 9/3/97 221 ANSWER by pltff/counterdeft Agostino R. Fabietti Jr. to defts/counterpltffs Peter DeAngelis and peter Dean Investments' [137-1] counter claim ; by attorney Lisanne L. Mikula. (lam) [Entry date 09/04/97] 9/4/97 222 ANSWER by Anderson Kill & Olick (Attorney R. Mark Keenan) to [137-1] third-party complaint by Attorney R. Mark Keenan for third-party defendant Anderson Kill & Olick. (lam) [Entry date 09/08/97] Docket as of September 6, 2000 10:29 pm Page 80 Proceedings include all events. 1:96cv2583 Kronfeld, et al v. Bennett, et al LEAD 9/4/97 222 DEMAND for jury trial by Anderson Kill & Olic (lam) [Entry date 09/08/97] 9/12/97 223 STIPULATION and ORDER, reset answer to the Third Party Complaint of Peter DeAngelis and Peter Dean Investments due for 9/30/97 for Alan Solomon ( signed by Judge John E. Sprizzo ). (lam) [Entry date 09/15/97] [Edit date 09/16/97] 9/12/97 224 Transcript of record of proceedings filed for dates of 7/30/97 before Judge Sprizzo. (lam) [Entry date 09/15/97] 9/24/97 225 ORDER, that third party pltff DeAngelis' Response to motion reset to 10/1/97 for deft Robinson, St. John & Wayne's [212-1] motion to dismiss the third-party Complaint against them, purs to Rule 12(b)(6) of the FRCP; reset Oral Argument for 10/17/97 @1:30 ( signed by Judge John E. Sprizzo ); Copies mailed (lam) [Entry date 09/26/97] 9/30/97 226 STIPULATION of discontinuance re: the Sixth Cross-Claim contained in co-deft Monarch Financial Corp. of America's Amended Answer and the First Counter Cross-Claim contained in co-deft Stewart Weisman's Reply to Cross claim are hereby discontinued with prejudice purs to FRCP 41 ( signed by Judge John E. Sprizzo ) (lam) 10/1/97 227 MEMORANDUM by Peter DeAngelis in opposition to Robinson St. John & Wayne's [212-1] motion to dismiss the third-party Complaint against them, purs to Rule 12(b)(6) of the FRCP (lam) [Entry date 10/02/97] 10/7/97 228 STIPULATION, reset answer to third-party complaint due for 11/21/97 for William Madden, for Harvey Merkin ( signed by Judge John Sprizzo ). (lam) [Entry date 10/08/97] 10/8/97 229 ORDER, reset answer to the third party complaint due for 10/24/97 for Alan Solomon; set pretrial conference for 12:00 10/10/97 ( signed by Judge John E. Sprizzo ); Copies mailed (lam) 10/14/97 230 ORDER TO SHOW CAUSE by Brown Raysman Millstein Felder & Steiner LLP, attys for the third party deft Alan Solomon; Show Cause Hearing set for 1:30 10/24/97 authorizing Brown Raysman Millstein et al to withdraw as attorney for third party deft Alan Solomon; and granting third party deft Alan Solomon a 30 days enlargement of time to answer, move against or otherwise respond to the third party complaint of defts and third party pltffs Peter DeAngelis and Peter Dean Investments ( signed by Judge John E. Sprizzo ); Copies mailed. (lam) [Entry date 10/15/97] Docket as of September 6, 2000 10:29 pm Page 81 Proceedings include all events. 1:96cv2583 Kronfeld, et al v. Bennett, et al LEAD 10/15/97 231 Affidavit of service as to Kenneth Kasarjian by personal service on 9/27/96. Answer due on 10/17/96 for Kenneth Kasarjian. (lam) [Entry date 10/16/97] 10/17/97 -- Oral argument held on third party deft's motion to dismiss the 3rd party complaint (lam) [Entry date 10/23/97] 10/21/97 -- Pre-trial conference held before Judge Sprizzo (lam) [Entry date 10/22/97] 10/21/97 232 ORDER, set third party deft Fabietti & Associates' motion to dismiss filing deadline for 1/16/98; third party pltffs may file a response by 3/13/98; set oral argument for 1:30 4/3/98 ( signed by Judge John E. Sprizzo ); Copies mailed (lam) [Entry date 10/22/97] [Edit date 10/24/97] 10/22/97 233 ANSWER to Complaint by Rickel & Associates (Attorney Glenn S. Kerner) (lam) [Entry date 10/23/97] 10/22/97 233 CROSSCLAIM by Rickel & Associates against Bernard Eyssalenne (lam) [Entry date 10/23/97] 10/22/97 234 Rule 1.9 certificate filed by Rickel & Associates (lam) [Entry date 10/23/97] 10/22/97 235 ORDER denying Robinson St. John & Wayne's [212-1] motion to dismiss the third-party Complaint against them, purs to Rule 12(b)(6) of the FRCP; for the reasons set forth on the Record at Oral Argument ( signed by Judge John E. Sprizzo) Copies mailed (lam) [Entry date 10/23/97] [Edit date 10/23/97] 10/24/97 236 Affidavit of service of Order to Show Cause dated 10/10/97 as to Joel M. Leifer & Assoc., Alan Solomon, and Epstein Becker & Green, P.C. by Fed Ex on 10/13/97 (lam) [Entry date 10/28/97] 11/3/97 237 Memo endorsed on pltff's motion; granting motion to dismiss the instant action w/o prejudice purs. to F.R.C.P. 41(a)(1); ( signed by Judge John E. Sprizzo ); Copies mailed. (ls) 11/3/97 -- Case closed (ls) 11/3/97 238 STIPULATION AND ORDER of discontinuance of this action w/o prejudice and w/o costs as against any party and that the name of counsel for the pltffs' may be stricken from the service list of attnys to be served in the consolidated actions before Judge Sprizzol; ( signed by Judge John E. Sprizzo ) (ls) Docket as of September 6, 2000 10:29 pm Page 82 Proceedings include all events. 