|
|
|||
Docket as of April 29, 1998 [retrieved 7/13/98] Proceedings include all events. TERMED CONSOL 3:96cv2712 Polk, et al v. Fritz, et al APPEAL TERMED CONSOL APPEAL U.S. District Court U.S. District for the Northern District of California (S.F.) CIVIL DOCKET FOR CASE #: 96-CV-2712 Polk, et al v. Fritz, et al Filed: 07/31/96 Assigned to: Chief Judge Marilyn Hall Patel Jury demand: Both Demand: $0,000 Nature of Suit: 850 Lead Docket: None Jurisdiction: Federal Question Dkt# in other court: None Cause: 28:1331 Fed. Question: Securities Violation [Party and Counsel List] 7/31/96 1 COMPLAINT Summons(es) issued; Fee status pd entered on 7/31/96 in the amount of $ 120.00 ( Receipt No. 40200); jury demand [3:96-cv-02712] (ls) [3:96cv2712] 7/31/96 2 ORDER RE COURT PROCEDURE and SCHEDULE by Mag. Judge Wayne D. Brazil : Proof of service to be filed by 9/16/96 ; counsels' case management statement to be filed by 11/22/96 ; initial case management conference will be held 4:00 12/2/96 . (cc: all counsel) (ls) [3:96cv2712] 8/8/96 3 NOTICE by Plaintiff of other action in California Superior Court. [3:96-cv-02712] (cs) [Entry date 08/14/96] [3:96cv2712] 8/22/96 4 CLERK'S NOTICE of impending reassignment to a U.S. District Judge Case management conference scheduled for 8/22/96 will NOT be held [3:96-cv-02712] (cs) [Entry date 08/26/96] [3:96cv2712] 8/26/96 5 REQUEST by defendants for reassignment to a U.S. District Judge for trial and disposition [4:96-cv-02712] (kc) [Entry date 08/29/96] [3:96cv2712] 8/26/96 6 ORDER by Assignment Committee Case reassigned to Judge Marilyn H. Patel ( Date Entered: 8/29/96) (cc: all counsel) [4:96-cv-02712] (kc) [Entry date 08/29/96] [3:96cv2712] 9/9/96 7 STIPULATION and ORDER by Judge Marilyn H. Patel : extending time until 9/25/96 for defendants to answer to the complaint (cc: all counsel) [3:96-cv-02712] (gba) [Entry date 09/12/96] [3:96cv2712] 9/16/96 8 ORDER by Judge Marilyn H. Patel relating cases C96-2712 & C96-2713 (Date Entered: 9/16/96) (cc: all counsel) [3:96-cv-02712] (gba) [3:96cv2712] 9/18/96 9 RETURN OF SERVICE executed upon defendant Lynn C. Fritz in 3:96-cv-02712 on 8/8/96 of summons and complaint by personal service, defendant John H. Johung in 3:96-cv-02712 on 8/6/96 of summons and complaint by personal service, defendant Stephen M. Mattessich in 3:96-cv-02712 on 8/17/96 of summons and complaint by personal service, defendant Carsten S. Andersen in 3:96-cv-02712 on 8/20/96 of summons and complaint by personal service, defendant Fritz Companies Inc in 3:96-cv-02712 on 8/5/96 of summons and complaint by serving Jan Raymond, General Counsel/authorized agent [3:96-cv-02712] (gba) [3:96cv2712] 9/20/96 10 CLERK'S NOTICE Case Management Statement is due 1/10/97 ; Case Management Conference set for 9:30 1/17/97 ; [3:96-cv-02712] (gba) [Entry date 09/24/96] [3:96cv2712] 9/27/96 11 NOTICE by Plaintiff in 3:96-cv-02712 of related case(s) C96-2906 MHP [3:96-cv-02712] (gba) [Entry date 10/01/96] [3:96cv2712] 9/27/96 12 NOTICE OF MOTION AND MOTION WITH MEMORANDUM OF POINTS AND AUTHORITIES before Judge Marilyn H. Patel by Plaintiff in 3:96-cv-02712 to consolidate cases for all purposes with Notice