Case docket was last updated on: 09/12/00. Docket as of September 12, 2000 10:57 pm Page 1 Proceedings include all events. 1:97cv10304 In Re Centennial Tec, et al v. Centennial Technol, et al LEAD LEAD U.S. District Court U.S. District Court - Massachusetts (Boston) CIVIL DOCKET FOR CASE #: 97-CV-10304 In Re Centennial Tec, et al v. Centennial Technol, et al Filed: 02/11/97 Assigned to: Judge Robert E. Keeton Jury demand: Both Demand: $0,000 Nature of Suit: 160 Lead Docket: None Jurisdiction: Federal Question Dkt# in other court: None Cause: 15:78m(a) Securities Exchange Act RONALD SCHWARTZ, on behalf of Glen DeValerio themselves and all others [COR LD NTC] similarly situated Norman Berman Plaintiff [COR LD NTC] Berman, DeValerio & Pease One Liberty Square Boston, MA 02109 617-542-8300 David Bershad [COR LD NTC] Milberg, Weiss, Bershad, Hynes & Lerach One Penn Plaza New York City, NY 10002 Stanley Bernstein [COR LD NTC] Bernstein Liebhard & Lifshitz, LLP 10 East 40th Street New York, NY 10016 USA 212 779-1414 Nancy F. Gans [COR LD NTC] Moulton & Gans, LLP 133 Federal Street 12th Floor Boston, MA 02110-1200 617-369-7979 Stephen Moulton [COR LD NTC] Moulton & Gans 133 Federal Street, 12th Floor Boston, MA 02110-1200 Docket as of September 12, 2000 10:57 pm Page 2 Proceedings include all events. 1:97cv10304 In Re Centennial Tec, et al v. Centennial Technol, et al LEAD 617-369-7979 Jack G. Fruchter [COR LD NTC] Fruchter & Twersky 60 East 42nd Street 47th Floor New York, NY 10165 212-687-6655 DAVID FINKELSTEIN, on behalf David Bershad of themselves and all others (See above) smilarly situated [COR LD NTC] Plaintiff Stanley Bernstein (See above) [COR LD NTC] Nancy F. Gans [COR LD NTC] Nancy F. Gans (See above) [COR LD NTC] Moulton & Gans, LLP 133 Federal Street 12th Floor Boston, MA 02110-1200 617-369-7979 Stephen Moulton (See above) [COR LD NTC] Jack G. Fruchter (See above) [COR LD NTC] SAL LATORRACA Jeffrey C. Block Consolidated Plaintiff [COR LD NTC] Berman, DeValerio & Pease One Liberty Square Boston, MA 02109 617-542-8300 JOHN M. BABINGTON Thomas G. Shapiro Consolidated Plaintiff [COR LD NTC] Edward F. Haber [COR LD NTC] Shapiro, Grace & Haber 75 State Street Boston, MA 02109 Docket as of September 12, 2000 10:57 pm Page 3 Proceedings include all events. 1:97cv10304 In Re Centennial Tec, et al v. Centennial Technol, et al LEAD 617-439-3939 EDWARD CAMPANELLI Thomas G. Shapiro Consolidated Plaintiff (See above) [COR LD NTC] Edward F. Haber (See above) [COR LD NTC] Michelle H. Blauner [COR LD NTC] Shapiro, Grace & Haber 75 State Street Boston, MA 02109 617-439-3939 CHRISTINE CAMPANELLI Thomas G. Shapiro Consolidated Plaintiff (See above) [COR LD NTC] Edward F. Haber (See above) [COR LD NTC] Michelle H. Blauner (See above) [COR LD NTC] ROBERT BERNARD Thomas G. Shapiro Consolidated Plaintiff (See above) [COR LD NTC] Edward F. Haber (See above) [COR LD NTC] Michelle H. Blauner (See above) [COR LD NTC] HOWARD P. SCHWARTZ Thomas G. Shapiro Consolidated Plaintiff (See above) [COR LD NTC] Edward F. Haber (See above) [COR LD NTC] MIRIAM THURM Thomas G. Shapiro Consolidated Plaintiff (See above) [COR LD NTC] Edward F. Haber (See above) [COR LD NTC] Docket as of September 12, 2000 10:57 pm Page 4 Proceedings include all events. 1:97cv10304 In Re Centennial Tec, et al v. Centennial Technol, et al LEAD FELIX SMOLENSKY Thomas G. Shapiro Consolidated Plaintiff (See above) [COR LD NTC] Edward F. Haber (See above) [COR LD NTC] ROBERT BLASHKA, Dr. Jeffrey C. Block Consolidated Plaintiff (See above) [COR LD NTC] STEPHEN CAMPBELL Jeffrey C. Block Consolidated Plaintiff (See above) [COR LD NTC] BARBARA ANN KORNS Jeffrey C. Block Consolidated Plaintiff (See above) [COR LD NTC] RONALD REES Jeffrey C. Block Consolidated Plaintiff (See above) [COR LD NTC] YAAKOV GLATTER Thomas G. Shapiro Consolidated Plaintiff (See above) [COR LD NTC] Edward F. Haber (See above) [COR LD NTC] WILLIAM KARGES, JR. Ralph M. Stone Consolidated Plaintiff [COR LD NTC] Milberg, Weiss, Bershad Specthrie & Lerach One Penn Plaza New York, NY 10119 212-594-5300 Howard D. Finkelstein [COR LD NTC] Finkelstein & Associates 501 West Broadway Suite 1250 San Diego, CA 92101 619-238-1333 Stephen Moulton Docket as of September 12, 2000 10:57 pm Page 5 Proceedings include all events. 1:97cv10304 In Re Centennial Tec, et al v. Centennial Technol, et al LEAD (See above) [COR LD NTC] STEVEN GOLDMAN Ralph M. Stone Consolidated Plaintiff (See above) [COR LD NTC] Howard D. Finkelstein (See above) [COR LD NTC] Stephen Moulton (See above) [COR LD NTC] RANDI WARREN, M.D. Ralph M. Stone Consolidated Plaintiff (See above) [COR LD NTC] Howard D. Finkelstein (See above) [COR LD NTC] Stephen Moulton (See above) [COR LD NTC] MAX BRUYSSCHAARD Thomas G. Shapiro Consolidated Plaintiff (See above) [COR LD NTC] Edward F. Haber (See above) [COR LD NTC] ARNOLD KORELITZ Jeffrey C. Block Consolidated Plaintiff (See above) [COR LD NTC] MYER SHAPIRO Jeffrey C. Block Consolidated Plaintiff (See above) [COR LD NTC] KARL BAUKNIGHT Jeffrey C. Block Consolidated Plaintiff (See above) [COR LD NTC] MORRIS WEINSTEIN Edward F. Haber Docket as of September 12, 2000 10:57 pm Page 6 Proceedings include all events. 1:97cv10304 In Re Centennial Tec, et al v. Centennial Technol, et al LEAD Consolidated Plaintiff (See above) [COR LD NTC] LORI L. SANDERS, Derivatively Gretchen M. Van Ness on Behalf of Centennial [COR LD NTC] Technologies Inc. 60 State Street Consolidated Plaintiff Suite 750 Boston, MA 02109 617-723-5060 Robert C. Schubert [COR LD NTC] Schubert & Reed LLP Two Embarcadero Center Suite 1050 San Francisco, CA 94111 415-788-4220 JESSIE B. CARNEVALE, on behalf Thomas G. Shapiro of herself and all others (See above) similarly situated [COR LD NTC] Consolidated Plaintiff Michelle H. Blauner (See above) [COR LD NTC] STANLEY EGELBERG, on behalf of Thomas G. Shapiro himself and all others (See above) similarly situated [COR LD NTC] Consolidated Plaintiff Michelle H. Blauner (See above) [COR LD NTC] SHERRIL EAPEN Jeffrey C. Block Consolidated Plaintiff (See above) [COR LD NTC] SHEEBA CHERIAN Jeffrey C. Block Consolidated Plaintiff (See above) [COR LD NTC] LEON TROLL Jeffrey C. Block Consolidated Plaintiff (See above) [COR LD NTC] ROBERT WEISS Jeffrey C. Block Consolidated Plaintiff (See above) [COR LD NTC] Docket as of September 12, 2000 10:57 pm Page 7 Proceedings include all events. 1:97cv10304 In Re Centennial Tec, et al v. Centennial Technol, et al LEAD MICHAEL SORKIN Jeffrey C. Block Consolidated Plaintiff (See above) [COR LD NTC] DAVID E. HILL Jeffrey C. Block Consolidated Plaintiff (See above) [COR LD NTC] DEVEREUX GREEN HILL, on her Glen DeValerio own behalf and on behalf of (See above) all others similarly situated [COR LD NTC] Consolidated Plaintiff JENNIFER L. ELLIS Thomas G. Shapiro Consolidated Plaintiff (See above) [COR LD NTC] Edward F. Haber (See above) [COR LD NTC] ROBERT J. SUAREZ Glen DeValerio Consolidated Plaintiff (See above) [COR LD NTC] IRVING GURAK Glen DeValerio Consolidated Plaintiff (See above) [COR LD NTC] ANTHONY KALIOROS Glen DeValerio Consolidated Plaintiff (See above) [COR LD NTC] LEON NORTH Glen DeValerio Consolidated Plaintiff (See above) [COR LD NTC] DAVID WAIKUS Glen DeValerio Consolidated Plaintiff (See above) [COR LD NTC] STEPHAN EGGLY Glen DeValerio Consolidated Plaintiff (See above) [COR LD NTC] Docket as of September 12, 2000 10:57 pm Page 8 Proceedings include all events. 1:97cv10304 In Re Centennial Tec, et al v. Centennial Technol, et al LEAD GORDON SOKICH Glen DeValerio Consolidated Plaintiff (See above) [COR LD NTC] ROSEN & YAMPOLSKY PARTNERSHIP Glen DeValerio Consolidated Plaintiff (See above) [COR LD NTC] BARBARA STRUNK Norman Berman Consolidated Plaintiff (See above) [COR LD NTC] RICHARD STRUNK Norman Berman Consolidated Plaintiff (See above) [COR LD NTC] MANUEL DE ALMEIDA Norman Berman Consolidated Plaintiff (See above) [COR LD NTC] INES DE ALMEIDA Norman Berman Consolidated Plaintiff (See above) [COR LD NTC] JONATHAN BOMS Glen DeValerio Consolidated Plaintiff (See above) [COR LD NTC] HARRY CURRY Glen DeValerio Consolidated Plaintiff (See above) [COR LD NTC] ROBERT ROBINSON Glen DeValerio Consolidated Plaintiff (See above) [COR LD NTC] ALBERT SHAPIRO Glen DeValerio Consolidated Plaintiff (See above) [COR LD NTC] STEVEN S. SIEGELAUB Glen DeValerio Consolidated Plaintiff (See above) Docket as of September 12, 2000 10:57 pm Page 9 Proceedings include all events. 1:97cv10304 In Re Centennial Tec, et al v. Centennial Technol, et al LEAD [COR LD NTC] Jeffrey C. Block (See above) [COR LD NTC] STANTON L. TRIESTER Glen DeValerio Consolidated Plaintiff (See above) [COR LD NTC] CARL CHAIKIN Glen DeValerio Consolidated Plaintiff (See above) [COR LD NTC] CARL CHAIKIN, Carl Chaikin IRA Glen DeValerio Consolidated Plaintiff (See above) [COR LD NTC] SUSAN CHAIKIN Glen DeValerio Consolidated Plaintiff (See above) [COR LD NTC] CLIFF ASSOCIATES Glen DeValerio Consolidated Plaintiff (See above) [COR LD NTC] PAT V. CAPUTI Glen DeValerio Consolidated Plaintiff (See above) [COR LD NTC] FREEMAN FAMILY PARTNERSHIP Glen DeValerio Consolidated Plaintiff (See above) [COR LD NTC] MBR PRODUCE CORP. RETIREMENT Glen DeValerio PLAN, DOUGLAS FREEMAN, TRUSTEE (See above) Consolidated Plaintiff [COR LD NTC] EUGENE SHAPIRO Glen DeValerio Consolidated Plaintiff (See above) [COR LD NTC] WHU ENTERPRISES, INC Glen DeValerio Consolidated Plaintiff (See above) [COR LD NTC] Docket as of September 12, 2000 10:57 pm Page 10 Proceedings include all events. 1:97cv10304 In Re Centennial Tec, et al v. Centennial Technol, et al LEAD MARSHA J. TAYLOR Glen DeValerio Consolidated Plaintiff (See above) [COR LD NTC] JAMES ABOUD Glen DeValerio Consolidated Plaintiff (See above) [COR LD NTC] ROBERT H. WITTEMEYER Glen DeValerio Consolidated Plaintiff (See above) [COR LD NTC] JCT DESIGN ENTERPRISES, INC. Peter A. Lagorio Consolidated Plaintiff [COR LD NTC] Gilman & Pastor One Boston Place 28th Floor Boston, MA 02108 617-589-3749 Saul Roffe [COR LD NTC] Sirota & Sirota 747 Third Avenue New York, NY 10017 212-759-5555 EARL L. MITCHELL Gretchen M. Van Ness Consolidated Plaintiff (See above) [COR LD NTC] KANTIAL R. PATEL Murray Miller Consolidated Plaintiff [COR LD NTC] Miller & Miller Ltd. 3200 N. Central Avenue Suite 2250 Phoenix, AZ 85012 602-266-8440 RANJAN K. PATEL Murray Miller Consolidated Plaintiff (See above) [COR LD NTC] ANATOLE GEICHE Marc Redlich Consolidated Plaintiff [COR LD NTC] Docket as of September 12, 2000 10:57 pm Page 11 Proceedings include all events. 1:97cv10304 In Re Centennial Tec, et al v. Centennial Technol, et al LEAD Law Offices of Marc Redlich Three Center Plaza Boston, MA 02108 617-720-0900 CHARLES PHILIPS, derivatively Glen DeValerio on behalf of Centennial (See above) Technologies, Inc. [COR LD NTC] Consolidated Plaintiff Jeffrey C Block [COR LD NTC] Matthew Miller [COR LD NTC] Berman, DeValerio & Pease One Liberty Square Boston, MA 02109 617-542-8300 MOSHE ARIEL, on his behalf and Edward F. Haber on behalf of all others (See above) similarly situated [COR LD NTC] Consolidated Plaintiff MARTY BURSTEIN Samuel Kornhauser Consolidated Plaintiff [COR LD NTC] Law Offices of Samuel Kornhauser 155 Jackson St. Suite 1807 San Francisco, CA 94111 415-981-6281 ROBERT BOORSTEIN, Dr. Samuel Kornhauser Consolidated Plaintiff (See above) [COR LD NTC] RICHARD BAUM Samuel Kornhauser Consolidated Plaintiff (See above) [COR LD NTC] URMILA BHARGAVA Samuel Kornhauser Consolidated Plaintiff (See above) [COR LD NTC] STANLEY H. BIGELOW Samuel Kornhauser Consolidated Plaintiff (See above) [COR LD NTC] Docket as of September 12, 2000 10:57 pm Page 12 Proceedings include all events. 1:97cv10304 In Re Centennial Tec, et al v. Centennial Technol, et al LEAD ROBERT BOONE Samuel Kornhauser Consolidated Plaintiff (See above) [COR LD NTC] SHIRLEY L. BOONE Samuel Kornhauser Consolidated Plaintiff (See above) [COR LD NTC] JEFFREY BRUNO Samuel Kornhauser Consolidated Plaintiff (See above) [COR LD NTC] ROBERT BURKE Samuel Kornhauser Consolidated Plaintiff (See above) [COR LD NTC] JOHN CASSETTI Samuel Kornhauser Consolidated Plaintiff (See above) [COR LD NTC] RALPH CLOCK Samuel Kornhauser Consolidated Plaintiff (See above) [COR LD NTC] RACHANEE CLOVIS Samuel Kornhauser Consolidated Plaintiff (See above) [COR LD NTC] ELLIOT COHEN, Dr. Samuel Kornhauser Consolidated Plaintiff (See above) [COR LD NTC] MURIEL COHEN Samuel Kornhauser Consolidated Plaintiff (See above) [COR LD NTC] THOMAS CONRAD, Dr. Samuel Kornhauser Consolidated Plaintiff (See above) [COR LD NTC] PHILLIP CRARY Samuel Kornhauser Consolidated Plaintiff (See above) [COR LD NTC] Docket as of September 12, 2000 10:57 pm Page 13 Proceedings include all events. 1:97cv10304 In Re Centennial Tec, et al v. Centennial Technol, et al LEAD JOHN DOWNWARD Samuel Kornhauser Consolidated Plaintiff (See above) [COR LD NTC] WILLIAM DUKES Samuel Kornhauser Consolidated Plaintiff (See above) [COR LD NTC] RONALD FALK Samuel Kornhauser Consolidated Plaintiff (See above) [COR LD NTC] GLENN FALKOWSKI Samuel Kornhauser Consolidated Plaintiff (See above) [COR LD NTC] HERMANN FASEL Samuel Kornhauser Consolidated Plaintiff (See above) [COR LD NTC] CHARLES FERRIS Samuel Kornhauser Consolidated Plaintiff (See above) [COR LD NTC] JOAN FIRESTONE Samuel Kornhauser Consolidated Plaintiff (See above) [COR LD NTC] LESLIE GELMAN Samuel Kornhauser Consolidated Plaintiff (See above) [COR LD NTC] GENE GRIFFIN Samuel Kornhauser Consolidated Plaintiff (See above) [COR LD NTC] DEBORAH GRUEN Samuel Kornhauser Consolidated Plaintiff (See above) [COR LD NTC] JANET GUSTAFSON Samuel Kornhauser Consolidated Plaintiff (See above) Docket as of September 12, 2000 10:57 pm Page 14 Proceedings include all events. 1:97cv10304 In Re Centennial Tec, et al v. Centennial Technol, et al LEAD [COR LD NTC] TOM HERSON Samuel Kornhauser Consolidated Plaintiff (See above) [COR LD NTC] MITCHELL HIRSCH Samuel Kornhauser Consolidated Plaintiff (See above) [COR LD NTC] LORRI HIRSCH Samuel Kornhauser Consolidated Plaintiff (See above) [COR LD NTC] KEN KAMINS Samuel Kornhauser Consolidated Plaintiff (See above) [COR LD NTC] KARIN KERNS Samuel Kornhauser Consolidated Plaintiff (See above) [COR LD NTC] DAVID M. KERR Samuel Kornhauser Consolidated Plaintiff (See above) [COR LD NTC] DAVID KOMET Samuel Kornhauser Consolidated Plaintiff (See above) [COR LD NTC] JIM KORTH Samuel Kornhauser Consolidated Plaintiff (See above) [COR LD NTC] PREM KUMAR Samuel Kornhauser Consolidated Plaintiff (See above) [COR LD NTC] CLARK LAGOW Samuel Kornhauser Consolidated Plaintiff (See above) [COR LD NTC] JOHN LANDIS Samuel Kornhauser Docket as of September 12, 2000 10:57 pm Page 15 Proceedings include all events. 1:97cv10304 In Re Centennial Tec, et al v. Centennial Technol, et al LEAD Consolidated Plaintiff (See above) [COR LD NTC] LARRY L. LIKOVER, Dr. Samuel Kornhauser Consolidated Plaintiff (See above) [COR LD NTC] JOHN G. LOWE Samuel Kornhauser Consolidated Plaintiff (See above) [COR LD NTC] DAWN LUBER Samuel Kornhauser Consolidated Plaintiff (See above) [COR LD NTC] DAVID MANN Samuel Kornhauser Consolidated Plaintiff (See above) [COR LD NTC] EMERSON MARSH Samuel Kornhauser Consolidated Plaintiff (See above) [COR LD NTC] LAVETA MARSH REVOCABLE TRUST Samuel Kornhauser Consolidated Plaintiff (See above) [COR LD NTC] DON L. MCGINNIS Samuel Kornhauser Consolidated Plaintiff (See above) [COR LD NTC] EDWARD MEECE Samuel Kornhauser Consolidated Plaintiff (See above) [COR LD NTC] JAMES MEEKER Samuel Kornhauser Consolidated Plaintiff (See above) [COR LD NTC] STEVE MOLIS Samuel Kornhauser Consolidated Plaintiff (See above) [COR LD NTC] Docket as of September 12, 2000 10:57 pm Page 16 Proceedings include all events. 1:97cv10304 In Re Centennial Tec, et al v. Centennial Technol, et al LEAD PATRICIA NEWCOMBE Samuel Kornhauser Consolidated Plaintiff (See above) [COR LD NTC] ROBERT NEWCOMBE Samuel Kornhauser Consolidated Plaintiff (See above) [COR LD NTC] RAKESH PARIKH Samuel Kornhauser Consolidated Plaintiff (See above) [COR LD NTC] PATRICK PEAVY, Dr. Samuel Kornhauser Consolidated Plaintiff (See above) [COR LD NTC] PENTZ REVOCABLE LIVING TRUST Samuel Kornhauser Consolidated Plaintiff (See above) [COR LD NTC] MICHAEL RADIGAN Samuel Kornhauser Consolidated Plaintiff (See above) [COR LD NTC] RONALD A. REMICK Samuel Kornhauser Consolidated Plaintiff (See above) [COR LD NTC] JOSEPH E. RIZK Samuel Kornhauser Consolidated Plaintiff (See above) [COR LD NTC] PAUL E. ROMANO Samuel Kornhauser Consolidated Plaintiff (See above) [COR LD NTC] JUDITH A. ROMANO Samuel Kornhauser Consolidated Plaintiff (See above) [COR LD NTC] WILLIAM RYAN Samuel Kornhauser Consolidated Plaintiff (See above) [COR LD NTC] Docket as of September 12, 2000 10:57 pm Page 17 Proceedings include all events. 