Stanford University Law School - Securities Class Action Clearinghouse
Docket as of August 6, 1999 [retrieved 8/8/99] Proceedings include all events. 8:96cv1200 Palmer, et al v. Great Western Fin., et al EAJ EAJ U.S. District Court Middle District of Florida (Tampa) CIVIL DOCKET FOR CASE #: 96-CV-1200 Palmer, et al v. Great Western Fin., et al Filed: 06/18/96 Assigned to: Judge Henry L. Adams, Jr. Jury demand: Plaintiff Demand: $0,000 Nature of Suit: 850 Lead Docket: None Jurisdiction: Federal Question Dkt# in other court: None Cause: 15:0078m(a) Securities Exchange Act WILLIAM L. PALMER Jonathan L. Alpert plaintiff [COR LD NTC] Alpert, Barker & Rodems, P.A. 100 S. Ashley Dr. P.O. Box 3270 Tampa, FL 33602-3270 813/223-4131 Judy S. Hoyer [COR LD NTC] James, Hoyer & Newcomer, P.A. 4830 W. Kennedy Blvd. One Urban Centre, Suite 147 Tampa, FL 33609 813/286-4100 Christi C. Mobley [COR LD NTC] Appel, Chitwood & Harley 945 E. Paces Ferry Rd. 1400 Resurgens Plaza Atlanta, GA 30326 404/266-1650 Alan Schulman [COR LD NTC] Jan M. Adler Pamela M. Parker Milberg, Weiss, Bershad, Hynes & Lerach LLP 600 W. Broadway Suite 1800 San Diego, CA 92101 619/231-1058 Martin D. Chitwood [COR LD] Craig G. Harley [COR LD NTC] Chitwood & Harley 2900 Promenade Two 1230 Peachtree Street, N.E. Atlanta, GA 30309 404/873-3900 MARY M. PALMER Jonathan L. Alpert plaintiff (See above) [COR LD NTC] Judy S. Hoyer (See above) [COR LD NTC] Christi C. Mobley (See above) [COR LD NTC] Alan Schulman (See above) [COR LD NTC] Jan M. Adler (See above) Pamela M. Parker (See above) Martin D. Chitwood (See above) [COR LD] Craig G. Harley (See above) [COR LD NTC] LEONARD SICARI Jonathan L. Alpert plaintiff (See above) [COR LD NTC] Judy S. Hoyer (See above) [COR LD NTC] Christi C. Mobley (See above) [COR LD NTC] Alan Schulman (See above) [COR LD NTC] Jan M. Adler (See above) Pamela M. Parker (See above) Martin D. Chitwood (See above) [COR LD] Craig G. Harley (See above) [COR LD NTC] MARIE SICARI Jonathan L. Alpert plaintiff (See above) [COR LD NTC] Judy S. Hoyer (See above) [COR LD NTC] Christi C. Mobley (See above) [COR LD NTC] Alan Schulman (See above) [COR LD NTC] Jan M. Adler (See above) Pamela M. Parker (See above) Martin D. Chitwood (See above) [COR LD] Craig G. Harley (See above) [COR LD NTC] HERBERT COFFEY, individually Jonathan L. Alpert and on behalf of a class of (See above) similarly situated persons [COR LD NTC] plaintiff Chris A. Barker [COR LD] Alpert, Barker & Rodems, P.A. 100 S. Ashley Dr. P.O. Box 3270 Tampa, FL 33602-3270 813/223-4131 Martin D. Chitwood (See above) [COR LD NTC] Craig G. Harley (See above) [COR LD] Patrick B. Calcutt [COR LD] Militana, Militana & Calcutt 702 Bay St. N.E. St. Petersburg, FL 33701 727/898-4198 MILDRED COFFEY, individually Jonathan L. Alpert and on behalf of a class (See above) similarly situated persons [COR LD NTC] plaintiff Chris A. Barker (See above) [COR LD] Martin D. Chitwood (See above) [COR LD NTC] Craig G. Harley (See above) [COR LD] Patrick B. Calcutt (See above) [COR LD] ROGER H. ELLIS, individually Jonathan L. Alpert and as trustees of the Ellis (See above) Family Trust UTD 12/22/81 and [COR LD NTC] on behalf of a class of Chris A. Barker similarly situated persons (See above) plaintiff [COR LD] Martin D. Chitwood (See above) [COR LD NTC] Craig G. Harley (See above) [COR LD] Patrick B. Calcutt (See above) [COR LD] VIRGINIA S. ELLIS, Jonathan L. Alpert individually and as trustees (See above) of the Ellis Family Trust, UTD [COR LD NTC] 12/22/81 and on behalf of a Chris A. Barker class of similarly situated (See above) persons [COR LD] plaintiff Martin D. Chitwood (See above) [COR LD NTC] Craig G. Harley (See above) [COR LD] Patrick B. Calcutt (See above) [COR LD] v. GREAT WESTERN FINANCIAL Michael S. Hooker CORPORATION, a