1:96cv2583 Kronfeld, et al v. Bennett, et al LEAD 11/3/97 239 ORDER; that BRMF&S is authorized to withdraw as counsel to Third Party Deft Alan Solomon in this aciton; that the time of Third Party Deft Alan Solomon to answer, move against or otherwise respond to the Third Party Complt. of Defts and Third Party Pltffs Peter DeAngelis and Peter Dean Investments, Inc. is hereby extended until 30 days from the date of this order; ( signed by Judge John E. Sprizzo ); mailed (ls) [Entry date 11/06/97] 11/3/97 -- Case reopened (lam) [Entry date 12/31/97] 11/6/97 240 ANSWER by Robinson St. John & (Attorney Janice DiGennaro) to [137-1] third-party complaint (sac) [Entry date 11/10/97] 11/13/97 241 ANSWER by pltff/counter-deft Victor A. Fabietti to deft/counterpltff Horrizon Securites, Inc.'s [166-2] counter claim; by attorney Lisanne L. Mikula. (lam) [Entry date 11/14/97] 11/13/97 242 ANSWER by pltff/counter-deft Agostino R. Fabietti Jr. to deft/counterpltff Horizon Securities, Inc.'s [166-2] counter claim ; by attorney Lisanne Mikula. (lam) [Entry date 11/14/97] 11/24/97 243 NOTICE OF MOTION by Robinson, St. John for certification of its 10/17/97 order which denied Robinson, St. John's motion to dismiss third-party complaint purs to 28 U.S.X. 1292(b). Return date not indicated. (lam) [Entry date 11/28/97] 11/24/97 244 MEMORANDUM by Robinson, St. John in support of [243-1] motion for certification of its 10/17/97 order which denied Robinson, St. John's motion to dismiss third-party complaint purs to 28 U.S.X. 1292(b) (lam) [Entry date 11/28/97] 12/1/97 245 ANSWER by William Madden, Harvey Merkin (Attorney Howard M. Sommers) to [137-1] third-party complaint. (lam) [Entry date 12/02/97] 12/4/97 246 ORDER, third-party pltff Peter DeAngelis' Response to motion reset to 12/31/97 for [243-1] motion for certification of its 10/17/97 order which denied Robinson, St. John's motion to dismiss third-party purs to 28 U.S.X. 1292(b) ( signed by Judge John E. ); Copies mailed (lam) [Entry date 12/05/97] 12/5/97 247 NOTICE of change of address of counsel for pltffs Abigail Spencer, Eric Spencer, Sarah Aron, Barbara Switzer (lam) [Entry date 12/09/97] 12/9/97 248 Transcript of record of proceedings filed for dates of 10/17/97 before Judge Sprizzo. (lam) Docket as of September 6, 2000 10:29 pm Page 83 Proceedings include all events. 1:96cv2583 Kronfeld, et al v. Bennett, et al LEAD 12/9/97 249 Transcript of record of proceedings filed for dates of 10/17/97 before Judge Sprizzo. (lam) 12/18/97 250 ANSWER by Alan Solomon (pro se) to Peter Deangelis and Peter Dean Investments, Inc.'s [137-1] third-party complaint. (lam) [Entry date 12/19/97] 12/23/97 251 ORDER, for Alan S. Burstein, of Scolaro Shulamn Cohen Lawler & Burstein, P.C. to withdraw as counsel to defts Edmund T. Bennett and Kathleen M. Bennett ( signed by Judge John E. Sprizzo ); Copies mailed (lam) 12/31/97 252 MEMORANDUM by Peter DeAngelis in opposition to [243-1] motion for certification of its 10/17/97 order which denied Robinson, St. John's motion to dismiss third-party complaint purs to 28 U.S.X. 1292(b) (lam) [Entry date 01/05/98] 1/5/98 253 NOTICE OF MOTION filed by the John H. Wenger Trust, by Joy Boulton as Successor Trustee to extend date to opt-out of class action. Return date not indicated. (lam) [Entry date 01/09/98] 1/5/98 254 NOTICE of opt-out filed by John H. Wenger Trust, by Joy Boulton as Successor Trustee. (lam) [Entry date 01/09/98] 1/5/98 255 AFFIDAVIT in support of Thomas A. Hoadley, atty for the John H. Wenger Trust, by Joy Boulton as Successor Trustee Re: [253-1] motion to extend date to opt-out of class action (lam) [Entry date 01/09/98] 1/16/98 256 NOTICE OF MOTION by Fabietti & Associates to dismiss; and or to strike Third Party Complaint of Peter Deangelis and Peter Dean Investments. With Memorandum of Law an affidavit attached. return date not indicated. (lam) [Entry date 01/21/98] 1/21/98 257 REPLY MEMORANDUM by third party deft Robinson, St. John re: third party pltff John DeAngelis' [252-1] opposition memorandum, and in further support of their [243-1] motion for certification of its 10/17/97 order which denied Robinson, St. John's motion to dismiss third-party complaint purs to 28 U.S.X. 1292(b) (lam) [Entry date 01/22/98] 1/26/98 258 STIPULATION, reset deft Mahoney Cohen's response to request for production of documents due for 1/19/98; reset deft Mahoney Cohen's answers to interrogatories due for 1/19/98; Mahoney Cohen intends by that date, or as soon thereafter as may be practicable and in any event by 2/2/98, also to produce any documents responsive to the Requests. ( signed by Judge John E. Sprizzo ). (lam) [Entry date 01/27/98] Docket as of September 6, 2000 10:29 pm Page 84 Proceedings include all events. 