ÿþ<HTML><HEAD><TITLE>Oxford Health Plans, Inc. Common Stock and Option - Securities Class Action</TITLE> <META NAME='DESCRIPTION' CONTENT='<b>Summary:</b> According to the June 12, 2003 docket, the court entered its Order and Final Judgment dated June 12, 2003. The case is closed. Following the October 27, 1997 decline in the price per share of the Company's common stock, purported securities class action lawsuits were filed on October 28, 29, and 30, 1997 against the Company and certain of its officers in the United States District Courts for the Eastern District of New York, the Southern District of New York and the District of Connecticut. After that time, plaintiffs filed additional securities class actions against Oxford and certain of its directors and officers in the United States District Courts for the Southern District of New York, the Eastern District of New York, the Eastern District of Arkansas, and the District of Connecticut. The complaints generally allege that defendants violated Section 10(b) of the Securities Exchange Act of 1934 ("Exchange Act") and Rule 10b-5 thereunder by making false and misleading statements and failing to disclose certain allegedly material information regarding changes in Oxford's computer system, and the Company's membership enrollment, revenues, medical expenses, and ability to collect on its accounts receivable. Certain of the complaints also assert claims against the individual defendants alleging violations of Section 20(a) of the Exchange Act and claims against all of the defendants for negligent misrepresentation. The complaints also allege that certain of the individual defendants disposed of Oxford's common stock while the price of that stock was artificially inflated by allegedly false and misleading statements and omissions On October 2, 1998, the co-lead plaintiffs filed a consolidated amended complaint ("Amended Complaint") in the securities class actions. The Amended Complaint names as defendants Oxford, Oxford Health Plans (NY), Inc., KPMG Peat Marwick LLP (which was Oxford's outside independent auditor during 1996 and 1997) and several current or former Oxford directors and officers (Stephen F. Wiggins, William M. Sullivan, Andrew B. Cassidy, Brendan R. Shanahan, Benjamin H. Safirstein, Robert M. Smoler, Robert B. Milligan, David A. Finkel, Jeffery H. Boyd, and Thomas A. Travers). The Amended Complaint purports to be brought on behalf of purchasers of Oxford's common stock, purchasers of Oxford call options or sellers of Oxford put options during the period from November 6, 1996 through December 9, 1997 ("Class Period") and on behalf of persons who, during the Class Period, purchased Oxford's securities contemporaneously with sales of Oxford's securities by one or more of the individual defendants. The Amended Complaint alleges that defendants violated Section 10(b) of the Securities Exchange Act of 1934 ("Exchange Act") and Rule 10b-5 promulgated thereunder by making false and misleading statements and failing to disclose certain allegedly material information. The Amended Complaint also asserts claims against the individual defendants alleging violations of Sections 20(a) and 20A of the Exchange Act by virtue of the individual defendants' sales of shares of Oxford's common stock while the price of that common stock was allegedly artificially inflated by allegedly false and misleading statements and omissions. The Amended Complaint seeks unspecified damages, attorneys' and experts' fees and costs, and such other relief as the court deems proper. The defendants filed motions to dismiss the Amended Complaint which were later defeated. Discovery commenced in 1999. On Januay 10, 2003, the defendants filed motions for