1:97cv10304 In Re Centennial Tec, et al v. Centennial Technol, et al LEAD GLENN SCOTT Samuel Kornhauser Consolidated Plaintiff (See above) [COR LD NTC] CRAIG SEGER Samuel Kornhauser Consolidated Plaintiff (See above) [COR LD NTC] MELVIN SELZNICK Samuel Kornhauser Consolidated Plaintiff (See above) [COR LD NTC] CURT SHUEY Samuel Kornhauser Consolidated Plaintiff (See above) [COR LD NTC] CHARLES SMITH Samuel Kornhauser Consolidated Plaintiff (See above) [COR LD NTC] GEOFFREY SMITH Samuel Kornhauser Consolidated Plaintiff (See above) [COR LD NTC] TOWNSVILLE TRADING, LTD. Samuel Kornhauser Consolidated Plaintiff (See above) [COR LD NTC] PRASAD SRINIVASAN Samuel Kornhauser Consolidated Plaintiff (See above) [COR LD NTC] DOUGLAS W. STONE Samuel Kornhauser Consolidated Plaintiff (See above) [COR LD NTC] MARK SUSNOW Samuel Kornhauser Consolidated Plaintiff (See above) [COR LD NTC] BILL TIFFT Samuel Kornhauser Consolidated Plaintiff (See above) [COR LD NTC] Docket as of September 12, 2000 10:57 pm Page 18 Proceedings include all events. 1:97cv10304 In Re Centennial Tec, et al v. Centennial Technol, et al LEAD HENRY W. TOOKE Samuel Kornhauser Consolidated Plaintiff (See above) [COR LD NTC] PAUL VIGNALE Samuel Kornhauser Consolidated Plaintiff (See above) [COR LD NTC] VICTOR VIZITEI Samuel Kornhauser Consolidated Plaintiff (See above) [COR LD NTC] JIM WAHL Samuel Kornhauser Consolidated Plaintiff (See above) [COR LD NTC] WILLIAM J. WALTON Samuel Kornhauser Consolidated Plaintiff (See above) [COR LD NTC] JEAN WILLIAMS Samuel Kornhauser Consolidated Plaintiff (See above) [COR LD NTC] GORDON WONG Samuel Kornhauser Consolidated Plaintiff (See above) [COR LD NTC] v. CENTENNIAL TECHNOLOGIES INC. Defendant EMANUEL PINEZ Defendant JAMES M. MURPHY, JR. John F. Cullen Defendant [COR LD NTC] Cullen & Resnick Shipway Place Suite C-3 Boston, MA 02129 Docket as of September 12, 2000 10:57 pm Page 19 Proceedings include all events. 1:97cv10304 In Re Centennial Tec, et al v. Centennial Technol, et al LEAD 617-242-4860 JOHN J. MCDONALD Defendant JOHN J. SHIELDS Defendant J.P. LUC BEAUBIEN Defendant WILLIAM M. KINCH Defendant WILLIAM J. SHEA Defendant DONALD R. PECK Defendant ROBERT SILVA Defendant COOPERS & LYBRAND, Coopers & Dennis M. Kelleher Lybrand L.L.P. [COR LD NTC] Defendant Thomas J. Dougherty [COR LD NTC] Skadden, Arps, Slate, Meagher & Flom One Beacon Street 31st Floor Boston, MA 02108 617-573-4800 NEEDHAM & CO., INC. Peter M. Saparoff Defendant [COR LD NTC] Mintz, Levin, Cohn, Ferris, Glovsky & Popeo, P.C. One Financial Center Boston, MA 02111 617-542-6000 CABOT HERITAGE CORPORATION Defendant Docket as of September 12, 2000 10:57 pm Page 20 Proceedings include all events. 1:97cv10304 In Re Centennial Tec, et al v. Centennial Technol, et al LEAD LAWRENCE J. RAMAEKERS Robert J. Muldoon, Jr. Defendant [COR LD NTC] Sherin & Lodgen 100 Summer Street Boston, MA 02110 617-426-5720 Christopher A. Duggan [COR LD NTC] Christopher A. Duggan [COR LD NTC] Smith, Duggan & Johnson Two Center Plaza Boston, MA 02108 617-248-1900 James M. Wodarski [COR LD NTC] Sherin and Lodgen LLP 100 Summer Street, 28th floor Boston, MA 02110 617-426-5720 Thomas G. McNeil [COR LD NTC] Lawrence G. Campbell [COR LD NTC] Dickinson, Wright, Moon, Van Dusen & Freeman 500 Woodward Avenue Suite 4000 Detroit, MI 48226-3425 313-223-3500 David A. Brown [COR LD NTC] Sherin & Lodgen LLP 100 Summer Street Boston, MA 02110 617-646-2000 Matthew J. Walko [COR LD NTC] 76 Hudson Street Milton, MA 02186-1453 617-696-9428 THOMAS KINCH Michael A. Collora Defendant [COR LD NTC] David M. Osburne [COR LD NTC] Docket as of September 12, 2000 10:57 pm Page 21 Proceedings include all events. 1:97cv10304 In Re Centennial Tec, et al v. Centennial Technol, et al LEAD Dwyer & Collora 600 Atlantic Ave. Boston, MA 02110-2211 617-371-1000 A. URI LEVY Consolidated Defendant JAY ALIX AND ASSOCIATES Robert J. Muldoon, Jr. Consolidated Defendant (See above) [COR LD NTC] James M. Wodarski (See above) [COR LD NTC] David A. Brown (See above) [COR LD NTC] BOND D. FLETCHER Stephen F. Murray Consolidated Defendant [COR LD NTC] Kagan & Kagan, P.C. One Orr Square Revere, MA 02151 617-289-3417 Spencer Kagan [COR LD NTC] Stephen F. Murray [COR LD NTC] 1 Orr Square Revere, MA 02151 MEDIAJET, INC. Stephen F. Murray Consolidated Defendant (See above) [COR LD NTC] Spencer Kagan (See above) [COR LD NTC] Stephen F. Murray (See above) [COR LD NTC] SUNCREST LTD Stephen F. Murray Consolidated Defendant (See above) [COR LD NTC] Docket as of September 12, 2000 10:57 pm Page 22 Proceedings include all events. 1:97cv10304 In Re Centennial Tec, et al v. Centennial Technol, et al LEAD Spencer Kagan (See above) [COR LD NTC] MEDIA JET, INC. Consolidated Defendant LEHMAN BROTHERS, INC. John D. Donovan, Jr. Consolidated Defendant [COR LD NTC] Mark P. Spzak [COR LD NTC] Crystal D. Talley [COR LD NTC] Ropes & Gray One International Place Boston, MA 02110-2624 USA 617-951-7890 PRESAGE CORP./BBC COMPUTERS Albert F. Cullen, Jr. Consolidated Defendant [COR LD NTC] Law Offices of Albert F. Cullen Jr. 73 Tremont Street 7th Floor Boston, MA 02108 617-367-7680 Docket as of September 12, 2000 10:57 pm Page 23 Proceedings include all events. 1:97cv10304 In Re Centennial Tec, et al v. Centennial Technol, et al LEAD 2/11/97 1 Complaint filed. Case assigned to Judge: Keeton. Receipt #: 120981 Amount:$ 150.00. Fee Status: Paid. (bdb) [Entry date 02/12/97] [1:97cv10304] 2/11/97 -- Summons issued for Centennial Tech, Emanuel Pinez, James M. Murphy Jr. (bdb) [Entry date 02/12/97] [Edit date 02/14/97] [1:97cv10304] 2/21/97 2 Judge Robert E. Keeton. Practice and Procedure Order No. 1 entered. cc/cl. (bfc) [Entry date 02/24/97] [Edit date 03/25/97] [1:97cv10304] 2/21/97 -- Consolidated Lead Case. (kd) [Entry date 02/19/98] [1:97cv10304] 3/3/97 3 Return of service executed as to Emanuel Pinez in 1:97-cv-10304 with service on 2/27/97 filed. Answer due on 3/19/97 for Emanuel Pinez (bfc) [Entry date 03/05/97] [1:97cv10304] 3/3/97 4 Return of service executed as to Centennial Tech in 1:97-cv-10304 with service on 2/20/97 filed. Answer due on 3/12/97 for Centennial Tech (bfc) [Entry date 03/05/97] [1:97cv10304] 3/17/97 12 Request for addition to panel attorney's service list. (bfc) [Entry date 04/03/97] [1:97cv10304] 3/19/97 5 Amended complaint by Ronald Schwartz in 1:97-cv-10304, David Finkelstein in 1:97-cv-10304 filed. (Answer due 3/31/97 for James M. Murphy Jr., for Emanuel Pinez, for Centennial Tech ) . Amended complaint amends [1-1] complaint ; adding . (bfc) [Entry date 03/20/97] [1:97cv10304] 3/21/97 6 Return of service executed as to James M. Murphy Jr. in 1:97-cv-10304 with service on 3/15/97 filed. Answer due on 4/4/97 for James M. Murphy Jr. (bfc) [1:97cv10304] 3/24/97 7 Judge Robert E. Keeton . Notice of Hearing/conference: set case management conference for 4:00 4/10/97 before Judge Robert E. Keeton cc/cl. (bfc) [Entry date 03/25/97] [1:97cv10304] 3/24/97 8 STIPULATION (Motion) by Ronald Schwartz in 1:97-cv-10304, David Finkelstein in 1:97-cv-10304, Centennial Tech in 1:97-cv-10304, for order of scheduling order , filed. (bfc) [Entry date 03/25/97] [1:97cv10304] 3/24/97 10 Notice of appearance of attorney for Coopers & Lybrand in 1:97-cv-10304 by Thomas J. Dougherty, filed. (bfc) [Entry date 03/25/97] [1:97cv10304] Docket as of September 12, 2000 10:57 pm Page 24 Proceedings include all events. 1:97cv10304 In Re Centennial Tec, et al v. Centennial Technol, et al LEAD 3/25/97 9 Notice of appearance of attorney for Coopers & Lybrand in 1:97-cv-10304 by Dennis M. Kelleher, filed. (bfc) [1:97cv10304] 3/26/97 11 Motion by Ronald Schwartz in 1:97-cv-10304, David Finkelstein in 1:97-cv-10304 to defer entry of the stipulation and (proposed) order to set a briefing schedule , filed. (bfc) [Entry date 04/03/97] [1:97cv10304] 4/4/97 13 Notice of appearance of attorney for Lawrence J. Ramaekers in 1:97-cv-10304 by Christopher A. Duggan, filed. c/s. (bfc) [Entry date 04/08/97] [1:97cv10304] 4/7/97 15 Response by Ronald Schwartz in 1:97-cv-10304, David Finkelstein in 1:97-cv-10304 in opposition to motion to defer entry of stipulation and (proposed order), filed. (bfc) [Entry date 04/08/97] [1:97cv10304] 4/7/97 16 Joint statement by Ronald Schwartz in 1:97-cv-10304, David Finkelstein in 1:97-cv-10304, Centennial Tech in 1:97-cv-10304, John J. McDonald in 1:97-cv-10304, John J. Shields in 1:97-cv-10304, William M. Kinch in 1:97-cv-10304, William J. Shea in 1:97-cv-10304 , re: Agenda for Case Management Conference, filed. (bfc) [Entry date 04/09/97] [1:97cv10304] 4/8/97 14 STIPULATION (Motion) by Ronald Schwartz in 1:97-cv-10304, David Finkelstein in 1:97-cv-10304, Coopers & Lybrand in 1:97-cv-10304, to extend time to 5/9/97 to answerthe complaint , filed. (bfc) [1:97cv10304] 4/8/97 -- Judge Robert E. Keeton . Endorsed Order entered granting [14-1] stipulation motion to extend time to 5/9/97 to answerthe complaint. cc/cl. (bfc) [1:97cv10304] 4/8/97 17 Statement of counsel filed by Coopers & Lybrand in 1:97-cv-10304 , Re: Case Management Conference. (bfc) [Entry date 04/10/97] [1:97cv10304] 4/8/97 18 Return of service executed as to Centennial Tech in 1:97-cv-10304 with service on 2/21/97 filed. Answer due on 3/13/97 for Centennial Tech (bfc) [Entry date 04/10/97] [1:97cv10304] 4/8/97 19 Return of service executed as to Emanuel Pinez in 1:97-cv-10304 with service on 2/21/97 filed. Answer due on 3/13/97 for Emanuel Pinez (bfc) [Entry date 04/10/97] [1:97cv10304] 4/8/97 20 Return of service executed as to John J. McDonald in 1:97-cv-10304 with service on 2/24/97 filed. Answer due on 3/17/97 for John J. McDonald (bfc) [Entry date 04/10/97] [1:97cv10304] Docket as of September 12, 2000 10:57 pm Page 25 Proceedings include all events. 1:97cv10304 In Re Centennial Tec, et al v. Centennial Technol, et al LEAD 4/8/97 21 Return of service executed as to William J. Shea in 1:97-cv-10304 with service on 2/20/97 filed. Answer due on 3/12/97 for William J. Shea (bfc) [Entry date 04/10/97] [1:97cv10304] 4/8/97 22 Notice of appearance of attorney for Needham & Co., Inc. in 1:97-cv-10304 by Peter M. Saparoff, filed. c/s. (bfc) [Entry date 04/10/97] [1:97cv10304] 4/8/97 23 Motion for Juden Justice Reed to appear pro hac vice , filed. (bfc) [Entry date 04/10/97] [1:97cv10304] 4/9/97 24 Motion by Needham & Co., Inc. in 1:97-cv-10304 for Francis S. Chlapowski to appear pro hac vice , filed. (bfc) [Entry date 04/10/97] [1:97cv10304] 4/9/97 25 Affidavit of Franci Chlapowski) (Needham & Co., Inc.) in 1:97-cv-10304 , re: [24-1] motion for Francis S. Chlapowski to appear pro hac vice , filed. (bfc) [Entry date 04/10/97] [1:97cv10304] 4/9/97 26 Motion by Needham & Co., Inc. in 1:97-cv-10304 for H. Miriam Farber to appear pro hac vice , filed. (bfc) [Entry date 04/10/97] [1:97cv10304] 4/9/97 27 Affidavit of H. Miriam Farber, re: [26-1] motion for H. Miriam Farber to appear pro hac vice , filed. (bfc) [Entry date 04/10/97] [1:97cv10304] 4/9/97 28 Motion for Gregory A. Markel to appear pro hac vice , filed. c/s. (bfc) [Entry date 04/10/97] [1:97cv10304] 4/9/97 29 Affidavit of Gregory A. Markel, re: [28-1] motion for Gregory A. Markel to appear pro hac vice , filed. (bfc) [Entry date 04/10/97] [1:97cv10304] 4/10/97 30 Motion by Lawrence J. Ramaekers in 1:97-cv-10304 for Thomas G. McNeill and Lawrence G. Campbell to appear pro hac vice , filed. (bfc) [Entry date 04/11/97] [1:97cv10304] 4/10/97 -- Case management conference held . (bfc) [Entry date 04/11/97] [1:97cv10304 1:97cv10306 1:97cv10312 1:97cv10314 1:97cv10315 1:97cv10318 1:97cv10320 1:97cv10321 1:97cv10322 1:97cv10328 1:97cv10338 1:97cv10347 1:97cv10348 1:97cv10352 1:97cv10354 1:97cv10355 1:97cv10359 1:97cv10366 1:97cv10372 1:97cv10376 1:97cv10377 1:97cv10413 1:97cv10415 1:97cv10431 1:97cv10433 1:97cv10443 1:97cv10450 1:97cv10484 1:97cv10501 1:97cv10508 1:97cv10532 1:97cv10562 1:97cv10578 1:97cv10614] Docket as of September 12, 2000 10:57 pm Page 26 Proceedings include all events. 1:97cv10304 In Re Centennial Tec, et al v. Centennial Technol, et al LEAD 4/10/97 31 Judge Robert E. Keeton . Clerk's Notes: re: CMC. granting [28-1] motion for Gregory A. Markel to appear pro hac vice, granting [26-1] motion for H. Miriam Farber to appear pro hac vice, granting [24-1] motion for Francis S. Chlapowski to appear pro hac vice, granting [23-1] motion for Juden Justice Reed to appear pro hac vice, and setg case management conference for 4:00 5/13/97 Court Reporter: Willette. (bfc) [Entry date 04/11/97] [1:97cv10304] 4/11/97 -- Judge Robert E. Keeton . Endorsed Order entered granting [30-1] motion for Thomas G. McNeill and Lawrence G. Campbell to appear pro hac vice. cc/cl (bfc) [Entry date 04/14/97] [1:97cv10304] 4/14/97 32 Motion by Ronald Schwartz in 1:97-cv-10304, David Finkelstein in 1:97-cv-10304 to appoint certain representatives as lead plaintiffs and to appoint counsel , filed. (bfc) [Entry date 04/16/97] [1:97cv10304] 4/14/97 33 Affidavit of Jeffrey C. Block , re: [32-1] motion to appoint certain representatives as lead plaintiffs and to appoint counsel , filed. (bfc) [Entry date 04/16/97] [1:97cv10304] 4/14/97 -- Proposed Order appointing lead plaintiffs and the retention of plaintiffs' counsel by Ronald Schwartz in 1:97-cv-10304, David Finkelstein in 1:97-cv-10304 received for filing. (bfc) [Entry date 04/16/97] [1:97cv10304] 4/14/97 34 Memorandum by Ronald Schwartz in 1:97-cv-10304, David Finkelstein in 1:97-cv-10304 in support of [32-1] motion to appoint certain representatives as lead plaintiffs and to appoint counsel , filed. (bfc) [Entry date 04/16/97] [1:97cv10304] 4/21/97 35 Reply/response by Coopers & Lybrand in 1:97-cv-10304 to [32-1] motion to appoint certain representatives as lead plaintiffs and to appoint counsel , filed. (bfc) [Entry date 04/22/97] [1:97cv10304] 4/23/97 36 Motion of derivative Plaintiffs to consolidate derivative cases and appoint lead derivative counsel , filed. (bfc) [Entry date 04/24/97] [1:97cv10304] 4/23/97 37 Memorandum in support of [36-1] motion to consolidate derivative cases and appoint lead derivative counsel , filed. (bfc) [Entry date 04/24/97] [1:97cv10304] 4/23/97 38 Affidavit of Robert C. Schubert , re: [37-1] support memorandum, [36-1] motion to consolidate derivative cases and appoint lead derivative counsel , filed. (bfc) [Entry date 04/24/97] [1:97cv10304] Docket as of September 12, 2000 10:57 pm Page 27 Proceedings include all events. 1:97cv10304 In Re Centennial Tec, et al v. Centennial Technol, et al LEAD 4/23/97 -- Proposed Order Consolidating Derivative Cases and Appointing Lead Derivative Counsel received for filing. (bfc) [Entry date 04/24/97] [1:97cv10304] 4/30/97 39 Motion by Centennial Tech in 1:97-cv-10304, James M. Murphy Jr. in 1:97-cv-10304, Needham & Co., Inc. in 1:97-cv-10304, Cabot Heritage Corp. in 1:97-cv-10304 to amend proposed order appointing lead plaintiffs and lead counsel solely to prevent undue burden and expense , filed. (bfc) [Entry date 05/01/97] [1:97cv10304] 5/6/97 41 Return of service executed as to James M. Murphy Jr. in 1:97-cv-10304 with service on 3/24/97 filed. Answer due on 4/14/97 for James M. Murphy Jr. (bfc) [1:97cv10304] 5/6/97 42 Return of service executed as to John J. Shields in 1:97-cv-10304 with service on 3/24/97 filed. Answer due on 4/14/97 for John J. Shields (bfc) [1:97cv10304] 5/6/97 43 Return of service executed as to J.P. Luc Beaubien in 1:97-cv-10304 with service on 3/24/97 filed. Answer due on 4/14/97 for J.P. Luc Beaubien (bfc) [1:97cv10304] 5/6/97 44 Return of service executed as to William M. Kinch in 1:97-cv-10304 with service on 3/24/97 filed. Answer due on 4/14/97 for William M. Kinch (bfc) [1:97cv10304] 5/6/97 45 Return of service executed as to Donald R. Peck in 1:97-cv-10304 with service on 3/24/97 filed. Answer due on 4/14/97 for Donald R. Peck (bfc) [1:97cv10304] 5/6/97 46 Return of service executed as to Robert Silva in 1:97-cv-10304 with service on 3/24/97 filed. Answer due on 4/14/97 for Robert Silva (bfc) [1:97cv10304] 5/6/97 47 Return of service executed as to Lawrence J. Ramaekers in 1:97-cv-10304 with service on 4/16/97 filed. Answer due on 5/6/97 for Lawrence J. Ramaekers (bfc) [1:97cv10304] 5/6/97 48 Return of service executed as to Coopers & Lybrand in 1:97-cv-10304 with service on 3/24/97 filed. Answer due on 4/14/97 for Coopers & Lybrand (bfc) [1:97cv10304] 5/6/97 49 Return of service executed as to Needham & Co., Inc. in 1:97-cv-10304 with service on 3/25/97 filed. Answer due on 4/14/97 for Needham & Co., Inc. (bfc) [1:97cv10304] 5/6/97 50 Return of service executed as to Cabot Heritage Corp. in 1:97-cv-10304 with service on 3/31/97 filed. Answer due on 4/21/97 for Cabot Heritage Corp. (bfc) [1:97cv10304] 5/9/97 51 Notice of Memorandum concerning issues for the 5/13/97 CMC by Lawrence J. Ramaekers in 1:97-cv-10304 , filed. (bfc) [Entry date 05/12/97] [1:97cv10304] Docket as of September 12, 2000 10:57 pm Page 28 Proceedings include all events. 