US District Court Civil Docket as of December 04, 2009

Retrieved from the court on December 16, 2009

U.S. District Court
Southern District of California (San Diego)
CIVIL DOCKET FOR CASE #: 3:99-cv-00151-JLS-WMC


Broudo, et al v. Dura Pharmaceuticals, et al
Assigned to: Judge Janis L. Sammartino
Referred to: Magistrate Judge William McCurine, Jr
Demand: $0
Cause: 15:78m(a) Securities Exchange Act


Date Filed: 01/27/1999
Date Terminated: 12/04/2009
Jury Demand: Both
Nature of Suit: 850 Securities/Commodities
Jurisdiction: Federal Question

 

Plaintiff

 

Michael Broudo

represented by

David R Stickney
Bernstein Litowitz Berger and Grossmann LLP
12481 High Bluff Drive
Suite 300
San Diego, CA 92130
(858)793-0070
Fax: (858)793-0323
Email: davids@blbglaw.com
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Henry Rosen
Coughlin Stoia Geller Rudman and Robbins
655 West Broadway
Suite 1900
San Diego, CA 92101
(619)231-1058
Fax: 619 231-1058
Email: HRosen@csgrr.com
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Jeffrey D Light
Coughlin Stoia Geller Rudman and Robbins LLP
655 West Broadway
Suite 1900
San Diego, CA 92101
(619)231-1058
Email: JeffL@csgrr.com
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Michael D Donovan
Donovan Searles
1845 Walnut Street
Suite 1100
Philadelphia, PA 19103
(215)732-6067
Fax: (215)732-8060
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Steven J Toll
Cohen Milstein Sellers & Toll PLLC
1100 New York Ave NW
West Tower Suite 500
Washington, DC 20005-3955
(202)408-4600
Fax: (202)408-4699
Email: stoll@cmht.com
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

William S Lerach
Coughlin Stoia Geller Rudman and Robbins
655 West Broadway
Suite 1900
San Diego, CA 92101
(619)231-1058
Fax: (619)231-7423
Email: e_file_sd@lerachlaw.com
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Plaintiff

Robert Johnson

represented by

Steven J Toll
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

William S Lerach
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Plaintiff

Faye Wright

represented by

Steven J Toll
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

William S Lerach
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Plaintiff

Ronald L Futterman
as Trustee for the Futterman & Howard, Chtd. Employee Profit Sharing Trust

represented by

Steven J Toll
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

William S Lerach
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Plaintiff

David Danis

represented by

Steven J Toll
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

William S Lerach
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED


V.

Defendant

Dura Pharmaceuticals, Inc.

represented by

William F Sullivan
Paul, Hastings, Janofsky & Walker LLP
515 South Flower Street
Twenty-Fifth Floor
Los Angeles, CA 90071-2228
(213)683-6000
Fax: (213)627-0705
Email: williamsullivan@paulhastings.com
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Christopher Harold McGrath
Paul Hastings Janofsky and Walker LLP
4747 Executive Drive
12th Floor
San Diego, CA 92121
(858)458-3000
Fax: (858)458-3005
Email: chrismcgrath@paulhastings.com
ATTORNEY TO BE NOTICED

Colleen E Huschke
Paul Hastings Janofsky and Walker LLP
4747 Executive Drive
12th Floor
San Diego, CA 92121
(858)458-3000
Fax: (858)458-3005
Email: colleenhuschke@paulhastings.com
ATTORNEY TO BE NOTICED

Defendant

Cam L Garner

represented by

William F Sullivan
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Christopher Harold McGrath
(See above for address)
ATTORNEY TO BE NOTICED

Colleen E Huschke
(See above for address)
ATTORNEY TO BE NOTICED

Defendant

James W Newman

represented by

William F Sullivan
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Christopher Harold McGrath
(See above for address)
ATTORNEY TO BE NOTICED

Colleen E Huschke
(See above for address)
ATTORNEY TO BE NOTICED

Defendant

Charles W Prettyman

represented by

William F Sullivan
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Christopher Harold McGrath
(See above for address)
ATTORNEY TO BE NOTICED

Defendant

Walter F Spath

represented by

William F Sullivan
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Christopher Harold McGrath
(See above for address)
ATTORNEY TO BE NOTICED

Colleen E Huschke
(See above for address)
ATTORNEY TO BE NOTICED

Defendant

James C Blair

represented by

William F Sullivan
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Defendant

Julia R Brown

represented by

William F Sullivan
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Defendant

Joseph C Cook, Jr

represented by

William F Sullivan
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Defendant

Mitchell R Woodbury

represented by

William F Sullivan
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Defendant

Merrill Lyncy and Co., Inc./Merrill Lynch, Pierce Fenner and Smith, Inc.

represented by

J Anthony Sinclitico , III
Gibson Dunn and Crutcher LLP
3161 Michelson Drive
Irvine, CA 92612
(949)451-3800
Fax: (619)544-8190
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Defendant

Nissan Motor Co.,
a Japanese Corporation

Plaintiff

Scott Rothstein
On behalf of themselves and all others similarly situated

represented by

Steven J Toll
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

William S Lerach
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Plaintiff

Stuart Gollomp
On behalf of themselves and all others similarly situated

represented by

Steven J Toll
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

William S Lerach
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Plaintiff

Jeff Bedard
On behalf of themselves and all others similarly situated

represented by

Steven J Toll
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

William S Lerach
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Plaintiff

Roberta Speck
On behalf of Herself and All Others Similarly Situated

represented by

David R Stickney
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Jeffrey D Light
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Steven J Toll
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

William S Lerach
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

William F Sullivan
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Plaintiff

Pelican Financial, L.L.C.
On behalf of itself and all others similarly situated

represented by

Steven J Toll
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

William S Lerach
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Plaintiff

Martha A Deadrick
On behalf of herself and all others similarly situated

represented by

Jeffrey R Krinsk
Finkelstein and Krinsk
501 West Broadway
Suite 1250
San Diego, CA 92101-3593
(619)238-1333
Fax: (619)238-5425
Email: jrk@classactionlaw.com
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Steven J Toll
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED


V.

Defendant

Pierce Fenner & Smith, Inc

Plaintiff

Michael Marty

represented by

Steven J Toll
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Timothy J Burke
Stull Stull and Brody
10940 Wilshire Boulevard
Suite 2300
Los Angeles, CA 90024-3907
(310)209-2468
Fax: (310)209-2087
Email: service@ssbla.com
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

 

Date Filed

#

Docket Text

01/27/1999

1 

Complaint Filed; (referred to Magistrate James F. Stiven ) Receipt No/Amt of Fee: 45763/$150 (jrl) (Entered: 01/28/1999)

01/27/1999

2 

Summons issued as to defendant Dura Pharmaceuticals, defendant Cam L Garner, defendant James W Newman, defendant Charles W Prettyman, defendant Walter F Spath, defendant James C Blair, defendant Julia R Brown, defendant Joseph C Cook Jr, defendant Mitchell R Woodbury, defendant Merrill Lyncy and Co (jrl) (Entered: 01/28/1999)

02/01/1999

3 

Minutes: Enter Order by Judge John S. Rhoades recusing himself and orders that the case be reassigned to another judge; Case reassigned to Judge Jeffrey T. Miller (dkt clerk) (Entered: 02/02/1999)

02/12/1999

4 

Return of Service of summons and cmp executed upon Chris McGraff on behalf of defendant Dura Pharmaceuticals on 2/3/99 by personal svc (dkt clerk) (Entered: 02/16/1999)

02/12/1999

5 

Return of Service of summosn and cmp executed upon Chris McGraff on behalf of defendant Cam L Garner on 2/3/99 by personal svc (dkt clerk) (Entered: 02/16/1999)

02/12/1999

6 

Return of Service of summons & cmp executed upon Chris McGraff on behalf of defendant James W Newman on 2/3/99 by personal svc (dkt clerk) (Entered: 02/16/1999)

02/12/1999

7 

Return of Service of summons & cmp executed upon Chris McGraff on behalf of defendant Charles W Prettyman on 2/3/99 by personal svc (dkt clerk) (Entered: 02/16/1999)

02/12/1999

8 

Return of Service of summons & cmp executed upon Chris McGraff on behalf of defendant Walter F Spath on 2/3/99 by personal svc (dkt clerk) (Entered: 02/16/1999)

02/12/1999

9 

Return of Service summons & cmp executed upon Chris McGraff on behalf of defendant James C Blair on 2/3/99 by personal svc (dkt clerk) (Entered: 02/16/1999)

02/12/1999

10 

Return of Service summons & cmp executed upon Chris McGraff on behalf of defendant Julia R Brown on 2/3/99 by personal svc (dkt clerk) (Entered: 02/16/1999)

02/12/1999

11 

Return of Service of summons & cmp executed upon defendant Joseph C Cook Jr on 2/2/99 by personal svc (dkt clerk) (Entered: 02/16/1999)

02/12/1999

12 

Return of Service summons & cmp executed upon Chris McGraff on behalf of defendant Mitchell R Woodbury on 2/3/99 by personal svc (dkt clerk) (Entered: 02/16/1999)

02/12/1999

13 

Return of Service summons & cmp executed upon Alfredo Perez on behalf of defendant Merrill Lynch and Co on 2/1/99 by personal svc (dkt clerk) (Entered: 02/16/1999)

03/29/1999

14 

Notice of Motion and Motion by plaintiff for the Dura Pharmaceuticals Plaintiffs group to be appointed lead pla pursuant to 21D(a)(3)(B) and to approve selection of cnsl [ motion(s) referred to Judge Jeffrey T. Miller ] motion hrg set for 5/24/99 at 10:30 am (dkt clerk) (Entered: 03/30/1999)

03/29/1999

15 

Memorandum of points and authorities by plaintiff in support of motion for the Dura Pharmaceuticals Plaintiffs group to be appointed lead pla pursuant to 21D(a)(3)(B) and to approve selection of cnsl [14-1] (dkt clerk) (Entered: 03/30/1999)

03/29/1999

16 

Declaration of Tor Gronborg by plaintiff re motion for the Dura Pharmaceuticals Plaintiffs group to be appointed lead pla pursuant to 21D(a)(3)(B) and to approve selection of cnsl [14-1] (dkt clerk) (Entered: 03/30/1999)

03/30/1999

17 

Stipulation and Order by Judge Jeffrey T. Miller, consolidation of cases for all purposes; notice of pendency and briefing schedule; Case consolidated 3:99-cv-151 with member cases 3:99-cv-196, 3:99-cv-215, 3:99-cv-231, 3:99-cv-306 New Parties plaintiff Scott Rothstein, Stuart Gollomp, Jeff Bedard, defendant Pierce Fenner, plaintiff Roberta Speck, Pelican Financial, Martha A Deadrick (transfer letter prepared) (dkt clerk) (Entered: 03/31/1999)

04/06/1999

18 

Proof of service by defendant Dura Pharmaceuticals in 3:99-cv-00151, defendant Cam L Garner in 3:99-cv-00151, defendant James W Newman in 3:99-cv-00151, defendant Charles W Prettyman in 3:99-cv-00151, defendant Walter F Spath in 3:99-cv-00151, defendant James C Blair in 3:99-cv-00151, defendant Julia R Brown in 3:99-cv-00151, defendant Joseph C Cook Jr in 3:99-cv-00151, defendant Mitchell R Woodbury in 3:99-cv-00151 of: stip re: consolidation of cases; notice of pendency and briefing schedule (dkt clerk) (Entered: 04/07/1999)