summary judgment. Their motions were terminated by the Memorandum and Order dated March 7, 2003. Just as trial was about to begin, the parties decided to settle the action. On April 14, 2003, the Company, the director and officer defendants and the plaintiffs entered into a stipulation setting out the terms of the Settlement and the Court entered an order preliminarily approving the Settlement, subject to a settlement fairness hearing to be held before the Court on June 11, 2003. Also, in connection with the Settlement: (i) plaintiffs settled the class's claims against KPMG LLP for $75 million and (ii) a derivative shareholder action against KPMG LLP in the name of the Company pending in state court is to be dismissed with prejudice. On April 17, 2003, the Company deposited $100 million into the escrow account established to hold its portion of the settlement funds; the Company will deposit its remaining obligation on the balance of the $225 million settlement into the escrow account on or before May 6, 2003. The Company previously incurred a pretax charge of $151.3 million, representing a previous $161.3 million settlement offer net of $10 million in primary directors and officers insurance coverage, and a $20 million charge for additional legal expenses related to trial. In connection with the Settlement, the Company incurred an additional pretax charge of $45 million in the first quarter of 2003, which charge, along with prior charges, fully covers all of the Company's expenses relating to the Settlement, and related legal fees and expenses. Under the insurance carriers' interpretation of the Excess Insurance policies, the Company must pay a $161.3 million retention and the additional $8 million premium, and, if the Excess Insurance carriers fully participated in the Settlement, the Company would have to pay approximately $6.4 million in co-insurance. Under the Company's interpretation of the Excess Insurance policies, the Company must pay a $151.3 million retention, the additional $8 million premium and approximately $7.4 million in co-insurance if the insurance carriers fully participated in the Settlement.'> <META NAME='KEYWORDS' CONTENT='Oxford Health Plans, Inc. Common Stock and Option - Securities Class Action, Class Action, Securities'></HEAD> <BODY background='/img/bg.gif' VLINK=#660000 ALINK=#DDDDDD LINK=#330066> <TABLE WIDTH=765> <TR><TD WIDTH=151><IMG SRC='/img/frond2.gif'></TD> <TD ALIGN='left'> <table width='600' border='0' cellspacing='0' cellpadding='0'> <tr> <td height='75'><img src='/img/scac_banner_600.jpg' width='600' height='85' usemap='#MapMapMap' border='0'><map name='MapMapMap'><area shape='rect' coords='338,56,591,77' href='http://www.cornerstone.com'><area shape='rect' coords='7,4,232,36' href='http://www.law.stanford.edu/'></map></td> </tr> <tr bgcolor='#330066'> <td height='35'> <table width='600' border='0' cellspacing='6' cellpadding='0' bgcolor='#330066' height='20'> <tr bgcolor='#330066'> <td height='20' width='297'><font face='Garmond,Helvetica,Times' size=4 color=#330066><b><font color='#FFFFFF'>Company and Case Information</font></b></font></td> <td height='20' width='285'> <div align='right'><b><font 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<font size='3' color='#000000'><font color='#FFFFFF'><a href='/email.html'><font face='Garmond,Helvetica,Times' color='#FFFFFF'>Register</font></a></font></font></p> <p><font color='#000000'><img src='/img/nullbar.gif' width='120' height='8'></font><br> <font face='Garmond,Helvetica,Times' size='1' color='#FFFFFF'><b>_______________<br> </b></font><font face='Garmond,Helvetica,Times' size='1' color='#FFFFFF'><b>Copyright (c) 2001<br> Stanford Law School </b></font> </p> </td> </tr> </table> </TD><TD