1:97cv10304 In Re Centennial Tec, et al v. Centennial Technol, et al LEAD 5/13/97 -- Case management conference held . (bfc) [Entry date 05/16/97] [1:97cv10304] 5/13/97 53 Judge Robert E. Keeton . Clerk's Notes: re: CMC. granting [32-1] motion to appoint certain representatives as lead plaintiffs and to appoint counsel granting [39-1] motion to amend proposed order appointing lead plaintiffs and lead counsel solely to prevent undue burden and expense mooting [8-1] stipulation motion for order of scheduling order mooting [11-1] motion to defer entry of the stipulation and (proposed) order to set a briefing schedule granting [36-1] motion to consolidate derivative cases and appoint lead derivative counsel for the purposes of DISCOVERY ONLY, and set case management conference for 4:30 6/18/97 Court Reporter: Willette. (bfc) [Entry date 05/16/97] [1:97cv10304] 5/15/97 52 Transcript of proceedings for held on proceeding date: 5/10/97 before Judge: Keeton. Court Reporter: Willette. (bfc) [1:97cv10304] 5/30/97 -- Proposed Practice and Procedure Order No. 2. by Ronald Schwartz in 1:97-cv-10304, David Finkelstein in 1:97-cv-10304, Centennial Tech in 1:97-cv-10304, Emanuel Pinez in 1:97-cv-10304, James M. Murphy Jr. in 1:97-cv-10304, John J. McDonald in 1:97-cv-10304, John J. Shields in 1:97-cv-10304, J.P. Luc Beaubien in 1:97-cv-10304, William M. Kinch in 1:97-cv-10304, William J. Shea in 1:97-cv-10304, Donald R. Peck in 1:97-cv-10304, Robert Silva in 1:97-cv-10304, Coopers & Lybrand in 1:97-cv-10304, Needham & Co., Inc. in 1:97-cv-10304, Cabot Heritage Corp. in 1:97-cv-10304, Lawrence J. Ramaekers in 1:97-cv-10304 received for filing. (bfc) [Entry date 06/02/97] [1:97cv10304] 6/11/97 54 Judge Robert E. Keeton. PRACTIC and PROCEDURE Order No 2 entered, and set case management conference for Case management conference on 4:30 6/18/97 cc/cl. (bfc) [Entry date 06/16/97] [1:97cv10304] 6/18/97 -- Case management conference held . (tmc) [Entry date 06/27/97] [1:97cv10304] 6/18/97 56 Judge Robert E. Keeton . Clerk's Notes: re: COLLOQUY re: case status...parties have reached partial settlement with underwriter and estimate a preliminary approval hearing would be appropriate in about 45 days. There are several officers who no settlement has been reached for. There are additional defts. who are not part of settlement as of yet...COLLOQUY re: Procedural Order #2 was entered on 6/16/97...further conference set... set case management conference for 4:00 on 7/31/97 before Judge Robert E. Keeton Court Reporter: COPPOLLA (tmc) [Entry date 06/27/97] Docket as of September 12, 2000 10:57 pm Page 29 Proceedings include all events. 1:97cv10304 In Re Centennial Tec, et al v. Centennial Technol, et al LEAD [1:97cv10304] 6/25/97 55 Transcript of proceedings for conference held on proceeding date: 5/13/97 before Judge: Keeton. Court Reporter: Willette (jmc) [1:97cv10304] 7/9/97 57 Letter from Shane Rowley dated: 7/8/97 to: Ms. Cull. re: Civ. 97-568 PHX transfer filed. (bfc) [Entry date 07/11/97] [1:97cv10304] 7/30/97 58 Letter by Glen DeValerio in 1:97-cv-10304 dated: 7/30/97 to: Joanne Cull re: continued hearing, and reset case management conference for 4:00 9/22/97 filed. (bfc) [1:97cv10304] 10/15/97 -- Clerk (JMC) rec'd telephone call from Atty. Glen DeValerio requesting additional extension of the CMC conference because parties are engaged in possible settlement negotiations. Matter will be rescheduled for 4:00 p.m., Monday, November 17, 1997. (jmc) [1:97cv10304 1:97cv10306 1:97cv10312 1:97cv10314 1:97cv10315 1:97cv10318 1:97cv10320 1:97cv10321 1:97cv10322 1:97cv10328 1:97cv10338 1:97cv10347 1:97cv10348 1:97cv10352 1:97cv10354 1:97cv10355 1:97cv10359 1:97cv10366 1:97cv10372 1:97cv10376 1:97cv10377 1:97cv10413 1:97cv10415 1:97cv10431 1:97cv10433 1:97cv10443 1:97cv10450 1:97cv10484 1:97cv10501 1:97cv10508 1:97cv10532 1:97cv10562 1:97cv10578 1:97cv10614 1:97cv10846 1:97cv11572] 11/17/97 -- Case management conference held . (bfc) [Entry date 11/19/97] [1:97cv10304] 11/17/97 59 Judge Robert E. Keeton . Clerk's Notes: re: CMC. Colloquy re: scheduling and set status conference for 4:30 12/17/97 Colloquy re: joinder of new action filed against Fletcher Bond. Court Reporter: Willette. (bfc) [Entry date 11/19/97] [1:97cv10304] 12/2/97 60 Notice of appearance of attorney for Ronald Schwartz in 1:97-cv-10304, David Finkelstein in 1:97-cv-10304 by Nancy F. Gans, filed. (efs) [Entry date 12/03/97] [1:97cv10304] 12/2/97 61 Notice of withdrawal of counsel by Moulton & Welburn for plaintiffs filed. (efs) [Entry date 12/03/97] [1:97cv10304] 12/8/97 62 Notice of change of address by Matthew M. Houston, attorney for Jesse Carnevale, filed . (dms) [Entry date 12/09/97] [1:97cv10304] 12/17/97 -- Status conference held . (kd) [Entry date 01/05/98] [1:97cv10304] Docket as of September 12, 2000 10:57 pm Page 30 Proceedings include all events. 1:97cv10304 In Re Centennial Tec, et al v. Centennial Technol, et al LEAD 12/17/97 63 Judge Robert E. Keeton . Clerk's Notes: re: status conference, Colloquy re: status of general case set case management conference for 4:00 1/16/98 Court Reporter: Tim Willette (kd) [Entry date 01/05/98] [1:97cv10304] 12/29/97 64 Notice of change of address filed by Katharine M. Ryan in 1:97-cv-10321, Barbara A. Podell in 1:97-cv-10321, Robert P. Frutkin in 1:97-cv-10321, Stuart H. Savett in 1:97-cv-10321 . c/s (kd) [Entry date 01/07/98] [1:97cv10304 1:97cv10321] 1/21/98 -- Case management conference held . (kd) [Entry date 01/23/98] [1:97cv10304] 1/21/98 65 Judge Robert E. Keeton . Clerk's Notes: re: case management conference, set case management conference for 4:30 2/4/98 Court Reporter: Tim Willette (kd) [Entry date 01/23/98] [1:97cv10304] 2/4/98 -- Case management conference held . (kd) [Entry date 02/09/98] [1:97cv10304] 2/4/98 66 Judge Robert E. Keeton . Clerk's Notes: re: case management conference held, set settlement conference for 4:00 2/9/98 Court Reporter: Tim Willette (kd) [Entry date 02/09/98] [1:97cv10304] 2/9/98 67 STIPULATION (Motion) , for settlement by class plaintiffs, derivative plaintiffs, settling defendants, and Underwriters, filed. c/s (kd) [1:97cv10304] 2/9/98 -- Proposed Order of Preliminary Approval of Partial Settlement and Hearing Order received for filing. (kd) [Entry date 02/10/98] [1:97cv10304] 2/9/98 -- Settlement conference held . (kd) [Entry date 02/11/98] [1:97cv10304] 2/9/98 68 Judge Robert E. Keeton . Clerk's Notes: re: settlement conference held, Colloquy re: settlement. Colloquy re: defendant Rene Kes and possible indemnification. REK: defendant Rene Kes can have 48 hours to review (until Wednesday afternoon). The other side can respond by Thursday and the court will rule on the papers Friday. Colloquy re: supplemental agreement. Colloquy re: scheduling. Objections to settlement filed by 4/7/98, class exclusion 4/6/98, proof of claims by 6/26/98 set on final agreement hearing for 4:00 4/21/98 Court Reporter: Tim Willette (kd) [Entry date 02/11/98] [1:97cv10304] Docket as of September 12, 2000 10:57 pm Page 31 Proceedings include all events. 1:97cv10304 In Re Centennial Tec, et al v. Centennial Technol, et al LEAD 2/9/98 69 First consolidated and amended class action complaint filed by class plaintiffs (Answer due 2/19/98 for Jay Alix and Assoc., for A. Uri Levy, for Lawrence J. Ramaekers, for Cabot Heritage Corp., for Needham & Co., Inc., for Coopers Lybrand, for Robert Silva, for Donald R. Peck, for William J. Shea, for William M. Kinch, for J.P. Luc Beaubien, for John J. Shields, for John J. McDonald, for James M. Murphy Jr., for Emanuel Pinez, for Centennial Tech ) . Amended complaint amends [1-1] complaint. (kd) [Entry date 02/24/98] [1:97cv10304] 2/11/98 70 Memorandum by Lawrence J. Ramaekers in 1:97-cv-10304, Jay Alix and Assoc. in 1:97-cv-10304 in opposition to preliminary approval of proposed partial settlement , filed. c/s (kd) [Entry date 02/24/98] [1:97cv10304] 2/12/98 71 Reply/response by Centennial Tech in 1:97-cv-10304 to [70-1] opposition memorandum , filed. c/s (kd) [Entry date 02/24/98] [1:97cv10304] 2/13/98 72 Class plaintiffs' Reply/response to [70-1] opposition memorandum , filed. c/s (kd) [Entry date 02/24/98] [1:97cv10304] 2/13/98 73 Letter by Jeffrey B. Rudman dated: June 18, 1997 to: Glen DeValerio re: preliminary settlement understanding, filed. (kd) [Entry date 02/24/98] [1:97cv10304] 2/13/98 74 Amended Affidavit of Jeffrey B. Rudman concerning defendants Lawrence Ramaekers and Jay Alix Associates Memorandum in opposition to preliminary approval of proposed partial settlement, filed. c/s (kd) [Entry date 02/24/98] [1:97cv10304] 2/13/98 75 Judge Robert E. Keeton . Order of Preliminary approval of partial settlement and hearing order entered, set settlement approval hearing for 4:00 4/29/98 . See order for details. cc/cl (kd) [Entry date 02/24/98] [1:97cv10304] 2/19/98 76 Motion by Lawrence J. Ramaekers in 1:97-cv-10304, Jay Alix and Assoc. in 1:97-cv-10304 for certification for interlocutory appeal and stay of proceedings pursuant to 28 U.S.C. 1292(b) , filed. c/s (kd) [Entry date 02/24/98] [1:97cv10304] 2/19/98 77 Memorandum by Lawrence J. Ramaekers in 1:97-cv-10304, Jay Alix and Assoc. in 1:97-cv-10304 in support of [76-1] motion for certification for interlocutory appeal and stay of proceedings pursuant to 28 U.S.C. 1292(b) , filed. c/s (kd) [Entry date 02/24/98] [1:97cv10304] Docket as of September 12, 2000 10:57 pm Page 32 Proceedings include all events. 1:97cv10304 In Re Centennial Tec, et al v. Centennial Technol, et al LEAD 2/19/98 78 Motion by Lawrence J. Ramaekers in 1:97-cv-10304, Jay Alix and Assoc. in 1:97-cv-10304 for an expedited briefing schedule , filed. c/s (kd) [Entry date 02/24/98] [1:97cv10304] 2/20/98 79 Memorandum in opposition to [78-1] motion for an expedited briefing schedule , filed. c/s (kd) [Entry date 02/24/98] [1:97cv10304] 2/20/98 83 Return of service executed as to Presage Corp. in 1:97-cv-10304 with service on 2/11/98 filed. Answer due on 3/3/98 for Presage Corp. (kd) [Entry date 03/09/98] [1:97cv10304] 2/20/98 84 Return of service executed as to Lehman Brothers, Inc in 1:97-cv-10304 with service on 2/11/98 filed. Answer due on 3/3/98 for Lehman Brothers, Inc (kd) [Entry date 03/09/98] [1:97cv10304] 2/20/98 85 Return of service executed as to Media Jet, Inc. in 1:97-cv-10304 with service on 2/11/98 filed. Answer due on 3/3/98 for Media Jet, Inc. (kd) [Entry date 03/09/98] [1:97cv10304] 2/23/98 81 STIPULATION (Motion) by Coopers & Lybrand in 1:97-cv-10304,and class plaintiffs to extend time to May 13, 1998 to answer first consolidated and amended class action complaint , filed. c/s (kd) [Entry date 02/25/98] [1:97cv10304] 2/24/98 80 Judge Robert E. Keeton . Memorandum and Order entered. denying [76-1] motion for certification for interlocutory appeal and stay of proceedings pursuant to 28 U.S.C. 1292(b) denying [78-1] motion for an expedited briefing schedule, and DENIES the request for oral argument. cc/cl (kd) [1:97cv10304] 2/24/98 86 Return of service executed as to Centennial Tech in 1:97-cv-10304 with service on 2/23/98 filed. Answer due on 3/15/98 for Centennial Tech (kd) [Entry date 03/09/98] [1:97cv10304] 2/26/98 82 Proposed stipulation and order by class plaintiffs, and Cabot Heritage Corp. in 1:97-cv-10304 received for filing. c/s (kd) [Entry date 03/09/98] [1:97cv10304] 2/26/98 87 Assented to Motion by Lehman Brothers, Inc in 1:97-cv-10304 to extend time to March 31, 1998 to answer amended complaint. (kd) [Entry date 03/09/98] [1:97cv10304] Docket as of September 12, 2000 10:57 pm Page 33 Proceedings include all events. 1:97cv10304 In Re Centennial Tec, et al v. Centennial Technol, et al LEAD 2/27/98 -- Judge Robert E. Keeton . Endorsed Order entered granting [81-1] stipulation motion to extend time to May 13, 1998 to answer first consolidated and amended class action complaint, reset answer due for 5/13/98 for Coopers & Lybrand . Notice sent to counsel. (kd) [Entry date 03/09/98] [1:97cv10304] 3/3/98 88 Motion by Lawrence J. Ramaekers in 1:97-cv-10304, Jay Alix and Assoc. in 1:97-cv-10304 to permit discovery pending the final approval hearing , filed. c/s (kd) [Entry date 03/09/98] [1:97cv10304] 3/3/98 89 Memorandum by Lawrence J. Ramaekers in 1:97-cv-10304, Jay Alix and Assoc. in 1:97-cv-10304 in support of [88-1] motion to permit discovery pending the final approval hearing , filed. c/s (kd) [Entry date 03/09/98] [1:97cv10304] 3/3/98 90 Motion by Lawrence J. Ramaekers in 1:97-cv-10304, Jay Alix and Assoc. in 1:97-cv-10304 for expedited hearing of defendants Lawrence Ramaekers and Jay Alix and Associates' motion to permit discovery pending the final approval hearing , filed. c/s (kd) [Entry date 03/09/98] [1:97cv10304] 3/4/98 91 STIPULATION (Motion) by James M. Murphy Jr. in 1:97-cv-10304, Presage Corp. in 1:97-cv-10304, to extend time to March 31, 1998 to respond to complaint , filed. c/s (kd) [Entry date 03/09/98] [1:97cv10304] 3/5/98 92 Motion by Lawrence J. Ramaekers in 1:97-cv-10304, Jay Alix and Assoc. in 1:97-cv-10304 for clarification of [54-1] order or to extend time to answer or otherwise respond , filed. c/s (kd) [Entry date 03/09/98] [1:97cv10304] 3/9/98 93 Motion by class plaintiffs' to enjoin defendants Lawrence Ramaekers and Jay Alix & Associates from proceeding in another jurisdiction , filed. c/s (kd) [1:97cv10304] 3/9/98 94 Memorandum of law by class plaintiffs' re: in support of motion to enjoin defendants Lawrence Ramaekers and Jay Alix & Associates from proceeding in another jurisdiction, filed. c/s (kd) [1:97cv10304] 3/9/98 95 Notice of change of name by Miller Faucher Chertow Cafferty and Wexler to Miller Faucher Cafferty and Wexler LLP, filed. c/s (kd) [Entry date 03/10/98] [1:97cv10304] 3/9/98 133 Corrected copy of Docket No. 92 filed 3/5/98. (jmc) [Entry date 04/27/98] [1:97cv10304] Docket as of September 12, 2000 10:57 pm Page 34 Proceedings include all events. 1:97cv10304 In Re Centennial Tec, et al v. Centennial Technol, et al LEAD 3/10/98 97 Response by Centennial Tech in 1:97-cv-10304 in opposition to [90-1] motion for expedited hearing of defendants Lawrence Ramaekers and Jay Alix and Associates' motion to permit discovery pending the final approval hearing , filed. c/s (kd) [Entry date 03/11/98] [1:97cv10304] 3/10/98 98 Response by Needham & Co., Inc. in 1:97-cv-10304 in opposition to [90-1] motion for expedited hearing of defendants Lawrence Ramaekers and Jay Alix and Associates' motion to permit discovery pending the final approval hearing , filed. c/s (kd) [Entry date 03/11/98] [1:97cv10304] 3/10/98 99 Motion by Lawrence J. Ramaekers in 1:97-cv-10304, Jay Alix and Assoc. in 1:97-cv-10304 to dismiss or stay shareholder derivative action for declaratory judgment regarding defendants' right to indemnification , filed. c/s (kd) [Entry date 03/11/98] [1:97cv10304] 3/10/98 100 Memorandum by Lawrence J. Ramaekers in 1:97-cv-10304, Jay Alix and Assoc. in 1:97-cv-10304 in support of [99-1] motion to dismiss or stay shareholder derivative action for declaratory judgment regarding defendants' right to indemnification , filed. c/s (kd) [Entry date 03/11/98] [1:97cv10304] 3/10/98 101 Notice of appearance of attorney for Jay Alix and Assoc. in 1:97-cv-10304 by Robert J. Muldoon Jr., David A. Brown, James M. Wodarski, filed. c/s (kd) [Entry date 03/11/98] [1:97cv10304] 3/10/98 102 Response by plaintiffs' in opposition to [90-1] motion for expedited hearing of defendants Lawrence Ramaekers and Jay Alix and Associates' motion to permit discovery pending the final approval hearing , filed. c/s (kd) [Entry date 03/11/98] [1:97cv10304] 3/11/98 96 Transcript of proceedings for Conference held on proceeding date: February 9, 1998 before Judge: Keeton. Court Reporter: Tim Willette (kd) [1:97cv10304] 3/11/98 -- Status conference held . (kd) [Entry date 03/16/98] [1:97cv10304] Docket as of September 12, 2000 10:57 pm Page 35 Proceedings include all events. 