1:96cv2583 Kronfeld, et al v. Bennett, et al LEAD 2/23/98 259 CONSENT for Marc S. Moller, Kreindler & Kreindler, Esq. to withdraw as attorney for Joseph Ellenberg ( signed by Judge John E. Sprizzo ); (lam) [Entry date 02/24/98] 3/3/98 260 STIPULATION and ORDER, substituting Stark & Stark as counsel of record for defts Russell Stoever and Stoever Glass & Co. in place of King & Pennington, LLP in this action transferred from the SD of Texas ( signed by Judge John E. Sprizzo ). (lam) [Entry date 03/04/98] 3/3/98 -- Pre-trial conference held before Judge Sprizzo (lam) [Entry date 03/16/98] 3/13/98 261 ORDER, set pretrial conference for 1:00 3/27/98 ( signed by Judge John E. Sprizzo ); Copies mailed (lam) [Entry date 03/16/98] 3/13/98 263 MEMORANDUM by Peter DeAngelis in opposition to Fabietti's [256-1] motion to dismiss, [256-2] motion to strike Third Party Complaint of Peter Deangelis and Peter Dean Investments (lam) [Entry date 03/19/98] 3/18/98 262 ORDER denying [243-1] motion for certification of its 10/17/97 order which denied Robinson, St. John's motion to dismiss third-party complaint purs to 28 U.S.X. 1292(b) (signed by Judge John E. Sprizzo ); Copies mailed (lam) [Entry date 03/19/98] 3/18/98 264 MEMORANDUM in opposition by Berliss pltffs' to deft Arthur Andersen & Co.'s and Mahoney Cohen & Co.'s Motions to Dismiss (lam) [Entry date 03/20/98] 3/18/98 265 CERTIFICATION in opposition of Michael M. Rosenbaum, atty for Berliss pltffs Re: to moitons to dismiss of Arthur Andersen & Co. and Mahoney Cohen & Co. (lam) [Entry date 03/20/98] 3/18/98 266 SEALED DOCUMENT placed in vault (af) [Entry date 03/23/98] 3/19/98 267 NOTICE OF MOTION by counsel for Jameson, Dewitt and David Vinciguerra for Borowitz & Goldsmith, PLC to withdraw as attorney. Return date not indicated. (lam) [Entry date 03/30/98] 3/20/98 269 Pltff's ANSWER to Mahoney Cohen & Cop., CPA, PC's First Set of Interrogatories and pltff's response to the First Request for Production of Documents. (lam) [Entry date 03/31/98] Docket as of September 6, 2000 10:29 pm Page 85 Proceedings include all events. 1:96cv2583 Kronfeld, et al v. Bennett, et al LEAD 3/30/98 268 STIPULATION, that the participation of third-party defts, William Madden and Harvey Merkin, in this lawsuit shall be without prejudice to, and shall not be deemed a waiver of, their right to move to dismiss the third-party complaint on the ground that the claim is required to be arbitrated, or to move to stay the litigation pending arbitration, and shall not be used by third-party pltff, Peter DeAngelis, in defense of such a motion; third-party defts William Madden and Harvey Merkin, shall be entitled to make the motions refered to in paragraph 1 at any time during the course of this litigation but not later than the final date fixed by the Court for the making of pretrial motions; the Pre-Motion Conference scheduled for 3/27/98 is adjourned sine die, to be re-scheduled if third-party defts William Madden and Harvey Merkin wish to make the motions referred to in paragraph 1 ( signed by Judge John E. Sprizzo ) (lam) [Entry date 03/31/98] 4/3/98 -- Oral argument held before Judge Sprizzo (lam) [Entry date 04/16/98] 4/15/98 270 ORDER denying third-party deft Fabietti's [256-1] motion to dismiss, denying [256-2] motion to strike Third Party Complaint of Peter Deangelis and Peter Dean Investments (signed by Judge John E. ); Copies mailed (lam) [Entry date 04/16/98] 5/5/98 272 ANSWER to Complaint by Linda Calabria (Attorney Peter J. Cambs) (lam) [Entry date 05/08/98] 5/5/98 273 ANSWER to Complaint by Joanne Corasaniti (Attorney Peter J. Cambs) (lam) [Entry date 05/08/98] 5/5/98 272 DEMAND for jury trial by Linda Calabria (lam) [Entry date 05/08/98] 5/5/98 273 DEMAND for jury trial by Joanne Corasaniti (lam) [Entry date 05/08/98] 5/5/98 274 ANSWER to Complaint by Lisa Henson (Attorney Peter J. Cambs); jury demand (lam) [Entry date 05/08/98] 5/5/98 275 ANSWER to Complaint by Kevin Kuppel (Attorney ); jury demand (lam) [Entry date 05/08/98] 5/14/98 276 NOTICE OF MOTION by First Miami Securiti for Dennis Alan Richard, Richard Jay Sarafan, Sydney A. Marks, and Laurel White Marc-Charles to appear pro hac vice. With declaration attached. Return date not indicated. (lam) [Entry date 05/15/98] Docket as of September 6, 2000 10:29 pm Page 86 Proceedings include all events. 1:96cv2583 Kronfeld, et al v. Bennett, et al LEAD 5/21/98 277 ORDER granting [276-1] motion for Dennis Alan Richard, Richard Jay Sarafan, Sydney A. Marks, and Laurel White Marc-Charles to appear pro hac vice ( signed by Judge John E. Sprizzo ); Copies mailed (copy of doc. sent to Admissions Clerk on 5/22/98) (lam) [Entry date 05/22/98] 6/8/98 278 Transcript of record of proceedings before Judge Sprizzo filed for dates of April 3, 1998 (jp) 6/10/98 279 Transcript of record of proceedings before Judge Sprizzo filed for dates of April 3, 1998 (bm) [Entry date 06/11/98] 6/24/98 280 ANSWER to Complaint by Stewart Weisman (Attorney pro se) (lam) [Entry date 06/25/98] 7/2/98 281 THIRD AMENDED COMPLAINT by pltffs amending [1-1] complaint Summons issued. (lam) [Entry date 07/07/98] 7/9/98 282 Certificate of service of Third Amended Complaint by hand delivery and mail listed parties on 7/6/98 (lam) [Entry date 07/10/98] 7/27/98 283 ANSWER to Complaint by William P. Crowley (Attorney Bruce G. Soden); jury demand (lam) [Entry date 07/29/98] 9/25/98 284 NOTICE of Name Change of one of the attys for the Class Pltffs to Chimicles & Tikellis LLP. (lam) [Entry date 09/29/98] 10/5/98 285 ORDER, reset pretrial conference for 3:00 10/9/98 (signed by Judge John E. Sprizzo ); Copies mailed (lam) [Entry date 