valign='top'><br><font FACE=Garmond,Helvetica,Times size=4 color=#330066><B> Oxford Health Plans, Inc. Common Stock and Option</B><font size=2> <form method='get' action='http://find.stanford.edu/search'> <input type='text' name='q' size='40' maxlength='255' value=''/> <font face='Garmond,Helvetica,Times' size=2 color=#330066><b><font size=1> <input type='submit' name='btnG' value='SEARCH CASE COURT FILINGS'/> </font></b></font> <input type='hidden' name='site' value='stanford'/> <input type='hidden' name='client' value='stanford'/> <input type='hidden' name='proxystylesheet' value='http://google.stanford.edu/stylesheet.xslt'/> <input type='hidden' name='output' value='xml_no_dtd'/> <input type='hidden' name='as_dt' value='i'/> <input type='hidden' name='as_sitesearch' value='http://securities.stanford.edu/1006/OXHP97'> </form> </font></font> <font FACE=Garmond,Helvetica,Times size=2 color=#330066> <b>Conclusion:</b>&nbsp;According to the June 12, 2003 docket, the court entered its Order and Final Judgment dated June 12, 2003. The case is closed. <br><br> Following the October 27, 1997 decline in the price per share of the Company's common stock, purported securities class action lawsuits were filed on October 28, 29, and 30, 1997 against the Company and certain of its officers in the United States District Courts for the Eastern District of New York, the Southern District of New York and the District of Connecticut. After that time, plaintiffs filed additional securities class actions against Oxford and certain of its directors and officers in the United States District Courts for the Southern District of New York, the Eastern District of New York, the Eastern District of Arkansas, and the District of Connecticut. <br><br> The complaints generally allege that defendants violated Section 10(b) of the Securities Exchange Act of 1934 ("Exchange Act") and Rule 10b-5 thereunder by making false and misleading statements and failing to disclose certain allegedly material information regarding changes in Oxford's computer system, and the Company's membership enrollment, revenues, medical expenses, and ability to collect on its accounts receivable. Certain of the complaints also assert claims against the individual defendants alleging violations of Section 20(a) of the Exchange Act and claims against all of the defendants for negligent misrepresentation. The complaints also allege that certain of the individual defendants disposed of Oxford's common stock while the price of that stock was artificially inflated by allegedly false and misleading statements and omissions <br><br> On October 2, 1998, the co-lead plaintiffs filed a consolidated amended complaint ("Amended Complaint") in the securities class actions. The Amended Complaint names as defendants Oxford, Oxford Health Plans (NY), Inc., KPMG Peat Marwick LLP (which was Oxford's outside independent auditor during 1996 and 1997) and several current or former Oxford directors and officers (Stephen F. Wiggins, William M. Sullivan, Andrew B. Cassidy, Brendan R. Shanahan, Benjamin H. Safirstein, Robert M. Smoler, Robert B. Milligan, David A. Finkel, Jeffery H. Boyd, and Thomas A. Travers). The Amended Complaint purports to be brought on behalf of purchasers of Oxford's common stock, purchasers of Oxford call options or sellers of Oxford put options during the period from November 6, 1996 through December 9, 1997 ("Class Period") and on behalf of persons who, during the Class Period, purchased Oxford's securities contemporaneously with sales of Oxford's securities by one or more of the individual defendants. The Amended Complaint alleges that defendants violated Section 10(b) of the Securities Exchange Act of 1934 ("Exchange Act") and Rule 10b-5 promulgated thereunder by making false and misleading statements and failing to disclose certain allegedly material information. The Amended Complaint also asserts claims against the individual defendants alleging violations of Sections 20(a) and 20A of the Exchange Act by virtue of the individual defendants' sales of shares of Oxford's common stock while the price of that common stock was allegedly artificially inflated by allegedly false and misleading statements and omissions. The Amended Complaint seeks unspecified damages, attorneys' and experts' fees and costs, and such other relief as the court deems proper. <br><br> The defendants filed motions to dismiss the Amended Complaint which were later defeated. Discovery commenced in 1999. On Januay 10, 2003, the defendants filed motions for summary judgment. Their motions were terminated by the Memorandum and Order dated March 7, 2003. Just as trial was about to begin, the parties decided to settle the action. <br><br> On April 14, 2003, the Company, the director and officer defendants and the plaintiffs entered into a stipulation setting out the terms of the Settlement and the Court entered an order preliminarily approving the Settlement, subject to a settlement fairness hearing to be held before the Court on June 11, 2003. Also, in connection with the Settlement: (i) plaintiffs settled the class's claims against KPMG LLP for $75 million and (ii) a derivative shareholder action against KPMG LLP in the name of the Company pending in state court is to be dismissed with prejudice. <br><br> On April 17, 2003, the Company deposited $100 million into the escrow account established to hold its portion of the settlement funds; the Company will deposit its remaining obligation on the balance of the $225 million settlement into the escrow account on or before May 6, 2003. The Company previously incurred a pretax charge of $151.3 million, representing a previous $161.3 million settlement offer net of $10 million in primary directors and officers insurance coverage, and a $20 million charge for additional legal expenses related to trial. In connection with the Settlement, the Company incurred an additional pretax charge of $45 million in the first quarter of 2003, which charge, along with prior charges, fully covers all of the Company's expenses relating to the Settlement, and related legal fees and expenses. <br><br> Under the insurance carriers' interpretation of the Excess Insurance policies, the Company must pay a $161.3 million retention and the additional $8 million premium, and, if the Excess Insurance carriers fully participated in the Settlement, the Company would have to pay approximately $6.4 million in co-insurance. Under the Company's interpretation of the Excess Insurance policies, the Company must pay a $151.3 million retention, the additional $8 million premium and approximately $7.4 million in co-insurance if the insurance carriers fully participated in the Settlement.<br> <HR WIDTH=50% ALIGN=left> INDUSTRY CLASSIFICATION:<br> <b>SIC Code:</b> 6324<br> <b>Sector:</b> Financial<br> <b>Industry:</b> Insurance (Accident & Health)<br> </font><p></P><HR> <TABLE width='100%'> <TR> <TD ALIGN='left' width='30%'><font FACE=Garmond,Helvetica,Times size=1 color=#330066><B> COMPANY/ISSUER NAME:</B></font></TD> <TD ALIGN='left'><font FACE=Garmond,Helvetica,Times size=2 color=#330066><B> Oxford Health Plans, Inc.