1:97cv10304 In Re Centennial Tec, et al v. Centennial Technol, et al LEAD 3/11/98 103 Judge Robert E. Keeton . Clerk's Notes: re: status conference held. Colloquy re: the Delaware action. REK: RULING whatever discovery is done in the Delaware case can be used in this case. Colloquy re: The Phillipps case filed last week on issue of indemnity. REK: not ruling on Docket #93 at this time or Docket #88. REK: ORDERS defendants to respond to 2nd amended complaint with something more than a motion to dismiss, they must answer in 2 weeks. Colloquy re: service in the Phillips case, Alix and Ramekers counsel will take service. Colloquy re: Delaware discovery applicable to non parties to the Delaware case. Court Reporter: Willette (kd) [Entry date 03/17/98] [1:97cv10304] 3/19/98 104 STIPULATION (Motion) by class plaintiffs and Lehman Brothers, Inc in 1:97-cv-10304, to extend time to April 30, 1998 to respond to first consolidated and amended class action complaint , filed. c/s (kd) [Entry date 03/23/98] [1:97cv10304] 3/23/98 105 Letter dated: March 14, 1998 to: clerk re: objection to high attorney's fees and expenses, filed. (kd) [Entry date 03/24/98] [1:97cv10304] 3/25/98 106 Answer by Lawrence J. Ramaekers in 1:97-cv-10304 to First consolidated and amended class action complaint, filed. c/s (kd) [Entry date 03/26/98] [1:97cv10304] 3/25/98 107 Motion by Lawrence J. Ramaekers in 1:97-cv-10304 to dismiss , filed. c/s (kd) [Entry date 03/26/98] [1:97cv10304] 3/25/98 107 Motion by Lawrence J. Ramaekers in 1:97-cv-10304 for summary judgment , filed. c/s (kd) [Entry date 03/26/98] [1:97cv10304] 3/25/98 108 Motion by Lawrence J. Ramaekers in 1:97-cv-10304 for leave to file memorandum in excess of page limits , filed. c/s (kd) [Entry date 03/26/98] [1:97cv10304] 3/25/98 -- Judge Robert E. Keeton . Endorsed Order entered granting [108-1] motion for leave to file memorandum in excess of page limits . Notice sent to counsel. (kd) [Entry date 03/26/98] [1:97cv10304] 3/25/98 109 Memorandum by Lawrence J. Ramaekers in 1:97-cv-10304 in support of [107-1] motion for summary judgment, [107-1] motion to dismiss , filed. c/s (kd) [Entry date 03/26/98] [1:97cv10304] 3/25/98 110 Motion by Jay Alix and Assoc. in 1:97-cv-10304 to dismiss , filed. c/s (kd) [Entry date 03/26/98] [1:97cv10304] Docket as of September 12, 2000 10:57 pm Page 36 Proceedings include all events. 1:97cv10304 In Re Centennial Tec, et al v. Centennial Technol, et al LEAD 3/25/98 110 Motion by Jay Alix and Assoc. in 1:97-cv-10304 for summary judgment , filed. c/s (kd) [Entry date 03/26/98] [1:97cv10304] 3/25/98 111 Memorandum by Jay Alix and Assoc. in 1:97-cv-10304 in support of [110-1] motion for summary judgment, [110-1] motion to dismiss , filed. c/s (kd) [Entry date 03/26/98] [1:97cv10304] 3/25/98 112 Affidavit of Lawrence J. Ramaekers in 1:97-cv-10304 , re: [110-1] motion for summary judgment, [110-1] motion to dismiss , filed. c/s (kd) [Entry date 03/26/98] [1:97cv10304] 3/25/98 113 Answer by Jay Alix and Assoc. in 1:97-cv-10304 to first consolidated and amended class action complaint , filed. c/s (kd) [Entry date 03/26/98] [1:97cv10304] 3/31/98 114 Motion by Charles Philips in 1:97-cv-10304 to extend time to April 13, 1998 to file opposition to motion to dismiss or stay , filed. c/s (kd) [Entry date 04/02/98] [1:97cv10304] 3/31/98 115 Notice of appearance of attorney for James M. Murphy Jr. in 1:97-cv-10304 by John F. Cullen, filed. c/s (kd) [Entry date 04/02/98] [1:97cv10304] 3/31/98 116 Answer by James M. Murphy Jr. in 1:97-cv-10304 to amended complaint, filed. c/s (kd) [Entry date 04/02/98] [1:97cv10304] 3/31/98 117 Motion by Robert E. Lockwood to dismiss , filed. c/s (kd) [Entry date 04/02/98] [1:97cv10304] 3/31/98 118 Motion by Presage Corp. in 1:97-cv-10304 to dismiss , filed. c/s (kd) [Entry date 04/02/98] [1:97cv10304] 3/31/98 119 Answer by Robert E. Lockwood to amended complaint, filed. c/s (kd) [Entry date 04/02/98] [1:97cv10304] 3/31/98 120 Answer by Presage Corp. in 1:97-cv-10304 to amended complaint, filed. c/s (kd) [Entry date 04/02/98] [1:97cv10304] 3/31/98 121 Notice of withdrawal of counsel by Albert F. Cullen, Jr. for James M. Murphy, filed. c/s (kd) [Entry date 04/02/98] [1:97cv10304] 4/7/98 122 Objection by Osvaldo Franco and Frank Schmidt re: [75-1] order set settlement approval hearing for 4:00 4/29/98 , filed. (kd) [Entry date 04/13/98] [1:97cv10304] 4/8/98 123 Memorandum by plaintiff's ` in opposition to [107-1] motion to dismiss , filed. c/s (kd) [Entry date 04/13/98] Docket as of September 12, 2000 10:57 pm Page 37 Proceedings include all events. 1:97cv10304 In Re Centennial Tec, et al v. Centennial Technol, et al LEAD [1:97cv10304] 4/8/98 124 Memorandum by plaintiff's in opposition to [110-1] motion to dismiss , filed. c/s (kd) [Entry date 04/13/98] [1:97cv10304] 4/8/98 125 Affidavit of Glen DeValerio in 1:97-cv-10304 , re: [110-1] motion for summary judgment , filed. c/s (kd) [Entry date 04/13/98] [1:97cv10304] 4/8/98 126 Affidavit of Glen DeValerio in 1:97-cv-10304 , re: [107-1] motion for summary judgment , filed. c/s (kd) [Entry date 04/13/98] [1:97cv10304] 4/13/98 127 Assented to Motion by the plaintiffs to extend time to May 18, 1998 to respond to motion to dismiss , filed. c/s (kd) [Entry date 04/17/98] [1:97cv10304] 4/14/98 128 Renewed Objection by Lawrence J. Ramaekers in 1:97-cv-10304, Jay Alix and Assoc. in 1:97-cv-10304 re: [75-1] Proposed settlement, filed. c/s (kd) [Entry date 04/17/98] [1:97cv10304] 4/17/98 129 Motion by Lawrence J. Ramaekers in 1:97-cv-10304, Jay Alix and Assoc. in 1:97-cv-10304 for leave to file reply memoranda , filed. c/s (kd) [Entry date 04/21/98] [1:97cv10304] 4/17/98 -- Judge Robert E. Keeton . Endorsed Order entered granting [129-1] motion for leave to file reply memoranda . Notice sent to counsel. (kd) [Entry date 04/21/98] [1:97cv10304] 4/17/98 130 Memorandum by Lawrence J. Ramaekers in 1:97-cv-10304, Jay Alix and Assoc. in 1:97-cv-10304 in support of [107-1] motion for summary judgment, [107-1] motion to dismiss , filed. c/s (kd) [Entry date 04/21/98] [1:97cv10304] 4/17/98 131 Memorandum by Jay Alix and Assoc. in 1:97-cv-10304 in support of [110-1] motion for summary judgment, [110-1] motion to dismiss , filed. c/s (kd) [Entry date 04/21/98] [1:97cv10304] 4/23/98 132 Response in opposition to [129-1] motion for leave to file reply memoranda , filed. c/s (kd) [Entry date 04/24/98] [1:97cv10304] 4/24/98 134 Motion by Lawrence J. Ramaekers in 1:97-cv-10304 for Christopher Duggan and Matthew Walko to withdraw as attorney , filed. c/s (kd) [Entry date 04/28/98] [1:97cv10304] 4/24/98 135 Memorandum of law re: in support of joint application of class counsel for an award of attorney's fees, filed. c/s (kd) [Entry date 04/28/98] [1:97cv10304] Docket as of September 12, 2000 10:57 pm Page 38 Proceedings include all events. 1:97cv10304 In Re Centennial Tec, et al v. Centennial Technol, et al LEAD 4/24/98 -- Proposed Final Order and Judgment Awarding Attorney's Fees and Reimbursement of Expenses by class plaintiffs received for filing. c/s (kd) [Entry date 04/28/98] [1:97cv10304] 4/24/98 136 Response by class plaintiffs in opposition to [122-1] Franco's and Schmidt's objections to the partial settlement, filed. c/s (kd) [Entry date 04/28/98] [1:97cv10304] 4/24/98 137 Affidavit of Donald B. Kahaner, re: Mailing and Publication, filed. c/s (kd) [Entry date 04/28/98] [1:97cv10304] 4/24/98 138 Affidavit of Shane T. Rowley, re: in support of the proposed partial settlemetn of this action and in opposition to the objection of Lawrence J. Ramaekers, filed. c/s (kd) [Entry date 04/28/98] [1:97cv10304] 4/24/98 139 Response by class plaintiffs in opposition to [128-1] Laurence Ramaekers' and Jay Alix & Associates' objections to the partial settlement, filed. c/s (kd) [Entry date 04/28/98] [1:97cv10304] 4/24/98 140 STIPULATION (Motion) , to enter amended order of preliminary approval Nunc Pro Tunc , filed. c/s (kd) [Entry date 04/28/98] [1:97cv10304] 4/24/98 141 Affidavit of Glen Devalerio, re: in support of approval of this partial settlement, filed. c/s (kd) [Entry date 04/28/98] [1:97cv10304] 4/24/98 142 Class plaintiffs Memorandum of law re: in support of the proposed partial settlement, filed. c/s (kd) [Entry date 04/28/98] [1:97cv10304] 4/24/98 143 Motion for leave to file memorandum in excess of 20 pages , filed. c/s (kd) [Entry date 04/28/98] [1:97cv10304] 4/27/98 144 Reply/response by Centennial Tech in 1:97-cv-10304 to [128-1] Jay Alix & Associates and Lawrence Ramaekers renewed objection to preliminary settlement, filed. c/s (kd) [Entry date 04/28/98] [1:97cv10304] 4/27/98 145 Affidavit of Donald R. Peck, re: [144-1] reply , filed. c/s (kd) [Entry date 04/28/98] [1:97cv10304] 4/27/98 146 Centennial's Reply/response to [122-1] Franco's and Schmidt's objection to proposed settlement, filed. c/s (kd) [Entry date 04/28/98] [1:97cv10304] 4/27/98 147 Notice of appearance of attorney for Lawrence J. Ramaekers in 1:97-cv-10304 by Robert J. Muldoon Jr., David A. Brown, James M. Wodarski, filed. c/s (kd) [Entry date 04/28/98] Docket as of September 12, 2000 10:57 pm Page 39 Proceedings include all events. 1:97cv10304 In Re Centennial Tec, et al v. Centennial Technol, et al LEAD [1:97cv10304] 4/29/98 -- Settlement Hearing held . (kd) [Entry date 05/07/98] [1:97cv10304] 4/29/98 150 Judge Robert E. Keeton . Clerk's Notes: re: settlement hearing held. Colloquy re: Ramaekers withdrawing opposition to settlement. Defendant Ramaekers argues Motion to Dismiss (docket # 107). Denying [107-1] motion to dismiss. Colloquy re: Motion for final approval of the settlement. Colloquy re:derivative suit. Colloquy re: Florida objectors, are they in or out. REK: right now the Florida plaintiffs are in, they have until Wednesday, May 13, 1998 to notify DeVelario that they want to opt out. REK: finds it's a fair and appropriate settlement. Colloquy re: attorneys fees, Burwin Objection (docket 105) was never served on plaintiff or others. REK: overules objection (docket 105) - finds fee request is reasonable and appropriate, will make order making award of attorneys fees. Approves settlement, Orders final approval and final judgment of dismissal. Will make order to change notice. Granting [87-1] motion to extend time to March 31, 1998 to answer amended complaint mooting [88-1] motion to permit discovery pending the final approval hearing mooting [90-1] motion expedited hearing of defendants Lawrence Ramaekers and Jay Alix and Associates' motion to permit discovery pending the final approval hearing granting [91-1] stipulation motion extend time to March 31, 1998 to respond to complaint mooting [92-1] motion for clarification of [54-1] order or to extend time to answer or otherwise respond mooting motion to enjoin defendants Lawrence Ramaekers and Jay Alix & Associates from proceeding in another jurisdiction [99-1] motion to dismiss or stay shareholder derivative action for declaratory judgment regarding defendants' right to indemnification granting [104-1] stipulation motion to extend time to April 30, 1998 to respond to first consolidated and amended class action complaint denying [110-1] motion to dismiss mooting [114-1] motion to extend time to April 13, 1998 to file opposition to motion to dismiss or stay deferring [117-1] motion to dismiss deferring [118-1] motion to dismiss granting [127-1] motion to extend time to May 18, 1998 to respond to motion to dismiss granting [143-1] motion for leave to file in excess of 20 pages Court Reporter: Copolla (kd) [Entry date 05/07/98] [1:97cv10304] 4/29/98 151 Judge Robert E. Keeton . Final Order and Judgment Awarding Attorneys' Fees and Reimbusement of Expenses entered. See order for details. cc/cl (kd) [Entry date 05/07/98] [1:97cv10304] 4/29/98 152 Judge Robert E. Keeton . Order of Final Approval and Final Judgment of Dismissal entered. See Order for details. cc/cl (kd) [Entry date 05/07/98] [1:97cv10304] Docket as of September 12, 2000 10:57 pm Page 40 Proceedings include all events. 1:97cv10304 In Re Centennial Tec, et al v. Centennial Technol, et al LEAD 4/29/98 153 Certificate of service by Centennial Tech in 1:97-cv-10304 re: [146-1] reply, [145-1] affidavit, [144-1] reply , filed. (kd) [Entry date 05/08/98] [1:97cv10304] 4/30/98 148 Motion by Lehman Brothers, Inc in 1:97-cv-10304 to dismiss , filed. c/s Local rule 7.1 attached. (mr) [Entry date 05/06/98] [1:97cv10304] 4/30/98 149 Memorandum by Lehman Brothers, Inc in 1:97-cv-10304 in support of [148-1] motion to dismiss , filed. c/s (mr) [Entry date 05/06/98] [1:97cv10304] 5/12/98 163 Return of service executed as to Thomas Kinch in 1:97-cv-10304 with service on 5/4/98 filed. Answer due on 5/24/98 for Thomas Kinch (kd) [Entry date 05/28/98] [1:97cv10304] 5/13/98 154 Motion by plaintiffs to amend [69-1] amended complaint , filed. c/s (kd) [Entry date 05/14/98] [Edit date 05/14/98] [1:97cv10304] 5/13/98 155 Memorandum of law by plaintiffs re: in support of motion to amend complaint, filed. c/s (kd) [Entry date 05/14/98] [1:97cv10304] 5/13/98 156 STIPULATION (Motion) ,by plaintiffs and Coopers & Lybrand L.L.P. to extend time to August 31, 1998 for Coopers & Lybrand to respond to amended complaint , filed. c/s (kd) [Entry date 05/15/98] [1:97cv10304] 5/14/98 -- Summons issued for Bond D. Fletcher, Mediajet, Inc. and Suncrest LTD. (kd) [1:97cv10304] 5/14/98 157 STIPULATION (Motion) by class plaintiffs and Lehman Brothers, Inc in 1:97-cv-10304, to extend time to May 29, 1998 for plaintiffs to file opposition to motion to dismiss and defendants shall file reply by June 12, 1998 , filed. c/s (kd) [Entry date 05/18/98] [1:97cv10304] 5/15/98 -- Judge Robert E. Keeton . Endorsed Order entered granting [156-1] stipulation motion to extend time to August 31, for Coopers & Lybrand to respond to amended complaint, reset answer due for 8/31/98 for Coopers & Lybrand. Notice sent to counsel. (kd) [Entry date 05/19/98] [1:97cv10304] 5/18/98 158 Notice by Osvaldo Franco and Frank Schmidt withdrawing [122-1] objection to proposed settlement and partial exclusion, filed. c/s (kd) [Entry date 05/19/98] [1:97cv10304] 5/18/98 159 Assented to Motion by class plaintiffs to extend time to May 19, 1998 to respond to motion to dismiss , filed. c/s (kd) [Entry date 05/19/98] [1:97cv10304] Docket as of September 12, 2000 10:57 pm Page 41 Proceedings include all events. 1:97cv10304 In Re Centennial Tec, et al v. Centennial Technol, et al LEAD 5/19/98 -- Judge Robert E. Keeton . Endorsed Order entered granting [157-1] stipulation motion to extend time to May 29, 1998 for plaintiffs to file opposition to motion to dismiss and defendants shall file reply by June 12, 1998 . Notice sent to counsel. (kd) [Entry date 05/20/98] [1:97cv10304] 5/19/98 160 Response by class plaintiffs in opposition to [118-1] motion to dismiss, [117-1] motion to dismiss , filed. c/s (kd) [Entry date 05/21/98] [1:97cv10304] 5/20/98 161 Notice of appearance of attorney for Thomas Kinch in 1:97-cv-10304 by Michael A. Collora, David M. Osburne, filed. c/s (kd) [Entry date 05/21/98] [1:97cv10304] 5/20/98 162 Motion by Thomas Kinch in 1:97-cv-10304 to extend time to June 9, 1998 to file answer , filed. c/s (kd) [Entry date 05/21/98] [1:97cv10304] 5/20/98 -- Judge Robert E. Keeton . Endorsed Order entered granting [162-1] motion to extend time to June 9, 1998 to file answer. "Allowed." Notice sent to counsel. (kd) [Entry date 05/28/98] [1:97cv10304] 5/20/98 -- Judge Robert E. Keeton . Endorsed Order entered granting [159-1] motion to extend time to May 19, 1998 to respond to motion to dismiss . Notice sent to counsel. (kd) [Entry date 05/28/98] [1:97cv10304] 5/21/98 164 Transcript of proceedings for Conference held on proceeding date: March 11, 1998 before Judge: Keeton. Court Reporter: Willette. (kd) [Entry date 05/28/98] [1:97cv10304] 5/26/98 165 Return of service executed as to Media Jet, Inc. in 1:97-cv-10304 with service on 5/14/98 filed. Answer due on 6/3/98 for Media Jet, Inc. (kd) [Entry date 05/29/98] [1:97cv10304] 5/26/98 166 Return of service executed as to Suncrest LTD in 1:97-cv-10304 with service on 5/15/98 filed. Answer due on 6/4/98 for Suncrest LTD (kd) [Entry date 05/29/98] [1:97cv10304] 5/26/98 167 Return of service executed as to Bond D. Fletcher in 1:97-cv-10304 with service on 5/15/98 filed. Answer due on 6/4/98 for Bond D. Fletcher (kd) [Entry date 05/29/98] [1:97cv10304] 5/27/98 168 Response by Lehman Brothers, Inc in 1:97-cv-10304 in opposition to [154-1] motion to amend [69-1] amended complaint , filed. c/s (kd) [Entry date 06/02/98] [1:97cv10304] Docket as of September 12, 2000 10:57 pm Page 42 Proceedings include all events. 