10/07/98] 10/9/98 286 ORDER, reset pretrial conference for 3:00 9/25/98 (signed by Judge John E. Sprizzo ); Copies mailed (lam) [Entry date 10/13/98] 12/18/98 287 NOTICE of change of name and address for attys for pltffs (lam) [Entry date 12/23/98] 12/29/98 288 Position of the Official Committee of Unsecured Creditors concerning Class Notice, Amicus Curiae. (lam) [Entry date 01/05/99] 1/5/99 289 ORDER, that this case, with respect to Rickel & Associates, be tranferred to the Suspense Docket of this Court until 12/31/99, with leave to any party to apply on 5 days' notice for its restoration to the trial calendar of this court ( signed by Judge John E. Sprizzo ); Copies mailed (lam) [Entry date 01/08/99] 1/14/99 290 SEALED DOCUMENT placed in vault (af) [Entry date 01/15/99] 1/15/99 291 ANSWER to Complaint by Arthur Andersen LLP; jury demand. (kw) Docket as of September 6, 2000 10:29 pm Page 87 Proceedings include all events. 1:96cv2583 Kronfeld, et al v. Bennett, et al LEAD [Entry date 01/20/99] 1/15/99 292 Rule 1.9 certificate filed by Arthur Andersen LLP. (kw) [Entry date 01/20/99] 2/1/99 294 Transcript of record of proceedings before Judge Sprizzo on 12/30/98. (kw) [Entry date 02/08/99] 2/2/99 293 SEALED DOCUMENT placed in vault (da) [Entry date 02/03/99] 2/8/99 -- Pre-trial conference held before Judge Sprizzo. (lam) [Entry date 02/16/99] 2/10/99 295 ORDER, that counsel for pltffs shall serve copies of their application for atty's fees with respect to the Generali settlement on the Court and the Committee of Unsecured Creditors by 3/4/99 ( signed by Judge John E. Sprizzo ); Copies mailed (lam) [Entry date 02/16/99] 2/14/99 298 Objection(s) to the attys' fees of approximately $29,000,000 for class action counsel filed by Russel S. and Anne C. Stott. (lam) [Entry date 02/25/99] 2/16/99 296 RESPONSE to (lam) [Entry date 02/18/99] 2/16/99 296 Objection(s) by The Doris Levy Revocable Trust to the application for atty's fees and expenses submitted in connection with the proposed settlement between the Class and Assicurazioni Generali, S.p.A., Generali US Branch and Generali Underwriters, Inc. (lam) [Entry date 02/18/99] 2/23/99 297 AFFIDAVIT of G. Peter Buchband President of The Garden City Group, Inc. (kw) [Entry date 02/24/99] 3/5/99 299 AFFIDAVIT in support by Jeffrey H. Squire and Edward A. Grossmann of Class Action Settlement and Plaintiffs' Counsel's Joint Application for Attorneys' Fees and Reimbursement of Expenses. (kw) [Entry date 03/08/99] 3/5/99 300 MEMORANDUM by plaintiffs in support of the settlement. (kw) [Entry date 03/08/99] [Edit date 03/08/99] 3/5/99 301 MEMORANDUM by plaintiffs in support of Joint Application for an award of Attorneys' fees and reimbursement of expenses. (kw) [Entry date 03/08/99] 3/16/99 302 Filed Memo-Endorsement on letter from Gary P. Naftalis, atty dated 3/11/99, granting the request for revision to the briefing schedule: S&B will submit a brief in suppoort of its own motion to dismiss, not to excced 20 pages by 4/9/99; the Trustee will then submit a single brief in response to the motions of all 3 law firm defts by 5/5/99; the 5/28/99 date for oral argument shall remain unchanged ( signed by Judge John E. Sprizzo ) (lam) Docket as of September 6, 2000 10:29 pm Page 88 Proceedings include all events. 1:96cv2583 Kronfeld, et al v. Bennett, et al LEAD [Entry date 03/19/99] 3/16/99 310 ORDER, that purs to Rule 41(a)(l) and Rule 23(e) of the FRCP, pltffs' claims against defts Timothy White and Richard MacPherson asserted in the Consolidated Class Action, dated 9/16/96, are hereby dismissed with prejudice and without costs against any party ( signed by Judge John E. Sprizzo ); Copies mailed (lam) [Entry date 03/26/99] 3/17/99 303 NOTICE purs to Rule 41(a)(1) and Rule 23(e) of the FRCP, pltffs request that based on the statements contained in the affidavit of Edward A. Grossmann, dated 3/2/99 and the memorandum of law filed simultaneously herewith, claims against defts Timothy White and Richard MacPherson asserted in the consolidated Class Action, dated 9/16/96, be dismissed with prejudice and without costs against any party ( signed by Judge John E. Sprizzo ) (lam) [Entry date 03/19/99] 3/19/99 304 MEMORANDUM in opposition to Class Counsel's Fee Request. (lam) [Entry date 03/24/99] 3/19/99 305 CERTIFICATION of Harry M. Gutfleish in opposition to Class Counsel's Fee Request. (lam) [Entry date 03/24/99] 3/19/99 306 CERTIFICATION of Dr. Paul DeMaio, class pltff in opposition to Fee Request of Class Counsel. (lam) [Entry date 03/24/99] 3/19/99 307 DECLARATION of Robert A. Swift, atty Re: to address the issue of class Counsel fees in connection with the settlement of claims among Richard C. Breeden, Generali, Halpert & Co. and classes of investors. (lam) [Entry date 03/24/99] 3/19/99 308 CERTIFICATION of Daniel M. Stolz, member of the law firm primarily responsible for the Bennett Funding bankruptcy proceedings and related matters. (lam) [Entry date 03/24/99] 3/19/99 309 Objection of SEC to request of class counsel for payment of attorney fees and response in support of settlement. (kw) [Entry date 03/26/99] 3/22/99 323 Letter to Judge Sprizzo filed by Daniel M. Stolz, atty representing the Committee of Unsecured Creditors in the Bennett Bankruptcy Case, as well as 2,500 class pltffs who have joined in the Committee's Objection to the fee request of class counsel dated 3/22/99 (received from chambers for docketing on 5/7/99) (lam) [Entry date 05/10/99] 3/23/99 311 MEMORANDUM by Genarali U.S. Branch, Generali Underwriter in support of settlement. (sac) [Entry date 03/26/99] 3/24/99 312 REPLY MEMORANDUM by class counsel in support of fee application. (kw) [Entry date 03/29/99] Docket as of September 6, 2000 10:29 pm Page 89 Proceedings include all events. 