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Docket as of September 23, 1998 [retrieved 10/6/98] Proceedings include all events. M-SAN 3:98cv1847 Rosenberg v. Capstead Mortgage, et al JURY M-SAN JURY U.S. District Court Northern District of Texas (Dallas) CIVIL DOCKET FOR CASE #: 98-CV-1847 Rosenberg v. Capstead Mortgage, et al Filed: 08/06/98 Assigned to: Judge Sam A Lindsay Jury demand: Plaintiff Demand: $0,000 Nature of Suit: 850 Lead Docket: None Jurisdiction: Federal Question Dkt# in other court: None Cause: 15:78m(a) Securities Exchange Act HENRY ROSENBERG, on behalf of Marc R Stanley, Attorney at Law himself and all others 214/443-0358 FAX similarly situated [COR LD NTC ret] plaintiff Stanley Mandel & Iola 3100 Monticello Ave Suite 750 Dallas, TX 75205 USA 214/443-4300 v. CAPSTEAD MORTGAGE CORPORATION James Dennis McCarthy, Attorney defendant at Law 214/939-5849 FAX [COR ret] Walter Graves Pettey, III, Attorney at Law 214/939-6100 FAX [COR LD NTC ret] Robert H Mow, Jr, Attorney at Law 214/939-5849 FAX [COR LD NTC ret] Stephen Granberry Gleboff, Attorney at Law 214/939-6100 FAX [COR ret] Danny S Ashby, Attorney at Law 214/939-5849 FAX [COR ret] Hughes & Luce BankOne Center 1717 Main Street Suite 2800 Dallas, TX 75201 USA 214/939-5500 James L Truitt, Attorney at Law [term 08/28/98] 214/659-4808 FAX [COR LD NTC ret] Andrews & Kurth BankOne Center 1717 Main Street Suite 3700 Dallas, TX 75201 USA 214/659-4400 RONN K LYTLE James Dennis McCarthy, Attorney defendant at Law (See above) [COR ret] Walter Graves Pettey, III, Attorney at Law (See above) [COR LD NTC ret] Robert H Mow, Jr, Attorney at Law (See above) [COR LD NTC ret] Stephen Granberry Gleboff, Attorney at Law (See above) [COR ret] Danny S Ashby, Attorney at Law (See above) [COR ret] James L Truitt, Attorney at Law [term 08/28/98] (See above) [COR LD NTC ret] CHRISTOPHER T GILSON James Dennis McCarthy, Attorney defendant at Law (See above) [COR ret] Walter Graves Pettey, III, Attorney at Law (See above) [COR LD NTC ret] Robert H Mow, Jr, Attorney at Law (See above) [COR LD NTC ret] Stephen Granberry Gleboff, Attorney at Law (See above) [COR ret] Danny S Ashby, Attorney at Law (See above) [COR ret] James L Truitt, Attorney at Law [term 08/28/98] (See above) [COR LD NTC ret] JULIE A MOORE James Dennis McCarthy, Attorney defendant at Law (See above) [COR ret] Walter Graves Pettey, III, Attorney at Law (See above) [COR LD NTC ret] Robert H Mow, Jr, Attorney at Law (See above) [COR LD NTC ret] Stephen Granberry Gleboff, Attorney at Law (See above) [COR ret] Danny S Ashby, Attorney at Law (See above) [COR ret] James L Truitt, Attorney at Law [term 08/28/98] (See above) [COR LD NTC ret] ANDREW F JACOBS James Dennis McCarthy, Attorney defendant at Law (See above) [COR ret] Walter Graves Pettey, III, Attorney at Law (See above) [COR LD NTC ret] Robert H Mow, Jr, Attorney at Law (See above) [COR LD NTC ret] Stephen Granberry Gleboff, Attorney at Law (See above) [COR ret] Danny S Ashby, Attorney at Law (See above) [COR ret] James L Truitt, Attorney at Law [term 08/28/98] (See above) [COR LD NTC ret] WILLIAM H RUDLUFF James Dennis McCarthy, Attorney defendant at Law (See above) [COR ret] Walter Graves Pettey, III, Attorney at Law (See above) [COR LD NTC ret] Robert H Mow, Jr, Attorney at Law (See above) [COR LD NTC ret] Stephen Granberry Gleboff, Attorney at Law (See above) [COR ret] Danny S Ashby, Attorney at Law (See above) [COR ret] James L Truitt, Attorney at Law [term 08/28/98] (See above) [COR LD NTC ret] 8/6/98 1 COMPLAINT-Class action/Complaint for violation of the securities exchange act of 