</B></font></TD> </TR> <TR> <TD ALIGN='left' width='30%'><font FACE=Garmond,Helvetica,Times size=1 color=#330066><B> COMPANY/ISSUER TICKER:</B></font></TD> <TD ALIGN='left'><font FACE=Garmond,Helvetica,Times size=2 color=#330066><B> OXHP</B></font></TD> </TR> <TR> <TD ALIGN='left' width='30%'><font FACE=Garmond,Helvetica,Times size=1 color=#330066><B> COMPANY WEBSITE:</B></font></TD> <TD ALIGN='left'><font FACE=Garmond,Helvetica,Times size=2 color=#330066><B> <A HREF='http://www.oxhp.com'>http://www.oxhp.com</A></B></font></TD> </TR> </TABLE><HR> <TABLE BORDER=0 width=100%> <TR><TD COLSPAN = 4><B><font FACE=Garmond,Helvetica,Times size=2 color=#330066> FIRST IDENTIFIED COMPLAINT IN THE DATABASE</font></B></TD></TR> <TR><TD colspan=4 align='left' bgcolor='#330066'> <font FACE=Garmond,Helvetica,Times size=2 color=#FFFFFF><B>Charles Heller, et al. v. Oxford Health Plans, et al. </B></font></TD></TR> <TR><TD align='left' colspan='4'><div align='left'> <table width='100%' CELLPADDING='0' CELLSPACING='0' BORDER='1'> <TR><TD align='left'><font FACE=Garmond,Helvetica,Times size=2 color=#330066> &nbsp;COURT:&nbsp;<b>D. Connecticut</b></font></TD> <TD ALIGN='left'><font FACE=Garmond,Helvetica,Times size=2 color=#330066> &nbsp;DOCKET NUMBER:&nbsp;<b>97-CV-2295</b><font></font></font></TD></TR> <TR><TD align='left' colspan=2 bgcolor='#DDDDDD'> <font FACE=Garmond,Helvetica,Times size=2 color=#330066> &nbsp;JUDGE NAME:&nbsp;<b>Hon. Dominic J. Squatrito </b></font></TD></TR> <TR><TD align='left'><font FACE=Garmond,Helvetica,Times size=2 color=#330066> &nbsp;DATE FILED:&nbsp;<b>10/28/1997</b></font></TD> <TD align='left'><font FACE=Garmond,Helvetica,Times size=2 color=#330066> &nbsp;SOURCE:&nbsp;<b>Other<b></b></b></font></TD></TR> <TR><TD align='left' bgcolor='#DDDDDD'> <font FACE=Garmond,Helvetica,Times size=2 color=#330066> &nbsp;CLASS PERIOD START:&nbsp;<b>11/06/1996<b></b></b></font></td> <TD align='left' bgcolor='#DDDDDD'> <font FACE=Garmond,Helvetica,Times size=2 color=#330066> &nbsp;CLASS PERIOD END:&nbsp;<b>10/27/1997</b></font></TD></TR> <TR><TD align='left' colspan=2><font FACE=Garmond,Helvetica,Times size=2 color=#330066> &nbsp;TYPE OF COMPLAINT:&nbsp;<b>First Consolidated</b></font></TD></TR> <TR><TD align='left' colspan=2 bgcolor='#DDDDDD'> <font FACE=Garmond,Helvetica,Times size=2 color=#330066> &nbsp;PLAINTIFF FIRMS IN THIS OR SIMILAR CASE:</font></TD></TR> <TR><TD align='left' colspan=2><font FACE=Garmond,Helvetica,Times size=2 color=#330066><LI> <A HREF='http://www.harrisbeach.com/main.cfm'>Harris, Beach & Wilcox, LLP</A><BR>&nbsp;&nbsp;Two World Trade Center 85th Floor, New York, NY, 10048<BR> &nbsp;&nbsp; (voice) 212.687.0100., (fax) , <LI> <A HREF=''>Hurwitz & Sagarin</A><BR>&nbsp;&nbsp;147 North Broad St., Po Box 112, Milford, CT, 06460-0112Bro<BR> &nbsp;&nbsp; (voice) 203.877.8000, (fax) , <LI> <A HREF='http://www.secfraud.com '>Stull, Stull & Brody (New York)</A><BR>&nbsp;&nbsp;6 East 45th Street, New York, NY, 10017<BR> &nbsp;&nbsp; (voice) 310.209.2468, (fax) 310.209.2087, SSBNY@aol.com <LI> <A HREF='http://www.wolfpopper.com'>Wolf Popper, LLP</A><BR>&nbsp;&nbsp;845 Third Avenue, New York, NY, 10022-6689Ave<BR> &nbsp;&nbsp; (voice) 877.370.7703, (fax) 212.486.2093, IRRep@wolfpopper.com <BR> <font face='Garmond,Helvetica,Times' size=1 color='#330066'> _____________________________________________ </font><BR> &nbsp;TOTAL NUMBER OF PLAINTIFF FIRMS:&nbsp; <b>4</b></font></TD></tr> </table></div> </TD></TR> </TABLE> <BR> <TABLE CELLPADDING=0 CELLSPACING=0 BORDER=1 width=100%> <TR><TD COLSPAN=4 bgcolor=#330066><font FACE=Garmond,Helvetica,Times size=2 color=#FFFFFF> &nbsp;DOCUMENTS FOR THE FIRST IDENTIFIED COMPLAINT</font></TD></TR><TR> <TD COLSPAN=4 bgcolor=#DDDDDD><font FACE=Garmond,Helvetica,Times size=2 color=#330066><b><A HREF='/1006/OXHP97/001.html'>Class Action Complaint</A></b></font> </TD> </TR> <TR> <TD COLSPAN=2 align='left'><font FACE=Garmond,Helvetica,Times size=2 color=#330066>Type:&nbsp;Complaint</font> </TD> <TD COLSPAN=2 align='left'><font