1:96cv2583 Kronfeld, et al v. Bennett, et al LEAD 3/24/99 313 Objection by the Trustee's to class counsel's application for attorneys' fees and reimbursement of expenses. (kw) [Entry date 03/29/99] 3/24/99 314 Supplemental Certification of Daniel M. Stolz in opposition to fee request of class counsel filed. (jp) [Entry date 03/29/99] 3/31/99 315 FINAL ORDER AND JUDGMENT purs to Rule 54(b) approving Settlement and Compromise of Claims against Generali; for purposes of this Final Order and Judgment, "Generali" means Assicurazioni Generali S.p.A., Generali U. S. Branch and Generali Underwriter, Inc.; the Settled Claims are dismissed, on the merits and with prejudice; the Settled Claims are released and discharged; all members of the Pltff Class are permanently barred and enjoined as set forth in this Final Order and judgment ( signed by Judge John E. Sprizzo ); Mailed copies and notice of right to appeal. Entered on docket 4/6/99. (lam) [Entry date 04/06/99] [Edit date 04/12/99] 4/6/99 316 CERTIFICATE OF SERVICE that on April 6, 1999 a true and correct copy of a notice of dismissal of plainriffs' claims against Timothy White and Richard MacPherson, so ordered by the Hon. John E. Sprizzo, on March 15, 1999 and an Order of the Hon. John E. Sprizzo, dated March 15, 1999 was sent to all parties (named in this certificate of service) and counsel of record via First Class Mail to all in accordance with Rule 5 of the FRCP. Certain parties and counsel of record received these documents via overnight mail. (djc) [Entry date 04/07/99] 4/6/99 318 CERTIFICATE OF SERVICE, that on April 6, 1999 a true and correct copy of Final Order and Judgment purs to Rule 54(b) Approving Settlement and Compromise of Claims against Generali, ordered by the Hon. John E. Sprizzo on March 30, 1999, was sent to all parties and counsel of record via First Class mail to all in accordance with Rule 5 of the FRCP (djc) [Entry date 04/08/99] 4/7/99 317 SEALED DOCUMENT placed in vault (kb) 4/8/99 319 ORDER, that the Partial Settlement of Appel, as set forth in the Settlement Stipulation, is preliminarily approved as fair, reasonable and adequate, pending a final hearing on approval; a settlement hearing shall be held before this Court on 6/22/99 at 1:00 p.m. as set forth in this document ( signed by Judge John E. Sprizzo ); Copies mailed (kw) [Entry date 04/13/99] Docket as of September 6, 2000 10:29 pm Page 90 Proceedings include all events. 1:96cv2583 Kronfeld, et al v. Bennett, et al LEAD 4/21/99 322 AMENDED ORDER preliminarily approving partial settlement and authorizing notice; the Partial Settlement of Appel, as set forth in the Settlement Stipulation, is preliminarily approved as fair, reasonable and adequate, pending a final hearing on approval; a Settlement Hearing shall be held before this Court on 6/22/99 @1:00pm; Pltffs' Co-Lead Counsel shall cause the Settlement Notice to be mailed, at pltffs' expense by first class mail to all members of the Walnut Street Subclass; the Court approves the form of Settlement Notice and the Proof of Claim; a member of the Walnut Street Subclass, who has not filed a prior and proper request for exclusion from the Class in the Consolidated Action, may file an exclusion from Appel for the limited purpose of continuing or commencing an arbitration proceeding against the Settling defts; a member of the Walnut Street Subclass will be bound by any judgment or determination of the Court affecting tthe Walnut Street Subclass; class members requesting exclusion from the Walnut Street Subclass shall not be entitled to receive any payment out of the Cash Settlement Fund; in order to be entitled to receive a distribution from the Cash Settlement Fund, a Walnut Street Subclass Member, who has not requested a limited opt-out, must submit a Proof of Claim postmarked by 7/30/99; the parties to the Settlement Stipulation are directed to carry out their obligations under the Settlement Stipulation (signed by Judge John E. Sprizzo ); Copies mailed (lam) [Entry date 04/26/99] 4/23/99 320 Transcript of record of proceedings filed for dates of 2/8/99 @2:05pm before Judge Sprizzo. (lam) Docket as of September 6, 2000 10:29 pm Page 91 Proceedings include all events. 