set for 11/8/96 10:30 [3:96-cv-02712] (gba) [Entry date 10/01/96] [3:96cv2712] 9/27/96 13 DECLARATION by Helen J. Hodges on behalf of Plaintiff in 3:96-cv-02712 re motion to consolidate cases for all purposes [12-1] [3:96-cv-02712] (gba) [Entry date 10/01/96] [3:96cv2712] 9/27/96 -- RECEIVED Proposed Order (Plaintiff in 3:96-cv-02712) re: motion to consolidate cases for all purposes [12-1] [3:96-cv-02712] (gba) [Entry date 10/01/96] [3:96cv2712] 9/27/96 14 NOTICE OF MOTION AND MOTION WITH MEMORANDUM OF POINTS AND AUTHORITIES before Judge Marilyn H. Patel by Plaintiff in 3:96-cv-02712 to be appointed lead plaintiffs pursuant to Section 21D (a) (3) (B) of the securities exchange act of 1934 and approval of lead plaintiffs' choice of lead counsel with Notice set for 11/8/96 10:30 [3:96-cv-02712] (gba) [Entry date 10/01/96] [3:96cv2712] 9/27/96 15 DECLARATION by Helen J. Hodges on behalf of Plaintiff in 3:96-cv-02712 re motion to be appointed lead plaintiffs pursuant to Section 21D (a) (3) (B) of the securities exchange act of 1934 and approval of lead plaintiffs' choice of lead counsel [14-1] [3:96-cv-02712] (gba) [Entry date 10/01/96] [3:96cv2712] 9/27/96 -- RECEIVED Proposed Order (Plaintiff in 3:96-cv-02712) re: motion to be appointed lead plaintiffs pursuant to Section 21D (a) (3) (B) of the securities exchange act of 1934 and approval of lead plaintiffs' choice of lead counsel [14-1] [3:96-cv-02712] (gba) [Entry date 10/01/96] [3:96cv2712] 9/30/96 16 PROOF OF SERVICE by Plaintiff in 3:96-cv-02712 of clerk notice [10-2] [3:96-cv-02712] (gba) [Entry date 10/01/96] [3:96cv2712] 10/8/96 17 CERTIFICATION of discussion of ADR options by Plaintiff in 3:96-cv-02712. [3:96-cv-02712] (gba) [3:96cv2712] 10/25/96 18 NOTICE OF NO OPPOSITION by Plaintiff in 3:96-cv-02712 to defendant's motion to consolidate cases for all purposes [12-1] [3:96-cv-02712] (gba) [3:96cv2712] 10/25/96 19 NOTICE OF NO OPPOSITION by Plaintiff in 3:96-cv-02712 to defendant's motion to be appointed lead plaintiffs pursuant to Section 21D (a) (3) (B) of the securities exchange act of 1934 and approval of lead plaintiffs' choice of lead counsel [14-1] [3:96-cv-02712] (gba) [3:96cv2712] 11/12/96 20 LETTER dated 11/6/96 from Arthur C. Leahy confirming that the hearings on 11/8/96 on the motions to consolidate and the motion for appointment of lead plaintifs have been cancelled [3:96-cv-02712] (gba) [Entry date 11/13/96] [3:96cv2712] 12/13/96 21 ATTORNEY APPEARANCE for defendant in 3:96-cv-02712 by David M. Furbush, Tower C. Snow [3:96-cv-02712] (gba) [3:96cv2712] 12/24/96 22 Statement by Plaintiff in 3:96-cv-02712 in NON-Opposition to motion to consolidate cases for all purposes [12-1] [3:96-cv-02712] (gba) [3:96cv2712] 1/10/97 23 JOINT CASE MANAGEMENT STATEMENT and PROPOSED ORDER filed. [3:96-cv-02712] (gba) [Entry date 01/15/97] [3:96cv2712] 1/17/97 24 MINUTES: (C/R not reported) INITIAL CASE MANAGEMENT CONFERENCE HELD. Matter was continued to 5/23/97 at 10:30 for class certification motion (Motion - 3/21/97, Opposiiton - 4/18/97 & Reply - 5/2/97) [3:96-cv-02712] (gba) [Entry date 01/21/97] [3:96cv2712] 1/21/97 25 ORDER by Judge Marilyn H. Patel GRANTING plaintiff's