FACE=Garmond,Helvetica,Times size=2 color=#330066>Date on the document:&nbsp;12/28/1997</font> </TD> </TR><TR> <TD COLSPAN=4 bgcolor=#DDDDDD><font FACE=Garmond,Helvetica,Times size=2 color=#330066><b><A HREF='/1006/OXHP97/19980619docket972295.txt'>Docket</A></b></font> </TD> </TR> <TR> <TD COLSPAN=2 align='left'><font FACE=Garmond,Helvetica,Times size=2 color=#330066>Type:&nbsp;Docket</font> </TD> <TD COLSPAN=2 align='left'><font FACE=Garmond,Helvetica,Times size=2 color=#330066>Date on the document:&nbsp;06/19/1998</font> </TD> </TR></TABLE><TABLE BORDER=0 width=100%> <TR><TD COLSPAN = 4> <font FACE=Garmond,Helvetica,Times size=2 color=#330066><b> <HR>REFERENCE COMPLAINT</b></font></TD></TR> <TR><TD colspan=4 align='left' bgcolor='#330066'> <font FACE=Garmond,Helvetica,Times size=2 color=#FFFFFF> <b>In re Oxford Health Plans Securities Class Action Litigation</b></font></TD></TR> <TR><TD align='left' colspan='4'><div align='left'> <table width='100%' CELLPADDING='0' CELLSPACING='0' BORDER='1'> <TR><TD align='left'><font FACE=Garmond,Helvetica,Times size=2 color=#330066> &nbsp;COURT:&nbsp;<b>S.D. New York</b></font></TD> <TD align='left'><font FACE=Garmond,Helvetica,Times size=2 color=#330066> &nbsp;DOCKET NUMBER:&nbsp;<b>21-MC-00076</b></font></TD></TR> <TR><TD align='left' colspan=2 bgcolor='#DDDDDD'> <font FACE=Garmond,Helvetica,Times size=2 color=#330066> &nbsp;JUDGE NAME:&nbsp;<b>Hon. Charles L. Brieant</b></font></TD></TR> <TR><TD align='left'><font FACE=Garmond,Helvetica,Times size=2 color=#330066> &nbsp;DATE FILED:&nbsp<b>10/02/1998</b></font></TD> <TD align='left'><font FACE=Garmond,Helvetica,Times size=2 color=#330066> &nbsp;SOURCE:&nbsp;<b>Business Wires</b></font></TD></TR> <TR><TD align='left' bgcolor='#DDDDDD'> <font FACE=Garmond,Helvetica,Times size=2 color=#330066> &nbsp;CLASS PERIOD START:&nbsp;<b>11/06/1996</b></font></TD> <TD align='left' bgcolor='#DDDDDD'><font FACE=Garmond,Helvetica,Times size=2 color=#330066> &nbsp;CLASS PERIOD END:&nbsp;<b>12/09/1997</b></font></TD></TR> <TR><TD align='left' colspan=2><font FACE=Garmond,Helvetica,Times size=2 color=#330066> &nbsp;TYPE OF COMPLAINT:&nbsp;<b>Consolidated and/or Amended</b></font></TD></TR> <TR><TD align='left' colspan=2 bgcolor='#DDDDDD'> <font FACE=Garmond,Helvetica,Times size=2 color=#330066> &nbsp;PLAINTIFF FIRMS NAMED IN COMPLAINT:</font></TD></TR> <TR><TD align='left' colspan=2><font FACE=Garmond,Helvetica,Times size=2 color=#330066><LI> <A HREF=''>Abbey Gardy & Squiteri LLP (San Francisco)</A><BR>&nbsp;&nbsp;595 Market Street, Suite 2500, San Francisco, CA, 94105<BR> &nbsp;&nbsp; (voice) 415.538.3725, (fax) , <LI> <A HREF='http://www.barrack.com '>Barrack, Rodos & Bacine (New York)</A><BR>&nbsp;&nbsp;170 E. 61st Street, Second Floor, New York, NY, 10021<BR> &nbsp;&nbsp; (voice) 212.688.0782, (fax) 212.688.0783, info@barrack.com <LI> <A HREF='http://www.bergermontague.com/'>Berger & Montague PC</A><BR>&nbsp;&nbsp;1622 Locust Street, Philadelphia, PA, 19103<BR> &nbsp;&nbsp; (voice) 800.424.6690, (fax) 215.875.4604, investorprotect@bm.net <LI> <A HREF='http://www.bernlieb.com/'>Bernstein Liebhard & Lifshitz LLP (New York, NY)</A><BR>&nbsp;&nbsp;10 E. 40th Street, 22nd Floor, New York, NY, 10016<BR> &nbsp;&nbsp; (voice) 800.217.1522, (fax) , info@bernlieb.com <LI> <A HREF='http://www.blbglaw.com/'>Bernstein Litowitz Berger & Grossmann LLP (New York, NY)</A><BR>&nbsp;&nbsp;1285 Avenue of the Americas, 33rd Floor, New York, NY, 10019<BR> &nbsp;&nbsp; (voice) 212.554.1400, (fax) 212.554.1444, blbg@blbglaw.com <LI> <A HREF='http://www.chitwoodlaw.com'>Chitwood & Harley LLP</A><BR>&nbsp;&nbsp;1230 Peachtree Street, N.E., 2300 Promenade II, Atlanta, GA, 30309<BR> &nbsp;&nbsp; (voice) 888.873.3999, (fax) 