1:96cv2583 Kronfeld, et al v. Bennett, et al LEAD 4/23/99 321 NOTICE OF APPEAL by 450 Abatemarco Group investors listed on rider A ; from [315-1] judgment order . Copies of notice of appeal mailed to Attorney(s) of Record: Michael J. Sullivan, Ronald Alenstein, Paul Ferrillo, Anthony DelSpina, John Fedders, Eric Seiler, Joel M. Leifer, Bruce Soden, Howard Sommers, Lawrence B. Kahn, Robert Bryant, Alexander DeCroce, Jr., Brian C. Matthews, Peter Rosenbaum, Alex Rosenfeld, Theodore L. Abeles, Richard H. Sergent, Glen C. Kerner, William Savina, Pia Riverso, James Lantier, A. Ross Pearlson, John B. Harris, Craig Hilliard, William L. Farris, Melvin A. Brosterman, Capital Insurance Company, Thomas C. Kingsley, Esq., Barry Pinkowitz, Allison Manning, Shaun W. O'Neill, Bernard Eyssalenne, Bennett Funding International, George M. Newcombe, Kenneth Crowley, Deborah R. Gross, Stephen A. Whinston, Mark R. Rosen, Ann D. White, Kenneth Jacobsen, Marc S. Moller, Stanley Bernstein, Richard Pertz, Burton Finkelstein, Howard Sirota, Stuart Savett, Arnold Levin, Robert I. Harwood, Scott Fisher, Marc Bogatin, Irvin Bizar, Ssamuel P. Sporn, Craig W. Horn, Glen DeValerio, Harry S. Miller, Harold B. Obstfeld, Frederic S. Fox, David J. Jaroslawicz, Esq., Michael J. Freed, David S. HArtstein, Steven Rodd, Fred Taylor Isquith, Anthny DelSpina, Anthony DelSpina, Klari Neuwelt, Paul D. Wexler, Jonathan M. Schneps, Stephen Mayka, Sinclair Jacobs, Edward F. Premo, II, William E. Easton, Esq., Garry M. Graber, T. Barry Kingham, Jeffrey Zwerling, Richard Lingg, Scott W. Muller, John D. Boykin, Mr. James McBride, Paul Duggan, Robert Joseph Fettweis, Vincent D. Paragano, Marc Cantelmo, Hillary Sobel, Eugen P. Souther, William D. Grand, Kathleen M. DalCortivo, William S. Katchen, Esq., Samuel D. Bornstein, Lawrence Ross, Esq., Barbar Funt, James J. Shrager, Marshall L. Levine, Michael M. Rosenbaum, Edward T. Kole, Morris Financial Advisors, Charles N. Tedesco, Jr., Larry Lesnik, William Maderer, Michael Allen, Jeffrey Stanger, Dennis J. Block, Waldron Kraemer, Neil Wager, Peter S. Pearlman, Alan S. Pralgever, Paul S. Francis, Stephen D. Oestreich, David J. Adler, Rick A. Garcia, Richard P. Swanson, Janna Torelli, Thomas S. Ashby, Dennis McCoy, Esq., Andre Shramenko, Jonathon D. Friedman, Josepf Coates, III, William C. Komaroff, Francis Farina, Joan Sorrentino, William A. Despo, Janice J. DiGennaro, R. Mark Keenan, Robert G. Morvillo, Lori J. Henkel, Fred Chikovsky, Peter A. Scahs, Mark S. Halpern, Robert J. Gordon, Esq., James J. Shapiro, Stanley Weiss, Scott A. Edelman, Sonya Ssalkin, Betty Cantelmo, Irwin H. Warren, Daniel M. Stoltz, Laura E. Evangelista, Thomas R. Manisero, Robert T. Eagan, Randy Schaal, Lee E. Woodard, Dennis Alan Richard, Beverly L. Valore, Michael Criden, Joel Bernstein, Timothy C. Karen and Cantelmo & Associates. $105.00 Appeal filing fee paid on April 23, 1999 on receipt # E 343032. (dt) 4/23/99 -- Notice of appeal and certified copy of docket to USCA: [321-1] appeal ; Copy of notice of appeal sent to District Judge. (dt) Docket as of September 6, 2000 10:29 pm Page 92 Proceedings include all events. 1:96cv2583 Kronfeld, et al v. Bennett, et al LEAD 5/10/99 324 Transcript of record of proceedings filed for dates of 3/26/99 before Judge Sprizzo. (lam) 6/1/99 325 MANDATE OF USCA (certified copy) Re: dismissed [321-1] appeal. It is ordered that the appeal from the order of 3/30/99 be and it hereby is dismissed. (99-7458) KAren Greve Milton, Acting Clerk, USCA. (as) 6/11/99 326 AFFIDAVIT of mailing by the plaintiffs of the Court's order dated 4/19/99 upon the parties set forth in this document. (kw) [Entry date 06/17/99] 6/15/99 327 Certificate of service of copy of the Compendium of Relevant Info. in Support of the Settlement and Class Counsel Award of Legal Fees by Federal Express listed parties on 6/15/99 (lam) [Entry date 06/18/99] 6/15/99 328 MEMORANDUM by pltffs in support of Memorandum of Law in support of the Settlement. (lam) [Entry date 06/18/99] 6/15/99 329 MEMORANDUM by pltffs in support of Class Counsel's Award of Legal Fees. (lam) [Entry date 06/18/99] 6/15/99 330 JOINT AFFIDAVIT of Jeffrey H. Squire and Edward A. Grossman, co-lead counsel for pltffs in support of the Partial Settlement. (lam) [Entry date 06/18/99] 6/23/99 331 ORDER, substituting David C. Berg, Esq. in place of Stark & Stark as attorney for defendant, Weiner Abrams & Company, Inc. ( signed by Judge John E. Sprizzo ); Copies mailed. (kw) [Entry date 06/28/99] 6/23/99 -- ORDER AND FINAL JUDGMENT as set forth in this document relating to Appel, et al. v. Bennett Financial Services, et al. 97 CV 2199 (JES). ( signed by Judge John E. Sprizzo ) Copies of the judgment to the parties was taken care of by Chambers. Entered on 6/24/99. (Original entry was docketed in MDL No. 1153 (JES) M21-72 as doc. #142) (kw) [Entry date 06/29/99] [Edit date 06/29/99] 6/25/99 332 CERTIFICATE OF SERVICE that copies of stipulation, relating to 98 civ. 3758, so ordered by Judge Sprizzo on 6/22/99 was sent to all parties set forth in this document on 6/24/99 via first class mail. (kw) [Entry date 06/29/99] 6/25/99 333 CERTIFICATE OF SERVICE that copies of a stipulation, relating to 97 civ. 6127, so ordered by Judge Sprizzo on 6/11/99 was sent to all parties as set forth in this document via first class mail on 6/24/99. (kw) [Entry date 06/29/99] Docket as of September 6, 2000 10:29 pm Page 93 Proceedings include all events. 