motion to be appointed lead plaintiffs pursuant to Section 21D (a) (3) (B) of the securities exchange act of 1934 and approval of lead plaintiffs' choice of lead counsel [14-1] (Date Entered: 1/23/97) (cc: all counsel) [3:96-cv-02712] (gba) [Entry date 01/23/97] [3:96cv2712] 1/21/97 26 ORDER by Judge Marilyn H. Patel GRANTING plaintiff's motion to consolidate cases for all purposes [12-1] 3:96-cv-2712 with member cases 3:96-cv-2713, 3:96-cv-2906 (Date Entered: 1/23/97) (cc: all counsel) [3:96-cv-02712] (gba) [Entry date 01/23/97] [3:96cv2712] 1/31/97 27 FIRST AMENDED COMPLAINT [1-1] by Plaintiff in 3:96-cv-02712; jury demand; adding Samuel Weiss, Vic Shackelford, E.M. Lawrence, George Levenson, Irving Rosenzweig to case(s) 3:96-cv-02712, [3:96-cv-02712] (gba) [3:96cv2712] 2/3/97 -- RECEIVED order for case management submitted by Plaintiff in 3:96-cv-02712 [3:96-cv-02712] (gba) [Entry date 02/04/97] [3:96cv2712] 2/5/97 28 ORDER FOR CASE MANAGEMENT CONFERENCE by Judge Marilyn H. Patel that defendants shall file their responsive pleadings on 3/21/97 ; 4/18/97 - plaintiffs respond ; 5/2/97 - reply ; 5/23/97 at 10:30 hearing on any such motion ; (cc: all counsel) [3:96-cv-02712] (gba) [Entry date 02/11/97] [3:96cv2712] 3/10/97 29 CERTIFICATION of Irving Rosenzweig regarding the amended complaint by Plaintiff in 3:96-cv-02712 [3:96-cv-02712] (gba) [3:96cv2712] 3/17/97 30 ORDER by Judge Marilyn H. Patel for leave to file second amended class action complaint by 4/25/97 (cc: all counsel) [3:96-cv-02712] (gba) [Entry date 03/20/97] [3:96cv2712] 3/21/97 31 PROOF OF SERVICE by defendant in 3:96-cv-02712 of order [30-2] [3:96-cv-02712] (gba) [Entry date 03/24/97] [3:96cv2712] 4/25/97 32 SECOND AMENDED CONSOLIDATED COMPLAINT [27-1] by Plaintiff in 3:96-cv-02712; jury demand; adding Dennis L. Pelino to case(s) 3:96-cv-02712, [3:96-cv-02712] (gba) [3:96cv2712] 4/25/97 -- 2ND AMENDED SUMMONS issued as to defendant in 3:96-cv-02712 [3:96-cv-02712] (gba) [3:96cv2712] 6/16/97 33 ORDER by Judge Marilyn H. Patel that defendants shall respond to the SAC on 7/2/97, and if any defendant files a motion to dismiss, plaintiffs shall respond to such motion on 7/30/97. Defendants shall file any reply papers on 8/13/97, and the hearing on any such motion shall be at 10:30 a.m. on 9/12/97. (cc: all counsel) [3:96-cv-02712] (gba) [Entry date 06/24/97] [3:96cv2712] 7/1/97 34 WAIVER OF SERVICE by defendant Dennis L. Pelino in 3:96-cv-02712 served on 7/1/97 in response to the Request for Waiver sent on 5/21/97 [3:96-cv-02712] (gba) [Entry date 07/02/97] [3:96cv2712] 7/2/97 35 MOTION with memorandum in support before Judge Marilyn H. Patel by defendant in 3:96-cv-02712 to dismiss the second amended complaint with Notice set for 9/12/97 10:30 [3:96-cv-02712] (gba) [Entry date 07/07/97] [3:96cv2712] 7/2/97 36 DECLARATION by Tanya Herrera on behalf of defendant in 3:96-cv-02712 re motion to dismiss the second amended complaint [35-1] [3:96-cv-02712] (gba) [Entry date 07/07/97] [3:96cv2712] 7/2/97 37 INDEX OF NOT YET REPORTED AUTHORITIES CITED in support of defendants' motion to dismiss the second amended complaint [35-1] [3:96-cv-02712] (gba) [Entry date 