corporation [COR LD NTC] defendant Glenn, Rasmussen & Fogarty 100 S. Ashley Dr., Suite 1300 P.O. Box 3333 Tampa, FL 33601-3333 USA 813/229-3333 Howard E. Heiss [COR LD NTC] Morrison & Foerster 1290 Avenue of the Americas New York, NY 10104 212/468-8000 Maren E. Nelson [COR LD NTC] Morrison & Foester LLP 555 West Fifth Street Suite 3500 Los Angeles, CA 90013-1024 213/892-5200 GREAT WESTERN BANK, a federal Michael S. Hooker savings bank (See above) defendant [COR LD NTC] Maren E. Nelson (See above) [COR LD NTC] GREAT WESTERN FINANCIAL Michael S. Hooker SECURITIES CORPORATION, a (See above) corporation [COR LD NTC] defendant Maren E. Nelson (See above) [COR LD NTC] GREAT WESTERN INVESTMENT Michael S. Hooker MANAGEMENT CORPORATION [term 11/25/97] defendant (See above) [term 11/25/97] [COR LD NTC] Maren E. Nelson [term 11/25/97] (See above) [COR LD NTC] SIERRA INVESTMENT SERVICES Michael S. Hooker CORPORATION [term 11/25/97] defendant (See above) [term 11/25/97] [COR LD NTC] Maren E. Nelson [term 11/25/97] (See above) [COR LD NTC] SIERRA INVESTMENT ADVISORS Michael S. Hooker CORPORATION [term 11/25/97] defendant (See above) [term 11/25/97] [COR LD NTC] Maren E. Nelson [term 11/25/97] (See above) [COR LD NTC] SIERRA FUND ADMINISTRATION Michael S. Hooker CORPORATION [term 11/25/97] defendant (See above) [term 11/25/97] [COR LD NTC] Maren E. Nelson [term 11/25/97] (See above) [COR LD NTC] GREAT WESTERN INVESTMENT MANAGEMENT CORPORATION defendant ------------------------- JOHN PINNEY John Ray Newcomer, Jr. movant [COR LD NTC] James, Hoyer & Newcomer, P.A. 4830 W. Kennedy Blvd. One Urban Centre, Suite 147 Tampa, FL 33609 813/286-4100 Alan Schulman [COR LD NTC] Milberg, Weiss, Bershad, Hynes & Lerach LLP 600 W. Broadway Suite 1800 San Diego, CA 92101 619/231-1058 HELEN PINNEY John Ray Newcomer, Jr. movant (See above) [COR LD NTC] Alan Schulman (See above) [COR LD NTC] CHRYSTELL COHEN John Ray Newcomer, Jr. movant (See above) [COR LD NTC] Alan Schulman (See above) [COR LD NTC] LAVON EVANS John Ray Newcomer, Jr. movant (See above) [COR LD NTC] Alan Schulman (See above) [COR LD NTC] JOHN MITCHELL John Ray Newcomer, Jr. movant (See above) [COR LD NTC] Alan Schulman (See above) [COR LD NTC] ROY STEVENSON John Ray Newcomer, Jr. movant (See above) [COR LD NTC] Alan Schulman (See above) [COR LD NTC] 6/18/96 1 CLASS ACTION COMPLAINT filed - Private Securities Litigation Reform Act; attachments. (crb) [Entry date 06/19/96] 6/18/96 2 NOTICE of filing certifications as required by the Securities Exchange Act by William L. Palmer, Mary M. Palmer, Leonard Sicari and Marie Sicari. Attachments. (crb) [Entry date 06/19/96] 6/18/96 -- MAGISTRATE JUDGE CASE ASSIGNMENT Magistrate assigned: Elizabeth Jenkins (crb) [Entry date 06/19/96] 6/24/96 3 NOTICE of designation under Local Rule 3.05 - TRACK 2. (ctc) (crb) [Entry date 06/25/96] 6/26/96 4 MOTION by William L. Palmer, Mary M. Palmer, Leonard Sicari, Marie Sicari with memorandum in support to reassign case from track two to track three (crb) [Entry date 06/27/96] 7/2/96 5 NOTICE OF LIS PENDENS with memorandum filed by William L. Palmer, Mary M. Palmer, Leonard Sicari, Marie Sicari. (crb) 8/1/96 6 ORDER granting [4-1] plaintiffs' motion to reassign case from track two to track three. ( Signed by Judge Henry L. Adams Jr. ) ctc (crb) [Entry date 08/02/96] 8/13/96 7 AMENDED NOTICE of designation under Local Rule 3.05 - TRACK 3. (ctc) (crb) 8/13/96 8 NOTICE of filing waiver of service of summons [9-15] by William L. Palmer, Mary M. Palmer, Leonard Sicari, Marie Sicari. (crb) [Entry date 08/14/96] 8/13/96 9 WAIVER OF SERVICE Returned Executed as to Great Western Financial 8/8/96 Answer due on 10/7/96 for Great Western Financial. (crb) [Entry date 08/14/96] 8/13/96 10 WAIVER OF SERVICE Returned Executed as to Great