404.873.4476, <LI> <A HREF='http://www.entwistle-law.com '>Entwistle & Cappucci LLP</A><BR>&nbsp;&nbsp;299 Park Avenue, 14th Floor, New York, NY, 10171<BR> &nbsp;&nbsp; (voice) 212.894.7200, (fax) 212.894.7272, info@entwistle-law.com <LI> <A HREF='http://www.gelaw.com'>Grant & Eisenhofer PA</A><BR>&nbsp;&nbsp;1201 N. Market Street, Suite 2100, Wilmington, DE, 19801<BR> &nbsp;&nbsp; (voice) 302.622.7000, (fax) 302.622.7100, info@gelaw.com <LI> <A HREF='http://www.bernardmgross.com'>Law Offices of Bernard M. Gross</A><BR>&nbsp;&nbsp;1515 Locust Street, 2nd Floor, Philadelphia, PA, 19102<BR> &nbsp;&nbsp; (voice) 215-561-3600, (fax) 215-561-3000, bmgross@bernardmgross.com <LI> <A HREF='http://www.ldbs.com/'>Lowey, Dannenberg, Bemporad & Selinger, P.C.</A><BR>&nbsp;&nbsp;1 North Lexington Avenue, 11th Floor, White Plains, NY, 10601-1714<BR> &nbsp;&nbsp; (voice) 914.997.0500, (fax) 914.997.0035, ldbs@wesetnet.com <LI> <A HREF='http://www.milberg.com'>Milberg Weiss Bershad Hynes & Lerach LLP (New York, NY)</A><BR>&nbsp;&nbsp;One Pennsylvania Plaza, New York, NY, 10119-1065<BR> &nbsp;&nbsp; (voice) 212.594.5300, (fax) , <LI> <A HREF='http://www.spornlaw.com/'>Schoengold Sporn Laitman & Lometti PC</A><BR>&nbsp;&nbsp;19 Fulton Street, Suite 406, New York, NY, 10038<BR> &nbsp;&nbsp; (voice) (212) 964-0046, (fax) (212) 267-8137, shareholderrelations@spornlaw.com <LI> <A HREF='http://www.sirotalaw.com '>Sirota & Sirota LLP</A><BR>&nbsp;&nbsp;110 Wall Street 21st Floor, New York, NY, 10005<BR> &nbsp;&nbsp; (voice) 888.759.2990, (fax) 212.425.9093, Info@SirotaLaw.com <LI> <A HREF='http://www.secfraud.com '>Stull, Stull & Brody (New York)</A><BR>&nbsp;&nbsp;6 East 45th Street, New York, NY, 10017<BR> &nbsp;&nbsp; (voice) 310.209.2468, (fax) 310.209.2087, SSBNY@aol.com <LI> <A HREF='http://www.wolfpopper.com'>Wolf Popper, LLP</A><BR>&nbsp;&nbsp;845 Third Avenue, New York, NY, 10022-6689Ave<BR> &nbsp;&nbsp; (voice) 877.370.7703, (fax) 212.486.2093, IRRep@wolfpopper.com <BR> <font face='Garmond,Helvetica,Times' size=1 color='#330066'> _____________________________________________ </font><BR> &nbsp;TOTAL NUMBER OF PLAINTIFF FIRMS:&nbsp; <b>15</b></font></TD></TR> </table></div> </TABLE><BR> <TABLE CELLPADDING=0 CELLSPACING=0 BORDER=1 width=100%> <TR><TD COLSPAN=4 bgcolor=#330066><font FACE=Garmond,Helvetica,Times size=2 color=#FFFFFF> &nbsp;DOCUMENTS FOR THE REFERENCE COMPLAINT</font></TD></TR><TR> <TD COLSPAN=4 bgcolor=#DDDDDD><font FACE=Garmond,Helvetica,Times size=2 color=#330066><b><A HREF='/1006/OXHP97/980715or.html'>Memorandum Decision [re lead plaintiffs, lead counsel]</A></b></font> </TD> </TR> <TR> <TD COLSPAN=2 align='left'><font FACE=Garmond,Helvetica,Times size=2 color=#330066>Type:&nbsp;Other</font> </TD> <TD COLSPAN=2 align='left'><font FACE=Garmond,Helvetica,Times size=2 color=#330066>Date on the document:&nbsp;07/15/1998</font> </TD> </TR><TR> <TD COLSPAN=4 bgcolor=#DDDDDD><font FACE=Garmond,Helvetica,Times size=2 color=#330066><b><A HREF='/1006/OXHP97/980805or.html'>Memorandum & Order [denying ColPERA motion]</A></b></font> </TD> </TR> <TR> <TD COLSPAN=2 align='left'><font FACE=Garmond,Helvetica,Times size=2 color=#330066>Type:&nbsp;Order</font> </TD> <TD COLSPAN=2 align='left'><font FACE=Garmond,Helvetica,Times size=2 color=#330066>Date on the document:&nbsp;08/05/1998</font> </TD> </TR><TR> <TD COLSPAN=4 bgcolor=#DDDDDD><font FACE=Garmond,Helvetica,Times size=2 color=#330066><b><A HREF='/1006/OXHP97/990525or.html'>Memorandum & Order [denying KPMG's motion to dismiss]</A></b></font> </TD> </TR> <TR> <TD COLSPAN=2 align='left'><font FACE=Garmond,Helvetica,Times size=2 color=#330066>Type:&nbsp;Order</font> </TD> <TD COLSPAN=2 align='left'><font FACE=Garmond,Helvetica,Times size=2 