1:96cv2583 Kronfeld, et al v. Bennett, et al LEAD 6/25/99 334 CERTIFICATE OF SERVICE that copies of the stipulation, relating to 99 civ. 79, so ordered by Judge Sprizzo on 6/22/99 was sent to all parties set forth in this document via first class mail on 6/24/99. (kw) [Entry date 06/29/99] 6/25/99 335 CERTIFICATE OF SERVICE that copies of an order of Judge Sprizzo dated 6/22/99 was sent to all parties as set forth in this document via first class mail on 6/24/99. (kw) [Entry date 06/29/99] 6/25/99 336 CERTIFICATE OF SERVICE that copies of an order of Judge Sprizzo, relating to 96 civ. 4151, dated 6/21/99 was sent to all parties set forth in this document via first class mail on 6/24/99. (kw) [Entry date 06/29/99] 6/25/99 337 CERTIFICATE OF SERVICE that copies of an order of Judge Sprizzo, relating to 97 civ. 2199, dated 6/22/99 was sent to all parties set forth in this document via first class mail on 6/24/99. (kw) [Entry date 06/29/99] 8/6/99 338 CERTIFICATE OF SERVICE of the stipulation so ordered by Judge Sprizzo on 7/6/99 upon all parties as set forth in this document by first class mail on 7/28/99. (this document relates to 97 civ. 6127) (kw) [Entry date 08/09/99] [Edit date 08/09/99] 8/10/99 339 Transcript of record of proceedings before Judge Sprizzo on 6/22/99. (97 civ. 2199) (kw) 8/26/99 -- STIPULATION and ORDER, plaintiffs' time to file and serve, by hand delivery, their motion for partial summary judgment is extended to 12:00 p.m. on 9/10/99. The Court will review the motion and decide whether a response and/oral argument is necessary; pretrial conference set for 11:00 a.m. on 9/27/99; subject to the foregoing, the terms of the Court's 5/17/99 Order shall remain in effect ( signed by Judge John Sprizzo ) (Original entry is docketed in M-21-72 as doc. #145) (Stipulation and Order docketed as requested by chambers) (kw) [Entry date 09/03/99] [Edit date 09/03/99] 9/1/99 340 Notice that the record on appeal has been certified and transmitted to the U.S. Court of Appeals. (dt) [Entry date 09/02/99] 9/10/99 341 NOTICE OF MOTION by pltffs for partial summary judgment as to counts I and III asserted in pltffs' Third Amended Complaint against deft Arthur Andersen & Co. Return date not indicated. (lam) [Entry date 09/13/99] 9/10/99 342 CERTIFICATION of Michael M. Rosenbaum, atty for pltffs in support Re: [341-1] motion for partial summary judgment as to counts I and III asserted in pltffs' Third Amended Complaint against deft Arthur Andersen & Co. (lam) Docket as of September 6, 2000 10:29 pm Page 94 Proceedings include all events. 1:96cv2583 Kronfeld, et al v. Bennett, et al LEAD [Entry date 09/13/99] 9/10/99 343 AFFIDAVIT of Peter DeAngelis, employed as a broker at Horizon Securities. (lam) [Entry date 09/13/99] 9/10/99 344 AFFIDAVIT of Randolph L. Messina, an officer of Mid-State Securities Corp. (lam) [Entry date 09/13/99] 9/10/99 345 AFFIDAVIT of Mervin H. Goldman, member of Dorfman Goldman et al, accounting firm. (lam) [Entry date 09/13/99] 9/24/99 -- Pretrial Conference held before Judge John E. Sprizzo . (lam) [Entry date 10/04/99] 9/30/99 346 ORDER, set pltff's amended complaint due for 10/8/99; set deft's motion for judgment on the pleadings, not to exceed 25 pages, deadline for 11/8/99; the Court will review the motion and advise whether a response to the motion and/or Oral Argument is necessary; set pre-trial conference for 10:45 11/8/99 ( signed by Judge John E. Sprizzo ); Copies mailed. (lam) [Entry date 10/04/99] 10/5/99 347 Certificate of service of copy of Order of Judge Sprizzo dated 9/28/99 by mail to those listed on 10/4/99. (lam) [Entry date 10/07/99] 10/7/99 348 ORDER, reset pre-trial conference for 10:45 11/22/99 (signed by Judge John E. Sprizzo ); Copies mailed. (lam) [Entry date 10/08/99] 10/8/99 349 FIRST AMENDED ANSWER, to Complaint by Peter Dean Invest., Peter DeAngelis (lam) [Entry date 10/12/99] 10/8/99 349 COUNTERCLAIM by Peter Dean Invest., Peter DeAngelis against William G. Wosnack, Victor A. Fabietti, Agostino R. Fabietti Jr. (lam) [Entry date 10/12/99] 10/8/99 349 CROSSCLAIM by Peter Dean Invest., Peter DeAngelis against Patrick R. Bennett, Edmund T. Bennett, Kathleen M. Bennett, Michael A. Bennett, Kenneth Kasarjian, Mahoney Cohen Co., Horizon Securities, Stewart Weisman (lam) [Entry date 10/12/99] 10/8/99 349 THIRD PARTY COMPLAINT by Peter Dean Invest., Peter DeAngelis against Fabietti & Associate, Robinson St. John &, Robinson St. John &, Anderson Kill & Olic, Harvey Merkin, William Madden, Alan Solomon ; Third-party summons issued. (lam) [Entry date 10/12/99] 10/29/99 350 ANSWER by Harvey Merkin, and William Madden to amended third-party complaint: [349-1] third-party. (kw) [Entry date 11/03/99] Docket as of September 6, 2000 10:29 pm Page 95 Proceedings include all events. 