Western Bank 8/8/96 Answer due on 10/7/96 for Great Western Bank (crb) [Entry date 08/14/96] 8/13/96 11 WAIVER OF SERVICE Returned Executed as to Great Western Security 8/8/96 Answer due on 10/7/96 for Great Western Security (crb) [Entry date 08/14/96] 8/13/96 12 WAIVER OF SERVICE Returned Executed as to Great Western Investment 8/8/96 Answer due on 10/7/96 for Great Western Investment (crb) [Entry date 08/14/96] 8/13/96 13 WAIVER OF SERVICE Returned Executed as to Sierra Investment Advisors 8/8/96 Answer due on 10/7/96 for Sierra Investment Advisors (crb) [Entry date 08/14/96] 8/13/96 14 WAIVER OF SERVICE Returned Executed as to Sierra Investment Services 8/8/96 Answer due on 10/7/96 for Sierra Investment Services (crb) [Entry date 08/14/96] 8/13/96 15 WAIVER OF SERVICE Returned Executed as to Sierra Fund Adminstration 8/8/96 Answer due on 10/7/96 for Sierra Fund Administration (crb) [Entry date 08/14/96] 8/14/96 16 NOTICE OF SERVICE of [7-1] amended notice of track 3 by William L. Palmer and plaintiffs. (crb) 8/27/96 17 NOTICE OF LIS PENDENS filed by Great Western Financial and defendants. (crb) [Entry date 08/28/96] 8/28/96 18 UNOPPOSED MOTION by Great Western Financial, Great Western Bank, Great Western Security, Great Western Investment, Sierra Invvestment Services, Sierra Investment Advisors, Sierra Fund to extend time to 10/07/96 in which to answer; proposed order submitted. (crb) 8/28/96 19 MEMORANDUM by Great Western Financial and defendants in support of [18-1] motion to extend time. (crb) 9/3/96 20 ORDER granting [18-1] defendants' motion to extend time; , reset answer due for 10/7/96 for defendants ( Signed by Judge Henry L. Adams Jr. ) ctc (crb) 9/9/96 21 APPLICATION of Non-Resident Counsel, Maren E. Nelson, and Designation of Local Counsel, Michael S. Hooker, as to Great Western Financial. (crb) [Entry date 09/10/96] 9/10/96 22 APPLICATION of Non-Resident Counsel, Howard E. Heiss, and Designation of Local Counsel, Michael S. Hooker, on behalf of Great Western Financial. (crb) [Entry date 09/11/96] 9/13/96 23 NOTICE of special attorney appearance as additional counsel for William L. Palmer, Mary M. Palmer, Leonard Sicari, Marie Sicari by (gw) [Entry date 09/16/96] 9/13/96 24 APPLICATION of Non-Resident Counsel and Designation of Local Counsel as to William L. Palmer, Mary M. Palmer, Leonard Sicari, Marie Sicari . Local Counsel: Jonathan Alpert. Non-Resident Counsel: Christi C. Mobley. (gw) [Entry date 09/16/96] 9/13/96 25 APPLICATION of Non-Resident Counsel and Designation of Local Counsel as to William L. Palmer, Mary M. Palmer, Leonard Sicari, Marie Sicari . Local Counsel: Jonathan Alpert. Non-Resident Counsel: Martin D. Chitwood. (gw) [Entry date 09/16/96] 9/13/96 26 APPLICATION of Non-Resident Counsel and Designation of Local Counsel as to William L. Palmer, Mary M. Palmer, Leonard Sicari, Marie Sicari . Local Counsel: Jonathan Alpert. Non-Resident Counsel: Craig G. Harley. (gw) [Entry date 09/16/96] 9/16/96 27 MOTION by William L. Palmer to certify class action (gw) [Entry date 09/17/96] 9/16/96 28 MOTION by William L. Palmer for leave to file brief in excess of 20 pages Proposed brief submitted. (gw) [Entry date 09/17/96] 9/16/96 29 NOTICE of filing unpublished authority in support of motion for class certification by William L. Palmer. Exhibits attached. (gw) [Entry date 09/17/96] 9/19/96 30 NOTICE of filing case mangement report by William L. Palmer, Mary M. Palmer, Leonard Sicari, Marie Sicari. (crb) 9/19/96 31 CASE MANAGEMENT REPORT. (crb) 9/24/96 32 ORDER granting [28-1] plaintiffs' motion for leave to file brief in excess of 20 pages. ( Signed by Judge Henry L. Adams Jr. ) ctc (crb) 9/24/96 33 MEMORANDUM by William L. Palmer, Mary M. Palmer, Leonard Sicari, Marie Sicari in support of [27-1] motion to certify