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Docket as of September 23, 1998 [retrieved 10/6/98] Proceedings include all events. M-SAN 3:98cv1802 Rozenfeld v. Capstead Mortgage, et al JURY M-SAN JURY U.S. District Court Northern District of Texas (Dallas) CIVIL DOCKET FOR CASE #: 98-CV-1802 Rozenfeld v. Capstead Mortgage, et al Filed: 07/31/98 Assigned to: Judge Sam A Lindsay Jury demand: Plaintiff Demand: $0,000 Nature of Suit: 850 Lead Docket: None Jurisdiction: Federal Question Dkt# in other court: None Cause: 15:78m(a) Securities Exchange Act STEPHEN ROZENFELD, on behalf Roger Farrell Claxton, Attorney of himself and all others at Law similarly situated 214/953-0583 FAX plaintiff [COR ret] Robert James Hill, Attorney at Law 214/953-0583 FAX [COR LD NTC ret] Kilgore & Kilgore McKinney Place 3131 McKinney Avenue Suite 700 LB 103 Dallas, TX 75204-2471 USA 214/969-9099 v. CAPSTEAD MORTGAGE CORPORATION James Dennis McCarthy, Attorney defendant at Law 214/939-5849 FAX [COR ret] Walter Graves Pettey, III, Attorney at Law 214/939-6100 FAX [COR ret] Robert H Mow, Jr, Attorney at Law 214/939-5849 FAX [COR LD NTC ret] Stephen Granberry Gleboff, Attorney at Law 214/939-6100 FAX [COR ret] Danny S Ashby, Attorney at Law 214/939-5849 FAX [COR ret] Hughes & Luce BankOne Center 1717 Main Street Suite 2800 Dallas, TX 75201 USA 214/939-5500 RONN K LYTLE James Dennis McCarthy, Attorney defendant at Law (See above) [COR ret] Walter Graves Pettey, III, Attorney at Law (See above) [COR ret] Robert H Mow, Jr, Attorney at Law (See above) [COR LD NTC ret] Stephen Granberry Gleboff, Attorney at Law (See above) [COR ret] Danny S Ashby, Attorney at Law (See above) [COR ret] CHRISTOPHER T GILSON James Dennis McCarthy, Attorney defendant at Law (See above) [COR ret] Walter Graves Pettey, III, Attorney at Law (See above) [COR ret] Robert H Mow, Jr, Attorney at Law (See above) [COR LD NTC ret] Stephen Granberry Gleboff, Attorney at Law (See above) [COR ret] Danny S Ashby, Attorney at Law (See above) [COR ret] JULIE A MOORE James Dennis McCarthy, Attorney defendant at Law (See above) [COR ret] Walter Graves Pettey, III, Attorney at Law (See above) [COR ret] Robert H Mow, Jr, Attorney at Law (See above) [COR LD NTC ret] Stephen Granberry Gleboff, Attorney at Law (See above) [COR ret] Danny S Ashby, Attorney at Law (See above) [COR ret] ANDREW F JACOBS James Dennis McCarthy, Attorney defendant at Law (See above) [COR ret] Walter Graves Pettey, III, Attorney at Law (See above) [COR ret] Robert H Mow, Jr, Attorney at Law (See above) [COR LD NTC ret] Stephen Granberry Gleboff, Attorney at Law (See above) [COR ret] Danny S Ashby, Attorney at Law (See above) [COR ret] WILLIAM H RUDLUFF James Dennis McCarthy, Attorney defendant at Law (See above) [COR ret] Walter Graves Pettey, III, Attorney at Law (See above) [COR ret] Robert H Mow, Jr, Attorney at Law (See above) [COR LD NTC ret] Stephen Granberry Gleboff, Attorney at Law (See above) [COR ret] Danny S Ashby, Attorney at Law (See above) [COR ret] 7/31/98 1 COMPLAINT-Class Action filed; No fee paid (15+) (lag) [Entry date 08/03/98] 7/31/98 -- PRELIMINARY ASSIGNMENT TO Magistrate Judge Wm F Sanderson Jr (lag) [Entry date 08/03/98] 7/31/98 1 DEMAND for jury trial by plaintiff Stephen Rozenfeld (lag) [Entry date 08/03/98] 8/3/98 2 SUMMONS(ES) issued for defendant Capstead Mortgage, defendant Ronn K Lytle, defendant Christopher T Gilson, defendant Julie A Moore, defendant Andrew F Jacobs, defendant William H Rudluff (ISS-6) (lag) [Entry date 08/04/98] 8/24/98 3 WAIVER OF SERVICE Returned Executed as to Andrew F Jacobs 8/6/98 Answer due on 10/5/98 for Andrew F Jacobs (akk) [Entry date 08/25/98] 8/24/98 4 WAIVER OF SERVICE Returned Executed as to William H Rudluff 8/5/98 Answer due on 10/5/98 for William H Rudluff (1) (lag) [Entry date 08/25/98] 8/24/98 5 WAIVER OF SERVICE Returned Executed as to Julie A Moore 8/5/98 Answer due on 10/5/98 for Julie A Moore (1) (lag) [Entry date 08/25/98] 8/24/98 6 WAIVER OF SERVICE Returned Executed as to Christopher T Gilson 8/5/98 Answer due on 10/5/98 for Christopher T Gilson (1) (lag) [Entry date 08/25/98] 8/24/98 7 WAIVER OF SERVICE Returned Executed as to Ronn K Lytle 8/5/98 Answer due on 10/5/98 for Ronn K Lytle (1) (lag) [Entry date 08/25/98] 8/24/98 8 WAIVER OF SERVICE Returned Executed as to Capstead Mortgage 8/5/98 Answer due on 10/5/98 for Capstead Mortgage (1) (lag) [Entry date 08/25/98] 8/27/98 9 NOTICE of attorney appearance for defendant Capstead Mortgage, defendant Ronn K Lytle, defendant Christopher T Gilson, defendant Julie A Moore, defendant Andrew F Jacobs, defendant William H Rudluff by Robert H Mow Jr, James Dennis McCarthy, Walter Graves Pettey III, Stephen Granberry Gleboff, Danny S Ashby (4) (jrb) [Entry date 08/31/98] 8/28/98 10 ORDER REASSIGNING CASE to Judge Sam A. Lindsay for possible consolidation with civil action no. 3:98CV1716-L. All future pleadings shall be filed under 3:98CV1802-L ( signed by SAF) Copies to counsel: 08/31/98 Page(s): 2 (cxj) [Entry date 08/31/98] 9/21/98 11 MOTION by plaintiff Stephen Rozenfeld for appointment of lead plaintiffs, approval of lead counsel and entry of proposed pre-trial order no. 1 (5) (jrb) [Entry date 09/22/98] 9/21/98 12 MEMORANDUM by plaintiff Stephen Rozenfeld in support of [11-1] motion for appointment of lead plaintiffs, approval of lead counsel and entry of proposed pre-trial order no. 1 (15) (jrb) [Entry date 09/22/98] 9/21/98 13 AFFIDAVIT of Roger F Claxton Re: [11-1] motion for appointment of lead plaintiffs, approval of lead counsel and entry of proposed pre-trial order no. 1 (15+)(USC) (jrb) [Entry date 09/22/98] [END OF DOCKET: 3:98cv1802]