05/10/1999

19 

Response by defendant Dura Pharmaceuticals in 3:99-cv-00151, defendant Cam L Garner in 3:99-cv-00151, defendant James W Newman in 3:99-cv-00151, defendant Charles W Prettyman in 3:99-cv-00151, defendant Walter F Spath in 3:99-cv-00151, defendant James C Blair in 3:99-cv-00151, defendant Julia R Brown in 3:99-cv-00151, defendant Joseph C Cook Jr in 3:99-cv-00151, defendant Mitchell R Woodbury in 3:99-cv-00151 to pla's motion for the Dura Pharmaceuticals Plaintiffs group to be appointed lead pla pursuant to 21D(a)(3)(B) and to approve selection of cnsl [14-1] (dkt clerk) (Entered: 05/11/1999)

05/10/1999

20 

Appendix of supplemental authorities filed by defendant Dura Pharmaceuticals in 3:99-cv-00151, defendant Cam L Garner in 3:99-cv-00151, defendant James W Newman in 3:99-cv-00151, defendant W Prettyman in 3:99-cv-00151, defendant Walter F Spath in 3:99-cv-00151, defendant James C Blair in 3:99-cv-00151, defendant Julia R Brown in 3:99-cv-00151, defendant Joseph Cook Jr in 3:99-cv-00151, defendant Mitchell R Woodbury in 3:99-cv-00151 in support of dft's response to pla's mot for appt of lead pla's cnsl (dkt clerk) (Entered: 05/11/1999)

05/12/1999

21 

DISCREPANCY ORDER by Judge Jeffrey T. Miller accepting document: joinder from defendant Merrill Lynch and Co in 3:99-cv-00151, no response on file, document is to be filed nunc pro tunc to the date received (dkt clerk) (jrl). (Entered: 05/12/1999)

05/12/1999

22 

JOINDER by defendant Merrill Lynch and Co in 3:99-cv-00151, defendant Pierce Fenner in 3:99-cv-00151 joining in the Dura Dfts' response to plas' motion for the Dura Pharmaceuticals Plaintiffs group to be appointed lead pla pursuant to 21D(a)(3)(B) and to approve selection of cnsl [14-1] (nunc pro tunc to 5/10/99) (dkt clerk) Modified on 05/12/1999 (Entered: 05/12/1999)

05/12/1999

23 

Proof of service by defendant Dura Pharmaceuticals in 3:99-cv-00151, defendant Cam L Garner in 3:99-cv-00151, defendant James W Newman in 3:99-cv-00151, defendant Charles W Prettyman in 3:99-cv-00151, defendant Walter F Spath in 3:99-cv-00151, defendant James C Blair in 3:99-cv-00151, defendant Julia R Brown in 3:99-cv-00151, defendant Joseph C Cook Jr in 3:99-cv-00151, defendant Mitchell R Woodbury in 3:99-cv-00151 of: dft's resp to pla's mot for the appointment of lead Pla's cnsl; Appendix of supplemental authorities in support of dft's resp to pla's mot for appointment of lead pla's cnsl (dkt clerk) (Entered: 05/13/1999)

05/12/1999

24 

Proof of service by defendant Dura Pharmaceuticals in 3:99-cv-00151, defendant Cam L Garner in 3:99-cv-00151, defendant James W Newman in 3:99-cv-00151, defendant Charles W Prettyman in 3:99-cv-00151, defendant Walter F Spath in 3:99-cv-00151, defendant James C Blair in 3:99-cv-00151, defendant Julia R Brown in 3:99-cv-00151, defendant Joseph C Cook Jr in 3:99-cv-00151, defendant Mitchell R Woodbury in 3:99-cv-00151 of: dft's resp to pla's mot for the appointment of lead pla's cnsl and appendix of supplemental authorities (dkt clerk) (Entered: 05/13/1999)

05/21/1999

25 

DISCREPANCY ORDER by Judge Jeffrey T. Miller accepting document: reply memorandum in support of pla's mot to appoint lead pla and supplement declaration of Henry Rosen from plaintiff Michael Broudo in 3:99-cv-00151, non-compliance with local rule 15.1, document is to be filed nunc pro tunc to the received (dkt clerk) (Entered: 05/21/1999)

05/21/1999

26 

Reply memorandum by plaintiff Michael Broudo in 3:99-cv-00151 to opposition to motion for the Dura Pharmaceuticals group to be appointed lead pla pursuant to 21D(a)(3)(B) and to approve selection of cnsl [14-1] (nunc pro tunc to 5/17/99) (dkt clerk) (Entered: 05/21/1999)

05/21/1999

27 

Supplemental Declaration of Henry Rosen by plaintiff Michael Broudo in 3:99-cv-00151 re motion reply [26-1] (nunc pro tunc to 5/17/99) (dkt clerk) (Entered: 05/21/1999)

05/25/1999

28 

Stipulation and Order by Judge Jeffrey T. Miller: re motion for the Dura Pharmaceuticals Plaintiffs group to be appointed lead pla pursuant to 21D(a)(3)(B) and to approve selection of cnsl [14-1], motion hearing continued to 10:30 6/1/99 (dkt clerk) (Entered: 05/25/1999)

06/01/1999

29 

Minutes: Enter Order by Judge Jeffrey T. Miller that the motion for the Dura Pharmaceuticals Plaintiffs group to be appointed lead pla pursuant to 21D(a)(3)(B) and to approve selection of cnsl [14-1] is submitted and court to prepare order; Court Reporter: D. Henson (dkt clerk) (Entered: 06/03/1999)

06/18/1999

30 

Order by Judge Jeffrey T. Miller granting motion for the Dura Pharmaceuticals Plaintiffs group to be appointed lead pla pursuant to 21D(a)(3)(B) and to approve selection of cnsl [14-1]; Dura Pharmaceutical Plaintiffs Group satisfies the necessary requirements and therefore is appointed lead pla in this consolidated action; furthermore the court approves law firms Milberg, Wiess, Bershad, Hynes & Lerach, LLP and Berstein, Litowitz, Berger & Grossman and Cohen, Milstein, Hausfeld & Toll as lead counsel for proposed class (dkt clerk) (Entered: 06/21/1999)

08/04/1999

31 

Stipulation to continue date to file and serve amended complaint and briefing schedule and Order by Judge Jeffrey T. Miller: it is ordered that pla amended complaint shall be filed and served by 9/15/99; dft shall file their responsive pleading within 45 days and opposition papers shall be filed 45 days after service of the motion and reply papers shall be filed 21 days after service of pla opposition papers (dkt clerk) (Entered: 08/05/1999)

09/07/1999

32 

Ex Parte Application by plaintiff's in 3:99-cv-00151 to stay proceedings pending Ninth Circuit ruling regarding En Banc review of In Re Silicon Graphics (dkt clerk) (Entered: 09/08/1999)

09/16/1999

33 

Order by Judge Jeffrey T. Miller denying plaintiffs' ex parte application to stay proceedings pending ninth circuit ruling re: en banc review of in re silicon graphics [32-1] (dkt clerk) (Entered: 09/16/1999)

09/16/1999

34 

Order by Judge Jeffrey T. Miller denying stipulation continuing briefing schedule. (dkt clerk) (Entered: 09/16/1999)

09/17/1999

35 

Order by Judge Jeffrey T. Miller in support of denial of stipulation and motion for stay (dkt clerk) (Entered: 09/17/1999)

09/22/1999

36 

Stipulation and Order by Judge Jeffrey T. Miller: plaintiffs' consolidated amended complaint shall be filed on or before 10/7/99 and defendants' Answer or pleading responsive to the consolidated amended complaint shall be filed on or before 11/22/99 for Nissan Motor Company, for Pierce Fenner, for Merrill Lynch and Co, for Mitchell R Woodbury, for Joseph C Cook Jr, for Julia R Brown, for James C Blair, for Walter F Spath, for Charles W Prettyman, for James W Newman, for Cam L Garner, for Dura Pharmaceuticals (dkt clerk) (Entered: 09/23/1999)

10/07/1999

37 

Consolidated and Amended complaint [1-1]; demand jury trial (dkt clerk) (Entered: 10/08/1999)

11/12/1999

38 

Order by Judge Jeffrey T. Miller: Case reassigned to Judge M. J. Lorenz (dkt clerk) (Entered: 11/15/1999)

11/22/1999

39 

Notice of Motion and Motion by defendant Mitchell R Woodbury in 3:99-cv-00151, defendant Joseph C Cook Jr in 3:99-cv-00151, defendant Julia R Brown in 3:99-cv-00151, defendant Walter F Spath in 3:99-cv-00151, defendant Charles W Prettyman in 3:99-cv-00151, defendant James W Newman in 3:99-cv-00151, defendant Cam L Garner in 3:99-cv-00151, defendant Dura Pharmaceuticals in 3:99-cv-00151 to dismiss consolidated and amended cmp pursuant to FRCP 9(b) and 12(b)(6) [ motion(s) referred to Judge M. J. Lorenz ]; motion hrg set for 2/28/00 at 10:00 am (dkt clerk) (Entered: 11/23/1999)

11/22/1999

40 

Memorandum of points and authorities by defendant Mitchell R Woodbury in 3:99-cv-00151, defendant Joseph C Cook Jr in 3:99-cv-00151, defendant Julia R Brown in 3:99-cv-00151, defendant Walter F Spath in 3:99-cv-00151, defendant Charles W Prettyman in 3:99-cv-00151, defendant James W Newman in 3:99-cv-00151, defendant Cam L Garner in 3:99-cv-00151, defendant Dura Pharmaceuticals in 3:99-cv-00151 in support of motion to dismiss consolidated and amended cmp pursuant to FRCP 9(b) and 12(b)(6) [39-1] (dkt clerk) (Entered: 11/23/1999)

11/22/1999

41 

Declaration of Sean T. Prosser by defendant Mitchell R Woodbury in 3:99-cv-00151, defendant Joseph C Cook Jr in 3:99-cv-00151, defendant Julia R Brown in 3:99-cv-00151, defendant Walter F Spath in 3:99-cv-00151, defendant Charles W Prettyman in 3:99-cv-00151, defendant James W Newman in 3:99-cv-00151, defendant Cam L Garner in 3:99-cv-00151, defendant Dura Pharmaceuticals in 3:99-cv-00151 re motion to dismiss consolidated and amended cmp pursuant to FRCP 9(b) and 12(b)(6) [39-1] (dkt clerk) (Entered: 11/23/1999)

11/22/1999

42 

Appendix of unpublished authorities Filed by defendant Mitchell R Woodbury in 3:99-cv-00151, defendant Joseph C Cook Jr in 3:99-cv-00151, defendant Julia R Brown in 3:99-cv-00151, defendant Walter F Spath in 3:99-cv-00151, defendant Charles W Prettyman in 3:99-cv-00151, defendant James W Newman in 3:99-cv-00151, defendant Cam L Garner in 3:99-cv-00151, defendant Dura Pharmaceuticals in 3:99-cv-00151 (dkt clerk) (Entered: 11/23/1999)

11/22/1999

43 

Request for Judicial Notice by defendant Mitchell R Woodbury in 3:99-cv-00151, defendant Joseph C Cook Jr in 3:99-cv-00151, defendant Julia R Brown in 3:99-cv-00151, defendant Walter F Spath in 3:99-cv-00151, defendant Charles W Prettyman in 3:99-cv-00151, defendant James W Newman in 3:99-cv-00151, defendant Cam L Garner in 3:99-cv-00151, defendant Dura Pharmaceuticals in 3:99-cv-00151 motion to dismiss consolidated and amended cmp pursuant to FRCP 9(b) and 12(b)(6) [39-1] (dkt clerk) (Entered: 11/23/1999)