class action. (crb) 9/27/96 34 MOTION by Great Western Financial to communicate with potential class members (crb) [Entry date 09/30/96] 9/27/96 35 MEMORANDUM by Great Western Financial in support of [34-1] motion to communicate with potential class members. Attachments. (crb) [Entry date 09/30/96] 9/27/96 36 NOTICE of filing certificate of good faith [37] by Great Western Financial. (crb) [Entry date 09/30/96] 9/27/96 37 CERTIFICATE OF GOOD FAITH of by Great Western Financial Re: [34-1] motion to communicate with potential class members. (crb) [Entry date 09/30/96] 9/27/96 -- RECEIVED proposed order for [34]. (crb) [Entry date 09/30/96] 10/4/96 38 MEMORANDUM by William L. Palmer, Mary M. Palmer, Leonard Sicari, Marie Sicari in opposition to [34-1] defendants' motion to communicate with potential class members. (crb) [Entry date 10/08/96] 10/4/96 38 REQUEST for oral argument by William L. Palmer, Mary M. Palmer, Leonard Sicari, Marie Sicari re: [38-1] opposition memorandum. (crb) [Entry date 10/08/96] 10/8/96 39 DISPOSITIVE MOTION by Great Western Financial and defendants to dismiss (crb) 10/8/96 40 MEMORANDUM by Great Western Financial and defendants in support of [39-1] motion to dismiss. Proposed order attached. (crb) 10/8/96 -- RECEIVED appendix and unreported cases cited in support of motion to dismiss [39]. Stored in expandable folder. (crb) 10/22/96 41 MEMORANDUM by William L. Palmer, Mary M. Palmer, Leonard Sicari, Marie Sicari in opposition to [39-1] defendants' motion to dismiss. (crb) [Entry date 10/24/96] 10/22/96 42 NOTICE of filing unpublished authority in support of memorandum in opposition to defendants' motion to dismiss [41] by William L. Palmer, Mary M. Palmer, Leonard Sicari, Marie Sicari. (crb) [Entry date 10/24/96] 11/6/96 43 ORDER that parties shall file an amended case management report within 10 days of any order resolving defendants' motion to dismiss. ( Signed by Judge Henry L. Adams Jr. ) ctc (crb) [Entry date 11/07/96] 11/12/96 44 NOTICE of filing supplemental authority in support of motion for class certification dated 09/16/96 by William L. Palmer, Mary M. Palmer, Leonard Sicari, Marie Sicari. Attachment. (crb) [Entry date 11/13/96] 11/15/96 45 MOTION by William L. Palmer, Mary M. Palmer, Leonard Sicari, Marie Sicari with memorandum in support to compel production referred to Magistrate Judge Elizabeth A. Jenkins. Attachments. (crb) 11/20/96 46 NOTICE of filing depositions of Leonard Sicari, Marie Sicari, William Palmer, Mary Palmer, Gregory S. Kirkland and Michael Sheldon Frank, by William L. Palmer, Mary M. Palmer, Leonard Sicari, Marie Sicari. (crb) [Entry date 11/21/96] 11/20/96 47 DEPOSITION of Leonard A. Sicari by William L. Palmer, Mary M. Palmer, Leonard Sicari, Marie Sicari re: [27-1] motion to certify class action. Transcript filed separately. (crb) [Entry date 11/21/96] 11/20/96 48 DEPOSITION of Marie Sicari by William L. Palmer, Mary M. Palmer, Leonard Sicari, Marie Sicari re: [27-1] motion to certify class action. Transcript filed separately. (crb) [Entry date 11/21/96] 11/20/96 49 DEPOSITION of William Palmer by William L. Palmer, Mary M. Palmer, Leonard Sicari, Marie Sicari re: [27-1] motion to certify class action. Transcript filed separately. (crb) [Entry date 11/21/96] 11/20/96 50 DEPOSITION of Mary Palmer by William L. Palmer, Mary M. Palmer, Leonard Sicari, Marie Sicari re: [27-1] motion to certify class action. Transcript filed separately. (crb) [Entry date 11/21/96] 11/20/96 51 DEPOSITION of Gregory S. Kirkland by William L. Palmer, Mary M. Palmer, Leonard Sicari, Marie Sicari re: [27-1] motion to certify class action. Transcript filed separately. (crb) [Entry date 11/21/96] 11/20/96 52 DEPOSITION of Michael Sheldon Frank by William L. Palmer, Mary M. Palmer, Leonard Sicari, Marie