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STEVEN M. SCHATZ, State Bar # 118356 TIMOTHY T. SCOTT, State Bar # 126971 THOMAS J. MARTIN, State Bar # 150039 DANIEL W. TURBOW, State Bar # 175015 WILSON, SONSINI, GOODRICH & ROSATI Professional Corporation 650 Page Mill Road Palo Alto, California 94304-1050 Telephone: (415) 493-9300 Attorneys for Defendants VINITA GUPTA, DANIEL L. PALMER, TIMOTHY K. MONTGOMERY, STANLEY E. KAZMIERCZAK, TONI BELLIN, BENJAMIN W. BERRY, MOREY R. SCHAPIRA, GREGORY M. AVIS, CHARLES R. MOORE and DIGITAL LINK CORPORATION UNITED STATES DISTRICT COURT NORTHERN DISTRICT OF CALIFORNIA SAN JOSE DIVISION GEORGE GENNA, On Behalf of Himself ) CASE NO. C-96-20867-RMW (EAI) and All Others Similarly Situated, ) ) CLASS ACTION Plaintiff, ) ) DEFENDANTS' REQUEST TO v. ) TAKE JUDICIAL NOTICE UNDER ) FEDERAL RULES OF EVIDENCE DIGITAL LINK CORPORATION, VINITA ) 201 GUPTA, DANIEL L. PALMER, TIMOTHY ) K. MONTGOMERY, STANLEY E. ) Date: February 21, 1997 KAZMIERCZAK, TONI BELLIN, ) Time: 9:00 a.m. BENJAMIN W. BERRY, MOREY R. ) Judge: The Honorable Ronald SCHAPIRA, GREGORY M. AVIS and ) M. Whyte CHARLES R. MOORE, ) ) Defendants. ) ) ___________________________________) DEFENDANTS' REQUEST TO TAKE JUDICIAL NOTICE UNDER FEDERAL RULES OF EVIDENCE 201 C-96-20867-RMW (EAI)
Defendants Digital Link Corporation ("Digital Link"), Vinita Gupta, Daniel L. Palmer, Timothy K. Montgomery, Stanley E. Kazmierczak, Toni Bellin, Benjamin W. Berry, Morey R. Schapira, Gregory M. Avis and Charles R. Moore, (collectively the "Digital Link defendants"), hereby request that this Court take judicial notice of the documents specified herein under Fed. R. Evid. 201. This Court may consider on a motion to dismiss matters referred to in the complaint. See, e.g., Branch v. Tunnell, 14 F.3d 449, 454 (9th Cir.) ("[D]ocuments whose contents are alleged in a complaint and whose authenticity no party questions, but which are not physically attached to the pleading, may be considered in ruling on a Rule 12(b)(6) motion to dismiss."), cert. denied, 114 S. Ct. 2704 (1994). All of the documents which the defendants request this Court to take notice of, other than Digital Link's report on Form 10-Q for the quarter ended September 30, 1995, are cited by plaintiff in his Complaint. See Complaint ¶¶ 56, 78. Consequently, this Court may take notice of these documents. This Court may also take judicial notice of Digital Link's filings with the United States Securities and Exchange Commission ("SEC"). "'[W]hen passing on a motion attacking the legal efficacy of the plaintiff's statement of his claim, the court may properly look beyond the complaint only to items in the record of the case or to matters of general public record.'" Emrich v. Touche Ross & Co., 846 F.2d 1190, 1198 (9th Cir. 1988) (emphasis added). It is indisputable that Digital Link's filings with the SEC are "matters of public record." 17 C.F.R. § 240.0-3. Accord In re Valence Tech. Sec. Litig., No. C 95-20459 JW, 1996 WL 37788, *3 (N.D. Cal. Jan. 23, 1996) ("[A] district court deciding a motion to dismiss a securities fraud action 'may review and consider public disclosure documents required by law to be and which actually have been filed with the SEC....'")1; Kramer v. Time Warner Inc., 937 F.2d 767, 769- 770 (2d Cir. 1991) ("We hold that a district court may consider relevant documents required by the securities laws to be filed with the [SEC] in determining a motion to dismiss a complaint alleging ____________________ 1 A copy of In re Valence Tech. Sec. Litig., No. C 95-20459 JW, 1996 WL 37788 (N.D. Cal. Jan. 23, 1996) is attached as Ex. 6 to the Declaration of Daniel W. Turbow in support of defendants' Motion to Dismiss filed concurrently herewith. DEFENDANTS' REQUEST TO TAKE JUDICIAL NOTICE UNDER FEDERAL RULES OF EVIDENCE 201 C-96-20867-RMW (EAI) -2-
material misrepresentations and omissions in such documents."). All of the documents which the defendants request this Court to take judicial notice of are Digital Link's filings with the SEC. WHEREFORE, the defendants hereby request that this Court take judicial notice of the documents attached to the Declaration of Daniel W. Turbow as the following exhibits: Exhibit A: Digital Link's report on Form 10-Q for the quarter ended September 30, 1994; Exhibit B: Digital Link's report on Form 10-K for the fiscal year ended December 31, 1994; Exhibit C: Digital Link's report on Form 10-Q for the quarter ended March 31, 1995; Exhibit D: Digital Link's report on Form 10-Q for the quarter ended June 30, 1995; and Exhibit E: Digital Link's report on Form 10-Q for the quarter ended September 30, 1995. Dated: January 3, 1997 WILSON, SONSINI, GOODRICH & ROSATI By _______________________________ Daniel W. Turbow Attorneys for Defendants DEFENDANTS' REQUEST TO TAKE JUDICIAL NOTICE UNDER FEDERAL RULES OF EVIDENCE 201 C-96-20867-RMW (EAI) -3-