1:97cv10304 In Re Centennial Tec, et al v. Centennial Technol, et al LEAD 5/29/98 169 STIPULATION (Motion) , to extend time to June 12, 1998 to file opposition to motion to dismiss and for Lehman Brothers Inc. to file reply by July 3, 1998 , filed. c/s (kd) [Entry date 06/03/98] [1:97cv10304] 6/4/98 -- Terminated document: denying [110-1] motion for summary judgment, denying [107-1] motion for summary judgment the court having orally ruled at hearing on 4/29/98. Requested by jmc. (jmc) [1:97cv10304] 6/9/98 170 Motion by Thomas Kinch in 1:97-cv-10304 to dismiss , filed. c/s (kd) [Entry date 06/15/98] [1:97cv10304] 6/9/98 171 Memorandum by Thomas Kinch in 1:97-cv-10304 in support of [170-1] motion to dismiss , filed. c/s (kd) [Entry date 06/15/98] [1:97cv10304] 6/12/98 172 Memorandum by class plaintiffs in partial opposition to [148-1] motion to dismiss, and in support of request for leave to amend complaint, filed. c/s (kd) [Entry date 06/16/98] [1:97cv10304] 6/12/98 173 Request (non motion) for relief from timely filing objection to the closing date establishing the class period request for inclusion into settlement class, filed. c/s (kd) [Entry date 06/16/98] [1:97cv10304] 6/15/98 -- Proposed Order of Final Approval and Final Judgment of Dismissal received for filing. (kd) [Entry date 06/17/98] [1:97cv10304] 6/18/98 174 Judge Robert E. Keeton . Order of Final Approval and Final Judgment of Dismissal entered. "...The direction of the entry of final judgment pursuant to Rule 54(b) is appropriate and proper because this judgment fully and finally adjudicates the claims of the Derivative Plaintiffs and Centennial's shareholders against the Settling Defendants in the Derivative Action...see order for details." cc/cl (kd) [Entry date 06/19/98] [1:97cv10304] 6/19/98 175 Answer by Bond D. Fletcher in 1:97-cv-10304, Mediajet, Inc. in 1:97-cv-10304 to complaint; jury demand, filed. c/s (kd) [Entry date 06/26/98] [1:97cv10304] 6/19/98 -- Proposed Second Consolidated and Amended Class Action Complaint received for filing. (kd) [Entry date 07/14/98] [1:97cv10304] 6/23/98 -- Terminated document: mooting [67-1] stipulation motion for settlement the court having previously granted motions for entry of settlement. Requested by jmc. (jmc) [1:97cv10304] Docket as of September 12, 2000 10:57 pm Page 43 Proceedings include all events. 1:97cv10304 In Re Centennial Tec, et al v. Centennial Technol, et al LEAD 6/23/98 178 Letter by Mark P. Spzak in 1:97-cv-10304 dated: June 23, 1998 to: Joanne Cull re: response to Jeffrey Blocks letter filed. (kd) [Entry date 07/07/98] [1:97cv10304] 6/24/98 176 Motion by Ronald Schwartz in 1:97-cv-10304, David Finkelstein in 1:97-cv-10304 for leave to file memo in excess of 20 pages , filed. (efs) [Entry date 06/30/98] [1:97cv10304] 6/26/98 177 Response by Thomas Kinch in 1:97-cv-10304 in opposition to [154-1] motion to amend [69-1] amended complaint, filed. c/s (kd) [Entry date 07/06/98] [1:97cv10304] 7/2/98 179 Motion by Lehman Brothers, Inc in 1:97-cv-10304 for leave to file reply memorandum in excess of twenty pages , filed. c/s (kd) [Entry date 07/08/98] [1:97cv10304] 7/2/98 -- Judge Robert E. Keeton . Endorsed Order entered granting [179-1] motion for leave to file reply memorandum in excess of twenty pages. Notice sent to counsel. (kd) [Entry date 07/08/98] [1:97cv10304] 7/2/98 180 Reply in support by Lehman Brothers, Inc in 1:97-cv-10304 to [148-1] motion to dismiss , filed. c/s (kd) [Entry date 07/08/98] [1:97cv10304] 7/6/98 181 Motion by Thomas Kinch in 1:97-cv-10304 for leave to file reply to opposition to motion to dismiss, filed. c/s (kd) [Entry date 07/09/98] [1:97cv10304] 7/6/98 -- Judge Robert E. Keeton . Endorsed Order entered granting [181-1] motion for leave to file reply to opposition to motion to dismiss. Notice sent to counsel. (kd) [Entry date 07/09/98] [1:97cv10304] 7/6/98 182 Reply/response by Thomas Kinch in 1:97-cv-10304 to [172-1] opposition memorandum , filed. c/s (kd) [Entry date 07/09/98] [1:97cv10304] 7/24/98 184 Motion by plaintiffs to lift the discovery stay against defendnats Lawrence J. Ramaekers and Jay Alix and Associates , filed. c/s (kd) [Entry date 07/30/98] [1:97cv10304] 7/24/98 185 Memorandum of law by class plaintiffs re: in support of motion to lift stay filed. c/s (kd) [Entry date 07/30/98] [1:97cv10304] 7/24/98 186 Motion by class plaintiffs for leave to file a supplemental memorandum in support of leave to file an amended complaint and in opposition to Lehman Brothers Inc.'s Motion to dismiss, filed. c/s (kd) [Entry date 07/30/98] [Edit date 07/30/98] [1:97cv10304] Docket as of September 12, 2000 10:57 pm Page 44 Proceedings include all events. 1:97cv10304 In Re Centennial Tec, et al v. Centennial Technol, et al LEAD 7/24/98 -- Judge Robert E. Keeton . Endorsed Order entered granting [186-1] motion for leave to file a supplemental memorandum in support of leave to file an amended complaint and in opposition to Lehman Brothers Inc.'s Motion to dismiss . Notice sent to counsel. (kd) [Entry date 07/30/98] [1:97cv10304] 7/24/98 187 Reply Memorandum in support of request for leave to amend complaint and in opposition to defendant Lehman Brothers Inc.'s Motion to dismiss , filed. c/s (kd) [Entry date 07/30/98] [1:97cv10304] 7/27/98 -- Judge Robert E. Keeton . Endorsed Order entered granting [176-1] motion for leave to file memo in excess of 20 pages . (jmc) [1:97cv10304] 7/27/98 183 Plaintiffs' Memorandum in opposition to [170-1] motion to dismiss, filed, c/s. (jmc) [1:97cv10304] 7/27/98 -- Judge Robert E. Keeton . Endorsed Order entered mooting [169-1] stipulation motion to extend time to June 12, 1998 to file opposition to motion to dismiss and for Lehman Brothers Inc. to file reply by July 3, 1998 . (jmc) [1:97cv10304] 7/29/98 188 Motion by class plaintiffs for summary judgment against defendant Bond D. Fletcher as to liability on plaintiffs' section 10(b) claim against him , filed. c/s (kd) [Entry date 07/30/98] [1:97cv10304] 7/29/98 189 Memorandum of law by class plaintiffs re: in support of motion for summary judgment against Bond D. Fletcher filed. c/s (kd) [Entry date 07/30/98] [1:97cv10304] 7/29/98 190 Statement of counsel filed by class plaintiffs, Re: Local Rule 56.1 Material of undisputed facts. c/s (kd) [Entry date 07/30/98] [1:97cv10304] 7/30/98 191 Response by Lawrence J. Ramaekers in 1:97-cv-10304, Jay Alix and Assoc. in 1:97-cv-10304 to [184-1] motion to lift the discovery stay against defendnats Lawrence J. Ramaekers and Jay Alix and Associates , filed. c/s (kd) [Entry date 08/03/98] [1:97cv10304] 8/7/98 192 Motion by Lehman Brothers, Inc in 1:97-cv-10304 for leave to file a supplemental memorandum in support of its motion to dismiss and opposing plaintiffs' request for leave to amend complaint, filed. c/s (kd) [Entry date 08/14/98] [1:97cv10304] 8/7/98 193 Certificate of Consultation re: [192-1] motion for leave to file a supplemental memorandum in support of its motion to dismiss and opposing plaintiffs' request for leave to amend complaint , filed. c/s (kd) [Entry date 08/14/98] Docket as of September 12, 2000 10:57 pm Page 45 Proceedings include all events. 1:97cv10304 In Re Centennial Tec, et al v. Centennial Technol, et al LEAD [1:97cv10304] 8/7/98 -- Judge Robert E. Keeton . Endorsed Order entered granting [192-1] motion for leave to file a supplemental memorandum in support of its motion to dismiss and opposing plaintiffs' request for leave to amend complaint. Notice sent to counsel. (kd) [Entry date 08/14/98] [1:97cv10304] 8/7/98 194 Supplemental Memorandum by Lehman Brothers, Inc in 1:97-cv-10304 in support of [148-1] motion to dismiss and Opposing Plaintiffs' request for leave to amend complaint, filed. c/s (kd) [Entry date 08/14/98] [1:97cv10304] 8/11/98 195 Certificate of Consultation re: Motion of Lehman Brothers Inc. for leave to file a supplemental memorandum in support of its motion to dismiss and opposing plaintiffs request for leave to amend complaint, filed. (kd) [Entry date 08/14/98] [1:97cv10304] 8/13/98 197 Motion by Plaintiffs for leave to file reply memorandum of law in support of motion to lift the discovery stay against defendants Lawrence J. Ramaekers and Jay Alix and Associates , filed. c/s (kd) [Entry date 08/18/98] [1:97cv10304] 8/13/98 -- Judge Robert E. Keeton . Endorsed Order entered granting [197-1] motion for leave to file reply memorandum of law in support of motion to lift the discovery stay against defendants Lawrence J. Ramaekers and Jay Alix and . Notice sent to counsel. (kd) [Entry date 08/18/98] [1:97cv10304] 8/13/98 198 Affidavit of Jeffrey C Block in 1:97-cv-10304 , re: [197-1] motion for leave to file reply memorandum of law in support of motion to lift the discovery stay against defendants Lawrence J. Ramaekers and Jay Alix and Associates , filed. c/s (kd) [Entry date 08/18/98] [1:97cv10304] 8/13/98 199 Memorandum of law by class plaintiffs re: in support of motion to lift the discovery stay filed. c/s (kd) [Entry date 08/18/98] [1:97cv10304] 8/14/98 -- Judge Robert E. Keeton . Endorsed Order entered mooting [134-1] motion for Christopher Duggan and Matthew Walko to withdraw as attorney . "Dismissed as moot in view of rulings made at the hearing of 4/29/98 and subsequent filings." Notice sent to counsel. (kd) [Entry date 08/17/98] [1:97cv10304] 8/14/98 -- Judge Robert E. Keeton . Endorsed Order entered mooting [140-1] stipulation motion to enter amended order of preliminary approval Nunc Pro Tunc . "Dismissed as moot in view of actions taken at the hearing of record on 4/29/98." Notice sent to counsel. (kd) [Entry date 08/17/98] Docket as of September 12, 2000 10:57 pm Page 46 Proceedings include all events. 1:97cv10304 In Re Centennial Tec, et al v. Centennial Technol, et al LEAD [1:97cv10304] 8/17/98 196 Judge Robert E. Keeton . Memorandum and Order on Issue Formulation and Practice and Procedure Order No. 3 entered., set case management conference for 4:30 10/14/98. See order for details. cc/cl (kd) [Entry date 08/18/98] [1:97cv10304] 8/21/98 200 STIPULATION (Motion) by Plaintiffs and Coopers & Lybrand in 1:97-cv-10304, to extend time to November 30, 1998 to respond to complaint , filed. c/s (kd) [Entry date 08/25/98] [1:97cv10304] 8/21/98 201 Motion by Lawrence J. Ramaekers in 1:97-cv-10304, Jay Alix and Assoc. in 1:97-cv-10304 for leave to file sur-reply on discovery scheduling issues in response to class plaintiffs' reply memorandum of law in support of their motion to lift the discovery stay against defendants Lawrence J. Raemakers and Jay Alix & Associates , filed. c/s (kd) [Entry date 08/26/98] [1:97cv10304] 8/21/98 -- Judge Robert E. Keeton . Endorsed Order entered granting [201-1] motion for leave to file sur-reply on discovery scheduling issues in response to class plaintiffs' reply memorandum of law in support of their motion to lift the discovery stay against defendants Lawrence J. Raemakers and Jay Alix & Associates . Notice sent to counsel. (kd) [Entry date 08/26/98] [1:97cv10304] 8/21/98 202 Sur reply by Lawrence J. Raemakers and Jay Alix & Associates on discovery scheduling issues, filed. c/s (kd) [Entry date 08/26/98] [1:97cv10304] 8/28/98 -- Judge Robert E. Keeton . Endorsed Order entered granting [200-1] stipulation motion to extend time to November 30, 1998 to respond to complaint, reset answer due for 11/30/98 for Coopers & Lybrand. Notice sent to counsel. (kd) [Entry date 08/31/98] [1:97cv10304] 9/16/98 203 Letter by David A. Brown in 1:97-cv-10304 dated: September 16, 1998 to: Mr. Cronin re: service list filed. (kd) [Entry date 09/21/98] [1:97cv10304] 9/21/98 204 STIPULATION (Motion) by class plaintiffs in 1:97-cv-10304, Coopers & Lybrand in 1:97-cv-10304, of second partial settlement , filed. c/s (kd) [Entry date 09/24/98] [1:97cv10304] 9/21/98 205 Judge Robert E. Keeton. Order of Preliminary Approval of Second Partial Settlement and Hearing Order entered. See order for details. cc/cl (kd) [Entry date 09/24/98] [1:97cv10304] 9/21/98 -- Hearing held . (kd) [Entry date 10/07/98] [1:97cv10304] Docket as of September 12, 2000 10:57 pm Page 47 Proceedings include all events. 1:97cv10304 In Re Centennial Tec, et al v. Centennial Technol, et al LEAD 9/21/98 209 Judge Robert E. Keeton . Clerk's Notes: re: Approval of Settlement, Parties filed stipulation and proposed order in open court. Colloquy re: conflict in days to file notice. No conflict exists. REK, after examining document, signs "Order of Preliminary Approval of Second Partial settlement and Hearing Order" set hearing for 4:15 11/12/98 Court Reporter: McLaughlin (kd) [Entry date 10/07/98] [1:97cv10304] 9/22/98 206 STIPULATION (Motion) by Lehman Brothers, Inc in 1:97-cv-10304, for confidentiality order, filed. c/s (kd) [Entry date 09/24/98] [1:97cv10304] 9/23/98 207 STIPULATION (Motion) by Class Plaintiffs and Lawrence J. Ramaekers in 1:97-cv-10304, Jay Alix and Assoc. in 1:97-cv-10304, for confidentiality order , filed. c/s (kd) [Entry date 09/24/98] [1:97cv10304] 9/29/98 208 Letter by Jerome Garland dated: September 25, 1998 to: Clerk re: Proof of Claim and Release filed. (kd) [Entry date 10/02/98] [1:97cv10304] 10/13/98 210 Proposed Agenda for Case Management Conference of October 14, 1998 by Lehman Brothers, Inc in 1:97-cv-10304 received for filing. c/s (kd) [Entry date 10/14/98] [1:97cv10304] 10/13/98 212 Judge Robert E. Keeton. Practice and Procedure Order #5 entered granting [206-1] stipulation motion for confidentiality order. "The proposed Protective Order filed by the parties in this case on September 22, 1998 (docket #206), is approved as Practice and Procedure Order No. 4, subject to the following modification: Notwithstanding any provision or implication to the contrary: (1) No document claimed to be subject to this order may be filed with the Clerk without advance approval in writing by the court. This requirement is imposed for the protection of the interests of the parties against risks of accidental disclosure and to conserve scarce storage space and time of court personnel. (2) The proposed Protective Order is subject to further modification by order of this court, on the court's own initiative or upon motion by any person having an interest affected by the order, for good cause shown. Any party wishing to object to this modification must do so by written objection filed on or before two weeks from this date." cc/cl (kd) [Entry date 10/14/98] [1:97cv10304] 10/13/98 -- Judge Robert E. Keeton . Endorsed Order entered granting [206-1] stipulation motion for confidentiality order. "So ordered as Practice and Procedure Order No. 4, subject to the terms and conditions stated in Practice and Procedure Order No. 5 of this date." Notice sent to counsel. (kd) [Entry date 10/15/98] [1:97cv10304] Docket as of September 12, 2000 10:57 pm Page 48 Proceedings include all events. 1:97cv10304 In Re Centennial Tec, et al v. Centennial Technol, et al LEAD 10/14/98 211 Proposed Agenda for Case Management Conference by Plaintiffs in 1:97-cv-10304 received for filing. c/s (kd) [1:97cv10304] 10/14/98 213 Judge Robert E. Keeton . Order entered granting [207-1] stipulation motion for confidentiality order. "...approved as Practice and Procedure Order No. 6, subject to the following modification..." cc/cl (kd) [1:97cv10304] 10/14/98 -- Judge Robert E. Keeton . Endorsed Order entered granting [207-1] stipulation motion for confidentiality order. "So Ordered as Practice and Procedure Order No. 6 of this date, subject to the terms and conditions stated in Practice and Procedure Order No. 7 of this date." Notice sent to counsel. (kd) [Entry date 10/15/98] [1:97cv10304] 10/14/98 -- Case management conference held . (kd) [Entry date 11/06/98] [1:97cv10304] 10/14/98 218 Judge Robert E. Keeton . Clerk's Notes: re: case management conf. held. dismissing [117-1] motion to dismissing [118-1] motion to dismiss denying [154-1] motion to amend [69-1] amended complaint granting [170-1] motion dismiss granting [184-1] motion to lift the discovery stay against defendnats Lawrence J. Ramaekers and Jay Alix and Associates granting [188-1] motion for summary judgment against defendant Bond D. Fletcher as to liability on plaintiffs' section 10(b) claim against him, Plaintiff memo for class cert. - 10/23/98, Defendant completion of discovery- 12/31/98, Defendant brief on Class cert.- 1/22/99, Plaintiffs response- 2/5/99, Completion of plaintiffs expert discovery- 3/31/99, Completion of defendants expert discovery- 4/30/99, File motions for deposition of experts- 5/7/99, set fact discovery due for 2/26/99, set pretrial conference for 3:00 6/17/99, set Jury trial for 9:00 7/12/99. Discovery deadline against Presage and Lockwood by March 31, 1999. Court Reporter: Willette (kd) [Entry date 11/06/98] [1:97cv10304] 10/14/98 -- Terminated document: granting [148-1] motion to dismiss Requested by REK per hearing 10/14/98. (kd) [Entry date 11/09/98] [1:97cv10304] 10/23/98 214 Judge Robert E. Keeton. Memorandum and Order on Issue Formulation and Practice and Procedure Order No. 8 entered., set pretrial conference for 3:00 6/17/99. See order for details. Notice sent to counsel. (kd) [Entry date 10/27/98] [Edit date 10/27/98] [1:97cv10304] 10/30/98 215 Motion by Plaintiffs in 1:97-cv-10304 to extend time to October 30, 1998 to file motion for class certification , filed. c/s (kd) [Entry date 11/02/98] Docket as of September 12, 2000 10:57 pm Page 49 Proceedings include all events. 