Sicari re: [27-1] motion to certify class action. Transcript filed separately. (crb) [Entry date 11/21/96] 11/22/96 53 NOTICE of filing additional deposition of Georgia Schwab [54] in support of plaintiffs' motion for class certification by William L. Palmer, Mary M. Palmer, Leonard Sicari, Marie Sicari. (crb) [Entry date 11/25/96] 11/22/96 54 DEPOSITION of Georgia Schwab by William L. Palmer, Mary M. Palmer, Leonard Sicari, Marie Sicari re: [27-1] motion to certify class action. (crb) [Entry date 11/25/96] 11/29/96 55 UNOPPOSED MOTION by Great Western Financial and defendants memorandum in support for leave to file brief in opposition to motion to certify class in excess of 20 pages (crb) [Entry date 12/02/96] 11/29/96 56 MEMORANDUM by Great Western Financial and defendants in opposition to [27-1] motion to certify class action. (crb) [Entry date 12/02/96] 11/29/96 57 DECLARATION of Maren E. Nelson by Great Western Financial and defendants in support of [56-1] opposition memorandum. Attachments. (crb) [Entry date 12/02/96] 12/5/96 58 MEMORANDUM by Great Western Financial and defendants in opposition to [45-1] plaintiffs' motion to compel. Attachments. (crb) 12/5/96 59 NOTICE of filing unpublished authority in support of memorandum in opposition to motion to compel [59] by Great Western Financial and defendants. Attachments. (crb) 12/10/96 60 ORDER granting [55-1] defendants' unopposed motion for leave to file brief in opposition to motion to certify class in excess of 20 pages. ( Signed by Judge Henry L. Adams Jr. ) ctc (crb) 12/16/96 61 NOTICE of filing deposition errata sheets of Michael Sheldon Frank, 11/20/96, and Gregory S. Kirkland, 11/20/96, in support of motion for class certification by William L. Palmer, Mary M. Palmer, Leonard Sicari, Marie Sicari. Attachments. (crb) 12/27/96 62 ORDER denying without prejudice to refile; [45-1] plaintiffs' motion to compel production. ( Signed by Magistrate Judge Elizabeth A. Jenkins ) ctc (crb) [Entry date 12/30/96] 1/30/97 63 MOTION by William L. Palmer, Mary M. Palmer, Leonard Sicari, Marie Sicari to add Hubert J. Coffey, Mildred F. Coffey and Matthew R. Lifschiz as California parties plaintiff and class representatives (crb) [Entry date 01/31/97] 1/30/97 64 MEMORANDUM by William L. Palmer, Mary M. Palmer, Leonard Sicari, Marie Sicari in support of [63-1] motion to add Hubert J. Coffey, Mildred F. Coffey and Matthew R. Lifschiz as class representatives. (crb) [Entry date 01/31/97] 2/5/97 65 NOTICE of filing supplemental authority in opposition to defendants' motion to dismiss and in support of plaintiffs' motion for class certification by William L. Palmer. Exhibits attached. (gw) [Entry date 02/07/97] 2/7/97 66 MOTION by Great Western Financial with memorandum in support for leave to file supplemental authority in support of motion to dismiss , & for leave to file supplemental authority in opposition to motion for class certification Proposed Notice of Filing attached, proposed order submitted. (gw) [Entry date 02/10/97] 2/7/97 67 AMENDED AND SUPPLEMENTAL NOTICE of Pendency of Other Class Actions by William L. Palmer. Exhibits attached. (gw) [Entry date 02/10/97] 2/13/97 68 MOTION by John Pinney, Helen Pinney, Chrystell Cohen, LaVon Evans, John Mitchell, Roy Stevenson, movants, to intervene for limited purpose of objecting to plaintiffs' motion to add California parties plaintiff/class representatives (crb) [Entry date 02/14/97] 2/13/97 69 MEMORANDUM of points and authorities of Pinney Class by John Pinney, Helen Pinney, Chrystell Cohen, LaVon Evans, John Mitchell, Roy Stevenson, movants, in opposition to [63-1] plaintiffs' motion to add California parties plaintiff and class representatives. (crb) [Entry date 02/14/97] 2/13/97 70 DECLARATION of Alan Schulman by John Pinney, Helen