1934 filed; Filing Fee $ 150.00 Receipt # 103610 (15+) (lag) [Entry date 08/07/98] [Edit date 08/07/98] 8/6/98 1 DEMAND for jury trial by plaintiff Henry Rosenberg (lag) [Entry date 08/07/98] 8/6/98 -- PRELIMINARY ASSIGNMENT TO Magistrate Judge Wm F Sanderson Jr (lag) [Entry date 08/07/98] 8/6/98 2 SUMMONS(ES) issued for defendant Capstead Mortgage, defendant Ronn K Lytle, defendant Christopher T Gilson, defendant Julie A Moore, defendant Andrew F Jacobs, defendant William H Rudluff (ISS-6) (lag) [Entry date 08/07/98] 8/12/98 3 Affidavit of Service/RETURN OF SERVICE personally executed as to defendant Capstead Mortgage 8/10/98 by delivering a copy of the summons to Patricia Chatt authorized to accept service; Answer due on 8/31/98 for Capstead Mortgage (2) (lag) [Entry date 08/13/98] 8/12/98 4 Affidavit of Service/RETURN OF SERVICE personally executed as to defendant Ronn K Lytle 8/10/98 by delivering a true copy of the summons to Ronn K Lytle; Answer due on 8/31/98 for Ronn K Lytle (2) (lag) [Entry date 08/13/98] 8/12/98 5 Affidavit of service/RETURN OF SERVICE personally executed as to defendant Christopher T Gilson 8/10/98 by delivering a copy of the summons to Patricia Chatt authorized to accept service; Answer due on 8/31/98 for Christopher T Gilson (2) (lag) [Entry date 08/13/98] 8/12/98 6 Affidavit of service/RETURN OF SERVICE personally executed as to defendant Andrew F Jacobs 8/10/98 by delivering a copy of the summons to Andrew Jacobs; Answer due on 8/31/98 for Andrew F Jacobs (2) (lag) [Entry date 08/13/98] 8/12/98 7 Affidavit of service/RETURN OF SERVICE personally executed as to defendant William H Rudluff 8/10/98 by delivering a copy of the summons to William F Rudluff; Answer due on 8/31/98 for William H Rudluff (2) (lag) [Entry date 08/13/98] 8/12/98 8 Agreed/JOINT MOTION to extend time to answer, move, or otherwise respond to complaint by plaintiff Henry Rosenberg, defendant Capstead Mortgage, defendant Ronn K Lytle, defendant Christopher T Gilson, defendant Julie A Moore, defendant Andrew F Jacobs, defendant William H Rudluff (4) (lag) [Entry date 08/13/98] 8/12/98 9 Affidavit of service/Return of service unexecuted as to defendant Julie A Moore (2) (lag) [Entry date 08/13/98] 8/13/98 10 ORDER granting [8-1] joint motion to extend time to answer, move, or otherwise respond to complaint reset answer due for 9/10/98 for William H Rudluff, for Andrew F Jacobs, for Julie A Moore, for Christopher T Gilson, for Ronn K Lytle, for Capstead Mortgage ( signed by SAF) Copies to counsel: 8/14/98 Page(s) 3 (jrb) [Entry date 08/14/98] 8/27/98 11 Unopposed MOTION by defendant Capstead Mortgage, defendant Ronn K Lytle, defendant Christopher T Gilson, defendant Julie A Moore, defendant Andrew F Jacobs, defendant William H Rudluff to substitute Robert H Mow Jr, James Dennis McCarthy, Walter Graves Pettey III, Stephen Granberry Gleboff, Danny S Ashby for James L Truitt, Gerald C Conley and Timothy E Taylor as lead counsel (7) (jrb) [Entry date 08/31/98] 8/28/98 12 ORDER REASSIGNING CASE to Judge Sam A. Lindsay for possible consolidation with civil action no. 3:98CV1716-L. All future pleadings shall filed under 3:98CV1847-L ( signed by SAF) Copies to counsel: 08/31/98 Page(s): 2 (cxj) [Entry date 08/31/98] 8/28/98 13 ORDER granting [11-1] motion to substitute Robert H Mow Jr, James Dennis McCarthy, Walter Graves Pettey III, Stephen Granberry Gleboff, Danny S Ashby for James L Truitt, Gerald C Conley and Timothy E Taylor as lead counsel ; terminated ( signed by SAF) Copies to counsel: 08/31/98 Page(s) 1 (cxj) [Entry date 08/31/98] [END OF DOCKET: 3:98cv1847]