07/07/97] [3:96cv2712] 7/2/97 38 PROOF OF SERVICE by defendant in 3:96-cv-02712 of exhibits [37-1], declaration [36-1], motion to dismiss the second amended complaint [35-1] [3:96-cv-02712] (gba) [Entry date 07/07/97] [3:96cv2712] 7/17/97 -- RECEIVED stipulation and order re: revised briefing schedule for defendants' motion to dismiss the second amended consolidation class action complaint submitted by Plaintiff in 3:96-cv-02712 [3:96-cv-02712] (gba) [3:96cv2712] 7/18/97 39 STIPULATION and ORDER by Judge Susan Illston : re: revised briefing schedule for defendants' motion to dismiss the second amended consolidated class action complaint (cc: all counsel) [3:96-cv-02712] (gba) [Entry date 07/21/97] [3:96cv2712] 7/21/97 -- RECEIVED corrected stipulation and proposed order re: revised briefing schedule for defendants' motion to dismiss the second amended consolidated class action complaint submitted by Plaintiff in 3:96-cv-02712 [3:96-cv-02712] (gba) [Entry date 07/22/97] [3:96cv2712] 7/30/97 40 CORRECTED STIPULATION and ORDER by Judge Susan Illston: re: revised briefing schedule for defendants' motion to dismiss the second amended consolidated class action complaint (cc: all counsel) [3:96-cv-02712] (gba) [Entry date 08/06/97] [3:96cv2712] 8/6/97 41 CROSS-MOTION and memorandum of points and authorities by Plaintiff in 3:96-cv-02712 to strike certain evidence offered by defendants on their motion to dismiss with Notice set for 9/12/97 10:30 [3:96-cv-02712] (gba) [3:96cv2712] 8/6/97 42 OPPOSITION by Plaintiff in 3:96-cv-02712 to defendant's motion to dismiss the second amended complaint [35-1] [3:96-cv-02712] (gba) [3:96cv2712] 8/6/97 43 DECLARATION by Arthur C. Leahy on behalf of Plaintiff in 3:96-cv-02712 re opposition [42-1] [3:96-cv-02712] (gba) [3:96cv2712] 8/6/97 44 DECLARATION by Helen J. Hodges on behalf of Plaintiff in 3:96-cv-02712 re opposition [42-1], re motion to strike certain evidence offered by defendants on their motion to dismiss [41-1] [3:96-cv-02712] (gba) [3:96cv2712] 8/12/97 45 NOTICE by Plaintiff in 3:96-cv-02712 of entry of order [3:96-cv-02712] (gba) [3:96cv2712] 8/13/97 46 PLAINTIFF'S SUPPLEMENTAL SUBMISSION of Authority pursuant to Local Rule 7-3 (e) in 3:96-cv-02712 [3:96-cv-02712] (llm) [Entry date 08/18/97] [3:96cv2712] 8/27/97 47 REPLY MEMORANDUM by defendant Lynn C. Fritz in 3:96-cv-02712, defendant John H. Johung in 3:96-cv-02712, defendant Stephen M. Mattessich in 3:96-cv-02712, defendant Carsten S. Andersen in 3:96-cv-02712, defendant Fritz Companies Inc in 3:96-cv-02712, defendant Dennis L. Pelino in 3:96-cv-02712 re motion to dismiss the second amended complaint [35-1] [3:96-cv-02712] (gba) [Entry date 08/28/97] [3:96cv2712] 8/27/97 48 DECLARATION by Tanya Herrera on behalf of defendant Lynn C. Fritz in 3:96-cv-02712, defendant John H. Johung in 3:96-cv-02712, defendant Stephen M. Mattessich in 3:96-cv-02712, defendant Carsten S. Andersen in 3:96-cv-02712, defendant Fritz Companies Inc in 3:96-cv-02712, defendant Dennis L. Pelino in 3:96-cv-02712 re reply [47-1] [3:96-cv-02712] (gba) [Entry date 08/28/97] [3:96cv2712] 8/27/97 49 PROOF OF SERVICE by defendant Lynn C. Fritz in 3:96-cv-02712, defendant