color=#330066>Date on the document:&nbsp;05/25/1999</font> </TD> </TR><TR> <TD COLSPAN=4 bgcolor=#DDDDDD><font FACE=Garmond,Helvetica,Times size=2 color=#330066><b><A HREF='/1006/OXHP97/20030418_r01n_1222.pdf'>Notice Of Pendency Of Class Action, Hearing On Proposed Settlement And Attorneys Fee Petition And Right To Share In Settlement Fund</A></b></font> </TD> </TR> <TR> <TD COLSPAN=2 align='left'><font FACE=Garmond,Helvetica,Times size=2 color=#330066>Type:&nbsp;Notice</font> </TD> <TD COLSPAN=2 align='left'><font FACE=Garmond,Helvetica,Times size=2 color=#330066>Date on the document:&nbsp;04/18/2003</font> </TD> </TR><TR> <TD COLSPAN=4 bgcolor=#DDDDDD><font FACE=Garmond,Helvetica,Times size=2 color=#330066><b><A HREF='/1006/OXHP97/20030418_r02x_1222.pdf'>Proof Of Claim And Release</A></b></font> </TD> </TR> <TR> <TD COLSPAN=2 align='left'><font FACE=Garmond,Helvetica,Times size=2 color=#330066>Type:&nbsp;Notice</font> </TD> <TD COLSPAN=2 align='left'><font FACE=Garmond,Helvetica,Times size=2 color=#330066>Date on the document:&nbsp;04/18/2003</font> </TD> </TR><TR> <TD COLSPAN=4 bgcolor=#DDDDDD><font FACE=Garmond,Helvetica,Times size=2 color=#330066><b><A HREF='/1006/OXHP97/2004914_r10k_2100076.pdf'>U.S. District Court Civil Docket</A></b></font> </TD> </TR> <TR> <TD COLSPAN=2 align='left'><font FACE=Garmond,Helvetica,Times size=2 color=#330066>Type:&nbsp;Docket</font> </TD> <TD COLSPAN=2 align='left'><font FACE=Garmond,Helvetica,Times size=2 color=#330066>Date on the document:&nbsp;05/26/2006</font> </TD> </TR></TABLE><BR> <TABLE CELLPADDING=0 CELLSPACING=0 BORDER=1 width=100%><TR><TD COLSPAN=4 bgcolor=#330066><font FACE=Garmond,Helvetica,Times size=2 color=#FFFFFF> &nbsp;OTHER DOCUMENTS</font></TD></TR><TR><TD COLSPAN=4 bgcolor=#DDDDDD> <font FACE=Garmond,Helvetica,Times size=2 color=#330066><b> <A HREF='/1006/OXHP97/20030612_r01k_983202.pdf'>U.S. District Court Civil Docket</A></b></font></TD></TR> <TR><TD COLSPAN=4 align='left'> <font FACE=Garmond,Helvetica,Times size=2 color=#330066> Case Name and/or Number:&nbsp;Heller v. Oxford Health Plans, et al.</font> </TD></TR> <TR> <TD COLSPAN=2 align='left'> <font FACE=Garmond,Helvetica,Times size=2 color=#330066> Type:&nbsp;Docket</font></TD> <TD COLSPAN=2 align='left'> <font FACE=Garmond,Helvetica,Times size=2 color=#330066> Date on the document:&nbsp;06/12/2003</font></TD> </TR><TR><TD COLSPAN=4 bgcolor=#DDDDDD> <font FACE=Garmond,Helvetica,Times size=2 color=#330066><b> <A HREF='/1006/OXHP97/2003612_o12k_978023.pdf'>U.S. District Court Civil Docket</A></b></font></TD></TR> <TR><TD COLSPAN=4 align='left'> <font FACE=Garmond,Helvetica,Times size=2 color=#330066> Case Name and/or Number:&nbsp;Metro Services, Inc., et al v. Oxford Health Plans, et al.</font> </TD></TR> <TR> <TD COLSPAN=2 align='left'> <font FACE=Garmond,Helvetica,Times size=2 color=#330066> Type:&nbsp;Docket</font></TD> <TD COLSPAN=2 align='left'> <font FACE=Garmond,Helvetica,Times size=2 color=#330066> Date on the document:&nbsp;06/12/2003</font></TD> </TR></TABLE> <font FACE=Garmond,Helvetica,Times size=2 color=#330066> <HR><b>WARNING AND DISCLAIMER OF LIABILITY:</b><br> The information included on this Web site, whether provided by personnel employed by Stanford Law School or by third parties, is provided for research and teaching purposes only. Neither Stanford University, Stanford Law School, nor any of their employees, agents, contractors, or affiliates warrant the accuracy or completeness of the information or analyses displayed herein, and we caution all readers that inclusion of any information on this site does not constitute an endorsement of the truthfulness or accuracy of that information. 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