12/08/1999

44 

Stipulation and Order by Judge Napoleon A. Jones : re motion to dismiss consolidated and amended cmp pursuant to FRCP 9(b) and 12(b)(6) [39-1], hrg set for 2/28/00 at 10:00; opposition to motion due by 1/20/00; reply to opposition to motion due by 2/14/00 (dkt clerk) (Entered: 12/09/1999)

12/22/1999

45 

Pro Hac Vice approved by Judge M. J. Lorenz on behalf of plaintiff Michael Broudo in 3:99-cv-00151 for Michael D Donovan; local counsel Blake M. Harper (cag) (Entered: 12/22/1999)

01/11/2000

46 

Order by Magistrate Judge James F. Stiven Case referred to Magistrate Judge Nita L. Stormes (orig in 98cv176) (dkt clerk) (Entered: 01/12/2000)

01/21/2000

47 

Stipulation and Order by Judge M. J. Lorenz setting brief scheduled re motion to dismiss consolidated and amended cmp [39-1]: plas' opposition to motion by 2/3/00, dfts' reply to opposition to motion by 2/28/00, motion hearing set for 10:00 4/24/00. (lmh) (Entered: 01/24/2000)

02/02/2000

48 

Stipulation and Order setting briefing schedule by Judge M. J. Lorenz : re motion to dismiss consolidated and amended cmp pursuant to FRCP 9(b) and 12(b)(6) [39-1]; opposition to motion due by 2/10/00; reply to opposition to motion due by 3/6/00; motion hearing set for 10:00 4/24/00 (dkt clerk) (Entered: 02/03/2000)

02/18/2000

49 

Notice of Motion and Motion by plaintiff David Danis in 3:99-cv-00151, plaintiff Ronald L Futterman in 3:99-cv-00151, plaintiff Michael Broudo in 3:99-cv-00151, plaintiff Stuart Gollomp in 3:99-cv-00151, plaintiff Jeff Bedard in 3:99-cv-00151, plaintiff Roberta Speck in 3:99-cv-00151, plaintiff Pelican Financial in 3:99-cv-00151, plaintiff Martha A Deadrick in 3:99-cv-00151, plaintiff Scott Rothstein in 3:99-cv-00151, plaintiff Faye Wright in 3:99-cv-00151, plaintiff Robert Johnson in 3:99-cv-00151 for leave to file brief in excess of 25 pages [motion referred to Judge M. J. Lorenz ] motion hrg set for 4/24/00 at 10:00 (jrl) (Entered: 02/18/2000)

02/18/2000

50 

Memorandum of points and authorities by plaintiff David Danis in 3:99-cv-00151, plaintiff Ronald L Futterman in 3:99-cv-00151, plaintiff Michael Broudo in 3:99-cv-00151, plaintiff Stuart Gollomp in 3:99-cv-00151, plaintiff Jeff Bedard in 3:99-cv-00151, plaintiff Roberta Speck in 3:99-cv-00151, plaintiff Pelican Financial in 3:99-cv-00151, plaintiff Martha A Deadrick in 3:99-cv-00151, plaintiff Scott Rothstein in 3:99-cv-00151, plaintiff Faye Wright in 3:99-cv-00151, plaintiff Robert Johnson in 3:99-cv-00151 in support of motion for leave to file brief in excess of 25 pages [49-1] (jrl) (Entered: 02/18/2000)

02/18/2000

51 

Order by Judge M. J. Lorenz granting motion for leave to file brief in excess of 25 pages [49-1] (jrl) (Entered: 02/18/2000)

02/18/2000

52 

Opposition by plaintiff David Danis in 3:99-cv-00151, plaintiff Ronald L Futterman in 3:99-cv-00151, plaintiff Michael Broudo in 3:99-cv-00151, plaintiff Stuart Gollomp in 3:99-cv-00151, plaintiff Jeff Bedard in 3:99-cv-00151, plaintiff Roberta Speck in 3:99-cv-00151, plaintiff Pelican Financial in 3:99-cv-00151, plaintiff Martha A Deadrick in 3:99-cv-00151, plaintiff Scott Rothstein in 3:99-cv-00151, plaintiff Faye Wright in 3:99-cv-00151, plaintiff Robert Johnson in 3:99-cv-00151 to motion to dismiss consolidated and amended cmp pursuant to FRCP 9(b) and 12(b)(6) [39-1] (jrl) (Entered: 02/18/2000)

02/18/2000

53 

Declaration by Henry Rosen for plaintiff David Danis in 3:99-cv-00151, plaintiff Ronald L Futterman in 3:99-cv-00151, plaintiff Michael Broudo in 3:99-cv-00151, plaintiff Stuart Gollomp in 3:99-cv-00151, plaintiff Jeff Bedard in 3:99-cv-00151, plaintiff Roberta Speck in 3:99-cv-00151, plaintiff Pelican Financial in 3:99-cv-00151, plaintiff Martha A Deadrick in 3:99-cv-00151, plaintiff Scott Rothstein in 3:99-cv-00151, plaintiff Faye Wright in 3:99-cv-00151, plaintiff Robert Johnson in 3:99-cv-00151 re motion response [52-1] (jrl) (Entered: 02/18/2000)

03/03/2000

54 

Stipulation and Order by Judge M. J. Lorenz: setting briefing schedule re motion to dismiss consolidated and amended cmp pursuant to FRCP 9(b) and 12(b)(6) [39-1] reply brief to motion due by 3/24/00. Hearing on dfts mot to dismiss the consolidated amended cmp shall remain as ordered by ct, 4/24/00 at 10:00 am. (dkt clerk) (Entered: 03/03/2000)

03/13/2000

55 

Notice by defendant Dura Pharmaceuticals in 3:99-cv-00151 of change of address: Brobeck Phleger & Harrison, 12390 El Camino Real, San Diego, CA 92130 (858)720-2500, fax (858)720-2555. (Atty Maint) (lmh) (Entered: 03/14/2000)

03/24/2000

56 

Statement by defendant Mitchell R Woodbury in 3:99-cv-00151, defendant Joseph C Cook Jr in 3:99-cv-00151, defendant Julia R Brown in 3:99-cv-00151, defendant Walter F Spath in 3:99-cv-00151, defendant Charles W Prettyman in 3:99-cv-00151, defendant James W Newman in 3:99-cv-00151 ; in response to plas' mot to file a brief in excess of 25 pages. (dkt clerk) (Entered: 03/27/2000)

03/24/2000

57 

Reply by defendant Mitchell R Woodbury in 3:99-cv-00151, defendant Joseph C Cook Jr in 3:99-cv-00151, defendant Julia R Brown in 3:99-cv-00151, defendant Walter F Spath in 3:99-cv-00151, defendant Charles W Prettyman in 3:99-cv-00151, defendant James W Newman in 3:99-cv-00151 to opposition to motion to dismiss consolidated and amended cmp pursuant to FRCP 9(b) and 12(b)(6) [39-1] (dkt clerk) (Entered: 03/27/2000)

03/24/2000

58 

Supplemental appendix of unpublished authorities filed by defendant Mitchell R Woodbury in 3:99-cv-00151, defendant Joseph C Cook Jr in 3:99-cv-00151, defendant Julia R Brown in 3:99-cv-00151, defendant Walter F Spath in 3:99-cv-00151, defendant Charles W Prettyman in 3:99-cv-00151, defendant James W Newman in 3:99-cv-00151 in support of mot to dismiss plas' consolidated and amended cmp (dkt clerk) (Entered: 03/27/2000)

03/24/2000

59 

Second Request for Judicial Notice by defendant Mitchell R Woodbury in 3:99-cv-00151, defendant Joseph C Cook Jr in 3:99-cv-00151, defendant Julia R Brown in 3:99-cv-00151, defendant Walter F Spath in 3:99-cv-00151, defendant Charles W Prettyman in 3:99-cv-00151, defendant James W Newman in 3:99-cv-00151 motion to dismiss consolidated and amended cmp pursuant to FRCP 9(b) and 12(b)(6) [39-1] (dkt clerk) (Entered: 03/27/2000)

03/31/2000

60 

Notice by plaintiff in 3:99-cv-00151 of change of address for Kohn, Swift and Graf, One South Broad Street, Ste 2100., Philadelphia, PA 19107-3389 (atty maint) (dkt clerk) (Entered: 04/05/2000)

04/24/2000

61 

Minutes: Enter Order by Judge M. J. Lorenz that the motion to dismiss consolidated and amended cmp pursuant to FRCP 9(b) and 12(b)(6) [39-1] is under submission Court Reporter: Jeannette Hill (dkt clerk) (Entered: 04/26/2000)

04/27/2000

62 

DISCREPANCY ORDER by Judge M. J. Lorenz accepting document: supplemental from plaintiff David Danis in 3:99-cv-00151, plaintiff Ronald L Futterman in 3:99-cv-00151, plaintiff Stuart Gollomp in 3:99-cv-00151, plaintiff Jeff Bedard in 3:99-cv-00151, plaintiff Roberta Speck in 3:99-cv-00151, plaintiff Pelican Financial in 3:99-cv-00151, plaintiff Scott Rothstein in 3:99-cv-00151, plaintiff Faye Wright in 3:99-cv-00151, plaintiff Robert Johnson in 3:99-cv-00151, non-compliance with local rule 15.1, document is to be filed nunc pro tunc to the date received (dkt clerk) (Entered: 04/27/2000)

04/27/2000

63 

NUNC PRO TUNC 4/25/00 Submission of Supplemental authority in support of plas' opposition to dfts' mot to dismiss by plaintiff David Danis in 3:99-cv-00151, plaintiff Ronald L Futterman in 3:99-cv-00151, plaintiff Stuart Gollomp in 3:99-cv-00151, plaintiff Jeff Bedard in 3:99-cv-00151, plaintiff Roberta Speck in 3:99-cv-00151, plaintiff Pelican Financial in 3:99-cv-00151, plaintiff Scott Rothstein in 3:99-cv-00151, plaintiff Faye Wright in 3:99-cv-00151, plaintiff Robert Johnson in 3:99-cv-00151 (dkt clerk) (Entered: 04/27/2000)

06/07/2000

64 

Notice of change of address: Effective immediately, the Law Offices of Steven E. Cauley has changed its name to Cauley & Geller, LLP; The new address is 11311 Arcade Drive, ste #201, Little Rock, Arkansas 72212: The firm's Little Rock phone # (501)312-8500 and fax #(501)312-8505 remain unchanged; Paul Geller, formerly Shepherd & Geller has joined Cauley & Geller, LLP as a partner and maintains the office in Florida; Effective 6/1/00, the Florida office address will be: One Boca Place, 2255 Glades Road, Ste 421A, Boca Raton, Florida 33431; (atty not in this case)(no atty maintenance completed) (axr) Modified on 06/08/2000 (Entered: 06/08/2000)

06/09/2000

65 

DISCREPANCY ORDER by Judge M. J. Lorenz accepting document: Notice of recently decided authority in support of pla's opp to dft's motion to dismiss from plaintiff David Danis in 3:99-cv-00151, plaintiff Ronald L Futterman in 3:99-cv-00151, plaintiff Stuart Gollomp in 3:99-cv-00151, non-compliance with local rule 7.1.e or 47.1.b.1, document is to be filed nunc pro tunc to the date received (llh) (Entered: 06/09/2000)