John H. Johung in 3:96-cv-02712, defendant Stephen M. Mattessich in 3:96-cv-02712, defendant Carsten S. Andersen in 3:96-cv-02712, defendant Fritz Companies Inc in 3:96-cv-02712, defendant Dennis L. Pelino in 3:96-cv-02712 of declaration [48-1], reply [47-1] [3:96-cv-02712] (gba) [Entry date 08/28/97] [3:96cv2712] 8/29/97 50 MEMORANDUM of points and authorities by defendant in 3:96-cv-02712 in opposition to plaintiff's motion to strike certain evidence offered by defendants on their motion to dismiss [41-1] [3:96-cv-02712] (gba) [3:96cv2712] 9/11/97 51 NOTICE by Plaintiff in 3:96-cv-02712 of supplemental submission of authority pursuant to local rule 7-3(e) [3:96-cv-02712] (gba) [3:96cv2712] 9/12/97 52 MINUTES: (C/R Judith Dudeck) (Hearing Date: 9/12/97) that the motion to strike certain evidence offered by defendants on their motion to dismiss [41-1] is submitted, that the motion to dismiss the second amended complaint [35-1] is submitted. Court to issue order. [3:96-cv-02712] (gba) [Entry date 09/15/97] [3:96cv2712] 10/6/97 53 REPORTER'S TRANSCRIPT; Date of proceedings: 9/12/97 (C/R: Judith N. Dudeck) minutes [52-1] [3:96-cv-02712] (gba) [Entry date 10/07/97] [3:96cv2712] 12/3/97 54 SUPPLEMENTAL submission of authority pursuant to Local Rule 7-3(e) by Plaintiff in 3:96-cv-02712 [3:96-cv-02712] (gba) [Entry date 12/04/97] [3:96cv2712] 1/30/98 55 PLAINTIFFS' supplemental submission of authority pursuant to local rule 7-3(e) [3:96-cv-02712] (gba) [Entry date 02/02/98] [3:96cv2712] 2/3/98 56 SUPPLEMENTAL SUBMISSION OF AUTHORITY PURSUANT TO LOCAL RULE 7-3(e) by Plaintiff in 3:96-cv-02712 [3:96-cv-02712] (gba) [Entry date 02/04/98] [3:96cv2712] 2/4/98 57 CORRECTED SUPPLEMENTAL SUBMISSION OF AUTHORITY PURSUANT TO LOCAL RULE 7-3(e) by Plaintiff in 3:96-cv-02712 [3:96-cv-02712] (gba) [3:96cv2712] 3/5/98 58 MEMORANDUM AND ORDER: by Chief Judge Marilyn H. Patel denying plaintiffs' cross-motion to strike certain evidence offered by defendants on their motion to dismiss [41-1], defendant's motion to dismiss the second amended complaint is GRANTED [35-1]. (Date Entered: 3/5/98) (cc: all counsel) [3:96-cv-02712] (gba) [3:96cv2712] 3/5/98 -- Docket Modification (Administrative) to order [58-1] dismissing case ; appeal filing ddl 4/6/98 [3:96-cv-02712] (gba) [3:96cv2712] 3/30/98 59 NOTICE OF APPEAL by Plaintiff in 3:96-cv-02712 from Dist. Court decision order [58-1] Fee status paid [3:96-cv-02712] (gba) [Entry date 04/01/98] [3:96cv2712] 3/30/98 -- Copy of notice of appeal and docket sheet to all counsel [3:96-cv-02712] (gba) [Entry date 04/01/98] [3:96cv2712] 3/30/98 -- Docket fee notification form and case information sheet to USCA [59-1] [3:96-cv-02712] (gba) [Entry date 04/01/98] [3:96cv2712] 4/13/98 -- NOTIFICATION by Circuit Court of Appellate Docket Number 98-15558 [3:96-cv-02712] (gba) [3:96cv2712] 4/17/98 60 TRANSCRIPT DESIGNATION and Ordering Form filed by Plaintiff for dates 9/12/97 ; C/R: Judith Dudeck; appeal [59-1] [3:96-cv-02712] (llm) [Entry date 04/29/98] [3:96cv2712] 4/29/98 -- CERTIFICATE of Record mailed to USCA, counsel notified (Appeal 98-15558) [3:96-cv-02712] (llm) [3:96cv2712] [END OF DOCKET: 3:96cv2712]