1:97cv10304 In Re Centennial Tec, et al v. Centennial Technol, et al LEAD [Edit date 11/02/98] [1:97cv10304] 11/4/98 216 Letter by David Brown dated: November 4, 1998 to: Karen Donovan re: sevice list filed. (kd) [Entry date 11/05/98] [1:97cv10304] 11/6/98 217 Transcript of proceedings for hearing and case management conference held on proceeding date: October 14, 1998 before Judge: Keeton. Court Reporter: Willette (kd) [1:97cv10304] 11/6/98 219 Memorandum of law by Class Plaintiffs in 1:97-cv-10304 re: in support of the proposed settlement filed. c/s (kd) [Entry date 11/09/98] [1:97cv10304] 11/6/98 220 Memorandum of law by Plaintiffs in 1:97-cv-10304 re: in support of joint application of class counsel for an award of attorneys' fees and reimbursement of expenses, filed. c/s (kd) [Entry date 11/09/98] [1:97cv10304] 11/6/98 221 Affidavit of Glen DeValerio in 1:97-cv-10304, re: in support of approval of this partial settlement, filed. c/s (kd) [Entry date 11/09/98] [1:97cv10304] 11/6/98 222 Affidavit of mailing and publication, filed. (kd) [Entry date 11/09/98] [1:97cv10304] 11/9/98 -- Judge Robert E. Keeton . Endorsed Order entered granting [215-1] motion to extend time to October 30, 1998 to file motion for class certification. Notice sent to counsel. (kd) [Entry date 11/10/98] [1:97cv10304] 11/9/98 223 Motion by Plaintiffs in 1:97-cv-10304 for class cetrtification , filed. c/s (kd) [Entry date 11/10/98] [1:97cv10304] 11/9/98 224 Memorandum of law by plaintiffs in 1:97-cv-10304 in support of [223-1] motion for class cetrtification , filed. c/s (kd) [Entry date 11/10/98] [1:97cv10304] 11/12/98 -- Proposed Final Order and Judgment Awarding Attorney's Fees and Reimbursement of Expenses from the Second Partial Settlement by Plaintiffs in 1:97-cv-10304 received for filing. (kd) [1:97cv10304] 11/12/98 -- Proposed Second Partial Settlement Order of Final Approval and Final Judgment of Dismissal by Plaintiffs in 1:97-cv-10304 received for filing. (kd) [1:97cv10304] 11/12/98 225 Judge Robert E. Keeton. Settlement Bar Order entered. See order for details. cc/cl (kd) [Entry date 11/16/98] [1:97cv10304] Docket as of September 12, 2000 10:57 pm Page 50 Proceedings include all events. 1:97cv10304 In Re Centennial Tec, et al v. Centennial Technol, et al LEAD 11/12/98 226 Judge Robert E. Keeton. Second Partial Settlement Order of Final Approval and Final Judgment of Dismissal entered. See order for details. cc/cl (kd) [Entry date 11/16/98] [1:97cv10304] 11/12/98 227 Judge Robert E. Keeton. Final Order and Judgment Awarding Attorneys' Fees and Reimbursement of Expenses From the Second Partial Settlement entered. "...Plaintiffs' Counsel are hereby awarded $502,557.01 as reimbursement for their reasonable out-of-pocket expenses incurred in the prosecution of this litigation. Plaintiffs' counsel are further awarded 30% of the Gross Settlement Fund established pursuant to the Second Partial Settlement. This fee award shall be paid as provided in the Settlement Agreement together with interest earned on the Settlement Fund from the date of deposit to the date of payment at the same rate of interest as earned by the Settlement Fund..." cc/cl (kd) [Entry date 11/16/98] [1:97cv10304] 11/12/98 -- Hearing held . (kd) [Entry date 11/18/98] [1:97cv10304] 11/12/98 228 Judge Robert E. Keeton . Clerk's Notes: re: hearing held. Colloquy re: settlement with Coopers. No objectors. Court satisfied that settlement is fair. Colloquy re settlement bar order for claims against Coopers. Court will make order. Docket #223 Class certification. Thats a Rameakers issue, not Coopers. Plaintiffs petition for attorneys fees (it awards $502,557.01 and 30% of settlement expenses) Court Reporter: Willette (kd) [Entry date 11/18/98] [1:97cv10304] 11/23/98 229 Motion by Plaintiffs in 1:97-cv-10304 for leave to file third consolidated and amended class action complaint , filed. c/s (kd) [Entry date 11/25/98] [1:97cv10304] 11/23/98 230 Memorandum of law by Plaintiffs in 1:97-cv-10304 in support of [229-1] motion for leave to file third consolidated and amended class action complaint , filed. c/s (kd) [Entry date 11/25/98] [1:97cv10304] 12/8/98 231 Letter by Jerome N. Garland dated: September 25, 1998 re: Proof of Claim and Release to the Claims Administrator filed. (kd) [1:97cv10304] 12/16/98 232 Response by Lawrence J. Ramaekers in 1:97-cv-10304, Jay Alix and Assoc. in 1:97-cv-10304 in opposition to [229-1] motion for leave to file third consolidated and amended class action complaint , filed. c/s (kd) [Entry date 12/18/98] [1:97cv10304] 12/16/98 233 Motion by Plaintiff Gary R. Anderson for protective order, or in the alternative, to quash, pursuant to Federal Rules of Civil Procedure 26 and 45 , filed. c/s (kd) [Entry date 12/18/98] [1:97cv10304] Docket as of September 12, 2000 10:57 pm Page 51 Proceedings include all events. 1:97cv10304 In Re Centennial Tec, et al v. Centennial Technol, et al LEAD 12/16/98 234 Memorandum by Gary R. Anderson in support of [233-1] motion for protective order, or in the alternative, to quash, pursuant to Federal Rules of Civil Procedure 26 and 45 , filed. c/s (kd) [Entry date 12/18/98] [1:97cv10304] 12/16/98 235 Affidavit of Jeffrey C Block in 1:97-cv-10304 , re: [233-1] motion for protective order, or in the alternative, to quash, pursuant to Federal Rules of Civil Procedure 26 and 45 , filed. c/s (kd) [Entry date 12/18/98] [1:97cv10304] 12/21/98 236 Supplemental Response by Lawrence J. Ramaekers in 1:97-cv-10304, Jay Alix and Assoc. in 1:97-cv-10304 in opposition to [229-1] motion for leave to file third consolidated and amended class action complaint, filed. c/s (kd) [1:97cv10304] 12/21/98 237 Motion by Lawrence J. Ramaekers in 1:97-cv-10304, Jay Alix and Assoc. in 1:97-cv-10304 to compel and for an extension of discovery deadlines, filed. c/s (kd) [1:97cv10304] 12/21/98 238 Memorandum of law by Lawrence J. Ramaekers in 1:97-cv-10304, Jay Alix and Assoc. in 1:97-cv-10304 re: in support of motion to compel and for an extension of discovery deadlines filed. c/s (kd) [1:97cv10304] 12/21/98 239 Affidavit of James M. Wodarski in 1:97-cv-10304 , re: [237-1] motion to compel and for an extension of discovery deadlines , filed. c/s (kd) [1:97cv10304] 12/23/98 240 Response by Plaintiffs in 1:97-cv-10304 in opposition to [237-1] motion for an extension of discovery deadlines , filed. c/s (kd) [Entry date 12/29/98] [1:97cv10304] 12/23/98 241 Affidavit of Jeffrey C Block in 1:97-cv-10304 , re: in opposition to [237-1] motion to compel and for an extension of discovery , filed. c/s (kd) [Entry date 12/29/98] [1:97cv10304] 12/30/98 242 Response by Lawrence J. Ramaekers in 1:97-cv-10304, Jay Alix and Assoc. in 1:97-cv-10304 in opposition to [233-1] motion for protective order, or in the alternative, to quash, pursuant to Federal Rules of Civil Procedure 26 and 45 , filed. c/s (kd) [Entry date 01/04/99] [1:97cv10304] 12/30/98 243 Affidavit of James M. Wodarski in 1:97-cv-10304 , re: [237-1] motion to compel and for an extension of discovery deadlines , filed. c/s (kd) [Entry date 01/04/99] [1:97cv10304] 12/31/98 244 Notice of change of address filed by Albert F. Cullen Jr. in 1:97-cv-10304. c/s (kd) [Entry date 01/06/99] [1:97cv10304] Docket as of September 12, 2000 10:57 pm Page 52 Proceedings include all events. 1:97cv10304 In Re Centennial Tec, et al v. Centennial Technol, et al LEAD 12/31/98 245 Memorandum by Plaintiffs in 1:97-cv-10304 in opposition to [237-1] motion to compel and for an extension of discovery deadlines, filed. c/s (kd) [Entry date 01/08/99] [Edit date 01/08/99] [1:97cv10304] 12/31/98 246 Affidavit of Matthew E. Miller, re: [245-1] opposition memorandum , filed. c/s (kd) [Entry date 01/08/99] [1:97cv10304] 1/14/99 248 Joint motion by Plaintiffs in 1:97-cv-10304, Lawrence J. Ramaekers in 1:97-cv-10304, Jay Alix and Assoc. in 1:97-cv-10304 to extend time to February 10, 1999 to opposing motion for class certification , filed. c/s (kd) [Entry date 01/19/99] [1:97cv10304] 1/15/99 247 Letter by Jay Breazeale dated: Janaury 8, 1999 to: Settlement Administrator re: Proof of Claim filed. (kd) [Entry date 01/19/99] [1:97cv10304] 1/25/99 -- Judge Robert E. Keeton . Endorsed Order entered granting [248-1] joint motion to extend time to February 10, 1999 to opposing motion for class certification. "This is Practice and Procedure Order No. 9. The Joint Motion to Extend Time (Docket #248) is ALLOWED." Notice sent to counsel. (kd) [Entry date 01/29/99] [1:97cv10304] 1/26/99 249 Motion by Plaintiffs for protective order, or in the alternative to quash requests 1(a), 1(b) and 2 of the subpoena duces tecum served on National Financial Services Corporation, pursuant to Rule 25 and 45 of the Federal Rules of Civil Procedure , filed. c/s (kd) [Entry date 01/27/99] [Edit date 01/27/99] [1:97cv10304] 1/26/99 250 Memorandum by plaintiffs in support of [249-1] motion for protective order, or in the alternative to quash requests 1(a), 1(b) and 2 of the subpoena duces tecum served on National Financial Services Corporation, pursuant to Rule 25 and 45 of the Federal Rules of Civil Procedure , filed. c/s (kd) [Entry date 01/27/99] [1:97cv10304] 1/26/99 251 Affidavit of Jeffrey C Block in 1:97-cv-10304 , re: [249-1] motion for protective order, or in the alternative to quash requests 1(a), 1(b) and 2 of the subpoena duces tecum served on National Financial Services Corporation, pursuant to Rule 25 and 45 of the Federal Rules of Civil Procedure, filed. c/s (kd) [Entry date 01/27/99] [1:97cv10304] 1/26/99 252 Judge Robert E. Keeton. Practice and Procedure Order No. 10 entered, set case management conference for Case management conference on 3/31/99. See order for details. cc/cl (kd) [Entry date 01/28/99] [1:97cv10304] Docket as of September 12, 2000 10:57 pm Page 53 Proceedings include all events. 1:97cv10304 In Re Centennial Tec, et al v. Centennial Technol, et al LEAD 2/3/99 253 Motion by plaintiffs in 1:97-cv-10304 to compel documents in response to Nos. 6 and 11 of plaintiffs' first request for the production of documents from defendants Lawrence J. Ramaekers and Jay Alix & Associates pursuant to Federal Rule of Civil Procedure 37 and Local Rule 37.1 , filed. c/s (kd) [Entry date 02/05/99] [1:97cv10304] 2/8/99 254 Response by Lawrence J. Ramaekers in 1:97-cv-10304, Jay Alix and Assoc. in 1:97-cv-10304 in opposition to [249-1] motion for protective order, or in the alternative to quash requests 1(a), 1(b) and 2 of the subpoena duces tecum served on National Financial Services Corporation, pursuant to Rule 25 and 45 of the Federal Rules of Civil Procedure, filed. c/s (kd) [Entry date 02/09/99] [1:97cv10304] 2/8/99 255 Affidavit of David A. Brown in 1:97-cv-10304 , re: [254-1] opposition response , filed. c/s (kd) [Entry date 02/09/99] [1:97cv10304] 2/11/99 256 Reply by Lawrence J. Ramaekers in 1:97-cv-10304, Jay Alix and Assoc. in 1:97-cv-10304 to [223-1] motion for class cetrtification, opposition to the designation of certain named plaintiffs; and opposition to the appointment of Berman, DeValerio and Pease as lead counsel, filed. c/s (kd) [Entry date 02/12/99] [Edit date 02/12/99] [1:97cv10304] 2/11/99 257 Certificate of service by Lawrence J. Ramaekers in 1:97-cv-10304, Jay Alix and Assoc. in 1:97-cv-10304 re: [256-1] opposition response , filed. (kd) [Entry date 02/12/99] [1:97cv10304] 2/16/99 258 Motion by Lawrence J. Ramaekers in 1:97-cv-10304, Jay Alix and Assoc. in 1:97-cv-10304 for entry of stipulation and order for the protection and exchange of confidential information , filed. c/s (kd) [Entry date 02/17/99] [1:97cv10304] 2/18/99 259 Joint STIPULATION (Motion) by Plaintiffs in 1:97-cv-10304, Lawrence J. Ramaekers in 1:97-cv-10304, Jay Alix and Assoc. in 1:97-cv-10304, to extend time to February 24, 1999 to oppose plaintiffs motion to compel documents in response to Nos. 6 and 11 plaintiffs' first request for the production of documents , filed. c/s (kd) [Entry date 02/24/99] [Edit date 02/24/99] [1:97cv10304] 2/22/99 260 Motion by Plaintiffs in 1:97-cv-10304 for leave to file reply memorandum in support of motion to quash issued to National Financial Services Corp. , filed. c/s (kd) [Entry date 02/25/99] [Edit date 02/25/99] [1:97cv10304] 2/22/99 -- Judge Robert E. Keeton . Endorsed Order entered granting [260-1] motion for leave to file reply memorandum in of motion to quash subpoena issued to National Financial Services Corp. Notice sent to counsel. (kd) Docket as of September 12, 2000 10:57 pm Page 54 Proceedings include all events. 1:97cv10304 In Re Centennial Tec, et al v. Centennial Technol, et al LEAD [Entry date 02/25/99] [1:97cv10304] 2/22/99 261 Reply memorandum by Ronald Schwartz in 1:97-cv-10304 in further support of their motion to quash subpoena issued by defendants Jay Alix & Associates and Lawrence J. Ramaekers , filed. c/s (kd) [Entry date 02/25/99] [1:97cv10304] 2/22/99 262 Affidavit of Jeffrey C Block in 1:97-cv-10304, re: in support of plaintiffs' motion to quash subpoenas to Natonal Financial Services Corp., filed. c/s (kd) [Entry date 02/25/99] [1:97cv10304] 2/23/99 263 Notice of change of address for Charles J. Piven, filed. c/s (kd) [Entry date 03/01/99] [1:97cv10304] 2/24/99 264 Reply Memorandum of law by Plaintiffs in 1:97-cv-10304 re: in further support of their motion for class certification filed. c/s (kd) [Entry date 03/01/99] [1:97cv10304] 2/24/99 269 Response by Lawrence J. Ramaekers in 1:97-cv-10304, Jay Alix and Assoc. in 1:97-cv-10304 in opposition to [253-1] motion to compel documents in response to Nos. 6 and 11 of plaintiffs' first request for the production of documents from defendants Lawrence J. Ramaekers and Jay Alix & Associates pursuant to Federal Rule of Civil Procedure 37 and Local Rule 37.1 , filed. c/s (kd) [Entry date 03/02/99] [1:97cv10304] 2/24/99 270 Affidavit of Thomas G. McNeill, re: [267-1] opposition response , filed. c/s (kd) [Entry date 03/02/99] [1:97cv10304] 2/26/99 -- Judge Robert E. Keeton . Endorsed Order entered granting [258-1] motion for entry of stipulation and order for the protection and exchange of confidential information. "Allowed subject to the terms and condtions of a separate order made this date." Notice sent to counsel. (kd) [Entry date 03/01/99] [1:97cv10304] 2/26/99 265 Judge Robert E. Keeton. Stipulation and Order for the Protection and Exchange of Confidential Information entered. "SO ORDERED this 26th day of February, 1999, subject to the terms and conditions of a separate order of this date." cc/cl (kd) [Entry date 03/01/99] [1:97cv10304] Docket as of September 12, 2000 10:57 pm Page 55 Proceedings include all events. 1:97cv10304 In Re Centennial Tec, et al v. Centennial Technol, et al LEAD 2/26/99 266 Judge Robert E. Keeton. Practice and Procedure Order No. 11 entered. "The proposed Protective Order filed by the parties in this case on February 16, 1999 (Docket #258), is approved as Practice and Procedure Order No. 11, subject to the following modification: Notwithstanding any provision or implication to the contrary: (1) No document claimed to be subject to this order may be filed with the Clerk without advance approval in writing by the court. This requirement is imposed for the protection of the interests of the parties against risks of accidental disclosure and to conserve scarce storage space and time of court personnel. (2) The proposed Protective Order is subject to further modification by order of this court, on the court's own initiative or upon motion by any person having an interest affected by the order, for good cause shown. Any party wishing to object to this modification must do so by written objection filed on or before two weeks from this date." cc/cl (kd) [Entry date 03/01/99] [1:97cv10304] 3/1/99 267 Supplemental Response by Lawrence J. Ramaekers in 1:97-cv-10304, Jay Alix and Assoc. in 1:97-cv-10304 in opposition to [229-1] motion for leave to file third consolidated and amended class action complaint , filed. c/s (kd) [Entry date 03/02/99] [1:97cv10304] 3/1/99 268 Affidavit of James M. Wodarski in 1:97-cv-10304 , re: [267-1] opposition response , filed. c/s (kd) [Entry date 03/02/99] [1:97cv10304] 3/3/99 -- Judge Robert E. Keeton . Endorsed Order entered granting [259-1] stipulation motion to extend time to February 24, 1999 to oppose plaintiffs motion to compel documents in response to Nos. 6 and 11 plaintiffs' first request for the production of documents. Notice sent to counsel. (kd) [Entry date 03/04/99] [1:97cv10304] 3/3/99 271 Affidavit of Thomas G. McNeil in 1:97-cv-10304, filed. c/s (kd) [Entry date 03/05/99] [1:97cv10304] Docket as of September 12, 2000 10:57 pm Page 56 Proceedings include all events. 