06/09/2000

66 

Notice by plaintiffs David Danis in 3:99-cv-00151, plaintiff Ronald L Futterman in 3:99-cv-00151, plaintiff Stuart Gollomp in 3:99-cv-00151 of filing Notice of recently decided authority in support of pla's opp to dfts motion to dismiss; NUNC PRO TUNC TO 6/8/00 (llh) (Entered: 06/09/2000)

07/11/2000

67 

Order by Judge M. J. Lorenz; case consolidated 3:99-cv-151 with member cases 3:99-cv-769, new parties plaintiff Michael Marty to case(s) 3:99-cv-00151 (lmh) (Entered: 07/13/2000)

07/12/2000

68 

Order by Judge M. J. Lorenz granting motion to dismiss consolidated and amended cmp pursuant to FRCP 9(b) and 12(b)(6) [39-1] without prejudice. Plas shall file and serve an amd cmp w/in 60 days of the date of this order is stamped filed. (dkt clerk) (Entered: 07/13/2000)

08/31/2000

69 

Order by Judge M. J. Lorenz setting hrg on dfts mot to dismiss to 1/16/01 at 10:30 am. (dkt clerk) (Entered: 09/01/2000)

08/31/2000

70 

Stipulation and Order by Judge M. J. Lorenz re filing amd cmp and briefing schedule. Plas shall have until 9/25/00 to file the second amd consolidated cmp. Dfts have until 11/1/00 to file mot to dismiss. Oppos due 12/1/00. Reply due 12/15/00. The hrg on dfts mot to dismiss shall be calendared at the ct's discretion. (dkt clerk) (Entered: 09/01/2000)

09/22/2000

71 

Notice by plaintiff in 3:99-cv-00151 of change of address for Law Offices of Richard D. Kranich at 531 Main Street, Ste 407., New York, NY 10044-0107 (atty maint) (dkt clerk) (Entered: 09/25/2000)

09/25/2000

72 

Second consolidated amended complaint [37-1]; demand for jury trial (dkt clerk) (Entered: 09/26/2000)

11/15/2000

73 

Order by Judge M. J. Lorenz setting hrg on dfts' motion to dismiss from 1/16/01 to 3/12/01 at 10:30. (dkt clerk) (Entered: 11/16/2000)

11/15/2000

74 

Stipulation and Order by Judge M. J. Lorenz : setting briefing schedule: Dfts have until 11/1/00 to file their motion to dismiss plas second amended consolidated cmp, and plas have until 12/1/00 to file an opposition; and dfts have until 11/22/00 to file their motion to dismiss; plas have until 1/12/01 to file an opposition to dfts' motion to dismiss; dfts have until 1/29/01 to file a reply brief; and the hrg on dfts' motion to dismiss the cmp shall be continued from 1/16/01 and calendered at the ct's discretion. (dkt clerk) (Entered: 11/16/2000)

11/22/2000

75 

Notice of Motion and Motion by defendant Dura Pharmaceuticals in 3:99-cv-00151, defendant Cam L Garner in 3:99-cv-00151, defendant James W Newman in 3:99-cv-00151, defendant Charles W Prettyman in 3:99-cv-00151, defendant Walter F Spath in 3:99-cv-00151, defendant Mitchell R Woodbury in 3:99-cv-00151, defendant Joseph C Cook Jr in 3:99-cv-00151, defendant Julia R Brown in 3:99-cv-00151 to dismiss plas' second consolidated and amended cmp pursuant to 12(b)(6), 9(b); [ motion(s) referred to Judge M. J. Lorenz ] motion hrg set for 3/12/01 at 10:30 (dkt clerk) (Entered: 11/24/2000)

11/22/2000

76 

Memorandum of points and authorities by defendant Mitchell R Woodbury in 3:99-cv-00151, defendant Joseph C Cook Jr in 3:99-cv-00151, defendant Julia R Brown in 3:99-cv-00151, defendant Walter F Spath in 3:99-cv-00151, defendant Charles W Prettyman in 3:99-cv-00151, defendant James W Newman in 3:99-cv-00151, defendant Cam L Garner in 3:99-cv-00151, defendant Dura Pharmaceuticals in 3:99-cv-00151 in support of motion to dismiss plas' second consolidated and amended cmp pursuant to 12(b)(6), 9(b); [75-1] (dkt clerk) (Entered: 11/24/2000)

11/22/2000

77 

Declaration of Sean T. Prosser by defendant Mitchell R Woodbury in 3:99-cv-00151, defendant Joseph C Cook Jr in 3:99-cv-00151, defendant Julia R Brown in 3:99-cv-00151, defendant Walter F Spath in 3:99-cv-00151, defendant Charles W Prettyman in 3:99-cv-00151, defendant James W Newman in 3:99-cv-00151, defendant Cam L Garner in 3:99-cv-00151, defendant Dura Pharmaceuticals in 3:99-cv-00151 re motion to dismiss plas' second consolidated and amended cmp pursuant to 12(b)(6), 9(b); [75-1] (dkt clerk) (Entered: 11/24/2000)

11/22/2000

78 

Notice by defendant Mitchell R Woodbury in 3:99-cv-00151, defendant Joseph C Cook Jr in 3:99-cv-00151, defendant Julia R Brown in 3:99-cv-00151, defendant Walter F Spath in 3:99-cv-00151, defendant Charles W Prettyman in 3:99-cv-00151, defendant James W Newman in 3:99-cv-00151, defendant Cam L Garner in 3:99-cv-00151, defendant Dura Pharmaceuticals in 3:99-cv-00151 of filing dfts's appendix of supplemental authorities in support of motion to dismiss plas' second consolidated and amended cmp (dkt clerk) (Entered: 11/24/2000)

11/22/2000

79 

Request for Judicial Notice by defendant Mitchell R Woodbury in 3:99-cv-00151, defendant Joseph C Cook Jr in 3:99-cv-00151, defendant Julia R Brown in 3:99-cv-00151, defendant Walter F Spath in 3:99-cv-00151, defendant Charles W Prettyman in 3:99-cv-00151, defendant James W Newman in 3:99-cv-00151, defendant Cam L Garner in 3:99-cv-00151, defendant Dura Pharmaceuticals in 3:99-cv-00151 motion to dismiss plas' second consolidated and amended cmp pursuant to 12(b)(6), 9(b); [75-1] (dkt clerk) (Entered: 11/24/2000)

12/20/2000

80 

Stipulation and Order by Judge M. J. Lorenz : re motion to dismiss plas' second consolidated and amended cmp pursuant to 12(b)(6), 9(b) [75-1]; opposition to motion due 1/26/01; reply to opposition to motion due 2/19/01; hrg on dfts mot to dismiss shall reamin 3/12/01 at 10:30 am. (dkt clerk) (Entered: 12/21/2000)

02/02/2001

81 

Request by plaintiffs in 3:99-cv-00151 for: leave of court to file brief (memo of p/a in oppos to mot to dismiss plas 2nd consolidated amd cmp) in excess of 25 pages. (dkt clerk) Modified on 02/02/2001 (Entered: 02/02/2001)

02/02/2001

82 

Order by Judge M. J. Lorenz granting request for leave of court to file brief in excess of 25 pages [81-1] (dkt clerk) (Entered: 02/02/2001)

02/02/2001

83 

Memo of points and authorities in Opposition by plaintiffs in 3:99-cv-00151 to motion to dismiss plas' second consolidated and amended cmp pursuant to 12(b)(6), 9(b); [75-1] (dkt clerk) Modified on 02/02/2001 (Entered: 02/02/2001)

02/20/2001

84 

Reply by defendant Mitchell R Woodbury in 3:99-cv-00151, defendant Joseph C Cook Jr in 3:99-cv-00151, defendant Julia R Brown in 3:99-cv-00151, defendant Walter F Spath in 3:99-cv-00151, defendant Charles W Prettyman in 3:99-cv-00151, defendant James W Newman in 3:99-cv-00151, defendant Cam L Garner in 3:99-cv-00151, defendant Dura Pharmaceuticals in 3:99-cv-00151 to opposition to motion to dismiss plas' second consolidated and amended cmp pursuant to 12(b)(6), 9(b); [75-1] (dkt clerk) (Entered: 02/21/2001)

02/21/2001

85 

DISCREPANCY ORDER by Judge M. J. Lorenz accepting document: supplemental request for judicial notice from defendant Dura Pharmaceuticals and defendants in 3:99-cv-00151, non-compliance with local rule 15.1, document is to be filed nunc pro tunc to the date received (bar) (Entered: 02/22/2001)

02/21/2001

86 

Supplemental Request for Judicial Notice by defendant Dura Pharmaceuticals and defendants in 3:99-cv-00151 motion to dismiss plas' second consolidated and amended cmp pursuant to 12(b)(6), 9(b); [75-1]; NUNC PRO TUNC 2/20/01 (bar) Modified on 02/22/2001 (Entered: 02/22/2001)

02/21/2001

87 

Second Appendix of Supplemental Authorities by defendant Dura Pharmaceuticals and defendants in 3:99-cv-00151 re motion to dismiss plas' second consolidated and amended cmp pursuant to 12(b)(6), 9(b); [75-1]; NUNC PRO TUNC 2/20/01 (bar) Modified on 02/22/2001 (Entered: 02/22/2001)

02/22/2001

88 

Notice by defendant Cam L Garner in 3:99-cv-00151, defendant Dura Pharmaceuticals in 3:99-cv-00151, defendant James W Newman in 3:99-cv-00151, defendant Charles W Prettyman in 3:99-cv-00151, defendant Walter F Spath in 3:99-cv-00151, defendant Julia R Brown in 3:99-cv-00151, defendant Joseph C Cook Jr in 3:99-cv-00151, defendant Mitchell R Woodbury in 3:99-cv-00151 of filing amended notice of filing date to 3/26/01 at 10:30; chambers will provide minute order (jrl) (Entered: 02/23/2001)

02/26/2001

89 

Minutes: Enter Order by Judge M. J. Lorenz re motion to dismiss plas' second consolidated and amended cmp pursuant to 12(b)(6), 9(b); [75-1]. Motion hearing set for 3/12/01 is cont to 10:30 3/26/01 Court Reporter: n/a (dkt clerk) (Entered: 03/01/2001)

03/26/2001

90 

Minutes: Enter Order by Judge M. J. Lorenz that the motion to dismiss plas' second consolidated and amended cmp pursuant to 12(b)(6), 9(b); [75-1] is taken under submission; Court Reporter: J. Hill (dkt clerk) (Entered: 03/28/2001)

07/10/2001

91 

DISCREPANCY ORDER by Judge M. J. Lorenz rejecting document: hrg date is past from defendants, non-compliance with local rule, parties must seek leave to file supplemental authority via ex parte applications. (dkt clerk) (Entered: 07/11/2001)

10/09/2001

92 

Ex parte Application by plaintiffs requesting the court's permission to file a notice of recent authority. (dkt clerk) (Entered: 10/11/2001)

10/30/2001

93 

Notice by Paul J Scarlato attorney for defendant Dura Pharmaceuticals in 3:99-cv-00151 of change of address (joeh) (Entered: 10/31/2001)

11/05/2001

94 

Notice by Michael D Donovan attorney for plaintiff Michael Broudo in 3:99-cv-00151 of change of address (joeh) (Entered: 11/06/2001)