1:96cv2583 Kronfeld, et al v. Bennett, et al LEAD 10/29/99 351 CERTIFICATE OF SERVICE of an order of Judge Sprizzo dated 10/5/99 upon all parties and counsel of record by first class mail on 10/27/99. (kw) [Entry date 11/03/99] 10/29/99 352 Certificate of service of copy of an Order by Judge Sprizzo dated 9/28/99 by mail to those listed on 10/27/99. (lam) [Entry date 11/03/99] 11/4/99 353 NOTICE OF MOTION by third-party deft Anderson Kill & Olick to dismiss deft Peter DeAngelis' First Amended Complaint purs to Rule 12(b)(6) of the FRCP. Return date not indicated. (lam) [Entry date 11/08/99] 11/4/99 354 MEMORANDUM OF LAW by Anderson Kill & Olicc in support of their [353-1] motion to dismiss deft Peter DeAngelis' First Amended Complaint purs to Rule 12(b)(6) of the FRCP (lam) [Entry date 11/08/99] 11/8/99 355 Transcript of record of proceeding before Judge John E. Sprizzo on 9/24/99. (kw) 11/9/99 356 ANSWER by Robinson St. John (Attorney Janice DiGennaro) to [349-1] third-party complaint; Firm of Rivkin Radler & Kremer by Attorney Janice DiGennaro for third-party defendant Robinson St. John. (lam) [Entry date 11/10/99] 11/9/99 357 RULE 1.9 CERTIFICATE filed by Robinson St. John. (lam) [Entry date 11/10/99] 11/22/99 -- Pretrial Conference held before Judge John E. Sprizzo. (kw) [Entry date 11/29/99] 11/23/99 358 ORDER, denying [353-1] motion to dismiss deft Peter DeAngelis' First Amended Complaint purs to Rule 12(b)(6) of the FRCP; set pre-trial conference for 10:45 a.m. on 2/28/00 ( signed by Judge John E. Sprizzo ); Copies mailed. (kw) [Entry date 11/29/99] 12/28/99 359 Pltff's NOTICE of Supplemental Authority. (lam) [Entry date 01/03/00] 1/12/00 360 NOTICE of attorney appearance by Morton R. Branzburg, Esq. on behalf of the City of Philadelphia. (kw) [Entry date 01/13/00] 1/27/00 361 ORDER, granting [267-1] motion for Borowitz & Goldsmith, PLC to withdraw as attorney for defts Jameson Dewitt and Associates, and David Vinciguerra ( signed by Judge Kevin T. Duffy ); Copies mailed. (lam) [Entry date 01/28/00] 2/15/00 -- Terminated document 253-1 pursuant to instructions of Judge Sprizzo. (rag) 2/25/00 -- Pretrial Conference held before Judge Peter K. Leisure. (kw) Docket as of September 6, 2000 10:29 pm Page 96 Proceedings include all events. 1:96cv2583 Kronfeld, et al v. Bennett, et al LEAD [Entry date 03/03/00] 3/1/00 362 ORDER, set pre-trial conference for 9:30 a.m on 3/31/00 ( signed by Judge Peter K. Leisure ); Copies mailed. (kw) [Entry date 03/03/00] 3/1/00 363 CERTIFICATE OF SERVICE of a true and correct copy of an order of the Hon. John E. Sprizzo, dated 1/26/00, was sent to all parties and counsel of record via first class mail all in accordance with Rule 5 of the FRCP. (kw) [Entry date 03/03/00] 3/10/00 364 ANSWER by Fabietti & Associate (Attorney Mark S. Halpern) to amended third-party complaint: [349-1] third-party complaint. (kw) [Entry date 03/14/00] 3/10/00 365 RULE 1.9 CERTIFICATE filed by Fabietti & Associate. (kw) [Entry date 03/14/00] 3/10/00 366 ANSWER by Agostino R. Fabietti Jr. to [349-1] counter claim. (kw) [Entry date 03/14/00] 3/10/00 367 RULE 1.9 CERTIFICATE filed by Agostino R. Fabietti Jr. (kw) [Entry date 03/14/00] 3/10/00 368 ANSWER by Victor A. Fabietti to [349-1] counter claim. (kw) [Entry date 03/14/00] 3/10/00 369 RULE 1.9 CERTIFICATE filed by Victor A. Fabietti. (kw) [Entry date 03/14/00] 3/28/00 370 CERTIFICATE OF SERVICE of copy of an Order of Judge Sprizzo, dated 2/28/00, sent to parties listed. (lam) [Entry date 03/30/00] 5/17/00 371 MANDATE OF USCA (certified copy) Re: Dismissed. [321-1] appeal, it is hereby stipulated under Rule 42(b) of the Federal Rules of Appellant Procedure to dismissal of this appeal with prejudice. Each party shall bear its own costs. (99-7458) Karen Greve Milton, Acting Clerk, U.S.C.A. (mh) [Entry date 05/24/00] 7/28/00 372 ORDER, approving joint application for an award of attorneys' fees of $21,875,000 and reimbursement of expenses of $1,898,346.95 as set forth in this document; this order shall be deemed the entry of a final judgment under Rule 54(b) of the FRCP as there is no just reason for delay and the entry of judgment is hereby directed. ( signed by Judge John E. Sprizzo ); Copies mailed. (kw) [Entry date 07/31/00] [Edit date 08/01/00] Docket as of September 6, 2000 10:29 pm Page 97 Proceedings include all events. 1:96cv2583 Kronfeld, et al v. Bennett, et al LEAD 8/4/00 373 PRELIMINARY ORDER, a hearing pursuant to FRCP Rule 23(e) shall be held at 3:00 p.m on 10/19/00 as set forth in this document. ( signed by Judge John E. Sprizzo ); Copies mailed. (kw) 8/8/00 374 SEALED DOCUMENT placed in vault. (afo) [Entry date 08/09/00] 8/21/00 375 CERTIFICATE OF SERVICE of Patricia S. Gillane - that on August 8, 2000, a true and correct copy of an Order of the Hon. John E. Sprizzo, dated July 25, 2000 was sent to all parties and counsel of record (on attached list) via First Class Mail all in accordance with Rule 5 of the FRCP. (djc) [Entry date 08/22/00] 8/21/00 376 CERTIFICATE OF SERVICE of Patricia S. GIllane - that on August 8, 2000, a true and correct copy of an Order of the Hon. John E. Sprizzo, dated July 25, 2000 was sent to all parties and counsel of record (on attached list) via First Class mail all in accordance with Rule 5 of the FRCP (djc) [Entry date 08/22/00] 9/6/00 377 Transcript of record of proceedings before Judge John E. Sprizzo on 7/25/00. (kw) 9/6/00 378 Transcript of record of proceedings before Judge John E. Sprizzo on 7/11/00. (kw) [END OF DOCKET: 1:96cv2583]