Pinney, Chrystell Cohen, LaVon Evans, John Mitchell, Roy Stevenson, movants, re: [69-1] opposition memorandum. (crb) [Entry date 02/14/97] 2/14/97 71 MEMORANDUM by Great Western Financial, Great Western Bank, Great Western Security, Great Western Investment, Sierra Investment Services, Sierra Investment Advisors, Sierra Fund in opposition to [63-1] plaintiffs' motion to add Hubert J. Coffey, Mildred F. Coffey and Matthew R. Lifschiz as California parties plaintiff and class representatives. Attachment. (crb) 2/14/97 72 AFFIDAVIT of Barbara Luttenberger by Great Western Financial, Great Western Bank, Great Western Security, Great Western Investment, Sierra Investment Services, Sierra Investment Advisors, Sierra Fund re: [71-1] opposition memorandum. (crb) 2/14/97 73 NOTICE of filing unpublished authority in support of memorandum in opposition [71] by Great Western Financial, Great Western Bank, Great Western Security, Great Western Investment, Sierra Investment Services, Sierra Investment Advisors, Sierra Fund. Attachment. (crb) 2/24/97 74 MEMORANDUM by William L. Palmer, Mary M. Palmer, Leonard Sicari, Marie Sicari in opposition to [66-1] defendants' motion for leave to file supplemental authority in support of motion to dismiss, [66-2] motion for leave to file supplemental authority in opposition to motion for class certification. (crb) [Entry date 02/26/97] 2/27/97 75 NOTICE of appearance of non-resident counsel firm, Milberg Weiss, and local counsel firm, James Hoyer, on behalf of plaintiffs William L. Palmer, Mary M. Palmer, Leonard Sicari, Marie Sicari. (crb) [Entry date 02/28/97] 2/27/97 76 AFFIDAVIT of Alan Schulman by William L. Palmer, Mary M. Palmer, Leonard Sicari, Marie Sicari Re: [75-1] counsel appearance and designation. (crb) [Entry date 02/28/97] 2/27/97 77 AFFIDAVIT of Jan M. Adler by William L. Palmer, Mary M. Palmer, Leonard Sicari, Marie Sicari Re: [75-1] counsel appearance and designation. (crb) [Entry date 02/28/97] 2/27/97 78 AFFIDAVIT of Pamela M. Parker by William L. Palmer, Mary M. Palmer, Leonard Sicari, Marie Sicari Re: [75-1] counsel appearance and designation. (crb) [Entry date 02/28/97] 3/3/97 79 RESPONSE by Great Western Financial and defendants to [68-1] motion of Pinney Class to intervene for limited purpose. (crb) [Entry date 03/04/97] 3/3/97 80 RESPONSE by William L. Palmer, Mary M. Palmer, Leonard Sicari, Marie Sicari to [68-1] motion to intervene for limited purpose of objecting to plaintiffs' motion to add California parties plaintiff/class representatives (cek) [Entry date 03/05/97] 6/10/97 81 NOTICE of filing supplemental authority in support of motion to dismiss, in opposition to plaintiffs' motion for class certification and in opposition to plaintiffs' motion to add California parties plaintiff class representatives by Great Western Financial, Great Western Bank, Great Western Securities, Great Western Investment, Sierra Investment Services, Sierra Investment Advisors, Sierra Fund Administration. Attachments. (crb) [Entry date 06/11/97] 7/7/97 82 JOINT MOTION by William L. Palmer, Mary M. Palmer, Leonard Sicari, Marie Sicari and defendants Great Western Financial, Great Western Bank, Great Western Securties, Great Western Investment, Sierra Investment Services, Sierra Investment Advisors, Sierra Fund Adminstration for case management conference (crb) [Entry date 07/09/97] 9/24/97 83 JOINT STATUS REPORT by William L. Palmer, Mary M. Palmer, Leonard Sicari, Marie Sicari, Great Western Fin, Great Western Great Western Sec, Great Western Inv, Sierra Inv. Services, Sierra Inv. Advisors, Sierra Fund Admin. (rjc) 9/29/97 84 ORDER that the following motions are moot: [68-1] motion to intervene; [66-1] motion for leave to file; [66-2] motion for leave to file; [63-1] motion to add