11/05/2001

95 

Order by Judge M. J. Lorenz granting motion to dismiss plas' second consolidated and amended cmp pursuant to 12(b)(6), 9(b); [75-1]. Second consolildated and amended complaint is dismissed with prejudice. Dfts request for judicial notice is granted insofar as the court has relied on those documents. The clerk of the court is directed to enter judgment in this action, and the judgment shall apply to all matters that have been consolidated to the instant master file, in re Dura Securities Litigation 99cv151 L(NLS). (copy of order in member cases) (dkt clerk) Modified on 11/06/2001 (Entered: 11/06/2001)

11/06/2001

96 

Clerks Judgment: court grants defendant's motion to dismiss plaintiffs' second consolidated and amended complaint. Second consolildated and amended complaint is dismissed with prejudice. Defendants' request for judicial notice is granted insofar as the court has relied on those documents. The clerk of the court is directed to enter judgment in this action, and the judgment shall apply to all matters that have been consolidated to the instant master file, in re Dura Securities Litigation 99cv151 L(NLS). terminating case (dkt clerk) (Entered: 11/06/2001)

12/04/2001

97 

Notice of appeal by plaintiff Michael Broudo in 3:99-cv-00151, plaintiff Roberta Speck in 3:99-cv-00151 from Dist. Court decision entered on 11/6/01. Receipt No/Amt of Fee: #077354, $105 [96-2]; t/w civil appeals docketing stmt and representation stmt (other plaintiffs listed in appeal not a party to this case) (dkt clerk) (Entered: 12/05/2001)

12/04/2001

98 

Notice by William S Lerach attorney for plaintiff David Danis in 3:99-cv-00151, plaintiff Ronald L Futterman in 3:99-cv-00151, plaintiff Michael Broudo in 3:99-cv-00151, plaintiff Stuart Gollomp in 3:99-cv-00151, plaintiff Jeff Bedard in 3:99-cv-00151, plaintiff Roberta Speck in 3:99-cv-00151, plaintiff Pelican Financial in 3:99-cv-00151, plaintiff Martha A Deadrick in 3:99-cv-00151, plaintiff Scott Rothstein in 3:99-cv-00151, plaintiff Faye Wright in 3:99-cv-00151 of change of address (joeh) (Entered: 12/05/2001)

12/05/2001

  

Notice of appeal sent to Circuit Court [97-1] (dkt clerk) (Entered: 12/05/2001)

12/10/2001

99 

Notification by Circuit Court of Appellate Docket Number [97-1] 01-57136 (dkt clerk) (Entered: 12/10/2001)

12/10/2001

100 

Received Order for appeal time schedule from USCA: Aplnt to notify aplee of trans ordered: 12/14/01; Aplee to notify aplnt of addtnl trans: 12/24/01; Aplnt to file trans order form w/ USDC: 1/3/02; Ct Rpt to file trans in USDC: 2/4/02 (dkt clerk) (Entered: 12/10/2001)

12/17/2001

101 

Transcript Designation and Ordering Form for dates: 4/24/00, 3/26/01 [97-1] (dkt clerk) (Entered: 12/18/2001)

01/14/2002

  

Reporter's Transcript of proceedings for the following date(s): 4/24/00 (Re: [97-1] ) (dkt clerk) (Entered: 01/14/2002)

01/14/2002

  

Reporter's Transcript of proceedings for the following date(s): 3/26/01 (Re: [97-1] ) (dkt clerk) (Entered: 01/14/2002)

01/14/2002

102 

Mailed Certificate of Record Transmitted to USCA [97-1] (cc: all counsel) (dkt clerk) (Entered: 01/14/2002)

03/25/2002

104 

Copy of Appellate Court Order: the appellants' motion for an extension of time in which to file the opening brief is granted. (dkt clerk) Modified on 04/24/2002 (Entered: 03/26/2002)

04/19/2002

103 

Confirmation from USCA in receiving COR (dkt clerk) (Entered: 04/22/2002)

02/26/2003

105 

Notice by attorney William F Sullivan attorney for defendant Mitchell R Woodbury in 3:99-cv-00151, defendant Joseph C Cook Jr in 3:99-cv-00151, defendant Julia R Brown in 3:99-cv-00151, defendant Walter F Spath in 3:99-cv-00151, defendant Charles W Prettyman in 3:99-cv-00151, defendant James W Newman in 3:99-cv-00151, defendant Cam L Garner in 3:99-cv-00151, defendant Dura Pharmaceuticals in 3:99-cv-00151 of change of firm name. (dkt clerk) (Entered: 02/27/2003)

10/14/2003

  

Received judgement from USCA. Forwarded copy to Court Clerk for calendar. (rv/rmd) (dkt clerk) (Entered: 10/17/2003)

10/17/2003

106 

Notice of Spreading the Mandate: Appeal mandate hrg set for 10:30 11/17/03 before Judge M. James Lorenz re USCA reversing and remanding the USDC decision " (dkt clerk) (Entered: 10/20/2003)

11/17/2003

107 

Minutes of Mandate Hearing, certified copy of USCA jgm certified copy of USCA jgm reversing/remanding USDC decision ordered filed and entered. ; appeal mandate hearing set 10:30 11/17/03 Court Reporter: J. Hill (dkt clerk) (Entered: 11/19/2003)

11/17/2003

108 

Certified copy of judgment from USCA reversing and remanding the Decision of the District Court re appeal [97-1] (dkt clerk) (Entered: 11/19/2003)

12/15/2003

109 

Minutes: Enter Order by Judge M. J. Lorenz: Status hrg held; cnsl to submit briefing schedule; Court Reporter: Jeannette Hill (dkt clerk) (Entered: 12/15/2003)

12/19/2003

110 

Stipulation Regarding Briefing Schedule and Order Thereon by Judge M. J. Lorenz: Lead plaintiffs shall served and file with the Court the cmp no later than 45 days after the U.S. Supreme Court enters its order denying the dfts' petition for certiorari. Dfts shall have 45 days after the filing of the cmp to serve and file with the Court their responsive pleading. In the event that dfts' responsive pleading is a motion to dismiss, lead plaintiffs shall have 45 days after the filing of the motion to dismiss to serve and file with the Court their opposition to dfts' motion to dismiss. Dft shall thereafter have 21 days after the filing of the opposition to serve and file with the Court their reply to lead plaintiffs' opposition to dfts' motion to dismiss. (dkt clerk) (Entered: 12/19/2003)

01/12/2004

111 

Order of Transfer by Magistrate Judge Nita L. Stormes: Case referred to Magistrate Judge William McCurine Jr. (new case no. 99cv151-L(WMc) (dkt clerk) (Entered: 01/12/2004)

05/07/2004

112 

Notice by counsel for plaintiff David Danis in 3:99-cv-00151, plaintiff Ronald L Futterman in 3:99-cv-00151, plaintiff Michael Broudo in 3:99-cv-00151, plaintiff Stuart Gollomp in 3:99-cv-00151, plaintiff Jeff Bedard in 3:99-cv-00151, plaintiff Roberta Speck in 3:99-cv-00151, plaintiff Pelican Financial in 3:99-cv-00151, plaintiff Scott Rothstein in 3:99-cv-00151, plaintiff Faye Wright in 3:99-cv-00151 of change of firm name (dkt clerk) (Entered: 05/11/2004)

08/11/2004

113 

Notice by counsel for plaintiff David Danis in 3:99-cv-00151, plaintiff Ronald L Futterman in 3:99-cv-00151, plaintiff Michael Broudo in 3:99-cv-00151, plaintiff Stuart Gollomp in 3:99-cv-00151, plaintiff Jeff Bedard in 3:99-cv-00151, plaintiff Roberta Speck in 3:99-cv-00151, plaintiff Pelican Financial in 3:99-cv-00151, plaintiff Scott Rothstein in 3:99-cv-00151 of change of address (dkt clerk) (Entered: 08/12/2004)

12/17/2004

  

Mailed Original Clerk's record to US Supreme Ct: case volume(s) 14 (Appeal # 01-57136; Supreme Ct # 03-932) per 9th Circuit request (dkt clerk) (Entered: 12/17/2004)

01/03/2005

114 

Acknowledgement from US Supreme Court re receipt of clerks record: 14 vol (Supreme Ct #03-932) (dkt clerk) (Entered: 01/05/2005)

07/20/2005

115 

Stipulation and Order by Judge M. J. Lorenz : plaintiff shall serve and file complaint on 8/26/05; dfts shall have until 10/10/05 to respond to cmp; if dft's responsive pleading is a motion to dismiss, opposition to dft's motion on or before 12/1/05; reply to opposition to motion on or before 12/23/05 (bar) (Entered: 07/21/2005)

07/25/2005

  

Received judgement from USCA. Forwarded copy to Court Clerk for calendar. (remanded) (dkt clerk) (Entered: 07/28/2005)

08/04/2005

116 

Certified copy of judgment from USCA remanding to district court ordered entered and filed. (dkt clerk) (Entered: 08/09/2005)

08/26/2005

117 

3rd Consolidated Amended Complaint [72-1]; jury demand (dkt clerk) (Entered: 08/29/2005)

09/16/2005

118 

Notice by co-lead counsel for plaintiff David Danis in 3:99-cv-00151, plaintiff Ronald L Futterman in 3:99-cv-00151, plaintiff Michael Broudo in 3:99-cv-00151, plaintiff Stuart Gollomp in 3:99-cv-00151 of change of address (joeh) (Entered: 09/19/2005)

10/05/2005

  

Clerk's original record returned from US Supreme Ct: 14 vol. (dkt clerk) (Entered: 10/05/2005)

10/11/2005

119 

Notice of Motion and Motion by defendants in 3:99-cv-00151 to dismiss Plaintiff's third consolidated and amended complaint ; [ motion(s) referred to Judge M. J. Lorenz ]; motion hrg set for 1/17/06 at 10:30 (smv) Modified on 10/12/2005 (Entered: 10/12/2005)

10/11/2005

120 

Memorandum of points and authorities by defendants in 3:99-cv-00151 in support of motion to dismiss Plaintiff's third consolidated and amended complaint [119-1] (smv) (Entered: 10/12/2005)

10/11/2005

121 

Declaration of Tracey L. DeLange in support of defendants in 3:99-cv-00151 re motion to dismiss Plaintiff's third consolidated and amended complaint [119-1] (smv) (Entered: 10/12/2005)

10/11/2005

122 

Appendix of Supplemental authorities by defendants in 3:99-cv-00151 re motion to dismiss Plaintiff's third consolidated and amended complaint [119-1] (smv) (Entered: 10/12/2005)

10/11/2005

123 

Request for Judicial Notice by defendants in 3:99-cv-00151 motion to dismiss Plaintiff's third consolidated and amended complaint [119-1] (smv) (Entered: 10/12/2005)

10/11/2005

124 

Proof of service by defendant in 3:99-cv-00151 of: Motion to dismiss Plaintiff's third consolidated and amended complaint (smv) (Entered: 10/12/2005)

12/01/2005

125 

Opposition by plaintiffs in 3:99-cv-00151 in opposition to dfts' motion to dismiss Plaintiff's third consolidated amended cmp for violation of the Securities Exchange Act of 1934 [119-1] (dkt clerk) (Entered: 12/02/2005)

12/01/2005

126 

Notice by counsel for plaintiffs in 3:99-cv-00151 of change of address (joeh) (Entered: 12/02/2005)