1:97cv10304 In Re Centennial Tec, et al v. Centennial Technol, et al LEAD 3/16/99 272 Judge Robert E. Keeton . Order entered granting in part, denying in part [249-1] motion for protective order, or in the alternative to quash requests 1(a), 1(b) and 2 of the subpoena duces tecum served on National Financial Services Corporation, pursuant to Rule 25 and 45 of the Federal of Civil Procedure deferring [253-1] motion to compel documents in response to Nos. 6 and 11 of plaintiffs' first request for the production of documents from defendants Lawrence J. Ramaekers and Jay Alix & Associates pursuant to Federal Rule of Civil Procedure 37 and Local Rule 37.1, "...The next Case Management Conference is scheduled for 2:00 p.m. on March 31, 1999. Argument on all pending motions will be heard at that time unless it is agreed with court approval or ordered that decision on a particular motion or motions be deferred..." set case management conference for Case management conference on 2:00 3/31/99, set pretrial conference for 3:00 6/17/99. cc/cl (kd) [Entry date 03/17/99] [1:97cv10304] 3/16/99 273 Stipulation of dismissal by Plaintiffs in 1:97-cv-10304, Robert Silva in 1:97-cv-10304 without prejudice, filed. (kd) [Entry date 03/19/99] [1:97cv10304] 3/18/99 274 Supplemental Memorandum by Plaintiffs in 1:97-cv-10304 re: concerning motion to compel documents in response to Nos. 6 and 11 of plaintiffs' first request for the production of documents from defendants Lawrence J. Ramaekers and Jay Alix & Associates pursuant to Federal Rule of Civil Procedure 37 and Local Rule 37.1, filed. c/s (kd) [Entry date 03/23/99] [1:97cv10304] 3/26/99 275 STIPULATION (Motion) by Plaintiffs in 1:97-cv-10304, Lawrence J. Ramaekers in 1:97-cv-10304, Jay Alix and Assoc. in 1:97-cv-10304, , filed. c/s (kd) [Entry date 03/29/99] [1:97cv10304] 3/29/99 276 Motion by Jay Alix and Assoc. in 1:97-cv-10304 for summary judgment with respect to plaintiffs' respondeat superior and section 20(a) claims , filed. c/s (kd) [Entry date 03/30/99] [1:97cv10304] 3/29/99 277 Memorandum by Jay Alix and Assoc. in 1:97-cv-10304 in support of [276-1] motion for summary judgment with respect to plaintiffs' respondeat superior and section 20(a) claims , filed. c/s (kd) [Entry date 03/30/99] [1:97cv10304] 3/29/99 278 Statement of counsel filed by Lawrence J. Ramaekers in 1:97-cv-10304, Jay Alix and Assoc. in 1:97-cv-10304 , Re: status conference. c/s (kd) [Entry date 03/30/99] [1:97cv10304] Docket as of September 12, 2000 10:57 pm Page 57 Proceedings include all events. 1:97cv10304 In Re Centennial Tec, et al v. Centennial Technol, et al LEAD 3/29/99 279 Motion by Lawrence J. Ramaekers in 1:97-cv-10304, Jay Alix and Assoc. in 1:97-cv-10304 for relief from stay order to obtain records of trading activity in Centennial stock on February 25, 1997, filed. c/s (kd) [Entry date 03/30/99] [1:97cv10304] 3/29/99 280 Notice by Lawrence J. Ramaekers in 1:97-cv-10304, Jay Alix and Assoc. in 1:97-cv-10304 withdrawing [267-1] opposition response , filed. c/s (kd) [Entry date 03/30/99] [1:97cv10304] 3/29/99 -- Defendants Withdrawal of Motion to Compel Adequate Responses to Interrogatories Nos. 2 and 8, filed. c/s (kd) [Entry date 03/30/99] [1:97cv10304] 3/30/99 281 Plaintiffs' supplemental submission concerning plaintiffs' motion for class certification, filed. c/s (kd) [1:97cv10304] 3/30/99 282 Statement of counsel filed by Plaintiffs' in 1:97-cv-10304 , Re: with respect to March 31, 1999 hearing. c/s (kd) [1:97cv10304] 3/30/99 283 STIPULATION (Motion) by Ronald Schwartz in 1:97-cv-10304, Lawrence J. Ramaekers in 1:97-cv-10304, Jay Alix and Assoc. in 1:97-cv-10304, regarding the admissibility of certain news stories, filed. c/s (kd) [1:97cv10304] 3/31/99 -- Case management conference held . (kd) [Entry date 04/01/99] [1:97cv10304] 3/31/99 284 Judge Robert E. Keeton . Clerk's Notes: re: case management conf. granting [223-1] motion for class cetrtification granting [229-1] motion for leave to file third consolidated and amended class action complaint granting [233-1] motion for protective order, or in the alternative, to quash, pursuant to Federal Rules of Civil Procedure 26 and 45 denying [237-1] motion to compel and an extension of discovery deadlines deferring [253-1] to compel documents in response to Nos. 6 and 11 of plaintiffs' first request for the production of documents from defendants Lawrence J. Ramaekers and Jay Alix & Associates pursuant to Federal Rule of Civil Procedure 37 and Local Rule 37.1 granting [279-1] motion for relief from stay order to obtain records of trading activity in Centennial stock on February 25, 1997, set Oral Argument hearing for 2:00 5/5/99 Court Reporter: McGlaughlin (kd) [Entry date 04/01/99] [1:97cv10304] Docket as of September 12, 2000 10:57 pm Page 58 Proceedings include all events. 1:97cv10304 In Re Centennial Tec, et al v. Centennial Technol, et al LEAD 4/2/99 285 Judge Robert E. Keeton. Memorandum in Explanation and Practice and Procedure Order No. 13 entered granting [223-1] motion for class cetrtification granting [229-1] motion for leave to file third consolidated and amended class action complaint granting [233-1] motion for protective order, or in the alternative, to quash, pursuant to Federal Rules of Civil Procedure 26 and 45 denying [237-1] motion to compel and for an extension of discovery deadlines deferring [253-1] motion to compel documents in response to Nos. 6 11 of plaintiffs' first request for the production of documents from defendants Lawrence J. Ramaekers and Jay & Associates pursuant to Federal Rule of Civil Procedure 37 and Local Rule 37.1 granting [275-1] stipulation motion deferring [276-1] motion for summary judgment with respect to plaintiffs' respondeat superior and section 20(a) claims granting [279-1] motion for relief from stay order to records of trading activity in Centennial stock on February 25, 1997 granting [283-1] stipulation motion regarding the admissibility of certain news stories, set case conference for Case management conference on 2:00 5/5/99. cc/cl (kd) [1:97cv10304] 4/5/99 286 Motion by Plaintiffs in 1:97-cv-10304 for order authorizing distribution of the settlement fund, filed. c/s (kd) [1:97cv10304] 4/5/99 287 Memorandum by Plaintiffs in 1:97-cv-10304 in support of [286-1] motion for order authorizing distribution of the settlement fund , filed. c/s (kd) [1:97cv10304] 4/5/99 288 Affidavit of Jeffrey C Block in 1:97-cv-10304 , re: [286-1] motion for order authorizing distribution of the settlement fund , filed. c/s (kd) [1:97cv10304] 4/5/99 289 Affidavit of Michael Rosenbaum , re: [286-1] motion for order authorizing distribution of the settlement fund , filed. c/s (kd) [1:97cv10304] 4/9/99 290 Notice of withdrawal of counsel by Mark R. Rosen for Abraham and Dana Nechemia and Ehud Nahum filed. (kd) [Entry date 04/13/99] [1:97cv10304] 4/9/99 291 Assented to Motion by Plaintiffs in 1:97-cv-10304 to publish notice of pendency of class action, filed. c/s (kd) [Entry date 04/13/99] [1:97cv10304] 4/14/99 -- Judge Robert E. Keeton . Endorsed Order entered granting [291-1] motion to publish notice of pendency of class action. "Allowed and so ordered." Notice sent to counsel. (kd) [Entry date 04/15/99] [1:97cv10304] 4/16/99 292 Transcript of proceedings for case management conference held on proceeding date: March 31, 1999 before Judge: Keeton. Court Reporter: Jim McLaughlin (kd) Docket as of September 12, 2000 10:57 pm Page 59 Proceedings include all events. 1:97cv10304 In Re Centennial Tec, et al v. Centennial Technol, et al LEAD [Entry date 04/19/99] [1:97cv10304] 4/22/99 293 Memorandum by Plaintiffs in 1:97-cv-10304 in opposition to [276-1] motion for summary judgment with respect to plaintiffs' respondeat superior and section 20(a) claims , filed. c/s (kd) [Entry date 04/26/99] [1:97cv10304] 5/3/99 294 Motion by Jay Alix and Assoc. in 1:97-cv-10304 for leave to file reply memorandum in support of motion for summary judgment with respect to plaintiffs' respondeat superior and section 20(a) claims , filed. c/s (kd) [Entry date 05/04/99] [1:97cv10304] 5/3/99 295 Reply by Jay Alix and Assoc. in 1:97-cv-10304 in support of motion for summary judgment with respect to plaintiffs' respondeat superior and section 20(a) claims, filed. c/s (kd) [Entry date 05/04/99] [1:97cv10304] 5/3/99 297 Motion by Plaintiffs in 1:97-cv-10304 to bifurcate the trial regarding issues of class-wide and individual reliance, filed. c/s (kd) [Entry date 05/07/99] [1:97cv10304] 5/3/99 298 Memorandum of law by class Plaintiffs in 1:97-cv-10304 re: in support of motion to bifurcate filed. c/s (kd) [Entry date 05/07/99] [1:97cv10304] 5/6/99 -- Case management conference held . (kd) [Entry date 05/07/99] [1:97cv10304] 5/6/99 296 Judge Robert E. Keeton . Clerk's Notes: re: case management held, Colloquy re: motion for summary judgment (docket #276). Court takes motion under advisement. Motion to dist. settlement funds (docket #286) change found in proposed order, plaintiff will file new modified copy on Friday. Class cert. notice has been marked and published. Fraud on market theory discussed. Briefing schedule: defendants motion - May 14, 1999, opposition - May 28, 1999, Reply - June 4, 1999. set hearing for 4:00 6/9/99. Court - need to do special verdict questions before trial. That will have bearing on Motion to bifurcate. Court provides draft stip and Order Regulating Jury Trial. Plaintiff requests order getting stuff done earlier. Court - if parties agree, fine. Otherwise, file motion. Court Reporter: Tim Willette (kd) [Entry date 05/07/99] [1:97cv10304] 5/7/99 301 Motion by Lawrence J. Ramaekers in 1:97-cv-10304, Jay Alix and Assoc. in 1:97-cv-10304 for expert discovery, filed. c/s (kd) [Entry date 05/13/99] [1:97cv10304] 5/11/99 -- Proposed Order Authorizing Distibution of the Settlement by Plaintiffs in 1:97-cv-10304 received for filing. (kd) [1:97cv10304] Docket as of September 12, 2000 10:57 pm Page 60 Proceedings include all events. 1:97cv10304 In Re Centennial Tec, et al v. Centennial Technol, et al LEAD 5/11/99 299 Judge Robert E. Keeton. Practice and Procedure Order No. 14 entered. Order Authorizing Distribution of the Settlement Fund. "...IT IS HEREBY ORDERED that: 1. The David Berdon & Co. LLP shall be paid the sum of $420,000. in fees and reimbursed $174,119.29 from the Settlement Fund in final payment of the fees and expenses of the Settlement Administrator. 2. The "Summary Loss Calculations" determined by Berdon and contained in Exhibit A hereto are hereby approved, and the Recognized Losses for each claimant listed therein are hereby allowed. 3. The claims Berdon deemed invalid and listed in Exhibits B and C hereto are disallowed. 4. The remaining cash balance of the Settlement Fund shall be transferred to an accoount to be established at Chase Manhattan Bank under the supervision of Berdon. 5. Berdon shall set aside from the Settlement Fund prior to distribution any monies required to pay any tax liabilities and to prepare and file any additional income tax returns necessary for proper accounting of the Settlement Fund to the I.R.S. 6. Berdon shall thereupon calculate on a pro rata basis the dollar amount of the Settlement Fund cash balance to which each claimant whose Recognized Loss is listed in the Summary Loss Calculations is entitled, and, without further order of the Court, distributes that cash balance to the approved claimants." cc/cl (kd) [Entry date 05/12/99] [1:97cv10304] 5/11/99 300 Letter by Jay Braezeale dated: May 4, 1999 to: Judge Keeton re: settlement agreement filed. (kd) [Entry date 05/13/99] [1:97cv10304] 5/14/99 302 Judge Robert E. Keeton. Memorandum In Explanation and Practice and Procedure Order No. 15 entered., set case management conference for 4:00 6/9/99. See order for details. cc/cl (kd) [Entry date 05/17/99] [1:97cv10304] 5/14/99 303 Judge Robert E. Keeton. Practice and Procedure Order No. 16 entered. Stipulation and Order for Tailored Jury Trial attached to Practice and Procedure Order No. 15 of May 14, 1999. See order for details. cc/cl (kd) [Entry date 05/17/99] [1:97cv10304] 5/17/99 304 Motion by Lawrence J. Ramaekers in 1:97-cv-10304, Jay Alix and Assoc. in 1:97-cv-10304 to preclude plaintiffs use of the "fraud-on-the-market" theory, filed. c/s (kd) [Entry date 05/18/99] [1:97cv10304] 5/17/99 305 Memorandum by Lawrence J. Ramaekers in 1:97-cv-10304, Jay Alix and Assoc. in 1:97-cv-10304 in support of [304-1] motion to preclude plaintiffs use of the "fraud-on-the-market" theory , filed. c/s (kd) [Entry date 05/18/99] [1:97cv10304] Docket as of September 12, 2000 10:57 pm Page 61 Proceedings include all events. 1:97cv10304 In Re Centennial Tec, et al v. Centennial Technol, et al LEAD 5/17/99 306 Response by Lawrence J. Ramaekers in 1:97-cv-10304, Jay Alix and Assoc. in 1:97-cv-10304 in opposition to [297-1] motion to bifurcate the trial regarding issues of class-wide and individual reliance , filed. c/s (kd) [Entry date 05/18/99] [1:97cv10304] 5/17/99 307 Declaration of Prof. Joel Hasbrouck, re: in support of [304-1] motion to preclude plaintiffs use of the "fraud-on-the-market" theory , filed. c/s (kd) [Entry date 05/18/99] [1:97cv10304] 5/17/99 308 Declaration of Dr. Marcia Kramer Mayer, re: in support of [304-1] motion to preclude plaintiffs use of the "fraud-on-the-market" theory , filed. c/s (kd) [Entry date 05/18/99] [1:97cv10304] 5/17/99 309 Declaration of Thomas S. Dean, re: in support of [304-1] motion to preclude plaintiffs use of the "fraud-on-the-market" theory , filed. c/s (kd) [Entry date 05/18/99] [1:97cv10304] 5/19/99 310 Motion by Lawrence J. Ramaekers in 1:97-cv-10304, Jay Alix and Assoc. in 1:97-cv-10304 to exclude testimony of Gregg A. Jarrell, filed. c/s (kd) [Entry date 05/21/99] [1:97cv10304] 5/19/99 311 Memorandum by Lawrence J. Ramaekers in 1:97-cv-10304, Jay Alix and Assoc. in 1:97-cv-10304 in support of [310-1] motion to exclude testimony of Gregg A. Jarrell , filed. c/s (kd) [Entry date 05/21/99] [1:97cv10304] 5/20/99 312 Motion by Plaintiffs in 1:97-cv-10304 to exclude the testimony of defendants' proposed experts Gerald W. Hepp, Jonathan M. Klarfeld, Stuart A. McCrary, Terrance Odean and Roger W. Shuy, filed. c/s (kd) [Entry date 05/24/99] [1:97cv10304] 5/20/99 313 Memorandum of law by plaintiffs in 1:97-cv-10304 re: in support of motion to exclude the testimony of defendants proposed experts filed. c/s (kd) [Entry date 05/24/99] [1:97cv10304] 5/24/99 314 Transcript of proceedings for hearing and case management conference held on proceeding date: May 5, 1999 before Judge: Keeton. Court Reporter: Tim Willette (kd) [Entry date 05/25/99] [1:97cv10304] 5/25/99 -- Withdrawal of [301-1] motion for expert discovery. c/s (kd) [Entry date 05/26/99] [1:97cv10304] 5/28/99 315 Letter by Robert Frutkin dated: May 26, 1999 to: Judge Keeton re: class action settlement filed. (kd) [Entry date 06/01/99] [1:97cv10304] Docket as of September 12, 2000 10:57 pm Page 62 Proceedings include all events. 1:97cv10304 In Re Centennial Tec, et al v. Centennial Technol, et al LEAD 6/1/99 316 Motion by Plaintiffs in 1:97-cv-10304 for leave to file reply memorandum in support of motion to bifurcate the trial, filed. c/s (kd) [1:97cv10304] 6/1/99 317 Reply Memorandum of law by Ronald Schwartz in 1:97-cv-10304 re: in support of motion to bifurcate the trial filed. c/s (kd) [1:97cv10304] 6/1/99 318 Motion by Plaintiffs in 1:97-cv-10304 to modify order authorizing distribution of the settlement fund, filed. c/s (kd) [1:97cv10304] 6/1/99 319 Response by Plaintiffs in 1:97-cv-10304 in opposition to [304-1] motion to preclude plaintiffs use of the "fraud-on-the-market" theory , filed. c/s (kd) [1:97cv10304] 6/1/99 320 Affidavit of Kathleen Donovan-Maher , re: in support of [319-1] opposition response , filed. c/s (kd) [1:97cv10304] 6/2/99 321 Judge Robert E. Keeton. Practice and Procedure Order No. 17 entered, set case management conference for Case management conference on 12:00 6/3/99. "...Until the conclusion of that Case Management Conference, the distribution of the settlement proceeds, ordered on May 11, 1999 (Practice and Procedure Order No. 14, Docket No. 299), is stayed." cc/cl (kd) [1:97cv10304] 6/2/99 -- Judge Robert E. Keeton . Endorsed Order entered granting [316-1] motion for leave to file reply memorandum in of motion to bifurcate the trial . [EOD Date 6/2/99] Notice sent to counsel. (kd) [1:97cv10304] 6/2/99 323 Motion by Jay Alix and Assoc. in 1:97-cv-10304 for reconsideration of summary judgment on control person liability claim, filed. c/s (kd) [Entry date 06/03/99] [1:97cv10304] 6/2/99 324 Memorandum by Jay Alix and Assoc. in 1:97-cv-10304 in support of [323-1] motion for reconsideration of summary judgment on control person liability claim , filed. c/s (kd) [Entry date 06/03/99] [1:97cv10304] 6/2/99 325 Motion by Jay Alix and Assoc. in 1:97-cv-10304 for order pursuant to 28 U.S.C. 1292(b) certifying a question of controlling law , filed. c/s (kd) [Entry date 06/03/99] [1:97cv10304] 6/3/99 322 Letter by Glen DeValerio in 1:97-cv-10304 dated: June 3, 1999 to: Judge Keeton re: case management conf. filed. (kd) [1:97cv10304] Docket as of September 12, 2000 10:57 pm Page 63 Proceedings include all events. 