parties; [39-1] motion to dismiss; [34-1] motion to communicate with potential class members; [27-1] motion to certify class action; Plaintiffs shall file an amended complaint and motion for class certification forthwith; defendants have 20 days thereafter to respond; granting [82-1] joint motion for case management conference. Conference to be set at a later date. ( Signed by Judge Henry L. Adams Jr. ) ctc (crb) 11/25/97 85 AMENDED CLASS ACTION COMPLAINT with jury demand by William L. Palmer, Mary M. Palmer, Leonard Sicari, Marie Sicari; amending [1-1] complaint; terminated defendants Sierra Fund, Sierra Investment Advisors, Sierra Investment Services, Great Western Investment Management Corporation. Answer due 12/5/97 for Great Western Securities, Great Western Bank, Great Western Financial. (crb) [Entry date 11/26/97] 11/25/97 86 NOTICE of filing certifications regarding amended complaint by William L. Palmer, Mary M. Palmer, Leonard Sicari, Marie Sicari, Herbert Coffey, Mildred Coffey, Roger H. Ellis, Virginia S. Ellis; attachments. (crb) [Entry date 11/26/97] 12/15/97 87 DISPOSITIVE MOTION by Great Western Financial, Great Western Bank, Great Western Security, Great Western Investment Management to strike [85-1] amended complaint or, in the alternative, to dismiss the amended complaint (crb) [Entry date 12/16/97] 12/15/97 88 MEMORANDUM by Great Western Financial, Great Western Bank, Great Western Security, Great Western Investment Management in support of [87-1] dispositive motion to strike [85-1] amended complaint; [87-2] motion to dismiss the amended complaint. Attachments. Proposed order submitted. (crb) [Entry date 12/16/97] 1/5/98 89 MEMORANDUM by William L. Palmer, Mary M. Palmer, Leonard Sicari, Marie Sicari in opposition to [87-1] defendants' dispositive motion to strike [85-1] amended complaint, [87-2] motion to dismiss the amended complaint. Proposed order submitted. (crb) [Entry date 01/06/98] 1/21/98 90 JOINT MOTION by William L. Palmer, Mary M. Palmer, Leonard Sicari, Marie Sicari, Great Western Fin, Great Western Bank, Great Western Sec, Herbert Coffey, Mildred Coffey, Roger H. Ellis, Virginia S. Ellis, Great Western Inv for the entry of an order regarding class certification briefing schedule (jlh) [Entry date 01/22/98] 3/5/98 91 ORDER regarding class certification briefing schedule; re: [90-1] joint motion for briefing schedule; set plaintiff's motion for class certification deadline for 4/7/98 ( Signed by Judge Henry L. Adams Jr. ) ctc (crb) [Entry date 03/06/98] 1/22/99 92 ORDER granting in part, denying in part [87-1] motion to strike [85-1] amended complaint, granting in part, denying in part [87-2] motion to dismiss the amended complaint. Plaintiffs shall file a motion for class certification no later than 5/28/99. See order for details. ( Signed by Judge Henry L. Adams Jr. ) ctc (eec) [Entry date 01/25/99] 2/26/99 93 STIPULATED JOINT MOTION by William L. Palmer, Mary M. Palmer, Leonard Sicari, Marie Sicari, Herbert Coffey, Mildred Coffey, Roger H. Ellis, Virginia S. Ellis, Great Western Financial, Great Western Bank, Great Western Securities, Great Western Inv. with memorandum in support requesting entry of order regarding class certification briefing and discovery (eec) [Entry date 03/01/99] 3/5/99 94 ORDER REGARDING CLASS CERTIFICATION BRIEFING SCHEDULE AND DISCOVERY: formal discovery is stayed to and including 5/31/99; responses to the document request and requests for answers to interrogatories shall be served on or before 6/30/99; plaintiffs shall file their motion for class certification no later than 8/30/99. See order for further details. ( Signed by Judge Henry L. Adams Jr. ) ctc (eec) [Entry date 03/08/99] 5/25/99 95 STATUS REPORT by William L. Palmer, Mary M. Palmer, Leonard Sicari, Marie Sicari, Great