01/05/2006

127 

Reply memorandum of points and authorities in support of defendants' motion to dismiss Plaintiffs' third consolidated and amended complaint [119-1] (smv) (Entered: 01/06/2006)

01/05/2006

128 

Defendants' Request for Judicial Notice in support of reply memorandum of points and authorities in support of motion to dismiss Plaintiffs' third consolidated and amended complaint [119-1] (smv) (Entered: 01/06/2006)

01/05/2006

129 

Proof of service by defendants in 3:99-cv-00151 of : Reply memorandum of points and authorities in support of defendants motion to dismiss plaintiffs' third consolidated and amended complaint (smv) (Entered: 01/06/2006)

01/09/2006

130 

DISCREPANCY ORDER by Judge M. J. Lorenz accepting document: appendix of supplemental authorities from defendant Dura Pharmaceuticals, non-compliance with local rule supplemental documents require court order; document is to be nunc pro tunc to the date received (smv) (Entered: 01/09/2006)

01/09/2006

131 

Appendix of Supplemental authorities by defendants in support of defendants' reply memorandum of points and authorities in support of motion to dismiss plaintiffs' third consoldiated and amended complaint [127-1]; filed nunc pro tunc 1/5/06 (smv) (Entered: 01/09/2006)

01/09/2006

132 

Stipulation and Order by Judge M. J. Lorenz to reschedule hearing on dfts' motion to dismiss Plaintiff's third consolidated and amended complaint [119-1]; dfts shall have until 1/5/06 to file their reply to opposition to motion; motion hearing is rescheduled to 10:30 2/21/06 before Judge M. James Lorenz (atty maint) (smv) Modified on 01/10/2006 (Entered: 01/10/2006)

02/07/2006

133 

Plaintiffs' opposition to defendants' request for judicial notice [128-1] (smv) (Entered: 02/08/2006)

02/21/2006

134 

Minutes: Enter Order by Judge M. J. Lorenz; motion hearing held; the motion to dismiss Plaintiff's third consolidated and amended complaint [119-1] is taken under submission; Court Reporter: Jeannette Hill (smv) (Entered: 02/21/2006)

06/02/2006

135 

Order by Judge M. J. Lorenz granting in part/denying in part motion to dismiss Plaintiff's third consolidated and amended complaint [119-1]; granting request for judicial notice [128-1]; terminating case ; Plaintiff granted 30 days to file an amended complaint that addresses the deficiencies; If Plaintiffs do not file and amended complaint in the time provided, the TAC shall proceed against dfts Dura, Garner, Newman, and Spath only and as to those dfts (not analysts) respresentations and omissions regarding Ceclor CD; Should the Plaintiffs choose to proceed only on those claims, dfts shall file an answer to the TAC within 45 days of the date this order is stamped filed. (av1) (Entered: 06/05/2006)

07/03/2006

136 

Stipulation and Order by Judge M. J. Lorenz: Plaintiff's shall serve and file complaint by 7/21/06; Dft's shall respond to the complaint by 9/5/06; In the event that dft's responsive pleading is a motion to dismiss, lead plaintiff's shall have until 10/19/06 to serve and file with the court their opposition to dft's motion to dismiss and dft's shall have until 11/3/06 to serve and file thier reply to opposition to dft's motion to dismiss (av1) (Entered: 07/05/2006)

07/21/2006

137 

Fourth consolidated Amended complaint [117-1] (av1) (Entered: 07/26/2006)

09/05/2006

138 

MOTION to Dismiss plaintiff's fourth consolidated amended complaint by Walter F Spath, Dura Pharmaceuticals, Inc., Cam L Garner, James W Newman, Charles W Prettyman. Responses due by 11/20/2006 (Attachments: # 1 Memo of Points and Authorities # 2 Declaration of Tracy L. DeLange)(av1, ) (Entered: 09/08/2006)

09/05/2006

141 

Request for Judicial NOTICE with Exhibits A - C (part 1) by Walter F Spath, Dura Pharmaceuticals, Inc., Cam L Garner, James W Newman, Charles W Prettyman re 138 MOTION to Dismiss (Attachments: # 1 Request for Judicial Notice exhibits A - C (part 2))(av1, ) Additional attachment(s) added on 9/21/2006 (av1, ). Additional attachment(s) added on 9/21/2006 (av1, ). Additional attachment(s) added on 9/21/2006 (av1, ). Additional attachment(s) added on 9/22/2006 (av1, ). Additional attachment(s) added on 9/22/2006 (av1, ). Additional attachment(s) added on 9/22/2006 (av1, ). (Entered: 09/20/2006)

09/07/2006

139 

Discrepancy Order by Judge M. James Lorenz accepting document: Appendix of supplemental authorities in support of defendant's motion to dismiss from Defendants Walter F Spath, Dura Pharmaceuticals, Inc., Cam L Garner, James W Newman, Charles W Prettyman, non-compliance with local rule Other: Supplemental documents require court order. Signed by Judge M. James Lorenz on 9/7/06. (av1, ) (Entered: 09/08/2006)

09/07/2006

140 

Appendix of supplemental authorities (part 1 of 2) in support of 138 MOTION to Dismiss by Walter F Spath, Dura Pharmaceuticals, Inc., Cam L Garner, James W Newman, Charles W Prettyman re (Attachments: # 1 Appendix (part 2 of 2) (nunc pro tunc 9/5/06)(av1, ) (Entered: 09/08/2006)

10/13/2006

142 

Minute Entry for proceedings held before Judge William McCurine Jr.: Discovery Hearing held on 10/13/2006; Court to issue order. (Tape #N/A).(Plaintiff Attorney Brian Omara).(Defendant Attorney Chris McGrath). (rab) (Entered: 10/13/2006)

10/13/2006

143 

ORDER Signed by Judge William McCurine Jr. on 10/13/06. Letter briefs due directly to chambers no later than 10/20/06 (av1, ) (Entered: 10/16/2006)

10/19/2006

144 

RESPONSE in Opposition re 138 MOTION to Dismiss Fourth Consolidated Amended Complaint for Violation of the Securities Exchange Act of 1934 filed by Michael Broudo. (Stickney, David) (Entered: 10/19/2006)

10/30/2006

145 

ORDER setting hearing: Status Conference set for 11/8/2006 03:30 PM in Courtroom C before Magistrate Judge William McCurine Jr... Signed by Judge William McCurine Jr. on 10/30/06. (av1, ) (Entered: 10/31/2006)

11/03/2006

146 

REPLY to Response to Motion re 138 MOTION to Dismiss Fourth Consolidated Amended Complaint filed by Walter F Spath, Dura Pharmaceuticals, Inc., Cam L Garner, James W Newman, Charles W Prettyman. (Attachments: # 1 Proof of Service)(McGrath, Christopher) (Entered: 11/03/2006)

11/08/2006

147 

ORDER Signed by Judge William McCurine Jr. on 11/8/06. Plaintiff's request for partial lifting of the statutorily-imposed discovery stay is denied without prejudice(av1, ) (Entered: 11/14/2006)

11/08/2006

148 

Minute Entry for proceedings held before Magistrate Judge William McCurine Jr.: Status Conference re Oral argument held on 11/8/2006. Court to issue order. (Tape #N/A).(Plaintiff Attorney Brian O'Mara and Russell Riviere).(Defendant Attorney William Sullivan). (rfm, ) (Entered: 11/15/2006)

11/28/2006

149 

ORDER submitting 138 Motion to Dismiss . Signed by Judge M. James Lorenz on 11/28/06. No appearances required (av1, ) (Entered: 11/28/2006)

01/18/2007

150 

PRO HAC VICE APPOINTED: Steven J Toll appearing for Plaintiffs Scott Rothstein, Stuart Gollomp, Jeff Bedard, Michael Broudo, Roberta Speck, Pelican Financial, L.L.C., Martha A Deadrick, Michael Marty, Robert Johnson, Faye Wright, Ronald L Futterman, David Danis (av1, ) (Entered: 01/19/2007)

09/10/2007

151 

NOTICE by Michael Broudo, Roberta Speck Notice of Firm Name Change (Rosen, Henry) (Entered: 09/10/2007)

10/03/2007

152 

MINUTE ORDER REASSIGNING CASE. Case reassigned to Judge Janis Sammartino for all further proceedings. Lead consolidated case No. 99CV0151-JLS(WMC). Judge M. James Lorenz no longer assigned to case (nsp) (Entered: 10/03/2007)

10/18/2007

153 

Scheduling ORDER: The Court shall hear oral argument re 138 MOTION to Dismiss on 12/14/2007 at 10:30 AM in Courtroom 6 before Judge Janis L. Sammartino. Signed by Judge Janis L. Sammartino on 10/18/2007. (mkz)(mam). (Entered: 10/18/2007)

11/14/2007

154 

RESPONSE to Motion re 138 MOTION to Dismiss Plaintiffs' Submission Regarding New Authority filed by Michael Broudo. (Stickney, David) (mkz). (Entered: 11/14/2007)

11/29/2007

155 

NOTICE of Appearance by Christopher Harold McGrath on behalf of Walter F Spath, Dura Pharmaceuticals, Inc., Cam L Garner, James W Newman, Charles W Prettyman (Attachments: # 1 Proof of Service)(McGrath, Christopher) (mkz). (Entered: 11/29/2007)

11/29/2007

156 

RESPONSE to Motion re 138 MOTION to Dismiss Defendants' Submission Re New Authority filed by Walter F Spath, Dura Pharmaceuticals, Inc., Cam L Garner, James W Newman, Charles W Prettyman. (Attachments: # 1 Appendix Part I# 2 Appendix Part II# 3 Appendix Part III# 4 Proof of Service)(McGrath, Christopher) (mkz). (Entered: 11/29/2007)

12/14/2007

157 

Minute Order for proceedings held before Judge Janis L. Sammartino : Hearing on Motion to Dismiss [138-1] held and taken under submission. Court to issue order (Court Reporter Gayle Wakefield / CRD A Ramos / Plaintiff Attorney Henry Rosen / Defendant Attorney William F. Sullivan) (acr) (Entered: 12/14/2007)

02/01/2008

158 

NOTICE by Michael Broudo, Roberta Speck re 138 MOTION to Dismiss Plaintiffs' Submission Regarding New Authority: Makor Issues & Rights, Ltd. v. Tellabs, Inc. (Attachments: # 1 Exhibit A# 2 Proof of Service)(Stickney, David) (mkz). (Entered: 02/01/2008)

02/12/2008

159 

RESPONSE to Motion re 138 MOTION to Dismiss Defendants' Response Regarding New Authority filed by Walter F Spath, Dura Pharmaceuticals, Inc., Cam L Garner, James W Newman, Charles W Prettyman. (Attachments: # 1 Proof of Service)(Huschke, Colleen) (mkz). (Entered: 02/12/2008)

02/20/2008

160 

ORDER Granting in Part without Prejudice and Denying in Part 138 Motion to Dismiss Fourth Consolidated Amended Complaint: The Court denies the motion to dismiss the first cause of action with respect to defendants Dura and Garner. The Court grants the motion to dismiss the first cause of action with respect to Newman, Spath, and Prettyman. The Court denies the motion to dismiss the second cause of action with respect to all defendants named in that cause of action- Newman, Garner, and Spath. Concerning the allegations regarding the Celor CD claim, the Court grants the motion to dismiss the first cause of action with respect to defendant Prettyman. Plaintiffs may file an amended complaint within 30 days of the date this Order is docketed. If Plaintiffs do not file an amended complaint, defendants shall file an answer to the FCAC within 45 days of the date this Order is filed. Signed by Judge Janis L. Sammartino on 02/20/08. (mkz) (av1, ). (Entered: 02/21/2008)