1:97cv10304 In Re Centennial Tec, et al v. Centennial Technol, et al LEAD 6/3/99 -- Terminated document: denying [276-1] motion for summary judgment with respect to plaintiffs' respondeat superior and section 20(a) claims Requested by Practice and Procedure Order No. 15 (docket #302). (kd) [1:97cv10304] 6/3/99 326 Judge Robert E. Keeton. Modified Order Authorizing Distribution of the Settlement Fund entered [EOD Date 6/4/99] cc/cl (kd) [Entry date 06/04/99] [1:97cv10304] 6/3/99 327 Response by Lawrence J. Ramaekers in 1:97-cv-10304, Jay Alix and Assoc. in 1:97-cv-10304 in opposition to [312-1] motion to exclude the testimony of defendants' proposed experts Gerald W. Hepp, Jonathan M. Klarfeld, Stuart A. McCrary, Terrance Odean and Roger W. Shuy , filed. c/s (kd) [Entry date 06/07/99] [1:97cv10304] 6/3/99 -- Case management conference held . (kd) [Entry date 06/09/99] [1:97cv10304] 6/3/99 331 Judge Robert E. Keeton . Clerk's Notes: re: case management conf. granting [318-1] motion to modify order authorizing distribution of the settlement fund mooting [286-1] motion for order authorizing distribution of the settlement fund dismissing [294-1] motion for leave to file reply memorandum in support of motion for summary judgment with respect to plaintiffs' respondeat superior and section 20(a) claims Court Reporter: Tim Willette (kd) [Entry date 06/09/99] [1:97cv10304] 6/4/99 328 Status report by Lawrence J. Ramaekers in 1:97-cv-10304, Jay Alix and Assoc. in 1:97-cv-10304 submitted in advance of the June 8, 1999 hearing, filed. c/s (kd) [Entry date 06/07/99] [1:97cv10304] 6/7/99 329 Reply Brief by Lawrence J. Ramaekers in 1:97-cv-10304, Jay Alix and Assoc. in 1:97-cv-10304 in support of defendants motion to preclude use of the "fraud on the Market" theory, filed. c/s (kd) [1:97cv10304] 6/8/99 330 Joint motion by Plaintiffs and Lawrence J. Ramaekers in 1:97-cv-10304, Jay Alix and Assoc. in 1:97-cv-10304 to stay proceedings until after August 3, 1999, filed. (kd) [1:97cv10304] 6/8/99 -- Case management conference held . (kd) [Entry date 06/09/99] [1:97cv10304] 6/8/99 332 Judge Robert E. Keeton . Clerk's Notes: re: case management conf. granting [330-1] joint motion to stay proceedings until after August 3, 1999, Parties decline opportunity to see court's tentative Memorandum and Order. set case management conference for 2:00 9/2/99, reset Jury trial for 9:00 10/25/99 Court Reporter: Tim Willette (kd) [Entry date 06/09/99] [1:97cv10304] Docket as of September 12, 2000 10:57 pm Page 64 Proceedings include all events. 1:97cv10304 In Re Centennial Tec, et al v. Centennial Technol, et al LEAD 8/25/99 333 Notice of change of address for attorney Richard J. Kilsheimer filed . c/s (kd) [Entry date 08/26/99] [1:97cv10304] 8/27/99 334 Letter by David A. Brown in 1:97-cv-10304 dated: August 25, 1999 to: Judge Keeton re: settlement filed. c/s (kd) [1:97cv10304] 8/31/99 -- Judge Robert E. Keeton. Endorsement entered, set Settlement Approval hearing for Tuesday, September 28, 1999 at 3:00 p.m. [EOD Date 9/1/99] Notice sent to counsel. (kd) [Entry date 09/01/99] [1:97cv10304] 9/8/99 335 Judge Robert E. Keeton. Memorandum In Explanation and Practice and Procedure Order No. 18 entered dismissing [253-1] motion to compel documents in response to Nos. 6 and 11 of plaintiffs' first request for the production of documents from defendants Lawrence J. Ramaekers and Jay Alix & Associates pursuant to Federal Rule of Civil Procedure 37 and Local Rule 37.1. [EOD Date 9/9/99] cc/cl (kd) [Entry date 09/09/99] [1:97cv10304] 10/22/99 336 STIPULATION of Third Partial Settlement by class plaintiffs in 1:97-cv-10304, Lawrence J. Ramaekers in 1:97-cv-10304, Jay Alix and Assoc. in 1:97-cv-10304 , filed. c/s (kd) [Entry date 10/27/99] [1:97cv10304] 10/22/99 337 Judge Robert E. Keeton. Order of Preliminary Approval of Third Partial Settlement and Hearing Order entered. [EOD Date 10/27/99] cc/cl (kd) [Entry date 10/27/99] [1:97cv10304] 10/22/99 -- Settlement conference Hearing held . (kd) [Entry date 10/29/99] [1:97cv10304] 10/22/99 338 Judge Robert E. Keeton . Clerk's Notes: re: settlement conference, REK signs settlement agreement. This is Practice and Procedure Order No. 19 and is an INTERLOCUTORY ORDER that does NOT CLOSE THE CASE. Order of Preliminary Approval of Third Partial Settlement and Hearing Order. set Final Settlement Conf. hearing for 4:30 12/15/99. Court Reporter: Lee Marzilli (kd) [Entry date 10/29/99] [1:97cv10304] 11/23/99 339 Letter by Kay Bronston dated: November 18, 1999 to: Judge Keeton re: becoming a party in this case filed. (kd) [Entry date 11/24/99] [1:97cv10304] 11/30/99 340 Objection by Anatole Geiche in 1:97-cv-10304 re: to proposed settlement, plan of allocation and award of fees and expenses, filed. c/s (kd) [Entry date 12/01/99] [1:97cv10304] Docket as of September 12, 2000 10:57 pm Page 65 Proceedings include all events. 1:97cv10304 In Re Centennial Tec, et al v. Centennial Technol, et al LEAD 12/8/99 341 Response by Plaintiffs in 1:97-cv-10304 to [340-1] Anatole Geiche's objection to proposed third partial settlement, plan of allocation and award of fees and expenses, filed. c/s (kd) [Entry date 12/10/99] [1:97cv10304] 12/8/99 342 Memorandum of law by Class plaintiffs' in 1:97-cv-10304 re: in support of the proposed third partial settlement filed. c/s (kd) [Entry date 12/10/99] [1:97cv10304] 12/8/99 343 Memorandum of law by class plaintiffs in 1:97-cv-10304 re: in support of joint application of class counsel for an award of attorneys' fees and reimbursement of expenses filed. c/s (kd) [Entry date 12/10/99] [1:97cv10304] 12/8/99 344 Affidavit of Glen DeValerio in 1:97-cv-10304, re: in support of approval of third partial settlement and award of attorneys' fees and expenses, filed. c/s (kd) [Entry date 12/10/99] [1:97cv10304] 12/8/99 345 Affidavit of Mailing and Publication by Michael Rosenbaum filed. (kd) [Entry date 12/10/99] [1:97cv10304] 12/8/99 346 Response by Lawrence J. Ramaekers in 1:97-cv-10304, Jay Alix and Assoc. in 1:97-cv-10304 to [340-1] Anatole Gieche's objection to proposed settlement, filed. c/s (kd) [Entry date 12/10/99] [1:97cv10304] 12/14/99 347 Statement of counsel filed by Anatole Geiche in 1:97-cv-10304 , Re: in support of objection to the proposed settlement, plan for allocation and award of attorneys' fees and expenses. c/s (kd) [Entry date 12/21/99] [1:97cv10304] 12/15/99 -- Settlement Hearing held . (kd) [Entry date 12/28/99] [1:97cv10304] 12/15/99 349 Judge Robert E. Keeton . Clerk's Notes: re: settlement hearing. No one in court objects to settlement agreement (docket #337). Plaintiff argues in support of settlement agreement. Defendant agrees with plaintiff and adds that issue was highly contested and vigorously litigated and that he's grateful that parties could reach a settlement. Under FRCP 54b, REK orders Final Judgment be entered in this case, according to third partial settlement. REK awards $154,381.57 for expenses and 30% of settlement fund for attorney fees. REK orders clerk to enter Final Judgment under FRCP 54b in accordance with final order and judgment filed today in third partial settlement, according to findings made today on record. ORDERS clerk to designate order of final approval of settlement as Practice and Procedure Order #20, and order of attorney fees and expenses as Practice and Procedure Order #21. Court Reporter: Lee Marzilli (kd) [Entry date 12/28/99] [1:97cv10304] Docket as of September 12, 2000 10:57 pm Page 66 Proceedings include all events. 1:97cv10304 In Re Centennial Tec, et al v. Centennial Technol, et al LEAD 12/15/99 350 Judge Robert E. Keeton. Third Partial Settlment Order of Final Approval and Final Judgment of Dismissal entered . [EOD Date 12/28/99] cc/cl (kd) [Entry date 12/28/99] [1:97cv10304] 12/15/99 351 Judge Robert E. Keeton. Final Order and Judgment Awarding Attorneys' Fees and Reimbursement of Expenses from the Third Partial Settlement entered. [EOD Date 12/28/99] cc/cl (kd) [Entry date 12/28/99] [1:97cv10304] 12/20/99 352 Judge Robert E. Keeton. Memorandum in Explanation and Practice and Procedure Order No. 22 entered. "...For the reasons stated in the foregoing Memorandum in Explanation, it is hereby ORDERED: (a) Civil Action Nos. 97-10450-REK, 97-11369-REK, and 97-11572-REK are CLOSED. (b) The Clerk is directed to enter forthwith on separate documents a Final Judgment in each of those three cases as follows: This civil action is dismissed, all claims having been settled. (c) The Clerk is directed to mail a copy of this Memorandum in Explanation and Practice and Procedure Order No. 22 to all counsel who have entered an appearance in Civil Action No. 98-10044-REK as notice under Local Rule 41.1 that Civil Action No. 98-10044-REK is subject to dismissal for want of prosecution in thirty days." [EOD Date 1/3/00] cc/cl (kd) [Entry date 01/03/00] [1:97cv10304] 12/22/99 348 Letter by Glen DeValerio in 1:97-cv-10304 dated: December 22, 1999 to: Judge Keeton re: cases that may be closed. filed. (kd) [Entry date 12/23/99] [1:97cv10304] 2/8/00 353 Transcript of proceedings for Settlement Conference held on proceeding date: December 15, 1999 before Judge: Keeton. Court Reporter: Lee Marzilli (kd) [1:97cv10304] 2/9/00 354 Letter by James M. Wodarski in 1:97-cv-10304 dated: February 8, 2000 to: Judge Keeton re: dismissing the complaint in C.A.# 98-10044-REK, filed. (kd) [1:97cv10304] 2/16/00 355 Judge Robert E. Keeton. Practice and Procedure Order No. 23 entered. "...it is ORDERED: (a) Civil Action No. 98-10044-REK, Anatole Geishe v. Centennial Technologies et al., is closed. (b) The Clerk is directed to enter forthwith on a separate document a Final Judgment in CA 98-10044-REK as follows: This Civil Action is dismissed for want of prosecution." [EOD Date 2/17/00] cc/cl (kd) [Entry date 02/17/00] [Edit date 02/17/00] [1:97cv10304] Docket as of September 12, 2000 10:57 pm Page 67 Proceedings include all events. 1:97cv10304 In Re Centennial Tec, et al v. Centennial Technol, et al LEAD 2/24/00 356 Judge Robert E. Keeton. Practice and Procedure Order No. 24 entered mooting [325-1] motion for order pursuant to 28 U.S.C. 1292(b) certifying a question of controlling law, mooting [323-1] motion for reconsideration of summary judgment on control person liability claim, mooting [312-1] motion to exclude the testimony of defendants' proposed experts Gerald W. Hepp, Jonathan M. Klarfeld, Stuart A. McCrary, Terrance Odean and Roger W. Shuy, mooting [310-1] motion to exclude testimony of Gregg A. Jarrell, mooting [304-1] motion to preclude plaintiffs use of the "fraud-on-the-market" theory, mooting [297-1] motion to bifurcate the trial regarding issues of class-wide and individual reliance. [EOD Date 2/25/00] cc/cl (kd) [Entry date 02/25/00] [1:97cv10304] 2/24/00 357 Judge Robert E. Keeton. Practice and Procedure Order No. 25 entered, set case management conference for Case management conference on 3/28/00. [EOD Date 2/25/00] cc/cl (kd) [Entry date 02/25/00] [1:97cv10304] 3/28/00 -- Case management conference held . (kd) [Entry date 03/30/00] [1:97cv10304] 3/28/00 358 Judge Robert E. Keeton . Clerk's Notes: re: case management conference, DeValerio lists remaining defendants and status of criminal and bankruptcy proceedings. Will file motion for summary judgment as to three defendants in the next few weeks. Will submit a report on Third Settlement proceedings in April or May and will begin distributions. Will issue practice and procedure order in next few days to confirm next conference. set case management conference for 3:00 6/13/00 Court Reporter: Lee Marzilli (kd) [Entry date 03/30/00] [1:97cv10304] 3/28/00 359 Status Conference Agenda filed in open court. (kd) [Entry date 03/30/00] [1:97cv10304] 3/29/00 360 Judge Robert E. Keeton. Practice and Procedure Order No. 26 entered, set case management conference for Case management conference on 6/13/00. [EOD Date 3/30/00] cc/cl (kd) [Entry date 03/30/00] [1:97cv10304] 4/28/00 361 Motion by class plaintiffs in 1:97-cv-10304 for order Authorizing Distribution of the Centennial III Settlement Fund , filed. c/s (kd) [Entry date 05/02/00] [1:97cv10304] 4/28/00 362 Memorandum by class plaintiffs in 1:97-cv-10304 in support of [361-1] motion for order Authorizing Distribution of the Centennial III Settlement Fund , filed. c/s (kd) [Entry date 05/02/00] [1:97cv10304] Docket as of September 12, 2000 10:57 pm Page 68 Proceedings include all events. 1:97cv10304 In Re Centennial Tec, et al v. Centennial Technol, et al LEAD 4/28/00 363 Affidavit of Glen DeValerio in 1:97-cv-10304 , re: [361-1] motion for order Authorizing Distribution of the Centennial III Settlement Fund , filed. c/s (kd) [Entry date 05/02/00] [1:97cv10304] 4/28/00 364 Affidavit of Michael Rosenbaum, re: [361-1] motion for order Authorizing Distribution of the Centennial III Settlement Fund , filed. c/s (kd) [Entry date 05/02/00] [1:97cv10304] 4/28/00 -- Proposed Order Authorizing Distribution of the Centennial III Settlement Fund received for filing. (kd) [Entry date 05/02/00] [1:97cv10304] 5/5/00 365 Judge Robert E. Keeton . Order entered granting [361-1] motion for order Authorizing Distribution of the Centennial III Settlement Fund. [EOD Date 5/9/00] cc/cl (kd) [Entry date 05/09/00] [1:97cv10304] 5/15/00 366 Motion by Plaintiffs' in 1:97-cv-10304 for summary judgment against defendants Emanuel Pinez, James M. Murphy and Robert E. Lockwood, filed. c/s (kd) [Entry date 05/16/00] [1:97cv10304] 5/15/00 367 Memorandum of law by Ronald Schwartz in 1:97-cv-10304 in support of [366-1] motion for summary judgment against defendants Emanuel Pinez, James M. Murphy and Robert E. Lockwood , filed. c/s (kd) [Entry date 05/16/00] [1:97cv10304] 5/15/00 368 Statement of Material Undisputed Facts by Plaintiffs' in 1:97-cv-10304 re: [366-1] motion for summary judgment against defendants Emanuel Pinez, James M. Murphy and Robert E. Lockwood , filed. c/s (kd) [Entry date 05/16/00] [1:97cv10304] 5/15/00 369 Affidavit of Kathleen M. Donovan-Maher, re: [366-1] motion for summary judgment against defendants Emanuel Pinez, James M. Murphy and E. Lockwood , filed. c/s (kd) [Entry date 05/16/00] [1:97cv10304] 6/13/00 372 Status Conference Agenda, filed. (kd) [Entry date 06/16/00] [1:97cv10304] 6/13/00 -- Case management conference held . (kd) [Entry date 06/21/00] [1:97cv10304] Docket as of September 12, 2000 10:57 pm Page 69 Proceedings include all events. 1:97cv10304 In Re Centennial Tec, et al v. Centennial Technol, et al LEAD 6/13/00 374 Judge Robert E. Keeton . Clerk's Notes: re: case management conference, Attorneys state their names and representations. Colloquy re: status of the proceedings. Colloquy re: motion for summary judgment. Will set hearing to consider status of Bond Fletcher and sale of assets by SEC and distribution to class members, SEC counsel to appear at that hearing (9/7/00). Colloquy re: opt-outs from 1st settlement filed 98-10243-REK and status of that case. Plaintiffs will dismiss three no-asset corporate defendants (BBC, Infos, Pressage) (all but MediaJet). Colloquy re: P& P Order #28. set Motion hearing for 3:30 6/28/00 Court Reporter: Lee Marzilli (kd) [Entry date 06/21/00] [1:97cv10304] 6/14/00 370 Motion by plaintiffs in 1:97-cv-10304 to dismiss actions pending against defendants BBC Computers, Infos International and Presage Corporation , filed. c/s (kd) [Entry date 06/15/00] [1:97cv10304] 6/15/00 371 Judge Robert E. Keeton. Memorandum and Practice and Procedure Order No. 28 entered. granting [366-1] motion for summary judgment against defendants Emanuel Pinez, James M. Murphy and Robert E. Lockwood granting [370-1] motion to dismiss actions pending against defendants BBC Computers, Infos International and Presage Corporation, set Oral Argument hearing for 3:30 6/28/00, set case management conference for 4:00 9/7/00 [EOD Date 6/16/00] cc/cl (kd) [Entry date 06/16/00] [1:97cv10304] 6/16/00 373 Response by Robert E. Lockwood in opposition to plaintiffs' motion for summary judgment, filed. c/s (kd) [Entry date 06/19/00] [1:97cv10304] 6/28/00 -- Hearing held . (kd) [Entry date 06/30/00] [1:97cv10304] 6/28/00 375 Judge Robert E. Keeton . Clerk's Notes: re: hearing held. granting [366-1] motion for summary judgment against defendants Emanuel Pinez, James M. Murphy and Robert E. Lockwood. Colloquy re: damages. Plaintiff will file briefs on damages before September conference. Court Reporter: Lee Marzilli (kd) [Entry date 06/30/00] [1:97cv10304] 8/23/00 376 Transcript of proceedings for Case Management conference held on proceeding date: March 28, 2000 before Judge: Keeton. Court Reporter: Lee Marzilli (kd) [Entry date 08/24/00] [1:97cv10304] 8/23/00 377 Transcript of proceedings for Case Management Conference held on proceeding date: June 13, 2000 before Judge: Keeton. Court Reporter: Lee Marzilli (kd) [Entry date 08/24/00] [1:97cv10304] [END OF DOCKET: 1:97cv10304]