Western Financial, Great Western Bank, Great Western Securities, Herbert Coffey, Mildred Coffey, Roger H. Ellis, Virginia S. Ellis, Great Western Investor (jnb) [Entry date 05/26/99] 5/25/99 95 MOTION by William L. Palmer, Mary M. Palmer, Leonard Sicari, Marie Sicari, Great Western Financial, Great Western Bank, Great Western Securities, Herbert Coffey, Mildred Coffey, Roger H. Virginia S. Ellis, Great Western Investors to extend time dates of order regarding class (jnb) [Entry date 05/26/99] 6/9/99 96 ORDER that formal discovery through the processes of this court is stayed pending further order, with the court being of the understanding and anticipating that the parties have reached a settlement in principle. On or before 6/30/99, the parties shall submit to the court a joint motion for approval of settlement. All other ordered dates are hereby vacated. ( Signed by Judge Henry L. Adams Jr. ) ctc (wlb) [Entry date 06/11/99] 6/30/99 97 STATUS REPORT by William L. Palmer, Mary M. Palmer, Leonard Sicari, Marie Sicari, Herbert Coffey, Mildred Coffey, Roger H. Ellis, Virginia S. Ellis, Great Western Investors, Great Western Financial, Great Western Bank, Great Western Securities (mrh) [Entry date 07/01/99] 6/30/99 97 MOTION by William L. Palmer, Mary M. Palmer, Leonard Sicari, Marie Sicari, Herbert Coffey, Mildred Coffey, Roger H. Ellis, Virginia S. Ellis, Great Western Financial, Great Western Bank, Great Western Securities, Great Western Investors to extend deadlines set in [96-1] order (mrh) [Entry date 07/01/99] 7/14/99 98 ORDER regarding status report and settlement and that discovery is stayed pending further order; On or before 7/31/99 the parties shall submit a joint motion for approval of settlement ( Signed by Judge Henry L. Adams Jr. ) ctc (jlh) 7/30/99 99 JOINT MOTION by William L. Palmer, Mary M. Palmer, Leonard Sicari, Marie Sicari, Great Western Fin, Great Western Bank, Great Western Sec, Herbert Coffey, Mildred Coffey, Roger H. Ellis, Virginia S. Ellis, Great Western Inv to approve settlement, and to dismiss action (eec) [Entry date 08/02/99] 7/30/99 100 MEMORANDUM by William L. Palmer, Mary M. Palmer, Leonard Sicari, Marie Sicari, Great Western Fin, Great Western Bank, Great Western Sec, Herbert Coffey, Mildred Coffey, Roger H. Ellis, Virginia S. Ellis, Great Western Inv in support of [99-1] joint motion to approve settlement, [99-2] joint motion to dismiss action. (eec) [Entry date 08/02/99] 7/30/99 101 AFFIDAVIT of Maren E. Nelson by William L. Palmer, Mary M. Palmer, Leonard Sicari, Marie Sicari, Great Western Fin, Great Western Bank, Great Western, Herbert Coffey, Mildred Coffey, Roger H. Ellis, Virginia S. Ellis, Great Western Re: [99-1] joint motion to approve settlement, [99-2] joint motion to dismiss action. (eec) [Entry date 08/02/99] 7/30/99 102 AFFIDAVIT of Jonathan L. Alpert by William L. Palmer, Mary M. Palmer, Leonard Sicari, Marie Sicari, Great Western Fin, Great Western Bank, Great Western Sec, Herbert Coffey, Mildred Coffey, Roger H. Ellis, Virginia S. Ellis, Great Western Inv Re: [99-1] joint motion to approve settlement, [99-2] joint motion to dismiss action. (eec) [Entry date 08/02/99] 7/30/99 103 STIPULATION AND AGREEMENT of compromise and settlement by plaintiff William L. Palmer, plaintiff Mary M. Palmer, plaintiff Leonard Sicari, plaintiff Marie Sicari, defendant Great Western Fin, defendant Great Western Bank, defendant Great Western Sec, plaintiff Herbert Coffey, plaintiff Mildred Coffey, plaintiff Roger H. Ellis, plaintiff Virginia S. Ellis, defendant Great Western Inv. (eec) [Entry date 08/02/99] 8/5/99 104 ORDER set status conference for 8:30 8/18/99 Scheduled for Judge Henry L. Adams Jr. ( Signed by Judge Henry L. Adams Jr. ) ctc (eec) [Entry date 08/06/99] [END OF DOCKET: 8:96cv1200]