03/19/2008

161 

Joint MOTION for Extension of Time to File Answer to Fourth Consolidated Amended Complaint for Violation of the Securities Exchange Act of 1934 by Walter F Spath, Dura Pharmaceuticals, Inc., Cam L Garner, James W Newman. (Attachments: # 1 Proof of Service)(McGrath, Christopher) (mkz). (Entered: 03/19/2008)

03/21/2008

162 

ORDER Granting 161 Joint Motion for Extension of Time to Answer Fourth Consolidated Amended Complaint for Violation of the Securities Exchange Act of 1934: Defendants shall have until 5/16/08 to answer. Signed by Judge Janis L. Sammartino on 03/21/08. (mkz) (av1, ). (Entered: 03/21/2008)

05/16/2008

163 

Defendants ANSWER to 137 Amended Complaint for Violation of the Securities Exchange Act of 1934 by Walter F Spath, Dura Pharmaceuticals, Inc., Cam L Garner, James W Newman. (Attachments: # 1 Proof of Service)(McGrath, Christopher) (mkz). (Entered: 05/16/2008)

05/20/2008

164 

ORDER Setting Discovery Teleconference: The Court will hold a telephonic Discovery conference on 5/20/2008 at 02:00 PM before Magistrate Judge William McCurine Jr.. Signed by Magistrate Judge William McCurine, Jr on 05/19/08. (mkz) (Entered: 05/20/2008)

05/20/2008

165 

Notice and Order for Early Neutral Evaluation: An Early Neutral Evaluation is set for 6/6/2008 at 10:30 AM in chambers before Magistrate Judge William McCurine Jr.. Signed by Magistrate Judge William McCurine, Jr on 05/20/08. (mkz) (Entered: 05/21/2008)

05/27/2008

166 

NOTICE Letter re ENE (Rosen, Henry) (mkz). (Entered: 05/27/2008)

05/28/2008

167 

NOTICE by Walter F Spath, Dura Pharmaceuticals, Inc., Cam L Garner, James W Newman Letter re ENE (McGrath, Christopher) (mkz). (Entered: 05/28/2008)

05/30/2008

168 

ORDER: Permission to appear telephonically at the June 6, 2008 Early Neutral Evaluation Conference is granted to all who have made such a request. The Defendants' request to continue the Early Neutral Evaluation Conference is denied. Signed by Magistrate Judge William McCurine, Jr on 5/30/08. (pdc) (kaj). (Entered: 05/30/2008)

06/02/2008

169 

NOTICE of Appearance by Colleen E Huschke on behalf of Walter F Spath, Dura Pharmaceuticals, Inc., Cam L Garner, James W Newman (Attachments: # 1 Proof of Service)(Huschke, Colleen) (mkz). (Entered: 06/02/2008)

06/06/2008

170 

ORDER Following 6/6/08 Early Neutral Evaluation Setting Rule 26 Compliance and Notice of Case Management Conference: The Court will hold a telephonic Status Conference on 6/27/2008 at 10:15 AM before Magistrate Judge William McCurine Jr. The Rule 26(f) conference shall be completed by 7/28/08. A discovery plan shall be lodged by 8/7/08. The date of initial disclosures shall occur by 8/14/08. A Case Management Conference is set for 8/22/2008 at 02:00 PM in chambers before Magistrate Judge William McCurine Jr. Signed by Magistrate Judge William McCurine, Jr on 06/06/08. (mkz) (Entered: 06/06/2008)

06/06/2008

171 

Minute Entry for proceedings held before Magistrate Judge William McCurine, Jr:Early Neutral Evaluation Conference held on 6/6/2008. No settlement reached. Parties stipulate to mediation. Court to issue an order.(Tape #n/a).(Plaintiff Attorney Timothy J. Burke, Michael D. Donovan, Jeffrey R. Krinsk, William S. Lerach, William F. Sullivan, Steven J. Toll).(Defendant Attorney J. Anthony Sinclitico, William F. Sullivan).(rab) (Entered: 06/10/2008)

06/26/2008

172 

Minute Entry for proceedings held before Magistrate Judge William McCurine, Jr: Status Hearing set for 6/26/08 at 10:15 a.m. before Magistrate Judge McCurine, Jr. - vacated. Hearing is set for 6/27/08 at 10:15 a.m.(Tape #n/a).(Plaintiff Attorney n/a).(Defendant Attorney n/a).(rab) (Entered: 07/02/2008)

06/27/2008

173 

Minute Entry for proceedings held before Magistrate Judge William McCurine, Jr:Telephonic Status Conference held on 6/27/2008(Tape #n/a).(Plaintiff Attorney Timothy J. Burke).(Defendant Attorney J. Anthony Sinclitico).(rab) (Entered: 07/03/2008)

08/14/2008

174 

NOTICE by Roberta Speck Notice of Withdrawal of Named Plaintiffs Neil Siskind and Michael Broudo (Stickney, David) (Entered: 08/14/2008)

08/22/2008

176 

Minute Entry for proceedings held before Magistrate Judge William McCurine, Jr:Case Management Conference held on 8/22/2008(Tape #n/a).(rab) (Entered: 09/05/2008)

08/25/2008

175 

ORDER Following 8/22/08 Case Management Conference and Setting Telephonic Status Conference: A telephonic Status Conference will be held on 9/11/2008 at 02:00 PM before Magistrate Judge William McCurine Jr. Counsel are ordered to lodge a proposed protective order/stipulation with Magistrate Judge McCurine, Jr. by 9/9/08. Signed by Magistrate Judge William McCurine, Jr on 08/25/08. (All non-registered users served via U.S. Mail Service).(mkz) (Entered: 08/25/2008)

09/10/2008

177 

OBJECTION by Walter F Spath, Dura Pharmaceuticals, Inc., Cam L Garner, James W Newman re 174 Notice (Other) of Withdrawal of Court-Appointed Lead Plaintiffs and Declaration of Colleen E. Huschke. (Attachments: # 1 Proof of Service, # 2 Exhibit Exhibits A-C)(Huschke, Colleen)(mkz). (Entered: 09/10/2008)

09/11/2008

180 

Minute Entry for proceedings held before Magistrate Judge William McCurine, Jr:Telephonic Status Conference held on 9/11/2008.(Tape #n/a).(Plaintiff Attorney Timothy J. Burke, Michael D. Donovan, Jeffrey R. Krinsk, William F. Sullivan, Steven J. Toll).(Defendant Attorney J. Anthony Sinclitico, William F. Sullivan).(rab) (Entered: 09/15/2008)

09/12/2008

178 

SCHEDULING ORDER: A telephonic Status Conference was held on 9/11/08. The Final Pretrial Conference will be held on 12/10/2009 at 11:00 AM in Courtroom 06 before Judge Janis L. Sammartino. Memorandum of Contentions of Fact and Law due by 11/19/2009. Proposed Pretrial Order due by 12/3/2009. Signed by Magistrate Judge William McCurine, Jr on 09/12/08. (All non-registered users served via U.S. Mail Service).(mkz) (Entered: 09/12/2008)

09/15/2008

179 

ORDER Sustaining Defendants' 177 Objection to 174 Notice of Withdrawl and Directing Plaintiffs to File Noticed Motion for Withdrawl: If Siskind and Broudo wish to withdraw as lead plaintiffs, they must file a noticed motion pursuant to Civil Local Rule 7.1. Such motion must provide some explanation for the motion to withdraw and must establish that the remaining lead plaintiffs continue to satisfy the standard of 15 USC 78u-4(a)(3)(B). Until and unless such a motion is filed and granted by the Court, Siskind and Broudo shall remain as lead plaintiffs. Signed by Judge Janis L. Sammartino on 09/15/08. (All non-registered users served via U.S. Mail Service).(mkz) (Entered: 09/15/2008)

09/22/2008

181 

STIPULATION AND ORDER RE: CONFIDENTIAL AND PROTECTED INFORMATION. Signed by Magistrate Judge William McCurine, Jr on 09/22/08. (All non-registered users served via U.S. Mail Service).(mkz) (Entered: 09/23/2008)

10/14/2008

182 

NOTICE by Roberta Speck Notice of Motion and Motion to Withdraw as Lead Plaintiffs by Neil Siskind and Michael Broudo (Stickney, David) Modified on 10/15/2008, atty contacted re filing related docs as one entry (mkz). (Entered: 10/14/2008)

10/14/2008

183 

MOTION to Withdraw Memorandum of Points and Authorities in Support of Motion to Withdraw as Lead Plaintiffs by Neil Siskind and Michael Broudo by Roberta Speck. (Stickney, David) Modified on 10/15/2008 to remove caps (mkz). (Entered: 10/14/2008)

10/14/2008

184 

AFFIDAVIT re 183 Motion to Withdraw as Lead Plaintiffs Declaration of Brett M. Middleton in Support of Motion to Withdraw as Lead Plaintiffs by Neil Siskind and Michael Broudo by Plaintiff Roberta Speck. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C)(Stickney, David) Modified on 10/15/2008 to correct link (mkz). (Entered: 10/14/2008)

10/14/2008

185 

DECLARATION re 183 Motion to Withdraw Joint Declaration of Baldev S. Gill, Larry Morgan, Leonid Shvartsman, Robert Speck and Brent Vogt by Plaintiff Roberta Speck. (Attachments: # 1 Exhibit A)(Stickney, David) Modified on 10/15/2008 to remove caps (mkz). (Entered: 10/14/2008)

10/23/2008

186 

NOTICE Letter re: Tentative Settlement by Michael Broudo (Rosen, Henry) (mkz). (Entered: 10/23/2008)

10/27/2008

187 

ORDER Setting Telephonic Status Conference: A telephonic Status Conference will be held on 12/12/2008 at 09:00 AM before Magistrate Judge William McCurine Jr. Signed by Magistrate Judge William McCurine, Jr on 10/27/08. (All non-registered users served via U.S. Mail Service).(mkz) (Entered: 10/27/2008)

11/06/2008

188 

NOTICE of Change of Address by Christopher Harold McGrath (Attachments: # 1 Proof of Service)(McGrath, Christopher) (mkz). (Entered: 11/06/2008)

11/18/2008

189 

NOTICE by Scott Rothstein, Stuart Gollomp, Michael Broudo, Roberta Speck, Pelican Financial, L.L.C., Martha A Deadrick, Michael Marty, Robert Johnson, Ronald L Futterman, David Danis (Notice of Firm Name Change) (Toll, Steven) (mkz). (Entered: 11/18/2008)

12/03/2008

190 

Minute Entry : Motion Hearing set for 12/4/08 before Judge Janis L. Sammartino is taken off calendar (acr/rs) Modified on 12/3/2008 to include document number (acr) (Entered: 12/03/2008)

12/04/2008

191 

Joint MOTION to Stay re 183 MOTION to Withdraw AS LEAD PLAINTIFFS BY NEIL SISKIND AND MICHAEL BROUDO, by Walter F Spath, Dura Pharmaceuticals, Inc., Cam L Garner, James W Newman. (Attachments: # 1 Proof of Service)(Huschke, Colleen) (mkz). (Entered: 12/04/2008)

12/08/2008

192 

ORDER Granting 191 Joint Motion to Stay the 183 Motion to Withdraw as Lead Plaintiffs by Neil Siskind and Michael Broudo: The pending Motion to withdraw is stayed until 02/12/09. Signed by Judge Janis L. Sammartino on 12/8/08. (All non-registered users served via U.S. Mail Service).(mkz) (Entered: 12/08/2008)

12/12/2008

193 

ORDER Setting Telephonic Status Conference: The Court held a telephonic Status/Settlement Disposition Conference on 12/12/08. A further telephonic Status Conference will be held on 1/13/2009 at 04:30 PM before Magistrate Judge William McCurine Jr.. Signed by Magistrate Judge William McCurine, Jr on 12/12/08. (All non-registered users served via U.S. Mail Service).(mkz) (Entered: 12/12/2008)

12/12/2008

194 

Minute Entry for proceedings held before Magistrate Judge William McCurine, Jr:Telephonic Status Conference held on 12/12/2008(Tape #n/a).(Plaintiff Attorney David R. Stickney).(Defendant Attorney Chris McGrath).(rab) (Entered: 12/17/2008)

01/13/2009

195 

ORDER Setting Telephonic Status Conference: The Court held a telephonic Status/Settlement Disposition Conference on 01/13/09. A telephonic Status Conference will be held on 2/12/2009 at 04:30 PM before Magistrate Judge William McCurine Jr. Signed by Magistrate Judge William McCurine, Jr on 01/13/09. (All non-registered users served via U.S. Mail Service).(mkz) (Entered: 01/14/2009)

01/13/2009

196 

Minute Entry for proceedings held before Magistrate Judge William McCurine, Jr:Telephonic Status Conference held on 1/13/2009(Tape #n/a).(Plaintiff Attorney David R. Stickney).(Defendant Attorney Christopher McGrath).(rab) (Entered: 01/20/2009)

02/13/2009

197 

ORDER Setting Telephonic Status Conference: The Court held a telephonic Status/Settlement Conference on 2/12/09. A further telephonic Status Conference will be held on 3/3/2009 at 04:30 PM before Magistrate Judge William McCurine Jr. Signed by Magistrate Judge William McCurine, Jr on 02/13/09. (All non-registered users served via U.S. Mail Service).(mkz) (Entered: 02/13/2009)

03/03/2009

198 

ORDER: The Court held a telephonic Settlement/Status Conference on 3/3/09. A further telephonic Status Conference will be held on 3/23/2009 at 09:00 AM before Magistrate Judge William McCurine Jr. A joint discovery plan shall be lodged with Magistrate Judge McCurine, Jr. on 3/30/09. Signed by Magistrate Judge William McCurine, Jr on 03/03/09. (All non-registered users served via U.S. Mail Service).(mkz) (jrl). (Entered: 03/04/2009)

03/03/2009

199 

Minute Entry for proceedings held before Magistrate Judge William McCurine, Jr:Telephonic Status Conference held on 3/3/2009.(Tape #n/a).(Plaintiff Attorney David R. Stickney).(Defendant Attorney Jay Ghandi).(rab) (Entered: 03/09/2009)

03/23/2009

200 

ORDER: The Court held a telephonic Status/Settlement Disposition Conference on 3/23/09. The Court vacates the deadline for submission of a joint discovery plan. Signed by Magistrate Judge William McCurine, Jr on 03/23/09. (All non-registered users served via U.S. Mail Service).(mkz) (jrl). (Entered: 03/23/2009)

03/23/2009

201 

NOTICE by Michael Broudo Notice of Motion and Unopposed Motion for Preliminary Approval of Class Action Settlement (Stickney, David) Modified on 3/24/2009, atty contacted re attachments (mkz). (Entered: 03/23/2009)

03/23/2009

202 

MOTION for Settlement Lead Plaintiffs' Memorandum of Points and Authorities in Support of Unopposed Motion for Preliminary Approval of Settlement by Michael Broudo. (Stickney, David) (mkz). (Entered: 03/23/2009)

03/23/2009

203 

Joint MOTION for Settlement Stipulation of Settlement by Michael Broudo. (Attachments: # 1 Exhibit A, # 2 Exhibit A-1, # 3 Exhibit A-2, # 4 Exhibit A-3, # 5 Exhibit B)(Stickney, David) (mkz). (Entered: 03/23/2009)

03/23/2009

204 

Minute Entry for proceedings held before Magistrate Judge William McCurine, Jr:Telephonic Status Conference held on 3/23/2009.(Tape #n/a).(Plaintiff Attorney David R. Stickney).(Defendant Attorney Jay Ghandi).(rab) (Entered: 03/30/2009)

04/21/2009

205 

Ex Parte MOTION to Continue Hearing on Plaintiffs' Unopposed Motion for Preliminary Approval of Class Action Settlement; Declaration of William F. Sullivan by Walter F Spath, Dura Pharmaceuticals, Inc., Cam L Garner, James W Newman. (Attachments: # 1 Proof of Service)(McGrath, Christopher) Modified on 4/22/2009, atty contacted re s/ (mkz). (Entered: 04/21/2009)

04/24/2009

206 

ORDER Granting 205 Ex Parte Application to Continue Hearing on Unopposed Motion for Preliminary Approval of Class Action Settlement: The hearing date for Lead Plaintiffs' 202 Unopposed Motion for Preliminary Approval of Class Action Settlement will be advanced to 5/6/09 at 10:00 AM. Signed by Judge Janis L. Sammartino on 4/24/09. (All non-registered users served via U.S. Mail Service).(mkz) (jrl). (Entered: 04/24/2009)

05/05/2009

207 

NOTICE by Roberta Speck re 202 MOTION for Settlement, Notice of Filing of Corrected Exhibit to Plaintiffs' Motion for Preliminary Approval of Class Action Settlement (Stickney, David) (mkz). (Entered: 05/05/2009)

05/06/2009

208 

Minute Order for proceedings held before Judge Janis L. Sammartino : Hearing held and taken under submission; Court to issue written order (Court Reporter Gayle Wakefield / CRD A Ramos / Plaintiff Attorney Jeffrey D. Light, Henry Rosen, David Stickney & Niki Mendoza / Defendant Attorney William F. Sullivan & Christopher McGrath) (acr) (Entered: 05/06/2009)

07/06/2009

209 

ORDER on necessary amendments to obtain preliminary approval of class settlement. Signed by Judge Janis L. Sammartino on 07/06/09. (All non-registered users served via U.S. Mail Service).(jpp) (jrl). (Entered: 07/06/2009)

07/20/2009

210 

NOTICE by Michael Broudo Notice of Filing of Revised Class Notice and Proof of Claim Documents in Support of Preliminary Approval of Settlement (Attachments: # 1 Exhibit A-1, # 2 Exhibit A-2)(Stickney, David) (mkz). (Entered: 07/20/2009)

07/31/2009

211 

ORDER Granting 202 , 203 Motion for Preliminary Approval of Settlement and Providing for Notice and Denying Without Prejudice 183 Motion to Withdraw as Lead Plaintiffs: There will be a hearing on 12/3/09 at 1:30 PM in Courtroom 6 before Judge Janis L. Sammartino, (the "Settlement Hearing") at which time the Court shall address the fairness, reasonableness and adequacy of the Settlement, the fairness and reasonableness of the Plan of Allocation, and the Lead Counsel's application for attorneys' fees and payment of expenses. Signed by Judge Janis L. Sammartino on 7/31/09. (Attachments: # 1 Exhibit A-1, # 2 Exhibit A-2, # 3 Exhibit A-3) (All non-registered users served via U.S. Mail Service).(mkz) (jrl). (Entered: 07/31/2009)

10/19/2009

212 

MOTION for Settlement and Plan of Allocation of Settlement Proceeds; and an Award of Attorneys' Fees and Expenses by Michael Broudo, Roberta Speck. (Attachments: # 1 Memo of Points and Authorities, # 2 Memo of Points and Authorities, # 3 Declaration of Henry Rosen, David R. Stickney, and Daniel S. Sommers, # 4 Affidavit of Eric Schachter of A.B. Data, Ltd., # 5 Declaration of Jeffrey D. Light on Behalf of Coughlin Stoia Geller Rudman & Robbins LLP, Part 1 of 7, # 6 Declaration of Jeffrey D. Light, Part 2 of 7, # 7 Declaration of Jeffrey D. Light, Part 3 of 7, # 8 Declaration of Jeffrey D. Light, Part 4 of 7, # 9 Declaration of Jeffrey D. Light, Part 5 of 7, # 10 Declaration of Jeffrey D. Light, Part 6 of 7, # 11 Declaration of Jeffrey D. Light, Part 7 of 7, # 12 Declaration of David R. Stickney on Behalf of Bernstein Litowitz Berger & Grossmann LLP, # 13 Declaration of Daniel S. Sommers on Behalf of Cohen Milstein Sellers & Toll PLLC, # 14 Proof of Service)(Light, Jeffrey) (mkz). (Entered: 10/19/2009)

11/23/2009

213 

RESPONSE in Support re 212 MOTION for Settlement and Plan of Allocation of Settlement Proceeds; and an Award of Attorneys' Fees and Expenses filed by Roberta Speck. (Attachments: # 1 Proof of Service)(Light, Jeffrey) (mkz). (Entered: 11/23/2009)

12/03/2009

214 

Minute Order for proceedings held before Judge Janis L. Sammartino: Hearing re settlement and attorneys fees 212 held. Court to issue written order (Court Reporter Gayle Wakefield / CRD A Ramos / Plaintiff Attorney Jeffrey Light, Andrew Friedman & Niki Mendoza / Defendant Attorney William Sullivan & Christopher McGrath) (acr) (Entered: 12/03/2009)

12/04/2009

215 

ORDER granting 212 Motion for Settlement: Final Judgment and Order of Dismissal with Prejudice. This Court hereby retains continuing jurisdiction over (a) implementation of this settlement and any award or distribution of the Settlement Fund, including interest earned thereon; (b) disposition of the Settlement Fund; (c) hearing and determining applications for attorneys fees and expenses in the Litigation; and (d) all parties hereto for the purpose of construing, enforcing, and administering the Stipulation. There is no just reason for delay in the entry of this Judgment and immediate entry by the Clerk of the Court is expressly directed. Signed by Judge Janis L. Sammartino on 12/4/2009. (leh) (jrl). (Entered: 12/04/2009)

12/04/2009

216 

ORDER Awarding Attorneys' Fees and Expenses re 212 Motion for Settlement and Plan of Allocation of Settlement Proceeds; and an Award of Attorneys' Fees and Expenses filed by Roberta Speck, Michael Broudo. The Court hereby awards Lead Counsel attorneys fees of 25% of the Settlement Fund and expenses in an aggregate amount of $910,684.39, together with the interest earned thereon for the same time period and at the same rate as that earned on the Settlement Fund until paid. The awarded attorneys fees and expenses shall be paid to Lead Counsel from the Settlement Fund immediately after the date this Order is executed. Signed by Judge Janis L. Sammartino on 12/4/2009. (leh) (jrl). (Entered: 12/04/2009)

12/04/2009

217 

ORDER Approving Plan of Allocation of Settlement Proceeds re 212 MOTION for Settlement and Plan of Allocation of Settlement Proceeds; and an Award of Attorneys' Fees and Expenses filed by Roberta Speck, Michael Broudo. The Court hereby finds and concludes that the Plan of Allocation set forth in the Notice is in all respects fair and reasonable and the Court hereby approves the Plan of Allocation. Signed by Judge Janis L. Sammartino on 12/4/2009. (leh) (jrl). (Entered: 12/04/2009)

 

 

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